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Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalata Hotel Group PLC
Meeting Date: 01/05/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Acquisition of Each of Swintron Ltd, Trackdale Ltd, Islandvale Ltd, Crescentbrook Ltd and Hallowridge Ltd
1
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 01/06/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles 5 and 31 For Do Not Vote
Covidien plc
Meeting Date: 01/06/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Abstain
ForForApprove Reduction of Share Premium Account 2
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
ForForAmendment to Articles of Association 4
ForForCreation of Distributable Reserves of New Medtronic
5
AgainstForAdvisory Vote on Golden Parachutes 6
Page 1 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Covidien plc
Meeting Date: 01/06/2015 Country: Ireland
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Abstain
Huaneng Power International, Inc.
Meeting Date: 01/06/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2015 Continuing Connected Transactions Under the Huaneng Group Framework Agreement and the Related Annual Caps
For For
Medtronic, Inc.
Meeting Date: 01/06/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForApprove Reduction of Share Premium Account 2
ForForAdvisory Vote on Golden Parachutes 3
ForForAdjourn Meeting 4
Sino-American Silicon Products Inc
Meeting Date: 01/06/2015 Country: Taiwan
Meeting Type: Special
Page 2 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sino-American Silicon Products Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transfer of Preemptive Rights to Shareholders Regarding Subscription of the Capital Increase by Cash of GlobalWafers Co., Ltd. According to the IPO Related Matters of GlobalWafers Co., Ltd.
For Against
PT XL Axiata Tbk
Meeting Date: 01/07/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes to Board Composition For For
Elect Members of the Nominating and Remuneration Committee
2
Cipla Limited
Meeting Date: 01/08/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect P. Lal as Independent Director 1
ForForElect N. Mor as Independent Director 2
Countrywide plc
Meeting Date: 01/08/2015 Country: United Kingdom
Meeting Type: Special
Page 3 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Countrywide plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Waiver on Tender-Bid Requirement For Against
IJM Corp. Bhd.
Meeting Date: 01/08/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Privatisation of IJM Land Berhad by Way of Scheme of Arrangement
For Abstain
PT Tower Bersama Infrastructure Tbk
Meeting Date: 01/08/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital
For For
ForForApprove Transfer of Treasury Shares for the Settlement of Acquisition of PT Dayamitra Telekomunikasi
2
AgainstForAmend Articles of Association 3
ForForAuthorize Board of Commissioners to Execute the Adjustment of the Issued and Paid-up Capital after the Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Page 4 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Betfair Group plc
Meeting Date: 01/09/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt New Articles of Association For For
ForForApprove Sub-Division of Ordinary Shares 2
ForForApprove Sub-Division of Intermediate Ordinary Shares
3
ForForAuthorise Repurchase of Deferred Shares 4
ForForAmend the Performance Conditions Applicable to the Joining Award
5
Koninklijke KPN NV
Meeting Date: 01/09/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
Announce Intention to Appoint Frank van der Post to Management Board
2a
AgainstForApprove Cash and Stock Awards to Van Der Post of EUR 1.19 Million
2b
Other Business (Non-Voting) 3
Mahindra & Mahindra Financial Services Limited
Meeting Date: 01/09/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Page 5 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mahindra & Mahindra Financial Services Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Scheme of Amalgamation 1
United Spirits Limited
Meeting Date: 01/09/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transactions For Abstain
Glimcher Realty Trust
Meeting Date: 01/12/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Jiangxi Copper Company Ltd.
Meeting Date: 01/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Consolidated Supply and Services Agreement One and Relevant Annual Caps
1
ForForApprove Consolidated Supply and Services Agreement Two and Relevant Annual Caps
2
Page 6 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jiangxi Copper Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Land Leasing Agreement and Approve Annual Caps
3
ForForApprove Resignation of Gao Dezhu as Director
4
ForForElect Tu Shutian as Director 5
SINOPEC Engineering Group Co Ltd
Meeting Date: 01/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Jianhua as Director For For
ForForElect Lu Dong as Director 2
ForForElect Zhou Yingguan as Supervisor 3
ForForElect Fan Jixian as Supervisor 4
ForForElect Wang Guoliang as Supervisor 5
Greene King plc
Meeting Date: 01/13/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Spirit Pub Company plc
For Abstain
AbstainForAuthorise Issue of Equity in Connection with the Offer
2
Spirit Pub Company plc
Meeting Date: 01/13/2015 Country: United Kingdom
Meeting Type: Annual
Page 7 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spirit Pub Company plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForReappoint KPMG LLP as Auditor 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise EU Political Donations and Expenditure
7
ForForRe-elect Walker Boyd as Director 8
ForForRe-elect Mike Tye as Director 9
ForForRe-elect Paddy Gallagher as Director 10
ForForRe-elect Tony Rice as Director 11
ForForRe-elect Mark Pain as Director 12
ForForRe-elect Christopher Bell as Director 13
ForForRe-elect Julie Chakraverty as Director 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Spirit Pub Company plc
Meeting Date: 01/13/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Offer for Spirit Pub Company plc by Greene King plc
For Abstain
Page 8 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spirit Pub Company plc
Meeting Date: 01/13/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Assura Group Ltd.
Meeting Date: 01/14/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Introduction of a New England and Wales Incorporated Holding Company
For Abstain
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
2
Assura Group Ltd.
Meeting Date: 01/14/2015 Country: Guernsey
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 01/14/2015 Country: Israel
Meeting Type: Special
Page 9 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Please note that this is the postponed meeting of Dec. 30, 2014 (930691).
ForForApprove Purchase of Additional Amount of Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder (Including Pricing and Payment Terms)
1
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Power of Attorney Holder
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
NoneIf you do not fall under any of the categories mentioned under items B2 and B3, vote FOR. Otherwise, vote against.
B4
Fenner plc
Meeting Date: 01/14/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
Page 10 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fenner plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dividend 4
ForForRe-elect Mark Abrahams as Director 5
ForForRe-elect Nicholas Hobson as Director 6
ForForRe-elect Richard Perry as Director 7
ForForRe-elect Vanda Murray as Director 8
ForForRe-elect John Sheldrick as Director 9
ForForRe-elect Alan Wood as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Performance Share Plan 2015 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Agricultural Bank of China
Meeting Date: 01/15/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Yun as Director For For
ForForElect Lu Jianping as Director 2
ForForElect Che Yingxin as Supervisor 3
AgainstForApprove Adjusment to the Mandate to the Board for Disposal of Credit Assets
4
AgainstForElect Xiao Xing as Director 5
Page 11 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
American Realty Capital Healthcare Trust, Inc.
Meeting Date: 01/15/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
Baring Emerging Europe plc
Meeting Date: 01/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForRe-elect Steven Bates as Director 4
ForForRe-elect Ivo Coulson as Director 5
ForForRe-elect Saul Estrin as Director 6
ForForRe-elect Jonathan Woollett as Director 7
ForForElect Frances Daley as Director 8
ForForReappoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Page 12 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Meeting Date: 01/15/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
ForForApprove Issuance Size in Relation to the Issuance of Preference Shares
2.1
ForForApprove Method of the Issuance in Relation to the Issuance of Preference Shares
2.2
ForForApprove Target Investors in Relation to the Issuance of Preference Shares
2.3
ForForApprove Par Value and Issuance Price in Relation to the Issuance of Preference Shares
2.4
ForForApprove Principles for Determination of the Dividend Rate in Relation to the Issuance of Preference Shares
2.5
ForForApprove Method of the Profit Distribution for the Preference Shares in Relation to the Issuance of Preference Shares
2.6
ForForApprove Redemption Terms in Relation to the Issuance of Preference Shares
2.7
ForForApprove Voting Rights Restrictions in Relation to the Issuance of Preference Shares
2.8
ForForApprove Voting Rights Restoration in Relation to the Issuance of Preference Shares
2.9
ForForApprove Sequence of Settlement and Method of Liquidation in Relation to the Issuance of Preference Shares
2.10
ForForApprove Rating Arrangement in Relation to the Issuance of Preference Shares
2.11
ForForApprove Guarantee Arrangement in Relation to the Issuance of Preference Shares
2.12
ForForApprove Listing and Transfer Arrangement Upon Proposed Issuance of Preference Shares
2.13
ForForApprove Use of Proceeds in Relation to the Issuance of Preference Shares
2.14
ForForApprove Validity Period of the Resolution in Respect of the Proposed Issuance of Preference Shares
2.15
ForForAuthorize Board to Handle Matters Relating to the Proposed Issuance of Preference Shares
2.16
Page 13 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association 3
ForForApprove Feasibility Analysis on the Use of Proceeds from the Issuance of Preference Shares
4
ForForApprove Dilution of Current Return to Shareholders by the Proposed Issuance and the Remedial Measures to be Adopted
5
ForForApprove Proposed Shareholders' Return Plan for the Years 2014 to 2016
6
ForForApprove Proposed Amendments to the Rules of Procedures for Shareholders' General Meeting
7
ForForApprove Proposed Amendments to the Rules of Procedures for the Meeting of Board of Directors
8
ForForApprove Proposed Amendments to the Work Manual of Independent Directors
9
ForForElect Zhen Shaohua as Supervisor 10
ForForApprove Proposed Provision of Internal Guarantee
11
Coronation Fund Managers Ltd
Meeting Date: 01/15/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Jock McKenzie as Director 1a
ForForRe-elect Judith February as Director 1b
ForForElect Lulama Boyce as Director 1c
ForForReappoint Ernst & Young Inc as Auditors of the Company and MP Rapson as the Designated Audit Partner
2
ForForRe-elect Alexandra Watson as Member of the Audit and Risk Committee
3a
ForForRe-elect Shams Pather as Member of the Audit and Risk Committee
3b
Page 14 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coronation Fund Managers Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Jock McKenzie as Member of the Audit and Risk Committee
3c
Special Resolutions
ForForAuthorise Financial Assistance to Related or Inter-related Company or Corporation
1
ForForApprove Remuneration of Non-Executive Directors
2
AgainstForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
3
GAME Digital plc
Meeting Date: 01/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
AgainstForElect David Hamid as Director 4
ForForElect Martyn Gibbs as Director 5
ForForElect Benedict Smith as Director 6
ForForElect John Jackson as Director 7
ForForElect Lesley Watkins as Director 8
ForForElect Caspar Woolley as Director 9
ForForElect Franck Tuil as Director 10
ForForAppoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise EU Political Donations and Expenditure
14
AgainstForApprove Waiver on Tender-Bid Requirement 15
Page 15 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GAME Digital plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
The Link Real Estate Investment Trust
Meeting Date: 01/15/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Expansion of Investment Strategy For For
Xinyi Glass Holdings Ltd.
Meeting Date: 01/15/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Share Option Scheme For For
Zodiac Aerospace
Meeting Date: 01/15/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
Page 16 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 0.32 per Share
3
ForForApprove Transaction with Fondation de l ISAE and Other Parties
4
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
AgainstForReelect Gilberte Lombard as Supervisory Board Member
6
AbstainForAdvisory Vote on Compensation of Olivier Zarrouati, Chairman of the Management Board
7
AbstainForAdvisory Vote on Compensation of Maurice Pinault, Member of the Management Board
8
Extraordinary Business
ForForSubject to Approval of Item 5 Above, Authorize Decrease in Share Capital via Cancellation of Repurchased Shares
9
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
10
ForForAuthorize Capitalization of Reserves of for Bonus Issue or Increase in Par Value
11
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million
12
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 1.2 Million
13
ForForPursuant to Items 10, 12, and 13, Authorize Management Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote
14
AgainstForAuthorize Capital Increase of Up to EUR 2.5 Million for Future Exchange Offers
15
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
16
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans, Including in the Event of a Public Tender Offer or Share Exchange Offer
17
ForForAmend Article 18 of Bylaws Re: Composition of the Surpervisory Board
18
Page 17 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Article 19 of Bylaws Re: Length of Terms for Supervisory Board Members
19
ForForAmend Article 29 of Bylaws Re:Attendance to General Meetings
20
ForForAuthorize Filing of Required Documents/Other Formalities
21
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 01/16/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors For Do Not Vote
Cyfrowy Polsat SA
Meeting Date: 01/16/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForElect Members of Vote Counting Commission 4.1
ForForElect Members of Vote Counting Commission 4.2
ForForElect Members of Vote Counting Commission 4.3
ForForApprove Agenda of Meeting 5
ForForApprove Issuance of Bonds with Total Nominal Value of PLN 1 Billion
6
AgainstForAmend Statute 7
Close Meeting 8
Page 18 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Services Corp. Ltd.
Meeting Date: 01/19/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sun Kangmin as Director For For
ForForAmend Article 2.2 of the Articles of Association
2.1
ForForAmend Article 10.1 of the Articles of Association
2.2
MegaFon OJSC
Meeting Date: 01/19/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Related-Party Transaction Re: IT Services Contract with ZAO PETER-SERVICE
1
ForForApprove Related-Party Transaction Re: Dealership Contract with OAO MegaFon Retail
2
Sodexo
Meeting Date: 01/19/2015 Country: France
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Consolidated Financial Statements
1
ForForApprove Allocation of Income and Dividends of EUR 1.80 per Share
2
Page 19 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sodexo
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Amendment to Additional Pension Scheme Agreement with CEO
3
AgainstForReelect Bernard Bellon as Director 4
AgainstForReelect Sophie Bellon as Director 5
AgainstForReelect Nathalie Bellon-Szabo as Director 6
ForForReelect Francoise Brougher as Director 7
ForForReelect Peter Thompson as Director 8
ForForElect Soumitra Dutta as Director 9
ForForRenew Appointment of KPMG as Auditor and Appoint Salustro Reydel as Alternate Auditor
10
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 700,000
11
ForForAdvisory Vote on Compensation of Pierre Bellon, Chairman
12
AbstainForAdvisory Vote on Compensation of Michel Landel, CEO
13
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
ForForAuthorize Filing of Required Documents/Other Formalities
15
Tata Motors Ltd.
Meeting Date: 01/19/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Revision in the Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
1
ForForApprove Revision in Minimum Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
2
Page 20 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Revision in Minimum Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
3
ForForApprove Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
4
ForForApprove Minimum Remuneration of S. Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
5
Tata Motors Ltd.
Meeting Date: 01/19/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Revision in the Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
1
ForForApprove Revision in Minimum Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
2
ForForApprove Revision in Minimum Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
3
ForForApprove Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
4
ForForApprove Minimum Remuneration of S. Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
5
Page 21 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iron Mountain Incorporated
Meeting Date: 01/20/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reorganization Plan For For
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
2
ForForApprove Omnibus Stock Plan 3
ForForAdjourn Meeting 4
Lowland Investment Company plc
Meeting Date: 01/20/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peter Troughton as Director 4
ForForRe-elect Rupert Barclay as Director 5
ForForElect Duncan Budge as Director 6
ForForReappoint PricewaterhouseCoopers LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
Page 22 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The European Investment Trust plc
Meeting Date: 01/20/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint PricewaterhouseCoopers LLP as Auditors
3
ForForAuthorise Board to Fix Remuneration of Auditors
4
AbstainForRe-elect Douglas McDougall as Director 5
ForForRe-elect William Eason as Director 6
ForForRe-elect Michael Moule as Director 7
ForForRe-elect Dr Michael Woodward as Director 8
ForForApprove Final Dividend 9
ForForApprove Special Dividend 10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
CareFusion Corporation
Meeting Date: 01/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 23 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Resources Land Ltd.
Meeting Date: 01/21/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement For For
ForForApprove Increase in Authorized Share Capital 2
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Meeting Date: 01/21/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForApprove Public Offering of Shares in Mexico and the United States and Other Markets
1
AgainstForApprove Increase in Variable Portion of Capital via Issuance of Shares without Preemptive Rights
2
ForForApprove Increase in Variable Portion of Capital via Issuance of Shares for Compensation Plan
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
ForForAppoint Legal Representatives 5
Diploma plc
Meeting Date: 01/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 24 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diploma plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForRe-elect John Nicholas as Director 3
ForForRe-elect Bruce Thompson as Director 4
ForForRe-elect Iain Henderson as Director 5
ForForRe-elect Nigel Lingwood as Director 6
ForForRe-elect Marie-Louise Clayton as Director 7
ForForRe-elect Charles Packshaw as Director 8
ForForReappoint Deloitte LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Remuneration Policy 11
AbstainForApprove Remuneration Report 12
ForForAmend 2011 Performance Share Plan 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 01/21/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Cash Dividends of MXN 0.2435 Per Share
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Page 25 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WH Smith plc
Meeting Date: 01/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Suzanne Baxter as Director 5
ForForRe-elect Stephen Clarke as Director 6
ForForRe-elect Annemarie Durbin as Director 7
ForForRe-elect Drummond Hall as Director 8
ForForRe-elect Robert Moorhead as Director 9
ForForRe-elect Henry Staunton as Director 10
ForForAppoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Air Products and Chemicals, Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Page 26 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Air Products and Chemicals, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan K. Carter For For
ForForElect Director Seifollah (Seifi) Ghasemi 1b
ForForElect Director David H. Y. Ho 1c
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cemig, Companhia Energetica De Minas Gerais
Meeting Date: 01/22/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
D.R. Horton, Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Donald R. Horton For For
ForForElect Director Barbara K. Allen 1b
ForForElect Director Brad S. Anderson 1c
ForForElect Director Michael R. Buchanan 1d
ForForElect Director Michael W. Hewatt 1e
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 27 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
D.R. Horton, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Auditors 4
Dongfeng Motor Group Company Ltd
Meeting Date: 01/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Registration and Issue of Medium-term Notes
For For
Family Dollar Stores, Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Proxy Contest
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proxy (White Card)
AbstainForApprove Merger Agreement 1
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Dissident Proxy (Gold Card)
Do Not Vote
AgainstApprove Merger Agreement 1
Do Not Vote
AgainstAdvisory Vote on Golden Parachutes 2
Do Not Vote
AgainstAdjourn Meeting 3
Page 28 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intuit Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William V. Campbell For For
ForForElect Director Scott D. Cook 1b
ForForElect Director Richard L. Dalzell 1c
ForForElect Director Diane B. Greene 1d
ForForElect Director Edward A. Kangas 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director Dennis D. Powell 1g
ForForElect Director Brad D. Smith 1h
ForForElect Director Jeff Weiner 1i
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Qualified Employee Stock Purchase Plan
4
Micron Technology, Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey For For
ForForElect Director Richard M. Beyer 1.2
ForForElect Director Patrick J. Byrne 1.3
ForForElect Director D. Mark Durcan 1.4
ForForElect Director D. Warren A. East 1.5
ForForElect Director Mercedes Johnson 1.6
ForForElect Director Lawrence N. Mondry 1.7
Page 29 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micron Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert E. Switz 1.8
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForEliminate Cumulative Voting 4
AgainstForApprove Executive Incentive Bonus Plan 5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Portugal Telecom, SGPS S.A.
Meeting Date: 01/22/2015 Country: Portugal
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of PT Portugal SGPS to Altice None For
Topps Tiles plc
Meeting Date: 01/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Matthew Williams as Director 3
ForForRe-elect Robert Parker as Director 4
ForForRe-elect Michael Jack as Director 5
ForForRe-elect Claire Tiney as Director 6
ForForRe-elect Andy King as Director 7
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
8
Page 30 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Topps Tiles plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 9
ForForApprove Remuneration Policy 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAmend Articles of Association 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Banco Santander Brasil SA
Meeting Date: 01/23/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Deferred Bonus Plan For Do Not Vote
Do Not Vote
ForAmend Articles 2
Do Not Vote
ForConsolidate Bylaws 3
Industrial and Commercial Bank of China Limited
Meeting Date: 01/23/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jiang Jianqing as Director For For
ForForElect Anthony Francis Neoh as Director 2
ForForElect Wang Xiaoya as Director 3
ForForElect Ge Rongrong as Director 4
Page 31 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industrial and Commercial Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zheng Fuqing as Director 5
ForForElect Fei Zhoulin as Director 6
ForForElect Cheng Fengchao as Director 7
ForForElect Wang Chixi as Supervisor 8
ForForApprove Adjustment to the Valid Period of the Issue of Eligible Tier-2 Capital Instruments
9
PT Semen Indonesia (Persero) Tbk
Meeting Date: 01/23/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and Commissioners For Against
Energizer Holdings, Inc.
Meeting Date: 01/26/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bill G. Armstrong For For
ForForElect Director J. Patrick Mulcahy 1.2
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstAdopt Sustainable Palm Oil Policy 4
Haitian International Holdings Ltd.
Meeting Date: 01/26/2015 Country: Cayman Islands
Meeting Type: Special
Page 32 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitian International Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2014 Framework Agreement and Related Annual Caps
For For
JPMorgan Chinese Investment Trust plc
Meeting Date: 01/26/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Oscar Wong as Director 5
ForForRe-elect William Knight as Director 6
ForForRe-elect John Misselbrook as Director 7
ForForRe-elect Sir Andrew Burns as Director 8
ForForRe-elect Kathryn Matthews as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
PPC Ltd
Meeting Date: 01/26/2015 Country: South Africa
Meeting Type: Annual
Page 33 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PPC Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForApprove that the Vacancies be Determined in Accordance with the Number of Votes Cast in Favour of Each Resolution so that the Vacancies will be Filled by the Six Candidates Receiving the Highest Number of Favourable Votes
1
AgainstNoneElect Trix Coetzer as Director 2
AgainstNoneElect Innocent Dutiro as Director 3
ForNoneElect Nicky Goldin as Director 4
AgainstNoneElect Mojanku Gumbi as Director 5
ForNoneElect Timothy Leaf-Wright as Director 6
Elect Dr Claudia Manning as Director 7
ForNoneElect Tito Mboweni as Director 8
AgainstNoneElect Steve Muller as Director 9
ForNoneElect Charles Naude as Director 10
ForNoneElect Peter Nelson as Director 11
AgainstNoneElect Keshan Pillay as Director 12
ForNoneElect Dr Daniel Ufitikirezi as Director 13
ForForElect Darryll Castle as Director 14
ForForElect Zibusiso Kganyago as Alternate Director 15
ForForReappoint Deloitte & Touche as Auditors of the Company
16
AgainstForAuthorise Board to Fix Remuneration of the Auditors
17
ForForRe-elect Bridgette Modise as Member of Audit Committee
18
ForForElect Todd Moyo as Member of Audit Committee
19
ForForRe-elect Tim Ross as Member of Audit Committee
20
ForForApprove Remuneration Policy 21
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Companies or Corporations
1
Page 34 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PPC Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of the Chairman of the Board
2.1
ForForApprove Remuneration of Each Non-Executive Director of the Board
2.2
ForForApprove Remuneration of the Chairman of the Audit Committee
2.3
ForForApprove Remuneration of Each Non-Executive Director of the Audit Committee
2.4
ForForApprove Remuneration of the Chairman of the Remuneration Committee
2.5
ForForApprove Remuneration of Each Non-Executive Director of the Remuneration Committee
2.6
ForForApprove Remuneration of the Chairman of the Risk and Compliance Committee
2.7
ForForApprove Remuneration of Each Non-Executive Director of the Risk and Compliance Committee
2.8
ForForApprove Remuneration of the Chairman of the Social and Ethics Committee
2.9
ForForApprove Remuneration of Each Non-Executive Director of the Social and Ethics Committee
2.10
ForForApprove Remuneration of the Chairman of the Nomination Committee
2.11
ForForApprove Remuneration of Each Non-Executive Director of the Nomination Committee
2.12
ForForApprove Remuneration of the Chairman for Special Meetings
2.13
ForForApprove Remuneration of Each Non-Executive Director for Special Meetings
2.14
ForForApprove Remuneration for the Lead Independent Non-executive Director
2.15
ForForApprove Remuneration for All Other Work Done by a Director
2.16
ForForAuthorise Repurchase of Up to Ten Percent of Issued Share Capital
3
Punch Taverns plc
Meeting Date: 01/26/2015 Country: United Kingdom
Meeting Type: Annual
Page 35 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Punch Taverns plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint KPMG LLP as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForApprove Remuneration Policy 4
ForForApprove Remuneration Report 5
ForForAuthorise EU Political Donations and Expenditure
6
ForForRe-elect Stephen Billingham as Director 7
ForForRe-elect Steve Dando as Director 8
ForForRe-elect Angus Porter as Director 9
ForForRe-elect John Allkins as Director 10
AbstainForRe-elect Ian Dyson as Director 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Steinhoff International Holdings Ltd
Meeting Date: 01/26/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
ForForApprove the Category 1 Related Party Transaction
1
Special Resolutions
Page 36 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Steinhoff Shares to Thibault Square Financial Services Proprietary Limited Exceeding 30% of the Voting Power of All of the Issued Steinhoff Shares
1
ForForAuthorise Issue of Steinhoff Shares to Brait Mauritius Limited Exceeding 30% of the Voting Power of All of the Issued Steinhoff Shares
2
ForForAuthorise Issue of Steinhoff Shares to Pepkor Management Exceeding 30% of the Voting Power of All of the Issued Steinhoff Shares
3
Continuation of Ordinary Resolution
ForForApprove Waiver of the Mandatory Offer 2
Continuation of Special Resolutions
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
4
ForForApprove Specific Share Acquisition of Steinhoff Shares from Thibault Square Financial Services Proprietary Limited
5
ForForApprove Revocation of Special Resolution Number 5 in Terms of Section 164(9)(c) of the Companies Act
6
UnipolSai Assicurazioni SpA
Meeting Date: 01/26/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForElect Director 1
Extraordinary Business
ForForMandatory Conversion of Savings Shares of Class A and B into Ordinary Shares
1
Page 37 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson For For
ForForElect Director Henry P. Becton, Jr. 1.2
ForForElect Director Catherine M. Burzik 1.3
ForForElect Director Edward F. DeGraan 1.4
ForForElect Director Vincent A. Forlenza 1.5
ForForElect Director Claire M. Fraser 1.6
ForForElect Director Christopher Jones 1.7
ForForElect Director Marshall O. Larsen 1.8
ForForElect Director Gary A. Mecklenburg 1.9
ForForElect Director James F. Orr 1.10
ForForElect Director Willard J. Overlock, Jr. 1.11
ForForElect Director Claire Pomeroy 1.12
ForForElect Director Rebecca W. Rimel 1.13
ForForElect Director Bertram L. Scott 1.14
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Animal Testing and Plans for Improving Welfare
4
BRAIT SE
Meeting Date: 01/27/2015 Country: Malta
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Page 38 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BRAIT SE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Sale of Company Stake in Pepkor Holdings Proprietary Limited
1
ForForAuthorise Board to Complete Formalities in Relation to the Implementation of Item 1
2
Britvic plc
Meeting Date: 01/27/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Policy 3
ForForApprove Remuneration Report 4
ForForElect Ian Mchoul as Director 5
ForForElect Silvia Lagnado as Director 6
ForForRe-elect Joanne Averiss as Director 7
ForForRe-elect Gerald Corbett as Director 8
ForForRe-elect John Gibney as Director 9
ForForRe-elect Ben Gordon as Director 10
ForForRe-elect Bob Ivell as Director 11
ForForRe-elect Simon Litherland as Director 12
ForForReappoint Ernst & Young LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForApprove Performance Share Plan 17
ForForApprove Executive Share Option Plan 18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
Page 39 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Britvic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
Corporacion Financiera Colombiana SA
Meeting Date: 01/27/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForApprove Wealth Tax Charged on Capital Reserves
4
Greencore Group plc
Meeting Date: 01/27/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Gary Kennedy as Director 3a
ForForRe-elect Patrick Coveney as Director 3b
ForForRe-elect Alan Williams as Director 3c
ForForRe-elect Sly Bailey as Director 3d
ForForRe-elect John Herlihy as Director 3e
ForForRe-elect Heather Ann McSharry as Director 3f
ForForRe-elect John Moloney as Director 3g
Page 40 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greencore Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Eric Nicoli as Director 3h
ForForRe-elect John Warren as Director 3i
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForApprove Remuneration Report 5
ForForApprove Remuneration Policy 6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Shares 9
ForForReappoint KPMG as Auditors 10
ForForAuthorise Directors to Hold the Next Annual General Meeting Outside of Ireland
11
ForForApprove Scrip Dividend Program 12
Hormel Foods Corporation
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary C. Bhojwani For For
ForForElect Director Terrell K. Crews 1.2
ForForElect Director Jeffrey M. Ettinger 1.3
ForForElect Director Jody H. Feragen 1.4
ForForElect Director Glenn S. Forbes 1.5
ForForElect Director Stephen M. Lacy 1.6
ForForElect Director John L. Morrison 1.7
ForForElect Director Elsa A. Murano 1.8
ForForElect Director Robert C. Nakasone 1.9
ForForElect Director Susan K. Nestegard 1.10
ForForElect Director Dakota A. Pippins 1.11
Page 41 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hormel Foods Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Christopher J. Policinski 1.12
ForForElect Director Sally J Smith 1.13
ForForElect Director Steven A. White 1.14
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on the Risks Associated with Use of Gestation Crates in Supply Chain
4
Marston's plc
Meeting Date: 01/27/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Carolyn Bradley as Director 3
ForForElect Catherine Glickman as Director 4
ForForRe-elect Andrew Andrea as Director 5
ForForRe-elect Nicholas Backhouse as Director 6
ForForRe-elect Peter Dalzell as Director 7
ForForRe-elect Roger Devlin as Director 8
ForForRe-elect Ralph Findlay as Director 9
ForForRe-elect Neil Goulden as Director 10
ForForRe-elect Robin Rowland as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove Remuneration Report 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
Page 42 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marston's plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Metro Inc.
Meeting Date: 01/27/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Maryse Bertrand For For
ForForElect Director Stephanie Coyles 1.2
ForForElect Director Marc DeSerres 1.3
ForForElect Director Claude Dussault 1.4
ForForElect Director Serge Ferland 1.5
ForForElect Director Paule Gauthier 1.6
ForForElect Director Russell Goodman 1.7
ForForElect Director Christian W.E. Haub 1.8
ForForElect Director Michel Labonte 1.9
ForForElect Director Eric R. La Fleche 1.10
ForForElect Director Marie-Jose Nadeau 1.11
ForForElect Director Real Raymond 1.12
ForForElect Director Line Rivard 1.13
ForForElect Director Michael T. Rosicki 1.14
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
AgainstAgainstSP 1: Gradually Phase Out Stock Options as a Form of Compensation
4
AgainstAgainstSP 2: Require Environmental/Social Issue Qualifications for Director Nominees
5
Page 43 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nuance Communications, Inc.
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For For
ForForElect Director Robert J. Frankenberg 1b
ForForElect Director Brett Icahn 1c
ForForElect Director William H. Janeway 1d
ForForElect Director Mark R. Laret 1e
ForForElect Director Katharine A. Martin 1f
ForForElect Director Mark B. Myers 1g
ForForElect Director Philip J. Quigley 1h
ForForElect Director David S. Schechter 1i
AgainstForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForAmend Non-Employee Director Omnibus Stock Plan
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ForForRatify Auditors 6
Samsung Securities Co. Ltd.
