Deli Exhibit 9 57-10

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EXHIBIT 9.

Case 2:09-cv-00104-LDG-GWF Document 57-10 Filed 02/04/11 Page 1 of 22

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Wynn, ParisFrom:Sent:To:Subject:Attachments:

Wynn, ParisWednesday, January 26, 2011 5:56 PMRHBretzPC~aol.comFW: Scanned document from Matthews, Brigitte M. (MatthewsB~sec.gov)Civil Subpoena to Suncoast Schools Fed Credit Union.PDF

- - - - -Original Message- - - --From: Matthews, Brigitte M.Sent: Monday, January 24, 2eii 8: 35 AMTo: Wynn, ParisCc: Matthews , Brigitte M.Subject: Scanned document from Matthews, Brigitte M. (Matthews~sec .gov)Attached subpoena BB&T

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AO 88B (Rev. 0609) Sub to Pr Dots, Inonnon, or Objec or to Pert Inon of Prmise in a Civil Acton

UNITED STATES DISTRICT COURTfor the

Middle Distrct of FloridaSECURmES AND EXCHANGE COMMISSION

Plaintiffv.

MARCO GLISSONDeent

))))))

Civi Action No. 2:09--00104DG-GWF(I the acon is peg in another distrct state wher:

Ditrct of Nevad )SUBPOENA TO PRODUCE DOCUMNTS, INORMTION, OR OBJCTSOR TO PERMT INSPECTION OF PREMISES IN A CIV ACTON

To: Sunco Schoos Federal Creit Union, Attention: Records Departent, 6801 East Hillsborough, Tampa, Aonda33680r; Producton: YOU AR COMMED to prodce at the tie, date, and plac set fort below th followigdouments eleconicay stre inormtion, or objects, and permt their incton, copying, testg, or saplig of thematerial: se attchment

Place: Secnties & Exchange Commission. 5670 WilshireBlvd., Suit 1100, Los Angees. CA 90036

Da and Time:021141201110:00 am

o Inspection of Premises: YOU AR COMMED to permt entr onto the designd premise, lad, orother propert possessed or controlled by you at the tie, da, and loction set fort below, so that the reuestig parmay int, meaur, suey, photogrh, tet, or samle the propert or any designated object or operation on it.

I

Pla

Ill an Tli

The provisons of Fed R. Civ. P. 45(c), relatig to your protection as a person subjec to a subpna and Rule45 (d) and (e), relatig to your dutY to rend to th subpoena and the potetial conseqences of not doing so, areattched. .Date: 01/2412011

CLERK OF COURTOR "''Uc-\ ~ --ttorney's signeignatue of Clerk or Depty Clerk

The nae, addres, e-ma and telephone number of the attey reretig (na of pa) Plaintiff Secuntes&Exchange Commission , who issues or reests th subpna are:Pans A Wynn. Esq., 5670 Wilshire Blvd., Los Angeles, CA 90U36


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AO 88B (Rev. 06) Sub to Prod Do Informn, or Objc or to Per In of Prmi in a Civil Acton (page 2)Civil Action No. 2:09--00104LDG-GWF

PROOF OF SERVICE(This section should not be.fd with the court uness required by Fed. R. Civ. P. 45.)

This subpona for (name of individul and title, if arr)was recived by me on (date)

o I served the supoen by deliverig a copy to the named persn as follows:

on (dae) ; oro I retued the subpo unexecte beus:

Unless the subp was issed on behalf of the United State, or one of its offcer or agents, I have altedered to the witnes fee for one day's attdace, nd the mieage allowed by law, in the amunt of$

My fee ar $ for trvel and $ for servces, for a tota of $ 0.00

. I declar under pealty of peijur that th inormtion is tre.Date: Serv's signe

Prited name an title

Se's adAddtional information regarding attempte servce, etc:


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AO 88B (Rv. 0609) Subp to Pr Dots Inoron, or Obje or to Pemt Inon ofPrse in a Civil Acon(agc 3)

Federal Rule of Civi Proedure 4S (c), (d), and (e) (Effective 1211/07)(c) Protecg a PersB Subjec to a Subpoena.(1) Avoug Undue Burden or Exp; Sactns A pa orattrney rensible for issing and seg a supoena mus taerenale stes to avoid iming unue burde or exen on a

peon subject to the subpoena The issuing cour mus enorce thduty and imse an apprat sancton - whih may include losteaings and reonable attrney's fee - on a par or atrneywho fai to comply.(2) Comtrd to Prodw:e Malerls or Perit Inson.(A) Appeaane Not Requied A pen coed to prcedoents, elecnicay stred inormtion or table thgs, or

to pet th intion of preses, nee not app in peso at theplac of procton or inspeon unes alo commde to apfor a detion heag, or tr.(8) Objectins. A pen coed to prod domets ortagible thgs or to pet intion may see on the pa oratrney design in the subpna awtten objecon toing, cOpyg, te or sali any or al of the maal orto in the pre - or to prodcig elecnicaly streinortion in the form or for requete The objecon mus beseed befor the ealier of the time spifed for compliace or 14days af the su is served If an objection is mae, thefollowig rues apply:

