Dan Aaron Polster Financial Disclosure Report for 2009

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    I .~ o t 0 FINANCIAL DISCLOSURE REPORT R e ~ o r t R e q , , ir e d b y t h e Z t h i c sin Governmen t Act o f 1978Rev. V 2 0 0 ~ FOR CALENDAR YEAR 2009 (5 v .S .C, app. lo i - t t OL Person Reporting (last nam e, firstl m iddle initial) 2, Court or Organlz#tion 3. Date of ReportPolster, Dan A. U.S. Dist. Ct., ND Ohio 04/12/2010

    4. Title (Article IlI judges indicate active or senior slams; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time) [] Nomination. Date 01/01/2009U.S. District Judge--Active [] lniti~.l [] Annual [] Final to12/31F2009

    51~ [] Amended Report7. Chambers or Office Address 8. On the basia of the information contained in this Report and a nymodifications pertaining thereto, i t Is, in my opinion, in comp lianceUnited States District Judge with applicable laws and regoJations.18B Carl B. Stokes U.S. CourtCleveland, Ohio 44133 Reviewing Officer Dale

    I M P O R T A N T N O T E S : T h e i n st rn c a o ~ v accompanying this form must be followed Complete all parts,checking the NONE b~ for each part where yon have no reportable information. Sign on last page.

    I . P O S I T IO N S . c a ~ m a ~ g i ~ d ~ i d ~ , t o ~ ; , ~ , ~ . ~ . n of filing instructions.)[-~ NONE (No reportable positiom.)

    POSITION NAME OF ORGANIZATION/ENTITY1. Lifetime Trustee Agnon School2. Lifetime Trustee Siegal College of Jewish Studies3. Trustee Jewish Education Center of Cleveland4. Trustee ~ trust~. B oard of Directors Federal Bar Assn (Cleveland chapter)6. B oard of Directors M r. Sinai H ealth Foundation

    I I . A G R E E M E N T S . ~ o ~ o n ~ n ~ ~ , ~ . ~ o ~ t ~ ~ ~ , ~ , . u - u of fdlng inswuct~ns.)~ N O N E ~ o reportable agreements.)

    PARTIES AND TE~S1 . 1 9 9 8 U.S. Civil Se~ee Reti~m ent System (CSRS) vested ~n sion for Dept. of Justice settee (197~1~8); to be paid upon

    retirement ~m judicial se~ce

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    F IN A N C I AL D IS C L O S U R E R E P O R T Name ot Person Reporting ] Date of ReportPage 2 of 14 Polster. Dan A.

    [04/|2/2010

    I Il . N O N - IN V E S T M E N T I N C O M E . (Reporttngindicidualandspouse;secpp. 17-24off!linginsIrucdons.)A . F il e r s N o n - In v e s t m e n t I n c o m e

    NONE (No reportable non-investment income.)" DATE S O L r R CE A N D T Y P E I N C O M E

    (yours. not spouse)s)1.2009 Pa~k Synagogue (Stipend for teaching 10th grade Confmnation cIass) $2,020.00

    2.

    3.

    4.

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of t~e reporting year, complete this section.(Dollar amount trot required except for honoraria.)

    D N O N E ( N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E

    I. 2009 Hahn. Loeser & Parks (law finn)

    2.3.4.

    I V . R E I M B U R S E M E N T S - ,,~,~rtot~,,. Io~tlng, So~ , e,,er,at, .... ,(tnclude~ tho~e to spou.~e and depe, d ent children; sec pp. 2 .~-27 of filing i~$ 1rilclioll$.)

    NONE (No reportable reimbursements.)SOLACE D A T E S L O C A T I O N PURPO SE ITE MS PA ID O R PRO VID E D

    1.2.3.4.5.

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    F IN A N C IA L D IS C LO S U R E R E P O R T[ N . , . ~Page 3 o f 1 4 eolster, D a n A .

