DEPARTMENT OF THE NAVY OFFICE OF THE CHIEF OF NAVAL OPERATIONS Naval Operations … · OFFICE OF THE CHIEF OF NAVAL OPERATIONS 2000 NAVY PENTAGON WASHINGTON DC 20350-2000 OPNAVINST

DEPARTMENT OF THE NAVY OFFICE OF THE CHIEF OF NAVAL OPERATIONS

2000 NAVY PENTAGON

WASHINGTON DC 20350-2000

OPNAVINST 3501.404

N95

6 May 2019

OPNAV INSTRUCTION 3501.404

From: Chief of Naval Operations

Subj: REQUIRED OPERATIONAL CAPABILITIES AND PROJECTED OPERATIONAL

ENVIRONMENT FOR NAVY EXPEDITIONARY FORCES COMMAND PACIFIC

Ref: (a) OPNAVINST C3501.2L (NOTAL)

(b) NTRP 1-03.5

Encl: (1) Required Operational Mission Areas and Readiness Condition Descriptions for Navy

Expeditionary Forces Command Pacific (NEFCPAC)

(2) Projected Operational Environment (POE) for Navy Expeditionary Forces Command

Pacific (NEFCPAC)

(3) Required Operational Capabilities (ROC) for Navy Expeditionary Forces Command

Pacific (NEFCPAC)

1. Purpose. To issue the required operational capabilities (ROC) and projected operational

environment (POE) for Navy Expeditionary Forces Command Pacific (NEFCPAC).

2. Scope and Applicability. This instruction provides resource agencies information describing

NEFCPAC mission requirements, capabilities, and the types and locations of operational

employment. Together, the ROC and POE establish tasking which produces a measurable

workload to compute personnel requirements for activity manpower documents.

3. Discussion. Enclosures (1) through (3) have been prepared per reference (a). Enclosures (1)

through (3) will also be used to assist with determining specific mission area M-ratings reported

under reference (b). This instruction provides resource agencies information describing

NEFCPAC mission requirements, capabilities, and the types and locations of operational

employment. Together, the ROC and POE establish tasking which produces a measurable

workload to compute personnel requirements for activity manpower documents.

4. Action. Commander, Navy Expeditionary Combat Command Pacific will periodically

review enclosures (1) through (3) and recommend changes to the Chief of Naval Operations

(Attention: Navy Expeditionary Combat Branch (N957)) when mission or capabilities of

NEFCPAC are significantly altered. Change recommendations should include comments on the

expected activity manpower document impact.

OPNAVINST 3501.404

6 May 2019

2

5. Records Management

a. Records created as a result of this instruction regardless of format or media, must be

maintained and dispositioned per the records disposition schedules located on the Department of

the Navy/Assistant for Administration, Directives and Records Management Division portal

page at https://portal.secnav.navy.mil/orgs/DUSNM/DONAA/DRM/Records-and-Information-

Management/Approved%20Record%20Schedules/Forms/AllItems.aspx.

b. For questions concerning the management of records related to this instruction or the

records disposition schedules, please contact the local records manager or the Department of the

Navy/Assistant for Administration, Directives and Records Management Division program

office.

6. Review and Effective Date. Per instruction OPNAVINST 5215.17A, Director,

Expeditionary Warfare (OPNAV N95) will review this instruction annually around the

anniversary of its issuance date to ensure applicability, currency, and consistency with Federal,

Department of Defense, Secretary of the Navy, and Navy policy and statutory authority using

OPNAV 5215/40 Review of Instruction. This instruction will be in effect for 10 years, unless

revised or cancelled in the interim, and will be reissued by the 10-year anniversary date if it is

still required, unless it meets one of the exceptions in OPNAVINST 5215.17A, paragraph 9.

Otherwise, if the instruction is no longer required, it will be processed for cancellation as soon as

the need for cancellation is known following the guidance in OPNAV Manual 5215.1 of May

2016.

D.W. COFFMAN

Director, Expeditionary Warfare

Releasability and distribution:

This instruction is cleared for public release and is available electronically only via Department

of the Navy Issuances Web site, https://www.secnav.navy.mil/doni/default.aspx

https://portal.secnav.navy.mil/orgs/DUSNM/DONAA/DRM/Records-and-Information-Management/Approved%20Record%20Schedules/Forms/AllItems.aspx

https://portal.secnav.navy.mil/orgs/DUSNM/DONAA/DRM/Records-and-Information-Management/Approved%20Record%20Schedules/Forms/AllItems.aspx

https://www.secnav.navy.mil/doni/default.aspx

OPNAVINST 3501.404

6 May 2019

Enclosure (1)

REQUIRED OPERATIONAL MISSION AREAS AND READINESS CONDITION

DESCRIPTIONS FOR NAVY EXPEDITIONARY FORCES COMMAND PACIFIC

(NEFCPAC)

1. Mission

a. To execute operational command and control of assigned Navy expeditionary combat

forces in the Commander, U.S Seventh Fleet (COMSEVENTHFLT) area of operations (AO).

NEFCPAC serves as the core Navy expeditionary force battle staff for crisis response and major

combat operations. It plans and executes coastal riverine, explosive ordnance disposal,

construction, and salvage operations, and provides expeditionary intelligence and logistics in

near shore waters, littoral regions, and inland areas.

b. To coordinate theater-wide expeditionary combat, combat support, and combat service

support missions in order to execute COMSEVENTHFLT objectives, tasks, and missions;

provide COMSEVENTHFLT oversight for all operations involving Navy expeditionary combat

forces in theater; monitor and recommend changes in priority; and assist COMSEVENTHFLT in

redefining and identifying missions best suited for Navy expeditionary combat forces in

COMSEVENTHFLT AO.

2. Mission Areas. Per reference (a), the primary (P) and secondary (S) mission areas are listed

in table 1-1.

NAVY EXPEDITIONARY FORCES COMMAND PACIFIC (NEFCPAC)

AM

W

AT

/FP

C2

CIC

CO

CO

N

EX

W

FS

-A

FS

-O

HS

INT

IO

LO

G

MIW

MO

B

MO

S

NC

O

SU

W

S P P P P S P P S S P S P S S P S S

AMW = amphibious warfare

AT/FP = antiterrorism/force protection

C2 = command and control

CIC = confronting irregular challenges

CO = cyberspace operations

CON = construction

EXW = expeditionary warfare

FS-A = fleet support – administration

FS-O = fleet support – operations

HS = health services

INT = intelligence

IO = information operations

LOG = logistics

MIW = mine warfare

MOB = mobility

MOS = missions of state

NCO = noncombat operations

SUW = surface warfare

Table 1–1: Primary (P) and Secondary (S) Warfare Missions Areas

3. Readiness Conditions. ROCs are reported under readiness conditions having major

significance in determining the unit’s total manpower requirements.