(i) At any tie, on notice to the commaned pen, the segpa may move the isg co for an orer compll proonor inpeon.(u) Thes acts may be reired only as dite in the ord, and

the order must protect a persn who is neither a par nor a par'soffce from signifcat expens reultig from compliace.(3) Quashing or Modfyng a Subpoena.(A) When Required. On tiely motion, the issing cour must

quah or modif a subpona tht:(i) fails to alow a renable tie to comply;(u) reuies a pen who is neither a par nor a pa's offcerto trvel more th 100 mile frm whee th person rees, isemloyed, or reglarly triuts business in pen - except thsuject to Rule 45(c)(3)()(ii), the pen may be commded to

atnd a tral by trvelig from any such pla within th state wherethe tral is held;(ui) reUi dilos of pvileged or other protete matt, ifno excetion or waiver applies; or(iv) subjects a persn to undue burden.

(8) When Permitted. To protet a person suject to or afecte bya subpona, the ising court may, on motion, quash or modify thesubpo if it reuire:. .(i) dislosing a tre seet or other confdential rech,development, or comercial inforation;

().disclosing an untaed exper's opinon or inormon thdoe not desbe specifc occunces in disute and rests frmthe exper's study th was not reuete by a par; or

(il) a person who is neither a pa nor a par's offcer to incusubstatial exp to trvel more th loo miles to atnd tral

(C) Speifing Canditons as an Altertive. In the cirumtacedescbed in Rule 45(c)(3)(), the cour may, in of quag ormodg a subpona, order appece or procton underspfied conditions if the servg pa:(i) shows a substatial ne for the tetiony or maal thtcaot be otherwe met without undue harhip; and(n) ensures th th subpoe person wil be renablycopesa.

(d) Duties in RespondiBg to a Subpona.(1) Prducig Documents or Eleonu:ily Stored Information.These proce apply to proing documents or electrnicalystore inormtion(A) Docents. A persn repondig to ii subpo to producedocents must prodce them as th are kept in the ordicour of busiBes or must orgae and labl them to corresnd tothe cateoes in the ded.(8) Form for Prodcing Electrnically Stored Informn NotSpeifed If a sub doe not sp a fon for prodcigelectrnically stre inormon the pen resondig mustprouc it in a form orfonn in which it is ordy mataed or

in a reasnaly usle form or for., (C) Electrnically Stored Iiionnion Prced in Ony OnForm. The pen rendg ne not pro the saeelecnicay stre inormon in more th one for(D) Inaceible Elenicaly Stored Infonnn. The penrendi nee not provide discver of electrnicay streinoron frm sour that the pen identies as not renalyacible becus of undue buen or cost On moton to compldiscve or for a prteve order, the per rendig mus showth th inormon is not renaly acesble beaus of undueburen or co If th showig is made, the cour may nonethelesorer discver frm such sour if th reueg pa showsgOo ca, conside the limtations of Rule 26(b)(2)(C). Thecour may sp condtions for the discver.(2) Cltg Prie or Protectn.(A) Inforatn Withheld A persn witholding subpoedinormtion unde a claim that it is pvileged or subjec toprotetion as tral-preparon maa must(i) exprly make the claim; and(ii) desbe the natu of the witheld docents,

communcaons, or tagible thgs in a maer th withoutreveag inormon itslf prvieged or prtete wil enle thepaes to as the cli(8) Iiiormn Prced. If informtion proded in rens to asubpona is suject to a clai of prvilege or of protetion as tral-pretion matal, the pen mag the clai may noti anypar th reved the inormon of th clai and the ba for itAf beg notied, a par must promptly retu sequeste, or.detry the sped inoron and any copies it ha; must not usor disclose the inormtion until the clai is relved must taereasonale stes to retreve the informon if the par diclose itbefore being notified "and may promptl prent the informon tothe cour unde se for a deaton of the claim The persnwho produce the inormtion must preserve the inormaton untithe clam is relved(e) Contempt. The issg cour may hold in contet a peronwho, havig 00 sered, fails without adqu excu to obe thesubpona. Anonpar's.failur to obe must be exCu if thesubpna purrt to reir the nonpar to atd or prodce at aplace outsde the lits of Rule 45(c)(3)(A)(ii).


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SUBPOENA ATf ACHMNTFOR SUNCOAST SCHOOLS FEDERA CRDIT UNONSECv. MARCO GLISSONAccunts ofMR MACO GLISSON

i. Instrctions and Definitions. lbs subpoena requies the production of certdocuments, as spified in Parh II of tls Attchment. The required documents areto be produced in accordance with the following gener requiements:A. You must submit al documents requied to be produced by the subpo that are

in your possession, cusody, or subject to your control, regardless of whether ornot the documents ar in your proxite, physical possssion.

B. As us in th Attchment, the te "communcation" mean any conversations,confernces, meetigs, corrspndence, memorada notes, electronic mail,Internet posts, Int Mesnger messaes, telephone conversations, and anyother communcations.

C. As usd in ths Atthment, the te "concerng" mea relatig to, referrg to,regardig, reflectg, pertg, desribing, commentig upon, responding to,evidencing or constutig.

