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Rochester Institute of Technology Rochester Institute of Technology
RIT Scholar Works RIT Scholar Works
Theses
1987
Development of a mathematical model to determine the Development of a mathematical model to determine the
temperature distribution in the metal layer and hearth of an temperature distribution in the metal layer and hearth of an
electrical resistance smelter electrical resistance smelter
Kurt B. Carlson
Follow this and additional works at: https://scholarworks.rit.edu/theses
Recommended Citation Recommended Citation Carlson, Kurt B., "Development of a mathematical model to determine the temperature distribution in the metal layer and hearth of an electrical resistance smelter" (1987). Thesis. Rochester Institute of Technology. Accessed from
This Thesis is brought to you for free and open access by RIT Scholar Works. It has been accepted for inclusion in Theses by an authorized administrator of RIT Scholar Works. For more information, please contact [email protected].
ABSTRACT
A steady-state finite-difference heat transfer
mathematical model was derived to determine the temperature
distribution in the metal layer and the hearth of a
cylindrical electrical-resistance smelter. The temperature
distribution is required for the redesign of the refractory
materials and their positions in the hearth to insure that
the metal layer is kept molten at normal smelting
temperatures and that mechanical and structural integrity
of the hearth is maintained. An extensive literature
search revealed that no previously defined model of this
type existed and that consideration of a three-dimensional
model was beyond the scope of this work. The literature
search also verified that the metal layer and the hearth
could be modeled independently of the slag layer. The
finite-difference heat transfer model was then developed by
defining nine different types of nodes in the model and
deriving steady-state heat transfer equations for each type
of node. An algorithm was then developed for the solution
of the non linear dependent set of simultaneous equations.
Beyond the scope of this work, ninety percent of a Fortran
11
77 computer program was written and compiled employing the
algorithm. It is recommended that the computer program be
finished, debugged, and that various combinations of
refractory material types and positions be tried to
determine the optimum design of the refractory hearth.
Proper design of the hearth has the potential to improve
the quality of the metal poured from the smelter, reduce
operating costs, and increase the capacity of the smelter-
Ill
NOMENCLATURE
Ar - Area of heat transfer resistance [in2]
As - Area of heat transfer resistance for a partial
node [ iii2 ]
hi, h2 - Heigth of the face of a partial node [in]
I - Unit vector in the radial direction
J - Unit vector in the axial direction
k - Thermal conductivity[BTU-in/hr-ft2-0 F]
m- Equivalent slope of the bottom shell of the
smelter
Q - Heat flow from a typical node [BTU/hr-ft2- F]
Qc - Convective heat flow from a node to the air
surrounding the smelter [BTU/hr-ft2- F]
Qr - Radiative heat flow from a node to surfaces
surrounding the smelter [BTU/hr-ft2- F]
R - Radial direction
r- Length of node in the radial direction [in]
Ro - Outside radius of the shell [in]
T - Temperature of a node [F]
Tair - Temperature of the air surrounding the shell
[F]
Ts- Temperature of the surfaces surrounding the
shell [F]
Z - Axial direction
Zh - Maximum thickness of the refractory hearth [in]
Zs- Thickness of the silver layer [in]
-Emissivity of the shell
6- Stephan-Boltzman constant
[0.1714E-08 BTU/hr-ft2-R4 ]
G> - Debye temperature [K]
Listing of Figures and Tables
IV
Figure Description Page
1.1 Cross Section View of Electric Resistance 6
Smelter
1.2 Detail of Refractory Hearth of Electric 10
Resistance Smelter
2.1 Detail of Refractory Hearth of Electric 13
Resistance Smelter
3.1.1.1 Electric Glass Melting Furnace 25
3.1.1.2 Contour Plot of Power Intensity at the 28
Vertical Surface
3.1.1.3 Equipotent ial Lines of the Hydrodynamic 29
Vector Potential
3.1.1.4 Flow Velocity in the Y-Z Plane 30
3.1.1.5 Isothermal Plot in the X=0.1 Plane 31
3.1.1.6 Sketch of an Electroslag Remelting Unit 35
3.1.2.2 Streamline Patterns - Electromagnetic Effect 37
Only
3.1.2.3 Streamline Patterns of Electromagnetic and 37
Buoyancy Effects
3.1.2.4 Isotherms in the Slag and Metal Layers 38
3.1.2.5 Effect of Current Level on the Linear 40
Velocity in the Slag
3.1.2.6 Electroslag Welding Process 41
3.1.2.7 Streamline Flow Patterns 43
3.1.2.8 Computed Isotherms 43
3. 1.2.9 ESR Unit 46
Fiflure Description Page
3.1.2.10 Flow Profiles with Current Increased 50
By 10 and 100 Times
3.1.2.11 Flow Profiles with Current Increased 50
By 10 and 100 Times
3.1.3.1 Hearth Arrangement 53
3.1.3.2 Temperature History of the Hearth 54
3.2.1 Thermal Conductivities of Sodium Oxide - 57
Silicate Slags
3.2.2 Thermal Conductivity of Calcium Oxide - 58
Aluminum Oxide - Silicate Slags
3.2.3 Thermal Conductivity of Sodium Oxide - 58
Silicate Slags
4.1 Macroscopic Heat Balance in the Model 62
4.2 Location of Nodes 65
4.3 Summation of the Nodal Equations 67
5.1 Program Structure 72
Table Description Page
3.2.1 Thermal Conductivity of Slags Similar to 56
Those used in the Electrical Resistance
Smelter
TABLE OF CONTENTS
SECTION PAGE
Abstract i
Nomenclature iii
Listing of Figures and Tables iv
1.0 Introduction 2
2.0 Problem Description 12
3 . 0 Literature Search 22
3.1 Introduction to Mathematical Models. 22
3.1.1 Three-Dimensional Model Including
the Effects of Convective and
Electomagnetic Fields 24
3.1.2 Two-Dimensional Axisymmetric Models
Considering the Effect of
Convective and/or Electromagnetic
Fields 34
3.1.3 Model Considering All Layers as
Solids and Considering No Effects
of Convective and Electromagnetic
Fields 52
3.2 Physical Properties of Metallurgical
Slags 55
4.0 Theoretical Analysis 59
5.0 Program Structure 71
6. 0 Conclusions and Recommendations 78
7 . 0 References 79
8.0 Appendix 82
1.0 INTRODUCTION
The materials needed in today's highly technical world
must be of high quality. Gone are the days when man could
take materials from the earth and, with a minimum of effort
and technology, fashion the tools for his world. To
provide these high quality materials, the metallurgical
industry has had to devise processes to take the materials
from their native state in the earth and to refine them or
modify them to the desired purity levels. To do this there
are basically three refining processes: hydrometallurgy,
pyrometallurgy , and electrolytic processes.
Hydrometallurgical processes involve the separation of
the desired metal from gangue or impurities in an aqueous
or liquid phase by virtue of solubility or density
differences. Pyrometallurgical processes involve the
separation of the desired metal from the gangue by the
application of thermal energy to either volatilize off
impurities or products, or else to melt and/or solubilize
the materials and to separate them by solubility or density
differences. Electrolytic processes involve the
solubilization or ionization of metals or impurities from
partially refined metals and subsequent separation by
virtue of solubility and/or electomotive differentials.
Typical industrial refining operations might involve from
one to all three of these processes in varying combinations
and orders.
One of the pyrometallurgical processes, also called
fire refining, is smelting. Smelting usually involves
melting the charge materials in a refractory lined crucible
and either separating the materials by volatilizing off
(called fuming) the metals or impurities, or by separating
the materials in the liquid phase by virtue of solubility
or density differences. Fluxing and reacting chemicals are
added to reduce or oxidize the metals and/or impurities and
to form a slag bath. The slag bath acts as a matte or
sponge to absorb the impurities or product and is separated
from the metal by virtue of solubility and density
differences.
There are four types of smelters which are
distinguished by the manner in which the thermal energy is
supplied to melt or volatilize the materials. These types
are:
1. Reverbatory- the energy is supplied by a
fossil fuel burner and the heat is transferred by radiation
and convection.
2. Induction - the energy is supplied by
electrical induction into a charge inside of a crucible
lined by induction coils
3. Electrical Arc - the energy is supplied
by an electrical arc induced by a high voltage differential
between the metal layer and an electrode immersed into the
charge.
4. Electrical Resistance - the energy is
supplied by the resistance of the molten slag layer of the
charge.
The smelter under consideration in this thesis is an
electrical resistance silver smelter at Kodak Park (Eastman
Kodak Company) in Rochester, N.Y. (U.S.A.). Silver rich
ash derived from waste photographic products is smelted to
separate the silver and impurities. The silver halide in
the ash is reduced to elemental silver, which precipitates
to the bottom of the smelter by virtue of its greater
density. The metal and the metallic oxides in the ash are
solubilized in a fluid slag consisting of excess reducing
chemicals and fluxing chemicals. The charge is heated by
three graphite electrodes that are immersed into the slag
bath.