OPNAVINST 3501.404

6 May 2019

2 Enclosure (1)

a. Readiness State I: Full Contingency Readiness

(1) Significant strategic and tactical indications of imminent hostilities. While in

readiness state I, the staff must be capable of meeting this criteria: able to perform and direct all

offensive and defensive functions of one major command configuration. Simultaneous support

for secondary functions or responsibilities is a limited capability. This state supports war and

operation plans executed at defense readiness condition (DEFCON) I and II, and major civil

assistance operations. All watch stations and vital positions will be manned to sustain operations

in the designated command configuration indefinitely once implementation is complete.

Attainment of this state includes providing plan-specified augmentation assets to various remote

command centers, posts, and units. The staff and supporting commands will take all measures

necessary to ensure all primary and battle-redundant systems are maintained in a maximum state

of readiness.

(2) All personnel assets detailed in national, theater, and unit mobilization plans must be

staffed by permanent personnel, marked reserves, and augments.

b. Readiness State II: Tailored Contingency Readiness. Significant strategic and tactical

indications of potential limited hostilities, or regional localized civil assistance operations. As

directed by higher authority, partial augmentation is achieved to sustain a readiness posture

tailored to a limited threat.

c. Readiness State III: Current Operations. Conducting current operations without

mobilized or augmentation assets. Watch stations and vital positions sufficient to sustain theater

and local operations at the DEFCON IV or III or minor civil assistance operations are manned

and ready. The staff is able to initialize major war or operation plans in advance of augmentation

support. This readiness state is the sum total of those watch stations and vital positions required

to support routine operation in DEFCON IV (geopolitical instability exists in the AO which

requires constant vigilance and monitoring for rapidly escalating, emergent developments) and

the additional watch stations and vital positions required to immediately surge to a level to

support DEFCON III (tensions exist which may have serious and adverse effects, and the

possibility of force involvement exists). All personnel assets to support this readiness state must

be permanent staff assets. The staff and supporting command will provide routine organizational

level maintenance.

4. ROC Symbols. ROC symbols are used to specify the desired level of achievement of

readiness or other work for or during a particular readiness condition. Readiness normally

applies to watches and or evolutions, while other work refers to non-watch activity such as

performing maintenance.

OPNAVINST 3501.404

6 May 2019

3 Enclosure (1)

a. Capabilities

(1) "F" = "Full." The capability is to be fully achieved. For operational functions

(watches), this means that installed equipment or systems will be fully manned to design

capability. For support functions, sufficient manning is provided to ensure effective

accomplishment of all included tasks. The achievement is to be sustained for the duration of the

condition unless modified by an "A" or "E."

(2) "L" = "Limited." The capability is to be only partially realized (Note: “P” for

“Partial” is no longer a symbol.). Even though only limited capability is realized, it is to be

sustained for the duration of the condition unless modified by an "A" or "E." Every "L" must be

supported by a limiting statement specifying the limitation.

Note: If the resource is external for "L," the resource is added to the capability limiting

statement.

b. Modifiers

(1) "A" = "Augmentation." The capability is to be either fully or partially achieved for a

limited time during the condition. The capability is achieved by using off-watch or off-duty

personnel to achieve the required degree of capability. This symbol is always associated with an

"F" or "L" and establishes a requirement for personnel to be trained, available, and on call to

augment existing watch stations as required.

(2) "E" = "Special Team." The capability is to be either fully or partially achieved for a

limited time during the condition. The capability is achieved by using off-watch special teams or

details. This symbol is always associated with an "F" or "L" and denotes a capability that does

not require continuous watch manning. Teams and details as set may either supplement or

replace all or part of the existing watch organization.

Note: F/E or L/E mean unit will require augmentation from Navy Expeditionary Combat

Command (NAVEXPDCMBTCOM) battle staff and assigned subordinate

OPNAVINST 3501.404

6 May 2019

4 Enclosure (1)

CAPABILITY

MODIFIER FULL LIMITED

NONE =>

Manned to design capacity

for duration of condition

Manned to less than design

capacity for duration of

condition

A =>

Temporarily manned to

design capacity using off-

watch personnel

Temporarily manned to less

than design capacity using off-

watch personnel

E =>

Temporarily manned to

design capacity using a

special team

Temporarily manned to less

than design capacity using a

special team

c. Unit’s Company and External Personnel Resources. Normally, using an "A" or an "E”

requires no embellishing statement as their meanings are predefined. However, for units that

routinely embark external resources, the meaning may not be clear as to whether unit's personnel

or an external resource should provide the augmentation.

Note: If the resource is own unit’s company, no elaboration or statement is provided.

OPNAVINST 3501.404

6 May 2019

Enclosure (2)

PROJECTED OPERATIONAL ENVIRONMENT (POE) FOR NAVY EXPEDITIONARY

FORCES COMMAND PACIFIC (NEFCPAC)

1. NEFCPAC, comprised of active, Reserve, and augmented forces provides C2 of forward-

deployed Navy expeditionary combat forces operating in the COMSEVENTHFLT geographic

AO. Additionally, COMNEFCPAC acts as the commander of any Navy expeditionary combat

forces adaptive force package operating in support of specific military operations in the

SEVENTHFLT AO.

2. NEFCPAC operates throughout the full range of military operations under all threat levels.

The most demanding operating environment anticipated for NEFCPAC is in a foreign country

during a major combat operation while coordinating support for Navy expeditionary combat

forces adaptive force package, Navy expeditionary logistics regiments, naval construction forces,

explosive ordnance disposal, coastal riverine force, or Navy Expeditionary Intelligence

Command commanders in climates ranging from extreme cold to extreme heat, to operating

ashore and from green and brown water environments. NEFCPAC is capable of providing

limited operations in a chemical, biological, and radiological-contaminated environment.

3. NEFCPAC provides C2 for numerous subordinate task organized units deployed throughout

the theater engaged in the full range of military operations, and operating within the full

spectrum of threat environments. NEFCPAC and its subordinate units may encounter enemy or

adversary organized battalion-sized ground combat units, special operations forces, guerrilla

forces, and terrorist activities.

4. During Phase 0 Shape, I Deter, II Seize Initiative, III Dominate, IV Stabilize, V Enable Civil

Authority, of theater operational and campaign plans, NEFCPAC is involved in the full spectrum

of Navy core capabilities to include forward presence, deterrence, sea control, power projection,

maritime security, humanitarian assistance and disaster response, and theater security

cooperation operations.

5. NEFCPAC has operational control over forward-deployed Navy expeditionary combat forces

within its geographical AO. In addition, NEFCPAC functions to provide readiness oversight of

rotationally and forward deployed Navy expeditionary combat forces in the SEVENTHFLT AO.