D. As usd in ths Atthment, the ter "document" mea all mates in yourpossession, cusy or control or subject to your cusody or control, whetherdr or unshed versions, origial or nonconformg copies therf, howevercreated, produced or stred (maualy, mechacally, electrnicaly or otherwse),and by whomever prepared, produce, sent, dated or received, including but notlimted to books, pap, fies, note, miutes, sumares, records, analyses,correspondence, memorada work papers, ledger sheets, confations, ordertickets, floor tickets, invoices,. account stements, rert, wis, telegrs,telexes, telephone logs, notes or rerds of conversations or meetings, contr,ageements, calendar, date boks, work sheets, invoices, bils, rerds ofpayment, magetic tape, tape records, disks, diskettes, disk packs, websites, e-mais, int messages, and other electrnic media, microfim, microfiche,storae devices, appointment books, diares, notices, and message slips. Thsdefinition includes any inormon in electronic form stored in any computer me.

E. Production with respect to each document shal include all electronicversions and data files from emai applications as well as from wordprocesing, spreadsheet, or other electronic data repositories applicable toany attchments, andshilll be provided in its natie fie format and shallinclude all oriafmeladata for each elecronic documents or data file.Productions shal be provided on CD, D~, or USBextemal hard drie.

F. As used in tls Atthient,the ter "pon" mean any natu peon or anybusiness, legal or govemeiitalentity, or asociation, foreign or domestc.


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G. As used in ths Attchment, the term "Account" refers to any accounts in thenae of Marco Glison, Social Securty No. including withoutlimtation accounts at Suncoas or any of its predecessors or. succssors; at anyand all braches of th ficia intitution; of every. natue, whether checking,savins, tr or otherwse; and in whch any or all such persons or entities are orwere naed as holder or co-holder, have or had a beneficial interest, or have orhad discretiona control.

H. If the document producton contans Ban Secrecy Act maerials, please segrgatand label those maerials with the production.i. The followig rues of constion apply to ths Attchment:

1. The term "al" and "eah" shalbe constred as both al and each;

2. . The connectives "and" and "ot' shall be consed either disjunctvely or .conjunctively as necsa to brig with the scope of the tthment alresponS that might otherwse be consed to be outside of its scpe; and3. The us of the sinlar form of any word includes the plur and vicever

L You mus produce the entity of each and every document describe biow,without alteration, deletion or oblitetion of any IIormation contaed thereineven if such inormation is not specifcaly requested.1. Unless otherw noted, ths subpoena covers the tie period of January 1,2010to the present.

II. Requid Docwnents. On the date and tie shown on the atthed subpo produce thefollowig:A. For the period from the openig of the Account to the present, all documentsrelating to the openig and maitenace of each Accunt, includig withoutlimtation:

i. Signatu cads;2. Account openig and closing forms; and

3. Documents and corresndence pertg to the establishment, closing,or maitenace of the Account.

B. For the period of Januar 1, 2010 to the present:i. Depsit slips;


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.._..'-. ..-.~.-'-~.__.'._- _. -- . . _.. -- ..-._-,-- _...._..._-- --- -- ---------_.__._"".---_._-

2. Front and back of caceled checks;

3. Withdrwal slips;4. Debit and credit memorada5. Confatons;6. Money and seurty trsfer;7. Recipts and al other supprtg documents for purchaes of commercial

pap, cahier's checks, ceed checks, ban dr, or money order;8. Wir and computer trfers and trmitt notices;

9. Inctons to trer or receive fuds; andi O. Applicatons for any ty of loan.

C. Al documents relatig to or constutig correspondence sent to or received fromholder of each Accunt;D. Vercations of Account balances;

E. Monthy sttements for each Account; andF. Al documents relatig to or supportg any of the foregoing.


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Wynn, ParisWednesday, January 26, 2011 5:56 PMRHBretzPC~aol.comFW: Scanned document from Matthews, Brigitte M. (MatthewsB~sec.gov)Civil Subpoena to Mr. Ray Fortin.PDF

-----Original Message-----From: Matthews, Brigitte M.Sent: Monday, January 24, 2eii 8: 35 AMTo: Wynn, ParisCc: Matthews, Brigitte M.Subject: Scanned document from Matthews, Brigitte M. (MatthewsBsec.gov)Attached subpoena BB&T

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..4._ ..... _. .._ .,'_- .' _..~_ ... '.... '., _' '.. . ~_. .__~ ___. ... .___. . .__ __. ___4_ 4. ___

AO 88B (Rev. 0609) Subpo to Pr Dots Infortion, or Objects or to Pent Intion of Prmise in a Civil Acton

UNITED STATES DISTRICT COURTfor the

Nortern Distct of GergiaSECURITIES AND EXCHAGE COMMISSIONPlanti

v.MARCO GLISSON

Deent

))))))

Civi Action No. 2:09-00104LDG-WF(If the acton is pendK in another distr stte wher

Dict of NevadSUBPOENA TO PRODUCE DOCNT, INORMTION, OR OBJCTSOR TO PERMT INSPECTON OF PREMIES IN A CI ACTON

To: Mr. Ray Fortn, Registere Agent, SunTrust Bank, Inc., 303 Peachtree Strt., N.E., SUite 3600, Atlanta, GA30308r; Prduction: YOU AR COMMED to pro at the tie, date, and plac set fort below the followigdomnents, electrnicay stre information, or objec, and pet thei intion, copyig, testig, or saplig of thematerial: see attchment