A schematic of the smelter is shown in figure 1.1. The
smelter is a cylindrical steel vessel lined with refractory
in the hearth and on the upper sidewalls. The unit is
covered by a refractory brick cover through which the three
electrodes are placed, the feed is introduced, and the
exhaust gases are drawn out. The three graphite electrodes
are lowered into the slag layer and the slag is heated by
virtue of its resistance to the flow of electrical current
through it. The silver, at the bottom of the slag layer,
is heated by conductive heat transfer from the slag layer.
The smelting process is a continuous operation where
premixed silver rich ash and fluxing and reacting chemicals
are added through the top of the smelter. When the smelter
becomes full, the slag is superheated to complete the
reduction reaction and to thin the viscosity of the slag in
order to allow as much silver to precipitate to the bottom
of the smelter as possible. A refractory plug is removed
from the slag taphole and the slag is poured out of the
smelter into an indexing casting machine. Enough slag is
left in the smelter to allow the electrodes to be immersed
into the bath and the feeding process is resumed. This
process is repeated a number of times until enough silver
TWO OF THREE GRAPHITE
ELECTRODES CONCENTRIC
TO SKELTER CENTERLINE
REFRACTORY
LINED
COVER
STEEL
SHELL
REFRACTOR*
SIDEV/ALL
SILVER
TAPHOLE
AND SFOUT
REFRACTORY LINED
HEARTH
FIGURE 1.1
CROSS SECTIOK VIEW OF ELECTRICAL RESISTANCE SHELTER
has accumulated at the bottom of the smelter to justify a
silver pour- After the last slag pour, the remaining slag
is superheated to bring the silver to a temperature where
it is fluid enough to allow it to be underpoured from
beneath the slag and not solidify in the ladle on the
casting system. The smelter is tilted up to pool the
silver in the corner of the refractory crucible, a
refractory plug is removed, and the pour is started. At
the end of the silver pour, the feeding cycle is restarted
and the process is repeated.
The principle area of concern of this thesis is the
temperature profile of the silver at the bottom of the
smelter. The temperature of the silver layer is of primary
concern due to:
1. If the silver is molten and fluid then
mass transfer of impurities can take place out of the
silver into the slag layer across the slag/silver
interface. If the silver is solid or crusted over then
mass transfer cannot take place.
2. When the slag is superheated, before a
silver pour, the following occurs:
A. the solubility of impurities in the
slag and silver layers is altered potentially resulting in
impurities precipitating from the slag layer into the
silver layer.
8
B. the slag viscosity is reduced
allowing for greater penetration of the slag into the
refractory and subsequent greater solubilization of the
refractory into the slag.
C. smelter capacity is lost as the unit
is not fed during this time.
D. additional costs are incurred for
the electrical energy.
3. Overheating of the slag and silver layers
can result in damage to the refractory sidewalls, the
hearth and the molds on the casting machine.
Presently, no method exists to give a direct indication
of the temperature of the silver layer. When superheating
the slag layer prior to a silver pour the operators must
use their judgement based upon the following factors; the
amount of residual slag in the smelter, the thickness of
the refractory sidewalls, history of the smelt (downtime,
power and feed levels, etc.), exhaust temperature, and slag
top temperature. This often ends in abortive attempts to
pour the silver which is not fluid or molten or too hot to
be properly handled in the casting equipment.
Heat is transferred from the slag to the silver layer,
which loses heat through the refractory hearth to the steel
shell, where it is lost to the ambient environment by
radiation and convection. The amount of heat lost by the
silver is greatest at the junction of the refractory
sidewalls and the hearth where the conductive path to the
steel shell is shortest. If enough heat is lost from the
silver at this point a skull of solidified material may
exist at the outer radius of the silver layer that prevents
it from being poured out of the smelter. This skull may
exist even though the silver inside of the skull may be
molten.
The layout of the refractory at the bottom of the
smelter is shown in figure 1.2. The hearth is composed of
three different materials:
1. Cured refractory brick - the brick is laid in
a stadium design where the length of the brick is shortened
at the outer radius of the dished head to match the
curvature of the head.
2. Plastic-fill refractory- this formable
refractory material is used to fill in the space between
the brick and shell.
3. Chrome-fill refractory- this powdered
refractory will allow for thermal expansion of the
refractory brick and plastic.
t
SKELTER
STEEL
SHELL
REFRACTORY
3LDEWALL
CURED
REFRACTORY
BRICK
PLASTIC
REFRACTORY
FIGURE \.g_
DETAIL OF REFRACTORY HEARTH OF ELECTRICAL RESISTANCE SMELTER
11
The type of refractory materials, their thickness, and
their relative positions in the hearth can be varied to
modify the temperature of the silver layer. Increasing the
thickness of the materials will reduce the heat loss but
will also reduce the capacity of the smelter. Installing
refractory materials with lower thermal conductivities will
decrease the heat loss from the shell to the enviroment.
This will result in greater penetration of the molten
silver into the pores and joints between the bricks.
Insulating materials below the brick layer may drive the
temperature profiles to the point where the silver may
become molten at the bottom of the refractory bricks. If
this happens the silver will pool, float the lower density
refractory bricks, and a catastrophic failure of the hearth
will result. The benefits of decreasing the heat losses
therefore have to be weighed versus the effect of the
problems listed above.
The intent of this thesis is to derive a model to
mathematically analyze the temperature profile of the
silver layer and the refractory hearth to determine the
temperature profile of the silver in the present hearth
design. The effect of varying the thickness of different
refractories, with different thermal properties, in varying
geometries could then be fed into the mathematical model to
determine the optimum materials and arrangements to be
employed to in order to keep the silver molten and fluid at
normal smeltingtemperatures.
12
2.0 DETAILED PROBLEM DESCRIPTION
The details of the layout of materials in the hearth in
the electrical resistance smelter are shown in figure 2.1.
The hearth is composed of refractory materials. The one
inch thick carbon steel smelter shell is lined with a
chromium oxide granular refractory that serves as a filler
layer and as a layer to accommodate thermal expansion of
the other refractory materials in the hearth. Just above
the chrome-fill refractory is a layer of 70* aluminum oxide
plastic refractory. The plastic is installed in a wet clay
form that is rammed into place with pneumatic hammers and
is formed to receive the rectangular cured refractory
bricks that sit above it. The purpose of the plastic
refractory is to fill the space between this dished shaped
shell and the rectangular bricks. The cured bricks are
made of 85* aluminum oxide and 10* chromium oxide and are
fitted into the hearth in a stadium course design to match
the decreasing profile of the shell bottom and to form a
flat horizontal surface on which the refractory sidewalls
are built up and on which the melt is held.
t
SKELTER
STEEL
SHELL
REFRACTORY
3LDEWALL
CURED
REFRACTORY
BRICK
PLASTIC
REFRACTORY
FIGURE Z.
DETAIL OF REFRACTORY HEARTH OF ELECTRICAL RESISTANCE SHELTER
14
The problem that arises is that at the normal smelting
temperatures of 1800-2200 degrees Fahrenheit (slag top
temperature) the silver is not molten or fluid. It is
desirable to have the silver molten because mass transfer
of impurities can take place between the silver and slag
layers. Heavy metals such as antimony, lead, copper, and
metallic sulfides can exist in a layer between the slag and
the silver layer. Due to their density being less than the
silver they may float on the silver and not be solubilized
to any large extent. These metals and metallic sulfides can
become trapped in the solid or semi-solid silver layer as
silver precipitates from the slag. During the short heatup
time before a silver pour enough time may not elapse to
allow the impurities to separate from the molten silver-
If the silver were always kept molten then equilibrium
would be reached.
Also, the slag must be superheated to drive thermal
energy down into the silver layer to completely melt it.
Superheating the slag results in higher operating costs for
electrical energy needed to melt the silver and a loss in
capacity while the slag is superheated. In addition,
superheating the slag results in a modification of the
solubilities in the slag and silver layers potentially
15
providing for a decrease in the quality of the silver by
allowing impurities to be desolubilized in the slag layer
and either precipitate into or become solubilized in the
silver layer. Superheating the slag layer also reduces the
viscosity of the slag thus allowing greater penetration of
the slag into the refractory sidewalls. This results in
greater solubilization of the refractory into the slag and
reduces the life of the refractory lining.
Due to the heat loss from the sidewalls and the smaller
thickness of the refractory hearth at the outer radius of
the smelter, the potential exists that the silver is molten
at the center and solidified near the sidewalls. When the
operator attempts to tap the smelter the silver cannot be
poured out from the smelter due to this skull or membrane
at the periphery of the silver layer. This causes abortive
attempts to tap the smelter which results in a loss of
capacity. Mechanical means of mixing the silver layer,
such as gas injection, to melt this skull are not feasible
due to the spatial constraints around the smelter.
