Developing intervention strategies: innovations to improve community health worker motivation and performance

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    Since starting operations in 2003,

    Malaria Consortium has gained a great deal o

    experience and knowledge through technical and

    operational programmes and activities relating

    to the control o malaria and other inectious

    childhood and neglected tropical diseases.

    Organisationally, we are dedicated to ensuring

    our work remains grounded in the lessons we

    learn through implementation. We explore

    beyond current practice, to try out innovative

    ways through research, implementation and

    policy development to achieve effective and

    sustainable disease management and control.

    Collaboration and cooperation with others

    through our work has been paramount and much

    o what we have learned has been achieved

    through our partnerships.

    This series o learning papers aims to capture and

    collate some o the knowledge, learning and,

    where possible, the evidence around the ocus

    and effectiveness o our work. By sharing thislearning, we hope to provide new knowledge

    on public health development that will help

    influence and advance both policy and practice.

    Mozambique: Community health worker, Fernando Zacule,

    makes a home visit to check on a young patient

    Photo: Ruth Ayisi / Malaria Consortium

    The Learning Papers

    Series

    Developing Intervention Strategies

    [ to improve community health worker

    motivation and performance ]

    Authors:

    Tine FrankConsultant

    Dr Karin KllanderRegional Programme Coordinator, Malaria Consortium

    Contributors:

    Eleni CapsaskisRegional Communication Specialist, Malaria Consortium

    Madeleine Marasciulo-RiceCase Management Specialist, Malaria Consortium

    Daniel StrachanSenior Research Associate, University College London

    Editor:

    Diana ThomasSenior Communications Manager, Malaria Consortium

    Contact:

    [email protected]

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    CONTENTS

    [ 2 ] Introduction

    [ 4 ] The process

    [ 5 ] Step 1

    Existing experience and theory

    [ 8 ] Step 2

    Creating interventions inormed

    by theory

    [ 12 ] Formative research

    [ 15 ] Step 3

    Materials and monitoring tools

    [ 18 ] Moving orward

    [ 20 ] Lessons learnt

    [ 25 ] Reerences

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    [3 ]

    Minimally trained CHWs need regular, supportive supervisionto operate effectively;

    yet distances to health acilities and district offices and lack o transportation,

    coupled with poorly developed management inormation systems, present a

    continuous challenge to implementation o effective supervision.

    Motivation through remuneration or otherwise o CHWs is a critical barrier

    in most countries. Many governments are reluctant to allocate unds and create

    thousands o new civil servant posts, yet lack alternative approaches to motivate

    CHWs to keep their health provision serv ices effective and operational.

    Documentationo programme implementation processes and results, andsharingo solutions with districts about to start implementation, is scarce,

    leading to continuous and significant waste o time and resources.

    Three main implementation

    barriers to be addressed

    a project to address these barriers through

    a project called inSCALE. Innovations at

    Scale or Supporting Community Access

    and Lasting Eects. inSCALE committed to

    identiy and test innovative solutions that

    can acilitate sustainable scale up o ICCM

    in Arican countries.

    inSCALE aims to demonstrate that coverage

    and impact o government-led ICCM

    programmes can be ex tended i innovative

    solutions can be ound or critical limitations,

    such as motivation and retention o CHWs.

    Once easible and acceptable solutions are

    identified, these can be used to increase the

    coverage o ICCM and improve its quality so

    that more children under the age o five have

    prompt access to appropriate treatment.

    In order to reach the end objectives, several

    different clinical as well as behavioural

    outcomes must be met and, thereore,

    many different actors would need to be

    influenced rom community members,

    CHWs and health workers to district and

    government officials. To achieve this, Malaria

    Consortium ormed a multi-disciplinary

    team - the inSC ALE technical team bringing

    together clin ical and technical experts,

    epidemiologists, social scientists and health

    economists. A key actor to success has been

    this teams in- depth involvement at each and

    every stage o the process, resulting in the

    design o a finely-tailored set o evidence

    based intervention strategies.

    Over the period rom January 2010 to

    August 2012, the inSCALE technical team

    developed two intervention packages two or

    Uganda and one or Mozambique designedto positively influence motivation, retention

    and perormance amongst CHWs. The first

    approach involving technology based activities

    is to be implemented in both countries and

    the second, through community based

    innovations, in Uganda only.

    This paper summarises the process adopted

    by inSCALE or identiying the barriers

    to CHW motivation and per ormance in

    Uganda and Mozambique and documents

    innovative solutions to these challenges

    that are potentia lly acceptable and eas ible,

    including the rationale or the design o the

    two interventions developed.

    inUganda

    141,000children die beore their

    5th birthday; o these

    56,000rom pneumonia,

    malaria and diarrhoea*

    in

    Mozambiquepneumonia, malaria and

    diarrhoea account or

    44% odeathsin under-fives

    *

    * www.countdown2015mnch.org

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    [4 ]

    The process

    The rigorous process employed, which led

    to the design o two innovative intervention

    packages, has been based on a combination

    o methods designed to understand better

    the main obstacles or regular and effective

    supervision and motivation o CHWs. In

    addition to applying underlying theories

    o worker motivation, a key element in

    the process was to truly understand how

    context could impact upon CHW motivation

    and perormance beore identiying and

    developing potential solutions.