Place: Secutes & Exchange Commision, 5670 WilshireBlvd., Suite 1100, los Angeles, CA 9003 Date and Time: 02114/2011 10:00 am

o Inspection of Premises: YOU AR COMMED to permt entr onto the designted premis, land, orother propert possessed or controlled by you at the time, date, and location set fort below, so that the reuesg parmay int, meaure, suey, photogrh, tet, or samle the propert or any designated object or operation on it.Pla:

I Dare an Tim:The provisions of Fed R. Civ. P. 45(c), relatig to your protection as a peon subject to a subna and Rule

45 (d) and (e), relatig to your duty to reond to this subpona and the potential conseqences of not doin so, areattchedDate: 0112/2011

CLERK OF COURT

Signate of Cler or Deputy Cle Attorney's signeThe nae; addr, e-ma,: and telephone numbe of the ~mey representig (name of pa) PlainffSecries &Exchange CommiSsion , who. issues or reests ths sup~are:Pans A. Wynn, Esq., 5670Wilshire Blvd., Los Angeles, CA90036


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AO 88B (R. 0609) Sub to Prod Do,lnorn, or Objec or to Pert Inon ofPr in a Civi Acon (Pge 2)

Civil Action No. 2:09-v..0104LDG-GWFPROOF OF SERVICE

(Tis sectin shoul not be filed wit the court unless required by Fed R. Civ. P. 45.)

Th subpna for (na of inivdual and title, ifmr)was received by me on (dale)

o I sered the supoen by deliverg a copy to the named person as follows:

on (dae) ;oro I retued the subpena unexected becae:

Unless the subpoea was ised on behaf of the Unite State, or one of its offcer or ageits, I have altendered to the witnes fee for one day's attdace, and the mieage alowed by law, in the amoun of$

My fee ar $ for trvel and $ for seces, for a tota of$ 0.00

I declae under penaty of perjur tht th inormtion is tre.

Date: Servr's signre

Prted name an title

Servr's addresAdditiona information regarg attmpte service, etc:


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AO 88B (R. 0609) Subpoa to Pruc Doum Informtion or Objec or to Pert Inon of Prse in a Civi Acton(page 3)

Federal Rule of Civil Procedure 45 (c), (d), and (e) (Effective 12/1107)(c) Protectig a Persn Subjec to a Subpoena.(1) Avoidg Undue BlUden or Exnse; Sanctons A par oratrney rensible for issuing and seg a supoea must taerenale ste to avoid imposing undue buden or exe on apersn subject to the subp The issuig cour must enorc thduty an im an aprorie sacton - which may include losteags and renale attrney's fee - on a par or atrneywho fais to comply.(2) Comnnd to Produc MaJru or Perit Insetn.(A) Appearane Not Reqited A pen commde to procedoumts, elecnicay stred inoraton, or tagible things or

to pet the inecon of prese, ne not apea in pen at theplac of protion or inspon unles al commde to apfor a deosition, heg, or tral.(B) Objecons. A pen commded to pro docents ortable th or to pet inon may serve on the pa orattrney degn in the suoea a wrttn objecon toing, copyig, testig or saling any or al of the maeal orto inpec the prem - or to prucig eleconicay storeinormtion in th form or for re The objecon must beseed befor th ealier of the tie spfied for compli or 14days af the supo is se. If an objection is ma, thefollowig rules apply:(i At any tie, on notice to the comed pern, the segpa may move the iss co for an orer compllin prodctonor inon.

ru) Thes act may be required onl as dited in the order, andthe order mus prote a pen who is. neither a pa nor a par's'offcer from significant expe resultig from compliance.(3) Quahing or ModifYing a Subpoena.(A) When Required On timely motion, the issg cour mustquah or modif a sua tht:(i) fais to alow a reonable tiine to cop.\y;rn) requires a persn who is neither a pa nor a pa's offto trvel more than 100 mies frm wher tht peron rdes, is

employed or regularly trts busines in pen - excet thsubjectto Rule 45(c)(3)()(i), the pern may be commded toatend a.tral by trveli from any such place within the st wherthe tral is held;(w) requies disclosur of privileged .or other protete Rlr, ifno exception or waiver applies; or(iv) subjects a persn to undue buren(B) When Permitted. To protet a peron subject to or afecte by

a subpo the issing cour may, on motion, quh or modfy thesuboea if it requies:(i) disclosing a tr set or other confdentil reh,development, or commercia inormtin;()disclosg an unetaed ex's opinon or inormon thatdoe not decnbe specifc occunces in dispute and reults from

the exper's study th was not requeste by a pa or(i) a pers who is neither a par nOr a par's offcer to incu

subsltial expns to trvel more th.iOO mies to atnd traL(C)Specifing Conditins as an Altemtive. In the cirtacesdenbe in Rule 45(cX3)(B), the cUriiy,inte of qua or

modfy a subpoea, order appeace or prtion uiderspeed conditions if the seg pa:(i) shows a substatial nee for the. teony or marial thatcanot be .otherwe met without undue haship; andrli) enur that the subpona peron will be reonablycompensated.