OPNAVINST 3501.404

6 May 2019

Enclosure (3)

REQUIRED OPERATIONAL CAPABILITIES (ROC) FOR NAVY EXPEDITIONARY

FORCES COMMAND PACIFIC (NEFCPAC)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

AMW AMPHIBIOUS WARFARE (AMW)

AMW 10 CONDUCT AMPHIBIOUS CARGO HANDLING

OPERATIONS

AMW 10.1 Plan and direct amphibious cargo handling operations F/E F/E

AMW 27

CONDUCT SECURITY OPERAITONS TO PROTECT

U.S. PROPERTY AND NONCOMBATANTS IN

HOSTILE AND NONHOSTILE ENVIRONMENTS

AMW 27.1

Plan and direct security operations to protect U.S. property

and noncombatants in hostile and non-hostile foreign

environments

F/E F/E F

AMW 29 CONDUCT SPECIAL DEMOLITIONS OPERATIONS

AMW 29.1 Plan and direct special demolitions operations F/E F/E

AMW 34 CONDUCT MARITIME PRE-POSITIONING FORCE

OPERATIONS

AMW 34 Plan and direct maritime pre-positioning force operations F/E F/E F

AT/FP ANTITERRORISM (AT)/FORCE PROTECTION (FP)

AT/FP 1 PROVIDE AT ASSISTANCE

AT/FP 1.2

Provide training and advice on how to reduce vulnerability

to terrorism and other threats, particularly in the maritime

environment

F/E F/E F

AT/FP 1.10 Conduct liaison with the local U.S. security assistance

organization F/E F/E F

AT/FP 1.12

Conduct unit pre-deployment/pre-overseas travel AT

awareness training for:

(a) Unit

(b) Detachment

(c) Temporary additional duty/temporary duty personnel

(d) Permanent change of station (to overseas locations)

(e) Leave

F/E F/E F

AT/FP 1.14

Conduct vulnerability assessments, using Department of

Defense and Chief of Naval Operations vulnerability

assessment guidance:

(a) Review unit AT posture annually

(b) Conduct self-assessment

(c) Request assessment form higher authority

F/E F/E F

OPNAVINST 3501.404

6 May 2019

2 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

(d) Conduct assessment of potential threat of terrorist use of

weapons of mass destruction

(e) Conduct and assess unit AT/FP exercises consistent with

potential or actual threat environments

AT/FP 1.16

Integrate AT efforts into unit operations:

(a) Assign a unit AT officer

(b) Implement unit AT program

(c) Coordinate AT in overseas location with host country or

host command

(d) Implement local force protection condition measures

(e) Implement unit terrorist incident response plan

F/E F/E F

AT/FP 2 PROVIDE AT DEFENSE

AT/FP 2.1 Assimilate and disseminate intelligence on terrorist activities

directed at U.S. Navy installations, ships, and personnel F/E F/E F

AT/FP 2.2 Request and provide a threat assessment F/E F/E F

AT/FP 3 CONDUCT PORT SECURITY/HARBOR DEFENSE

OPERATIONS

AT/FP 3.7 Coordinate and control port security/harbor defense

operations F/E F/E F

C2 COMMAND AND CONTROL (C2)

C2 1 PROVIDE C2 FACILITIES FOR A TASK

ORGANIZATION COMMANDER AND STAFF

C2 1.18 Provide an operations control center with facilities for

operations and intelligence personnel. F F F

C2 2

COORDINATE AND CONTROL THE OPERATIONS

OF THE TASK ORGANIZATION OR FUNCTIONAL

FORCE TO CARRY OUT ASSIGNED MISSIONS

C2 2.11

Function as force or sector officer in tactical command or

composite warfare commanders (or alternate) to coordinate

and control strike groups (SG) and task force (TF)

operations.

(L and L/E) – Limited to planning and directing.

F/E L/E L

C2 2.19 Coordinate and control the construction operations of

assigned naval construction force units. F/E F/E F

C2 3 PROVIDE OWN UNIT’S C2 FUNCTIONS

C2 3.1

Maintain a combat information center or combat designation

center capable of collecting, processing, displaying,

evaluating, and disseminating tactical information.

F/E F/E F

OPNAVINST 3501.404

6 May 2019

3 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

C2 3.3 Provide all personnel services, programs, and facilities to

safeguard classified material and information. F/E F/E F

C2 3.4 Carry out emergency destruction of classified material and

equipment rapidly and efficiently. F F F

C2 3.8

Establish voice communications with U.S. Marine Corps

evacuation and command nets, and naval support activity

net.

F/E F/E F

C2 3.9 Establish voice communications with supported forces. F/A F/A F

C2 8

FUNCTION AS COMMANDER JOINT TASK FORCE

(CJTF)

(L) Limited to planning and directing.

F/E F/E L

C2 9 ACTIVATE CRISIS ACTION PROCEDURES

C2 9.1 Establish an operational planning team. F/E F/E F

C2 9.6

Direct and execute appropriate military actions under current

rules of engagement; develop, request, and implement

supplemental rules of engagement.

F/E F/E F

C2 11 CONDUCT CRISIS ACTION PLANNING F/E F/E F

C2 16

COORDINATE AND MANAGE ALL AUTOMATED

COMMAND, CONTROL, AND COMMUNICATION

SYSTEM SUPPORT

C2 16.6 Coordinate, plan, and manage deployable communication

system assets. F/E F/E F

C2 18 ASSESS AND DIRECT COMMAND, CONTROL, AND

COMMUNICATIONS LIAISON

C2 18.2 Plan and direct liaison with supported commands. F/E F/E F

C2 19 ASSESS READINESS AND TRAINING

C2 19.2

Plan, manage, and assess communications systems support

joint and combined interoperability.

(L) Limited to capacity of assigned staff officers from

appropriate community and appropriate training and

qualification.

F/E F/E L

C2 C27 REPAIR OWN UNIT’S C2 EQUIPMENT F/E F/E F

CIC CONFRONTING IRREGULAR CHALLENGES (CIC)

CIC 3

CONDUCT AND SUPPORT FORWARD PRESENCE

NAVAL OPERATIONS THAT CONFRONT

IRREGULAR CHALLENGES

OPNAVINST 3501.404

6 May 2019

4 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

CIC 3.16 Evaluate and recommend changes to naval rules of

engagement for CIC. F

CO CYBERSPACE OPERATIONS (CO)

CO 10 MAINTAIN AND MANAGE COMMUNICATIONS

CO 10.2

Provide communications for own unit

(a) Maintain tactical voice communications

(f) Process messages

(i) Maintain voice and computer data cryptographically

covered satellite communications circuits

(k) Maintain internal communications systems

(o) Provide tactical, secure, anti-jam, ultrahigh frequency

(UHF) voice or data communications

(p) Provide tactical, secure, anti-jam, very high frequency

(VHF) voice and data communications

(u) Maintain SECRET Internet Protocol Router Network

(SIPRNET) and Non-secure Internet Protocol Router

Network (NIPRNET) systems and support systems

F/E F/E F

CO 10.4

Relay communications

(c) Relay electronic communications

(d) Relay voice communications

(L and L/E) – Limited to planning and directing.

FE L/E L

CO 10.11

Develop, coordinate, and control communications plans for

integrated group communications among warfare

commanders and naval, combined, or joint forces.

F/E F/E F

CON CONSTRUCTION (CON)

CON 3 PERFORM CONSTRUCTION ENGINEERING

CON 3.3

Perform planning and estimating.