Meeting Date: 01/27/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Yoon Yong-Ahm as Inside Director For For
Page 44 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Select Income REIT
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Against
ForForAdjourn Meeting 2
Siemens AG
Meeting Date: 01/27/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 3.30 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2013/2014
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Do Not Vote
ForApprove Remuneration System for Management Board Members
5
Do Not Vote
ForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
6
Do Not Vote
ForElect Nathalie von Siemens to the Supervisory Board
7.1
Do Not Vote
ForElect Norbert Reithofer to the Supervisory Board
7.2
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
Do Not Vote
ForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
Do Not Vote
ForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
10
Page 45 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014
11
Do Not Vote
ForAmend Articles Re: Board-Related 12
Do Not Vote
ForApprove Affiliation Agreements with Subsidiary Kyros 47 GmbH
13
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
1
ForForApprove Allocation of Income and Dividends of EUR 3.30 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForApprove Remuneration System for Management Board Members
5
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
6
ForForElect Nathalie von Siemens to the Supervisory Board
7.1
ForForElect Norbert Reithofer to the Supervisory Board
7.2
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
10
ForForApprove Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014
11
ForForAmend Articles Re: Board-Related 12
ForForApprove Affiliation Agreements with Subsidiary Kyros 47 GmbH
13
Page 46 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UnipolSai Assicurazioni SpA
Meeting Date: 01/27/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Class A Savings Shares
ForAgainstMandatory Conversion of Class A Savings Shares into Ordinary Shares
1
Amdocs Limited
Meeting Date: 01/28/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Robert A. Minicucci as a Director For For
ForForElect Adrian Gardner as a Director 1.2
ForForElect John T. McLennan as a Director 1.3
ForForElect Simon Olswang as a Director 1.4
ForForElect Zohar Zisapel as a Director 1.5
ForForElect Julian A. Brodsky as a Director 1.6
ForForElect Clayton Christensen as a Director 1.7
ForForElect Eli Gelman as a Director 1.8
ForForElect James S. Kahan as a Director 1.9
ForForElect Richard T.C. LeFave as a Director 1.10
ForForElect Giora Yaron as a Director 1.11
ForForApprove Dividends 2
AgainstForRe-approve Stock Option Plan 3
ForForAccept Consolidated Financial Statements and Statutory Reports
4
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Page 47 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CGI Group Inc.
Meeting Date: 01/28/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
ForForElect Director Alain Bouchard 1.1
ForForElect Director Bernard Bourigeaud 1.2
ForForElect Director Jean Brassard 1.3
ForForElect Director Robert Chevrier 1.4
ForForElect Director Dominic D'Alessandro 1.5
ForForElect Director Paule Dore 1.6
ForForElect Director Richard B. Evans 1.7
ForForElect Director Julie Godin 1.8
ForForElect Director Serge Godin 1.9
ForForElect Director Timothy J. Hearn 1.10
ForForElect Director Andre Imbeau 1.11
ForForElect Director Gilles Labbe 1.12
ForForElect Director Michael E. Roach 1.13
ForForElect Director Joakim Westh 1.14
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForAgainstSP 1: Advisory Vote on Senior Executive Compensation
3
China CITIC Bank Corporation Ltd.
Meeting Date: 01/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
Page 48 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove CITIC Group Corporation and China CITIC Bank Corporation Limited Asset TransferFramework Agreement and Relevant Annual Caps
1.1
ForForApprove CITIC Group Corporation and China CITIC Bank Corporation Limited Wealth Management and Investment Services Framework Agreement and Relevant Annual Caps
1.2
ForForApprove Cap of Credit Extension Related Party Transactions Caps with Citic Group for the Years 2015-2017
2
Clicks Group Ltd
Meeting Date: 01/28/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2014
For For
ForForReppoint Ernst & Young Inc as Auditors of the Company with Malcolm Rapson as the Individual Registered Auditor
2
ForForRe-elect Fatima Abrahams as Director 3
ForForRe-elect John Bester as Director 4
ForForRe-elect Bertina Engelbrecht as Director 5
ForForRe-elect Michael Fleming as Director 6
ForForElect Keith Warburton as Director 7
ForForRe-elect John Bester as Member of the Audit and Risk Committee
8.1
ForForRe-elect Fatima Jakoet as Member of the Audit and Risk Committee
8.2
ForForRe-elect Nkaki Matlala as Member of the Audit and Risk Committee
8.3
ForForApprove Remuneration Policy 9
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
10
ForForApprove Directors' Fees 11
Page 49 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clicks Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related or Inter-related Company or Corporation
12
Davide Campari-Milano S.p.A.
Meeting Date: 01/28/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAdopt Double Voting Rights for Long-Term Registered Shareholders
1
Imperial Tobacco Group plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Dr Ken Burnett as Director 5
ForForRe-elect Alison Cooper as Director 6
ForForRe-elect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Matthew Phillips as Director 9
ForForRe-elect Oliver Tant as Director 10
ForForRe-elect Mark Williamson as Director 11
ForForElect Karen Witts as Director 12
Page 50 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Malcolm Wyman as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Imperial Tobacco Group plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets
For Abstain
Johnson Controls, Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Natalie A. Black For For
ForForElect Director Raymond L. Conner 1.2
ForForElect Director Richard Goodman 1.3
ForForElect Director William H. Lacy 1.4
Page 51 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Controls, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Alex A. Molinaroli 1.5
ForForElect Director Mark P. Vergnano 1.6
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
JPMorgan Asian Investment Trust plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect James Long as Director 5
ForForRe-elect Ronald Gould as Director 6
ForForRe-elect James Strachan as Director 7
ForForRe-elect Bronwyn Curtis as Director 8
ForForElect Dean Buckley as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Page 52 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/28/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Mustaq Brey as Director For For
ForForRe-elect Garth Solomon as Director 1.2
ForForElect André Meyer as Director 1.3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner
2
ForForRe-elect Peter Golesworthy as Chairman of the Audit Committee
3.1
ForForRe-elect Louisa Mojela as Member of the Audit Committee
3.2
ForForRe-elect Royden Vice as Member of the Audit Committee
3.3
ForForApprove Remuneration Policy 4
ForForPlace Authorised but Unissued Shares Under Control of Directors
5
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
6
ForForApprove Remuneration of Non-Executive Directors
7
ForForApprove Financial Assistance to Related and Inter-related Companies
8
Lorillard, Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 53 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Park 24 Co.
Meeting Date: 01/28/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For For
ForForElect Director Nishikawa, Koichi 2.1
ForForElect Director Sasaki, Kenichi 2.2
ForForElect Director Kawakami, Norifumi 2.3
ForForElect Director Kawasaki, Keisuke 2.4
ForForAppoint Statutory Auditor Kano, Kyosuke 3
Reynolds American Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Mergers For Abstain
ForForIssue Shares in Connection with Mergers 2
Schroder AsiaPacific Fund plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
Page 54 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder AsiaPacific Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect James Williams as Director 4
ForForRe-elect Rupert Carington as Director 5
ForForRe-elect Anthony Fenn as Director 6
ForForReappoint PricewaterhouseCoopers LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Market Purchase of Ordinary Shares 9
Standard Life European Private Equity Trust plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alastair Barbour as Director 4
ForForElect Alan Devine as Director 5
ForForRe-elect Christina McComb as Director 6
ForForRe-elect Edmond Warner as Director 7
ForForRe-elect David Warnock as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Page 55 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Visa Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Mary B. Cranston For For
ForForElect Director Francisco Javier Fernandez-Carbajal
1b
ForForElect Director Alfred F. Kelly, Jr. 1c
ForForElect Director Robert W. Matschullat 1d
ForForElect Director Cathy E. Minehan 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director David J. Pang 1g
ForForElect Director Charles W. Scharf 1h
ForForElect Director William S. Shanahan 1i
ForForElect Director John A. C. Swainson 1j
ForForElect Director Maynard G. Webb, Jr. 1k
ForForApprove Amendments to the Certificate of Incorporation to Facilitate Stock Splits
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForForRemove Supermajority Vote Requirement for Exiting Core Payment Business
5a
ForForRemove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation
5b
ForForRemove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications
5c
ForForRemove Supermajority Vote Requirement for Removal of Directors
5d
ForForRemove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws
5e
ForForRatify Auditors 6
Page 56 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Williams Partners L. P.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Written Consent
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
Ashland Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Roger W. Hale For For
ForForElect Director Vada O. Manager 1b
ForForElect Director George A. Schaefer, Jr. 1c
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 01/29/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Board Size from 10 to 11 Members
For Do Not Vote
Do Not Vote
ForElect Benedito Pinto Ferreira Braga Jr as Director
2
Page 57 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Increase in Board Size from 10 to 11 Members
1
ForElect Benedito Pinto Ferreira Braga Jr as Director
2
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 01/29/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Increase in Board Size from 10 to 11 Members
1
Do Not Vote
ForElect Benedito Pinto Ferreira Braga Jr as Director
2
Costco Wholesale Corporation
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey H. Brotman For For
ForForElect Director Daniel J. Evans 1.2
ForForElect Director Richard A. Galanti 1.3
ForForElect Director Jeffrey S. Raikes 1.4
ForForElect Director James D. Sinegal 1.5
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 58 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Costco Wholesale Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 4
ForForEliminate Supermajority Vote Requirement for Removal of Directors
5a
ForForReduce Supermajority Vote Requirement to Amend Article Eight Governing Director Removal
5b
ForAgainstEstablish Tenure Limit for Directors 6
Euromoney Institutional Investor plc
Meeting Date: 01/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Policy 2
AgainstForApprove Remuneration Report 3
ForForApprove Final Dividend 4
AgainstForRe-elect Peter Ensor as Director 5
ForForRe-elect Christopher Fordham as Director 6
ForForRe-elect Neil Osborn as Director 7
ForForRe-elect Colin Jones as Director 8
ForForRe-elect Diane Alfano as Director 9
ForForRe-elect Jane Wilkinson as Director 10
ForForRe-elect Bashar AL-Rehany as Director 11
AbstainForRe-elect The Viscount Rothermere as Director 12
AbstainForRe-elect Sir Patrick Sergeant as Director 13
AbstainForRe-elect John Botts as Director 14
AbstainForRe-elect Martin Morgan as Director 15
ForForRe-elect David Pritchard as Director 16
ForForRe-elect Andrew Ballingal as Director 17
ForForRe-elect Tristan Hillgarth as Director 18
Page 59 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Euromoney Institutional Investor plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint PricewaterhouseCoopers LLP as Auditors
19
ForForAuthorise Board to Fix Remuneration of Auditors
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise Issue of Equity with Pre-emptive Rights
22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
H.I.S. Co. Ltd.
Meeting Date: 01/29/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 18
For For
ForForApprove Transfer of Capital Reserves to Capital
2
ForForElect Director Sawada, Hideo 3.1
ForForElect Director Hirabayashi, Akira 3.2
ForForElect Director Kusuhara, Narimoto 3.3
ForForElect Director Nakamori, Tatsuya 3.4
ForForElect Director Wada, Hikaru 3.5
ForForElect Director Nakatani, Shigeru 3.6
ForForElect Director Takagi, Kiyoshi 3.7
ForForElect Director Namekata, Kazumasa 3.8
ForForElect Director Hirata, Masahiko 3.9
ForForAppoint Statutory Auditor Umeda, Tsunekazu 4.1
ForForAppoint Statutory Auditor Yamamoto, Katsu 4.2
ForForAppoint Statutory Auditor Sekita, Sonoko 4.3
Page 60 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H.I.S. Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Annual Bonus Payment to Directors and Statutory Auditors
5
AgainstForApprove Retirement Bonus Payment for Statutory Auditor
6
ITE Group plc
Meeting Date: 01/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Sharon Baylay as Director 3
ForForRe-elect Neil England as Director 4
ForForRe-elect Linda Jensen as Director 5
ForForRe-elect Neil Jones as Director 6
ForForRe-elect Stephen Puckett as Director 7
ForForRe-elect Marco Sodi as Director 8
ForForRe-elect Russell Taylor as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Page 61 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jacobs Engineering Group Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Joseph R. Bronson For For
ForForElect Director Juan Jose Suarez Coppel 1b
ForForElect Director Peter J. Robertson 1c
ForForElect Director Noel G. Watson 1d
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
JPMorgan Indian Investment Trust plc
Meeting Date: 01/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect Jasper Judd as Director 4
ForForRe-elect Richard Burns as Director 5
ForForRe-elect Rosemary Morgan as Director 6
ForForRe-elect Nimi Patel as Director 7
ForForRe-elect Hugh Sandeman as Director 8
ForForAppoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Page 62 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kanamoto Co. Ltd.
Meeting Date: 01/29/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kanamoto, Kanchu For For
ForForElect Director Kanamoto, Tetsuo 1.2
ForForElect Director Utatsu, Nobuhito 1.3
ForForElect Director Narita, Hitoshi 1.4
ForForElect Director Hirata, Masakazu 1.5
ForForElect Director Kitakata, Keiichi 1.6
ForForElect Director Isono, Hiroyuki 1.7
ForForElect Director Kanamoto, Tatsuo 1.8
ForForElect Director Nagasaki, Manabu 1.9
ForForElect Director Asano, Yuichi 1.10
ForForElect Director Mukunashi, Naoki 1.11
ForForElect Director Hashiguchi, Kazunori 1.12
AgainstForElect Director Ijiri, Yasuyuki 1.13
AgainstForElect Director Nogami, Yoshihiro 1.14
ForForAppoint Statutory Auditor Kanamoto, Eichu 2.1
ForForAppoint Statutory Auditor Yokota, Naoyuki 2.2
AgainstForAppoint Statutory Auditor Tsuji, Kiyohiro 2.3
AgainstForAppoint Statutory Auditor Soga, Hiroshi 2.4
Keurig Green Mountain, Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Brian P. Kelley For For
Page 63 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keurig Green Mountain, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert A. Steele 1.2
ForForElect Director Jose Octavio Reyes Lagunes 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Lonmin plc
Meeting Date: 01/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForReappoint KPMG LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Brian Beamish as Director 6
ForForRe-elect Len Konar as Director 7
ForForRe-elect Jonathan Leslie as Director 8
ForForRe-elect Simon Scott as Director 9
ForForRe-elect Jim Sutcliffe as Director 10
ForForRe-elect Ben Magara as Director 11
ForForRe-elect Phuti Mahanyele as Director 12
ForForRe-elect Gary Nagle as Director 13
ForForRe-elect Paul Smith as Director 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 64 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lonmin plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Long Term Incentive Plan 18
ForForAmend Annual Share Award Plan 19
ForForAmend Balanced Scorecard Bonus Plan 20
Mitchells & Butlers plc
Meeting Date: 01/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForRe-elect Alistair Darby as Director 4
ForForRe-elect Stewart Gilliland as Director 5
AbstainForRe-elect Eddie Irwin as Director 6
AbstainForRe-elect Bob Ivell as Director 7
ForForRe-elect Tim Jones as Director 8
ForForRe-elect Douglas McMahon as Director 9
AbstainForRe-elect Ron Robson as Director 10
ForForRe-elect Colin Rutherford as Director 11
ForForRe-elect Imelda Walsh as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAmend 2013 Performance Restricted Share Plan
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 65 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mylan Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Orica Ltd.
Meeting Date: 01/29/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Nora Scheinkestel as Director For For
ForForElect Craig Elkington as Director 2.2
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Up to 210,000 Performance Rights to Ian Smith, Managing Director of the Company
4
ForForApprove the Grant of Up to 55,000 Performance Rights to Craig Elkington, Executive Director of Finance of the Company
5
Redefine International plc
Meeting Date: 01/29/2015 Country: Isle of Man
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
Page 66 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redefine International plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 3
ForForRe-elect Greg Clarke as Director 4
ForForRe-elect Michael Farrow as Director 5
ForForRe-elect Gavin Tipper as Director 6
ForForRe-elect Susan Ford as Director 7
ForForRe-elect Marc Wainer as Director 8
ForForElect Bernard Nackan as Director 9
ForForRe-elect Michael Watters as Director 10
ForForRe-elect Stephen Oakenfull as Director 11
ForForRe-elect Andrew Rowell as Director 12
ForForElect Adrian Horsburgh as Director 13
ForForReappoint KPMG as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Increase in Aggregate Fees Payable to Non-executive Directors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForApprove Scrip Dividend Alternative 18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise the Company to Use Electronic Communications
21
AbstainForApprove Transfer of the Company's Category of Listing from a Premium Listing (Investment Company) to a Premium Listing (Commercial Company)
22
Fraser and Neave, Limited
Meeting Date: 01/30/2015 Country: Singapore
Meeting Type: Annual
Page 67 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fraser and Neave, Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Charoen Sirivadhanabhakdi as Director 3a
ForForElect Khunying Wanna Sirivadhanabhakdi as Director
3b
ForForElect Tengku Syed Badarudin Jamalullail as Director
3c
ForForElect Chotiphat Bijananda as Director 3d
ForForElect Thapana Sirivadhanabhakdi as Director 3e
ForForApprove Directors' Fees 4
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
6
ForForApprove Grant of Awards and Issuance of Shares Under the F&N Restricted Share Plan and/or F&N Performance Share Plan
7
ForForApprove Issuance of Shares Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme
8
ForForApprove Mandate for Interested Person Transactions
9
AgainstForOther Business (Voting) 10
Fraser and Neave, Limited
Meeting Date: 01/30/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program For For
Page 68 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Frasers Centrepoint Limited
Meeting Date: 01/30/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Charoen Sirivadhanabhakdi as Director 3a
ForForElect Khunying Wanna Sirivadhanabhakdi as Director
3b
ForForElect Wee Joo Yeow as Director 3c
ForForElect Charles Mak Ming Ying as Director 3d
ForForElect Philip Eng Heng Nee as Director 3e
ForForElect Weerawong Chittmittrapap as Director 3f
ForForApprove Directors' Fees 4
ForForAppoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
6
AgainstForApprove Grant of Awards and Issuance of Shares under the FCL Restricted Share Plan and FCL Performance Share Plan
7
ForForApprove Mandate for Transactions with Related Parties
8
AgainstForOther Business (Voting) 9
Frasers Centrepoint Limited
Meeting Date: 01/30/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program For For
Page 69 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Henderson European Focus Trust plc
Meeting Date: 01/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Rodney Dennis as Director 4
ForForRe-elect Alexander Comba as Director 5
ForForElect Alain Dromer as Director 6
ForForAppoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
Mahindra & Mahindra Financial Services Limited
Meeting Date: 01/30/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect C. Bhave as Independent Non-Executive Director
1
Page 70 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monsanto Company
Meeting Date: 01/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gregory H. Boyce For For
ForForElect Director Janice L. Fields 1b
ForForElect Director Hugh Grant 1c
ForForElect Director Laura K. Ipsen 1d
ForForElect Director Marcos M. Lutz 1e
ForForElect Director C. Steven McMillan 1f
ForForElect Director William U. Parfet 1g
ForForElect Director George H. Poste 1h
ForForElect Director Robert J. Stevens 1i
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Lobbying Payments and Policy 4
ForAgainstAdopt Proxy Access Right 5
ForAgainstRequire Independent Board Chairman 6
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Absorption of Energetica Camacari Muricy I S.A. (Muricy)
For Do Not Vote
Do Not Vote
ForApprove Absorption of Arembepe Energia S.A. (Arembepe)
2
Page 71 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Absorption of Energetica Camacari Muricy I S.A. (Muricy)
1
ForApprove Absorption of Arembepe Energia S.A. (Arembepe)
2
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Absorption of Energetica Camacari Muricy I S.A. (Muricy)
1
Do Not Vote
ForApprove Absorption of Arembepe Energia S.A. (Arembepe)
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Absorption of Energetica Camacari Muricy I S.A. (Muricy)
1
ForApprove Absorption of Arembepe Energia S.A. (Arembepe)
2
Rock-Tenn Company
Meeting Date: 01/30/2015 Country: USA
Meeting Type: Annual
Page 72 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rock-Tenn Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Timothy J. Bernlohr For For
ForForElect Director Jenny A. Hourihan 1.2
ForForElect Director Bettina M. Whyte 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Schroder UK Mid Cap Fund plc
Meeting Date: 01/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForElect Andrew Page as Director 4
ForForRe-elect Rachel Beagles as Director 5
ForForRe-elect Robert Rickman as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
Page 73 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens (India) Ltd.
Meeting Date: 01/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForReelect J. Kaeser as Director 3
ForForApprove S R B C & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect D.S. Parekh as Independent Director 5
ForForElect Y.H. Malegam as Independent Director 6
ForForElect D.C. Shroff as Independent Director 7
ForForElect N.J. Jhaveri as Independent Director 8
ForForElect K. B. Dadiseth as Independent Director 9
ForForElect P. V. Nayak as Independent Director 10
ForForElect C. Rummel as Director 11
ForForApprove Appointment and Remuneration of C. Rummel as Executive Director and CFO
12
ForForApprove Revision in the Remuneration of C. Rummel, Executive Director and CFO
13
ForForApprove Revision in the Remuneration of S. Mathur, Managing Director and CEO
14
ForForApprove Commission Remuneration for Non-Executive Directors
15
ForForApprove Remuneration of Cost Auditors 16
ForForApprove Transactions with Siemens Aktiengesellschaft, Germany, Holding company of the Company
17
The Scottish Investment Trust plc
Meeting Date: 01/30/2015 Country: United Kingdom
Meeting Type: Annual
Page 74 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Scottish Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Douglas McDougall as Director 4
ForForRe-elect Hamish Buchan as Director 5
ForForRe-elect Russell Napier as Director 6
ForForRe-elect James Will as Director 7
ForForElect Ian Hunter as Director 8
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ThyssenKrupp AG
Meeting Date: 01/30/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.11 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify PricewaterhouseCoopers AG as Auditors for Fiscal 2014/2015
5
ForForApprove Remuneration System for Management Board Members
6
ForForElect Ingrid Hengster to the Supervisory Board
7.1
ForForElect Hans-Peter Keitel to the Supervisory Board
7.2
Page 75 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ThyssenKrupp AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ulrich Lehner to the Supervisory Board 7.3
ForForElect Rene Obermann to the Supervisory Board
7.4
ForForElect Bernhard Pellens to the Supervisory Board
7.5
ForForElect Carola Graefin von Schmettow to the Supervisory Board
7.6
ForForElect Carsten Spohr to the Supervisory Board 7.7
ForForElect Jens Tischendorf to the Supervisory Board
7.8
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
Tyson Foods, Inc.
Meeting Date: 01/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John Tyson For For
ForForElect Director Kathleen M. Bader 1b
ForForElect Director Gaurdie E. Banister, Jr. 1c
ForForElect Director Jim Kever 1d
ForForElect Director Kevin M. McNamara 1e
ForForElect Director Brad T. Sauer 1f
ForForElect Director Donnie Smith 1g
ForForElect Director Robert Thurber 1h
ForForElect Director Barbara A. Tyson 1i
ForForRatify Auditors 2
ForAgainstImplement a Water Quality Stewardship Policy
3
ForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
Page 76 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tyson Foods, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstReport on Practices to Mitigate Palm Oil Sourcing Impacts
5
Qatar National Bank
Meeting Date: 02/01/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations and Financial Statements
For For
ForFor Approve Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Discharge of Directors and Fix their Remuneration
5
ForForApprove Corporate Governance Report 6
ForForRatify Auditors and Fix Their Remuneration 7
Aberdeen Asset Management plc
Meeting Date: 02/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Julie Chakraverty as Director 5
Page 77 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Roger Cornick as Director 6
ForForRe-elect Martin Gilbert as Director 7
ForForRe-elect Andrew Laing as Director 8
ForForRe-elect Rod MacRae as Director 9
ForForRe-elect Richard Mully as Director 10
ForForRe-elect Jim Pettigrew as Director 11
ForForRe-elect Bill Rattray as Director 12
ForForRe-elect Anne Richards as Director 13
ForForRe-elect Jutta af Rosenborg as Director 14
ForForRe-elect Akira Suzuki as Director 15
ForForRe-elect Simon Troughton as Director 16
ForForRe-elect Hugh Young as Director 17
ForForApprove Remuneration Report 18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise EU Political Donations and Expenditure
23
Emerson Electric Co.
Meeting Date: 02/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director A. F. Golden For For
ForForElect Director W. R. Johnson 1.2
ForForElect Director C. Kendle 1.3
ForForElect Director J. S. Turley 1.4
Page 78 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Emerson Electric Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director A. A. Busch, III 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForAmend Executive Incentive Bonus Plan 4
ForForRatify Auditors 5
ForAgainstReport on Sustainability, Including GHG Goals 6
ForAgainstReport on Political Contributions 7
ForAgainstReport on Lobbying Payments and Policy 8
Finsbury Growth & Income Trust plc
Meeting Date: 02/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect Anthony Townsend as Director 2
ForForRe-elect John Allard as Director 3
ForForRe-elect Neil Collins as Director 4
ForForRe-elect David Hunt as Director 5
ForForRe-elect Vanessa Renwick as Director 6
ForForApprove Remuneration Report 7
ForForAppoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Directors to Sell Treasury Shares for Cash
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAdopt New Articles of Association 13
Page 79 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finsbury Growth & Income Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Rockwell Automation, Inc.
Meeting Date: 02/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A1 Elect Director Betty C. Alewine For For
ForForElect Director J. Phillip Holloman A2
ForForElect Director Verne G. Istock A3
ForForElect Director Lawrence D. Kingsley A4
ForForElect Director Lisa A. Payne A5
ForForRatify Auditors B
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
C
ForForAdopt Majority Voting for Uncontested Election of Directors
D
UDG Healthcare plc
Meeting Date: 02/03/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Chris Brinsmead as Director 4(a)
ForForRe-elect Chris Corbin as Director 4(b)
Page 80 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UDG Healthcare plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Liam FitzGerald as Director 4(c)
ForForRe-elect Peter Gray as Director 4(d)
ForForRe-elect Brendan McAtamney as Director 4(e)
ForForRe-elect Gerard van Odijk as Director 4(f)
ForForRe-elect Alan Ralph as Director 4(g)
ForForRe-elect Lisa Ricciardi as Director 4(h)
ForForRe-elect Philip Toomey as Director 4(i)
ForForRe-elect Linda Wilding as Director 4(j)
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAuthorise Reissuance of Repurchased Shares 10
Accenture plc
Meeting Date: 02/04/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jaime Ardila For For
ForForElect Director Dina Dublon 1b
ForForElect Director Charles H. Giancarlo 1c
ForForElect Director William L. Kimsey 1d
ForForElect Director Marjorie Magner 1e
ForForElect Director Blythe J. McGarvie 1f
ForForElect Director Pierre Nanterme 1g
ForForElect Director Gilles C. Pelisson 1h
Page 81 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Accenture plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Paula A. Price 1i
ForForElect Director Wulf von Schimmelmann 1j
ForForElect Director Frank K. Tang 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize the Holding of the 2016 AGM at a Location Outside Ireland
6
AgainstForAuthorize Open-Market Purchases of Class A Ordinary Shares
7
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
8
Barloworld Ltd
Meeting Date: 02/04/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions to be Completed by Ordinary Shareholders
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2014
1
ForForElect Ngozi Edozien as Director 2
ForForElect Dominic Sewela as Director 3
ForForRe-elect John Blackbeard as Director 4
ForForRe-elect Martin Laubscher as Director 5
ForForRe-elect Sibongile Mkhabela as Director 6
ForForRe-elect Sango Ntsaluba as Director 7
ForForRe-elect Dumisa Ntsebeza as Director 8
Page 82 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barloworld Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Gordon Hamilton as Chairman of the Audit Committee
9
ForForRe-elect Babalwa Ngonyama as Member of the Audit Committee
10
ForForRe-elect Sango Ntsaluba as Member of the Audit Committee
11
ForForReappoint Deloitte and Touche as Auditors of the Company with Graeme Berry as the Individual Registered Auditor and Authorise Their Remuneration
12
ForForApprove Remuneration Policy 13
Special Resolutions to be Completed by Ordinary Shareholders
ForForApprove Fees for the Chairman of the Board 1.1
ForForApprove Fees for the Resident Non-Executive Directors
1.2
ForForApprove Fees for the Non-Resident Non-Executive Directors
1.3
ForForApprove Fees for the Chairman of the Audit Committee (Non-Resident)
1.4
ForForApprove Fees for the Resident Members of the Audit Committee
1.5
ForForApprove Fees for the Chairman of the Remuneration Committee (Non-Resident)
1.6
ForForApprove Fees for the Chairman of the Social, Ethics and Transformation Committee (Resident)
1.7
ForForApprove Fees for the Chairman of the Risk and Sustainability Committee (Resident)
1.8
ForForApprove Fees for the Chairman of the General Purposes Committee (Resident)
1.9
ForForApprove Fees for the Chairman of the Nomination Committee (Resident)
1.10
ForForApprove Fees for the Resident Members of Each of the Board Committees Other Than Audit Committee
1.11
ForForApprove Fees for the Non-resident Members of Each of the Board Committees
1.12
ForForApprove Financial Assistance to Related or Inter-related Companies and Corporations
2
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
3
Page 83 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Connect Group plc
Meeting Date: 02/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Dennis Millard as Director 5
ForForRe-elect Mark Cashmore as Director 6
ForForRe-elect Jonathan Bunting as Director 7
ForForRe-elect Nick Gresham as Director 8
ForForRe-elect Andrew Brent as Director 9
ForForRe-elect Anthony Cann as Director 10
ForForRe-elect John Worby as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Grainger plc
Meeting Date: 02/04/2015 Country: United Kingdom
Meeting Type: Annual
Page 84 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grainger plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForElect Ian Coull as Director 4
ForForRe-elect Andrew Cunningham as Director 5
ForForRe-elect Simon Davies as Director 6
ForForRe-elect Baroness Margaret Ford as Director 7
ForForRe-elect Mark Greenwood as Director 8
ForForRe-elect Nick Jopling as Director 9
ForForRe-elect Belinda Richards as Director 10
ForForRe-elect Tony Wray as Director 11
ForForAppoint KPMG LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForAuthorise EU Political Donations and Expenditure
18
Nampak Ltd
Meeting Date: 02/04/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Nopasika Lila as Director For For
Page 85 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nampak Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Nosipho Molope as Director 2
ForForRe-elect Disebo Moephuli as Director 3
ForForRe-elect Peter Surgey as Director 4
ForForRe-elect Fezekile Tshiqi as Director 5
ForForReappoint Deloitte & Touche as Auditors of the Company with Trushar Kalan as the Individual Registered Auditor
6
ForForRe-elect Nosipho Molope as Chairman of the Audit Committee
7
ForForRe-elect Roy Andersen as Member of the Audit Committee
8
ForForElect Nopasika Lila as Member of the Audit Committee
9
ForForElect Ipeleng Mkhari as Member of the Audit Committee
10
ForForApprove Remuneration Policy 11
ForForApprove Non-Executive Directors' Fees 12
ForForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
13
ForForApprove Financial Assistance to Related or Inter-related Companies or Corporations
14
Victrex plc
Meeting Date: 02/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect Larry Pentz as Director 5
ForForRe-elect Dr Pamela Kirby as Director 6
ForForRe-elect Giles Kerr as Director 7
Page 86 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Victrex plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Patrick De Smedt as Director 8
ForForRe-elect David Hummel as Director 9
ForForRe-elect Tim Cooper as Director 10
ForForRe-elect Louisa Burdett as Director 11
ForForReappoint KPMG LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForApprove Executive Share Option Plan 15
ForForApprove Sharesave Plan 16
ForForApprove Employee Stock Purchase Plan 17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY BUSINESS
ForForApprove Satisfaction of the Conditions for Non-Public Issuance of A Shares of the Company
1
ForForApprove Feasibility Analysis Report on the Use of Proceeds from the Fund Raising of the Non-public Issuance of Shares of the Company
2
ForForApprove Report on the Use of Proceeds from the Previous Fund Raising
3
ForForApprove Amendments to the Administrative Measures on Fund Raising of the Company
4
Page 87 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Plan of the Overseas Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd.