    Following each step o the process, the

    inSCALE team gathered to evaluate findings

    in order to inorm and determine the activities,

    research, or urther reviews necessary or

    the design o the next step. The net was

    thrown wide at the start, so that these

    meetings served to systematically distil

    inormation and refine ideas at each and

    every step, and involved all members o

    the inSC ALE technical team throughout.CHW (known as a village health

    team member or VHT) Sewanyana

    Christopher keeps a record o his

    trea tment o a you ng c hild,

    Hoima, Uganda

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    [5 ]

    At the beginning o the inSCALE project a

    variety o reviews and consultations took

    place to ensure interventions designed

    drew on experience rom previous work and

    appropriate theory. There was an additional

    ocus on using these sources to identiy

    areas o legitimate need with genuine

    potential or innovation. An initial team

    meeting determined the decision process

    on what to review and why, and areas to be

    covered were identified. The result was the

    three strands descr ibed below, which wereallocated to team members with relevant

    expertise, each o whom carried out extensive

    reviews, the findings o which were presented

    and discussed in subsequent meetings.

    Literature reviewsExisting literature on 10 different subjects

    within the areas o supervision, motivation

    and incentives (including payment or

    perormance), data use in quality improvement,

    mHealth, community development, andmanagement, business and human resources

    was thoroughly reviewed and relevant

    inormation extracted. Off target areas,

    such as corporate approaches, were included

    to provide a resh perspec tive to stimulate

    discussion and debate.

    History andex revews

    The historical contexts o Uganda andMozambique as they related to CHW

    programmes were reviewed to ensure any

    precedents were considered [2]. The way

    routine data flowed through health

    inormation systems was also documented.

    The inSCALE project countries differ greatly in

    their CHW programmes, making this exercise

    essential to understanding which innovations

    may work and how to embed them into

    current structures. One major difference,

    or example, was CHW coverage.

    Step 1

    Exs experee d hery

    Step 1Understanding relevant programme experience and theory

    ITERATURE REVIEWS THEORYEXPERT CONSULTATIONSBEST

    HEORYEXPERT CONSULTATIONSBEST PRACTICESEXPERIENC

    XPERT CONSULTATIONSBEST PRACTICESEXPERIENCEPOTEN EST PRACTICESEXPERIENCEPOTENTIALCONTEXT LITERATU

    XPERIENCEPOTENTIALCONTEXT LITERATURE REVIEWS THE

    OTENTIALCONTEXT LITERATURE REVIEWS THEORYEXPERT C

    ONTEXT LITERATURE REVIEWS THEORYEXPERT CONSULTATI

    ITERATURE REVIEWS THEORYEXPERT CONSULTATIONSBEST

    HEORYEXPERT CONSULTATIONSBEST PRACTICESEXPERIENC

    XPERT CONSULTATIONSBEST PRACTICESEXPERIENCEPOTEN

    EST PRACTICESEXPERIENCEPOTENTIALCONTEXT LITERATU

    XPERIENCEPOTENTIALCONTEXT LITERATURE REVIEWS THE

    OTENTIALCONTEXT LITERATURE REVIEWS THEORYEXPERT C

    ONTEXT LITERATURE REVIEWS THEORYEXPERT CONSULTATI

    ITERATURE REVIEWS THEORYEXPERT CONSULTATIONSBEST

    XPERT CONSULTATIONSBEST PRACTICESEXPERIENCEPOTENTIAL

    EST PRACTICESEXPERIENCEPOTENTIALCONTEXT LITERAT

    ICESEXPERIENCEPOTENTIALCONTEXT LITERATURE RE

    LCONTEXT LITERATURE REVIEWS THEORYEXPERTTURE REVIEWS THEORYEXPERT CONSULTATIO

    THEORYEXPERT CONSULTATIONSBEST P

    ERT CONSULTATIONSBEST PRACTICES

    TATIONSBEST PRACTICESEXPERIE

    SEXPERIENCEPOTENTIALCONT

    NCEPOTENTIALCONTEXT LI

    LITERATURE REVIEWS THE

    WS THEORYEXPERT C

    XPERT CONSULTATIO

    ULTATIONSBEST P

    BEST PRACTICES

    IENCEPOTENTI

    TENTIALCONT

    TURE REVIE

    HEORYEXPE

    T CONSULT

    TIONSBES

    T PRACTI

    CEPOTE

    NTIALCO

    RE REVI

    ORYEX

    CONSU

    IONSB

    PRACTI

    CEPOT

    TIALC

    RE REVI

    ORYEX

    CONSU

    LITERA

    TURE

    REV

    IEWS

    BEST PRACTICES

    EXPERIE

    NCE

    EXPERIENCEPOTENTIAL

    CONTEXT

    CONT

    EXT

    LITER

    ATUR

    EREV

    IEW

    SLITERAT

    UREREVIEWS

    LITERATUREREVIEWS

    EXPERTCONSULTATIONS

    EXPERT

    CONS

    ULTA

    TIONS

    EXPERTCONSULTATIONS

    THEORY

    THEO

    RY

    THEO

    RY

    THEO

    RY

    BEST PRACTICES

    BEST

    PRACTIC

    ES

    BESTPRACTICES

    BESTPRACTICES

    EXPERIENCEEXP

    ERIENCE

    EXPERIENCEEX

    PERIEN

    CE

    EXPE

    RIEN

    CE

    POTENTIAL

    POTENTIAL

    POTENTIAL

    POTENTIAL

    POTENTIAL

    CONTEXT

    CONT

    EXT

    CONTEXT

    CONT

    EXT

    EXPERTCONSULTATIO

    NS

    BESTPRACTICES EX

    PERIEN

    CE

    CONT

    EXT

    INNOVATIONS

    EXPERT CONSULTATIONS THEORY

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    [6 ]

    In Mozambique, one CHW covers approximately

    2,000 community members who live 8-25km

    rom a health acility, whereas Ugandan

    CHWs should be present in all villages and

    typically cover between 250 and 500 people.