(L and L/E) Limited to capacity of assigned staff officers

from appropriate community and appropriate training or

qualification.

F/E L/E L

EXW EXPEDITIONARY WARFARE (EXW)

EXW 1

CONDUCT WATERBORNE SECURITY

OPERATIONS IN HARBORS, HARBOR

APPROACHES, INSHORE, RIPARIAN AND NEAR

SHORE LITTORAL AREAS.

EXW 1.7

Operate in coordination with other Navy expeditionary units

and naval, joint, and combined forces in support of

waterborne security.

F/E F/E L

OPNAVINST 3501.404

6 May 2019

5 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III


appropriate community and appropriate training or

qualification.

EXW 1.13 Plan and direct engagement of surface threats. F/E F/E F

EXW 1.14 Plan and direct waterborne security operations. F/E F/E F

EXW 2 CONDUCT LANDSIDE SECURITY OPERATIONS

EXW 2.7

Operate in coordination with other Navy expeditionary units

and as part of expeditionary warfare commander (EXWC).

(F/A) Unit will require augmentation from

NAVEXPDCMBTCOM battle staff to meet requirements.

F/E F/E F

EXW 2.8 Provide theater security cooperation support to host nation

security forces. F/E F/E F

EXW 2.16 Plan and direct landside security operations for EXWC, joint

task force (JTF), and task force operations. F/E F/E F

EXW 3 CONDUCT SECURITY OPERATIONS IN SUPPORT

OF AIRCRAFT

EXW 3.3 Plan and direct security operations in support of aircraft. F F F

EXW 4 CONDUCT EMBARKED SECURITY OPERATIONS

EXW 4.3 Plan and direct embarked security operations. F/E F/E F

EXW 5 CONDUCT LAND CONVOY OPERATIONS

EXW 5.3

Plan or direct land convoy operations.



qualification.

F/E F/E L

EXW 6 ETABLISH AND MAINTAIN EXPEDITIONARY

COMMUNICATIONS

EXW 6.1 Set-up and maintain a mobile communications system. F F F

EXW 6.2 Maintain encrypted HF, VHF, UHF, and super-high

frequency voice and data communications. F/E F/E F

EXW 6.3

Establish voice communications with U.S. Marine Corps

evacuation and command nets, naval support activities, Air

Force, Army, local law enforcement, and homeland defense

nets.

F/E F/E L

OPNAVINST 3501.404

6 May 2019

6 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III



qualification.

EXW 6.4 Operate expeditionary communications in coordination with

other Navy EXWC and naval, joint, and combined forces. F/E F/E F

EXW 6.5 Conduct operations security (OPSEC). F F F

EXW 6.6 Conduct emissions control as directed by higher authority. F F F

EXW 6.7 Conduct routine and preventive maintenance on a mobile

communication system. F F F

EXW 6.8

Plan the EXWC’s tactical use of information systems (IS),

command, control, communications, computers, and

intelligence architecture, databases, and sensors.

F/E F/E F

EXW 7 CONDUCT EXPEDITIONARY SURVEILLANCE

EXW 7.8

Maintain an operations center capable of collecting,

processing, displaying, evaluating, and disseminating tactical

information.

F/E F/E F

EXW 7.10 Coordinate with intelligence sources to provide indications

and warnings (I&W) to the force. F/E F/E F

EXW 9 CONDUCT EXPEDITIONARY BASE CAMP

OPERATIONS

EXW 9.1

Conduct a site survey to ascertain location, drainage,

sanitation, security, access, and force integration.

(L) Limited to location, security, access, and force

integration only.

F/E F/E L

EXW 9.2 Conduct liaison with host nation and other naval, joint, or

combined forces for support of base camp operations. F/E F/E F

EXW 9.6 Plan and direct base camp operations in an expeditionary

environment. F/E F/E F

EXW 10 CONDUCT C2 IN AN EXPEDITIONARY

ENVIRONMENT.

EXW10.1 Plan and direct EXW operations as EXWC. F/E F/E F

EXW 10.2 Exercise C2 of explosive ordnance disposal and mobile

diving and salvage units, when assigned. F/E F/E F

EXW 10.4 Exercise C2 of expeditionary logistics support units, when

assigned. F/E F/E F

EXW 10.5 Exercise C2 of naval construction force units, when

assigned. F/E F/E F

EXW 10.6 Exercise C2 of coastal riverine force, when assigned. F/E F/E F

OPNAVINST 3501.404

6 May 2019

7 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

EXW 10.7

Exercise C2 of Navy expeditionary adaptive force package

as an EXWC, TF, task group, task unit, or other joint or

combined TF or subordinate component.

F/E F/E F

EXW 12 CONDUCT EXW SUPPORT OPERATIONS

EXW 12.2 Provide administrative services to subordinate units. F/E F/E F

EXW 12.5

Provide individual protective clothing and equipment to

sufficiently protect personnel in a chemical, biological, or

radiological-contaminated environment.

(L) Limited to own or supporting unit issued chemical,

biological, or radiological gear.

F/E F/E L

EXW 13 REPAIR OWN UNIT’S EXW EQUIPMENT. F/E F/E F

EXW 14

CONDUCT CASUALTY CONTROL PROCEDURES

TO MAINTAIN AND RESTORE OWN UNIT’S EXW

CAPABILITY.

F/E F/E F

EXW 15 CONDUCT BOARDING OPERATIONS.

EXW 15.15

Plan and direct boarding operations.



qualification.

F/A F/A L

FS-A FLEET SUPPORT – ADMINISTRATION (FS-A)

FS-A 1 PROVIDE ADMINISTRATIVE AND SUPPLY

SUPPORT FOR OWN UNIT.

FS-A 1.1 Provide supply support services. F/E F/E F

FS-A 1.2 Provide clerical services. F/E F/E F

FS-A 1.3

Provide disbursing services.

(L) Unit will require augmentation from

NAVEXPDCMBTCOM battle staff or assigned subordinate

units to meet requirements.

F/E F/E L/E

FS-A 1.4

Provide post office services.

(L) Unit will require augmentation from



F/E F/E L

FS-O FLEET SUPPORT – OPERATIONS (FS-O)

FS-O 25 COLLECT CONSTRUCTION OR FACILITY

ENGINEERING DATA. F/E F/E F

OPNAVINST 3501.404

6 May 2019

8 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

FS-O 26

CONDUCT AND SUPPORT VISUAL INFORMATION

DOCUMENTATION USING DIGITAL STILL AND

MOTION DATA

FS-O 26.5 Provide secure and unsecure electronic image transmission

services. F/E F/E F

HS HEALTH SERVICES (HS)

HS 1

PROVIDE ROLE ONE, UNIT-LEVEL MEDICAL

CARE, TO PERSONNEL IN AN AFLOAT OR FIELD

ENVIRONMENT.