    ~/12/2010

    V . G I F T S . a ~ t ~ d ~ , ~ o ~ ~ o ~ o ~ , ~ d a ~ , a ~ t child--; see pp. 2 8 - 3 1 of fd~gN O N E ~ o reportable g~ts.)

    D E S C R ~ T I O NI.2.3.4.5.

    [~] N O N E ( N o reportable liabilities.)CRE DITO R DE SCRIPTIO N V A LU E C O D E

    i.2.3.4.5.

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    FINANCIALD ISC LOSU R E R E PO R T ] Name of Person Relmlt ing IPage 4 of 14] P o l s t e r , D a n A . ]

    04/12/2010

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e . ,c lu e . t ~ . ~ o ~ a ~ t ,~ , ~ o ~ o f , ~ , ~ ~ ~ e ~ t children; set p p . 3 4 - 6 0 o/ f i l ingNONE ~o r~ortable income, assets, or transactions,)

    A. [ B. C. D.Description of A~ ~ In~m~ during G~ value at v~ of T~sacfio~ during rcpo~ng pcfi~(including ~t ~) [ r~o~ing ~ri~ , ~ng p~d~

    exempt f rom prior d i~ los~c [[ C~ 1 div ., rent, Code 2 ~ ) Me th~ buy, sell, M o n ~ - , Cod~ 2 [ C~v t I ~yer/sdlcr[ (A-H) or int.) (J-P) : C~e 3 ~dempt ion) ~ - ~ - (if private

    1. Money Market F~nds (~ynch) A Intent J T

    2. O~ark lnfi Fund A Di~dend J T

    3. Baron Growth Fd A Dividend J T4, Amer. Gr. Fd. of America A Dividend Sold 6/18 J A5. Munder M idcap Core Fd. A Dividend J T6. A l g e r S m a l l C a p G r ow t h A D i v i d e n d J T7. Thoraburg lntl Value Fd A Dividend Sold 6/18 J A8. Eaton Vanc e Large Cap Fd A Dividend J T9. Alabama Power Co. Prcf, B Dividend K T l

    1 0 , GNM P41107 bonds B Dividend K T1 1 . Blaekrock Pfd Inc. Fd A Dividend J T

    1 2 . Templeton Global Bd Fd A Dividend K T B uy 6/18 K1 3 . Blaekrook Inflation Fd A Dividend K T B uy 6/18 K14 . Hartford FIoatingRate Fd A Dividend J T B uy 6/18 J

    15 . Putnam Floating Rate Fd A Dividend J T B uy 6 1 1 g J16. American Bond Fd A Dividend B uy 6/18 K

    17. American Bond Fd A Dividend Sold I I116 K A

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    F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f Pe r s o n R e p o r t in g D a t e o f R e p o r tPage 5 of 14 Polster, D a n A . 04/12/2010

    V II. 1 NVESTME NTS and TRUSTS - i .c n = ~ ,N O N E (No reportable income, assets, or ~ansactions.)

    A. B. C.Description of A~ts In ,me du~g Gr~s val~ at end of Tr~sact~ns during reposing pefi~(i~l~ing ~st ~se~,) t. (lT~ing P~i~ r

    P l a c ~ " ( X ) " a ~ f ~ c h a s s l Amou nt T~ (e.g.> Value I MeihM

    ............................................... _i..1 8 . ~law~e Co! ~nd Fd A Dividend B uy 6/18 K1 9 . D~law~ Co~ Bond Fd A Dividend Sold I !/16 K B

    20.21. Dreyfus Prem. Mun. B d Fund C Dividend K T22. Liberty Acorn Tr Fd A Dividend K T23. Chevron/Texaco A Dividend Sold 1 1 / 2 4 K D24. W ayne Cry Ohio Munic. Bonds B Interest K T25. Hamilton County Sewer Bonds A Dividend J T2 6 , DWS H igh Inc. Tnlst (formerlyKemper H ig A Dividend J T B uy 4 16 Jh Inc. T r u s t (addl)27, lntel A Dividend J T2 8 . Parker Hannifin A Dividend K T29. Liberty Global Inc. A Dividend Sold 7 /2 J A3 0 . Rydell Rusell Top 50 A Dividend J T31. Goldman Sachs Money Mkt A Dividend K T3 2 , Henderson Inll Opp Fd A Dividend K T3 3 . Costco W holesale Corp A Dividend J T

    3 4 . Vanguard M id-Cap Fd A Dividend J T

    (See Co~mn C2) U =Book Value V =Other

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    FINANCIAL DISCLOSURE REPORT ~ , ~ . o f P e , * u n a . p ~ r t l n gPage 6 of 14 Pols~er, ~n A.]