There are two methods of keeping the silver molten at
normal operating temperatures. One is to reformulate the
composition of the slag so that it has similar viscosity
and solubility parameters to those of the existing slag, at
a temperature high enough to keep the silver at the bottom
16
of the smelter molten. The other is to provide enough
thermal insulation in the hearth and lower sidewalls to
raise the temperature of the silver above its melting
point. The second method is comparatively easy to do and
does not involve considerable expense while the first
method would encompass a detailed, expensive program.
Modifying the hearth design does, however, involve
making sure that the integrity of the hearth is
maintained. Catastrophic results can occur if the hearth
fails and allows the hot metal and slag to come into
contact with the steel shell. The steel shell would lose
its strength if heated to normal smelting temperatures and
could mechanically fail. This could present a serious
problem to personnel and adjoining equipment.
In a hearth such as the one under consideration the 85*
aluminum oxide(alumina)- 10* chromium oxide (chromia) fire
cured brick is employed because it is relatively insoluble
to the slag and the silver and will provide a mechanically
sound hearth. The problem, however, arises at the joints
of the bricks where a mortar is used to join and fasten the
bricks. These joints are the weakest portion of the hearth
and will allow much easier penetration and
17
solubilization of the refractory by the slag and silver.
At normal smelting temperatures silver and slag (primarily
silver because it occupies the hearth the bulk of the time)
penetrate the semi-porous firebrick and the joints until
they reach the solidification point. This point is where
the temperature of the refractory material is the same as
the melting temperature of the silver or slag. The highly
conductive silver reduces the net thermal conductivity of
the brick further lowering the solidification position.
In the design of a refractory hearth it is of the
utmost importance to control the position of the
solidification point. In the case of the hearth under
consideration, the solidification point must be above the
firebrick/plastic refractory interface. If the
solidification point is below the interface then molten
silver will exist at the interface. Due to the density of
the silver being so much greater than the density of the
refractory (650 versus 180 pounds per cubic foot,
respectively) the molten silver can float the refractory
brick out of the hearth. The full weight and temperature
of the silver layer will then be against the plastic
refractory. The thermal resistivity of the plastic and
chrome-fill refractories will allow the steel shell to rise
to a temperature where it will soften, lose its strength,
and catastrophically fail.
18
There are four potential design techniques for the
hearth under consideration. The first is to minimize the
thermal resistivity of the materials underneath the bricks
so that the solidification point is above the bottom of the
bricks. While this technique provides for the maximum
safety in the hearth it also has the disadvantage of
maximizing heat loss through the bottom of the hearth by
decreasing the total thermal resistivity of the hearth.
The second method is to install materials whose thermal
conductivities are lower than the existing bricks at the
top of the hearth to raise the solidification point and
minimize heat loss. This will minimize the flow of thermal
energy from the silver, but can lead to a catastrophic
failure. The refractory bricks that are used to hold the
slag and silver at the top of the hearth are high density
bricks that are relatively non-porous and prevent the
silver from penetrating through the brick. The high
density brick, however, has a relatively high thermal
conductivity that maximizes heat loss. If an insulating
refractory brick were used at the top of the hearth it
would lead to a quick failure of the hearth. The
insulating refractory materials have a relatively low
density and high porosity. The silver and slag can easily
19
penetrate the insulating brick and either rapidly
solubilize it or greatly increase its net thermal
conductivity and quickly bring the solidification point to
the refractory materials interface.
The third technique is to minimize heat losses from the
shell to the environment by providing an insulating layer
below the brick layer- This, however, will cause the
solididfication point to move downwards towards the
interface. In the event that the solidification point
descends below the bricks and the molten silver is allowed
to come into contact with the insulating material it will
quickly penetrate it for the reasons listed in the
preceding paragraph. This can lead to a catastrophic
failure of the hearth. In the preceeding explanation of
the potential failure of the existing hearth when the
higher thermal conductivity refractory brick failed there
was still a fair amount of plastic refractory left in the
hearth that would keep the molten silver away from the
steel shell. The failure of the steel shell would take
some period of time and the smelter could be potentially
shutdown and cooled before the refractory failed. In this
example the silver would penetrate the insulating material
so quickly that the failure of the steel shell
20
would occur before the smelter could be cooled down. For
this reason, a backup safety lining is installed below the
insulating layer that is of sufficient strength and thermal
properties that in the event of a failure of the brick and
insulating layers the backup lining will protect the steel
shell against the slag and silver until the smelter can be
shutdown. Thermocouples can be buried in the backup lining
that would detect the rise in temperature of the backup
lining, when the primary lining fails, and warn the
operator that the smelter must be immediately shut down.
This technique has the disadvantage of increasing the
hearth thickness which reduces the capacity of the
smelter. The advantage is that the loss of energy from the
bottom of the hearth is minimized.
The fourth technique is to install a plastic monolithic
lining at the bottom of the hearth. The formable plastic
refractory is pneumatically rammed into the bottom of the
hearth and then cured in the smelter. The resultant
monolithic hearth then has no joints. Insulating materials
and a backup lining can be added below the plastic
refractory depending upon the thickness of the plastic and
the location of the solidification point. The disadvantage
of this design is the capital cost for the equipment to
cure
21
the plastic in the hearth. Also, If the plastic is not
cured correctly then moisture will remain in the plastic
hearth. Due to the extremely high vapor pressure of water
at normal smelting temperatures, moisture poses a serious
personnel safety and equipment availability concern if it
exists below the slag and silver. The advantage is a
mechanically integral hearth with no joints for easy slag
or silver penetration.
The potential therefore exists, as can be seen from the
previous discussion, to redesign the hearth of the electric
smelter in order to keep the silver layer molten and fluid
at normal smelting temperatures while maintaining the
integrity of the hearth.
22
3.0 LITERATURE SEARCH
3.0 Introduction to the Chapter
An extensive literature search was conducted to
determine if any previously defined models could be
employed for the smelter under consideration. No useable
models were found but similar models revealed important
information for the development of the new model. A
three-dimensional model of a rectangular glass melting
furnace, which is simpler than the smelter under
consideration, revealed that the complexity of a
threedimensional model was well beyond the scope of this
work. The model took over seventy minutes to run on a CDC
6500 computer. Five two-dimensional models were found in
the literature of electrical resistance smelters or melting
processes. The models revealed that a simulation of the
electromagnetic and convective induced flow currents in the
slag and metal layer was also well beyond the scope of this
work. Due to the presence of the three concentric
electrodes in the smelter under consideration it is not
felt that a two-dimensional model of these parameters would
be accurate.
23
The two-dimensional models, however, also revealed
that, in the radial direction of the cylindrical smelter,
the temperature of the slag/metal interface is essentially
constant. This allows the slag and metal layers to be
modeled independently of each other. Since this work is
not concerned with modeling the slag layer, the silver
layer and the refractory hearth will be modeled assuming
the slag/silver interface to be at a constant temperature
throughout
3.1 Introduction to Mathematical Models
The mathematical models are of the temperature and the
convective and electromagnet ically induced flow profiles in
rectangular and cylindrical smelters. One of the models is
of a three-dimensional rectangular glass melter and from
the complexity of the model it was determined that a
three-dimensional model of the non-axisymmetric smelter
under consideration would be far beyond the scope of this
thesis. The two-dimensional axisymmetric models revealed
that the temperature of the slag/silver interface is
constant in the radial direction. This allows the silver
and slag layers to be modeled independently.
24
3.1.1 Three Dimensional Model Including the Effect of
Convective and Electromagnetic Fields
A. Abstract
Chen andGoodson1 formulated a mathematical model of
the three-dimensional temperature and convective flow
profiles of an electric resistance glass furnace. The
model involves the numerical solution of the energy,
momentum transfer and the heat generation equations. The
article gives the assumptions, the defining equations and
boundary conditions for the cubic furnace. Results showing
plots of the temperature and convective flow profiles in
the furnace are shown. The authors conclude that the
results agree quantitatively with characteristics of an
operating furnace, that the three dimensional model is
absolutely needed, and that the major limitation on the
model is the large amount of computer time needed for a
solution. The major limiting assumption appears to be that
the viscosity was assumed to be constant with respect to
temperature.
25
B. Furnace Descripti on
The furnace considered in the model is an electric
glass melting furnace as shown in figure 3.1.1.1
/ TMeltmir end Channel
Cilass level
1 orehearth
Figure 3.1.1.1 - Electric Glass Melting Furnace
The melting end, where the raw materials are fed, is the
primary concern of this model. The melting box is a 2.12
meter cube where heat is generated by the flow of
electricity from electrodes, in the refractory lined walls,
through the glass.
C. Model Assumptions
The following major assumptions are considered in the
model:
1. Glass is a Newtonian fluid (experimentally
verified) .