HS 1.1

Provide unit-level medical care capable of routine sick call

and the management of minor sick and injured personnel for

immediate return to duty commensurate with the credentials

or skill level of a health care provider (choose as applicable):

(a) Hospital corpsman

(b) Independent duty corpsman

(L) – Limited to own or supporting unit.

F/E F/E L

HS 1.2

Conduct periodic health assessments and physical

examinations commensurate with the credentials and skill

level of the health care provider (choose as applicable):

(a) Independent duty corpsman

(L)-Limited to own or supporting unit.

F/E F/E L

HS 1.3

Provide first aid, triage, resuscitation, stabilization, and

patient movement commensurate with the credentials and

skill level of the health care provider (choose as applicable):



(L) – Limited to own or supporting unit.

F/E F/E L

HS 1.6 Train personnel in first aid, self, and buddy aid procedures. F/E F/E F

HS 1.7 Train stretcher bearers. F/E F/E F

HS 10 SERVICES IN AN AFLOAT OR FIELD

ENVIRONMENT

HS 10.1

Conduct sanitation and safety inspections in an afloat or field

environment.

F/E F/E L

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9 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

(L) Limited to own or supporting unit.

HS 10.2

Conduct occupational health or safety and preventive

medicine programs and training in an afloat or field

environment commensurate with the credentials or skill level

of the required personnel (choose as applicable):




F/E F/E L

HS 10.3

Conduct disease and vector control planning and operations

in an afloat or field environment commensurate with the

credentials or skill level of the required personnel (choose as

applicable):

(a) Independent duty corpsman


F/E F/E L

HS 13

PROVIDE HEALTH SERVICES ADMINISTRATION

GENERAL ADMINISTRATIVE SUPPORT,

TRAINING, LOGISTIC, AND EQUIPMENT

SUPPORT IN AN AFLOAT OR FIELD

ENVIRONMENT

HS 13.2

Conduct associated medical, dental, and general

administrative services, training, logistic, and equipment

support in an afloat or field environment for (choose as

applicable):

(a) Assigned HS staff

(b) Embarked HS staff

(c) Health services augmentation personnel

F/E F/E F

HS 13.3

Identify, equip, and maintain suitable spaces for medical and

dental equipment and supplies commensurate with the

capability required:

(a) Role 1

F/E F/E F

HS 13.4

Identify and maintain adequate storage spaces for medical

and dental equipment and supplies commensurate with the

capability required:

F/E F/E F

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10 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

(a) Role 1

HS 13.5 Conduct medical surveillance. F/E F/E F

HS 13.6 Perform operational and administrative reporting. F/E F/E F

HS 13.8

Perform HS logistics:

(a) Procure, issue, manage, resupply, and dispose of medical

supplies (Class VIIIA and VIIIB)

(b) Coordination of patient movement items following

theater patient movement policy.


F/E F/E L

HS 14

PROVIDE MEDICAL REGULATION, PATIENT

MOVEMENT, AND RECEIPT OF CASUALTIES AND

PATIENTS

HS 14.5

Coordinate and control patient movement operations and

provide support for (choose as applicable):

(a) Casualty evacuation

(b) Medical evacuation

(c) Aeromedical evacuation

F/E F/E F

INT INTELLIGENCE (INT)

INT 1 SUPPORT AND CONDUCT INTELLIGENCE

COLLECTION

INT 1.2

Support and conduct imagery intelligence (IMINT)

information collection at short and long range utilizing

organic or non-organic, or assigned imagery sensors and

onboard imagery processing systems.

L - Unit will require augmentation from



F/E L/E

INT 1.7

Gather intelligence in restricted and shallow water areas

relating to disposition and movement of enemy fleet units

and ground units.

F/E F/E

INT 1.14 Maintain critical contacts of interests and contact of interests

lists. F/E F/E

INT 1.15 Track updated national high interest shipping list and the

Office of Naval Intelligence’s vessel of interest list. F/E F/E

INT 1.17 Conduct open source intelligence (OSINT). F/E F/E F

INT 2 PROVIDE INTELLIGENCE

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11 Enclosure (3)

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READINESS

STATE

I II III

INT 2.1

Maintain intelligence summary plots on air, surface, ground,

subsurface, and space activities to include an all-source

manual and automated tactical intelligence (TACINTEL)

plot.

F/E F/E F

INT 2.2 Evaluate and disseminate intelligence information. F/E F/E F

INT 2.3

Establish and maintain access to service and national

intelligence sources to include national theater, and other

TACINTEL automated data sources up to the top

secret/sensitive compartmented information (SCI) level for

operational intelligence support.

F/E F/E

INT 2.4 Plan and direct SG and TF intelligence architecture and

requirements for TF or combined or joint forces. F/E F/E

INT 2.5

Produce intelligence information reports from all processed

images as required by the fleet intelligence collection

manual for further dissemination for fleet and national

agencies. Disseminate reports, hard and softcopy, and

accompanying images.

F/E F/E

INT 2.8 Provide I&W intelligence. F/E F/E F

INT 2.9 Provide current naval order-of-battle intelligence estimates. F/E F/E F/E

INT 2.10 Provide current coastal defense cruise missile and integrated

air defense order-of-battle intelligence estimates. F/E F/E

INT 2.11 Provide intelligence on naval tactics, trends and patterns. F/E F/E F/E

INT 2.12 Conduct all-source intelligence analysis. F/E F/E F

INT 2.13 Provide operational intelligence briefings to support joint

task group or force operations F/E F/E F

INT 2.14

Build and maintain TACINTEL databases to assist with

correlating, analyzing, and disseminating intelligence data to

support operational intelligence requirements.

F/E F/E

INT 2.15

Provide real time, tactically significant intelligence

information, and analysis from intelligence and IO watch

stations to include one or more of the things listed in INT

2.15(a) through INT 2.15(e):

(a) Signal intelligence (SIGINT), comprised of:

(1) Electronic intelligence (ELINT),

(2) Communications intelligence (COMINT)

(2) Foreign instrumentation signals intelligence (FISINT)

(c) IMINT.

(d) Human intelligence (HUMINT).

(f) Measurement and signature intelligence (MASINT).

F/E F/E

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12 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

(g) OSINT.

INT 2.17 Maintain intelligence Web portal with current and

developing emergent intelligence. F/E F/E F/E

INT 2.18

Maintain analyst-to-analyst exchange with theater

intelligence centers, units in company, and national agencies

for the rapid exchange of real time intelligence information.

F/E F/E

INT 2.19 Produce intelligence spot reports for electronic

transmissions. F/E F/E

INT 2.20

Conduct secure video teleconferencing with theater

intelligence centers and national agencies for the purpose of

coordinating intelligence collection missions and the

exchange of intelligence and operational information.