    Such a variation would affect the easibility

    o some innovations, so it was important

    that adjustments were made to the design o

    the intervention packages or each country.

    Exper sulsFifeen international stakeholders with a wide

    range o programme and research experience

    related to CHWs were consulted to elicit

    their views, learn lessons and catalogue

    recommendations relevant to innovative

    practice [3]. Some undamental issues were

    highlighted here that were not necessarily

    relevant to the implementation o the

    inSCALE project (or example the importance

    o community-led CHW selection as opposed

    to appointments by village leaders or district

    officials), but were documented to serve as

    important key recommendations to other

    districts or countries implementing ICCM

    programmes in the uture.

    This exercise helped distil and clariy best

    practices that are already known to work and

    thereore would need no urther testing and,

    equally, identiy approaches that had shown

    promise but had not been tested sufficiently.

    Using the findings, a detailed ramework was

    developed using proposed models [4] or low-

    income countries combined with motivation

    and incentives theory. The purpose o this

    ramework was to inorm the development

    o interventions and provide guidance when

    seeking to understand their impact.A CHW practices using a mobilephone with the inSCA LE interace

    to se nd data

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    [7 ]

    Culture

    d ex

    Community attitudeto health and i llness

    Policy

    Parent andcommunityexpesof CHWs

    Relationship

    Encounter expectations

    Treatments vs. prevention

    CHWcharacteristics

    Demographics

    Knowledge / education

    Expectations

    Countryhealth system

    Investment

    Programme structure andenvironment including strategyand resources

    Motivation toperform:

    Individual

    Needs satisaction

    Sel efficacy

    Programme commitment and goals

    Outcome expectancies

    Intentions

    Social

    Identity

    Environmental

    Workload

    Geography

    Justice / equity

    Job security

    Management / supervision support

    Respect

    Expereeof outcomes

    Performanc

    e

    Retention

    Selection / recruitment

    Incentives

    Training

    Supervision

    mHealth

    Data use

    Community involvement /engagement

    Framework to inorm development o interventions to influence perormance and retention o CHWs

    What inSCALE seeks to understand when designing the

    interventions and what will inorm their impact

    What the project seeks to influence through interventions

    Factors proposed as o greatest relevance to CHW motivation

    Project outcome

    Project outcome

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    [8 ]

    N SUPERVISION FEASIBILITY INNOVATIVE TECH

    ON FEASIBILITY INNOVATIVE TECHNOLOGY

    INNOVATIVE TECHNOLOGY COMMUNIT

    CHNOLOGY COMMUNITY PILE SORT

    MMUNITY PILE SORTING STAK

    E SORTING STAKEHOLDERS F

    EHOLDERS FORMATIVE R

    MATIVE RESEARCH BES

    CH BEST BETS MOTI

    TIVATION SUPERV

    FEASIBILITY INN

    Y INNOVATIVE

    TECHNOLOGY

    COMMUNIT

    Y PILE SORTI

    G STAKEH

    ERS FORME RESEAR

    EST BETS

    TION SU

    SIBILITY

    NOVATI

    CHNOLO

    OMMUN

    PILE SO

    STAKE

    S FOR

    RESEA

    BEST BETS MOTIVATION SUPERVISION FEASIBILITY INNOVATIV

    MOTIVATION SUPERVISION FEASIBILITY INNOVATIVE TECHNO

    SUPERVISION FEASIBILITY INNOVATIVE TECHNOLOGY COMMU

    FEASIBILITY INNOVATIVE TECHNOLOGY COMMUNITY PILE SO

    INNOVATIVE TECHNOLOGY COMMUNITY PILE SORTING STAKE

    TECHNOLOGY COMMUNITY PILE SORTING STAKEHOLDERS FO

    COMMUNITY PILE SORTING STAKEHOLDERS FORMATIVE RESE

    INNOVATIONS

    MOTIV

    ATION

    FEASIB

    ILITY

    STAKEH

    OLDERS

    BESTBETS

    BESTBETS

    BESTBE

    TS

    MOTIVATION

    MOTIVATION

    MOTIVATION

    MOTIV

    ATION

    SUPERV

    ISION

    SUPERVISI

    ON

    FEASIBILITY

    FEASIBILITY

    INNOVATIVE

    INNO

    VATIV

    E

    TECHNOLOGY

    TECHNOLO

    GY

    COMMUNITY

    COMMUNITY

    PILESORTING

    PILESORTING

    STAKEHO

    LDERS

    STAKEH

    OLDERS

    FORM

    ATIVER

    ESEA

    RCH

    BEST

    BETS

    SUPERVISION

    INNO

    VATIV

    E

    TECH

    NOLO

    GY

    COMMUNITY

    PILESORTING

    Step 2Creating interventions inormed by theory

    Following on rom the evaluation o theoretical

    findings, the inSCALE team began the

    extensive process o narrowing down potential

    intervention methods and innovations still

    urther. Some were identified as best practices

    and added to the resource bank while others

    were sorted in to best bets or the Uganda

    and Mozambique contexts.