    ~/12~010

    VII. INVESTMENTS and TRUSTSNONE ~o reportable income, assets, or transactio~v.)

    De~iption of ~se~ Income during ~ Gross vMu* at ~ of Tm~tions d~ing ~pofling ~od(including trust ~ts) re~ing ~fiod ] ~ing

    Pl~e "(X)" after ~ach ~t Amount Ty~ (e.g., [ Value ] Value T~ (e.g., ~ Dae ~ Value Gain IdemiW ofexemptbompfiordiscMsare Cod~= div.,~nt, t C~2 t Me thod buy, sell, [Mon~-tC~e2 C~1 buyer/sellerrcdempdo* /Day I- ~ (A-H) (if~vate(A-H) or int.)] (J-P) [ Code 3 ~ " ~ (J P)~ ..... ~.. ~ (Q -W ) .. ] transaction)

    35 . Microso~ ~W, A Dividend K T B uy 7)2

    3 6 .

    3 7 . Tenneco com mon A Dividend J T3 8 . E m b a r q (s p i n o tT ) A Dividend J T

    3 9 . Transistor Devices common A Dividend L W40. Transistor Devices common A Dividend .L W41 . J a p a n F u n d A Dividend J T42 . Vanguard Gund A Dividend J T

    43 . Unicorn (formerly Comm. Ed. Preferred) A Dividend J T

    44 . Roulston Growth Fd A Dividend J T

    45 . National City Bank-check. A Interest J T

    46 . National City Bank-check A Interest J TNational City Bank-.CD A I n t e r e s t J T

    4 8 . National City Bank--CD A Interest J T49. OhiQ Savings - savings A I n t e r e s t J T5 0 . IRA-Ohio Savings Bank (rou t. fd.) B Dividend K T51 . IRA-Ohio Savings Bank (CD) B Interest K T

    {See Column C2) U =B~k V aI~ V ~ O ~ h e r W = E s t im a t e d

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    F I N A N C I A L D I SC LO SU R E R E P O R TI roister, Dan A.

    0 ~ I 1 2 / 2 0 1 0Page 7 of I$

    VII. INVESTMENTS and TRUSTS ~.N O N E ( N o reportable income, assets, or transactions.)

    A . 3 . C . -- ............................... . . . . . . . . . . . . . . . . . . . . . . . . . . . . .D e s c r i p t i o n o f A s s e t s Incomu during G r o s s va l u e ~t en d of T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    ( i n c l u d i n g t n ~ as s e t s ) r e p o r t i n g p e r i o d o : p o r t i n g p e r i o d

    P l a c e " ( X ) e f l e t c a c h a s s ! ~,mount[ Type(e.g., Val~ | Valu~ Type(e,g., [ Date IVaMe i Oan ! Identtyofexempt from p rior dlselosute Codn I I die., rent, Code 2 | Method I o u y ~ s e l l , Month - ICOde 2 Code 1 buycffsellcr(A-H) [ or int.) (J-P) [ Code 3 redemption) Day | (J-P) I(A-H) [ (ifprivatcQ-w) L . . . . . . . . . L . . . . . . . L _ . . . . . L on, o, on>52. IRA-Prudential Equity Fund C Dividend K T

    I R A - P r u d e n t i a l E q u i ty F d . C D i v i d e n d K T

    5 4 . 401(K) pm managed A Dividend N T55. HR 10 pro managed A Dividend N T56.