(d) Duties in Respondig to a Subpona.(1) Prducig Docum or Ekc:nu:al Stored lnfomuon.Thes proes apply to prodcing docents or eleconicallystore inortion:(A) Doc. A persn redig to a supo to procedocen must proce them as they ar ket in the ordcoure of buines or must orge an labl them to corrnd tothe caories in th de

(B) Form for Producing Eletroniclly Store Information NotSpecifed If a subpna doe not spfy a form fot prucingeleconicaly st inormon the pen rendg musprodce it in a for or form in whh it is ordinary matained orin a rely usle form or for.(C) Electronicll Stoed InfOTtin Prodced in Ony OnForm The pen rending ne not pro te saeelecnicay stre inrmon in mor th one for(D) Inaesible Eletronicly Stored Infrmatn. The pernresonding nee not prvide discver of elecnicaly stredinoron fr so th th pe identifies as not renalyacceble be of une bu or cost On motion to compldiscver or for a prtetive ord, the persn rendg must showth th inormtion is not renably acible. beau of unduburden or co If th showg is ma, the cour may nonethelesorder discver frm suh sour if the reuetig pa showsgoo caus, consdeg the litaon of Rule 26(bX2)(C). Thecour may spfy condons for th diver.(2) Clim Pre or Prten.(A) Informatin W"itheld A pern witholdig subponaedinforon under a cla tht it is privieged or suject toprotion as tral-prtion matal must:

(i) expressly mae the clai and .() debe the nat of the withld doents,communcaons, or tagible thgs in a maer th withoutreveaing inormon itsIfprvileged or prote will enable thepares to asss the cla(B) Informaton Proded. If inoron prodce in repons to asubp is subject to a clai of privige or of protetion as tral-preparon mateal, the peron mag the cla may noti anypa tht reeived the inormon of the cla an the bass for itAf beg notied a par mus promptly retu, seeste, ordetry the spified inormtion an any coies it has; miit not useor disclose the ino1lation unti the clai is relved; must taerenable steps to reeve the inormon if th pa disclosed itbefore beig notified; an ma prmptly prt the information tothe cour under se for a deteintion of the claim. The persnwho proced the inorron mus pree the inormon untilthe claim is reolved(e) Contempt. The issug cour may hold in contet a pernwho, havi be served fails without adqua excus to obey thesuoea. A nonpa's falur to obey must be excus if thesuoe purrt to reui the nonpar to atd or prouce at apla outside the IitsofRuIe 45(cX3)(AX). .


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SUBPOENA ATTACHNT FOR SUNRUSTSEC v. MACO GLISSONAccounts ofMR. MACO GLISSON

i. Inctions and Definitions. lls subpoena requies the producton of certdocuments, as speified in Pargrph II of ths Attchment. The requied documents areto be produced in accordace with the followig gener reuiements:A. You mus submit all documents requied to be produced by the subpona that are

in your possession, cusody, or subject to your contrl, regardless of whether ornot the documents ar in your proxite, physica possssion.

B. As used in ths Attchment, the ter "communcation" mea any convertions,conferences, meetigs, correspondence, memoranda notes, electronic ma,Internet post, Int Messenger messges, telephone conversaons, and anyother communcations.

C. . As us in th Attchment, the ter "concerng" mea relatig to, refer to,regardi, reflectg, peg, descbing, commentig upon, respndig to,evidencing or constitutig.

D. As us in ths Atthment, the ter "document" mea al materials in yourposseson, cusod or control or subject to your cusody or control, whetherdr or unshed versions, origi or nonconformg copies thereof, howevercreated, produced or stred (manualy, mechancaly, electronicay or otherwse),and by whomever prepared, produced, sent, dated or received, including but notlimted to books, papers, fies, notes, miutes, suares, records, anyses,correspndence, memorada work papers, ledger sheets, confations, ordertickets, floor tickets, invoices, account statements, report, wis, telegr,telexes, telephone logs, notes or recrd of converstions or meetigs, contrcts,agments, caendas, date boks, work sheets, invoices, bils, records ofpayment, magnetic tape, tape reordings, disks, diskettes, disk packs, websites, e-mails, int messaes, and other electronic meda, microfili microfiche,storae devices, appointment boks, diares, notice, and message slips. Thsdefition includes any inormation in electronic form stored in any computer file.

E. Production with respect to each document shall include all electrnicversions and data fies from email applications as well as from wordprocessing, spreadsheet, or other electronic data repositories applicable toany attchments and shaUbe provided in its natie file fonnatand.shallinclude all origial metada.a for each electronic documents or data fie.Productions shall be provided on CD, DVD, or USB external hard drive.

F. As used ,in ths Attchment, the te ''prson''mean any natu person or any. business, legal or goverenti entity, or association, foreign or domestc.


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G. As usd in ths Attchment, the term "Accowit" refers to any accounts in thename of Marco Glisson, Social Securty No. _ includi withoutlitation accounts at SunTrut or any of its predecessors or successors; at anyand all braches of ths ficial intution; of every nate, whether checkig,savigs, trt, or otherwse; and in which any or all such persons or entities ar orwere naed as holder or co-holder, have or had a beneficial interest or have orha discretionar control.