    The best betsFrom the reviews o theory and previous

    experience, a long list o potential activities

    using innovative approaches was drafed.

    Using a standard table that was designed

    or extraction o interventions (description,

    source, methods, easibility, moderators),

    the team worked on compiling this l ist

    independently. During team meetings, the

    best bets being the most relevant, easible

    and innovative approaches within the project

    time rames were presented and discussed.

    Ultimately, our to five were selected based

    on ratings or:

    impact potential

    ability to ulfil required needs

    acceptability

    easibility and sustainability

    Step 2

    Creating interventions

    informed by theory

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    [9 ]

    From the start, the inSCALE project intended

    to develop two different intervent ions

    to address motivation and supervision

    respectively. However, during the first

    step which ocused on understanding the

    underlying theory, what emerged was that

    the two areas were not easily separated, but

    rather interlinked. Thereore, a decision was

    made to change the approach to designing

    two intervention packages that each addressmotivation and supervision but in very

    different ways. From this final selection,

    appropriate innovative activities were

    decided on and grouped into two clusters:

    a technology arm and a community based arm.

    Both these approaches aimed to positively

    influence CHW motivation and retention by

    promoting their sense o collective identity.

    By the end o the best bets exercise, the

    list was narrowed down to 17 potential

    innovations under the technology arms

    and 13 under the community one or

    Uganda, and seven and five respectively

    or Mozambique. As project activities were

    a step ahead in Uganda, decisions made

    or Mozambique would partly be based

    on lessons learnt in Uganda with activities

    streamlined and combined accordingly.

    Promoting CHW learning and support using inormation communication

    technology (ICT) to improve CHW perormance, motivation and retention.

    When ace to ace contact is inrequent, this approach aims to use low cost

    technology, through the development o tools and appl ications or mobi le

    phones, to increase CHWs eeling o connectedness to the wider health system.

    The approach will be used to support motivation through sel learning, provision

    o job aids, assist with data submission, and provide individual perormance

    related eedback. It is also intended to provide support supervision, and offer

    problem solving and peer-support. The mobile phones themselves provide the

    added benefit o being symbolic o status.

    1. Technology supported approach

    Given the large number o

    reviews produced by the

    team, the best bets approach

    was suggested as a way o

    speeding up the discussion

    and selection process. This

    exercise was incredibly

    successul and helpul as it

    ensured that every team

    member received an overview

    o each topic area and had

    an opportunity to compare

    and contrast the best bets

    suggested rom all reviews

    Karin Kllander, Regional Programme

    Coordinator, inSCALE,

    Malaria Consortium

    Promoting CHWs as key village health assets to improve CHW perormance,

    motivation and retention.

    This approach aims to enhance the perceived value o the CHW, both or

    themselves and or the communities they serve, through inclusive and

    participatory local activities. This will not only lead to greater status or CHWs,

    but will also increase demand or their services, contributing to the sustainability

    o their role.

    2. Community supported approach

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    Pile sorting

    Working with key personnel rom Ministries

    o Health at district and national level in

    Uganda and Mozambique respectively,

    discussions were held to establish individual

    stakeholders views on the easibility and

    acceptability o potential activities by ranking

    them. Pile sorting methodology [5] was then

    used to create a shortlist o activities to take

    to development stage, a process which gave

    useul insights into participants perceptions.As a secondary benefit, this step o the

    process also encouraged early understanding

    o the inSCALE project amongst key

    government officials.

    In Uganda, a total o five interviews and

    three group sessions were conducted,

    involving 23 participants. In Mozambique,

    five interviews and five group discussions

    took place. Based on the eedback, the

    inSCALE team was able to narrow down the

    list o potential innovations to the ollowing:

    In Uganda, five o the eight proposed

    community based activities were dropped

    or incorporated into relevant ones

    being taken orward to the next step o

    development. Four out o 10 under the

    technology arm were also dropped.

    Due to external delays and project time

    constraints, just one intervention package

    was developed or Mozambique; the

    technology supported arm, narrowed downto s ix activities at this stage. The main

    reasoning behind choosing the technology

    approach over community activities was

    based on pile sorting findings, which

    highlighted that the local CHW strategy

    already incorporated substantial community

    components. Although these might not be

    working to optimal capacity, the proposed

    community activities were not thereore

    seen as par ticularly innovative or the

    Mozambique context.