    57. Money M arket (MLynch) A Interest J T5 8 . Transistor Devices common A Dividend L W5 9 . Gabelli Utilities Fd A Dividend J T6 0 . Blaekroek G lobal Allen Fd A Dividend Sold 6/I6 K A61. American Gr. Fd of America A Dividend Sold 6/16 J A6 2 . MFS Intl New Disc Fd A Dividend Sold 6/16 J A6 3 . W ells Fargo Govl Fd A Dividend Sold 6/16 J A64. State oflsmel Bond A I n t e r e s t J T6 5 . Ford common A Dividend K T66 . Visteon (Ford spinofO A Dividend J T

    6 7 . C i t i g r o u p ( a e q . F o r d s p in e l0 A D i v i d e n d J T6 8 . Unicorn (form, Comm, Ed) A Dividend J T

    1. Income Gain Codes: A - $ 1 , 0 0 0 o r l e s s B ~ $ 1 , 0 O I - $ 2 , 5 00 C = S 2 , 5 0 1 - $ 5 , 0 ~ O D = $ 5 , 0 O I ~ S t S . 0 0 0 E ~ $ 1 5 , O 0 1 - . $ 5 0 .0 0 0(See Columns BI m~d I)4) F = $ 5 0 . 0 0 1 . $ 1 0 0 , 0 0 0 G = S I 0 0 ,0 O I - $ 1 , t lO O . O 0 0 E I = S I, 0 O 0 .0 0 1 - $5 ,0 0 0 ,0 0 0 H 2 = M o re th a n 5 5 ,0 0 0 ,0 0 0

    2 . V M u C o d e s ~ - S I S , 0 0 0 o r l e s s K = $ 1 5 , 0 O I - $ 5 0 , 0 0 0 L ~ S S O , O O I - $ 1 00 . 00 0 M = 5 1 0 0 , O 0 1 - $ 2 5 0 ,0 0 0(See Celumrm C I ~md D3) N ~ S 2 5 0, 0 0 1 - $ 5 00 , 0 0 0 O = $ 5 00 . 0 0 1 - $ 1 , 0 0 0 , O 0 0 P I = S l , O 0 0 , O 0 1 . $ 5 , 0 0 0 , 0 0 0 P 2 = $ 3 , 0 0 0 , 0 0 | - $ 2 5 , 0 0 0 , 0 0 0P 3 = $ 2 5 , 0 0 0 , 0 ~ 1 - $50,000,000 P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 03. Value Method Cod~s Q = A p p r a i s a l R = C o ~ t { R e a l E s ta t e O n l y } S =A~ssmem T =Cash Market(See Column C2} U ~ B o o k V a l ue V =Other W = E s t im a t e d

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    F I N A N C I A L D I S C L O S U R E R E P O R T N n m e o f P e r so n R e p o r t i n g Date o[ Repo~tPage 8 of 14 P o l st e r , D a n A . 0 4 / 1 2 / 2 0 1

    VII. INVESTMENTS and TR U STS -N O N E ~ o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

    A, B. C. D.~cfipti~ of As~ ln~e dining [ Gross value at end of Transactions d~ng reposing period(including ~t ~se~) rc~ning ~ri~

    Place~X)"a~e ....mset T~(e.g., [ Valhe Valu e T~(o.g-, ] Date {Valm ] G~n ~ ldenti~ofexempt~#ordi~losu~ Codel ~ di~.,t*nt, ~ C~e2 Method buy,~ll.. ~ M~- ~Code2 ~1 ~ buy~eller(A-H) ~ otint.) (J-P) ~ Cod~3 rcd~pti~) ~ ~y ~ (J-P) ~ (A-H) ~ (ifpfi~te

    69 , Warburg ~n~s Growth A Dividend J T

    ;70.