F/E F/E F/E

INT 2.22 Disseminate integrated all-source information to all levels of

command. F/E F/E F/E

INT 2.25 Provide intelligence guidance and supplement operational

tasks for planning intelligence collection. F/E F/E

INT 2.26 Direct and coordinate CJTF and component commanders

INT. F/E F/E

INT 2.27 Ensure intelligence and cryptologic combat readiness of all

units deploying in assigned AO. F/E F/E

INT 2.28 Assume duties as CJTF intelligence department (J2) when

required. F/E F/E

INT 2.30

Facilitate intelligence liaison with coalition partners, to

include:

(a) Ensuring operational security of intelligence relations

(b) Ensuring adequate U.S. intelligence support to coalition

partners

F/E F/E

INT 2.31 Advise commander on all intelligence related issues. F/E F/E F

INT 3 CONDUCT INTELLIGENCE SURVEILLANCE AND

RECONNAISSANCE.

INT 3.2 Plan, direct, coordinate, and conduct overt surveillance and

reconnaissance operations. F/E F/E

INT 6 CONDUCT SURFACE RECONNAISSANCE.

INT 6.6 Plan and direct surface reconnaissance. F/E F/E

INT 8 PROCESS INTELLIGENCE SURVEILLANCE AND

RECONNAISSANCE (ISR) INFORMATION.

INT 8.2

Process tactically significant intelligence information from

missions gained with one or more of these intelligence

sources:

F/E F/E

OPNAVINST 3501.404

6 May 2019

13 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

(a) SIGINT, comprised of:

(1) ELINT

(2) COMINT

(3) FISINT

(b) IMINT

(c) HUMINT

(d) MASINT

(e) OSINT

(f) Acoustic intelligence

INT 8.4 Process ISR information at a level releasable to coalition

partners. F/E F/E

INT 8.5 Conduct digital exploitation and analysis of imagery

products using automated systems. F/E F/E

INT 9 DISSEMINATE ISR INFORMATION.

INT 9.1

Report and disseminate tactically significant intelligence

information from missions gained with one or more of these

intelligence sources:

(a) SIGINT, comprised of:

(1) ELINT

(2) COMINT

(3) FISINT

(b) IMINT

(c) HUMINT

(d) MASINT

(e) OSINT

(f) Acoustic intelligence

F/E F/E

INT 9.3 Disseminate ISR information at a level releasable to

coalition partners. F/E F/E

INT 10 OPERATE A CONTINGENCY PLANNING CELL TO

SUPPORT FLEET COMMANDERS.

INT 10.1 Provide contingency operation support briefings to

deploying and deployed naval forces. F/E F/E F

INT 10.2 Maintain a current TACINTEL library. F/E F/E F

INT 10.3 Support contingency planning cell. F/E F/E F

INT 14 PROVIDE INTELLIGENCE SUPPORT FOR

NONCOMATANT EVACUATION (NEO).

INT 13.1 Provide intelligence support for NEO planners and NEO

execution. F/E F/E

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14 Enclosure (3)

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READINESS

STATE

I II III

INT 13.2 Provide integrated all-source intelligence to NEO

participants. F/E F/E

INT 13.3 Provide for debriefing of evacuees. F/E F/E

INT 13.4 Support post mission NEO analysis. F/E F/E

INT 14 PROVIDE INTELLIGENCE SUPPORT FOR

COUNTERDRUG INTERDICTION.

INT 14.1

Collect and integrate intelligence in cooperation with other

Services and law enforcement agencies to conduct

counterdrug interdiction.

F/E F/E

INT 14.2 Disseminate integrated all-source intelligence to counterdrug

elements. F/E F/E

INT 14.3 Provide intelligence support to counterdrug interdiction,

planning, and execution. F/E F/E

INT 15 REPAIR OWN UNIT’S INTELLIGENCE-RELATED

EQUIPMENT.

INT 15.1 Maintain accurate detailed logs of support systems

operational performance. F/E F/E

INT 17 PROVIDE GEOSPATIAL INTELLIGENCE SUPPORT

TO COMBAT OPERATIONS.

INT 17.1 Analyze imagery to support strike and mission planning,

I&W, intelligence analysis and combat assessment. F/E F/E

INT 17.2

Support targeting efforts through retrieval of exploitable

images in a usable format from satellite imagery, organic

reconnaissance aircraft, national asset reconnaissance

aircraft, or other sources.

F/E F/E

INT 20.11

Conduct real-time analysis of images to support time critical

targeting strike missions, emergent threats or other fast-

changing situations, and disseminate the finding to airborne,

ship, theater and national assets.

F/E F/E

INT 18 PROVIDE ADMINISTRATIVE SUPPORT.

INT 18.1

Provide administrative support to include maintaining long

term files, drafting correspondence, evaluations, supply

management, and maintaining classified intelligence

material inventory.

F/E F/E F

INT 18.2 Provide administrative, security and clerical support to

manage special access programs F/E F/E F

INT 18.3

Provide intelligence and cryptologic administrative services,

including:

F/E F/E F

OPNAVINST 3501.404

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15 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

(a) Managing staff and ship SCI and special access program

(SAP) clearances and access eligibility

(b) Liaising with cognizant special security authorities (e.g.,

Defense Security Services, Department of the Navy Central

Adjudication Facility, Naval Criminal Investigative Services,

Defense Communication Services)

(c) Providing special security training to the staff

(d) Indoctrinating and debriefing staff personnel

(e) Administering sensitive compartmented information

facility access and sensitive compartmented information

facility security

(f) Processing personnel investigations for SCI-cleared

personnel

(g) Transmitting SCI or SAP security clearances for

personnel visiting other commands

(h) Providing periodic updates for SAPs

(i) Indoctrinating deployed SG or amphibious ready group

staff personnel into appropriate SAPs

(j) Maintaining SAP files and disseminate information as

needed

(k) Maintaining intelligence oversight of cryptologic

collection and provide intelligence oversight training to

cryptologic personnel

INT 19 PROVIDE INTELLIGENCE SUPPORT TO COMBAT

SEARCH AND RESCUE OPERATIONS. F/E F/E

INT 20 PROVIDE INTELLIGENCE SUPPORT TO AT/FP. F/E F/E F

INT 21 DEVELOP AND EXECUTE INTELLIGENCE PLANS

AND POLICY.

INT 21.1 Oversee the implementation of and adherence to intelligence

doctrine and tactics, techniques and procedures. F/E F/E F

INT 21.2 Direct, coordinate, and manage the collection of IMINT and

SIGINT. F/E F/E

INT 21.5 Prepare and issue essential elements of information. F/E F/E F

INT 21.6 Develop intelligence collection plans. F/E F/E

INT 21.7 Designate priority intelligence requirements and intelligence

requirements. F/E F/E F

INT 21.8 Recommend requirements and coordinate imagery

acquisition with higher authorities. F/E F/E

INT 21.9 Coordinate organic and theater ISR to ensure it supports

collection plans. F/E F/E

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16 Enclosure (3)

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READINESS

STATE

I II III

INT 21.10 Develop collection requirements to support warfare

commanders’ functions. F/E F/E F

INT 21.11 Conduct intelligence training for staff intelligence officers. F/E F/E

INT 21.12 Ensure intelligence personnel on deploying units are

properly trained. F/E F/E

INT 22 CONDUCT INT

INT 22.1

Liaise between intelligence department (N2) and operations

department (N3) for exercises and real world contingency

operations.