    DROPPED by Uganda

    stakeholders, despite

    being seen as overall

    easible and acceptable:

    Activity: Post-training

    orientation community

    meeting to clariy CHW

    role and understand all

    stakeholder expectations

    Decision: Dropped

    Justification: Stakeholders

    emphasised that this is

    already a recommended

    activity in the strategic

    guidelines and will not

    thereore be innovative

    DROPPED by Uganda

    stakeholders asconsidered to have

    low easibility:

    Activity: Outsourcing

    supervision to a new

    cadre o non-health

    worker supervisors using

    best practice recruitment

    approaches

    Decision: Dropped

    Justification: Stakeholders

    elt that the country is not

    yet ready or this activity

    Mozambique: CHWs consider options or the

    best approach to provide them with support

    [10 ]

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    [12 ]

    With the final list o 15 potential activities

    across the two intervention packages in

    two countries, the general struc ture o

    the interventions had been defined. The

    ormative research stage would now help

    fine-tune the activities by gauging the views

    o the CHWs, their supervisors, district officials

    and key programme implementers, as well

    as caregivers, heads o households and

    traditional community leader s, on

    the ollowing:

    The potential or the proposedinnovations to meet genuine needs and

    have an impact (in terms o meeting

    project aims)

    The easibility o implementation and

    scale up o the proposed activities

    The acceptability o the proposed

    activities to the CHWs themselves, their

    supervisors, communities, districts and

    the Ministry o Health

    Field workers were recruited and trainedto carry out the ormative research in two

    rounds in Uganda one ocusing on the

    technology arm and one on community

    innovations. In Mozambique there was one

    technology based round, which was ollowed

    by a pilot CHW interview and ocus group

    discussion. The eedback rom this led to

    amendments to the data collection guides,

    which were trialled again in a different

    district, and then finalised.

    In Uganda, 61 in depth interviews and 15

    ocus group discussions were conducted in

    total or both intervention packages. The

    Mozambique ormative research (again,

    with lessons learnt rom Uganda) included

    26 in depth interviews and our ocus group

    discussions or the technology intervention.

    Formative researchdsIn both Uganda and Mozambique, CHWs find

    positive eedback and acknowledgement o

    their work motivating. They value perormance

    ocused supervision as this provides them

    with knowledge to improve how they serve

    their community. However, health aci lity

    supervision is ound to be sporadic due to

    work loads and transport costs.

    ResultinginterventionsFor both countries, conducting perormance-

    based supervision over the phone may reduce

    travel needs and make supervision more

    efficient. The inSCALE project is developing

    a system by which CHWs can submit ICCM

    data using mobile phones, with immediate

    automated, personalised perormance related

    eedback. To implement this, job aids and /or

    additional training will be required to

    assist supervisors.

    In Uganda, supervisors oversee between

    25-90 CHWs each, making regular community

    supervision difficult. The data submission

    component will be used to target community

    visits to the weakest CHWs, whereas the

    better perorming ones will be encouraged

    to keep motivated via mobile phone messages.

    In Mozambique, where supervisors only

    oversee 2-3 CHWs each but long distances

    make supervision irregular, the intervention

    will instead be designed to help the supervisor

    ocus on topics which CHWs find difficult and

    which will need to be addressed in supervision

    meetings, either ace to ace or over the

    phone using competency checklists.

    In Uganda

    61in-depthinterviews and

    15ocus groupdiscussions were conducted

    or both packages

    In Mozambique ormative

    research included

    26in-depthinterviews and

    4ocus groupdiscussions or the

    technology inter vention

    Formative research

    CHWs in Uganda review the process

    o setting up a village health club

    Photo: Paula Valentine / Malaria Consortium

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    [13 ]

    Mozambique Uganda

    Communities use the CHWs, think their

    work is important and respect them;

    a supportive relationship that is valued

    by the CHWs.

    Status and community standing is

    important to CHWs; yet many eel

    that thei r work and aims are not well

    understood in their communities.

    THEREFORE

    Innovation design should highlight

    community support and use terminologymeaningul to CHWs, such as reputation,

    respect and recognition.

    Innovation design should aim at

    increasing CHW standing and statusto improve motivation by, or example,

    encouraging a higher level o involvement

    by community leaders in CHW work.

    Formative Research Findingsillustrating differences between

    Uganda and Mozambique

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    [14 ]

    Village owned CHW ocussedOpen to allA strength

    based approachFun and purposeul

    VILLAGE HEALTH CLUBS

    Discuss and rank child health challenges

    Discuss solutions to challenges, which include supporting the unc tioning o CHW services

    Club members take actions to meet these challenges

    Health clubs will monitor, report and communicate on their progress

    SUPPORT AND

    SUPERVISIONCONNECTEDNESS

    STANDING, STATUS,

    IDENTITY AND VALUE

    CHW submitting data

    using phones and

    receiving personal

    perormance related

    eedback

    CHW and supervisor

    using Closed User Groups

    or remote supervision,

    planning supervision

    visits, problem discussion

    and solving

    CHW receiving monthly

    motivational SMS

    CHW data on server

    trigger ing SMS aler ts on

    good and bad perormance

    to super visor with hint s

    on which action to take

    PROVISION OF AFFORDABLE MOBILE PHONES AND SOLAR CHARGERS

    The data rom this extensive qualitative

    research exercise was analysed and

    synthesised into three different ormative

    research reports. The outcomes were

    then presented at workshops where the

    implications or the acceptability and

    easibility o the proposed innovation were

    Two approaches to improve motivation and perormance o CHWs

    discussed. Final decisions were made on the

    activities that would ulfil the aims o the

    project in the most effective way possible.

    The result: two intervention packages,

    ollowing different paths to achieving

    the same objectives , ready or design,

    development and pre-testing.

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    [15 ]

    At the conclusion o the theory and

    research stage, the inSCALE team had

    deined two intervention strategies or

    inluencing CHW motivation and retention

    in two dierent ways.