26
2. Flow is laminar.
3. Viscous heat dissipation can be neglected.
4. The Boussineq approximation is valid (the maximum
temperature variation is small compared to the reciprocal
of the cubic thermal expansion coefficient).
5. The electrical resistivity of the glass is assumed
to be constant.
6. Glass is optically thick; therefore, there is no
radiative heat transfer in the glass.
7. All fluid properties are constant except that the
buoyancy effect due to density difference is accounted for.
8. The furnace is at steady state with no glass
throughput.
9. The complications caused by melting and varying
input batch blanket thickness at the top surface has been
neglected.
D . Equational Setup and Method of Solution
The conservation equations of mass, energy, momentum,
and electric charge were formulated in terms of the system
variables. The equations were then recast in vorticity
transport form and expressed in terms of the nondimensional
Prandtl, Grashof, and Nusselt numbers and the furnace
aspect ratio as the only physical parameters. The method
27
is given by Aziz and Heliums2. The resulting form yields
differential and integral equations of the following form
in three dimensional coordinates: voltage, energy,
vorticity, hydrodynamic vector potential, velocity and
power. The boundary and initial conditions for the
equations are given by the authors.
The method of solution is an alternating direction
implicit finite-difference method3 that is applied to the
voltage, energy, vorticity and hydrodynamic vector
potential equations. An approximate solution is obtained
over an 11 point grid system in the glass in a finite
time. The voltage equation is first solved to determine
the energy input to the glass. The assumption of constant
electrical resistivity allows the voltage equation to be
uncoupled from the energy equation. Knowing the voltage
distribution, the power equation is solved to yield the
power intensity. An algorithm is solved over a finite time
differential until steady state is reached. The values of
the temperatures, vorticities, hydrodynamic vector
potential, and the velocities are fed in at their initial
values. The algorithm solves the energy equation for the
temperature field and the vorticity transport equation for
the velocities at all interior grid points, the
28
hydrodynamic vector potentials are solved knowing the
vorticities, and the velocities and boundary vorticities
are then calculated. The boundary and initial conditions
are given in the Appendix at the back of the article.
E . Results of the Program
The outputs of the llxllxll grid point simulation are
given in terms of graphic plots of the power intensity,
hydrodynamic vector potential, velocity, and temperature
fields at differing planes throughout the melter. Figure
3.1.1.2 shows the contour plot of power intensity at one of
the electrode surfaces that are at two opposite walls. The
pattern of intense power input at the edge of the
electrodes agrees well with wear patterns on industrial
smelters .
-i 1 1 1 1 1 1 1f-
Figure 3.1.1.2 - Contour Plot of Power Intensity
at the Vertical Surface
29
Figure 3.1.1.3 shows equipotential lines of the
hydrodynamic vector potential at the plane 0.1 normalized
units distance from and parallel to the electrodes. The
core or roll is expected due to the electric current taking
the path of least resistance through a central core.
Figure 3.1.1.3 - Equipotential Lines of the
Hydrodynamic Vector Potential
Figure 3.1.1.4 shows a plot of the vector sum of the y
and z component velocities at the plane 0.1 normalized
units distance from and parallel to the electrodes. A
picture of the flow profile can be obtained from this plot
30
\ \ t
1t \ \ t
//ft
t ft t
/ t 1 f
ft t t
' > t f
y
* n
Figure 3.1.1.4 - Flow Velocity in the Y-Z Plane
Figure 3.1.1.5 shows a plot of the isotherms in the
plane 0.1 normalized units from and parallel to the
electrode surface.
31
I .\M)( |'5/,M (
I 5Wr(
-I5()C
400C
: i ( \j:
Figure 3.1.1.5 - Isothermal Plot in the X=0.1 Plane
The authors state that the verification of the output
data was not made due to a lack of data on operational
furnaces but the gross quantities such as temperatures and
power consumption agree well with industrial estimates and
measurements .
The authors list the factors that affect the accuracy
of the results. The first is the estimation of parameters
and physical properties such as constant viscosity, no
system throughput, and no insulating layer at the top of
the melt due to unmelted glass are deemed to be the most
32
critical assumptions. Chen4 has done work on the effect
of the physical properties on free convection but no work
has been done to date on industrial furnaces. Data is
available for the effect of temperature on the heat
capacity, thermal conductivity, and viscosity of the slag
employed in the smelter under consideration in this
thesis. No data is available on the effect of temperature
on the electrical resistivity of the slag. The second
factor affecting the accuracy is the assumption that the
formulation of the conservation equations and the boundary
conditions were assumed to be less critical than the
previous assumptions. The third is that the spatial
discretion error in the numerical solution, due to the
complexity of the convective flow profile, is assumed to be
small compared to the first assumption.
F. Conclusions
The conclusions of Chen and Goodson are:
1. The results of the model for flow and
temperature profiles agree qualitatively with operating
industrial furnaces.
33
2. For a model with simple electrode placement,
such as the melter, the three dimensional model is
justified. They state that for a complex electrode
placement the method offers even more justification. The
smelter under consideration in this thesis offers a complex
arrangement of three cylindrical electrodes placed
symmetrically in a cylindrical crucible.
3. The large amount of computer time
(approximately 70 minutes on a CDC 6500 computer) needed is
caused by the large Prandtl numbers seen in slow viscous
flow (1 to 10 poise). Chen and Goodson give a detailed
explanation of the problem in the Appendix of their
article. The Prandtl number for the glass slags
investigated by Chen and Goodson was 1000. Since this is
within the Prandtl number range for the smelter under
consideration in this thesis the problem would be
encountered if the slag layer was modelled.
From this article it was determined that a
three-dimensional model of the smelter under consideration
would be well beyond the scope of this thesis project. The
smelter is much more complex than the smelter in this
article because of the three cylindrical electrodes placed
symmetrically into the cylindrical vessel. The problems
that Chen and Goodson had with large computation times
would occur due to the large Prandtl number for the slag
under consideration.
34
3.1.2 Two-Dimensional Axisymmetric Models Considering
the Effect of Convective and/or Electromagnetic Fields
A. Mathematical Model of an Electroslag Refining
Unit
Dilawari and Szekely5 developed a mathematical
formulation to represent the electromagnetic force field,
fluid flow and heat transfer in an electroslag refining
unit. The output includes plots of velocity and
temperature fields in a cylindrical axisymmetric system.
An electroslag refining unit is used to melt or
dissolve an electrode made of a mixture of slag and metal
to separate the two phases. The model used is shown in
figure 3.1.2.1
35
- COOLING MTCM
POWEP
SLWU
OR
RtCTrtCR
->CT1. ROOl.
-JOUOTCD MOOT
Figure 3.1.2.1 - Sketch of an Electroslag
Remelting Unit
The major differences between this model and the
smelter under consideration are first that this model is
axisymmetric. The ESR unit is also water cooled which will
set up higher temperature and lower flow gradients than the
smelter under consideration in this thesis which has a low
thermal conductivity refractory liner cooled by the ambient
air- The feed is introduced as ash feed and the power is
supplied by graphite electrodes. The smelter power is
conducted between the three electrodes and heats the slag
bath by the resistance of the slag layer.
36
The mathematical formulation includes the following
conservation equations set up in the vorticity transport
form:
1. Fluid flow - the equation of continuity and
the equation of motion with the effect of buoyancy and
electromagnetic force fields included
2. Electromagnetic force field - Maxwell's
equation
3. Heat transfer - the convective heat balance
with allowance for eddy transfer, heat generation, and
transport of thermal energy by droplets descending through
the slag layer is solved.
The authors present the detailed formulation of the
equations and the boundary equations with references to
validate the assumptions.
The results are derived in terms of the flow patterns
obtained for the system considering electromagnetic effects
only and also considering electromagnetic and bouyancy
effects together, temperature profile snd isotherms, slag
velocity versus current level, and overall process
parameters such as melting rates.
37
Figures 3.1.2.2 and 3.1.2.3 show the computed
streamline patterns for electromagnetic and electromagnetic
and buoyant effects, respectively, with a current level of
45 KA (rms).
RADIAL DISTANCE (cm)
Figure 3.1.2.2 -
Streamline Patterns
Electromagnetic Effects only
RADIAL DISTANCE (cm!
Figure 3.1.2.3 - Streamline Patterns of
Electromagnetic and Buoyancy Effects
38
It can be seen that considering the effect of buoyancy in
figure 3.1.2.3 shows the formation of a secondary flow
loop. However, the magnitude of the flow caused by the
buoyancy effect is approximately one-tenth of the magnitude
of the elect romagnet ical ly induced flow loop in figure
3.1.2.2.
Figure 3.1.2.4 shows the computed isotherms for the
case considering only electromagnetic effects with a
current level of 45 KA (rms).