5
ForForApprove Compliance of the Overseas Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
6
ForForApprove Undertaking of the Company to Maintain its Independent Listing Status
7
ForForApprove Description of Sustained Profitability and Prospects of the Company
8
ForForAuthorize Board and its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd.
9
ForForElect Qi Xiaofei as Director 10
SPECIAL BUSINESS
ForForApprove Class and Par Value of Shares to be Issued in Relation to Non-public Issuance of A Shares
1.01
ForForApprove Target Subscribers in Relation to Non-public Issuance of A Shares
1.02
ForForApprove Number of Shares to be Issued and the Method of Subscription in Relation to Non-public Issuance of A Shares
1.03
ForForApprove Method of Issuance in Relation to Non-public Issuance of A Shares
1.04
ForForApprove Pricing Benchmark Date, Issue Price and Method of Pricing in Relation to Non-public Issuance of A Shares
1.05
ForForApprove Lock-up Period Arrangement in Relation to Non-public Issuance of A Shares
1.06
ForForApprove Place of Listing in Relation to Non-public Issuance of A Shares
1.07
ForForApprove Use of proceeds from Fund Raising in Relation to Non-public Issuance of A Shares
1.08
ForForApprove Accumulated Profit Distribution of the Company Prior to the Non-public Issuance of A Shares
1.09
ForForApprove Valid Term of the Resolution Relating to the Non-public Issuance of A Shares
1.10
Page 88 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Plan on the Non-public Issuance of A Shares of the Company
2
ForForAuthorize Board and its Authorized Persons to Deal with Matters Relating to the Non-public Issuance of A Shares
3
ForForApprove Shareholders' Return Plan for the Coming Three Years (2015-2017)
4
ForForApprove Amendments to Articles of Association
5
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
6
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
ForForApprove Class and Par Value of Shares to be Issued in Relation to Non-public Issuance of A-shares
1.01
ForForApprove Target Subscribers in Relation to Non-public Issuance of A-shares
1.02
ForForApprove Number of Shares to be Issued and the Method of Subscription in Relation to Non-public Issuance of A-shares
1.03
ForForApprove Method of Issuance in Relation to Non-public Issuance of A-shares
1.04
ForForApprove Pricing Benchmark Date, Issue Price and Method of Pricing in Relation to Non-public Issuance of A-shares
1.05
ForForApprove Lock-up Period Arrangement in Relation to Non-public Issuance of A-shares
1.06
ForForApprove Place of Listing in Relation to Non-public Issuance of A-shares
1.07
ForForApprove Use of Proceeds from Fund Raising 1.08
ForForApprove Accumulated Profit Distribution of the Company Prior to the Non-public Issuance of A-shares
1.09
Page 89 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Valid Term of the Resolution Relating to the Non-public Issuance of A-shares
1.10
ForForApprove Plan on the Non-public Issuance of A Shares of the Company
2
Compass Group plc
Meeting Date: 02/05/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Carol Arrowsmith as Director 5
ForForRe-elect Dominic Blakemore as Director 6
ForForRe-elect Richard Cousins as Director 7
ForForRe-elect Gary Green as Director 8
ForForRe-elect Andrew Martin as Director 9
ForForRe-elect John Bason as Director 10
ForForRe-elect Susan Murray as Director 11
ForForRe-elect Don Robert as Director 12
ForForRe-elect Sir Ian Robinson as Director 13
ForForRe-elect Paul Walsh as Director 14
ForForAppoint KPMG LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAmend Long Term Incentive Plan 2010 18
Page 90 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compass Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
Enterprise Inns plc
Meeting Date: 02/05/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForRe-elect Robert Walker as Director 4
ForForRe-elect Simon Townsend as Director 5
ForForRe-elect Neil Smith as Director 6
ForForRe-elect David Maloney as Director 7
ForForRe-elect Peter Baguley as Director 8
ForForElect Adam Fowle as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForApprove 2015 Long-Term Incentive Plan 13
ForForApprove 2015 Save As You Earn Scheme 14
ForForApprove 2015 Share Incentive Plan 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
Page 91 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enterprise Inns plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Gildan Activewear Inc.
Meeting Date: 02/05/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson For For
ForForElect Director Donald C. Berg 1.2
ForForElect Director Glenn J. Chamandy 1.3
ForForElect Director Russell Goodman 1.4
ForForElect Director Russ Hagey 1.5
ForForElect Director George Heller 1.6
ForForElect Director Anne Martin-Vachon 1.7
ForForElect Director Sheila O'Brien 1.8
ForForElect Director Gonzalo F. Valdes-Fauli 1.9
AgainstForAdvisory Vote on Executive Compensation Approach
2
ForForRatify KPMG LLP as Auditors 3
Light S.A.
Meeting Date: 02/05/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors For Do Not Vote
Page 92 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 02/05/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Key Employee Share Purchase Scheme
For For
Rockwell Collins, Inc.
Meeting Date: 02/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Anthony J. Carbone For For
ForForElect Director Robert K. Ortberg 1.2
ForForElect Director Cheryl L. Shavers 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
AgainstForApprove Omnibus Stock Plan 4
YPF Sociedad Anonima
Meeting Date: 02/05/2015 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForDesignate Two Shareholders to Sign Minutes of Meeting
1
ForAuthorize Increase of Global Program for Bond Issuance up to USD 8 Billion
2
Page 93 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natura Cosmeticos S.A.
Meeting Date: 02/06/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For Do Not Vote
Do Not Vote
ForApprove Restricted Stock Plan 2
Do Not Vote
ForAmend Remuneration of Company's Management
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Stock Option Plan 1
ForApprove Restricted Stock Plan 2
ForAmend Remuneration of Company's Management
3
Netcare Ltd
Meeting Date: 02/06/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2014
For For
ForForReappoint Grant Thornton as Auditors of the Company with EFG Dreyer as the Designated Auditor and Authorise Their Remuneration
2
ForForRe-elect Thevendrie Brewer as Director 3.1
ForForRe-elect Azar Jammine as Director 3.2
ForForElect Jill Watts as Director 3.3
ForForRe-elect Norman Weltman as Director 3.4
Page 94 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Netcare Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Thevendrie Brewer as Chairperson of the Audit Committee
4.1
ForForRe-elect Azar Jammine as Member of the Audit Committee
4.2
ForForRe-elect Norman Weltman as Member of the Audit Committee
4.3
ForForAuthorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital
5
AgainstForApprove Remuneration Policy 6
ForForAuthorise Board to Ratify and Execute Approved Resolutions
7
ForForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
8
AgainstForApprove Remuneration of Non-Executive Directors
9
ForForApprove Financial Assistance to Related or Inter-related Companies
10
Ophir Energy plc
Meeting Date: 02/06/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Salamander Energy plc For Abstain
Salamander Energy plc
Meeting Date: 02/06/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of Salamander Energy plc by Ophir Energy plc
For Abstain
Page 95 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Salamander Energy plc
Meeting Date: 02/06/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Shaftesbury plc
Meeting Date: 02/06/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Jonathan Lane as Director 4
ForForRe-elect Brian Bickell as Director 5
ForForRe-elect Simon Quayle as Director 6
ForForRe-elect Thomas Welton as Director 7
ForForRe-elect Christopher Ward as Director 8
ForForRe-elect Jill Little as Director 9
ForForRe-elect Oliver Marriott as Director 10
ForForRe-elect Dermot Mathias as Director 11
ForForRe-elect Hilary Riva as Director 12
ForForRe-elect Sally Walden as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
Page 96 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shaftesbury plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Haitong Securities Co., Ltd.
Meeting Date: 02/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
AgainstForApprove Type and Nominal Value in Relation to H Share Issuance
1.1
AgainstForApprove Issue Method in Relation to H Share Issuance
1.2
AgainstForApprove Issue Targets in Relation to H Share Issuance
1.3
AgainstForApprove Issue Size in Relation to H Share Issuance
1.4
AgainstForApprove Issue Price in Relation to H Share Issuance
1.5
AgainstForApprove Subscription Method in Relation to H Share Issuance
1.6
AgainstForApprove Accumulated Undistributed Profit in Relation to H Share Issuance
1.7
ForForApprove Use of Proceeds in Relation to H Share Issuance
1.8
AgainstForApprove Validity Period of Resolution in Relation to H Share Issuance
1.9
ForForApprove Authorisation for Issue of New H Shares
1.10
ForForApprove Amendments to Articles of Association
2
ForForApprove Type in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.1
Page 97 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Term in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.2
ForForApprove Interest Rate in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.3
ForForApprove Issuer, Issue Size and Issue Method in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.4
ForForApprove Issuer Price in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.5
ForForApprove Security and Other Credit Enhancement Arrangements in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.6
ForForApprove Use of Proceeds in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.7
ForForApprove Issue Target and Arrangements on Placement to Shareholders of the Company in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.8
ForForApprove Guarantee Measures for Repayment in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.9
ForForApprove Listing of Debt Financing Instruments in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.10
ForForApprove Validity Period of Resolution in Relation General Mandate to Issue Other Onshore Debt Financing Instrument
3.11
ForForApprove Authorisation for Issuance of Other Onshore Debt Financing Instruments of the Company
3.12
ORDINARY BUSINESS
ForForApprove Report on Use of Proceeds from Previous Funds Raising Activity of the Company
1
ForForApprove Increase in Quota of External Guarantee
2
ForForApprove Proposal Regarding Investment Asset Allocation of Equity, Fixed IncomeSecurities and Derivative Products of the Company for 2015
3
Page 98 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Meeting Date: 02/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Type and Nominal Value in Relation to H Share Issuance
1.1
AgainstForApprove Issue Method in Relation to H Share Issuance
1.2
AgainstForApprove Issue Targets in Relation to H Share Issuance
1.3
AgainstForApprove Issue Size in Relation to H Share Issuance
1.4
AgainstForApprove Issue Price in Relation to H Share Issuance
1.5
AgainstForApprove Subscription Method in Relation to H Share Issuance
1.6
AgainstForApprove Accumulated Undistributed Profit in Relation to H Share Issuance
1.7
ForForApprove Use of Proceeds in Relation to H Share Issuance
1.8
AgainstForApprove Validity Period of Resolution in Relation to H Share Issuance
1.9
ForForApprove Authorisation for Issue of New H Shares
1.10
Kofax Limited
Meeting Date: 02/09/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Listing of Common Shares on the Premium Segment of Official List of the Financial Conduct Authority and of Admission of Such Shares to Trading on the Main Market for Listed Securities of London Stock Exchange plc
For Abstain
AgainstForAdopt New By-Laws 2
Page 99 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kofax Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Equity Incentive Plan 3
AgainstForApprove Executive Bonus Plan 4
Nutreco NV
Meeting Date: 02/09/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1.1
Receive Announcements 1.2
Discuss Public Offer by SHV Holdings 2
ForForApprove Completion Bonus of the Executive Board Re: Public Offer by SHV Holdings
3
ForForAmend Articles as per the Settlement Date Re: Public Offer by SHV Holdings
4
AgainstForApprove Discharge of Supervisory Board as per Settlement Date of Public Offer by SHV Holdings
5
Receive Information on the Resignation of Supervisory Board Members J.M. de Jong, A. Puri, and H.W.P.M.A Verhagen as per Settlement Date of Public Offer by SHV Holdings
6.1
ForForElect S.R. Nanninga to Supervisory Board 6.2
ForForElect B.L.J.M Beerkens to Supervisory Board 6.3
ForForElect W. van der Woerd to Supervisory Board 6.4
Other Business (Non-Voting) 7
Close Meeting 8
Tiger Brands Ltd
Meeting Date: 02/09/2015 Country: South Africa
Meeting Type: Annual
Page 100 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tiger Brands Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present the Report from the Social, Ethics and Transformation Committee
Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2014
2.1
ForForRe-elect Bheki Sibiya as Director 2.2.1
ForForRe-elect Richard Dunne as Director 2.2.2
ForForRe-elect Peter Matlare as Director 2.2.3
ForForRe-elect Funke Ighodaro as Director 2.2.4
ForForApprove Remuneration Policy 2.3
ForForRe-elect Richard Dunne as Member of Audit Committee
2.4.1
ForForRe-elect Khotso Mokhele as Member of Audit Committee
2.4.2
ForForRe-elect Rob Nisbet as Member of Audit Committee
2.4.3
ForForReappoint Ernst & Young Inc as Auditors of the Company
2.5
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2.6
ForForApprove Financial Assistance to Related and Inter-related Parties
3.1
ForForApprove Remuneration of Non-executive Directors, including the Chairman and Deputy Chairman Effective from 1 March 2015
3.2
ForForApprove Remuneration of Non-executive Directors who Participate in Subcommittees of the Board Effective from 1 March 2015
3.3
ForForApprove Increase of Fees Payable to Non-Executive Directors who Attend Unscheduled Meetings of the Board and who Undertake Additional Work
3.4
ForForAuthorise Repurchase of Issued Share Capital 3.5
China Cinda Asset Management Co., Ltd.
Meeting Date: 02/10/2015 Country: China
Meeting Type: Special
Page 101 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Cinda Asset Management Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Settlement Scheme for Directors for 2013
For For
ForForApprove Remuneration Settlement Scheme for Supervisors for 2013
2
ForForApprove Appointment of Accounting Firms for 2015
3
ForForElect Gong Jiande as Supervisor 4.1
ForForElect Liu Yanfen as Supervisor 4.2
ForForElect Li Chun as Supervisor 4.3
ForForApprove Issuance Plan of Financial Bonds for 2015 and Relevant Authorization
5
Datang International Power Generation Co. Ltd
Meeting Date: 02/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Extension of Term for Framework Agreement of Sale of Natural Gas and the Sale and Purchase Contract
1.1
ForForApprove Extension of Term for Sale and Purchase Contract of Chemical Products (Duolun)
1.2
ForForApprove Continuing Connected Transactions of the Company's Sales and Purchase of Coal (2015)
2
AgainstNoneApprove Financial Guarantee for 2015 3
ForNoneApprove Provision for Impairment 4
ForForApprove Issue of Non-public Debt Financing Instruments
5
Page 102 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NTPC Ltd.
Meeting Date: 02/10/2015 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
TUI AG
Meeting Date: 02/10/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.33 per Share
2
ForForApprove Discharge of Management Board Member Friedrich Joussen for Fiscal 2013/2014
3.1
ForForApprove Discharge of Management Board Member Horst Baier for Fiscal 2013/2014
3.2
ForForApprove Discharge of Management Board Member Peter Long for Fiscal 2013/2014
3.3
ForForApprove Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013/2014
4.1
ForForApprove Discharge of Supervisory Board Member Petra Gerstenkorn for Fiscal 2013/2014
4.2
ForForApprove Discharge of Supervisory Board Member Frank Jakobi for Fiscal 2013/2014
4.3
ForForApprove Discharge of Supervisory Board MemberAnass Houir Alami for Fiscal 2013/2014
4.4
ForForApprove Discharge of Supervisory Board Member Andreas Barczewski for Fiscal 2013/2014
4.5
ForForApprove Discharge of Supervisory Board Member Peter Bremme for Fiscal 2013/2014
4.6
Page 103 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Supervisory Board Member Arnd Dunse for Fiscal 2013/2014
4.7
ForForApprove Discharge of Supervisory Board Member Edgar Ernst for Fiscal 2013/2014
4.8
ForForApprove Discharge of Supervisory Board Member Angelika Gifford for Fiscal 2013/2014
4.9
ForForApprove Discharge of Supervisory Board Member Ingo Kronsfoth for Fiscal 2013/2014
4.10
ForForApprove Discharge of Supervisory Board Member Vladimir Lukin for Fiscal 2013/2014
4.11
ForForApprove Discharge of Supervisory Board Member Mikhail Noskov for Fiscal 2013/2014
4.12
ForForApprove Discharge of Supervisory Board Member Michael Poenipp for Fiscal 2013/2014
4.13
ForForApprove Discharge of Supervisory Board Member Carmen Riu Gueell for Fiscal 2013/2014
4.14
ForForApprove Discharge of Supervisory Board Member Carola Schwirn for Fiscal 2013/2014
4.15
ForForApprove Discharge of Supervisory Board Member Maxim G. Shemetov for Fiscal 2013/2014
4.16
ForForApprove Discharge of Supervisory Board Member Anette Strempel for Fiscal 2013/2014
4.17
ForForApprove Discharge of Supervisory Board Member Christian Strenger for Fiscal 2013/2014
4.18
ForForApprove Discharge of Supervisory Board Member Ortwin Strubelt for Fiscal 2013/2014
4.19
ForForApprove Discharge of Supervisory Board Member Vladimir Yakushev for Fiscal 2013/2014
4.20
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2014/2015
5
ForForElect Maxim G. Shemetov to the Supervisory Board
6
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
ForForApprove Affiliation Agreements with Leibniz-Service GmbH
8
Page 104 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F&C Capital and Income Investment Trust plc
Meeting Date: 02/11/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Tim Scholefield as Director 3
ForForRe-elect Steven Bates as Director 4
ForForRe-elect John Emly as Director 5
ForForReappoint PricewaterhouseCoopers LLP as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
Sappi Ltd
Meeting Date: 02/11/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended September 2014
1
ForForElect Glen Pearce as Director 2
ForForRe-elect Dr Danie Cronje as Director 3.1
ForForRe-elect Nkateko Mageza as Director 3.2
ForForRe-elect John McKenzie as Director 3.3
ForForRe-elect Valli Moosa as Director 3.4
Page 105 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sappi Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sir Anthony Rudd as Director 3.5
ForForRe-elect Dr Len Konar as Chairman of the Audit Committee
4.1
ForForRe-elect Frits Beurskens as Member of the Audit Committee
4.2
ForForRe-elect Mike Fallon as Member of the Audit Committee
4.3
ForForRe-elect Peter Mageza as Member of the Audit Committee
4.4
ForForRe-elect Karen Osar as Member of the Audit Committee
4.5
ForForReappoint Deloitte & Touche as Auditors of the Company with Roy Campbell as the Designated Registered Auditor
5
ForForPlace Authorised but Unissued Shares under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust
6.1
ForForAuthorise Any Subsidiary to Sell and to Transfer to The Sappi Limited Share Incentive Trust and The Sappi Limited Performance Share Incentive Trust Such Shares as May be Required for the Purposes of the Schemes
6.2
ForForApprove Remuneration Policy 7
Special Resolutions
ForForApprove Non-Executive Directors' Fees 1
ForForApprove Financial Assistance to Related or Inter-related Companies
2
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
8
BATM Advanced Communications Ltd
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Dr Avigdor Shefferman as Director For For
Page 106 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BATM Advanced Communications Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Management Services Contract with Nostredamus Technology Services Ltd
2
AgainstForApprove a One-Time Bonus to Ofer Barner 3
Blackrock North American Income Trust plc
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend Policy to Continue to Pay Four Quarterly Interim Dividends
3
ForForRe-elect Christopher Casey as Director 4
ForForRe-elect Simon Miller as Director 5
ForForAppoint PricewaterhouseCoopers LLP as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
AbstainForApprove Tender Offer 11
AbstainForApprove Tender Offer 12
easyJet plc
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Annual
Page 107 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Ordinary Dividend 4
ForForElect Dr Andreas Bierwirth as Director 5
ForForElect Francois Rubichon as Director 6
ForForRe-elect John Barton as Director 7
ForForRe-elect Charles Gurassa as Director 8
ForForRe-elect Carolyn McCall as Director 9
ForForRe-elect Chris Kennedy as Director 10
ForForRe-elect Adele Anderson as Director 11
ForForRe-elect John Browett as Director 12
ForForRe-elect Keith Hamill as Director 13
ForForRe-elect Andy Martin as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForApprove Long Term Incentive Plan 19
ForForApprove UK Sharesave Plan 20
ForForApprove International Sharesave Plan 21
ForForApprove Share Incentive Plan 22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise Market Purchase of Ordinary Shares 24
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
25
Page 108 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GCP Infrastructure Investments Ltd.
Meeting Date: 02/12/2015 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Remuneration of Directors 4
ForForReelect Ian Reeves as a Director 5
ForForReelect Clive Spears as a Director 6
ForForReelect Paul de Gruchy as a Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorize Board to Fix Remuneration of Auditors
9
ForForIncrease Authorized Share Capital 10
AbstainForAuthorise Issuance of Shares without Pre-emptive Rights Pursuant to the New Placing Programme and by Way of Rights Issue
11
ForForApprove Share Repurchase Program 12
Infineon Technologies AG
Meeting Date: 02/12/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.18 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2013/2014
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Page 109 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
Do Not Vote
ForElect Peter Bauer to the Supervisory Board 6.1
Do Not Vote
ForElect Herbert Diess to the Supervisory Board 6.2
Do Not Vote
ForElect Hans-Ulrich Holdenried to the Supervisory Board
6.3
Do Not Vote
ForElect Renate Koecher to the Supervisory Board
6.4
Do Not Vote
ForElect Wolfgang Mayrhuber to the Supervisory Board
6.5
Do Not Vote
ForElect Manfred Puffer to the Supervisory Board 6.6
Do Not Vote
ForElect Doris Schmitt-Landsiedel to the Supervisory Board
6.7
Do Not Vote
ForElect Eckart Suenner to the Supervisory Board 6.8
Do Not Vote
ForApprove Cancellation of Conditional Capital 2009/1
7
Do Not Vote
ForApprove Cancellation of Authorized Capital 2010/II
8
Do Not Vote
ForApprove Creation of EUR 676 Million Pool of Capital with Partial Exclusion of Preemptive Rights
9
Do Not Vote
ForAmend Articles Re: Direction and Course of Annual General Meeting
10
Do Not Vote
ForApprove Affiliation Agreement with Subsidiary Infineon Technologies Mantel 27 GmbH
11
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
1
ForForApprove Allocation of Income and Dividends of EUR 0.18 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
Page 110 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Peter Bauer to the Supervisory Board 6.1
ForForElect Herbert Diess to the Supervisory Board 6.2
ForForElect Hans-Ulrich Holdenried to the Supervisory Board
6.3
ForForElect Renate Koecher to the Supervisory Board
6.4
ForForElect Wolfgang Mayrhuber to the Supervisory Board
6.5
ForForElect Manfred Puffer to the Supervisory Board 6.6
ForForElect Doris Schmitt-Landsiedel to the Supervisory Board
6.7
ForForElect Eckart Suenner to the Supervisory Board 6.8
ForForApprove Cancellation of Conditional Capital 2009/1
7
ForForApprove Cancellation of Authorized Capital 2010/II
8
AgainstForApprove Creation of EUR 676 Million Pool of Capital with Partial Exclusion of Preemptive Rights
9
ForForAmend Articles Re: Direction and Course of Annual General Meeting
10
ForForApprove Affiliation Agreement with Subsidiary Infineon Technologies Mantel 27 GmbH
11
TD Ameritrade Holding Corporation
Meeting Date: 02/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director W. Edmund Clark For For
ForForElect Director Karen E. Maidment 1.2
ForForElect Director Mark L. Mitchell 1.3
ForForElect Director Fredric J. Tomczyk 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 111 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TD Ameritrade Holding Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Auditors 3
The Paragon Group of Companies plc
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Hugo Tudor as Director 4
ForForRe-elect Robert Dench as Director 5
ForForRe-elect Nigel Terrington as Director 6
ForForRe-elect Richard Woodman as Director 7
ForForRe-elect John Heron as Director 8
ForForRe-elect Edward Tilly as Director 9
ForForRe-elect Alan Fletcher as Director 10
ForForRe-elect Peter Hartill as Director 11
ForForRe-elect Fiona Clutterbuck as Director 12
ForForReappoint Deloitte LLP as Auditors 13
AgainstForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAdopt New Articles of Association 19
ForForApprove Maximum Ratio of Variable to Fixed Remuneration
20
Page 112 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 02/12/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors For Do Not Vote
Varian Medical Systems, Inc.
Meeting Date: 02/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Timothy E. Guertin For For
ForForElect Director David J. Illingworth 1.2
ForForElect Director Ruediger Naumann-Etienne 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Zoopla Property Group Plc
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect Mike Evans as Director 5
Page 113 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zoopla Property Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Alex Chesterman as Director 6
ForForElect Stephen Morana as Director 7
ForForElect Duncan Tatton-Brown as Director 8
ForForElect Sherry Coutu as Director 9
ForForElect Robin Klein as Director 10
ForForElect Grenville Turner as Director 11
ForForElect Stephen Daintith as Director 12
ForForElect David Dutton as Director 13
ForForAppoint Deloitte as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
AbstainForApprove Waiver on Tender-Bid Requirement 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 02/13/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Company's CEO as Director For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 114 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Company's CEO as Director 1
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 02/13/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForElect Company's CEO as Director 1
Huadian Power International Corporation Ltd.
Meeting Date: 02/13/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
SPECIAL RESOULTIONS
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
AgainstForApprove Class of Shares to be Issued in Relation to the Additional A Shares Issue
2.1
AgainstForApprove Nominal Value Per Share in Relation to the Additional A Shares Issue
2.2
AgainstForApprove Target Subscriber and Lock-up Period in Relation to the Additional A Shares Issue
2.3
AgainstForApprove Method of Issuance in Relation to the Additional A Shares Issue
2.4
AgainstForApprove Method of Subscription in Relation to the Additional A Shares Issue
2.5
AgainstForApprove Determination Date of the Issuance Price in Relation to the Additional A Shares Issue
2.6
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huadian Power International Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Number of Shares to be Issued in Relation to the Additional A Shares Issue
2.7
AgainstForApprove Listing Arrangement in Relation to the Additional A Shares Issue
2.8
ForForApprove Use of Proceeds in Relation to the Additional A Shares Issue
2.9
AgainstForApprove Arrangement of Retained Profits in Relation to the Additional A Shares Issue
2.10
AgainstForApprove Validity Period of the Resolution in Relation to the Additional A Shares Issue
2.11
AgainstForApprove China Huadian A Shares Subscription Agreement and Related Transactions
3
AgainstForAmend Articles of Association 4
ORDINARY RESOLUTIONS
AgainstForApprove the Condtions for Non Public Issuance of A Shares Under the Administrative Measures for the Issuance of Securities by Listed Companies of PRC
5
ForForApprove Feasibility Analysis on the Use of Proceeds from the Additional A Shares Issue
6
ForForApprove Report on the Previous Use of Proceeds from the Additional A Shares Issue
7
The Spar Group Ltd
Meeting Date: 02/13/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Phumla Mnganga as Director 1.1
ForForRe-elect Chris Wells as Director 1.2
ForForReappoint Deloitte & Touche as Auditors of the Company with Brian Botes as the Designated Auditor
2
ForForRe-elect Chris Wells as Chairman of the Audit Committee
3.1
Page 116 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Spar Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Harish Mehta as Member of the Audit Committee
3.2
ForForRe-elect Peter Hughes as Member of the Audit Committee
3.3
AgainstForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Employee Share Trust (2004)
4
AgainstForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Conditional Share Plan
5
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Companies
1
AgainstForApprove Non-executive Directors' Fees 2
Non-binding Advisory Vote
AgainstForApprove Remuneration Policy 1
Alibaba Pictures Group Limited
Meeting Date: 02/16/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
For For
ForForElect Zhang Qiang as Director 2.1
ForForElect Song Lixin as Director 2.2
ForForElect Tong Xiaomeng as Director 2.3
ForForElect Zhang Yu as Director 2.4
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015 Country: China
Meeting Type: Special
Page 117 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Special Business
AgainstForApprove Class of Shares to be Issued Relating to the Proposed New H Share Issue
1.1
AgainstForApprove Time of Issuance Relating to the Proposed New H Share Issue
1.2
AgainstForApprove Method of Issuance Relating to the Proposed New H Share Issue
1.3
AgainstForApprove Target Places Target Relating to the Proposed New H Share Issue
1.4
AgainstForApprove Pricing Mechanism Relating to the Proposed New H Share Issue
1.5
AgainstForApprove Method of Subscription Relating to the Proposed New H Share Issue
1.6
AgainstForApprove Size of Issuance Relating to the Proposed New H Share Issue
1.7
AgainstForApprove Accumulated Profits Relating to the Proposed New H Share Issue
1.8
ForForApprove Use of Proceeds from the Proposed New H Share Issue
1.9
AgainstForApprove Validity Period of the Resolutions Relating to the Proposed New H Share Issue
1.10
AgainstForAmend Articles of Association Relating to the Proposed New H Share Issue
1.11
ForForAuthorized Board to Deal with All Matters Relating to the Proposed New H Share
1.12
Ordinary Business
ForForApprove Report on the Use of Proceeds from the Previous Fundraising Activities of the Company
2
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015 Country: China
Meeting Type: Special
Page 118 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Class of Shares to be Issued Relating to the Proposed New H Share Issue
1.1
AgainstForApprove Time of Issuance Relating to the Proposed New H Share Issue
1.2
AgainstForApprove Method of Issuance Relating to the Proposed New H Share Issue
1.3
AgainstForApprove Target Places Target Relating to the Proposed New H Share Issue
1.4
AgainstForApprove Pricing Mechanism Relating to the Proposed New H Share Issue
1.5
AgainstForApprove Method of Subscription Relating to the Proposed New H Share Issue
1.6
AgainstForApprove Size of Issuance Relating to the Proposed New H Share Issue
1.7
AgainstForApprove Accumulated Profits Relating to the Proposed New H Share Issue
1.8
ForForApprove Use of Proceeds from the Proposed New H Share Issue
1.9
AgainstForApprove Validity Period of the Resolutions Relating to the Proposed New H Share Issue
1.10
AgainstForAmend Articles of Association Relating to the Proposed New H Share Issue
1.11
ForForAuthorized Board to Deal with All Matters Relating to the Proposed New H Share
1.12
Eurasia Drilling Company Ltd.
Meeting Date: 02/16/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Do Not Vote
ForApprove Merger with EDC Acquisition Company Ltd
1
Page 119 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kuala Lumpur Kepong Bhd.