    Innovations under the technology arm were

    clearly outlined, allowing or extensive

    development o innovative mobile phone

    sofware and intricate eedback systems

    including: weekly report phone interace;

    eedback messages or CHWs; algorithms

    that will generate flagged messages or

    supervisors; and monthly motivational

    messages or CHWs.

    While technology arm design process

    was relatively linear, the community arm

    development and design process was

    circular, moving back and orth between

    findings rom Steps 1 and 2. Eventually this

    evolved into the Village Health Clubs, a

    participatory approach resting on five key

    pillars, using a our-step cycle to engage

    community members. This bottom up

    approach promoting inclusivity, equality,

    airness, with a ocus on pulling together to

    take health action to seek solutions to ch ild

    health problems - was chosen rom several

    proposed community based solutions

    ollowing positive eedback during testing

    in three field sites.

    Once the design and development stages

    were concluded, these strategies were

    prepared or implementation: the contents oeach message were finalised, and supporting

    materials developed, tested and produced.

    To support the activities and monitor the

    train ing to ensure the qual ity o the

    implementation, a large number o training

    materials, job aids and monitoring tools

    were designed in English and Portuguese.

    Step 3

    Materials and monitoring tools

    Step 3Design, development and pre-testing o interventions

    N SUPERVISION FEASIBILITY INNOVATIVE TECH

    ON FEASIBILITY INNOVATIVE TECHNOLOGY

    INNOVATIVE TECHNOLOGY COMMUNIT

    CHNOLOGY COMMUNITY PILE SORTMMUNITY PILE SORTING STAKE

    E SORTING STAKEHOLDERS F

    EHOLDERS FORMATIVE R

    MATIVE RESEARCH BES

    RCH BEST BETS MOTI

    OTIVATION SUPERV

    FEASIBILITY INN

    Y INNOVATIVE

    TECHNOLOGY

    COMMUNIT

    Y PILE SORTI

    G STAKEH

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    SIBILITY

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    BEST BETS MOTIVATION SUPERVISION FEASIBILITY INNOVATIV

    MOTIVATION SUPERVISION FEASIBILITY INNOVATIVE TECHNOL

    SUPERVISION FEASIBILITY INNOVATIVE TECHNOLOGY COMMU

    FEASIBILITY INNOVATIVE TECHNOLOGY COMMUNITY PILE SO

    INNOVATIVE TECHNOLOGY COMMUNITY PILE SORTING STAKE

    TECHNOLOGY COMMUNITY PILE SORTING STAKEHOLDERS FO

    COMMUNITY PILE SORTING STAKEHOLDERS FORMATIVE RESE

    INNOVATIONS

    MOTIV

    ATION

    FEASIB

    ILITY

    STAKEH

    OLDERS

    BESTBETS

    BESTBETS

    BESTBE

    TS

    MOTIVATION

    MOTIVATION

    MOTIVATION

    MOTIV

    ATION

    SUPERV

    ISION

    SUPERV

    ISION

    FEASIBILITY

    FEASIBILITY

    INNOVATIVE

    INNO

    VATIV

    E

    TECHNOLOGY

    TECHNOLO

    GY

    COMMUNITY

    COMMUNITY

    PILESORTING

    PILESORTING

    STAKEHO

    LDERS

    STAKEH

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    FORM

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    [16 ]

    To ensure the materials developed and

    produced would contain valid and appropriate

    messaging to be as effective as possible,

    extensive pre-testing was conducted involving

    community and end user eedback. For

    example, responses to the wording and

    structure o 12 motivational text messages

    (SMSs) were gathered rom 39 CHWs in Uganda,

    with results incorporated in the final design.

    Likewise, or the community approach,

    20 community members and CHWs assessed

    images and key messages designed or

    job aids .

    Inormation or CHWs on how

    to set up and run a vi llage

    health club

    PERIOD OFaction 3-4

    WEEKS

    MEETING 2

    Prioritising child health

    problems; finding out

    causes and solutions;

    taking action at home

    MEEting 4

    Reviewing our actions:

    How did we get on?

    What more do we

    need to do?

    MEETING 3

    Finding solutions and

    taking action together

    Pre-es f merls

    MEETING 1

    Club ormation

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    [17]

    Training Materials Job Aids

    Communityapproach

    Training o Trainers Guide, including:

    individual progress chart, peer

    observation orm, CHW workshop

    evaluation orm, and CHW training

    report

    Sensitisation brie or sub-county

    trainers to advocate or V illage Health

    Clubs with other key stakeholders atcommunity / sub-county levels

    Flipbook o child illness cards to

    acilitate the our-step process and

    provide participatory question

    and answer sessions on malaria,

    pneumonia, diarrhoea, malnutrition

    and danger signs in newborns and

    older children

    Starter kit or acilitators, includingstationery or meetings, certificates

    o achievement, membership cards,

    ink pad or LC1 stamp; T-shirts or

    CHW acilitators, and carry bag or

    the whole ki t

    Evaluation orms and attendance

    registers

    Technology

    approach

    Training o Trainers Workbook

    or CHW Supervisors

    Facilitators Guide to training on

    the inSCALE Mobile CHW System

    Solar Charger Usage Policy

    and Guidelines

    Mobile Phone Usage Policy

    and Guidelines

    Instructional DVD on mobile phone

    and solar charger usage

    How to Use the Nokia Mobile Phone

    and Solar Charger guide

    Sending Weekly Reports on the Nokia

    Mobile Phone guide

    Mock ICCM register weekly reports

    Evaluation orms and attendance

    registers

    Supervisiontraining

    Four Corners o Supervision handout

    Supervising the Supervisor guide

    including evaluation orm

    Supervising the Sub-County

    Supervisor guide

    Trainer competency check list

    Trainer perormance appraisal sheet

    CHW supervisor competency checklist

    CHW supervisor perormance

    appraisal sheet

    CHW Competency Checklist

    Mobile CHW System

    CHW Perormance Appraisal Sheet

    inSCALE Mobile CHW System

    Training materials, job aids and monitoring tools designed in English and Portuguese