RADIAL OISTANCE (cml
Figure 3.1.2.4 - Isotherms in the Slag
and Metal Layers
The large temperature differential at the outer wall is
caused by the water cooled jacket on the ESR unit. It is
expected that this differential would be less in the
refractory lined smelter- Of interest is the fairly
39
constant temperature of the slag-metal interface in the
slag region. The gradient at the wall would not be as high
for the smelter under consideration for the reason listed
above. For the model, an assumption of constant slag
temperature at the slag-metal interface would be justified
by this result.
The authors also present additional plots that show:
1. With decreasing current level the dominance of
the electromagnetically driven fluid flow over the bouyancy
induced flow is reduced
2. The ratio of effective thermal conductivity to
molecular conductivity is much greater than one and the
flow is turbulent
3. The effect of droplet formation in the slag
pool is also demonstrated. This is not of interest, due to
the graphite electrodes used in the smelter, but could be
of potential interest if the ash and chemical feed to the
smelter is ever modeled.
Figure 3.1.2.5 shows the effect of current on the
velocity in the slag layer.
40
o a*
ic
CURRENT (KA)
Fig. 13The effect of current on the maximum value of the
linear velocity in the slag phase; ( ) nonisothermal condi
tions, ( ) isothermal conditions. Other property values used
Figure 3.1.2.5 - Effect of Current Level
on the Linear Velocity in the Slag
In the event that the power input to the slag layer is ever
modeled, this paper brings up some useful observations. Of
primary importance would be the temperature and flow
profile in the delta region between the electrodes. A
tremendous amount of power is fed into this small region.
B. Model of the Electroslag Welding Process
Dilawari, Szekely, andEager5 took the computer model
developed for the electroslag refining unit in the previous
article6and adapted it to the case of electroslag
welding. The authors set forth the two dimensional
41
mathematical model employing Maxwell's equations, the
turbulent Navier-Stokes equations, and the convective heat
balance equation.
Electroslag welding, which is a similar process to
electroslag remelting, is used to produce relatively
defect-free welding joints at fast deposition rates. The
authors set forth to understand the process in terms of the
relationship of the size of the weld pool, the thickness of
the weld joint, the system geometry, current, voltage, and
flux conductivity to obtain fundamental understanding of
the process. A model of the electroslag welding process is
as shown in figure 3.1.2.6.
electrodeguide
electrode tube
SLAG POOL
METAL POOL
PLATE 2
COMPLETED WELD
PLATE I
Figure 3.1.2.6 - Electroslag Welding Process
42
The derivation of the governing equations are given in
both cylindrical and rectangular coordinates. The
equations are formulated separately for the slag pool, the
metal pool, electrode, cooling jacket, and the solidified
weld. The critical assumptions are: steady state
conditions, all physical properties are independent of
temperature (except density), flow is laminar, and the
process is axisymmetric. The primary objective was to
assess the effect of the electromagnetic and buoyancy force
fields on the fluid flow and temperature distribution.
This analysis is only of the cylindrical case and the
results for the rectangular system will not be discussed.
The primary difference between this model and the model in
the previous article is the distance from the electrode to
the container wall. The article by Dilawari and Szekely5
used an electrode to crucible diameter ratio of 5 to 7,
while this article has only a ratio of 1 to 10. This study
would be thought to more closely simulate the delta region
between the electrodes where the electrodes are close to
one another while this article would simulate the space
between the electode and the refractory crucible.
Maps of the computed streamline patterns of the fluid
flow and isotherms for the cylindrical system are shown in
figures 3.1.2.7 and 3.1.2.8.
43
Slog-metol^,
interfoce
'35O 0.3 0.6 0.9 1.2 IS
RADIAL DISTANCE (cm)
Figure 3.1.2.7 - Streamline
Flow Pattern
Slag-metal L-iinterface
0 0.3 06 09 12
RADIAL DISTANCE (cm)
Figure 3.1.2.8 - Computed
Isotherms
As in the previous article, the authors conclude that
the electromagnetic forces are the dominant force for fluid
flow. The lower velocities in this model can be attributed
to the smaller electrode diameter to crucible diameter
ratio and the lower current applied to the system (376 amps
versus 45,000 amps, respectively). Figure 3.1.2.7 would
show the maximum velocity of the slag to be in the range of
0.02 kg/sec.
44
Of interest in the given streamlined flow patten figure
is the depth of electrode penetration in the slag and how
close it is to the metal layer. In this model, the
electrode bottom is two-thirds of the way through the slag
layer, and its minimal effect on the flow in the metal
layer can be seen. The maximum velocity in the metal layer
is one-fifth of that in the slag layer. With the water
cooled casing it is felt that the flow in the metal layer
is controlled more by buoyancy forces than by
electromagnetic forces due to the higher thermal
conductivity of the metal. The location of the maximum flow
streamline being next to the container wall would tend to
support this.
In the smelter under consideration the electrode
penetrates only one-fourth to one-half the way through the
slag layer and where in the model the electrode sits only
0.5 cm above the metal layer it sits 18 to 36 inches above
the metal layer in the smelter- For this reason it would
be thought that the effect of electromagnetic forces on
fluid flow in the silver layer in the smelter would be
minimal. Also, since the smelter investigated in this
thesis is not water jacketed but is jacketed by a low
thermal conductivity refractory the buoyancy induced
currents would be expected to be orders of magnitude lower
than those shown in the model.
45
Of interest in the isothermal plot is the temperature
profile of the slag and metal layers in the vicinity of the
slag/metal interface. Again the plots show fairly
isothermal behavior along the interface. The
non-isothermal behavior under the electrode and at the wall
would not be thought to exist in the smelter for the
reasons noted in the previous paragraph.
The authors state that the vast majority of the heat
flow to the metal layer is by the descending metal droplets
from the consumable electrodes. In the smelter under
consideration droplets of silver would be precipitating
from the feed ash but the electrodes are made of graphite.
During the heatup time for slag and silver pours there is
no silver rich ash being fed to the smelter so the flow of
thermal energy to the silver layer is by conduction and
convection only. This would drastically reduce the rate of
heat flow to the silver layer by this theory.
Fluid Flow in the Electroslag Remelting Unit7
This paper is concerned with the effect of fluid flow and
droplet formation in the Electroslag Remelting Process
(ESR) . The process is the same as in article (5) in this
46
section. The paper is based upon visual observations of a
transparent model fabricated by the author as shown in
figure 3.1.2.9.
consumable
electrode:
r^ "r
MOLD
LIQUID SLAG
LIQUID METAL
SOLIDIFICATION
FRONT
INGOT
ASBESTOS SEAL
GRAPHITE CHILL
WATER COOLED COPPER BASE
Figure 3.1.2.9 - ESR Unit
The bulk of- the work is concerned with the effect of
droplet formation on the ESR process. Since the smelter
under consideration employs non-metallic electrodes, that
part of the work will not be considered in this analysis.
47
If the feed of silver rich ash to the smelter is modeled,
the effect of silver droplets on heat transfer and fluid
flow needs to be reviewed in this article.
The author experimented with consumable and
non-consumable electrodes and found the results differed
sharply. The observation with consumable electrodes had
agreed qualitatively with observations by Dilawari. et.
al.5'6. The results from the non-consumable graphite
electrodes showed that a hot spot was formed around the
electrodes. In the ESR process the heat around the
electrode is dissipated by the melting of the electrode.
The hot spot around the graphite electrode results in the
formation of convection currents in opposition to the
electromagnetic currents. A turbulent region existed
around the electrodes while the remaining slag layer
remained largely quiescent.
The author proposes equation 3.1.2.1 to determine a
qualitative value of the degree of mixing in the slag
layer. The equation is derived from a pressure balance of
a point just below the mixed region and in the cooler
quiescent region.
48
X = k * (1**3)* (1/A1 -1/A2)**2 Equation 3.1.2.1
where:
X = depth of the stirred region
k = thermal conductivity of the slag
Al= electrode area
A2= area of the metal layer at the bottom of the
crucible
I = current
if X is less than the diameter of the electrode, the
turbulent region is localized around the electrode; and if
X is equal to or greater than the diameter of the
electrode, then the slag layer is essentially uniform
throughout the volume.
The smelter under consideration is somewhat different
than this model, with three electrodes concentrically
mounted in the crucible. A mean electrode diameter
formulation of the three electrodes could allow this
formulation to be used.
Due to the metal layer being opaque, the author was not
able to make observations of flow and temperature profiles
in the metal layer- He does, however, make several
observations on the entry of the metal droplets into the
pool that would be of interest if the slag and liquid metal
pool were simulated.
49
The author notes the existence of a cool boundary layer
at the slag/metal interface and that the boundary seems to
exist as a rigid boundary. The slag and metal layers
appeared to move independently of each other. The presence
of this boundary layer would support the assumption of the
interface in the smelter being considered isothermal in the
radial direction.
D. Temperature and Flow Profiles in an ESR Unit
This paper presents the modelling of temperature and
velocity fields for an ESR unit. The Navier-Stokes
equations and heat transfer equations are solved for the
cylindrical axisymmetric model. A detailed derivation of
the equations and boundaries are given in the article.