Meeting Date: 02/16/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Lee Oi Hian as Director 2
ForForElect Yeoh Eng Khoon as Director 3
ForForElect R. M. Alias as Director 4
ForForElect Kwok Kian Hai as Director 5
ForForApprove Remuneration of Directors 6
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Share Repurchase Program 8
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
9
AgainstForApprove Proposed Ex-Gratia Payment to Thong Yaw Hong
10
Reunert Ltd
Meeting Date: 02/16/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tasneem Abdool-Samad as Director For For
ForForRe-elect Manuela Krog as Director 2
ForForRe-elect Thabang Motsohi as Director 3
ForForRe-elect Trevor Munday as Director 4
ForForRe-elect Rynhardt van Rooyen as Director 5
ForForRe-elect Rynhardt van Rooyen as Member of the Audit Committee
6
ForForElect Tasneem Abdool-Samad as Member of the Audit Committee
7
Page 120 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reunert Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sarita Martin as Member of the Audit Committee
8
ForForReappoint Deloitte & Touche as Auditors of the Company with Patrick Smit as the Individual Designated Auditor and Authorise Their Remuneration
9
ForForApprove Remuneration Policy 10
ForForApprove Resolutions or Agreements of Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act
11
ForForApprove Issue of Shares in Terms of the Reunert 1985 Share Option Scheme, Reunert 1988 Share Purchase Scheme and the Reunert 2006 Share Option Scheme
12
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
13
ForForApprove Remuneration of Non-executive Directors
14
ForForApprove Financial Assistance to Related or Inter-related Company
15
ForForAuthorise Board to Ratify and Execute Approved Resolutions
16
Coca-Cola Amatil Ltd.
Meeting Date: 02/17/2015 Country: Australia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Disposal of Ownership Interest in PT Coca-Cola Bottling Indonesia
For For
MedicX Fund Ltd
Meeting Date: 02/17/2015 Country: United Kingdom
Meeting Type: Annual
Page 121 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MedicX Fund Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint KPMG LLP as Auditors For For
ForForAuthorise Board to Fix Remuneration of Auditors
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividend Policy 4
ForForApprove Remuneration Report 5
ForForRe-elect Shelagh Mason as Director 6
ForForRe-elect John Hearle as Director 7
ForForElect Stephen Le Page as Director 8
ForForRe-elect David Staples as Director 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Shares to Canaccord Genuity Limited and Authorise Market Purchase
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
Sistema JSFC
Meeting Date: 02/17/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve New Edition of Regulations on General Meetings
For Against
AgainstForApprove New Edition of Regulations on Board of Directors
2
Page 122 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sistema JSFC
Meeting Date: 02/17/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
AgainstForApprove New Edition of Regulations on General Meetings
1
AgainstForApprove New Edition of Regulations on Board of Directors
2
Gulf International Services QSC
Meeting Date: 02/18/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Chairman's Message For For
ForForApprove Board Report on Company Operations
2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Consolidated Financial Statements and Statutory Reports
4
ForForApprove Dividends of QAR 5.5 per share 5
ForForApprove Discharge of Directors and Fix their Remuneration
6
ForForApprove Corporate Governance Report 7
ForForRatify Auditors and Fix Their Remuneration 8
AgainstForElect Directors (Bundled) 9
Talisman Energy Inc.
Meeting Date: 02/18/2015 Country: Canada
Meeting Type: Special
Page 123 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Talisman Energy Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Plan of Arrangement For Do Not Vote
The Valspar Corporation
Meeting Date: 02/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jack J. Allen For For
ForForElect Director John S. Bode 1.2
ForForElect Director Jeffrey H. Curler 1.3
ForForElect Director Shane D. Fleming 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Adani Enterprises Ltd.
Meeting Date: 02/19/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Divestment of Equity Shares Held in Maharashtra Eastern Grid Power Transmission Co. Ltd. to Adani Transmission Ltd.
1
Page 124 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computacenter plc
Meeting Date: 02/19/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Value to Shareholders By Way of B Share Structure and Share Capital Consolidation
For For
ForForAutihorise Issue of Equity with Pre-emptive Rights
2
ForForAutihorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
ISRAEL CORPORATION LTD
Meeting Date: 02/19/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2013
AgainstForReappoint Somekh Chaikin KPMG as Auditors and Authorize Board to Fix Their Remuneration
2
ForForReelect Ron Moskovitz as Director Until the End of the Next Annual General Meeting
3.1
ForForReelect Amnon Lion as Director Until the End of the Next Annual General Meeting
3.2
ForForReelect Zeev Nahari as Director Until the End of the Next Annual General Meeting
3.3
ForForReelect Zehavit Cohen as Director Until the End of the Next Annual General Meeting
3.4
ForForReelect Aviad Kaufman as Director Until the End of the Next Annual General Meeting
3.5
ForForReelect Eitan Raff as Director Until the End of the Next Annual General Meeting
3.6
ForForReelect Dan Suesskind as Director Until the End of the Next Annual General Meeting
3.7
Page 125 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ISRAEL CORPORATION LTD
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Michael Bricker as Director Until the End of the Next Annual General Meeting
3.8
Raymond James Financial, Inc.
Meeting Date: 02/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shelley G. Broader For For
ForForElect Director Jeffrey N. Edwards 1.2
ForForElect Director Benjamin C. Esty 1.3
ForForElect Director Francis S. Godbold 1.4
ForForElect Director Thomas A. James 1.5
ForForElect Director Gordon L. Johnson 1.6
ForForElect Director Paul C. Reilly 1.7
ForForElect Director Robert P. Saltzman 1.8
ForForElect Director Hardwick Simmons 1.9
ForForElect Director Susan N. Story 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Board Qualifications 3
ForForRatify KPMG LLP as Auditors 4
Redefine Properties Ltd
Meeting Date: 02/19/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Page 126 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redefine Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 August 2014
1
ForForElect David Nathan as Director 2
ForForElect Mike Watters as Director 3
ForForElect Leon Kok as Director 4
ForForRe-elect Bernard Nackan as Director 5
ForForRe-elect Gunter Steffens as Director 6
ForForElect David Nathan as Chairman of the Audit and Risk Committee
7.1
ForForRe-elect Bernard Nackan as Member of the Audit and Risk Committee
7.2
ForForElect Gunter Steffens as Member of the Audit and Risk Committee
7.3
ForForReappoint Grant Thornton (Jhb) Inc as Auditors of the Company and GM Chaitowitz as the Individual Registered Auditor
8
ForForPlace Authorised but Unissued Shares under Control of Directors
9
ForForAuthorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital
10
ForForApprove Remuneration Policy 11
ForForAuthorise Directors to Issue Shares Pursuant to a Reinvestment Option
12
Special Resolutions
ForForApprove Non-executive Directors' Fees 1
AgainstForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
2
ForForApprove Financial Assistance to Related and Inter-related Parties
3
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
13
Brewin Dolphin Holdings plc
Meeting Date: 02/20/2015 Country: United Kingdom
Meeting Type: Annual
Page 127 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brewin Dolphin Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Simon Miller as Director 3
ForForRe-elect David Nicol as Director 4
ForForRe-elect Stephen Ford as Director 5
ForForRe-elect Andrew Westenberger as Director 6
ForForRe-elect Angela Knight as Director 7
ForForRe-elect Ian Dewar as Director 8
ForForRe-elect Paul Wilson as Director 9
ForForElect Caroline Taylor as Director 10
ForForElect Kath Cates as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove Final Dividend 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise EU Political Donations and Expenditure
19
ForForAdopt New Articles of Association 20
Melrose Industries plc
Meeting Date: 02/20/2015 Country: United Kingdom
Meeting Type: Special
Page 128 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Melrose Industries plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Capital to Shareholders
For For
Metro AG
Meeting Date: 02/20/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.90 per Ordinary Share and EUR 1.13 per Preference Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
ForForElect Gwyn Burr to the Supervisory Board 6
ForForApprove Remuneration System for Management Board Members
7
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights
10
Page 129 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MRV Engenharia e Participacoes SA
Meeting Date: 02/20/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Company Headquarters For
ForAmend Articles to Reflect Changes in Capital 2
ForAmend Articles 23 and 26 3
ForConsolidate Bylaws 4
ForElect Marco Aurelio de Vasconcelos Cancado as Director
5
Petkim Petrokimya Holding A.S.
Meeting Date: 02/20/2015 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAmend Company Articles 2
Do Not Vote
ForElect Two Directors 3
Do Not Vote
ForClose Meeting 4
Windstream Holdings, Inc.
Meeting Date: 02/20/2015 Country: USA
Meeting Type: Special
Page 130 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Windstream Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reverse Stock Split For For
ForForAmend Certificate of Incorporation of Windstream Holdings to Eliminate Certain Voting Provisions to Facilitate a Spin-off without Incurring a Large Tax Liability
2
ForForAdjourn Meeting 3
OSG Corp. (6136)
Meeting Date: 02/21/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForElect Director Osawa, Teruhide 2.1
ForForElect Director Ishikawa, Norio 2.2
ForForElect Director Sakurai, Masatoshi 2.3
ForForElect Director Sonobe, Koji 2.4
ForForElect Director Endo, Toru 2.5
ForForElect Director Osawa, Nobuaki 2.6
ForForElect Director Hayasaka, Tetsuro 2.7
ForForElect Director Osawa, Jiro 2.8
ForForElect Director Yoshizaki, Toshitaka 2.9
ForForElect Director Osawa, Hideaki 2.10
AgainstForElect Director Nakagawa, Takeo 2.11
AgainstForApprove Annual Bonus Payment to Directors and Statutory Auditors
3
Page 131 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar Islamic Bank SAQ
Meeting Date: 02/22/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Sharia Supervisory Board Report 2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Consolidated Financial Statements and Statutory Reports
4
ForForApprove Dividends of QAR 4.25 5
ForForApprove Discharge of Directors and Fix their Remuneration
6
ForForApprove Corporate Governance Report 7
ForForRatify Auditors and Fix Their Remuneration 8
JPMorgan Smaller Companies Investment Trust plc
Meeting Date: 02/23/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Bonus Issue of Subscription Shares
For For
KONE Corporation
Meeting Date: 02/23/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Page 132 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.1975 per Class A Share and EUR 1.20 per Class B Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 33,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Nine 11
AgainstForReelect Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Ravi Kant, JuhaniKaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin and Kazunori Matsubara as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at Two 14
ForForRatify PricewaterhouseCoopers and Niina Vilske as Auditors
15
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 7.6 Million Class A Shares and 44.8 Million Class B Shares without Preemptive Rights
17
Close Meeting 18
Thomas Cook Group plc
Meeting Date: 02/23/2015 Country: United Kingdom
Meeting Type: Annual
Page 133 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thomas Cook Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Dawn Airey as Director 3
ForForElect Annet Aris as Director 4
ForForRe-elect Emre Berkin as Director 5
ForForElect Peter Fankhauser as Director 6
ForForRe-elect Michael Healy as Director 7
ForForRe-elect Frank Meysman as Director 8
ForForRe-elect Carl Symon as Director 9
ForForRe-elect Warren Tucker as Director 10
ForForRe-elect Martine Verluyten as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Jyske Bank A/S
Meeting Date: 02/24/2015 Country: Denmark
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Election of Shareholder Representatives
For Do Not Vote
Page 134 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles Re: Election of Supervisory Board
2
Do Not Vote
ForAmend Articles Re: Election of Chairman and Vice-Chairman
3
Liberty Global plc
Meeting Date: 02/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class C Shareholders
AgainstForAdopt New Articles of Association 1
AgainstForAmend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares
2
Liberty Global plc
Meeting Date: 02/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
This is a duplicate meeting created for ballots received via Broadridge North American Ballot Distribution System
General Meeting (Class A and B Shares)
AgainstForAdopt New Articles of Association 1
AgainstForApprove Management and Allocation Policies Relating to the Liberty Global Group and LiLAC Group
2
AgainstForApprove Share Consolidation 3
AgainstForAmend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares
4
Page 135 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Liberty Global plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Shares for Market Purchase 5
AgainstForApprove the Director Securities Purchase Proposal
6
ForForApprove Employee Savings-Related Share Purchase Plan
7
Class A Meeting (Class A Shares)
AgainstForAdopt New Articles of Association 8
AgainstForAmend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares
9
Mobile Telecommunications Company KSC (Zain)
Meeting Date: 02/24/2015 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Consolidated Financial Statements and Statutory Reports
3
ForForApprove Dividends of KWD 0.04 per share 4
ForForApprove Allocation of Income 5
ForForApprove Remuneration of Directors 6
ForForAuthorize Share Repurchase Program 7
AgainstForApprove Related Party Transactions 8
ForForApprove Discharge of Directors 9
ForForRatify Auditors and Fix Their Remuneration 10
Nordson Corporation
Meeting Date: 02/24/2015 Country: USA
Meeting Type: Annual
Page 136 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordson Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Arthur L. George, Jr. For For
ForForElect Director Michael F. Hilton 1.2
ForForElect Director Frank M. Jaehnert 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Do Not Vote
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015 Country: Hong Kong
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Deere & Company
Meeting Date: 02/25/2015 Country: USA
Meeting Type: Annual
Page 137 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deere & Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For For
ForForElect Director Crandall C. Bowles 1b
ForForElect Director Vance D. Coffman 1c
ForForElect Director Charles O. Holliday, Jr. 1d
ForForElect Director Dipak C. Jain 1e
ForForElect Director Michael O. Johanns 1f
ForForElect Director Clayton M. Jones 1g
ForForElect Director Joachim Milberg 1h
ForForElect Director Richard B. Myers 1i
ForForElect Director Gregory R. Page 1j
ForForElect Director Thomas H. Patrick 1k
ForForElect Director Sherry M. Smith 1l
ForForProvide Right to Call Special Meeting 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForAmend Executive Incentive Bonus Plan 5
ForForRatify Deloitte & Touche LLP as Auditors 6
First Gulf Bank PJSC
Meeting Date: 02/25/2015 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
Page 138 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
First Gulf Bank PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends and Issuance of Bonus Shares
4
ForForApprove Remuneration of Directors 5
ForForApprove Discharge of Directors 6
ForForApprove Discharge of Auditors 7
AgainstForElect Directors (Bundled) 8
ForForRatify Auditors and Fix Their Remuneration 9
Novozymes A/S
Meeting Date: 02/25/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 3.00 Per Share
3
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1.0 Million for Vice Chairman, and DKK 500,000 for Other Members; Approve Remuneration for Commitee Work
4
Do Not Vote
ForReelect Henrik Gurtler (Chairman) as Director 5
Do Not Vote
ForReelect Agnete Raaschou-Nielsen (Vice Chairman) as Director
6
Do Not Vote
ForReelect Lars Green as Director 7a
Do Not Vote
ForReelect Lena Olving as Director 7b
Do Not Vote
ForReelect Jorgen Buhl Rasmussen as Director 7c
Do Not Vote
ForReelect Mathias Uhlen as Director 7d
Do Not Vote
ForElect Heinz-Jurgen Bertram as New Director 7e
Page 139 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 8
Do Not Vote
ForApprove DKK 13.4 Million Reduction in Share Capital via Share Cancellation
9a
Do Not Vote
ForApprove Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Acquisitions)
9b
Do Not Vote
ForApprove Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Cash)
9c
Do Not Vote
ForApprove Issuance of Warrants to Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights
9d
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
9e
Other Business 10
Petroceltic International plc
Meeting Date: 02/25/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Worldview Resolutions
AbstainAgainstRemove Brian O'Cathain as Director 1
AbstainAgainstAppoint Maurice Dijols as a Director 2
AbstainAgainstAppoint Angelo Moskov as a Director 3
Company Resolutions
AbstainForElect Nicholas Gay as a Director 4
AbstainForElect Neeve Billis as a Director 5
The Bankers Investment Trust plc
Meeting Date: 02/25/2015 Country: United Kingdom
Meeting Type: Annual
Page 140 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bankers Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Susan Inglis as Director 4
ForForRe-elect Richard Killingbeck as Director 5
ForForRe-elect Matthew Thorne as Director 6
ForForRe-elect David Wild as Director 7
ForForElect Julian Chillingworth as Director 8
ForForAppoint Grant Thornton UK LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
ForForAmend Articles of Association 15
Aluminum Corporation of China Ltd.
Meeting Date: 02/26/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Elect Three Directors by Cumulative Voting
ForForElect Ge Honglin as Director 1.1
AgainstForElect Liu Caiming as Director 1.2
ForForElect Chen Lijie as Director 2.1
ForForApprove Share Transfer 3
Page 141 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Anglo Pacific Group plc
Meeting Date: 02/26/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForApprove Acquisition of the Narrabri Royalty 2
ForForAmend Articles of Association 3
British Assets Trust plc
Meeting Date: 02/26/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Jim Grover as Director 3
ForForRe-elect Ian Russell as Director 4
ForForRe-elect James Long as Director 5
AbstainForRe-elect Jimmy West as Director 6
ForForRe-elect Lynn Ruddick as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
ForForAdopt New Articles of Association 14
Page 142 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Assets Trust plc
Meeting Date: 02/26/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Investment Objective and Policy
For Abstain
AbstainForAuthorise Market Purchase of Ordinary Shares Pursuant to the Tender Offer
2
Goodman Fielder Ltd.
Meeting Date: 02/26/2015 Country: Australia
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting
AbstainForApprove the Scheme of Arrangement between Goodman Fielder Limited and Its Ordinary Shareholders
1
ICL-Israel Chemicals Ltd.
Meeting Date: 02/26/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Yaacov Dior as External Director for an Additional Three Year Period
For Do Not Vote
Do Not Vote
ForReelect Miriam Haran as External Director for an Additional Three Year Period
1.2
Do Not Vote
ForElect Geoffrey E. Merszei as Director Until the End of the Next Annual General Meeting
2.1
Do Not Vote
ForElect Shimon Eckhaus as Director Until the End of the Next Annual General Meeting
2.2
Page 143 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICL-Israel Chemicals Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Stefan Borgas as Director Until the End of the Next Annual General Meeting
2.3
Do Not Vote
ForApprove Compensation of Directors, Excluding Directors Employed by Israel Corporation Ltd. or the Company and Aviad Kaufman
3.1
Do Not Vote
ForGrant Restricted Shares to Directors Employed by Israel Corporation Ltd., Assignment of Grant to Israel Corporation Ltd. if Applicable; Approve Compensation of Aviad Kaufman, Assignment of Compensation to Millenium Investments Elad Ltd., if Applicable
3.2
Do Not Vote
ForApprove Amendment and Renewal of Management Services Agreement with Israel Corporation Ltd. and/or H.L. Management and Consulting (1986) Ltd.
4
Do Not Vote
NoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
Do Not Vote
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Do Not Vote
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
Do Not Vote
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Yaacov Dior as External Director for an Additional Three Year Period
1.1
ForForReelect Miriam Haran as External Director for an Additional Three Year Period
1.2
ForForElect Geoffrey E. Merszei as Director Until the End of the Next Annual General Meeting
2.1
Page 144 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICL-Israel Chemicals Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Shimon Eckhaus as Director Until the End of the Next Annual General Meeting
2.2
ForForElect Stefan Borgas as Director Until the End of the Next Annual General Meeting
2.3
ForForApprove Compensation of Directors, Excluding Directors Employed by Israel Corporation Ltd. or the Company and Aviad Kaufman
3.1
ForForGrant Restricted Shares to Directors Employed by Israel Corporation Ltd., Assignment of Grant to Israel Corporation Ltd. if Applicable; Approve Compensation of Aviad Kaufman, Assignment of Compensation to Millenium Investments Elad Ltd., if Applicable
3.2
ForForApprove Amendment and Renewal of Management Services Agreement with Israel Corporation Ltd. and/or H.L. Management and Consulting (1986) Ltd.
4
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Kewpie Corp.
Meeting Date: 02/26/2015 Country: Japan
Meeting Type: Annual
Page 145 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kewpie Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Miyake, Minesaburo For For
ForForElect Director Nakashima, Amane 1.2
ForForElect Director Katsuyama, Tadaaki 1.3
ForForElect Director Wada, Yoshiaki 1.4
ForForElect Director Furutachi, Masafumi 1.5
ForForElect Director Hyodo, Toru 1.6
ForForElect Director Takemura, Shigeki 1.7
ForForElect Director Inoue, Nobuo 1.8
ForForElect Director Goto, Nobutaka 1.9
ForForElect Director Chonan, Osamu 1.10
ForForElect Director Saito, Kengo 1.11
ForForElect Director Sakai, Ichiro 1.12
ForForElect Director Uchida, Kazunari 1.13
ForForAppoint Statutory Auditor Fuse, Haruo 2.1
ForForAppoint Statutory Auditor Takeishi, Emiko 2.2
AgainstForApprove Annual Bonus Payment to Directors 3
Mizrahi Tefahot Bank Ltd.
Meeting Date: 02/26/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Avraham Zeldman as Director Until the End of the Next Annual General Meeting
For For
Osram Licht AG
Meeting Date: 02/26/2015 Country: Germany
Meeting Type: Annual
Page 146 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.90 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2013/2014
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Do Not Vote
ForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
5
Do Not Vote
ForElect Werner Brandt to the Supervisory Board 6
Do Not Vote
ForApprove Remuneration System for Management Board Members
7
Do Not Vote
ForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Do Not Vote
ForApprove Affiliation Agreement with Subsidiary OSRAM Beteiligungen GmbH
9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
1
ForForApprove Allocation of Income and Dividends of EUR 0.90 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
5
ForForElect Werner Brandt to the Supervisory Board 6
AgainstForApprove Remuneration System for Management Board Members
7
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
ForForApprove Affiliation Agreement with Subsidiary OSRAM Beteiligungen GmbH
9
Page 147 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberforth Smaller Companies Trust plc
Meeting Date: 02/27/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Paul Trickett as Director 4
ForForRe-elect David Jeffcoat as Director 5
ForForRe-elect Richard Rae as Director 6
ForForRe-elect Julia Le Blan as Director 7
ForForRe-elect Paula Hay-Plumb as Director 8
ForForReappoint Deloitte LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Market Purchase of Ordinary Shares 11
Aristocrat Leisure Ltd.
Meeting Date: 02/27/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect RV Dubs as Director For For
ForForApprove the Grant of Up to 409,556 Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
2
ForForApprove the Remuneration Report 3
Page 148 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infosys Ltd.
Meeting Date: 02/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect J.S. Lehman as Independent Director 1
ForForElect J.W. Etchemendy as Independent Director
2
Infosys Ltd.
Meeting Date: 02/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForElect J.S. Lehman as Independent Director 1
ForForElect J.W. Etchemendy as Independent Director
2
KT&G Corp.
Meeting Date: 02/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Son Tae-Gyu as Outside Director 3.1
ForForElect Choi Gyung-Won as Outside Director 3.2
ForForElect Son Tae-Gyu as Member of Audit Committee
4
Page 149 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT&G Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForApprove Terms of Retirement Pay 6
Novartis AG
Meeting Date: 02/27/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.60 per Share
3
ForForApprove CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
ForForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
5
ForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million
6.1
ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million
6.2
ForForApprove Remuneration Report 6.3
ForForReelect Joerg Reinhardt as Director and Board Chairman
7.1
ForForReelect Dimitri Azar as Director 7.2
ForForReelect Verena Briner as Director 7.3
ForForReelect Srikant Datar as Director 7.4
ForForReelect Ann Fudge as Director 7.5
ForForReelect Pierre Landolt as Director 7.6
ForForReelect Andreas von Planta as Director 7.7
ForForReelect Charles Sawyers as Director 7.8
ForForReelect Enrico Vanni as Director 7.9
Page 150 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect William Winters as Director 7.10
ForForElect Nancy Andrews as Director 7.11
ForForAppoint Srikant Datar as Member of the Compensation Committee
8.1
ForForAppoint Ann Fudge as Member of the Compensation Committee
8.2
ForForAppoint Enrico Vanni as Member of the Compensation Committee
8.3
ForForAppoint William Winters as Member of the Compensation Committee
8.4
ForForRatify PricewaterhouseCoopers AG as Auditors
9
ForForDesignate Peter Zahn as Independent Proxy 10
AgainstForTransact Other Business (Voting) 11
PARMALAT S.p.A.
Meeting Date: 02/27/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAcknowledge Subscription-Period End of Capital Increase without Preemptive Rights as of March 1, 2015
1
ForForExtend Subscription-Period End of Capital Increase without Preemptive Rights to March 1, 2020
2
ForForAmend Articles to Reflect Changes in Capital 3
ForForSet 12-Months Subscription Period of Capital Increase without Preemptive Rights for Creditors
4
ForForAuthorize Board to Ratify and Execute Approval Resolutions
5
ForForAuthorize Board to Approve a Warrants Regulation Relative to Capital Increase without Preemptive Rights
6
Page 151 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Danamon Indonesia Tbk
Meeting Date: 02/27/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of the Association For For
AbstainForElect Directors 2
Tata Motors Ltd.
Meeting Date: 02/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Rights Issue of Ordinary and 'A' Ordinary Shares
1
Weichai Power Co., Ltd.
Meeting Date: 02/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ORDINARY BUSINESS
ForForApprove Supplemental Agreement to the Weichai Westport Supply Agreement and the Relevant New Caps
1
ForForApprove Supplemental Agreement to the Weichai Westport Purchase Agreement and the Relevant New Caps
2
ForForApprove Supplemental Agreement to the Weichai Westport Logistics Agreement and the Relevant New Caps
3
Page 152 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Weichai Power Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Supplemental Agreement to the Weichai Westport Leasing Agreement and the Relevant New Caps
4
SPECIAL BUSINESS
ForForAmend Articles of Association 1
Union National Bank PJSC
Meeting Date: 02/28/2015 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Consolidated Financial Statements and Statutory Reports
3
ForForRatify Auditors and Fix Their Remuneration 4
ForForApprove Dividends of AED 0.25 per share 5
ForForApprove Discharge of Directors and Auditors 6
ForForApprove Remuneration of Directors 7
AgainstForElect Directors (Bundled) 8
Industries Qatar QSC
Meeting Date: 03/01/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Chairman's Message For For
ForForApprove Board Report on Company Operations
2
Page 153 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industries Qatar QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Consolidated Financial Statements 4
ForForApprove Dividends of QAR 7.00 per Share 5
ForForApprove Discharge of Directors, and Approve Their Remuneration
6
ForForApprove Corporate Governance Report 7
ForForRatify Auditors and Fix Their Remuneration 8
Dunelm Group plc
Meeting Date: 03/02/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Capital to Shareholders
For For
Masraf Al Rayan QSC
Meeting Date: 03/02/2015 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Shariah Supervisory Board Report 2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Financial Statements 4
ForForApprove Dividends of QAR 1.75 Per Share 5
Page 154 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Masraf Al Rayan QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Discharge of President and Members of Board of Directors and Fix Their Remuneration
6
ForForApprove Corporate Governance Report 7
ForForRatify Auditors and Fix Their Remuneration 8
Extraordinary Business
ForForAmend Memorandum of Association 1
ForForAmend Corporate Purpose and Amend Article 4 of Bylaws Consequently
2.A
ForForAmend Article 23 of Bylaws Re: Board Composition
2.B
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
TMK OAO
Meeting Date: 03/02/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR/GDR Holders
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with OJSC Sinarsky Pipe Plant
1
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with PJSC Seversky Tube Works
2
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with OJSC Taganrog Metallurgical Works
3
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with OJSC Volzhsk Pipe Plant
4
AbstainForApprove Related-Party Transaction Re: Guarantee Agreement with Bank VTB
5
Page 155 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abu Dhabi Commercial Bank PJSC
Meeting Date: 03/03/2015 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Consolidated Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Discharge of Directors and Auditors 5
ForForApprove Remuneration of Directors 6
ForForRatify Auditors and Fix Their Remuneration 7
ForForRelect Sultan Suroor Aldhahiri as Director 8.1
ForForRelect Abdulla Khalil Al Mutawa as Director 8.2
ForForRelect Khalid Haji Khoori as Director 8.3
ForForRelect Khalid Abdallah Khalifa Deemas AlSuwaid as Director
8.4
Do Not Vote
ForElect Shaheen Mohamed Abdul Aziz Rubaya Almheiri as Director
8.5
Banco Santander Brasil SA
Meeting Date: 03/03/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director as Board Chairman For Do Not Vote
Do Not Vote
ForRatify Board of Directors 2
Page 156 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 03/03/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Continuing Connected Transaction with COSCO Pacific Limited
1
ForForApprove Registration and Issue of RMB Perpetual Medium Term Note
2
First Derivatives plc
Meeting Date: 03/03/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising
For Abstain
Hologic, Inc.
Meeting Date: 03/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jonathan Christodoro For For
ForForElect Director Sally W. Crawford 1.2
ForForElect Director Scott T. Garrett 1.3
ForForElect Director David R. LaVance, Jr. 1.4
ForForElect Director Nancy L. Leaming 1.5
ForForElect Director Lawrence M. Levy 1.6
Page 157 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hologic, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Stephen P. MacMillan 1.7
ForForElect Director Samuel Merksamer 1.8
ForForElect Director Christiana Stamoulis 1.9
ForForElect Director Elaine S. Ullian 1.10
ForForElect Director Wayne Wilson 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
4
ForAgainstSubmit Shareholder Rights Plan (Poison Pill) to Shareholder Vote
5
SSP Group PLC
Meeting Date: 03/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect Vagn Sorensen as Director 4
ForForElect John Barton as Director 5
ForForElect Kate Swann as Director 6
ForForElect Jonathan Davies as Director 7
ForForElect Ian Dyson as Director 8
ForForElect Denis Hennequin as Director 9
ForForElect Per Franzen as Director 10
ForForAppoint KPMG LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
Page 158 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSP Group PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise Off-Market Purchase of Deferred Shares
17
Approve Waiver on Tender-Bid Requirement 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Tata Motors Ltd.
Meeting Date: 03/03/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Rights Issue of Ordinary and 'A' Ordinary Shares
1
TE Connectivity Ltd.