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    [18 ]

    The community armThe community based approach in Uganda

    will involve 800 CHWs across five distric ts.

    The first step in the training cascade was to

    train 39 development officers, health acil ity

    in-charges and health assistants have been

    trained as sub-county trainers in adult learning,

    participatory empowerment methodology,

    and the village health club approach. These

    trainers are, in turn, training two ICCM CHWs

    in each village as village health club acilitators

    with initial practical guidance and support

    rom the inSCALE and district master trainers.

    The trained CHWs will then work with their

    peers to mobilise community members to

    set up and run health clubs in their village.

    Sub- county trainers will carry out ollow up

    and supportive supervision visits to CHWs to

    assess their core competencies in deliveringICCM, thus ensuring smooth set up and

    running o the village health clubs.

    The technology armIn Uganda, the technology intervention

    will cover 1,350 CHWs across eight districts .

    Supervisors have already been trained

    as trainers on the inSCALE mobile CHW

    system and effective supervision sk ills

    using core competency assessment tools,

    and are now training the ICCM CHWs

    initially with the support o Malaria

    Consortium master trainers. Trained CHWs

    will return to their villages with mobile

    phones and solar chargers to assist their

    work in the community, and sub-county

    trainers will carry out ollow up and

    supportive supervision visits to ensure

    that appropriate, qual ity care is delivered

    and that mobile phones are being used

    appropriately and to maximum effect.

    In Mozambique, the project area or the

    technology intervention will be six o the

    12 districts in Inhambane province. All district

    and health acility supervisors, as well as the

    district CHW coordinators in the intervention

    districts, will be trained as trainers to deliver

    the CHW mobile system and provide support

    supervision or the 150 CHWs in the area. As

    in Uganda, Malaria Consortium will provide

    training support, both or in itial training o

    trainers and or trainers in how to carry out

    support supervision.

    Moving forward

    over he ex 12 mhs, he prje wl l ssess hw effeve

    the interventions have been in achieving their primary goals

    of increasing motivation and improving performance among

    CHWs. The process will be reviewed to establish whether

    interventions were delivered as designed, inform whether

    remedl s eessry d fesble, d expl hw

    d why he erves wrk r d wrk. a ed-le

    survey will evaluate the difference in CHW motivation and

    performance between intervention areas and a control group,

    and the proportion of children treated appropriately.

    A Ugandan CHW rom Kyankwanzi district,

    Western Uganda, sends data about his patients via SMS

    In Uganda

    800CHWs areinvolved in the community

    based approach and

    1,350in thetechnology intervention

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    [20 ]

    Successes There is much to learn about CHW

    supervision and incentives by reviewing

    health worker literature; even where

    evidence is limited, a literature review

    can be useul to garner ideas and can

    make an important contribution to

    decision making. Similarly, literature

    reviews rom off target areas such as

    the business world can offer a resh

    perspective and provide useul insightsand ideas. The rigorous review process,

    though time consuming, was key in

    enabling the inSCALE team to make

    invaluable changes in assumptions

    early on in the project.

    Early on in the project, mobile phone

    numbers or the majority o the CHWs

    (over 7,000) trained in the nine districts

    in Uganda were collected, which proved

    a very useul resource or understanding

    CHWs access to mobile phone networksand or pre-testing SMS messages.

    A locally established call centre carried

    out phone interviews with CHWs an

    immensely time-saving approach replacing

    the need or numerous field vi sits.

    Taking a theoretical view o motivation

    and retention helps identiy innovations

    and their potential effect, particularly

    when evidence is lacking. It also helps

    understand how innovations may

    work, encourages lateral thinking and

    provides a ramework or understanding

    why certain conditions have, to date,

    resulted in lower than hoped or levels

    o CHW retention and motivation.

    Understanding country context is key.

    The inSCALE countries differ greatly

    in their CHW programmes and the

    in-country work has been essential

    in understanding which innovations

    may work and how they can best be

    embedded into current structures.

    In a multi-country project activity,

    timeline differences can be taken

    advantage o to allow sk ills sharing

    and mentoring across country teams,

    by bringing in project staff rom the

    secondary country to shadow activities

    as they take place in the primary one.

    When developing a project with this

    many interlinked areas o social and

    clinical importance, taking the time to

    engage with and discuss ideas with a

    variety o proessionals with ex tensive

    academic and programme experience

    o working with CHWs is beneficial.