The calculated flow lines show the effect of electrode
penetration and current levels on the system. These
outputs are shown in figures 3.1.2.10 and 3.1.2.11.
50
Figure 3.1.2.10 - Flow Profiles With Current Level
Increased by 10 and 100 Times
Figure 3.1.2.11 - Flow Profiles With Current Level
Increased by 10 and 100 Times
51
From figure 3.1.2.10 the effect of raising the current
levels by a factor of ten for the second plot and a factor
of 100 for the third plot is shown. The effect of raising
the currents level is to compress and accelerate the flow
core. Figure 3.1.2.11 shows the effect of increasing the
electrode penetration from 9 to 40 mm. It can be seen
that, compared to figure 3.1.2.10, the effect is to
compress the flow regime and accelerate the flow core. The
flow core is also shifted to the right towards the
container wall as the current level and electrode
penetration are increased.
The smelter under consideration allows for variable
penetration of the electrodes into the slag bath at
variable voltage and current levels. If the heat transfer
in the slag layer is ever simulated this article would be
useful .
E. Metal Layer Growth in an ESR Unit9
This paper is concerned with the growth of the metal
ingot in the bottom of the ESR unit. Liquid metal is
introduced into the slag layer and the solidification and
52
segregation of the metal in the ingot are studied to
determine the effect of process parameters on metal ingot
quality. This article would not be of direct use in this
simulation, but would be useful if the effect of the silver
precipitating through the slag layer was studied.
3.1.3 Models Considering All Layers as Solids and
Considering No Effect of Convective and Electromagnetic
Fields
This mathematical model is of a three electrode
circular furnace. This model by Kaiser andDowning10
predicts the hearth temperature distribution resulting from
different operations. A sketch of the hearth arrangement
is shown in figure 3.1.3.1.
53
Figure 3.1.3.1 - Hearth Arrangement
For this model the temperature of the metal/hearth
interface is assumed to be constant in the radial
direction. The effect of the heat loss from the bottom of
the hearth by radiation and convection is considered in the
model, which sets up a gridwork in the hearth and uses a
forward-differencing technique to achieve the solution.
The model starts out by assuming values for the temperature
distribution and iterates the solution of the equations
until steady-state is achieved to yield the correct values.
54
The effect of temperature perturbations is then
simulated by making the appropriate changes in the
variables and plotting the transient temperature
distribution as a function of time. One important
parameter was the effect of losing the underhearth cooling
fan. If the fan is lost, the steelwork (grillage) under
the furnace can overheat and potentially undergo permanent
or catastrophic damage. A plot of the effect of losing the
fan and leaving the furnace energized is shown below. The
plot reveals that the steel temperature rises above the
maximum permissible temperature.
80C
l- 60C "
Z/TZTIZ/C/'Z/:/
20C :
Maximum Allowably C/ _
Interface Temperature
Maximum Allowable
Steel Temperature Range
Carbon/Refractory Interface @ C
Top of Grillage 9 C
YYY y yyyyy.
Wall @ Hearthllne
-i_
12 16 20 24 28 32 36
Time After Upset, Hr.
Fig.7Temperature history following a lo o( forced convection with furnace energized
48
Figure 3.1.3.2 - Temperature History Of Hearth
55
Plots are given for different variable pertubations with
different materials lining the hearth.
3.2.0. Physical Properties of Metallurgical Slags
This section of the thesis will summarize results of
physical properties of metallurgical slags similar to the
slags employed in the smelter under consideration.
A. Thermal Conductivity and Heat Capacity 1 i
Kishimoto, et . al. measured the thermal conductivity and
specific heat of metallurgical slags by the laser flash
method at temperatures from room temperature to 1750
degrees Kelvin. The slags were calcium
oxide-silica-alumina and sodium oxide-silica base
materials.
The data for thermal conductivity is shown in table
3.2.1. It can be seen that at low temperatures the thermal
conductivityincreases linearly with increasing temperature
while at high temperatures the thermal conductivity
56
TABLE 3.2.1 - THERMAL CONDUCTIVITY OF SLAGS SIMILAR
TO THOSE USED IN THE ELECTRICAL RESISTANCE SMELTER
Composition (6K) Thermal Conductivity(W/m-_Kl
40% Calcium Oxide 800 0. 883+2 . 87*10E-4*T 0.260+730/T
40% Silica
40% Alumina
45% Calcium Oxide 800 0. 828+3 . 03*10E-4*T 0.196+747/T
40% Silica
15% Alumina
50% Calcium Oxide 830 0 . 757+2 . 74*10E-4*T 0.156+737/T
35% Silica
15% Alumina
29.0% Sodium Oxide 650 1 . 11+1 . 0*10E-4*T 0.114+792/T
71.0% Silica
38.6% Sodium Oxide 650 1. 08+1. 0*10E-4*T 0.089+734/T
61.4% Silica
57
decreases proportionally with temperature. The thermal
conductivity also increases with decreasing basicity.
The authors also reference three articles which contain
the density of the slags in the liquid state by Kammel12,
Bockris13, and Haggins14. The author of this thesis
was not able to obtain any of these articles.
B . Thermal Conductivities15
The thermal conductivities of sodium oxide and calcium
oxide based slags were measured by the hot wire method from
room temperature to 1500 degrees centigrade. The results
are given in graphical form in figures 3.2.1, 3.2.2, and
500 1000
Temperature CO
1500
Figure 3.2.1 - Thermal Conductivities of
Sodium Oxide-Silicate Slags
58
30-
2.5-
20-
* 15
E
1.0
0.5
& o a)Ca0-A0SO2-20AI203
25CaO-60SiOj-15AI,03& a 55Ca0-45SiO2
& * 50CaO-50AI203
Fused SO?
Sakurayaetal. / %.^ \\
m.p.t x
500 1000
Temperature (*C)
1500
Figure 3.2.2 Thermal Conductivity of Calcium
Oxide-Aluminum Oxide-Silicate Slags
50Na20-50Spj
200 400 600 800
Temperature (*C)
1000 1200 1400
Figure 3.2.3 - Thermal Conductivity of
Sodium Oxide-Silicate Slags
59
4.0 THEORETICAL ANALYSIS
A finite-difference analysis model was formulated to
determine the flow of thermal energy through the hearth of
the electrical resistance smelter. The goal of the model
was to develop the temperature distribution in the hearth
and the total heat loss from the smelter to the environment
employing varying refractory materials and geometries in
the hearth. The optimum selection of refractory materials
and placement could then be determined to keep the silver
layer at its highest temperature and reduce heat loss while
maintaining mechanical and structural integrity in the
hearth.
In order to reduce the complexity of the model, it was
decided that the slag layer would not be modeled. The
model would therefore consist of the silver layer, the
lower refractory sidewalls, and the refractory hearth. The
assumption of not modeling the slag layer is felt to be
valid due to the work of Dilawari andSzekely5'7
and
Dilawari, et. al.6,referred to in the literature search
that shows the metal/slag interface temperature to be
constant from the axial centerline to the outer radius of a
60
cylindrical smelter. The effect of the large radial and
axial temperature differentials in the slag layer therefore
does not have an effect at the metal/slag interface. This
interface temperature could then be fed into the model as a
variable, but the temperature will not be derived from the
effect of heating the slag layer with the electrodes.
The work of Chen and Goodson1showed that a
threedimensional model of a simple cubic glass furnace was
well beyond the scope of this thesis. The smelter under
consideration in this thesis is more complex than the glass
furnace that was modeled due to the presence of the three
non-concentric electrodes and the need to analyze the heat
loss through the refractory. The previously mentioned
assumption of the slag/silver interface being a constant
temperature coupled with the radial symmetry in the hearth
made the decision to use a two-dimensional model valid.
It was also assumed that due to the thermal
conductivity of the silver being so much greater than that
of the refractory (4.0 versus 0.4 W/cm-K, respectively),
the convective heat transfer in the silver layer would be
negligible. This allows the silver layer to be treated as
a solid layer-
61
The model generated is therefore a two-dimensional
heat flow analysis with the refractory and silver being
considered as solids. The next step was to analyze the
heat inputs and outputs to the model as seen in figure
4.1. The only heat input is from the slag/silver
interface, which is at a constant temperature. The sole
heat loss is from the shell to the ambient enviroment by
convection and radiation. Axial heat transfer in the
refractory sidewalls at the extension of the slag/silver
interface line is assumed to be negligible in order to
simplify the model.