Meeting Date: 03/03/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Pierre R. Brondeau For For
ForForElect Director Juergen W. Gromer 1b
ForForElect Director William A. Jeffrey 1c
ForForElect Director Thomas J. Lynch 1d
ForForElect Director Yong Nam 1e
Page 159 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TE Connectivity Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Daniel J. Phelan 1f
ForForElect Director Lawrence S. Smith 1g
ForForElect Director Paula A. Sneed 1h
ForForElect Director David P. Steiner 1i
ForForElect Director John C. Van Scoter 1j
ForForElect Director Laura H. Wright 1k
ForForElect Board Chairman Thomas J. Lynch 2
ForForElect Daniel J. Phelan as Member of Management Development & Compensation Committee
3a
ForForElect Paula A. Sneed as Member of Management Development & Compensation Committee
3b
ForForElect David P. Steiner as Member of Management Development & Compensation Committee
3c
ForForElect John C. Van Scoter as Member of Management Development & Compensation Committee
3d
ForForDesignate Jvo Grundler as Independent Proxy 4
ForForAccept Annual Report for Fiscal Year Ended September 26, 2014
5.1
ForForAccept Statutory Financial Statements for Fiscal Year Ended September 26, 2014
5.2
ForForApprove Consolidated Financial Statements for Fiscal Year Ended September 26, 2014
5.3
ForForApprove Discharge of Board and Senior Management
6
ForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 25, 2015
7.1
ForForRatify Deloitte AG as Swiss Registered Auditors
7.2
ForForRatify PricewaterhouseCoopers AG as Special Auditors
7.3
ForForAmend Articles of Association Re: Implementation of Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters
8
ForForAmend Articles of Association Re: Implementation of the New Legal Requirements
9
Page 160 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TE Connectivity Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association Re: Vote Standard for Shareholder Resolutions and Elections
10
ForForAmend Articles of Association Re: Applicable Vote Standard for Contested Election of Directors, Chairperson of the Board of Directors or Members of the Compensation Committee
11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
12
ForForApprove the Increase in Maximum Aggregate Remuneration of Executive Management
13
ForForApprove the Increase in Maximum Aggregate Remuneration of Board of Directors
14
ForForApprove Allocation of Available Earnings for Fiscal Year 2014
15
ForForApprove Declaration of Dividend 16
AgainstForRenew Authorized Capital 17
ForForApprove Reduction of Share Capital 18
ForForAdjourn Meeting 19
The Sage Group plc
Meeting Date: 03/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Donald Brydon as Director 3
ForForRe-elect Neil Berkett as Director 4
ForForRe-elect Drummond Hall as Director 5
ForForRe-elect Steve Hare as Director 6
ForForRe-elect Jonathan Howell as Director 7
ForForElect Stephen Kelly as Director 8
Page 161 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Sage Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Inna Kuznetsova as Director 9
ForForRe-elect Ruth Markland as Director 10
ForForAppoint Ernst & Young LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Remuneration Report 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Performance Share Plan 18
Corporacion Financiera Colombiana SA
Meeting Date: 03/04/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Ordinary Shares and Preferential Shares without Voting Rights
Verify Quorum 1
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForAccept Board of Directors and Chairman's Report
4
ForForApprove Individual and Consolidated Financial Statements
5
ForForAccept Auditor's Report 6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income 8
AgainstForAmend Article 5 of Bylaws 9
Page 162 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Financiera Colombiana SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Report on Internal Control System and on Activities of Audit Committee
10
AgainstForElect Directors and Approve Their Remuneration
11
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
12
AgainstForOther Business 13
Doha Bank QSC
Meeting Date: 03/04/2015 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Corporate Governance Report 2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForApprove Allocation of Income and Dividends of QAR 4.00 per Share
4
AgainstForApprove Discharge of Directors and Fix Their Remuneration
5
ForForAuthorize Issuance of Bonds 6
AgainstForApprove Related Party Transactions 7
ForForRatify Auditors and Fix Their Remuneration 8
Extraordinary Business
ForForApprove Increase in Limit on Foreign Shareholdings
1
ForForAuthorize Issuance of Bonds/Debentures 2
Emirates NBD PJSC
Meeting Date: 03/04/2015 Country: United Arab Emirates
Meeting Type: Annual
Page 163 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Emirates NBD PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Consolidated Financial Statements and Statutory Reports
3
ForForApprove Dividends of AED 0.35 per share 4
ForForApprove the Company's Staff Compensation 5
ForForApprove Remuneration of Directors 6
ForForApprove Discharge of Directors and Auditors 7
ForForRatify Auditors and Fix Their Remuneration 8
Helmerich & Payne, Inc.
Meeting Date: 03/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William L. Armstrong For For
ForForElect Director Randy A. Foutch 1b
ForForElect Director Hans Helmerich 1c
ForForElect Director John W. Lindsay 1d
ForForElect Director Paula Marshall 1e
ForForElect Director Thomas A. Petrie 1f
ForForElect Director Donald F. Robillard, Jr. 1g
ForForElect Director Francis Rooney 1h
ForForElect Director Edward B. Rust, Jr. 1i
ForForElect Director John D. Zeglis 1j
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 164 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tyco International public limited company
Meeting Date: 03/04/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Edward D. Breen For For
ForForElect Director Herman E. Bulls 1b
ForForElect Director Michael E. Daniels 1c
ForForElect Director Frank M. Drendel 1d
ForForElect Director Brian Duperreault 1e
ForForElect Director Rajiv L. Gupta 1f
ForForElect Director George R. Oliver 1g
ForForElect Director Brendan R. O'Neill 1h
ForForElect Director Jurgen Tinggren 1i
ForForElect Director Sandra S. Wijnberg 1j
ForForElect Director R. David Yost 1k
ForForRatify Deloitte & Touche LLP as Auditors 2a
ForForAuthorize Board to Fix Remuneration of Auditors
2b
ForForAuthorize Share Repurchase Program 3
ForForDetermine Price Range for Reissuance of Treasury Shares
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
AmerisourceBergen Corporation
Meeting Date: 03/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ornella Barra For For
ForForElect Director Steven H. Collis 1.2
Page 165 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmerisourceBergen Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Douglas R. Conant 1.3
ForForElect Director Richard W. Gochnauer 1.4
ForForElect Director Richard C. Gozon 1.5
ForForElect Director Lon R. Greenberg 1.6
ForForElect Director Jane E. Henney 1.7
ForForElect Director Kathleen W. Hyle 1.8
ForForElect Director Michael J. Long 1.9
ForForElect Director Henry W. McGee 1.10
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProvide Right to Act by Written Consent 4
Hudson Pacific Properties, Inc.
Meeting Date: 03/05/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
JPMorgan Russian Securities plc
Meeting Date: 03/05/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
Page 166 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Russian Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Lysander Tennant as Director 5
ForForRe-elect Alexander Easton as Director 6
ForForRe-elect Robert Jeens as Director 7
ForForRe-elect George Nianias as Director 8
ForForRe-elect Gillian Nott as Director 9
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
TDC A/S
Meeting Date: 03/05/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Management and Board 3
Do Not Vote
ForApprove Allocation of Income and Dividends 4
Do Not Vote
ForReelect Vagn Sørensen as Director 5a
Do Not Vote
ForReelect Pierre Danon as Director 5b
Do Not Vote
ForReelect Stine Bosse as Director 5c
Do Not Vote
ForReelect Angus Porter as Director 5d
Page 167 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TDC A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Søren Sørensen as Director 5e
Do Not Vote
ForReelect Pieter Knook as Director 5f
Do Not Vote
ForElect Benoit Scheen as New Director 5g
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForAuthorize Share Repurchase Program 7a
Do Not Vote
ForApprove Remuneration of Directors 7b
Do Not Vote
ForAmend Articles Re: Board-Related 7c
Other Business 8
TransDigm Group Incorporated
Meeting Date: 03/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Dries For For
ForForElect Director W. Nicholas Howley 1.2
ForForElect Director Raymond Laubenthal 1.3
ForForElect Director Robert Small 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Wartsila Oyj
Meeting Date: 03/05/2015 Country: Finland
Meeting Type: Annual
Page 168 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wartsila Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.15 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 132,000 for Chairman, EUR 99,000 for Vice Chairman, and EUR 66,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Eight 11
ForForReelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Sune Carlsson, Mikael Lilius, Risto Murto, Gunilla Nordstrom, and Markus Rauramo as Directors; Elect Tom Johnstone as New Director
12
ForForApprove Remuneration of Auditors 13
ForForRatify KPMG as Auditors 14
ForForAuthorize Share Repurchase Program 15a
ForForAuthorize Reissuance of Repurchased Shares 15b
Close Meeting 16
LG Uplus Corp.
Meeting Date: 03/06/2015 Country: South Korea
Meeting Type: Annual
Page 169 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Uplus Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One NINED and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Petkim Petrokimya Holding A.S.
Meeting Date: 03/06/2015 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAmend Company Articles 2
Do Not Vote
ForClose Meeting 3
PetSmart, Inc.
Meeting Date: 03/06/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 170 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wm Morrison Supermarkets plc
Meeting Date: 03/06/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Confirm the Payment of the Dividends; Authorise Off-Market Purchase; and Authorise the Directors to Enter into a Deed of Release
None For
Axis Bank Ltd.
Meeting Date: 03/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect V.R. Kaundinya as Independent Director 1
ForForElect P.R. Menon as Independent Director 2
ForForElect S.K. Barua as Independent Director 3
ForForElect S. Mittal as Independent Director 4
ForForElect I. Vittal as Independent Director 5
ForForElect R. Bhagat as Independent Director 6
ForForApprove Issuance of Long Term Bonds/Non-Convertible Debentures
7
Bank Of India Ltd
Meeting Date: 03/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares on a Preferential Basis to Investors
For For
Page 171 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HCL Technologies Ltd.
Meeting Date: 03/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForIncrease Authorized Share Capital and Amend Memorandum of Association to Reflect Increase in Authorized Share Capital
1
ForForApprove Bonus Issue 2
National Bank of Kuwait
Meeting Date: 03/07/2015 Country: Kuwait
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Auditors' Report on Company Financial Statements
2
ForForApprove Special Report on the Penalties the Bank was Subject to for FY 2014
3
ForForAccept Consolidated Financial Statements and Statutory Reports
4
ForForApprove Discontinuing the Deduction for the Account of the Statutory Reserve
5
ForForApprove Allocation of Income, Dividends, and Bonus Shares
6
ForForAuthorize Share Repurchase Program 7
ForForAuthorize Issuance of Bonds 8
ForForApprove Related Party Transactions 9
ForForApprove Related Party Transactions with Board Members
10
ForForApprove Discharge of Directors and Absence of Remuneration
11
ForForRatify Auditors and Fix Their Remuneration 12
Page 172 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Bank of Kuwait
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Capitalization of Reserves for Bonus Issue
1
ForForAmend Article 5 to Reflect Changes in Capital 2
China CNR Corporation Ltd
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AbstainForApprove Confirmation of the Satisfaction of the Conditions for Material Assets Reorganization Pursuant to the Company Law of the PRC, Securities Law of the PRC and Administrative Measures for the Material Asset Reorganisation of Listed Companies
1
AbstainForApprove Parties to the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.1
AbstainForApprove Method of the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.2
AbstainForApprove Name of the Post-Merger New Company in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.3
AbstainForApprove Share Exchange Targets in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.4
AbstainForApprove Class and Par Value of the Shares to be Issued Upon Share Exchange in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.5
AbstainForApprove Exchange Ratio and Exchange Price in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.6
AbstainForApprove Protection Mechanism for CNR Dissenting Shareholders in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.7
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Protection Mechanism for CSR Dissenting Shareholders in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.8
AbstainForApprove Arrangements for Share Option Schemes in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.9
AbstainForApprove Arrangements for Employees in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.10
AbstainForApprove Assets Arrangement and Issue of Shares in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.11
AbstainForApprove Listing Arrangement of the New Shares to be Issued Under the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.12
AbstainForApprove Liabilities for Breach of Merger Agreement in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.13
AbstainForApprove Merger Agreement Becoming Effective in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.14
AbstainForApprove Implementation of the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.15
AbstainForApprove Effective Period of the Resolution in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.16
AbstainForApprove Terms and Conditions and the Implementation of Transactions in Relation to the Merger Agreement
3
AbstainForApprove Draft Report and Summary for the Merger of CSR Corporation Ltd. and the Company
4
ForForAuthorize Board to Deal with Matters Relating to the Merger Agreement
5
AbstainForApprove Arrangements for Profit Distribution 6
AbstainForApprove Termination of Share Option Scheme Conditional Upon Completion of Merger Agreement
7
Page 174 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AbstainForApprove Merger Proposal Between the Company and CSR Corporation Ltd.
1
AbstainForApprove Termination of Share Option Scheme Conditional Upon the Completion of the Merger Agreement
2
AbstainForApprove Voluntary Withdrawal of Listing of the Company's H Shares from Hong Kong Stock Exchange Upon Satisfaction of the Implementation Conditions of the Merger Agreement
3
CSR Corporation Ltd.
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AbstainForApprove Satisfaction of Conditions for Material Assets Reorganization Pursuant to the Company Law of the PRC, Securities Law of the PRC and Administrative Measures for the Material Asset Reorganisation of Listed Companies
1
AbstainForApprove Parties to the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.1
AbstainForApprove Method of the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.2
AbstainForApprove Name of the Post-Merger New Company in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.3
AbstainForApprove Share Exchange Targets in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.4
Page 175 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Class and Par Value of the Shares to be Issued Upon Share Exchange in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.5
AbstainForApprove Exchange Ratio and Exchange Price in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.6
AbstainForApprove Protection Mechanism for Company's Dissenting Shareholders in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.7
AbstainForApprove Protection Mechanism for China CNR Corporation Limited Dissenting Shareholders in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.8
AbstainForApprove Arrangements for Share Option Schemes in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.9
AbstainForApprove Arrangements for Employees in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.10
AbstainForApprove Assets Arrangement and Issue of Shares in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.11
AbstainForApprove Listing Arrangement of the New Shares to be Issued Under the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.12
AbstainForApprove Liabilities for Breach of Merger Agreement in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.13
AbstainForApprove Merger Agreement Becoming Effective in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.14
AbstainForApprove Implementation of the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.15
AbstainForApprove Effective Period of the Resolution in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.16
AbstainForApprove Terms and Conditions and the Implementation of Transactions in Relation to the Merger Agreement
3
Page 176 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Draft Report and Summary for the Merger of China CNR Corporation Limited and the Company
4
AbstainForApprove Grant of Special Mandate to Issue H Shares and A Shares Pursuant to the Merger Agreement
5
AbstainForAuthorize Board to Ratify and Execute Approved Resolutions in Relation to Merger Agreement
6
AbstainForApprove Arrangement of Distribution of Accumulated Profits and Dividends
7
AbstainForApprove Termination of Share Option Scheme Conditional Upon Completion of Merger Agreement
8
AbstainForApprove Whitewash Waiver 9
CSR Corporation Ltd.
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AbstainForApprove Merger Proposal Between the Company and China CNR Corporation Limited Through Share Exchange
1
AbstainForApprove Issuance of H Shares and A Shares Pursuant to the Merger Agreement
2
AbstainForApprove Termination of Share Option Scheme Conditional Upon the Completion of the Merger Agreement
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForApprove Merger Proposal Between the Company and China CNR Corporation Limited Through Share Exchange
1
Page 177 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Issuance of H Shares and A Shares Pursuant to the Merger Agreement
2
ForApprove Termination of Share Option Scheme Conditional Upon the Completion of the Merger Agreement
3
Dubai Financial Market PJSC
Meeting Date: 03/09/2015 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Remuneration of Directors 5
ForForApprove Sharia Supervisory Board Report on Company Operations
6
ForForRatify Auditors and Fix Their Remuneration 7
AgainstForElect Shariah Supervisory Board Members (Bundled)
8
ForForApprove Discharge of Directors and Auditors 9
QUALCOMM Incorporated
Meeting Date: 03/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Barbara T. Alexander For For
ForForElect Director Donald G. Cruickshank 1b
Page 178 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QUALCOMM Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Raymond V. Dittamore 1c
ForForElect Director Susan Hockfield 1d
ForForElect Director Thomas W. Horton 1e
ForForElect Director Paul E. Jacobs 1f
ForForElect Director Sherry Lansing 1g
ForForElect Director Harish Manwani 1h
ForForElect Director Steven M. Mollenkopf 1i
ForForElect Director Duane A. Nelles 1j
ForForElect Director Clark T. 'Sandy' Randt, Jr. 1k
ForForElect Director Francisco Ros 1l
ForForElect Director Jonathan J. Rubinstein 1m
ForForElect Director Brent Scowcroft 1n
ForForElect Director Marc I. Stern 1o
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Actavis plc
Meeting Date: 03/10/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Allergan, Inc.
Meeting Date: 03/10/2015 Country: USA
Meeting Type: Special
Page 179 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Allergan, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Anhui Conch Cement Company Ltd
Meeting Date: 03/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Jianguang as Director For For
Apple Inc.
Meeting Date: 03/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Tim Cook For For
ForForElect Director Al Gore 1.2
ForForElect Director Bob Iger 1.3
ForForElect Director Andrea Jung 1.4
ForForElect Director Art Levinson 1.5
ForForElect Director Ron Sugar 1.6
ForForElect Director Sue Wagner 1.7
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 180 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Qualified Employee Stock Purchase Plan
4
ForAgainstReport on Risks Associated with Repeal of Climate Change Policies
5
ForAgainstAdopt Proxy Access Right 6
Banco Bradesco S.A.
Meeting Date: 03/10/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForElect Fiscal Council Members 4
Do Not Vote
ForApprove Remuneration of Company's Management
5.1
Do Not Vote
ForApprove Remuneration of Fiscal Council Members
5.2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2014
1
ForApprove Allocation of Income and Dividends 2
ForElect Directors 3
ForElect Fiscal Council Members 4
ForApprove Remuneration of Company's Management
5.1
ForApprove Remuneration of Fiscal Council Members
5.2
Page 181 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bradesco S.A.
Meeting Date: 03/10/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves For Do Not Vote
Do Not Vote
ForAmend Articles 6, 1, 8, 13, 20, and 21 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Capitalization of Reserves 1
ForAmend Articles 6, 1, 8, 13, 20, and 21 2
Banco Bradesco S.A.
Meeting Date: 03/10/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
NoneElect Director Nominated by Preferred Shareholders
1
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Page 182 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Joy Global Inc.
Meeting Date: 03/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward L. Doheny, II For For
ForForElect Director Steven L. Gerard 1.2
ForForElect Director Mark J. Gliebe 1.3
ForForElect Director John T. Gremp 1.4
ForForElect Director John Nils Hanson 1.5
ForForElect Director Gale E. Klappa 1.6
ForForElect Director Richard B. Loynd 1.7
ForForElect Director P. Eric Siegert 1.8
ForForElect Director James H. Tate 1.9
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
National Bank of Abu Dhabi
Meeting Date: 03/10/2015 Country: United Arab Emirates
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Consolidated Financial Statements and Statutory Reports
3
ForForApprove Allocation of Income 4
ForForApprove Cash Dividends and Bonus Issue 5
ForForApprove Remuneration of Directors 6
Page 183 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Bank of Abu Dhabi
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Directors and Auditors 7
ForForRatify Auditors and Fix Their Remuneration 8
AgainstForElect Directors (Bundled) 9
Extraordinary Business
ForForAuthorize Issuance of Tier 1 Bonds 1
Qatar Gas Transport Company (Nakilat)
Meeting Date: 03/10/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends of QAR 1.20 per Share 4
ForForApprove Discharge of Directors and Fix their Remuneration
5
ForForApprove Corporate Governance Report 6
ForForRatify Auditors and Fix Their Remuneration 7
SINOPEC Engineering Group Co Ltd
Meeting Date: 03/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Counter Guarantee to Sinopec Group
For For
ForForApprove Amendments to Articles of Association
2
Page 184 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tech Mahindra Ltd.
Meeting Date: 03/10/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Bonus Issue 1
ForForApprove Stock Split 2
ForForAmend Memorandum of Association to Reflect Changes in Capital
3
ForForAmend Articles of Association to Reflect Changes in Capital
4
Toll Brothers, Inc.
Meeting Date: 03/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert I. Toll For For
ForForElect Director Bruce E. Toll 1.2
ForForElect Director Douglas C. Yearley, Jr. 1.3
ForForElect Director Robert S. Blank 1.4
ForForElect Director Edward G. Boehne 1.5
ForForElect Director Richard J. Braemer 1.6
ForForElect Director Christine N. Garvey 1.7
ForForElect Director Carl B. Marbach 1.8
ForForElect Director Stephen A. Novick 1.9
ForForElect Director Paul E. Shapiro 1.10
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Executive Incentive Bonus Plan 4
Page 185 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Analog Devices, Inc.
Meeting Date: 03/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Ray Stata For For
ForForElect Director Vincent T. Roche 1b
ForForElect Director Jose E. Almeida 1c
ForForElect Director Richard M. Beyer 1d
ForForElect Director James A. Champy 1e
ForForElect Director Edward H. Frank 1f
ForForElect Director John C. Hodgson 1g
ForForElect Director Yves-Andre Istel 1h
ForForElect Director Neil Novich 1i
ForForElect Director Kenton J. Sicchitano 1j
ForForElect Director Lisa T. Su 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Bashneft OJSC
Meeting Date: 03/11/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Early Termination of Powers of Board of Directors
2
ForForFix Number of Directors at Ten 3
Elect Ten Directors by Cumulative Voting
ForNoneElect Charles Watson as Director 4.1
AgainstNoneElect Evgeny Guryev as Director 4.2
Page 186 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bashneft OJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneElect Maurice Dijols as Director 4.3
ForNoneElect Anthony Considine as Director 4.4
ForNoneElect Aleksandr Korsik as Director 4.5
AgainstNoneElect Rustem Mardanov as Director 4.6
AgainstNoneElect Vitaly Sergeychuk as Director 4.7
AgainstNoneElect Aleksey Teksler as Director 4.8
AgainstNoneElect Viktor Orlov as Director 4.9
AgainstNoneElect Yuriy Shafranik as Director 4.10
ForForApprove Early Termination of Powers of Audit Commission
5
ELECT FIVE MEMBERS OF AUDIT COMMISSION
ForForElect Aleksey Afonyashyn as Member of Audit Commission
6.1
ForForElect Oleg Zenkov as Member of Audit Commission
6.2
ForForElect Boris Lyuboshyts as Member of Audit Commission
6.3
ForForElect Andrey Novakovskyy as Member of Audit Commission
6.4
ForForElect Andrey Kharin as Member of Audit Commission
6.5
Franklin Resources, Inc.
Meeting Date: 03/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter K. Barker For For
ForForElect Director Mariann Byerwalter 1b
ForForElect Director Charles E. Johnson 1c
ForForElect Director Gregory E. Johnson 1d
ForForElect Director Rupert H. Johnson, Jr. 1e
ForForElect Director Mark C. Pigott 1f
Page 187 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Franklin Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Chutta Ratnathicam 1g
ForForElect Director Laura Stein 1h
ForForElect Director Seth H. Waugh 1i
ForForElect Director Geoffrey Y. Yang 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAmend Omnibus Stock Plan 3
Synergy Health plc
Meeting Date: 03/11/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Combination of Synergy Health plc with New Steris Limited
For Abstain
Synergy Health plc
Meeting Date: 03/11/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/12/2015 Country: Spain
Meeting Type: Annual
Page 188 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Consolidated and Standalone Financial Statements
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 1.2
Do Not Vote
ForApprove Discharge of Board 1.3
Do Not Vote
ForReelect José Antonio Fernández Rivero as Director
2.1
Do Not Vote
ForReelect Belén Garijo López as Director 2.2
Do Not Vote
ForReelect José Maldonado Ramos as Director 2.3
Do Not Vote
ForReelect Juan Pi Llorens as Director 2.4
Do Not Vote
ForElect José Miguel Andrés Torrecillas as Director
2.5
Do Not Vote
ForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion
3
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
Do Not Vote
ForAmend Articles Re: General Meetings 5.1
Do Not Vote
ForAdd Article 39 bis and Amend Articles Re: Board Related
5.2
Do Not Vote
ForAmend Article 48 Re: Audit Committee 5.3
Do Not Vote
ForAmend Articles of General Meeting Regulations
6
Do Not Vote
ForApprove Remuneration Policy 7
Do Not Vote
ForFix Maximum Variable Compensation Ratio 8
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 9
Page 189 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
10
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 11
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated and Standalone Financial Statements
1.1
ForForApprove Allocation of Income and Dividends 1.2
ForForApprove Discharge of Board 1.3
ForForReelect José Antonio Fernández Rivero as Director
2.1
ForForReelect Belén Garijo López as Director 2.2
ForForReelect José Maldonado Ramos as Director 2.3
ForForReelect Juan Pi Llorens as Director 2.4
ForForElect José Miguel Andrés Torrecillas as Director
2.5
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion
3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
AgainstForAmend Articles Re: General Meetings 5.1
ForForAdd Article 39 bis and Amend Articles Re: Board Related
5.2
ForForAmend Article 48 Re: Audit Committee 5.3
AgainstForAmend Articles of General Meeting Regulations
6
ForForApprove Remuneration Policy 7
ForForFix Maximum Variable Compensation Ratio 8
ForForRenew Appointment of Deloitte as Auditor 9
Page 190 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
ForForAdvisory Vote on Remuneration Policy Report 11
Coca-Cola FEMSA S.A.B. de C.V.
Meeting Date: 03/12/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Series A and D Shares Have Voting Rights on All Items; Series L Shares Only Have Voting Rights on Item 5
ForForAccept Financial Statements and Statutory Reports
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income and Cash Dividends
3
ForForSet Maximum Nominal Amount of Share Repurchase Reserve
4
ForForElect Directors and Secretaries; Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration
5
ForForElect Members of Financing and Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Commercial International Bank (Egypt) SAE
Meeting Date: 03/12/2015 Country: Egypt
Meeting Type: Annual
Page 191 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements
2
Do Not Vote
ForAccept Financial Statements and Statutory Reports
3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForApprove Discharge of Chairman and Directors 5
Do Not Vote
ForRatify Auditors and Fix Their Remuneration 6
Do Not Vote
ForApprove Charitable Donations 7
Do Not Vote
ForApprove Remuneration of Committee Members
8
Do Not Vote
ForElect Directors (Bundled) 9
Do Not Vote
ForAuthorize Capitalization of Reserves for Bonus Issue
10
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Allocation of Income 4
ForApprove Discharge of Chairman and Directors 5
ForRatify Auditors and Fix Their Remuneration 6
ForApprove Charitable Donations 7
ForApprove Remuneration of Committee Members
8
ForElect Directors (Bundled) 9
Page 192 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Capitalization of Reserves for Bonus Issue
10
Commercial International Bank (Egypt) SAE
Meeting Date: 03/12/2015 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR/GDR Holders
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Allocation of Income 4
ForApprove Discharge of Chairman and Directors 5
ForRatify Auditors and Fix Their Remuneration 6
ForApprove Charitable Donations 7
ForApprove Remuneration of Committee Members
8
ForElect Directors (Bundled) 9
ForAuthorize Capitalization of Reserves for Bonus Issue
10
CorpBanca
Meeting Date: 03/12/2015 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For Do Not Vote
Page 193 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CorpBanca
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAppoint Auditors 2
Do Not Vote
ForRatify Julio Barriga Silva as Director 3
Do Not Vote
ForApprove Remuneration of Directors 4
Receive Auditors' Report Regarding Related-Party Transactions
5
Do Not Vote
ForApprove Dividends of CLP 0.33 Per Share 6
Do Not Vote
ForApprove Dividend Policy 7
Do Not Vote
ForApprove Remuneration and Budget of Directors' Committee; Receive Activity Reports of Directors' and Audit Committees
8
Do Not Vote
ForDesignate Newspaper to Publish Meeting Announcements
9
DSV A/S
Meeting Date: 03/12/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Remuneration for Nomination and Remuneration Committees
2.1
Do Not Vote
ForApprove Remuneration of Directors for 2014 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors
3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 1.60 Per Share
4
Do Not Vote
ForReelect Kurt Larsen as Director 5.1
Do Not Vote
ForReelect Annette Sadolin as Director 5.2
Page 194 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DSV A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Birgit Norgaard as Director 5.3
Do Not Vote
ForReelect Thomas Plenborg as Director 5.4
Do Not Vote
ForReelect Robert Kledal as Director 5.5
Do Not Vote
ForElect Jorgen Moller as New Director 5.6
Do Not Vote
ForRatify Ernst & Young as Auditors 6
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.1
Do Not Vote
ForApprove DKK 2 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
7.2
Do Not Vote
ForAuthorize Share Repurchase Program 7.3
Do Not Vote
ForApprove Issuance of Convertible Bonds without Preemptive Rights
7.4
Do Not Vote
ForAmend Articles Re: Remove Directors Retirement Age
7.5
Do Not Vote
ForApprove Publication of Annual Reports in English
7.6
Other Business 8
F5 Networks, Inc.
Meeting Date: 03/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director A. Gary Ames For For
ForForElect Director Sandra Bergeron 1b
ForForElect Director Jonathan Chadwick 1c
ForForElect Director Michael Dreyer 1d
ForForElect Director Peter Klein 1e
ForForElect Director Stephen Smith 1f
Page 195 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F5 Networks, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Jiangsu Expressway Co. Ltd.
Meeting Date: 03/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Jiangsu Ningchang Zhenli Expressway Company Limited by Jiangsu Expressway Company Limited and Related Transactions
For For
ForForApprove Absorption and Merger of Jiangsu Xiyi Expressway Company Limited by Jiangsu Guangjing Xicheng Expressway Company Limited and Related Transactions
2
National Fuel Gas Company
Meeting Date: 03/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Philip C. Ackerman For For
ForForElect Director Stephen E. Ewing 1.2
AgainstForAmend By-Law Disqualifying Directors Who Accept Certain Compensation From a Third Party
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 196 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Fuel Gas Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 4
ForForRatify PricewaterhouseCoopers LLP as Auditors
5
AgainstAgainstRequest the Board to Spin off Utility Segment 6
ForAgainstAmend EEO Policy to Prohibit Discrimination Based on Gender Identity and Expression
7
Nippon Building Fund Inc.