H. If the docent production conta Ban Seccy Act materals, pleas segregateand labl those matenals with the production. .I. The followig nies of consction apply to ths Attchment:

1. The term "al" and "each" shal be constred as both al and eah;

2. The connectives "and" and "of' sha be consed either disjunctively orconjunctively as neces to bnng with the scpe of the Atthment allresponss tht might otherse be consed to be outside of its scpe; and

3. The us of the sinar form of any word includes the plur and viceversI. You mus produce the entirety of each and every docwnent descnbe below,without alteration, deletion or oblitetion of any information contaed therein,even if such inormation is not specifcaly requested.1. Unless otherwse noted, ths subpoena coverS the tie penod of January 1,2010

to the present.II. Requi Documents. On the date and tie shown on the atthed subpna produce thefollowig:

A. For the penod from the openig of the Accowit to the present, all documentsrelatig to the openig an maitence of each Account, including withoutlitation:1. Signtue cads;2. Account openig and closing forms; and

3. Documents and corrpondence pertg to the estblishment, closing,or matenance of the Account.B. . For the penodof January 1,2010 to the present:

i. . Depsit slips;


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2. Front and back of caceled checks;

3. Withdrawa slips;4. Debitand credt memorada5. Confrmations;6. Money and seurty trfer;7. Recipts and all other supportg docwnents for purchass of commercial

papers, caer's checks, ceed checks, ban dr; or money orders;8. Wir and computr trfers and trtt notices;9. Instctons to trer or reve fuds; andi 0.. Applications for any ty ofloan

C. Al docwnents relatg to or constu corrndence sent to or reived fromholder of eah Accunt

D. Venfications of Account balance;

E. Monthy statements for each Account; andF. All documents relating to or suportg any of the foregoing.


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Wynn, ParisWednesday, January 26, 2011 5:58 PMRHBretzPC~aol.comFW: Scanned document from Matthews, Brigitte M. (MatthewsB~sec.gov)Civil Subpoena to BB&T.PDF

Bob, I've just sent you all three of banks subpoenas re: Marco Glisson. I'm not sure whatyou received, but you already have the subpoenas and notices. I will get you the noticesagain.- - - - -Original Message- - - --From: Matthews, Brigitte M.Sent: Monday, January 24, 2eii 8: 33 AMTo: Wynn, ParisCc: Matthews, Brigitte M.Subject: Scanned document from Matthews, Brigitte M. (MatthewsB~sec.gov)Attached subpoena BB&T

i


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AO 88B (R. 06) Sub to Prod Dots, Infoon, or Obec or to Pemt Intion of Pr in a Civil ActionUNITED STATES DISTRICT COURT

for theMiddle Distrct of Nort Carolin

SECURITIES AND EXCHANGE COMMISSIONPlantiff

v.

Deent

))))))

Civil Action No. 2:09--00104G-GWFMACO GLISSON

(I the actin is peg in another di state where:Distct of Nevad

SUBPOENA TO PRODUCE DOUMNTS, INORMTION, OR OBJCTSOR TO PERMT INSPECTON OF PREMIES IN A ci ACTIONTo: BB&T, c/o Mr. Rober Johnson, Esq., BB&T Legal Departent 200 Wes Second Sl,Winston-5a1em, NC 27101

r; Producton: YOU AR COMMED to prodce at the ti, date, and plac set fort below the followigdocents, electrnicay stred inormtion, or objec, and pet their incton, copyi tetig, or saling of thenite: se attchment

Pla: Secnties & Exchange Commission, 5670 WilshireBlvd., Suite 1100, Los Angeles, CA 90036

Date and Time:021141011 10:00 am

o Insection of Premises: YOU AR COMMED to permt entr onto the designte preses, land, orother propert possessed or controlled by you at the tie, date, and loction set fort below, so that the requesti parn:y int, meae, suey, photogrh, tet, or saple the propert or any designate object or operation on it

1-.: I Da an Tim: 1The provisions of Fed R. Civ. P. 45.(c), relati to your protection as a person suject to a subpoe an~ Rule

45 (d) and (e), relatig to your duty to respnd to ths subpoena and the potentil conSeqence of not doing so, areattchedDate: 01/24/2011

CLERK OF COURT OR . ?JL A.- Attrney's signreSignature of Cler or Depty ClerThe nae, addr, e-mai, and telephone number of the attrney reresentig (nae ofpar:) . Plainti Secnties &Exchange Commission ,who issues or reests th subp are:PansA Wynn, Esq., 5670 Wilshire Blvd., Los Angeles, CA 90036


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AO 88B (Rev. 0609) Sub to Pr Do Inoron or Objets or to Pert Inspon ofPm in a Civi Acton (P 2)Civi Action No. 2:09--u0104-lDG-GWF

PROOF OF SERVICE(Tis sectin shoul not be fid wi the court unless required by Fed. R. Civ. P. 45.)

Ths subpoena for (nam of indal an title, if an)was reived by me on (date)

(J I sered the sua by deliverg a copy to the named peron as follows:

on (dae) ; or(J I retued the subpa unexecte bee:

Unless the suoen was isued on behaf of the Unite State, or one of its offce or agents, I have alsotendere to the witnes fee for one day's attdace, and the mieage alowed by law, in the amount of$

My fee are $ for trvel an $ for servces, for a tota of $ 0.00I declare under penlty of perjur that this inormtion is tie.