The desired inputs and outputs to and from the model
were then determined. The desired inputs are:
1. the temperature of the slag/silver interface
2. the depth of the silver layer
3. the diameter of the shell
4. the slope of the bottom head of the shell
5. the thickness of the lower refractory
sidewalls
6. the position of various types of refractories
in the lower sidewalls and the hearth
7- the thermal conductivity, as a function of
temperature, of the various refractory materials and the
silver
J
ao
hi
1
0
9<J
<
0
r-
<
ID
vl
0
62
63
8. the temperature of the air surrounding the
shell
9. the temperature of the surfaces that receive
radiant energy from the shell
10. the emissivity of the shell
Employing these variable inputs would allow the model
to be used for the solution of the heat flow problem for
various shell geometries, various depths of the silver
layer, and various types, thicknesses and orientations of
the refractory materials in the lower sidewalls and the
hearth. The only input that will be a function of another
variable is the thermal conductivity of the silver and the
refractory which will be fed in as functions of the
temperatures of the materials. This is necessary due to
the large variation of the thermal conductivity of the
refractory materials with respect to temperature. If, for
instance, a solid plastic refractory were used in the
hearth, then if the top of the hearth were at 2400 degrees
Fahrenheit, then the bottom of the hearth would probably be
in the 300 to 400 degrees Fahrenheit range. For a 90
percent alumina plastic refractory, the thermal
conductivityincreases from 17 to 23 BTU-inch/square
foot-hr-degrees Fahrenheit between 2400 and 400 degrees
fahrenheit, respectively.
64
The desired outputs from the program were two. The
first is a description of the temperature field in the
hearth, and the second is the heat flow from the shell to
the environment by convection and radiation. The
temperature distribution in the hearth is needed to
determine where the freeze point for the metal exists.
The silver, lower sidewalls, and the hearth were then
broken down into a finite-difference analysis. It was
found by analyzing the model that nine distinctive types of
nodes existed in the model. These various types of nodes
are defined and shown in figure 4.2. A steady-state heat
balance was performed on each type of node to derive the
descriptive steady-state heat transfer equation for each
node in the model. The form of the steady-state heat
balance equation is as shown in in equation 4.1.
Sum of the Heat Inputs - Sum of the Heat Outputs = 0
Into the Node Out of the Node
Equation 4. 1
Where the heat flow into and out of the nodes is
defined by Fourier's equation:
Q = -k * Ar * dT Equation 4.2
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The derivation of the equations for the nine nodes can be
found in the Appendix of this thesis. The summary listing
of all the the equations for the nodes can be found on
figure 4.3.
The model described by the equation is for a
rectangular node of variable size where the node dimensions
would be fed into the model. The major assumptions that
were used in the derivation were that each node can only be
made of one distinctive material and that all nodes must be
of the same size.
The descriptive simultaneous equations for all of the
nodes form a rectangular matrix equation of the form shown
in equation 4.3
COEFFICIENT
TERMS
NODAL
TEMPERATURES
REMAINDER
TERMS
Equation 4.3
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68
The only unknowns are the temperature of each node and the
thermal conductivity, as a function of the node
temperature, of the material in the node. The solution is
also non-linear due to the presence of the temperature
terms raised to the fourth power that is derived from the
flow of radiant energy from the shell to the environment.
A non-linear solution of the equations would be
difficult because the derivative of each equation would
have to be taken. It was therefore decided to translate
the solution to a linear form by employing the following
algorithm. This algorithm converts the solution to linear
form and uncouples the dependency between the temperature
and the thermal conductivity.
1. Input the desired values of node size, smelter
geometry, refractorymaterial properties and position,
depth of the silver layer, and the temperature of the air
and the emissivity and the temperature of the ambient
surroundings around the smelter.
2. Formulate an initial estimate of the temperature
in the nodes by assuming a linear temperature drop from th
slag/silverinterface to the steel shell, which is assumed
to be at 350 degrees Fahrenheit. The steel shell on a
typical smelter will usuallybe in the 300 to 400 degrees
Fahrenheit range.
e
69
3. Calculate the coefficient terms in the temperature
matrix and the remainder terms using the initial estimate
of the temperature fields in the nodes to calculate the
thermal conductivity of the material in the nodes. Use the
initial estimate of the temperature field to calculate the
values of the coefficients having fourth powered
temperature terms. This transforms the fourth powered
terms into constant remainder terms. The equations are now
in linear form and dependent only upon temperature.
4. Using a linear solution method, such as Newton's
method, solve for the temperature field now that the
coefficient and remainder terms are known.
5. Compare the values of the temperature field
derived to the initial estimated values and if the
difference is not less than a predetermined tolerance
criterion then the algorithm needs to be reiterated from
steps 2 to 6 using the last calculated values of the
temperature field in place of the initially estimated
values .
6. The algorithm is terminated either by the
tolerance criterion being satisfied for all of the nodes or
by a predetermined convergence criterion not being
satisfied.
One problem that may cause the solution to diverge
during the algorithm is the presence of the nodal
temperatures raised to the fourth power. The value of the
70
remainder term associated with this quantity may be so
adversely large as to affect the solution. This may
present a real problem in the first few iterations, when
the value used for this temperature term may be
significantly different than the true value. In order to
check to see if this is happening the solution should first
be obtained negating the effect of radiation from the
shell. This could be done by inputting a value of zero for
the emissivity of the shell. The solution could then be
attempted with the actual value of the emissivity to see if
convergence could still be obtained. If it cannot, then
the solution could be repeatedly iterated slowly increasing
the value of the emissivity to its full value.
71
5.0 PROGRAM STRUCTURE
Using the algorithm for the solution of the
temperature field in the hearth that was derived in the
previous section a Fortran 77 program was written. The
program contains the desired inputs and outputs listed in
the prevoius section. The program is composed of a master
program that accesses a network of 11 interwoven
subroutines. This was done outside the scope of the thesis
and is included as extra work.
The structure of the program is shown on figure 5.1 on
the next page. An explanation of the program and
subroutines is listed below:
PROGRAM SMELTER - This master program controls the
entire program flow. It accesses the INPUT and OUTPUT
subroutines and subroutine CONTROL, which controls the
solution of the temperature distribution. Subroutine CALC
is also called to insure that the input data is in the
proper format.
SUBROUTINE INPUT - This subroutine reads all of the
data in from a DATA file and stores it in common block
form. The subroutine also prints out the data fed in.
72
FIGURE 5.1 PROGRAM STRUCTURE
SUBROUTINE <
INPUT
> PROGRAM <
SMELTER
> SUBROUTINE
OUTPUT
INPUT DATA
> SUBROUTINE <
CONTROL
> SUBROUTINE
CALC
SUBROUTINE
TINT
SUBROUTINE
LIBRARY
SUBROUTINE
COEFMAT
SUBROUTINE
REFPOS
SUBROUTINE
COEFCAL
SUBROUTINE
INTCEPT
SUBROUTINE
THERCON
73
SUBROUTINE CALC -
This subroutine analyzes the data
fed in to make sure it is in the proper format and that it
satisfies certain fundamental criteria established by
assumptions used in the development of the
model.
SUBROUTINE OUTPUT - The output of this subroutine is
the derived hearth temperature field and heat losses by
convection and radiation.
SUBROUTINE CONTROL - This subroutine controls the flow
of data to the subroutines that calculate:
1. the initial temperature assumption- TINT
2. the refractory material in each node- REFPOS
3. the value of the coefficient and remainder
matrices- COEFMAT
4. a library subroutine that solves for the
value of the temperature field - LIBRARY
Subroutine CONTROL also controls whether the solution has
been achieved to a tolerance, a convergence criterion has
been exceeded, or if the algorithm for the determination of
the temperature field must be reiterated.
74
SUBROUTINE TINT -
This subroutine calculates the
initial value of the temperature field based on an
assumption that the shell temperature is at 350 degrees
Fahrenheit and that there is a linear temperature drop
between the shell and the slag/silver interface.
SUBROUTINE REFPOS - This subroutine assigns a
refractory or metal material to each finite difference
node. This program transduces the refractory and metal
position data that was fed in into a nodal form.
SUBROUTINE LIBRARY - This subroutine employs a library
subroutine to calculate the value of the temperature field
from the derived values of the coefficient matrix and a
remainder matrix. The library subroutine is a linear
solution type.
SUBROUTINE COEFMAT - This subroutine is employed to
control the calculation of the coeffcient and remainder
matrices. This subroutine and subroutine INTCEPT (which it
calls) are used to identify each node as one of the nine
distinctive types of nodes. Subroutine COEFCAL is then
called to calculate the actual values of the coefficient
and remainder terms in the heat balance equation for that
type of node. Once called from subroutine CONTROL, this
75
subroutines controls the calculation of all the coefficient
and remainder terms for the model before returning to
subroutine CONTROL.
Subroutine INTCEPT -
This subroutine calculates the
intercept points of the nodal system and the bottom shell
or head of the smelter.
SUBROUTINE COEFCAL - This subroutine calculates the
value of the coefficient and remainder terms in the
descriptive heat transfer equation for each type of node.