Meeting Date: 03/12/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Authorize Unit Buybacks - Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
For For
ForForAmend Articles to Clarify Asset Management Compensation Related to Merger
2
ForForElect Executive Director Kageyama, Yoshiki 3
ForForElect Alternate Executive Director Tanaka, Kenichi
4.1
ForForElect Alternate Executive Director Matsufuji, Koji
4.2
ForForAppoint Supervisory Director Tsugawa, Tetsuro
5.1
AgainstForAppoint Supervisory Director Fukaya, Yutaka 5.2
ForForAppoint Supervisory Director Goto, Hakaru 5.3
SGS SA
Meeting Date: 03/12/2015 Country: Switzerland
Meeting Type: Annual
Page 197 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 68 per Share
3
AgainstForReelect Sergio Marchionne as Director 4.1a
AgainstForReelect Paul Desmarais as Director 4.1b
AgainstForReelect August von Finck as Director 4.1c
AgainstForReelect August Francois von Finck as Director 4.1d
AgainstForReelect Ian Gallienne as Director 4.1e
ForForReelect Cornelius Grupp as Director 4.1f
ForForReelect Peter Kalantzis as Director 4.1g
AgainstForReelect Christopher Kirk as Director 4.1h
AgainstForReelect Gerard Lamarche as Director 4.1i
ForForReelect Shelby du Pasquier as Director 4.1j
ForForElect Sergio Marchionne as Board Chairman 4.2
AgainstForAppoint August von Finck as Member of the Compensation Committee
4.3.1
AgainstForAppoint Ian Gallienne as Member of the Compensation Committee
4.3.2
ForForAppoint Shelby du Pasquier as Member of the Compensation Committee
4.3.3
ForForRatify Deloitte SA as Auditors 4.4
ForForDesignate Notaire Jeandin & Defacqz as Independent Proxy
4.5
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
5
ForForApprove Creation of CHF 500,000 Pool of Capital without Preemptive Rights
6
ForForApprove Remuneration of Board of Directors Until 2016 AGM in the Amount of CHF 2.1 Million
7.1
Page 198 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Maximum Fixed Remuneration of Operations Council for Fiscal 2016 in the Amount of CHF 9 Million
7.2
ForForApprove Annual Variable Remuneration of Operations Council for Fiscal 2014 in the Amount of CHF 5.6 Million
7.3
ForForApprove Remuneration of Executive Committee in the Amount of up to CHF 30 Million Under Long Term Incentive Plan
7.4
AgainstForTransact Other Business (Voting) 8
The Walt Disney Company
Meeting Date: 03/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan E. Arnold For For
ForForElect Director John S. Chen 1b
ForForElect Director Jack Dorsey 1c
ForForElect Director Robert A. Iger 1d
ForForElect Director Fred H. Langhammer 1e
ForForElect Director Aylwin B. Lewis 1f
ForForElect Director Monica C. Lozano 1g
ForForElect Director Robert W. Matschullat 1h
ForForElect Director Sheryl K. Sandberg 1i
ForForElect Director Orin C. Smith 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstRequire Independent Board Chairman 4
ForAgainstPro-rata Vesting of Equity Awards 5
Page 199 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheil Worldwide Inc.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Park Chan-Hyung as Inside Director 2.1
ForForElect Kim Byung-Do as Outside Director 2.2
ForForAppoint Hyun Sung-Soo as Internal Auditor 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
China Rongsheng Heavy Industries Group Holdings Ltd
Meeting Date: 03/13/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subscription Agreement
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
ForForApprove Change of Company Name 3
E-MART Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
Page 200 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
E-MART Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jeon Hyung-Soo as Outside Director 2.1
ForForElect Park Jae-Young as Outside Director 2.2
ForForElect Kim Sung-Joon as Outside Director 2.3
ForForElect Choi Jae-Boong as Outside Director 2.4
ForForElect Jeon Hyung-Soo as Member of Audit Committee
3.1
ForForElect Park Jae-Young as Member of Audit Committee
3.2
ForForElect Kim Sung-Joon as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 03/13/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY RESOLUTIONS
AgainstForApprove Compliance with the Conditions to the Non-Public Issue of A Shares
1
ForForApprove Employee Stock Ownership Scheme (2015) (Draft)
2
AgainstForApprove Connected Transaction Relating to the Non-Public Issue of A Shares
3
ForForApprove Feasibility Report for the Use of Proceeds from the Non-Public Issue of A Shares
4
ForForApprove Report of the Use of Proceeds from the Previous Fund Raising
5
ForForApprove Establishment of Special Saving Account for Proceeds Raised
6
ForForApprove Management Measures for Proceeds Raised by the Company
7
Page 201 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Waiver of the Obligations of Guangzhou Pharmaceutical Holdings Limited and its Concert Parties from Making an Offer to Increase Their Shareholdings in the Company Pursuant to the Relevant PRC Takeover Laws and Regulations
8
AgainstForApprove Whitewash Waiver Pursuant to the Hong Kong Code on Takeovers and Mergers
9
ForForAuthorize Board to Handle Matters Relating to the Non-Public Issue of A Shares
10
ForForAuthorize Board to Handle Matters Relating to the 2015 Employees Stock Ownership Scheme
11
ForForElect Jiang Wenqi as Independent Director 12
ForForAmend Rules and Procedure of the General Meeting of Shareholders of the Company
13
SPECIAL RESOLUTIONS
AgainstForApprove Proposal of Non-Public Issue of A Shares of the Company
1
AgainstForApprove Class and Par Value of the Non-Public Issue of A Shares
1.01
AgainstForApprove Method and Time of the Non-Public Issue of A Shares
1.02
AgainstForApprove Subscribers of the Non-Public Issue of A Shares
1.03
AgainstForAppove Method of Subscription of the Non-Public Issue of A Shares
1.04
AgainstForApprove Price and Pricing Principle of the Non-Public Issue of A Shares
1.05
AgainstForApprove Number of Shares to be Issued in Relation to the Non-Public Issue of A Shares
1.06
AgainstForApprove Lock-up Period of the Non-Public Issue of A Shares
1.07
ForForApprove Fund Raising Size and Use of Proceeds of the Non-Public Issue of A Shares
1.08
AgainstForApprove Arrangement of the Accumulated Undistributed Profit in Relation to the Non-Public Issue of A Shares
1.09
AgainstForApprove Effective Period of the Shareholders' Resolutions in Relation to the Non-Public Issue of A Shares
1.10
AgainstForApprove Place of Listing of the Non-Public Issue of A Shares
1.11
AgainstForApprove Plan of Non-Public Issue of A Shares 2
Page 202 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Conditional Subscription Agreements between the Company and Specific Investors Relating to the Non-Public Issue of A Shares
3
AgainstForApprove Subscription Agreement between the Company and Guangzhou PharmaceuticalHoldings Limited Relating to the Non-Public Issue of A Shares
3.01
AgainstForApprove Subscription Agreement between the Company and China Universal Asset Management Company Limited Relating to the Non-Public Issue of A Shares
3.02
AgainstForApprove Subscription Agreement between the Company and Guangzhou China Life Insurance Urban Development Industry Investment Enterprises (Limited Partnership) Relating to the Non-Public Issue of A Shares
3.03
AgainstForApprove Subscription Agreement between the Company and Guangzhou State-owned Asset Development Holdings Limited Relating to the Non-Public Issue of A Shares
3.04
AgainstForApprove Subscription Agreement between the Company and Shanghai Yunfeng Xinchuang Investment Management Company Limited Relating to the Non-Public Issue of A Shares
3.05
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForAmend Period of Performance of the Undertaking of Guangzhou Pharmaceutical Holdings Limited in relation to the Injection of the Wang Lao Ji Trademarks
5
ForForApprove Amendments to Articles of Association
6
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 03/13/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR H SHAREHOLDERS
ORDINARY RESOLUTIONS
Page 203 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Connected Transaction Relating to Non-public Issue of A Shares
1
AgainstForApprove Whitewash Waiver 2
ForForAuthorize Board to Handle Matters Relating to the Non-Public Issue of A Shares
3
SPECIAL RESOLUTIONS
AgainstForApprove Proposed Non-Public Issue of A Shares
1
AgainstForApprove Class and Par Value in Relation to the Non-Public Issue of A Shares
1.01
AgainstForApprove Method and Time in Relation to the Non-Public Issue of A Shares
1.02
AgainstForApprove Subscribers in Relation to the Non-Public Issue of A Shares
1.03
AgainstForAppove Method of Subscription in Relation to the Non-Public Issue of A Sharesf the Non-Public Issue of A Shares
1.04
AgainstForApprove Price and Pricing Principle in Relation to the Non-Public Issue of A Shares
1.05
AgainstForApprove Number of Shares to be Issued in Relation to the Non-Public Issue of A Shares
1.06
AgainstForApprove Lock-up Period in Relation to the Non-Public Issue of A Shares
1.07
ForForApprove Fund Raising Size and Use of Proceeds in Relation to the Non-Public Issue of A Shares
1.08
AgainstForApprove Arrangement of the Accumulated Undistributed Profit in Relation to the Non-Public Issue of A Shares
1.09
AgainstForApprove Effective Period of the Shareholders' Resolutions in Relation to the Non-Public Issue of A Shares
1.10
AgainstForApprove Place of Listing in Relation to the Non-Public Issue of A Shares
1.11
AgainstForApprove Plan of Non-Public Issue of A Shares 2
AgainstForApprove Subscription Agreements Relating to the Non-Public Issue of A Shares
3
AgainstForApprove Subscription Agreement between the Company and Guangzhou PharmaceuticalHoldings Limited Relating to the Non-Public Issue of A Shares
3.01
AgainstForApprove Subscription Agreement between the Company and China Universal Asset Management Company Limited Relating to the Non-Public Issue of A Shares
3.02
Page 204 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Subscription Agreement between the Company and Guangzhou China Life Insurance Urban Development Industry Investment Enterprises (Limited Partnership) Relating to the Non-Public Issue of A Shares
3.03
AgainstForApprove Subscription Agreement between the Company and Guangzhou State-owned Asset Development Holdings Limited Relating to the Non-Public Issue of A Shares
3.04
AgainstForApprove Subscription Agreement between the Company and Shanghai Yunfeng Xinchuang Investment Management Company Limited Relating to the Non-Public Issue of A Shares
3.05
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Hotel Shilla Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Han In-Gyu as Inside Director 2.1
ForForElect Kim Won-Yong as Outside Director 2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Hypermarcas S.A.
Meeting Date: 03/13/2015 Country: Brazil
Meeting Type: Annual
Page 205 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hypermarcas S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForFix Board Size and Elect Directors 3
Do Not Vote
ForApprove Remuneration of Company's Management
4
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
Hyundai Engineering & Construction Co Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two NINEDs and One Inside Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Hyundai Mobis Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
Page 206 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Mobis Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Securities Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Yoon Gyung-Eun as Inside Director 3.1
ForForElect Park William as Outside Director 3.2
ForForElect Park William as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 207 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Steel Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Chem Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors, One NINED, and One Outside Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
LG Display Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Han Sang-Bum as Inside Director 2.1
Page 208 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Display Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kwon Dong-Il as Outside Director 2.2
ForForElect Hwang Sung-Sik as Outside Director 2.3
ForForElect Hwang Sung-Sik as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Hausys Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director, One NINED, and Three Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Household & Health Care Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Page 209 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Meeting Date: 03/13/2015 Country: Spain
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForReelect Antonio Núñez Tovar as Director 4
AgainstForReelect Luis Hernando de Larramendi Martínez as Director
5
ForForReelect Alberto Manzano Martos as Director 6
ForForReelect Antonio Miguel-Romero de Olano as Director
7
AgainstForReelect Alfonso Rebuelta Badías as Director 8
ForForRatify Appointment of and Elect Georg Daschner as Director
9
ForForAmend Article 3 Re: Share Capital and Shares 10
ForForAmend Article 4 Re: Share Capital and Shares 11
ForForAmend Article 7 Re: Share Capital and Shares 12
ForForAmend Article 9 Re: Annual General Meeting 13
ForForAmend Article 11 Re: Annual General Meeting 14
ForForAmend Article 13 Re: Board of Directors 15
ForForAmend Article 14 Re: Board of Directors 16
ForForAmend Article 15 Re: Board of Directors 17
ForForAmend Article 16 Re: Board of Directors 18
ForForAmend Article 17 Re: Board of Directors 19
ForForAmend Article 18 Re: Board of Directors 20
ForForAmend Article 20 Re: Steering and Delegated Committees
21
ForForAmend Article 23 Re: Steering and Delegated Committees
22
ForForAmend Article 24 Re: Audit Committee 23
ForForAmend Article 26 Re: Protection of General Interest of the Company
24
Page 210 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Article 27 Re: Protection of General Interest of the Company
25
ForForAmend Article 31 Re: Management Report, Annual Accounts, and Distribution of Profits
26
ForForAmend Article 33 Re: Management Report, Annual Accounts, and Distribution of Profits
27
ForForAmend Article 35 Re: Dissolution and Liquidation
28
ForForRemove Articles Re: Dissolution and Liquidation
29
ForForAmend Articles Re: Dissolution and Liquidation
30
ForForAmend Articles Re: Dissolution and Liquidation
31
ForForAdd New Article 23 Re: Appointments and Remuneration Committee
32
ForForAdd New Article 24 Re: Appointments and Remuneration Committee
33
ForForApprove New General Meeting Regulations 34
AgainstForApprove Remuneration of Directors 35
AgainstForAdvisory Vote on Remuneration Policy Report 36
ForForAppoint KPMG Auditores as Auditor 37
ForForAuthorize Board to Ratify and Execute Approved Resolutions
38
ForForAuthorize Board to Clarify or Interpret Preceding Resolutions
39
ForForAcknowledge Management's Contribution in FY 2014
40
POSCO
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Shin Jae-Chul as Outside Director 2.1.1
Page 211 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
POSCO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Joo-Hyun as Outside Director 2.1.2
ForForElect Park Byung-Won as Outside Director 2.1.3
ForForElect Kim Joo-Hyun as Members of Audit Committee
2.2.1
ForForElect Kim Jin-Il as Inside Director 2.3.1
ForForElect Lee Young-Hoon as Inside Director 2.3.2
ForForElect Oh In-Hwan as Inside Director 2.3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
S-1 Corp.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director, One NINED, and One Outside Director (Bundled)
2
AgainstForAppoint Sato Sadahiro as Internal Auditor 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
Samsung C&T Corp.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
Page 212 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung C&T Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect One Inside Director and Four Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Card Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Park Jong-Moon as Outside Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Electro-Mechanics Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Seung-Jae as Outside Director 2.1
ForForElect Lee Yoon-Tae as Inside Director 2.2
ForForElect Hong Wan-Hoon as Inside Director 2.3
ForForElect Lee Seung-Jae as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 213 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Electronics Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Han-Joong as Outside Director 2.1.1
ForForElect Lee Byung-Gi as Outside Director 2.1.2
ForForElect Kwon Oh-Hyun as Inside Director 2.2
ForForElect Kim Han-Joong as Member of Audit Committee
2.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Engineering Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Myung-Soo as Inside Director and Jang Ji-Jong as Outside Director (Bundled)
2
ForForElect Jang Ji-Jong as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Fine Chemicals Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Page 214 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Fine Chemicals Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Outside Directors (Bundled) 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
Samsung Fire & Marine Insurance Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jeon Yong-Bae as Inside Director 2.1.1
ForForElect Moon Hyo-Nam as Outside Director 2.2.1
ForForElect Son Byung-Jo as Outside Director 2.2.2
ForForElect Yoon Young-Chul as Outside Director 2.2.3
ForForElect Shin Dong-Yup as Outside Director 2.2.4
ForForElect Son Byung-Jo as Member of Audit Committee
3.1.1
ForForElect Yoon Young-Chul as Member of Audit Committee
3.1.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Heavy Industries Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Page 215 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Heavy Industries Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Hyo-Sup as Inside Director 2.1
ForForElect Yoo Jae-Han as Outside Director 2.2
ForForElect Song In-Man as Outside Director 2.3
ForForElect Shin Jong-Gye as Member of Audit Committee
3.1
ForForElect Song In-Man as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Life Insurance Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Four Outside Directors (Bundled) 2
ForForElect Yoon Yong-Ro as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung SDI Co., Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Page 216 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung SDI Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Se-Woong as Inside Director 3.1
ForForElect Noh Min-Gi as Outside Director 3.2
ForForElect Noh Min-Gi as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Samsung SDS Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Park Sung-Tae as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Securities Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jeon Sam-Hyun as Outside Director 2.1
ForForElect Lee Seung-Woo as Outside Director 2.2
Page 217 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Securities Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lee Seung-Woo as Member of Audit Committee
3.1
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Techwin Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Gyung-Goo as Inside Director 2.1
ForForElect Lee Je-Hong as Outside Director 2.2
ForForElect Lee Je-Hong as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Shinsegae Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Young-Gul as Outside Director 2.1
ForForElect Kim Joo-Young as Outside Director 2.2
ForForElect Son In-Ok as Outside Director 2.3
ForForElect Kim Joo-Young as Member of Audit Committee
3.1
ForForElect Son In-Ok as Member of Audit Committee
3.2
Page 218 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinsegae Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Standard Life plc
Meeting Date: 03/13/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Value to Shareholders
For For
Qatar Fuel Company
Meeting Date: 03/15/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Discharge of Directors 5
ForForRatify Auditors and Fix Their Remuneration 6
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 03/16/2015 Country: Israel
Meeting Type: Special
Page 219 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendment to Compensation Policy for the Directors and Officers of the Company
For For
ForForApprove Criteria for Performance Based Bonus for the CEO
2
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
CITIC Limited
Meeting Date: 03/16/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Jiong as Director For For
ForForElect Dou Jianzhong as Director 2
ForForElect Yu Zhensheng as Director 3
ForForElect Yang Jinming as Director 4
ForForElect Cao Pu as Director 5
ForForElect Liu Zhongyuan as Director 6
ForForElect Liu Yeqiao as Director 7
ForForElect Anthony Francis Neoh as Director 8
Page 220 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lee Boo Jin as Director 9
ForForApprove Subscription Agreement 10
ForForApprove Issuance of Preferred Shares and Conversion Shares Pursuant to the Subscription Agreement
11
ForForAmend Articles of Association 12
Daewoo International Corp.
Meeting Date: 03/16/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Choi Jung-Woo as Inside Director 2.1
ForForElect Oh In-Hwan as Non-independent and Non-executive Director
2.2
ForForElect Choi Do-Sung as Outside Director 2.3.1
ForForElect Song Byung-Joon as Outside Director 2.3.2
ForForElect Choi Do-Sung as Member of Audit Committee
3.1
ForForElect Song Byung-Joon as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Ecofin Water & Power Opportunities plc
Meeting Date: 03/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 221 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecofin Water & Power Opportunities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForRe-elect Ian Barby as Director 3
ForForRe-elect Iain McLaren as Director 4
ForForRe-elect Lord Myners as Director 5
ForForRe-elect Martin Negre as Director 6
ForForElect David Simpson as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
Electra Private Equity plc
Meeting Date: 03/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Roger Yates as Director 3
ForForRe-elect Dame Kate Barker as Director 4
ForForRe-elect Francesca Barnes as Director 5
ForForRe-elect Geoffrey Cullinan as Director 6
ForForRe-elect Josyane Gold as Director 7
ForForRe-elect Roger Perkin as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
Page 222 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electra Private Equity plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Market Purchase of Ordinary Shares 11
PT Bank Mandiri (Persero) Tbk
Meeting Date: 03/16/2015 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors 3
ForForApprove Remuneration of Directors and Commissioners
4
AgainstForAmend Articles of the Association 5
AgainstForElect Directors and Commissioners 6
Sponda Oyj
Meeting Date: 03/16/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive CEO's Review
6
Page 223 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sponda Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.19 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 66,000 for Chairman, EUR 40,000 for Vice Chairman, and EUR 33,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Seven 11
AgainstForReelect Kaj-Gustaf Bergh, Christian Elfving, Paul Hartwall, Juha Laaksonen, Leena Laitinen, Arja Talma, and Raimo Valo as Directors
12
ForForApprove Remuneration of Auditors 13
ForForAppoint APA Esa Kailiala and KPMG as Auditors and APA Petri Kettunen as Deputy Auditor
14
AgainstForAuthorize Share Repurchase Program 15
ForForApprove Issuance of up to 28.3 Million Shares without Preemptive Rights
16
Close Meeting 17
The Cooper Companies, Inc.
Meeting Date: 03/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director A. Thomas Bender For For
ForForElect Director Michael H. Kalkstein 1.2
ForForElect Director Jody S. Lindell 1.3
ForForElect Director Gary S. Petersmeyer 1.4
ForForElect Director Steven Rosenberg 1.5
ForForElect Director Allan E. Rubenstein 1.6
ForForElect Director Robert S. Weiss 1.7
Page 224 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Cooper Companies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Stanley Zinberg 1.8
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Almacenes Exito S.A.
Meeting Date: 03/17/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForApprove Board of Directors and Chairman's Report
4
ForForApprove Individual and Consolidated Financial Statements
5
ForForApprove Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends 8.1
ForForApprove Donations 8.2
ForForAmend Bylaws 8.3
ForForAmend Regulations on General Meetings 8.4
ForForAmend Board of Directors' Regulations 8.5
AgainstForOther Business 9
Charter Communications, Inc.
Meeting Date: 03/17/2015 Country: USA
Meeting Type: Special
Page 225 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Charter Communications, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Mergers For For
ForForAdjourn Meeting 2
China Gas Holdings Ltd.
Meeting Date: 03/17/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Purchase Agreement For For
ForForApprove Issuance of Consideration Shares in Relation to the Share Purchase Agreement
2
AgainstForElect Arun Kumar Manchanda as Director 3
Grivalia Properties Real Estate Investment Co
Meeting Date: 03/17/2015 Country: Greece
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForApprove Financial Statements and Income Allocation
1
ForForApprove Discharge of Board and Auditors 2
ForForApprove Auditors and Fix Their Remuneration 3
ForForAppoint Surveyors and Approve Their Fees 4
ForForApprove Related Party Transactions 5
ForForAcquire Real Estate Asset 6
ForForAmend Corporate Purpose 7
Page 226 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Japan Real Estate Investment Corp.
Meeting Date: 03/17/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
For For
ForForElect Executive Director Nakajima, Hiroshi 2
ForForElect Alternate Executive Director Katayama, Hiroshi
3
AgainstForAppoint Supervisory Director Kusakabe, Kenji 4.1
ForForAppoint Supervisory Director Okanoya, Tomohiro
4.2
PT Bank Negara Indonesia (Persero) Tbk
Meeting Date: 03/17/2015 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports and Discharge of Directors and Commissioners
For For
ForForApprove Allocation of Income 2
ForForApprove Remuneration of Directors and Commissioners
3
ForForApprove Auditors 4
AgainstForAmend Articles of the Association 5
AgainstForElect Directors and Commissioners 6
TF Administradora S. de R.L. de C.V. (TERRAFINA)
Meeting Date: 03/17/2015 Country: Mexico
Meeting Type: Annual
Page 227 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TF Administradora S. de R.L. de C.V. (TERRAFINA)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of REITs - ISIN MXCFTE0B0005
ForForApprove Financial Statements 1
ForForApprove Annual Report 2
ForForElect or Dismiss Members of Trust Technical Committee
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
The ADT Corporation
Meeting Date: 03/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas Colligan For For
ForForElect Director Richard Daly 1b
ForForElect Director Timothy Donahue 1c
ForForElect Director Robert Dutkowsky 1d
ForForElect Director Bruce Gordon 1e
ForForElect Director Naren Gursahaney 1f
ForForElect Director Bridgette Heller 1g
ForForElect Director Kathleen Hyle 1h
ForForElect Director Christopher Hylen 1i
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Agilent Technologies, Inc.
Meeting Date: 03/18/2015 Country: USA
Meeting Type: Annual
Page 228 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agilent Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert J. Herbold For For
ForForElect Director Koh Boon Hwee 1.2
ForForElect Director Michael R. McMullen 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAmend Executive Incentive Bonus Plan 3
ForForDeclassify the Board of Directors 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ALDAR Properties PJSC
Meeting Date: 03/18/2015 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Discharge of Directors and Auditors 5
ForForApprove Remuneration of Directors 6
ForForRatify Auditors and Fix Their Remuneration 7
ALDAR Properties PJSC
Meeting Date: 03/18/2015 Country: United Arab Emirates
Meeting Type: Special
Page 229 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ALDAR Properties PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 22 of Bylaws Re: Board Constitution
For For
Bank Muscat SAOG
Meeting Date: 03/18/2015 Country: Oman
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Issuance of Convertible Bonds with Preemptive Rights
1
ForForAuthorize Issuance of Meethaq Sukuk Program up to OMR 500 Million
2
ForForAuthorize Board to Execute Item 2 Resolution Above
3
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Corporate Governance Report 2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Stock Dividend Program 5
ForForApprove Sitting Fees for Directors and Committee Members
6
ForForApprove Remuneration of Directors 7
ForForApprove Related Party Transactions 8
ForForApprove Related Party Transactions 9
ForForApprove Sharia Supervisory Board Report 10
ForForRatify Auditors and Fix Their Remuneration 11
Page 230 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Meeting Date: 03/18/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAmend Articles Re: General Meetings 4.1
ForForAmend Articles Re: Board 4.2
ForForAmend Articles Re: Director Remuneration 4.3
ForForAmend Articles Re: Technical Adjustments 4.4
ForForAmend Articles of General Meeting Regulations
5
ForForRenew Appointment of Deloitte as Auditor 6
ForForElect Rosa García García as Director 7.1
ForForRatify Appointment of and Elect María Teresa Pulido Mendoza as Director
7.2
ForForReelect María Dolores Dancausa as Director 7.3
ForForFix Number of Directors at 10 7.4
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
8
ForForApprove Remuneration of Directors 9.1
ForForApprove Deferred Share Bonus Plan 9.2
ForForFix Maximum Variable Compensation Ratio 9.3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
ForForAdvisory Vote on Remuneration Policy Report 11
Receive Amendments to Board of Directors' Regulations
12
Bashneft OJSC
Meeting Date: 03/18/2015 Country: Russia
Meeting Type: Special
Page 231 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bashneft OJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction in Share Capital via Cancellation of Repurchased Shares
For For
AgainstForAmend Charter 2
Danske Bank A/S
Meeting Date: 03/18/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividend of DKK 5.50 per Share
3
ForForReelect Ole Andersen as Director 4.1
ForForReelect Urban Bäckström as Director 4.2
ForForReelect Lars Förberg as Director 4.3
ForForReelect Jørn Jensen as Director 4.4
ForForReelect Rolv Ryssdal as Director 4.5
ForForReelect Carol Sergeant as Director 4.6
ForForReelect Jim Snabe as Director 4.7
ForForReelect Trond Westlie as Director 4.8
ForForRatify Deloitte as Auditors 5
ForForReduce Authorization to Create Pool of Capital with Preemptive Rights to DKK 2 Billion
6.1
ForForAmend Articles Re: Delete Reference to Hybrid Core Capital
6.2
ForForAmend Articles Re: Delete References to Several Secondary Names
6.3
ForForAuthorize Share Repurchase Program 7
ForForApprove Remuneration of Directors for 2015 8
Page 232 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals Submitted by Leon Mathiasen, Jens Jepsen, and Wismann Property Consult A/S
AgainstAgainstRequire Official Annual Report to be Prepared in Danish or Alternatively Fly Danish Flag as Half-Mast at Branches Until 2016 AGM
9
AgainstAgainstRequire Layout and Content Used in 2012 for Annual Summary Going Forward
10
AgainstAgainstRequire Chairman to Allow Equal Access for Everyone Making Proposals at General Meetings to Technical Facilities
11.1
AgainstAgainstRequire Introduction of New and More Informative Reporting of Staff Costs Broken Down by Gender
11.2
AgainstAgainstAmend Reporting of All Taxable Benefits 11.3
AgainstAgainstBreak Down Future Disclosure of Item in Note 9 of 2014 Annual Report
11.4
Domino Printing Sciences plc
Meeting Date: 03/18/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Peter Byrom as Director 5
ForForRe-elect Sir Mark Wrightson as Director 6
ForForRe-elect Sir David Brown as Director 7
ForForRe-elect Christopher Brinsmead as Director 8
ForForRe-elect Nigel Bond as Director 9
ForForRe-elect Andrew Herbert as Director 10
ForForElect Sucheta Govil as Director 11
Page 233 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Domino Printing Sciences plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Rachel Hurst as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForApprove Deferred Bonus Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Hewlett-Packard Company
Meeting Date: 03/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Marc L. Andreessen For For
ForForElect Director Shumeet Banerji 1b
ForForElect Director Robert R. Bennett 1c
ForForElect Director Rajiv L. Gupta 1d
ForForElect Director Klaus Kleinfeld 1e
ForForElect Director Raymond J. Lane 1f
ForForElect Director Ann M. Livermore 1g
ForForElect Director Raymond E. Ozzie 1h
ForForElect Director Gary M. Reiner 1i
ForForElect Director Patricia F. Russo 1j
ForForElect Director James A. Skinner 1k
ForForElect Director Margaret C. Whitman 1l
ForForRatify Ernst & Young LLP as Auditors 2
Page 234 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hewlett-Packard Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProvide Right to Act by Written Consent 4
Pandora A/S
Meeting Date: 03/18/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Remuneration of Directors for 2014 3.1
Do Not Vote
ForApprove Remuneration of Directors for 2015 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work
3.2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 9.00 Per Share
4
Do Not Vote
ForApprove Discharge of Management and Board 5
Do Not Vote
ForApprove DKK 5.8 Million Reduction in Share Capital
6.1
Do Not Vote
ForAuthorize Share Repurchase Program 6.2
Do Not Vote
ForAmend Articles Re: Board-Related 6.3
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
6.4
Do Not Vote
ForReelect Peder Tuborgh (Chairman) as Director 7.1
Do Not Vote
ForReelect Christian Frigast (Vice Chairman) as Director
7.2
Do Not Vote
ForElect Allan Leighton as New Director 7.3
Do Not Vote
ForReelect Andrea Alvey as Director 7.4
Page 235 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pandora A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Ronica Wang as Director 7.5
Do Not Vote
ForReelect Anders Boyer-Sogaard as Director 7.6
Do Not Vote
ForReelect Bjorn Gulden as Director 7.7
Do Not Vote
ForReelect Per Bank as Director 7.8
Do Not Vote
ForReelect Michael Sorensen as Director 7.9
Do Not Vote
ForRatify Ernst & Young as Auditors 8
Other Business 9
PT Jasa Marga (Persero) Tbk
Meeting Date: 03/18/2015 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors 3
ForForApprove Remuneration of Directors and Commissioners
4
ForForAccept Report on Use of Proceeds from IPO and Jasa Marga Bond
5
AgainstForAmend Articles of the Association 6
AgainstForElect Directors and Commissioners 7
Qatar Navigation QSC
Meeting Date: 03/18/2015 Country: Qatar
Meeting Type: Annual/Special
Page 236 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar Navigation QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Corporate Governance Report 4
ForForApprove Dividends of QAR 5.50 Per Share 5
ForForApprove Discharge of Directors and Fix Their Remuneration
6
ForForRatify Auditors and Fix Their Remuneration 7
AgainstForElect Directors (Bundled) 8
Extraordinary Business
ForForApprove Increase in Limit on Foreign Shareholdings
1
ForForDelete Article 37 of Bylaws Re: Redundant Article
2
ForForAmend Article 47 of Bylaws Re: General Meeting Announcement
3
Starbucks Corporation
Meeting Date: 03/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Howard Schultz For For
ForForElect Director William W. Bradley 1b
ForForElect Director Robert M. Gates 1c
ForForElect Director Mellody Hobson 1d
ForForElect Director Kevin R. Johnson 1e
ForForElect Director Olden Lee 1f
Page 237 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Joshua Cooper Ramo 1g
ForForElect Director James G. Shennan, Jr. 1h
ForForElect Director Clara Shih 1i
ForForElect Director Javier G. Teruel 1j
ForForElect Director Myron E. Ullman, III 1k
ForForElect Director Craig E. Weatherup 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstAgainstAmend Bylaws to Establish a Board Committee on Sustainability
4
ForAgainstRequire Independent Board Chairman 5
The Commercial Bank of Qatar QSC
Meeting Date: 03/18/2015 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements 3
ForForApprove Allocation of Income and Dividends and Bonus Shares
4
ForForApprove Discharge of Directors 5
ForForApprove Remuneration of Directors and Approve Regulations on Director Remuneration Scheme
6
ForForRatify Auditors and Fix Their Remuneration 7
ForForAuthorize Issuance of Bonds/Debentures/Sukuk up to USD 2 Billion
8
ForForApprove Corporate Governance Report 9
Page 238 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Commercial Bank of Qatar QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Capitalization of Reserves for Bonus Issue
1
ForForAmend Articles to Reflect Changes in Capital 2
ForForAment Article 23 of Bylaws Re: Issuance of Bonds
3
ForForAuthorize Issuance of Bonds/Debentures/Sukuk
4
ForForApprove Increase in Limit on Foreign Shareholdings
5
ForForChange Company Name 6
Castellum AB
Meeting Date: 03/19/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6a
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
6b
Do Not Vote
ForAccept Financial Statements and Statutory Reports
7
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 4.60 Per Share
8
Do Not Vote
ForApprove Discharge of Board and President 9
Page 239 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Castellum AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Nomination Committee's Report 10
Do Not Vote
ForDetermine Number of Directors (7) and Deputy Directors (0) of Board
11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 640,000 for Chairman, and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work
12
Do Not Vote
ForReelect Charlotte Stromberg (Chair), Per Berggren, Christer Jacobson, Jan-Ake Jonsson, Nina Linander, and Johan Skoglund as Directors; Elect Anna-Karin Hatt as New Director
13
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
16
Chemring Group plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Michael Flowers as Director 4
ForForRe-elect Peter Hickson as Director 5
ForForRe-elect Steve Bowers as Director 6
ForForRe-elect Sarah Ellard as Director 7
ForForRe-elect Andy Hamment as Director 8
ForForRe-elect Ian Much as Director 9
Page 240 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chemring Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Nigel Young as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Citycon Oyj
Meeting Date: 03/19/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
Receive Auditor's Report 7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Omission of Dividends; Approve Capital Return of EUR 0.15 Per Share
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 70,000 for Vice Chairman, and EUR 50,000 for Other Directors; Approve Committee and Meeting Fees
11
Page 241 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Citycon Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at 10 12
ForForReelect Ronen Ashkenazi, Chaim Katzman, Bernd Knobloch, Arnold de Haan, Kirsi Komi, Andrea Orlandi, Claes Ottosson, Per-Anders Ovin, and Ariella Zochovitzky as Directors; Elect Rachel Lavine as New Director
13
ForForApprove Remuneration of Auditors 14
ForForRatify Ernst & Young as Auditors 15
ForForApprove Issuance of up to 60 Million Shares without Preemptive Rights
16
ForForAuthorize Share Repurchase Program 17
Close Meeting 18
Crest Nicholson Holdings plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect William Rucker as Director 3
ForForRe-elect Stephen Stone as Director 4
ForForRe-elect Patrick Bergin as Director 5
ForForRe-elect Jim Pettigrew as Director 6
ForForRe-elect Pam Alexander as Director 7
ForForAppoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Remuneration Report 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
Page 242 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crest Nicholson Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
CRH plc
Meeting Date: 03/19/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Certain Assets Being Disposed of By Lafarge S.A. and Holcim Ltd
For Abstain
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/19/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income and Cash Dividends
3
ForForSet Aggregate Nominal Share Repurchase Reserve
4
ForForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForForElect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Page 243 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/19/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income and Cash Dividends
3
ForForSet Aggregate Nominal Share Repurchase Reserve
4
ForForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForForElect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Givaudan SA
Meeting Date: 03/19/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Allocation of Income and Dividends of CHF 50 per Share
3
ForForApprove Discharge of Board and Senior Management
4
ForForAmend Articles Re: Shareholder Resolutions Requiring a Qualified Majority
5.1
Page 244 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles Re: Qualification of Auditors 5.2
ForForReelect Juerg Witmer as Director 6.1.1
ForForReelect Andre Hoffmann as Director 6.1.2
ForForReelect Lilian Biner as Director 6.1.3
ForForReelect Peter Kappeler as Director 6.1.4
ForForReelect Thomas Rufer as Director 6.1.5
ForForReelect Werner Bauer as Director 6.1.6
ForForReelect Calvin Grieder as Director 6.1.7
ForForElect Michael Carlos as Director 6.2.1
ForForElect Ingrid Deltenre as Director 6.2.2
ForForElect Juerg Witmer as Board Chairman 6.3
ForForAppoint Andre Hoffmann as Member of the Compensation Committee
6.4.1
ForForAppoint Peter Kappeler as Member of the Compensation Committee
6.4.2
ForForAppoint Werner Bauer as Member of the Compensation Committee
6.4.3
ForForDesignate Manuel Isler as Independent Proxy 6.5
ForForRatify Deloitte SA as Auditors 6.6
ForForApprove Maximum Remuneration of Board of Directors Until 2016 AGM in the Amount of CHF 3.3 Million
7.1
ForForApprove Short Term Variable Remuneration of Executive Committee for Fiscal 2014 in the Amount of CHF 2.3 Million
7.2.1
ForForApprove Fixed and Long Term Remuneration of Executive Committee for Fiscal 2015 in the Amount of CHF 15.5 Million
7.2.2
AgainstForTransact Other Business (Voting) 8
GN Store Nord A/S
Meeting Date: 03/19/2015 Country: Denmark
Meeting Type: Annual
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 0.90 Per Share
3
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 750,000 for Chairman, DKK 500,000 for Vice Chairman, and DKK 250,000 for Other Members; Approve Remuneration for Committee Work
4
Do Not Vote
ForReelect Per Wold-Olsen as Director 5.1
Do Not Vote
ForReelect William Hoover as Director 5.2
Do Not Vote
ForReelect Wolfgang Reim as Director 5.3
Do Not Vote
ForReelect Carsten Thomsen as Director 5.4
Do Not Vote
ForReelect Helene Barnekow as Director 5.5
Do Not Vote
ForElect Ronica Wang as New Director 5.6
Do Not Vote
ForRatify Ernst & Young as Auditors 6
Do Not Vote
ForAuthorize Share Repurchase Program 7.1
Do Not Vote
ForApprove DKK 23.3 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly
7.2
Do Not Vote
ForExtend Board's Authorizations to Create up to DKK 125 Million Pool of Capital Without Preemptive Rights until April 30, 2016
7.3
Other Proposals From Shareholders (None Submitted)
8
Other Business 9
Keysight Technologies, Inc.