F/E F/E F

INT 22.2 Evaluate and disseminate intelligence information. F/E F/E F

INT 22.4 Coordinate the use of Navy Reserve personnel into N2

structure for exercises and real-world contingencies. F/E F/E F

INT 22.5 Analyze and evaluate operational areas, operational threat,

and friendly information. F/E F/E F

INT 22.6 Integrate operational intelligence. F/E F/E F

INT 22.7 Develop or identify enemy operational intentions, target

information, and vulnerabilities. F/E F/E F

INT 22.8 Develop, assess, and brief I&W. F/E F/E F

INT 22.9 Develop I&W guidelines in each warfare threat area, and

provide commanders with timely I&W of enemy intentions. F/E F/E

INT 22.10 Provide contingency operation support briefing to deploying

or deployed naval forces. F/E F/E F

INT 22.11 Maintain a current TACINTEL library. F/E F/E F

INT 22.12 Support contingency planning cell. F/E F/E F

INT 22.13 Manage fleet combined intelligence relationships and

participate in combined staff talks and conferences. F/E F/E F

INT 22.14

Liaise with Navy component commanders and numbered

fleet commands regarding INT in support of operations plans

and contingency operations.

F/E F/E F

INT 23 PROVIDE INTELLIGENCE SUPPORT TO

EXERCISES

INT 23.3

Coordinate the development of guidelines for releasing

sensitive and classified information to foreign parties during

exercises and real-world contingency operations as the

foreign disclosure officer.

F/E F/E F

INT 24 PROVIDE TARGETING SUPPORT

INT 24.1 Receive, process, and disseminate national, theater, and

organic imagery. F/E F/E

INT 24.2 Maintain an image product library. F/E F/E F

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17 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

INT 25 PROVIDE INTELLIGENCE IS SUPPORT

INT 25.1

Manage the intelligence IS architecture configuration;

facilitate the integration of new intelligence IS hardware and

software into the architecture.

F/E F/E F

INT 25.4 Provide support for the operation of SCI networks. F/E F/E F

IO INFORMATION OPERATIONS (IO)

IO 1 PLAN AND IMPLEMENT OPSEC MEASURES

IO 1.1 Plan, coordinate and control implementation of OPSEC

measures. F/E F/E F

IO 1.2 Execute OPSEC measures. F/E F/E F

IO 1.3 Conduct training of personnel on OPSEC terminology and

procedures. F/E F/E F

IO 2 CONDUCT COORDINATED IO WITH OTHER

FORCES IN SUPPORT OF A JTF OR GROUP

IO 2.2 (2) Conduct coordinated IO with other forces in support of a

JTF, group, or SAG or naval, joint, or combined forces. F/E F/E F

IO 3

PLAN AND CONDUCT COUNTER-SURVEILLANCE,

COUNTER-TARGETING AND MILITARY

DECEPTION OPERATIONS

IO 3.1 Plan, coordinate, control, and analyze the effectiveness of

naval operational deception operations F/E F/E F

IO 6 DIRECT OR PERFORM FUNCTIONS OF

INFORMATION WARFARE COMMANDER

IO 6.4

Plan and direct group or TF or naval, joint, or combined IO

operations.



qualification.

F/E F/E L

IO 6.8

Collect, integrate, evaluate and disseminate tactical threat

information within the assigned AO.



qualification.

F/E F/E L

IO 6.11

Coordinate with the staff intelligence officer to provide I&W

to the force.

F/E F/E L

OPNAVINST 3501.404

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18 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III



qualification.

LOG LOGISTICS (LOG)

LOG 2 TRANSFER AND RECEIVE CARGO AND

PERSONNEL

LOG 2.2

Plan, direct and prioritize personnel, mail, and cargo transfer

and receipt in coordination with SG and TF logistics

coordinator.

F/E F/E F

LOG 3 PROVIDE SEALIFT FOR CARGO AND PERSONNEL

LOG 3.4 Plan and direct sealift for cargo and personnel and

coordinate with logistics coordinator. F/E F/E F

LOG 4

SUPPORT SHIPS, EXPEDITIONARY UNITS, AND

AIRCRAFT IN SUPPLIES, ORDNANCE, AND OTHER

SERVICES

LOG 4.9

Monitor casualty reporting system and determine impact of

casualties on SG and TF war fighting capabilities, and

provide assistance as required.

F/E F/E F

LOG 8 CONDUCT MATERIAL CONTROL OPERATIONS

LOG 8.4

Coordinate theater of operations and assigned AO reception,

staging, onward movement and integration.

(L and L/E) Limited to support of own/supported unit.

F/E L/E L

LOG 12 PROVIDE BATTLE FORCE LOGISTICS SUPPORT

LOG 12.1

Plan, train and exercise combat logistics operations.



qualification.

F/E F/E L

LOG 13 COORDINATE COMBINED LOGISTIC SUPPORT

LOG 13.3

Establish or review inter-service support agreements,

memorandum of agreements, and bi-national or

multinational support agreements.



qualification.

F/E F/E L

MIW MINE WARFARE (MIW)

MIW 18 ASSESS AND ADVISE MIW COMMITTEE

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6 May 2019

19 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

MIW 18.2

Review current MIW plans and priorities for mining and

mine countermeasures operations.



qualification.

F/E F/E L

MIW 18.3

Recommend improved MIW strategies and tactics including

appropriate exercises and assessments.



qualification.

F/E F/E L

MIW 18.4

Coordinate with other warfare committees to develop

guidelines for incorporating MIW as an element in overall

mission and warfare planning.



qualification.

F/E F/E L

MOB MOBILITY (MOB)

MOB 14 CONDUCT OPERATIONS ASHORE

MOB 14.1

Operate in climate extremes ranging from severe cold

weather to hot-humid (tropical) to hot-dry (desert) and

coastal or ocean environments.

F/E F/E F

MOB 14.2 Operate in rear of combat zone in afloat pre-positioning

force or marine expeditionary brigade operation. F/E F/E F

MOB 14.5

Conduct peacetime activation, mount-out and movement

exercises of selected personnel and equipment to ensure

capability of contingencies involving naval forces short of

general war.

F/E F/E F

MOB 14.7 Provide qualified personnel to conduct site survey. F/E F/E F

MOB 19 PLAN, DIRECT AND COORDINATE, AND

CONDUCT OPERATIONAL MOVEMENT

MOB 19.2 Conduct intra-theater deployment of and redeployment of

force within the theater of operations and assigned AO. F/E F/E F

MOB 20 PLAN, DIRECT, COORDINATE, AND CONDUCT

OPERATIONAL MANEUVER

MOB 20.1 C2 concentration of forces in theater of operations and

assigned AO. F/E F/E F

MOB 20.4 Conduct operations in depth. F/E F/E F

OPNAVINST 3501.404

6 May 2019

20 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

MOS MISSIONS OF STATE (MOS)

MOS 1 PERFORM NAVAL DIPLOMATIC PRESENCE

OPERATIONS

MOS 1.2 Conduct force and unit tour for foreign dignitaries. F/E F/E F

MOS 1.3

Conduct systems and weapons demonstrations for foreign

dignitaries.



qualification.