    Challenges

    Although both Uganda and Mozambique

    had policies in place to support ICCM

    implementation, there were some operational

    challenges that delayed implementation,especially since the approach involved

    embedding activities into national and

    sub-national institutional arrangements. As

    a result, activities that were directly linked to

    ICCM implementation were behind schedule,

    ultimately leading to the implementation o

    just one intervent ion arm in Mozambique,

    where the delays were more pronounced.

    Designing, developing and rolling out two

    interventions in two countries simultaneously

    is an enormous challenge, the time-consuming

    nature o which should not be underestimated.

    When working within a field that has a lot o

    momentum, the crowding o organisations

    working in this field - sometimes with competing/

    similar objectives can lead to challenges in

    getting buy-in and support rom Ministries

    o Health to all project activities. A specific

    example is the prolieration o mHealth pilots

    in Uganda, where more than 60 projects are

    running simultaneously with little involvement

    o or coordination by the Ministry o Health.

    Lessons learnt

    Mozambique: CHW Miguel Tomas packs up his kit

    afer completing his ICCM activities or the day

    Photo: Ruth Aysis / Malaria Consortium

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    [22 ]

    This is now being addressed by the ormation

    o a government-led process to create aneHealth ramework to guide and coordinate

    project implementation,while ensuring that

    government priorities are addressed. This

    has led to a delay in get ting approval or

    going ahead with project activities.

    Working in collaboration with a multi-

    disciplinary team (the inSCALE team) rom

    many different institutions, particularly at

    a distance, can be challenging and requires

    substantial upront planning, ace to ace

    meetings and a well-organised and proactiveteam. The time that this takes should not be

    underestimated when planning a project,

    and reliable distance communication

    and inormation sharing using sofware

    such as Skype conerence calls should be

    incorporated rom the beginning. Where

    practicable, and as early as possible in the

    project lie, time should be built into the

    work plan or ace to ace team building

    activities and role clarification.

    At proposal writing stage or the inSCALE

    project it was impossible to anticipate howmuch time would be needed or designing,

    developing and piloting the prototype

    innovation or testing, which contributed to

    a delay in rolling out the interventions. The

    design and development were also delayed

    by the need or stakeholder buy- in at

    national and sub-national levels to assure a

    greater chance o successul implementation.

    While stakeholder involvement early on in

    the project design i s essent ial or buy- in

    and understanding o the context specificopportunities and limitations, a challenge with

    innovative projects which run over several

    years is the ever-evolving policy environment,

    where ideas which were seen as uneasible at

    one point in time, could be incorporated into

    policy and rolled-out a year or two later. While

    projects are ofen bound to fixed timelines

    rom donors, there is a constant need to juggle

    these with being flexible enough to address

    the context on the ground.

    CHWs learn how to conduct

    village health clubs in Uganda

    Photo: Paula Valentine / Malaria Consortium

    According to the World Health Organisation, eHealth is the combined use o

    electronic communication and inormation technology in the health sector. It

    includes using inormation and communication technology such as computers,

    mobile phones, and satellite communications, or health services and inormation.

    eHealth

    In recent years, mobile Health, or mHealth, has emerged as an important par t

    o eHealth and is defined as the use o mobile communications (such as mobile

    phones) or health services. mHealth programmes can serve as the access point

    or entering patient data into national health inormation systems, and as remote

    inormation tools that provide inormation to healthcare clinics, home providers,

    and health workers in the field.

    mHealth

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    [24 ]

    Malaria Consortium is one o the worlds leading non-

    profit organisations specialising in the comprehensive

    control o malaria and other communicable diseases

    particularly those affecting children under five.

    Malaria Consortium works in Arica and Southeast Asia

    with communities, government and non-government

    agencies, academic institutions, and local and

    international organisations, to ensure good evidence

    supports delivery o effective services.

    Areas o expertise include disease prevention, diagnosis

    and treatment; disease control and elimination; health

    systems strengthening, research, monitoring and

    evaluation, behaviour change communication, and

    national and international advocacy.

    An area o particular ocus or the organisation is

    community level healthcare delivery, particularly through

    integrated case management. This is a community based

    child survival strategy which aims to deliver lie- saving

    interventions or common childhood diseases where

    access to health acilities and services are limited or

    non-existent. It involves building capacity and support

    or community level health workers to be able to

    recognise, diagnose, treat and reer children under five

    suffering rom the three most common childhood killers:

    pneumonia, diarrhoea and malaria. In South Sudan, this

    also involves programmes to manage malnutrition.

    Malaria Consortium also supports efforts to combat

    neglected tropical diseases and is seeking to integrate

    NTD management with initiatives or malaria and other

    inectious diseases.

    With 95 percent o Malaria Consortium staff working in

    malaria endemic areas, the organisations local insight

    and practical tools gives it the agility to respond to

    critical challenges quickly and effectively. Supporters

    include international donors, national governments and

    oundations. In terms o its work, Malaria Consortium

    ocuses on areas with a high incidence o malaria and

    communicable diseases or high impact among those

    people most vulnerable to these diseases.

    www.malariaconsortium.org

    About Malaria Consortium

    A young mother in Mozambique

    waits her turn to see the CHW

    Photo: Ruth Ayisi / Malaria Consortium

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    Malaria Consortium

    Development House

    56-64 Leonard Street

    London EC2A 4LT

    United Kingdom

    Tel: +44 (0)20 7549 0210

    Email: [email protected]

    www.malariaconsortium.org