Dat: Seer's signatePrted name and tide

Se's adessAdditional informaton regardig attmpted service, etc:


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AO 88B (Rev. 06) Subpo to Pr Doents,lnonon or Objts or to Pemt Inpe ofPrii in a Civil Acti(page 3)

Federal Rule of Civi Procedure 45 (e), (d), and (e) (Effective 12/1/07)(e) Proteting a Persn Subjec to a Subpoena.(1) Avoidg Undue Burden or Exnse; Sanons A pa oratrney resnsible for issug and seing a subpoena mus tae

renale st to avoid imosg undue buren or expen on aperson subject to the sub The issuing cour must enorc thduty and imos an apop sacton - which may include loseags. and renale attrney's fee -- on a par or atrneywho fai to comply.. (2) Comnud to Produc MJ or Pert Inscton. .(A) Appeane Not Reqired A pen coed to prodedoents electrnicay sto inormon, or tagible th, or

to pet th inpetin of pre, nee not ap in pern at theplac of procton or inon unles also commded to appefor a deition, heag, or tral.(8) Objectins. A pen co to pr donts ortagible thgs or to pet inon may see on th par oratey degn in the subp a wrtt objection toinpeg, copy teg orsapng lIy or all of the mals orto inng the pr - or to prcing elecnicaly streinormtion in th form or form rees. Th objecon mus beseed before the eaer of the tie specfied for compliace or i 4days af th su is seed If an objection is mae, the. followig rues apply(i) At any tie, on notice to the commded pen, the sepa may move the issug cour for an Oler complling proctonor inpecon.(oJ Thes ac may be reir only as dirte in the order, and.the order must prote a persn who is neither a pa nor a par'soffcer from signcat expeiie reultig from compliance.(3) Qiiashing or Modfyg a SJpo

(A) When Required On tiely motion, the issing cour mustquah or mod a supona that(i) fai to alow a reonale tie to comply;(I re a pen who is neither a par nor a par's offcerto trvel more th 100 miles from where that pen redes, is

. employed or rearly tr buiness in peon - excet tht,suject to Rule 45(c)(3)()(i), the pern may be commanded toatd a tr by trvelig frm any suh place with the sta whereth tral is held;

(ni) reuies disclosu of privileged or oter protete matt, ifno excetion or waver applies; or(iv) subjects a persn to undue burden.

(8) When Peritted. To protet a pern subject to or afecte bya supo the issing cour may, on motion, qua or modfy thesubpoen if it rees:(i) disclosing a tre secret or other confdetial reeah,development, or commercial inforon;

(oJ disclosing an unetained exprt's opinon or inortion thdoe not desnbe spifc occes in diut and rets frmthe exper's stdy that was not reues by a par; or

("UlJ a pern who is neither a pa nr a par's offcer to incusustati exe to ixvel mor th i OIL miles to atdtraI(C) Spifing Cliiions as an Alternatie. In the cirtaesdescnbed in Rule 45(c)(3)(B), the cour may, intead of quhig ormodifg a su ord apea or prction underspcifed coIltions if te serg par

(i) shows a sutial Iiee for the tetiony or mateal thcaot be othere met Without undue hardshp; and

(oJ en th the subpoenaed pcn will be renablycomp.

(d) Duties in Resnding to a Subpoena.(1) Prucig Document or E1eniy Stored Informaton.Thes proedes apply to prodcing douments or elecnicalystore inortion:(A) Docents. A pen rendig to a subpo to producedocents mut prodce them as th are kept in the ordna

cour of busines or mus orga and labl them to corrnd tothe cagories in the de.(8) Form for Prodcing Electronically Stored Informtion NotSpeed If a subp doe not sp a form for prucingelecca stre inortion, the pern redig mupr it in a (orm or for. in which it is ordiny mataed orin a reonaly usle form or for.

(C) Electrnily Stored Informtion Prodced in Only OneFor. The peon repondig ne not proce the saeelecnica store inormon in more th one for(D) Inacible Elecnially Stored ltrormatn. The penreonding nee not provide diver of elecnicaly streinoimon fr sour tht th pen idetifies as not renalyacible be ofun buren or co On moton to compldiver or for a prtetive Oler, th pern redi mus showth the inoron is not reanaly aclle beause of undubuen or co If th showig is mae, the cour may nonethelessorer discver frm such soures if th reg pa shosgoo cause, consideg the limtaons of Rule 26( )(2)(C) Thecour may specfy coditins for the dicover.(2) Clg Pr or Prtecn.(A) Informtin Withheld. A pen witholdig supoedinormation under a clai tht it is privileged or subjec toprotetion as tr-pron maeral mus(i) expresly mae the clai; and("oJ des"b the nare of the witheld docents,communcations, ortagible thngs in a maer th without

reveain inormon itself prvileged or protecte will enle thepaes to asse th cla(8) Itrormn Prduce. If inormon proded in respns to asubpona is subject to a clam of privilege or of prtection as tral-preon mateal, the pe mag the clai may noti anypa th reeived the inoimon of the claim and the bais for iLAf being notied a par mu promptly retu seesr, ordetry the speifed inoron an any copies it ha; must not usor disclose th infoimon unti the clai is reslved; must taereonale sts to retreve th infoimon if the pa disclose itbefore being notified and may promptly prent the inormion tothe cour unde sea for a deteon of the claim. The personwho proced the inoron must pree the informtion untilthe clai is reslved .(e) Contempt. The issin cour may hold in contempt a personwho, hvig be served.fals without adeqte exce to oby the. subpoAnonpar'siaur to obey must be excused if thesubpoe iii ioreui the nonpa to attd or proce at aplace outside th litsofRu 45(cX3XA)().