    71. Trust** (lines 72-140) E lnL/Div. PI T7 2 . S t a t e o f I s r a e l B o n d

    73. Tenneco common

    7 4 . Pactiv Corp7 5 . J P M o r g a n C h a se

    7 6 . Sprint Corp

    77. M.Lynoh Money M arket

    7 8 . U.S. G N M bonds7 9 . A m p a l I s r a e l P r e f e r r ed80 . Ind. Dev. Bank ofIsral Prcf.

    81 . Amer New Persp Fd Sold 11/16 L A( p a r t )82 . Amer Inc. Fd of Amer. Sold 11116 K A( p a r t )83 . American Washington Mut Fd Sold 11116 J A( p a r t )84 . Oakmark Intl Fund

    85 . Baron Growth Fd

    1 , I n co m e G a i n C O d e s : A =51,000 or ~ B = $ 1 , 0 0 1 - $ 2 , 5 0 0 C = $ 2 . $ 0 1 - $ 5 , 0 0 0 D($~e Columm BI and D4) F =S50,00l - Sl00,000 G = S I 0 0 , 0 0 1 - $ 1 ,0 0 0 , 0 0 0 H I = S I , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0(See Col~rnns CI and D3) N = $2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = S 5 00 . 0 0 1 - $ | . 0 0 0 , O f l 0 P I - $ 1 , 0 0 0 , 0 0 1 - S 5 , 0 0 0 , 0 0 0 P 2 = 5 5, 0 0 0 , f l 0 1 - $ 2 5 ,0 0 0 , 0 0 0

    P 3 ~ S 2 ~ , 0 0 0 , 0 O I - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 03. Value Method Codes Q = A p p r a i sa l R = C o s t (R e a l E s t a t e O n l y ) $ = A s s e ss m e n t T ~Cash Market(See Column C2) O = B o o k V a l u e V = O t he r W = E s l lm a t e d

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    N a m e o f P e r so n R e p o r t in g D a t e o f R e p o r tFINANCIALpage 9 of 14 DISCLOSURE REPORT [ roister, D a n A .

    V I I . I N V E S T M E N T S a n d T R U S T S - ~ o = ~ , ~ t ~ , , = , ~ a ~ o . , a ~ d . t ~ o , . of s~, and d~tn~nt children; ~e p~ 34~0 of filins ins~ucaom)NONE ~o re~rtable income, assets, or transactions.)

    D~ption of A~ i nco~ d~ng G~ value at end of T~ctions during r~ing pe~(including t~t mse~) ] ~po~ng pe~ [ ~po~ing ~Pl~(X)"a~e r~ch~se t tAm~ntl Ty~(e.g., ]Val~ t V~ ] T~e(e.g., Date [ Value ~ain / IdentiqoftC~el ] div.,r~G [ Cod2 [ Method b u y , s , l l , M onth - ]Cod2 ~C~ei / buyer/~ller

    ~ 8 6 . Am er. G row th Fd of~ erica Sold 1 1 / 1 6 K A87. CD Treasury Bank NA Redeemed 2 0 0 5 K A

    88. Hm-tford Floating Rt Fd B uy 6/18 J A(addl)89. GNM B onds90. Georgia Power Co.9 I . Blaekrock Inflation Fd B uy 1 1 1 1 6 J92. Ternpleton Global Bond Fd B uy 1 1 1 1 6 J93. Delaware Corp Bood Fd B uy 6/18 J94. Delaware Corp Bond Fd Sold 11/!6 K B9 5 . Putnam Floating Rate Bond Fd B uy 6/18 J96, Pimco Total Ret Fd B uy 3/24 K97. Amer. Bond Fd of America B uy 6/18 J98. Amer. Bond Fd of America Sold 1 1 / 1 6 J A99. Wella Fargo Govt See Fd B uy 6/18 Kt00. Wells Fargo Govt See Fd Sold 1 1 / 1 6 K At01.

    i02. Money Fund (Janney Adv)

    I. lncotm: Gain Codes : A = S I , f l~ 1 0 o r I ~ s s B =$1.001 - $2,500 C =$2.501 - S5,000 D =$5,00 | - $ I 5.000 E =5;I 5,001 . $50,0C0(S~Columns BI and D4) F =$50.00| - $100.000 G = $|00,001. $1,000.000 H I -$1,000,001 $5,000,000 H2 =Mor than S5.000,O00