F/E F/E L

MOS 1.8 Participate in military exercises with allied nations. F/E F/E F

MOS 1.9 Participate in military exercises with non-allied nations. F/E F/E F

MOS 1.10

Participate in or provide participants for foreign or allied

commemorative or ceremonial events.




F/E F/E F

MOS 2 PROVIDE HUMANITARIAN ASSISTANCE

MOS 2.9

Plan, direct, and coordinate disaster assistance evacuation.




F/E F/E F

MOS 4 PERFORM INTERDICTION

MOS 4.8 Plan and direct MIO or visit, board, search, and seizure with

naval, joint, or combined forces. F/E F/E F

MOS 7 PROVIDE SECURITY ASSISTANCE

MOS 7.1

Participate in programs authorized by the Foreign Assistance

Act, the Arms Export Control Act, or other U.S. statutes.

(L) Participation limited to the capabilities of own or

supporting unit(s) personnel and equipment.

F/E F/E L

MOS 7.2

Provide mobile training team or other training assistance.

(L) Participation limited to the capabilities of own or

supporting unit(s) personnel and equipment.

F/E F/E L

MOS 11 CONDUCT FORWARD PRESENCE NAVAL

OPERATIONS

MOS 11.2 Maintain and support forward bases and forces. F/E F/E L

OPNAVINST 3501.404

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21 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III



qualification.

MOS 11.8

Perform politico-military activities that maintain, improve,

or develop new relationships with countries in the assigned

AO:

(a) Prepare policy studies, directives, and correspondence

(b) Develop long-range policy and plans for prosecution of

contingencies

(c) Develop and maintain country goals in the fleet assigned

AO for combined operations and exercises with foreign

military forces

(d) Develop and maintain standard operating procedures and

memorandums of understanding for specific countries and

assigned geographical areas

(e) Assess political-military matters in specific countries and

assigned geographical area

(f) Assess developments in base negotiations, relocation,

and facility improvement programs

F/E F/E F

MOS 14

SUPPORT CIVILAN MILITARY OPERATIONS AND

CIVILIAN AFFAIRS OPERATIONS THROUGHOUT

ALL PHASES OF CONFLICT

MOS 24.28 Coordinate plans with non-Department of Defense

organizations. F/E F/E F

MOS 16 FOREIGN HUMANITARIAN ASSISTANCE

MOS 16.1

Provide interface and liaison between U.S. military forces

and local authorities, international organizations, and

nongovernment organizations.

F/E F/E F

MOS 16.2 Conduct disaster relief support operations. F/E F/E F

MOS 16.4 Conduct foreign humanitarian assistance. F/E F/E F

MOS 16.5 Conduct humanitarian and civic assistance operations. F/E F/E F

NCO NON-COMBAT OPERATIONS (NCO)

NCO 3 PROVIDE UPKEEP AND MAINTENANCE OF OWN

UNIT

NCO 3.1 Provide organizational level preventive maintenance. F/E F/E F

NCO 3.2 Provide organizational level corrective maintenance. F/E F/E F

NCO 3.3 Provide small arms storage areas. F/E F/E F

OPNAVINST 3501.404

6 May 2019

22 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

NCO 3.4 Maintain preservation of and cleanliness of topside and

internal spaces. F/E F/E F

NCO 3.5 Provide for proper storage, handling, use, and transfer of

hazardous materials. F/E F/E F

NCO 5

CONDUCT METEOC, HYDROGRAPHIC OR

MATHYMETRIC COLLECTION OPERATIONS OR

SURVEYS

NCO 5.1

Collect and disseminate meteorological information.

(L) Capability limited to dissemination of provided

meteorological information in support of own or supporting

unit forecasts, and mission planning.

F/E F/E L

NCO 5.8

Determine or forecast the impact of the physical

environment on fleet operations.

(L) Capability limited to support of own or supporting unit

forecasts, and mission planning.

F/E F/E L

NCO 7 PROVIDE SPECIAL TECHNICAL RESEARCH

NCO 7.3 Coordinate and direct assets to support technical research

operations. F/E F/E F/E

NCO 8

SERVE AS A PLATFORM FOR OPERATIONAL

TEST AND EVALUATION OF SYSTEMS,

EQUIPMENT AND TACTICS

NCO 8.6

Oversee and direct operational tests and evaluations of

systems, equipment and tactics as laid out in appropriate test

plans.

F/E F/E F/E

NCO 25

SUPPORTAND PROVIDE COUNTERDRUG AND

OTHER LAW ENFORCEMENT SUPPORT PATROL

OF A FIXED GEOGRAPHIC AREA

NCO 25.4 Provide command, control and communications. F/E F/E F/E

SUW SURFACE WARFARE (SUW)

SUW 1 USING ANTI-SURFACE ARMAMENTS, ENGAGE

SURFACE THREATS

SUW 1.11 Plan and direct engagement of surface threats. F/E F/E F

SUW 2 ENGAGE SURFACE TARGETS IN COOPERATION

WITH OTHER FORCES

SUW 2.5

Plan and direct engagement of surface targets during group

operations by surface, subsurface, and air assets or in

coordination with naval, joint, or combined forces.

F F F

OPNAVINST 3501.404

6 May 2019

23 Enclosure (3)

ROC ROC DEFINITIONS

READINESS

STATE

I II III

SUW 3

PROVIDE SUW DEFENSE OF A GEOGRAPHICAL

AREA (E.G., ASSIGNED AO, BARRIER)

INDEPENDENTLY OR IN COOPERATION WITH

OTHER FORCES

SUW 3.2

Plan and direct SUW defense of a geographic area.

(L) – Limited to near shore areas.

L/E L/E L

SUW 4 DETECT, IDENTIFY, LOCALIZE, AND TRACK

SURFACE SHIP TARGETS

SUW 4.14 Plan and direct detection, identification, localization,

classification, and tracking of surface ship targets. F/E F/E F

SUW 12 SUPPORT OR CONDUCT ESCORTING AND

INDEPENDENT SUW OPERATIONS

SUW 12.4 Plan and direct independent SUW operations. F/E F/E F

SUW 12.5 Plan and direct SUW while escorting a convoy, underway

replenishment group or amphibious force F/E F/E F

SUW 15 PERFORM SUW COMBAT ASSESSMENT

SUW 15.2 Coordinate and evaluate SUW combat assessment. F/A F/A F

Documents

DEPARTMENT OF THE NAVY OFFICE OF THE CHIEF OF NAVAL OPERATIONS Naval Operations … · OFFICE OF THE CHIEF OF NAVAL OPERATIONS 2000 NAVY PENTAGON WASHINGTON DC 20350-2000 OPNAVINST