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SUBPOENA ATIACHMNT FOR SUNUSTSEC v. MARCO GLISSONAccunts ofMR MACO GLISSON

i. Inctions and Defitions. Ths subpna requires the production of certdocuments, as specifed in Pargrph II of ths Atthment. "The requied documents areto be produce in accordan with the followig general requirements:

A. You mus submit all documents requied to be produce by the subpoena tht are, in your possession, cusody, or subject to your control, regardless of whether ornot the documents ar n your proxiate, physica possession.

B. As us in ths Atthment, the term "communcaion" mea any converons,conferences, meetigs, corrndence, memorada notes, elecnic mail,Internet postgs, Int Mesenger messaes, telephone conversons, and anyother communcaons.

C. As used in ths Atthment, the term "concerng" mea relatig to, referrg to,regarding, reflectig, peg, descrbing, commentig upon, respnding to,evidencin or constu.D. As us in ths Atthment, the term "document" mea al matena1s in yourposseion, cusody or control or ~bjec to your cusy or contrl, whether

di or unshed versions, ongis or nonconfornng copies thereof, howevercreated produced or stred (maualy, mechancaly, electonicaly or otherwse),and by whomever preared, produce sent, dated or reeived includig but notlited to books, pape, files, notes, miutes, sues, records, anyses,correspondence, memorada work papers, ledger sheets, confatons, "ordertickets, floor tickets, invoice, accunt sttements, reprt, wires, telegr,telexes, telephone logs, notes or recrds of conversations or meetigs, contrts,agreements, caenda, date books, work sheets, invoices, bils, recrds ofpayment, magetic tape, tape recordigs, disks, diskett, disk packs, websites, e-mais, int messages, and other electronic meda, micrfilm, microfiche,storae devices, appointment boks, dianes, notices, and message slips. 11sdefintion includes any information in electronic form stored in any computer fie.

E. Production with respect to each document shall include aU electrnic. versions and data:fes from email applications as well as from wordprocessing, spreadsheet, or other electrnic data repositories applicable toany attachments, and shall be Pl'vided in its native :fe format and shallinclude all origial metadata for eachelectroic dcuments ordta :fe.Productions shall be provided onCD,DVD, or USB extemalhard drie.

F. As used In ths Atthment, the term "pern"mean any na person or anybusineSs, legal orgovenentaentity,. or association, foreign or domestic.


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..''. ::.'.:... ....:........._....... ... ,.. . .. :._- ~:.......'.:...' ...... ~.'.

G. As used in ths Attchment, the term "Accoun( refers to apy accounts in thename of Marco Glisson, Social Securty No._ including withoutlimitation accounts at BB&T or any of its predecessors or successors; at any andall branches of ths fiancial intUtion; of every natue, whether checkig,savigs, tr or otherwse; and in whch any or al such persons or entities ar orwere named as holder or co-holder, have or had a beneficial interest or have orhad discretiona control.

H. If the document production conta Ban Secrecy Act materials, plea segrgateand labl those maris with the prouction.i. The followig rues ofconscton apply to ths Attchment:

1. The ten "al" and "eah" shal be consed as both all and eah;

2. The connectves "and" and "or" sha be consed either disjunctvely orconjunctively as necess tobri with the scpe of the Atthment allrespns tht might other be consed to be outside onts scpe; and

3. The us of the singuar form of any word includes the plur and viceveri. You mus prouce the entiety of eah and ever document desribe below,without alteration, deletion or obliteration of any inormtion contaed therineven if such inormation is not spificay requested.J. Unless otherwse noted, ths subpoena covers the tie period of January 1,2010

to the present.II. Requi Documents. On the date and tie shown on the attched subpoena produce thefollowig:

A. For the period frm the openig of the Account to the present, all documentsrelat to the openig and maitenace of each Account, includi withoutlimitation: .i. Signtu cads;2. . Accunt opening and closin form; and3. Documents and correSpndence pertg to the esblishment, closing,

or matenace of the AccountB. For the peod of January 1, 2010 to the present:

1. Deposit slips;


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2. Front and back of canceled checks;

3. Withdrwa slips;4. Debit and credt memorada;5. Confatons;6: Money and seunty tranfers;

7. Recipts and al other supportg documents for purhaes of commercialpapers, caser's checks, ceed checks, ban dr, or money order;8. Wir and computer trfers and tritt notices;9. hitrctons to trfer or receive fuds; and

10. Applications for any ty of loan.C. Al documents relatg to or constutig corrspondence sent to or reeived from

holder of each Account;

D. Verifications of Account balances;

E. Monthy statements for each Account; andF. All documents relatig to or supportg any of the Eoregoing.