The subroutine receives a node identifier from subroutine
COEFMAT that guides the subroutine to the correct
calculation for the node type under consideration.
Subroutine THERCON is called to calculate the value of the
net thermal conductivity of this node and the adjacent
nodes. These values are needed for the calculation of the
coefficient and remainder terms. As each node is
identified in subroutine COEFMAT, this subroutine is called
to determine the terms for that node and then returns to
subroutine COEFMAT. This subroutine also calculates the
value of the convective and radiative heat transfer from
the nodes on the shell boundary to the environment. The
total heat flows are summed up in subroutine COEFMAT.
76
SUBROUTINE THERCON -
This subroutine calculates the
values of the thermal conductivity, as a function of node
temperature, for the node under consideration and for that
of the the adjacent nodes. The net thermal conductivity of
each pair of adjacent nodes is then calculated and
transferred back to subroutine COEFCAL. The thermal
conductivity is calculated from anth
order polynomial
equation of whose coefficients were fed into subroutine
INPUT.
All of the subroutines except CALC and OUTPUT have
been written, typed into the computer and compiled. A
listing of each of the programs and subroutines is in the
Appendix. Subroutines Input and Tint have been run and
correct output values obtained. These are listed with the
subroutines in the Appendix.
Each of the programs or subroutines is written in a
structured programming format including the following:
1. Program name
2. Author and date written
3. Purpose and function
4. Form of call statement
5. Explanation of input variables
6. Explanation of derived output variables
7. Call statement
8. Implicit, real, integer, and common statements
77
9. Body of program, including common statements at
every distinct point
10. Write statements to print out internal
calculations- the signals for these write statements are
fed in through the the input file.
The work remaining on the program is as follows:
1. Write subroutines CALC and OUTPUT
2. Link and debug the program
3. Run the program employing variations of the input
data
78
6.0 CONCLUSIONS AND RECOMMENDATIONS
From the work completed to date on deriving the nodal
equations and writing and compiling the bulk of the
program, it appears that solution of the problem by the
model is feasible if the program converges. It is
therefore recommended that another student be given the
charge to complete the model by finishing the computer
program, debugging the program, and running the program
with various combinations of input variables. The benefits
of improved silver quality, increased smelter throughput,
and decreased operating costs would appear to far outweigh
the cost of completing this thesis.
In addition, if financial and personnel resources
allow, it may be advantageous to extend the mathematical
analysis to include the slag layer- From the information
gained in the literature search, an evaluation considering
the effect of convective currents in the slag layer induced
by density and electromotive differentials would be
feasible. This analysis would, however, be extremely time
consuming and costly and the justififcations for it would
have to be derived.
79
7.0 REFERENCES
1. Chen, T.S., and Goodsen, R.E. "Computation ofThree-
Dimensional Temperature and Convective Flow Profiles for an
Electric Glass Furnace", Glass Technology. Volume 13,
Number 6, December, 1972.
2. Aziz, K and Heliums, J.D. Physics Fluids, 1967, 10
(2), 314
3. Douglas, J. Numerical Math, 1962, 4, pages 41-63
4. Chen, T.S. PhD Thesis - Purdue University, 1971
5. Dilawari, A.H., and Szekely, J. "Heat Transfer and
Flow Phenomena in Electroslag Refining", Metallurgical
Transactions B, Volume 9B, March, 1978, pages 77-87.
6. Dilawari, A.H., Szekely, J., and Eager T.W.
"Electromagnetically and Thermally Driven Flow Phenomena in
Electroslag Welding", Metallurgical Transactions B. Volume
9B, September, 1978, pages 371-381.
7. Campbell, J. "Fluid Flow and Droplet Formation in the
Electroslag Remelting Process", Journal of Metals. July,
1970, pages 23-35.
80
8. Sandler, V.Y. "Numerical Analysis of Temperature and
Velocity Fields in Slag Bath', Magnetohvdrodynamics , vl8,
n2, April-June, 1982, pages 195-200.
9. Ridder, S.D., et. al. "Steady State Segregation and
Heat Flow in an ESR", Metallurgical Transactions Bt Volume
9B, September, 1978, pages 415-425.
10. Kaiser, R.H. and Downing, J.H. "Heat Transfer Through
the Hearth of an Electric Smelting Furnace", Electric
Furnace Proceedings. 1977.
11. Kishimoto, M., Maeda, M.
, Mori, K., and Kawai, Y.
"Thermal Conductivity and Specific Heat of Metallurgical
Slags", Second International Symposium on Metallurgical
Slags and Fluxes, Publication of the Metallurgical Society
of the AIME, 1984, pages 891-904.
12. Kammel, R. and Winterhager, H. "Struktur und
Eigenschaften von Schlacken der Metalhutenprozesse V
Dichtebstimmungen und Electrische Leitfaigkeitmessungen an
Schmelzen des SystemKalk-Tonerde-Kieselaure"
, Erzmetall,
18(1), 1965, pages 9-17.
81
13. Bockris, J.M., Tomlinson, J.W., and White, J.L. "The
Structure of the Liquid Silicates: Partial Molar Volumes
and Expansivities", Trans. Faraday Society, 52(1956),
pages 299-310.
14. Haggins, M.L. and Sun, K.H. "Calculation of Density
and Optical constants of Glass From its Composition in
Weight Percentage", J. Amer. Ceramic Society, 26(1), 1943,
pages 4-11.
15. Nagata, K. and Goto, K.S. "Heat Conductivity and Mean
Free Path of Phonons in Metallurgical Slags', Second
International Symposium on Metallurgical Slags and Fluxes,
Publication of the Metallurgical Society of the AIME, 1984,
pages 875-889.
82
8.0 APPENDIX
8.1.0 Derivation of Nodal Equations
8.2.0 Thermal Conductivity of Silver
8.3.0 Listing of Computer Programs
8.3.1 Program Smelter
8.3.2 Subroutine Input
8.3.3 Subroutine Tint
8.3.4 Subroutine Refpos
8.3.5 Subroutine Control
8.3.6 Subroutine Coefmat
8.3.7 Subroutine Intcept
8.3.8 Subroutine Coefcal
8.3.9 Subroutine Thereon
83
8'1-0 Derivation pf Modal Equation!
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108
8.2.0 Thermal Conductivity of Silver
109
Table 1
Therwal Conductivity of Silver
(Temperature, 7\ K; Thermal Conductivity, t. ' cm"1
K"')
SolidLiquid
T k r k T k T k
0 0 123 2 4 36 1235 08 1.75*3273 1.85*
1
2
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4 147 223.2 4.30 1400 1.83*3673 1.74*
5 172 250 4.29 1473.2 186*
3800 1.70*
6 187 273 2 4.29 1500 1.87*3873 1 68*
7 193 298 2 4.29 1573.2 1.89*4000 1.63*
8 190 300 4.29 1600 1.90*4073 1.61*
9 181 323.2 4.28 1673.2 1.92*4273 1.54*
10 168 350 4.27 1700 1.93*4500 1.45'
11 154 373 2 4 26 1773.2 1.94"4773 1 33*
12 139 400 4.25 1800 1 95*5000 1.23*
13 124 473.2 4 20 1873 2 1 96*5273 111*
14 109 500 4.19 1900 1.96*5500 1 01*
15 96 573.2 4 14 1973.2 1 97*5773 0.875*
16 85 600 4 12 2000 1.97*6000 0.764*
18 66 673.2 4 07 2073.2 1.98*6273 0.628*
20 51 700 4 04 2173.2 1.98*6500 0 514*
25 29.5 773.2 3.99 2200 1.98*6773 0.373*
30 19.3 800 3.96 2273.2 1.99*7000 0 251*
35 13.7 873 2 3.90 2400 1.98*7273 0.104*
40 10.5 900 3.88 2473.2 1.98*
45 8.4 973.2 3 82 2600 1.97*
50 7.0 1000 3.79 2673.2 1.96*
60 5.30 1073.23.73*
2800 1.95*
70 4.82 1100 3.70*2873.2 1.94*
80 4.64 1173.2 3 63*3000 1.91*
90 4.51 1200 3.61* 3073 1.90*
100 4.44 1235.083.58*
3200 1.87*
fThe values are for well-annealed high-purity silver, and those below 150 K are applicable only to a specimen having residual electrical
resistivity of 0.000621 pft cm. The values for molten silver are provisional.
'Extrapolated or estimated.
J. Phys, Chen. Ref. Data, Vol, 3, Suppl. 1, 1974, p. 607
110
8.3.0 Listing of Computer Programs
8.3.1 Program Smelter
8.3.2 Subroutine Input
8.3.3 Subroutine Tint
8.3.4 Subroutine Refpos
8.3.5 Subroutine Control
8.3.6 Subroutine Coefmat
8.3.7 Subroutine Intcept
8.3.8 Subroutine Coefcal
8.3.9 Subroutine Thereon
Ill
8.3.1 Program Smelter
112
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