    2. Vahl Code~ I =S 15,000 or Ices K =$ I 5.0OI - $50,000 L ---S50,0OI - 5100,000 M =5100,001 - 5250,0OO(5~Colurtms C I ~ D2~) N ~5250.001 - $500.000 O = 5500,001.51,000,000 Pl =$1,000,001 - $5.000.000 P2 =$5,000,1)OI - 525,000,000

    P3 =525.000.001 - 550,000,000 P4 ~Mo~ than 550,0OO,0f303. Value Method Codes Q ~Appmisal R =Cost (Real F.state Only) S =Assessment T -Cash Market(See Column C2) IJ =Book Value V =Other W ~Eslimaled

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    FINA1NCIAL DISCLOSURE REPORT ~ . m ~ o ~ e e r ~ o . R . p o , in gPage 10 of 14 Pol~er, Dan A.

    ~~/1~010

    NONE ~o reportable income, assets, or ~ansactio~)~ption of A~ t ~m~ daring Gross vague al ~d

    Pl~c aX)" a~cr each ~t ~Amount T~e (e.g., Value [ Val~e T~ (e.g .... Date Val~ ] ~n I ldenti~ of~empt~mpfiordiscto~ C~el div.,~n~ Code2 [ Met~ b~,~ll, M~- Code2 /c~el [ buys/seller,A-H) [ or int.) (J-P) [ C~3 ~mption) Day (J-P) ~ (A-~ ] (if p6vate

    t03. lmmunogen Sold ]/08 J A104. lmm~ogen Sold 3109 ~ A

    105. Imm~ogen Sold 4!15 K D

    106. Immunogen Sold ~26 K D(pan)107. Immunogen Sold 10107 K E

    108. Epix Pharmaceuticals Sold 12/07 .1 A( p a r t )1 0 9 1 " E n b r id g e E n e r g y M g t L L C

    110. Ibis Technologies Corp1112 Trailer Br idge Inc. Buy 6/26 K( a d d l )112. Accuray Corp. Buy 4/15 K( a d d 0113. Cogdcll Spencer Inc.

    I ! 4. Nicholas Financial Inc. Buy 6/30 K(addl).15. Nu Horizons Fleet Corp Buy 4/15 K

    17 .

    18. Money Market (W aehovia)19. Lacled Gas common

    I. Income G ain Codr~ : A =S 1,000 or I~s B =$ 1,001 - $2.500 C =52,501 - $5,000 D =$5,001 - 515,000 E "~315;,001 - 550,000(See Columns B I and D4) F =550,0OI - SI00,flOO G =$100,001 - $1,000,000 H I =$1,~00,001 - $.~i.000,~00 t12 :More than(5Columl~ CI mid D3) N =5250,001 . 5500,000 O ~$500,1R]1 51,000,000 P l = $ 1, 0 00 ,0 0 1 - $ 5 ,0 0 0, 00 0 P 2 ~ $ 5, 00 0 ,0 Ol - 5 2 5, 00 0 ,6 0 0P$ =$25,000,001 - $50,000,000 P4 =Mar~ than

    3. Value Method C~es Q ~Apprai~al R =Cost (Real Eshat e Only) S =Assessment T ~ash Market(SeeColmnn C72) O ~ B ook V alue V ~-O~het W =Estimated

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    FINAxNCIAL DISCLOSURE REPORT1 N a m e f e e r s n R e p r ti " g tDate f Reprt

    Page 1 1 of 14 Polster, Dan A. 0 4 / 1 2 / 2 0 1 0

    NONE ~o reporlable income, assets, or transactions.)Description of Asmts income during [ Gross value al end of Tran~ctions during ~epo~ing peri~(including t~t ~s) , ~ing period ~._~po~ing

    ex~pt~mpfiordimlosu~ C~1 dlv.,~n~ ] C~e2 Meihod buy,~lL Uoni- 1~2i~et i buy~/seller