Meeting Date: 03/19/2015 Country: USA
Meeting Type: Annual
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keysight Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald S. Nersesian For For
ForForElect Director Charles J. Dockendorff 1.2
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForApprove Omnibus Stock Plan 3
AgainstForApprove Executive Incentive Bonus Plan 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
One YearOne YearAdvisory Vote on Say on Pay Frequency 6
Klabin S.A.
Meeting Date: 03/19/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors and Alternate Members 3
Do Not Vote
ForApprove Remuneration of Company's Management
4
Do Not Vote
ForElect Fiscal Council Members and Approve their Remuneration
5
Klabin S.A.
Meeting Date: 03/19/2015 Country: Brazil
Meeting Type: Annual
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klabin S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Klabin S.A.
Meeting Date: 03/19/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Capital Increase Re: Exercise of Warrants
For Do Not Vote
Do Not Vote
ForAuthorize Capitalization of Reserves 2
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 3
LG Electronics Inc.
Meeting Date: 03/19/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Outside Directors (Bundled) 2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Innotek Co.
Meeting Date: 03/19/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Woong-Bum as Inside Director 2.1
ForForElect Kwon Il-Geun as Non-independent Non-executive Director
2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Mallinckrodt plc
Meeting Date: 03/19/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Melvin D. Booth For For
ForForElect Director Don M. Bailey 1b
ForForElect Director David R. Carlucci 1c
ForForElect Director J. Martin Carroll 1d
ForForElect Director Diane H. Gulyas 1e
ForForElect Director Nancy S. Lurker 1f
ForForElect Director JoAnn A. Reed 1g
ForForElect Director Angus C. Russell 1h
ForForElect Director Virgil D. Thompson 1i
ForForElect Director Mark C. Trudeau 1j
ForForElect Director Kneeland C. Youngblood 1k
ForForElect Director Joseph A. Zaccagnino 1l
ForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 249 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mallinckrodt plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForForAuthorize Share Repurchase up to 10 Percent of Issued Share Capital
5
ForForAuthorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares
6
ForForAuthorize the Holding of the 2016 AGM at a Location Outside Ireland
7
Nordea Bank AB
Meeting Date: 03/19/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Do Not Vote
ForAccept Financial Statements and Statutory Reports
7
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.62 Per Share
8
Do Not Vote
ForApprove Discharge of Board and President 9
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Do Not Vote
ForFix Number of Auditors at One 11
Page 250 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Do Not Vote
ForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors
13
Do Not Vote
ForRatify Ohrlings PricewaterhouseCoopers as Auditors
14
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Do Not Vote
ForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Do Not Vote
ForAuthorize Share Repurchase Program 17a
Do Not Vote
ForAuthorize Reissuance of Repurchased Shares 17b
Do Not Vote
ForAuthorize Repurchase of Shares in Connection with Securities Trading
18
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Shareholder Proposals Submitted by Thorwald Arvidsson
Do Not Vote
NoneAuthorize the Board of Directors to Decide on Redemption of all C-Shares
20a
Do Not Vote
NoneAmend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote
20b
Do Not Vote
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
20c
Do Not Vote
NoneInstruct Board to Establish Shareholders Association in Nordea
20d
Do Not Vote
NoneSpecial Examination Regarding Nordea's Values and the Legal-Ethical Rules
20e
Page 251 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Northam Platinum Ltd
Meeting Date: 03/19/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolutions
AgainstForAdopt New Memorandum of Incorporation 1
ForForAuthorise Issue of Northam Shares to BEE SPV Preference Shareholders in Terms of Sections 41(1) and 41(3) of the Companies Act
2
ForForApprove Financial Assistance to BEE SPV and the HDSA Participants
3
AgainstForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
4
Ordinary Resolutions
ForForAuthorise Specific Issue of Subscription Shares to BEE SPV
1
ForForAuthorise Specific Issue of Northam Shares to BEE SPV Preference Shareholders
2
Novo Nordisk A/S
Meeting Date: 03/19/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports for 2014
2
ForForApprove Remuneration of Directors for 2014 3.1
ForForApprove Remuneration of Directors for 2015 3.2
ForForApprove Allocation of Income and Dividends of DKK 5.00 Per Share
4
ForForElect Göran Ando as Director and Chairman 5.1
ForForElect Jeppe Christiansen as Director and Deputy Chairman
5.2
Page 252 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Bruno Angelici as Director 5.3a
ForForElect Sylvie Grégoire as Director 5.3b
ForForElect Liz Hewitt as Director 5.3c
ForForElect Thomas Koestler as Director 5.3d
ForForElect Eivind Kolding as Director 5.3e
ForForElect Mary Szela as Director 5.3f
ForForRatify PricewaterhouseCooper as Auditors 6
ForForApprove Reduction in Share Capital 7.1
AgainstForAuthorize Share Repurchase Program 7.2
ForForAmend Articles Re: Distribution of Extraordinary Dividends
7.3
ForForApprove Revised Remuneration Principles 7.4
Other Business 8
Persimmon plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Cash to Shareholders
For For
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/19/2015 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2
Page 253 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors and Commissioners
3
ForForApprove Auditors 4
AgainstForAmend Articles of the Association 5
AgainstForElect Directors and Commissioners 6
Safestore Holdings plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForAppoint Deloitte LLP as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForApprove Final Dividend 5
ForForRe-elect Alan Lewis as Director 6
ForForRe-elect Keith Edelman as Director 7
ForForRe-elect Frederic Vecchioli as Director 8
ForForRe-elect Andy Jones as Director 9
ForForRe-elect Ian Krieger as Director 10
ForForElect Joanne Kenrick as Director 11
ForForAuthorise EU Political Donations and Expenditure
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Page 254 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Souza Cruz S.A.
Meeting Date: 03/19/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year ended Dec 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Remuneration of Company's Management
3
Do Not Vote
ForInstall Fiscal Council 4
Do Not Vote
ForElect Fiscal Council Members and Approve their Remuneration
5
ACC Ltd.
Meeting Date: 03/20/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect B. Fontana as Director 3
ForForElect A. Lynam as Director 4
ForForApprove S R B C & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
ForForApprove Commission Remuneration for Non-Executive Directors
7
AmorePacific Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 255 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmorePacific Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Stock Split 2
ForForAmend Articles of Incorporation 3
ForForElect Three Inside Directors and Three Outside Directors(Bundled)
4
ForForElect Two Members of Audit Committee 5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Amorepacific Group Inc.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Stock Split 2
ForForAmend Articles of Incorporation 3
ForForElect Seo Gyung-Bae as Inside Director and Lee Woo-Young as Outside Director (Bundled)
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
6
Celltrion Inc.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 256 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Celltrion Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Seo Jung-Jin as Inside Director 2
ForForElect Lee Jong-Suk as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForApprove Stock Option Grants 5
Cementos Argos SA
Meeting Date: 03/20/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
Present Board of Directors and Chairman's Report
4
Present Financial Statements 5
Present Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends 8
Present Report on International Financial Standards
9
ForForAmend Bylaws 10
ForForApprove Wealth Tax Charged on Capital Reserves
11
ForForAuthorize Board to Fix Remuneration of Auditor
12
ForForApprove Donations 13
Page 257 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ CheilJedang Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
CJ Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Son Gyung-Sik as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
CJ E&M Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Hong Ji-A as Outside Director 2.1
ForForElect Ahn Suk-Joon as Inside Director 2.2
ForForElect Shin Hyun-Jae Non-independent Non-executive Director
2.3
Page 258 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ E&M Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
CJ Korea Express Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Yang Seung-Suk as Inside Director 2.1
ForForElect Son Gwan-Soo as Inside Director 2.2
ForForElect Bang Hee-Suk as Outside Director 2.3
ForForElect Kwon Do-Yub as Outside Director 2.4
ForForElect Yoon Young-Sun as Outside Director 2.5
ForForElect Choi Chan-Mook as Outside Director 2.6
ForForElect Bang Hee-Suk as Member of Audit Committee
3.1
ForForElect Kwon Do-Yub as Member of Audit Committee
3.2
ForForElect Yoon Young-Sun as Member of Audit Committee
3.3
ForForElect Choi Chan-Mook as Member of Audit Committee
3.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
CJ O Shopping Co. Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 259 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ O Shopping Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Shin Hyun-Jae as Inside Director 2.1
ForForElect Kim Il-Chun as Inside Director 2.2
ForForElect Seo Jang-Won as Inside Director 2.3
ForForElect Kim Jong-Bin as Outside Director 2.4
ForForElect Kim In-Gyu as Outside Director 2.5
ForForElect Kim Jong-Bin as Member of Audit Committee
3.1
ForForElect Kim In-Gyu as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAmend Articles of Incorporation 5
Daelim Industrial Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
ForForElect Shin Michael Young-Joon as Outside Director
3.1
ForForElect Lim Sun-Gyoon as Outside Director 3.2
ForForElect Jang Dal-Joong as Outside Director 3.3
ForForElect Kim Tae-Hee as Outside Director 3.4
ForForElect Han Joon-Ho as Outside Director 3.5
AbstainForElect Shin Michael Young-Joon as Member of Audit Committee
4.1
Page 260 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daelim Industrial Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForElect Lim Sung-Gyoon as Member of Audit Committee
4.2
AbstainForElect Kim Tae-Hee as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Daesang Corporation
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two NINEDs (Bundled) 2
ForForAppoint Na Eung-Ho as Internal Auditor 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
DGB Financial Group Co Ltd
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Park Dong-Gwan as Inside Director 3.1
ForForElect Lee Jung-Do as Outside Director 3.2
ForForElect Kim Ssang-Soo as Outside Director 3.3
Page 261 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DGB Financial Group Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ha Jong-Hwa as Outside Director 3.4
ForForElect Lee Ji-Un as Outside Director 3.5
ForForElect Lee Jung-Doo as Member of Audit Committee
4.1
ForForElect Kim Ssang-Soo as Member of Audit Committee
4.2
ForForElect Ha Jong-Hwa as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Dongbu Insurance Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Halla Holdings Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3
Page 262 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Holdings Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Chemical Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Three Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Corporation
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForElect Hong Jong-Ho as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Life Insurance Co., Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 263 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hanwha Life Insurance Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Moon Sung-Woo Members of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyosung Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Five Outside Directors (Bundled) 3
ForForElect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai Department Store Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
Page 264 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Department Store Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Hyung-Gyun as Outside Director 3
ForForElect Kim Hyung-Gyun as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai Glovis Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Four Outside Directors and One Inside Director (Bundled)
3
ForForElect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai Hysco
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForElect Lim Tae-Hun as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 265 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai WIA Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Yong-Bae as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Japan Tobacco Inc
Meeting Date: 03/20/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For For
ForForAppoint Statutory Auditor Nakamura, Futoshi 2.1
ForForAppoint Statutory Auditor Kojima, Tomotaka 2.2
ForForAppoint Statutory Auditor Imai, Yoshinori 2.3
ForForAppoint Statutory Auditor Obayashi, Hiroshi 2.4
ForForAppoint Alternate Statutory Auditor Masaki, Michio
3
AgainstAgainstApprove Alternate Income Allocation, with a Final Dividend of JPY 150
4
ForAgainstAuthorize Share Repurchase of Up To 40 Million Shares in the Coming Year
5
Kabel Deutschland Holding AG
Meeting Date: 03/20/2015 Country: Germany
Meeting Type: Special
Page 266 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kabel Deutschland Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals Submitted by Cornwall 2 GmbH & Co. KG
Receive Report on Special Audit Commissioned by Oct. 10, 2013 Shareholder Meeting (Non-Voting)
1
ForNoneAuthorize Special Audit Concerning Actions in Connection with the Acquisition of the Company by Vodafone Vierte Verwaltungs AG (Voting)
2
ForNoneAuthorize Special Audit to Explore Possible Breach of Duty Committed by Members of Governing Bodies in Connection with the Special Audit Commissioned by the Oct. 10, 2013 Shareholder Meeting (Voting)
3
KCC Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For Against
ForForElect Two Inside Directors (Bundled) 2.1
ForForElect Two Outside Directors (Bundled) 2.2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kia Motors Corporation
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 267 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kia Motors Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Korea Aerospace Industries Co. Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lim Maeng-Ho as Non-independent Non-executive Director
3.1
ForForElect Six Outside Directors (Bundled) 3.2
ForForElect Lim Maeng-Ho as Member of Audit Committee
4.1
ForForElect Three Members of Audit Committee 4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
6
Korea Zinc Co Ltd
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 268 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Zinc Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kumho Petro Chemical Co., Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jang Myung-Gi as Outside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Kyowa Hakko Kirin Co Ltd
Meeting Date: 03/20/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12.5
For For
ForForElect Director Hanai, Nobuo 2.1
ForForElect Director Kawai, Hiroyuki 2.2
ForForElect Director Tachibana, Kazuyoshi 2.3
ForForElect Director Mikayama, Toshifumi 2.4
Page 269 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kyowa Hakko Kirin Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Sato, Yoichi 2.5
ForForElect Director Nishikawa, Koichiro 2.6
ForForElect Director Leibowitz, Yoshiko 2.7
ForForElect Director Ito, Akihiro 2.8
AgainstForAppoint Statutory Auditor Ishihara, Motoyasu 3.1
ForForAppoint Statutory Auditor Uryu, Kentaro 3.2
ForForApprove Deep Discount Stock Option Plan 4
LG Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForElect Lee Jang-Gyu as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LIG Insurance Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Park Byung-Myung as Inside Director 2
ForForElect Two Outside Directors (Bundled) 3
Page 270 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LIG Insurance Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Park Byung-Myung as Member of Audit Committee (Inside Director)
4
ForForElect Two Members of Audit Committee (Outside Directors)
5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Lotte Chemical Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and One Outside Director (Bundled)
2
ForForElect Park Gyung-Hee as Members of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForApprove Terms of Retirement Pay 5
Lotte Chilsung Beverage Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Jae-Hyuk as Inside Director 3.1
ForForElect Ahn Tae-Sik as Outside Director 3.2
Page 271 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lotte Chilsung Beverage Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ahn Tae-Sik as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForApprove Terms of Retirement Pay 6
Lotte Confectionery Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Three Outside Directors (Bundled) 2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForApprove Terms of Retirement Pay 5
Lotte Shopping Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Shin Gyuk-Ho as Inside Director 2.1
ForForElect Two Outside Directors (Bundled) 2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Page 272 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LS Industrial Systems Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Han Jae-Hoon as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Mando Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Gyung-Ho Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
NAVER Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Hae-Jin as Inside Director 3.1
Page 273 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NAVER Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lee Jong-Woo as Outside Director 3.2
ForForElect Lee Jong-Woo as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Nongshim Co. Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Three Inside Directors and Three Outside Directors (Bundled)
For For
ForForElect Three Members of Audit Committee 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Paradise Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jeon Phillip as Inside Director 2.1
ForForElect Park Byung-Ryong as Inside Director 2.2
ForForElect Seo Chang-Lok as Outside Director 2.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Page 274 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PREMIER INVESTMENT CORP.
Meeting Date: 03/20/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Authorize Unit Buybacks - Amend Permitted Investment Types
For For
ForForElect Executive Director Hoshizawa, Shuro 2
ForForElect Alternate Executive Director Okuda, Takahiro
3
ForForAppoint Supervisory Director Iinuma, Haruki 4.1
AgainstForAppoint Supervisory Director Dai, Yuji 4.2
AgainstForAppoint Alternate Supervisory Director Sakurai, Kenji
5
ForForAppoint External Audit Firm 6
Providence Resources plc
Meeting Date: 03/20/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForIncrease Authorized Common Stock 1
ForForApprove Issue of Equity Pursuant to the Placing Offer and Open Offer
2
Special Resolutions
ForForAmend Articles of Association to Reflect Changes in Capital
3
ForForApprove Issue of Equity without Pre-emptive Rights Pursuant to the Placing Offer
4
ForForApprove Issue of Equity without Pre-emptive Rights Pursuant to the Open Offer
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Page 275 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Meeting Date: 03/20/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends of CHF 2.20 per Share and Participation Certificate
2
ForForApprove Discharge of Board and Senior Management
3
AgainstForApprove Fixed Remuneration of Board of Directors for the 2015 Financial Year in the Amount of CHF 8.1 Million
4.1
AgainstForApprove Fixed Remuneration of Executive Management for the 2015 Financial Year in the Amount of CHF 7.7 Million
4.2
AgainstForApprove Annual Variable Remuneration of Board of Directors for Financial Year 2014 in the Amount of CHF 6.5 Million
4.3
AgainstForApprove Annual Variable Remuneration of Executive Management for Financial Year 2014 in the Amount of CHF 11.53 Million
4.4
ForForElect Patrice Bula as Director 5.1
ForForReelect Alfred Schindler as Director and Chairman of the Board of Directors
5.2
ForForReelect Pius Baschera as Director and Member of the Remuneration Committee
5.3.1
ForForReelect Rudolf Fischer as Director and Member of the Remuneration Committee
5.3.2
ForForReelect Rolf Schweiger as Director and Member of the Remuneration Committee
5.3.3
ForForReelect Monika Buetler as Director 5.4.1
ForForReelect Carole Vischer as Director 5.4.2
ForForReelect Luc Bonnard as Director 5.4.3
ForForReelect Karl Hofstetter as Director 5.4.4
ForForReelect Anthony Nightingale as Director 5.4.5
ForForReelect Juergen Tinggren as Director 5.4.6
ForForReelect Klaus Wellershoff as Director 5.4.7
ForForDesignate Adrian von Segesser as Independent Proxy
5.5
Page 276 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Ernst & Young AG as Auditors 5.6
ForForApprove CHF 11,855 Reduction in Share Capital via Cancellation of Repurchased Shares
6.1
ForForApprove CHF 382,222 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates
6.2
AgainstForTransact Other Business (Voting) 7
SK C&C Co. Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Ahn Jung-Ok as Inside Director 3.1
ForForElect Ji Dong-Sub as Non-independent Non-executive Director
3.2
ForForElect Ha Geum-Yeol as Outside Director 3.3
ForForElect Director Joo Soon-Sik as Outside Director
3.4
ForForElect Ha Geum-Yeol as Member of Audit Committee
4.1
ForForElect Joo Soon-Sik as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Chemicals Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 277 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Chemicals Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors (Bundled) 2.1
ForForElect Two Outside Directors (Bundled) 2.2
ForForElect Ahn Duk-Geun as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Holdings Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kwon Oh-Ryong as Outside Director 2
ForForElect Kwon Oh-Ryong as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Hynix Inc.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Park Sung-Wook as Inside Director 2
Page 278 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Hynix Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Doo-Gyung as Outside Director 3.1
ForForElect Park Young-Joon as Outside Director 3.2
ForForElect Kim Dae-Il as Outside Director 3.3
ForForElect Lee Chang-Yang as Outside Director 3.4
ForForElect Kim Doo-Gyung as Member of Audit Committee
4.1
ForForElect Kim Dae-Il as Member of Audit Committee
4.2
ForForElect Lee Chang-Yang as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Innovation Co., Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jung Chul-Gil as Inside Director 2.1
ForForElect Kim Dae-Gi as Outside Director 2.2
ForForElect Han Min-Hee as Outside Director 2.3
ForForElect Kim Dae-Gi as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Networks Co. Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 279 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Networks Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Moon Jong-Hoon as Inside Director 3.1
ForForElect Kim Hun-Pyo as Inside Director 3.2
ForForElect Song Ha-Joong as Outside Director 3.3
ForForElect Kim Sung-Min as Outside Director 3.4
ForForElect Song Ha-Joong as Member of Audit Committee
4.1
ForForElect Kim Sung-Min as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Telecom Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jang Dong-Hyun as Inside Director 3
ForForElect Lee Jae-Hoon as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Telecom Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 280 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Telecom Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements and Allocation of Income
1
ForForAmend Articles of Incorporation 2
ForForElect Jang Dong-Hyun as Inside Director 3
ForForElect Lee Jae-Hoon as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SKC Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Cho Dae-Sik as Non-Independent Non-Executive Director
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AbstainForApprove Sale of Company Assets 5
S-Oil Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 281 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
S-Oil Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect One Inside Director, Four NINEDs, and Six Outside Directors (Bundled)
3
ForForElect S.A. Al-Ashgar as Member of Audit Committee
4.1
ForForElect A.A. Al-Talhah as Member of Audit Committee
4.2
ForForElect Hong Suk-Woo as Member of Audit Committee
4.3
ForForElect Shin Eui-Soon as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Youngpoong Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
Yuhan Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 282 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yuhan Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Jung-Hee as Inside Director 2.1
ForForElect Seo Sang-Hoon as Inside Director 2.2
ForForElect Choi Jae-Hyuk as Inside Director 2.3
ForForElect Cho Wook-Je as Inside Director 2.4
ForForElect Park Jong-Hyun as Inside Director 2.5
ForForElect Kim Sang-Chul as Inside Director 2.6
ForForAppoint Woo Jae-Gul as Internal Auditor 3.1
ForForAppoint Yoon Suk-Bum as Internal Auditor 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
Arcelik A.S.
Meeting Date: 03/23/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Dividends 6
Page 283 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Arcelik A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Directors 7
Do Not Vote
ForApprove Remuneration Policy 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
11
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
12
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
Wishes 14
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 03/23/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Receipt of Conditions Put Forward by the Antitrust Commissioner Regarding the Merger
For For
ForForApprove Agreement with Eurocom D.B.S. Ltd., Indirect Controlling Shareholder, for the Purchase of the Remainder of Shares in D.B.S. Satellite Services (1998) Ltd., in Which the Company Currently Holds 49.78 Percent of Outstanding Shares
2
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
Page 284 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
NoneIf at the record date you were holding D.B.S. Satellite Services (1998) Ltd's bonds, crediting value of which exceeds the share-based value of your holdings in the company's shares, vote FOR. Otherwise, vote against.
B5
Ford Otomotiv Sanayi AS
Meeting Date: 03/23/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForRatify Director Appointment 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForElect Directors 8
Page 285 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ford Otomotiv Sanayi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration Policy 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
12
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
Wishes 14
Grupo Elektra S.A.B. de C.V.
Meeting Date: 03/23/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board's Report For For
ForForApprove Financial Statements and Allocation of Income
2
ForForApprove Report of Audit Committee 3
ForForApprove Report of Corporate Practices Committee
4
ForForApprove Report of Board of Directors on Share Repurchase Policy and Reserves for Share Repurchase Program
5
AgainstForElect and or Ratify Directors, Secretary and Alternate, and Members of Audit and Corporate Practices Committees; Verify Independence Classification; Approve Their Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
Page 286 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GungHo Online Entertainment Inc
Meeting Date: 03/23/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Son, Taizo For For
ForForElect Director Morishita, Kazuki 1.2
ForForElect Director Sakai, Kazuya 1.3
ForForElect Director Kitamura, Yoshinori 1.4
ForForElect Director Ochi, Masato 1.5
ForForElect Director Yoshida, Koji 1.6
ForForElect Director Oba, Norikazu 1.7
ForForApprove Deep Discount Stock Option Plan 2
Abertis Infraestructuras S.A
Meeting Date: 03/24/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAuthorize Capitalization of Reserves for Bonus Issue
4
ForForChange Location of Registered Office and Amend Article 3 Accordingly
5
ForForAmend Article 3 bis Re: Company Website 6.1
ForForAmend Article 4 Re: Corporate Purpose 6.2
ForForAmend Articles 6.3
ForForAmend Articles 6.4
ForForApprove Restated Articles of Association 6.5
Page 287 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abertis Infraestructuras S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of General Meeting Regulations
7.1
ForForApprove New General Meeting Regulations 7.2
Receive Amendments to Board of Directors' Regulations
8
AgainstForRatify Appointment of and Elect Grupo Villar Mir SA as Director
9.1
ForForReelect Francisco Reynés Massanet as Director
9.2
ForForReelect Miguel Ángel Gutiérrez Méndez as Director
9.3
ForForRenew Appointment of Deloitte as Auditor 10
ForForAdvisory Vote on Remuneration Policy Report 11
ForForAuthorize Board to Ratify and Execute Approved Resolutions
12
Advanced Info Service PCL
Meeting Date: 03/24/2015 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Matters to be Informed
ForForApprove Minutes of Previous Meeting 2
Acknowledge Report on Operating Results for 2014
3
ForForAccept Financial Statements 4
ForForApprove Allocation of Income as Dividend 5
ForForApprove KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForElect Allen Lew Yoong Keong as Director 7.1
ForForElect Somchai Lertsutiwong as Director 7.2
ForForElect Yek Boon Seng as Director 7.3
ForForElect Preeya Danchaivijit as Director 8
ForForApprove Remuneration of Directors 9
Page 288 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Advanced Info Service PCL
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Statement Concerning Prohibitive Characters in Connection with Foreign Dominance
10
ForForApprove Issuance and Sale of Warrants to Employees of the Company and Subsidiaries
11
ForForApprove Issuance of Shares for the Conversion of Warrants to be Issued to Directors and Employees of the Company and its Subsidiaries
12
ForForApprove Issuance of Warrants to Somchai Lertsutiwong
13.1
ForForApprove Issuance of Warrants to Suwimol Kaewkoon
13.2
ForForApprove Issuance of Warrants to Pong-amorn Nimpoonsawat
13.3
ForForApprove Issuance of Warrants to Vilasinee Puddhikarant
13.4
ForForApprove Issuance of Warrants to Kriengsak Wanichnatee
13.5
ForForApprove Issuance of Warrants to Walan Norasetpakdi
13.6
ForForApprove Issuance of Warrants to Weerawat Kiattipongthaworn
13.7
ForForApprove Issuance of Warrants to Issara Dejakaisaya
13.8
ForForApprove Issuance of Warrants to Bussaya Satirapipatkul
13.9
ForForApprove Issuance of Warrants to Pratthana Leelapanang
13.10
AgainstForOther Business 14
Banco de Credito e Inversiones (BCI)
Meeting Date: 03/24/2015 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of CLP 62.8 Billion via Bonus Stock Issuance; Authorize Capitalization of CLP 171.47 Billion Without Bonus Stock Issuance
For Do Not Vote
Page 289 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Credito e Inversiones (BCI)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 2
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
3
Banco de Credito e Inversiones (BCI)
Meeting Date: 03/24/2015 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of CLP 1,000 Per Share
2
Do Not Vote
ForApprove Remuneration of Directors 3
Do Not Vote
ForApprove Remuneration and Budget of Directors' Committee
4
Do Not Vote
ForAppoint Auditors and Risk Assessment Companies
5
Receive Report Regarding Related-Party Transactions
6
Receive 2014 Activity Report from Directors' Committee Including Report from Advisers
7
Do Not Vote
ForElect Lionel Olavarria Leyton as Director 8
Do Not Vote
ForDesignate Newspaper to Publish Meeting Announcements
9
Do Not Vote
ForOther Business 10
Bridgestone Corp.