    120. Nu~enOhio Manic. Fd

    EaL V~ M~th.123. Oedar Fai r124. American E xpress Co.125. Chevron/Texaco126. XTO Energy

    127. Enterprise Products B uy 71 2 K128. Franklin, Ohio Mun i. Bond129. Hw .vlett-Packard1301" Goldman Sachs Money Markel .....131. Caterpillar Inc B uy 1 1 1 2 4 J132. tlenderson lntlOpp. I

    133, IBM Corp B uy 70 K134. Nustar Energs LLP (formerly Valero LP)

    135. Petroleo, Brasiliero (not sold in 2008)

    1361 Emerson Electric Co.

    (See Column 02) U =Book Value V =Other W ~E~timaied

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    F IN A N C IA L D I SC L O S U R E R E P O R T [ N a m e o f P e r s o n R e p o r t i n g [ D a t e o r R e p o r tP a g e 1 2 of 14[ Polster, Dan A. ]

    04/12/2010

    VII. INVESTMENTS an d TRUSTS - i.eo.....l,,~ tr.~oo., a.a.a, t~o. oZ.p .... d dependent children; s e e p p . 3 4 - 6 0 of filing insrruet~on.~,)[---] N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t io n s . )

    A. B, C. -- ........................ b~- ......................................Description of Assets Income during Gro~s value at end of Tma~ons d~og rep~ing ~ri~(incl~ing mt ~) r~oning ~fiod re~rting p~i~

    Pla~ "~)" a~er each ~set Amount Type (e.g. , Va lue Value T~ (e.g., ~ Date I Value [ GMn [ Identi~ of~ exempt~mprlordi~losure C~e 1 dlv.,~ C~e2 i Me th~ b uy ,~ lk [ M o n th .- IC od e2 /C o~ 1 I buyed~lleri (A-H) or int.) (J~P) Code 3 redemption) Day [ (J-P) [ (A-H) (if palate

    1 3 7 . ~ a e o w h o t e = le C o ~

    1 3 8 . V a n g u a rd M i d - C a p F d

    1 3 9 . C u y a h o g a C r y C a p I m p t B o n d

    1 4 0 . E m b a r q . ( sp i n o f f)

    1 4 1 .

    1 4 2 .

    1 4 3 .

    i44.1 4 5 .

    1 4 6 .

    1 4 7 ,1 4 8 .

    t49.

    1 5 0 .

    1 5 1 .

    ....1"52. ....

  • 8/3/2019 Dan Aaron Polster Financial Disclosure Report for 2009

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    N~ m e of Person Relm rt |n g Date o~Repor~F I N A N C I A L D I SC LO SU R E R E P O R T[ Voister, Dan A.age 13 of 14

    V I II . A D D IT I O N A L IN F O R M A T IO N O R E X P L A N A T I O N S .I, Positions7. Board of Directors J~vish Commuoity Federation of Cleveland

  • 8/3/2019 Dan Aaron Polster Financial Disclosure Report for 2009

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    F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r s on R e p o r t in g [ Dateof Report[age 14 of 14 Polster, D a n A . 0 4 / 1 2 / 2 0 1 0I X . C E R TI F IC A TI O N .

    I certify that all information given abov e (including information pertaining to m y spouse and minor or dep endent children, if any) isaccurate, true, and complete to the best of my k nowledge an d belief, and that any information not reported w as withheld because it met applicable statutoryprovisions permitting non-dtscinsure.! further certify that earned income from outside employm ent and honoraria and the acceptance of gift~ wh ich have been reported are incompliance w ith the provisions of 5 U.S.C. app. 501 et. seq,, 5 U.S.C. 7353, and Judicial Conference regulations.

    NOTE: ANY INDIVIDUAL W HO K NOWING LY AND W ILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY B E SUBJECT TO CIVIl,AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

    FILING INSTRUCTIONSM ail signed original and 3 additional copies to:

    Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544