Meeting Date: 03/24/2015 Country: Japan
Meeting Type: Annual
Page 290 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bridgestone Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
For For
ForForElect Director Tsuya, Masaaki 2.1
ForForElect Director Nishigai, Kazuhisa 2.2
ForForElect Director Zaitsu, Narumi 2.3
ForForElect Director Tachibana Fukushima, Sakie 2.4
ForForElect Director Scott Trevor Davis 2.5
ForForElect Director Okina, Yuri 2.6
ForForElect Director Unotoro, Keiko 2.7
ForForAppoint Statutory Auditor Masuda, Kenichi 3
AgainstForApprove Annual Bonus Payment to Directors 4
ForForApprove Deep Discount Stock Option Plan 5
Coca-Cola West Co Ltd
Meeting Date: 03/24/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21
For For
ForForElect Director Sueyoshi, Norio 2.1
ForForElect Director Yoshimatsu, Tamio 2.2
ForForElect Director Shibata, Nobuo 2.3
ForForElect Director Takemori, Hideharu 2.4
ForForElect Director Fukami, Toshio 2.5
ForForElect Director Okamoto, Shigeki 2.6
ForForElect Director Fujiwara, Yoshiki 2.7
ForForElect Director Koga, Yasunori 2.8
ForForElect Director Hombo, Shunichiro 2.9
Page 291 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coca-Cola West Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director Kondo, Shiro 2.10
AgainstForElect Director Vikas Tiku 2.11
AgainstForAppoint Statutory Auditor Isoyama, Seiji 3
Hulic Co., Ltd.
Meeting Date: 03/24/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7
For For
ForForAmend Articles to Amend Business Lines 2
ForForElect Director Yoshidome, Manabu 3
ForForAppoint Statutory Auditor Nakane, Shigeo 4.1
ForForAppoint Statutory Auditor Asai, Takuya 4.2
ForForApprove Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors
5
Jyske Bank A/S
Meeting Date: 03/24/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports; Approve Allocation of Income
2
Do Not Vote
ForAuthorize Share Repurchase Program 3
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4
Page 292 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Members of Committee of Representatives for Electoral Region East
5
Do Not Vote
ForReelect Rina Asmussen as Supervisory Board Director
6
Do Not Vote
ForRatify Auditors 7
Other Business 8
Low & Bonar plc
Meeting Date: 03/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Martin Flower as Director 3
ForForRe-elect Steve Hannam as Director 4
ForForElect Brett Simpson as Director 5
ForForReappoint KPMG LLP as Auditors 6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForApprove Remuneration Report 8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Orion Oyj
Meeting Date: 03/24/2015 Country: Finland
Meeting Type: Annual
Page 293 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orion Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.30 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees
10
ForForFix Number of Directors at Seven 11
ForForReelect Sirpa Jalkanen, Eero Karvonen, Timo Maasilta, Mikael Silvennoinen, Hannu Syrjänen (Chairman), Heikki Westerlund, and Jukka Ylppö as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify PricewaterhouseCoopers as Auditors 14
Close Meeting 15
State Bank Of India
Meeting Date: 03/24/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Page 294 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wal-Mart de Mexico S.A.B. de C.V.
Meeting Date: 03/24/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a Approve Board of Directors' Report For For
ForForApprove CEO's Reports 1.b
ForForApprove Report of Audit and Corporate Practices Committees
1.c
ForForApprove Report on Adherence to Fiscal Obligations
1.d
ForForApprove Report Re: Employee Stock Purchase Plan
1.e
ForForApprove Report on Share Repurchase Reserves
1.f
ForForApprove Report on Wal-Mart de Mexico Foundation
1.g
ForForApprove Consolidated Financial Statements 2
ForForApprove Allocation of Income and Dividends 3
ForForApprove Reduction in Share Capital via Cancellation of Treasury Shares
4
AgainstForElect or Ratify Directors, Chairmen of Audit and Corporate Governance Committees; Approve Their Remuneration
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Beazley plc
Meeting Date: 03/25/2015 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Second Interim Dividend 3
ForForApprove Special Dividend 4
Page 295 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beazley plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect George Blunden as Director 5
ForForRe-elect Martin Bride as Director 6
ForForRe-elect Adrian Cox as Director 7
ForForRe-elect Angela Crawford-Ingle as Director 8
ForForRe-elect Dennis Holt as Director 9
ForForRe-elect Andrew Horton as Director 10
ForForRe-elect Neil Maidment as Director 11
ForForRe-elect Padraic O'Connor as Director 12
ForForRe-elect Vincent Sheridan as Director 13
ForForRe-elect Ken Sroka as Director 14
ForForRe-elect Rolf Tolle as Director 15
ForForRe-elect Clive Washbourn as Director 16
ForForReappoint KPMG as Auditors 17
ForForAuthorise Board to Fix Remuneration of Auditors
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 03/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Equity Participation in Chongqing Auto Finance Co., Ltd.
1
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Page 296 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chongqing Changan Automobile Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneElect Zhang Dongjun as Non-Independent Director
2.1
AgainstNoneElect Zhou Zhiping as Non-Independent Director
2.2
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Meeting Date: 03/25/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve CEO's Report For For
ForForApprove Audited and Consolidated Financial Statements
2
Present Report on Adherence to Fiscal Obligations
3
ForForApprove Dividends 4
ForForApprove Board's Report 5
ForForApprove Report of Audit, Corporate Practices, Investment, Ethics, Debt, and Social and Environmental Responsibility Committees
6
AgainstForElect Directors; Elect Chairmen of Audit and Corporate Practices Committees
7
Present Report on Public Offering of Shares Completed on Jan. 29, 2015 and Cancellation of Issued Unsubscribed Shares Approved at EGM on Jan. 21, 2015
8
ForForAuthorize Share Repurchase Program for Executive Incentive Plan
9
ForForAppoint Legal Representatives 10
Getinge AB
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Page 297 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Consolidated Financial Statements and Statutory Reports
7b
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7c
Receive Board's Dividend Proposal 7d
Receive Board and Board Committee Reports 8
Receive President's Report 9
Do Not Vote
ForAccept Financial Statements and Statutory Reports
10
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 2.80 Per Share
11
Do Not Vote
ForApprove Discharge of Board and President 12
Do Not Vote
ForDetermine Number of Directors (8) and Deputy Directors (0) of Board
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work
14
Do Not Vote
ForReelect Carl Bennet (Chairman), Johan Bygge, Cecilia Wennborg, Carola Lemne, Malin Persson, Johan Stern, and Maths Wahlstrom as Directors; Elect Alex Myers as New Director
15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Page 298 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 17
Grupo Argos SA
Meeting Date: 03/25/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Board of Directors and Chairman's Report
4
ForForPresent Financial Statements 5
ForForReceive Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends 8
ForForApprove Donations 9
ForForInform on Implementation Plan of NIIF 10
ForForAccept Report on Activities and Timetable to Adopt Recommendations of Code of Best Corporate Practices (Codigo Pais)
11
ForForAmend Articles Re: Recommendations of Code of Best Corporate Practices (Codigo Pais)
12
AgainstForElect Directors and Approve Their Remuneration
13
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
14
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 03/25/2015 Country: China
Meeting Type: Special
Page 299 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Automobile Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
ForForElect Yao Yiming as Director 1.01
ForForElect Feng Xingya as Director 1.02
ForForElect Chen Maoshan as Director 1.03
ForForElect Wu Song as Director 1.04
ForForApprove Adjustment of Validity Period of the Issuance of A Share Convertible Bonds
2
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 03/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Adjustment of Validity Period of the Issuance of A Share Convertible Bonds
1
H. Lundbeck A/S
Meeting Date: 03/25/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForReceive and Accept Financial Statements and Statutory Reports
2
Do Not Vote
ForReelect Hakan Bjorklund as Director 3.1
Do Not Vote
ForReelect Lars Rasmussen as Director 3.2
Page 300 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H. Lundbeck A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Terrie Curran as Director 3.3
Do Not Vote
ForElect Lene Skole as New Director 3.4
Do Not Vote
ForElect Jesper Ovesen as New Director 3.5
Do Not Vote
ForElect Lars Holmqvist as New Director 3.6
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 900,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work
4.1
Do Not Vote
ForApprove Seperate Fixed Monthly Salary of DKK 589,075 for the Chairman Due to Extended Operational Responisibilties
4.2
Do Not Vote
ForApprove Allocation of Income and Omission of Dividends
5
Do Not Vote
ForRatify Deloitte as Auditors 6
Do Not Vote
ForAmend Authorization to Increase Share Capital with/without Preemptive Rights
7.1
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.2
Do Not Vote
ForAuthorize Share Repurchase Program 7.3
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
7.4
Other Business 8
Hiscox Ltd
Meeting Date: 03/25/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Capital to Shareholders
For For
ForForAuthorise Issue of Equity with Pre-emptive Rights
2
Page 301 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hiscox Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
Irish Residential Properties REIT plc
Meeting Date: 03/25/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity Pursuant to the Firm Placing and Placing and Open Offer
For Abstain
AbstainForAuthorise Issue of Equity without Pre-emptive Rights Pursuant to the Firm Placing and Placing and Open Offer
2
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
AbstainForApprove Pipeline Agreement and the Pipeline Transactions
4
AbstainForAmend Investment Policy Re: Pipeline and Warehousing Arrangements
5
AbstainForAmend Investment Policy Re: Investment Criteria
6
Isagen S.A. E.S.P.
Meeting Date: 03/25/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForElect Chairman of Meeting 2
ForForApprove Minutes of Previous Meetings 3
ForForElect Meeting Approval Committee 4
Page 302 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Isagen S.A. E.S.P.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Management Reports, Corporate Governance Compliance Report and Audit Committee Report
5
ForForApprove Management Report 6
ForForApprove Report from Representative of Minority Shareholders
7
ForForApprove Financial Statements 8
ForForApprove Auditor's Report 9
ForForApprove Financial Statements and Statutory Reports
10
ForForApprove Change of Allocation of Occasional Reserves
11
ForForAmend Bylaws Re: Capitalization and Increase of Legal Reserves
12
ForForApprove Dividends 13
ForForElect Directors 14
ForForAppoint Auditors and Fix Their Remuneration 15
AgainstForOther Business 16
Kao Corp.
Meeting Date: 03/25/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 36
For For
ForForAmend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors
2
ForForElect Director Sawada, Michitaka 3.1
ForForElect Director Yoshida, Katsuhiko 3.2
ForForElect Director Takeuchi, Toshiaki 3.3
ForForElect Director Kadonaga, Sonosuke 3.4
ForForElect Director Nagashima, Toru 3.5
ForForElect Director Oku, Masayuki 3.6
Page 303 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kao Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Statutory Auditor Numata, Toshiharu 4
Kuwait Investment Projects Co
Meeting Date: 03/25/2015 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
AgainstForApprove Related Party Transactions 5
ForForApprove Remuneration of Directors for FY 2014
6
ForForAuthorize Issuance of Bonds/Debentures/Sukuk
7
ForForAuthorize Share Repurchase Program 8
ForForApprove Charitable Donations 9
ForForApprove Share Option Plan 10
ForForApprove Discharge of Directors 11
ForForRatify Auditors and Fix Their Remuneration 12
Leeds Building Society
Meeting Date: 03/25/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Abstain
Page 304 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Leeds Building Society
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForReappoint Deloitte LLP as Auditors 2
AbstainForApprove Remuneration Report 3
AbstainForRe-elect Robin Ashton as Director 4(a)
AbstainForRe-elect Peter Hill as Director 4(b)
AbstainForRe-elect Philippa Brown as Director 4(c)
AbstainForRe-elect Susan Cooklin as Director 4(d)
AbstainForRe-elect David Fisher as Director 4(e)
AbstainForRe-elect Philip Jenks as Director 4(f)
AbstainForRe-elect Robin Litten as Director 4(g)
AbstainForRe-elect Leslie Platts as Director 4(h)
AbstainForRe-elect Kim Rebecchi as Director 4(i)
AbstainForRe-elect Ian Robertson as Director 4(j)
AbstainForRe-elect Karen Wint as Director 4(k)
AbstainForElect Andrew Greenwood as Director 4(l)
McDonald's Holdings Company (Japan) Ltd.
Meeting Date: 03/25/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Sato, Hitoshi 2.1
ForForElect Director Shimodaira, Atsuo 2.2
ForForElect Director Miyashita, Kenji 2.3
ForForElect Director Robert D. Larson 2.4
ForForElect Director Kawamura, Akira 2.5
AgainstForElect Director David G. Garland 2.6
AgainstForElect Director Andrew V. Hipsley 2.7
AgainstForAppoint Statutory Auditor Michael J. Eraci 3
Page 305 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McDonald's Holdings Company (Japan) Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Retirement Bonus Payment for Director
4
Melco Crown Entertainment Ltd.
Meeting Date: 03/25/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForApprove Voluntary Withdrawal of Listing of Ordinary Shares from the Hong Kong Stock Exchange
1
AgainstForAmend Articles Re: Proposed DeListing 2
OCI Company Ltd
Meeting Date: 03/25/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements and Allocation of Income (Standalone)
For For
ForForApprove Financial Statements and Allocation of Income (Consolidated)
1.2
ForForElect Baek Woo-Suk as Inside Director 2.1
ForForElect Lee Woo-Hyun as Inside Director 2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Ooredoo (Oman)
Meeting Date: 03/25/2015 Country: Oman
Meeting Type: Annual
Page 306 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ooredoo (Oman)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Corporate Governance Report 2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Directors' Sitting Fees for FY 2014 and FY 2015
5
ForForApprove Remuneration of Directors 6
ForForApprove Related Party Transactions 7
ForForApprove Charitable Donations 8
ForForApprove Charitable Donations 9
ForForRatify Auditors and Fix Their Remuneration 10
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/25/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Cho Yong-Byung as Non-independent Non-executive Director
3.1
ForForElect Ko Boo-In as Outside Director 3.2
ForForElect Kwon Tae-Eun as Outside Director 3.3
ForForElect Kim Suk-Won as Outside Director 3.4
ForForElect Namgoong Hoon as Outside Director 3.5
ForForElect Park Chul as Outside Director 3.6
ForForElect Lee Sang-Gyung as Outside Director 3.7
ForForElect Hirakawa Yuki as Outside Director 3.8
Page 307 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Philippe Avril as Outside Director 3.9
ForForElect Kwon Tae-Eun as Member of Audit Committee
4.1
ForForElect Kim Suk-Won as Member of Audit Committee
4.2
ForForElect Lee Man-Woo as Member of Audit Committee
4.3
ForForElect Lee Sang-Gyung as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 4.75 Per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Page 308 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Report on Work of Nomination Committee
12
Do Not Vote
ForDetermine Number of Directors(11); Determine Number of Auditors (1)
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 825,000 for the Vice Chairmen, and SEK 650,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
Do Not Vote
ForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 16
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Do Not Vote
ForApprove Profit Sharing Program 18a
Do Not Vote
ForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18b
Do Not Vote
ForAuthorize Share Repurchase Program 19a
Do Not Vote
ForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
Do Not Vote
ForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2015 Long-Term Equity Programmes
19c
Do Not Vote
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Thorwald Arvidsson
Do Not Vote
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
21a
Do Not Vote
NoneInstruct Board to Establish Shareholders Association in Skandinaviska Enskilda Banken
21b
Page 309 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
NoneAmend Article of Association to the Effect that Class A Shares and Class C-Shares Confer One Vote
22
Do Not Vote
NoneRequire a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Compnaies Act on Executive Remuneration
23
Close Meeting 24
SUMCO Corp.
Meeting Date: 03/25/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 4
For For
ForForApprove Accounting Transfers 2
ForForAuthorize Class B Share Repurchase Program 3
ForForElect Director Inoue, Fumio 4.1
AgainstForElect Director Mokudai, Shiro 4.2
ForForAppoint Statutory Auditor Katahama, Hisashi 5.1
AgainstForAppoint Statutory Auditor Uehara, Manabu 5.2
Svenska Handelsbanken AB
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Page 310 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Allocation of Income and an Aggregate Dividend of SEK 17.50 Per Share
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
Do Not Vote
ForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
Do Not Vote
ForApprove 3:1 Stock Split; Amend Articles of Association Accordingly
13
Do Not Vote
ForDetermine Number of Directors (10) 14
Do Not Vote
ForDetermine Number of Auditors (2) 15
Do Not Vote
ForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 640,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
16
Do Not Vote
ForReelect Anders Nyren, Fredrik Lundberg, Jon Baksaas, Par Boman (Chairman), Tommy Bylund, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors; Elect Lise Kaae and Frank Vang-Jensen as New Directors
17
Do Not Vote
ForRatify KPMG and Ernst & Young as Auditors 18
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Do Not Vote
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Thorwald Arvidsson
Page 311 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
NoneAmend Article of Association: Both Class A Shares and Class B Shares Carry One Vote
21
Do Not Vote
NoneAssign Board to Investigate the Voting Rights Limitation Stated in Section 12 and Authorize the Board to Submit a Proposal for an Amendment
22
Do Not Vote
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
23
Do Not Vote
NoneInstruct Board to Establish Shareholders Association in Handelsbanken
24
Do Not Vote
NoneRequire a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act
25
Close Meeting 26
Telecom Egypt SAE
Meeting Date: 03/25/2015 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements
2
Do Not Vote
ForAccept Financial Statements and Statutory Reports
3
Do Not Vote
ForRatify Auditors and Fix Their Remuneration 4
Do Not Vote
ForApprove Discharge of Chairman and Directors 5
Do Not Vote
ForApprove Changes to the Board of Directors 6
Do Not Vote
ForApprove Charitable Donations 7
Do Not Vote
ForApprove Remuneration of Directors 8
Do Not Vote
ForApprove Related Party Transactions for FY 2015
9
Page 312 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Egypt SAE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Dividends 10
Do Not Vote
ForApprove Inventory Settlement of the Some Assets of the Company
11
Do Not Vote
ForApprove Sale of Certain Assets of the Company
12
The Innovation Group plc
Meeting Date: 03/25/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Andrew Roberts as Director 4
ForForRe-elect Christopher Harrison as Director 5
ForForElect Lewis Miller as Director 6
ForForRe-elect David Thorpe as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForApprove 2015 Performance Share Plan 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Page 313 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Siam Cement Public Co. Ltd.
Meeting Date: 03/25/2015 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAcknowledge Annual Report for Year 2014 2
ForForAccept Financial Statements 3
ForForApprove Allocation of Income 4
ForForElect Panas Simasathien as Director 5.1
ForForElect Arsa Sarasin as Director 5.2
ForForElect Chumpol NaLamlieng as Director 5.3
ForForElect Roongrote Rangsiyopash as Director 5.4
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Remuneration of Directors and Sub-Committee Members
7
ForForApprove Increase in the Limit of Issuance of Debenture
8
TonenGeneral Sekiyu K.K.
Meeting Date: 03/25/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Muto, Jun 2.1
ForForElect Director Hirose, Takashi 2.2
ForForElect Director D.R. Csapo 2.3
ForForElect Director Miyata, Tomohide 2.4
ForForElect Director Onoda, Yasushi 2.5
ForForElect Director Saita, Yuji 2.6
Page 314 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TonenGeneral Sekiyu K.K.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Yokota, Hiroyuki 2.7
ForForElect Director Yokoi, Yoshikazu 2.8
ForForElect Director Matsuo, Makoto 2.9
ForForElect Director Miyata, Yoshiiku 2.10
ForForAppoint Statutory Auditor Iwasaki, Masahiro 3.1
ForForAppoint Statutory Auditor Ayukawa, Masaaki 3.2
ForForAppoint Statutory Auditor Ikeo, Kyoichi 3.3
ForForAppoint Statutory Auditor Takahashi, Nobuko 3.4
Tryg A/S
Meeting Date: 03/25/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Management and Board 3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 25 Per Share
4
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 990,000 for the Chairman, DKK 660,000 for the Vice Chairman, and DKK 330,000 for Other Members; Approve Remuneration for Committee Work
5
Do Not Vote
ForAmend Articles Re: Change the Minimum Nominal Value of the Shares from DKK 25 to DKK 0.01
6a
Do Not Vote
ForApprove DKK 44.5 Million Reduction in Share Capital via Share Cancellation
6b
Do Not Vote
ForApprove Creation of DKK 145 Million Pool of Capital without Preemptive Rights
6c
Do Not Vote
ForAuthorize Share Repurchase Program 6d
Do Not Vote
ForApprove Publication of the Annual Report in English
6e
Page 315 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tryg A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles Re: Proxies 6f
Do Not Vote
ForAmend Articles Re: Replace the Word "Annual Report" with "Annual Accounts" in Article 23
6g
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
6h
Do Not Vote
ForEllect Torben Nielsen as Director 7a
Do Not Vote
ForElect Lene Skole as Director 7b
Do Not Vote
ForElect Mari Thjomoe as Director 7c
Do Not Vote
ForElect Carl-Viggo Ostlund as Director 7d
Do Not Vote
ForRatify Deloitte as Auditors 8
Other Business 9
Turkiye Sise ve Cam Fabrikalari AS
Meeting Date: 03/25/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForElect Presiding Council of Meeting and Authorize the Presiding Council to Sign the Meeting Minute
1
Do Not Vote
ForAccept Statutory Reports 2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForRatify Director Appointmnet 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForElect Directors 6
Page 316 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Sise ve Cam Fabrikalari AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
8
Do Not Vote
ForApprove Allocation of Income 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
11
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
12
Urstadt Biddle Properties Inc.
Meeting Date: 03/25/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Catherine U. Biddle For For
ForForElect Director Robert R. Douglass 1.2
ForForElect Director George H.C. Lawrence 1.3
ForForElect Director Charles J. Urstadt 1.4
ForForRatify PKF O'Connor Davies as Auditors 2
Yapi Ve Kredi Bankasi AS
Meeting Date: 03/25/2015 Country: Turkey
Meeting Type: Annual
Page 317 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yapi Ve Kredi Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForRatify Director Appointment 3
Do Not Vote
ForApprove Discharge of Board 4
Do Not Vote
ForApprove Sale of Company Assets and Discharge Directors Involved in Transaction
5
Do Not Vote
ForElect Directors 6
Do Not Vote
ForApprove Remuneration Policy 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForApprove Profit Distribution 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of Donations for 2015
11
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Wishes 13
Akbank T.A.S.
Meeting Date: 03/26/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Page 318 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Akbank T.A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForOpen Meeting and Elect Presiding Council of Meeting
1
ForForAccept Board Report 2
ForForAccept Audit Report 3
ForForAccept Financial Statements 4
ForForApprove Discharge of Board 5
ForForApprove Allocation of Income 6
AgainstForElect Directors 7
ForForApprove Director Remuneration 8
ForForRatify External Auditors 9
ForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
10
ForForApprove Upper Limit of Donations for 2015 11
Receive Information on Charitable Donations 12
Andritz AG
Meeting Date: 03/26/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Do Not Vote
ForApprove Allocation of Income 2
Do Not Vote
ForApprove Discharge of Management Board 3
Do Not Vote
ForApprove Discharge of Supervisory Board 4
Do Not Vote
ForApprove Remuneration of Supervisory Board Members
5
Do Not Vote
ForRatify Auditors 6
Do Not Vote
ForElect Kurt Stiassny as Supervisory Board Member
7.1
Page 319 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Andritz AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Fritz Oberlerchner as Supervisory Board Member
7.2
Asahi Group Holdings Ltd.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 23
For For
ForForElect Director Izumiya, Naoki 2.1
ForForElect Director Kawatsura, Katsuyuki 2.2
ForForElect Director Ikeda, Shiro 2.3
ForForElect Director Takahashi, Katsutoshi 2.4
ForForElect Director Okuda, Yoshihide 2.5
ForForElect Director Koji, Akiyoshi 2.6
ForForElect Director Bando, Mariko 2.7
ForForElect Director Tanaka, Naoki 2.8
AgainstForElect Director Ito, Ichiro 2.9
ForForAppoint Statutory Auditor Muto, Akira 3.1
ForForAppoint Statutory Auditor Waseda, Yumiko 3.2
Aviva plc
Meeting Date: 03/26/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Friends Life Group Limited
For Abstain
Page 320 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aviva plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForAuthorise Issue of Shares Pursuant to the Acquisition
2
Banco de Chile
Meeting Date: 03/26/2015 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2014; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions
For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2014; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions
1
Banco de Chile
Meeting Date: 03/26/2015 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of CLP 3.43 Per Share
2
Do Not Vote
ForApprove Remuneration of Directors 3
Page 321 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Chile
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration and Budget of Directors and Audit Committee
4
Do Not Vote
ForAppoint Auditors 5
Present Directors and Audit Committee's Report
6
Receive Report Regarding Related-Party Transactions
7
Transact Other Business 8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Statutory Reports
1
ForApprove Allocation of Income and Dividends of CLP 3.43 Per Share
2
ForApprove Remuneration of Directors 3
ForApprove Remuneration and Budget of Directors and Audit Committee
4
ForAppoint Auditors 5
Present Directors and Audit Committee's Report
6
Receive Report Regarding Related-Party Transactions
7
Transact Other Business 8
Banco Santander S.A.
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For Do Not Vote
Do Not Vote
ForApprove Discharge of Board 1.B
Page 322 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForRatify Appointment of and Elect Carlos Fernández González as Director
3.A
Do Not Vote
ForReelect Sol Daurella Comadrán as Director 3.B
Do Not Vote
ForReelect Bruce Carnegie-Brown as Director 3.C
Do Not Vote
ForReelect José Antonio Álvarez Álvarez as Director
3.D
Do Not Vote
ForReelect Juan Rodríguez Inciarte as Director 3.E
Do Not Vote
ForReelect Matías Rodríguez Inciarte as Director 3.F
Do Not Vote
ForReelect Juan Miguel Villar Mir as Director 3.G
Do Not Vote
ForReelect Guillermo de la Dehesa Romero as Director
3.H
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 4
Do Not Vote
ForAmend Articles Re: Competence of General Shareholders Meeting
5.A
Do Not Vote
ForAmend Articles Re: Board of Directors 5.B
Do Not Vote
ForAmend Articles Re: Annual Corporate Governance Report and Corporate Website
5.C
Do Not Vote
ForAmend Articles Re: Financial Statements and Distribution of Results
5.D
Do Not Vote
ForAmend Articles of General Meeting Regulations Re: Powers, Call and Preparation
6.A
Do Not Vote
ForAmend Articles of General Meeting Regulations Re: Development of General Meeting
6.B
Do Not Vote
ForApprove Capital Raising 7
Do Not Vote
ForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
8
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
9.A
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
9.B
Page 323 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
10.A
Do Not Vote
ForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
10.B
Do Not Vote
ForApprove Remuneration Policy 11
Do Not Vote
ForApprove Remuneration of Directors 12
Do Not Vote
ForFix Maximum Variable Compensation Ratio 13
Do Not Vote
ForApprove Deferred Share Bonus Plan 14.A
Do Not Vote
ForApprove Performance Shares Plan 14.B
Do Not Vote
ForApprove Employee Stock Purchase Plan 14.C
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
15
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 16
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated and Standalone Financial Statements
1.A
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForRatify Appointment of and Elect Carlos Fernández González as Director
3.A
ForForReelect Sol Daurella Comadrán as Director 3.B
ForForReelect Bruce Carnegie-Brown as Director 3.C
ForForReelect José Antonio Álvarez Álvarez as Director
3.D
ForForReelect Juan Rodríguez Inciarte as Director 3.E
ForForReelect Matías Rodríguez Inciarte as Director 3.F
ForForReelect Juan Miguel Villar Mir as Director 3.G
ForForReelect Guillermo de la Dehesa Romero as Director
3.H
Page 324 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRenew Appointment of Deloitte as Auditor 4
ForForAmend Articles Re: Competence of General Shareholders Meeting
5.A
ForForAmend Articles Re: Board of Directors 5.B
ForForAmend Articles Re: Annual Corporate Governance Report and Corporate Website
5.C
ForForAmend Articles Re: Financial Statements and Distribution of Results
5.D
ForForAmend Articles of General Meeting Regulations Re: Powers, Call and Preparation
6.A
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
6.B
ForForApprove Capital Raising 7
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
8
ForForAuthorize Capitalization of Reserves for Scrip Dividends
9.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
9.B
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
10.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
10.B
ForForApprove Remuneration Policy 11
ForForApprove Remuneration of Directors 12
ForForFix Maximum Variable Compensation Ratio 13
ForForApprove Deferred Share Bonus Plan 14.A
ForForApprove Performance Shares Plan 14.B
ForForApprove Employee Stock Purchase Plan 14.C
ForForAuthorize Board to Ratify and Execute Approved Resolutions
15
ForForAdvisory Vote on Remuneration Policy Report 16
Page 325 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Baroda Ltd.
Meeting Date: 03/26/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India
For For
BlackRock Throgmorton Trust plc
Meeting Date: 03/26/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Lord Crispin Latymer as Director 4
ForForRe-elect Eric Stobart as Director 5
ForForReappoint Ernst & Young LLP as Auditors 6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
Canon Marketing Japan Inc
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Page 326 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Marketing Japan Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25
For For
ForForAmend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors
2
ForForElect Director Murase, Haruo 3.1
ForForElect Director Sakata, Masahiro 3.2
ForForElect Director Shibasaki, Yo 3.3
ForForElect Director Usui, Yutaka 3.4
ForForElect Director Yagi, Koichi 3.5
ForForElect Director Kamimori, Akihisa 3.6
ForForElect Director Matsusaka, Yoshiyuki 3.7
ForForElect Director Adachi, Masachika 3.8
ForForElect Director Doi, Norihisa 3.9
AgainstForAppoint Statutory Auditor Ono, Kazuto 4
AgainstForApprove Annual Bonus Payment to Directors 5
Carlsberg
Meeting Date: 03/26/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 9.00 Per Share
3
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4
Do Not Vote
ForReelect Flemming Besenbacher as Director 5.a
Page 327 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carlsberg
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Richard Burrows as Director 5.b
Do Not Vote
ForReelect Donna Cordner as Director 5.c
Do Not Vote
ForReelect Elisabeth Fleuriot as Director 5.d
Do Not Vote
ForReelect Cornelis van der Graaf as Director 5.e
Do Not Vote
ForReelect Carl Bache as Director 5.f
Do Not Vote
ForReelect Soren-Peter Olesen as Director 5.g
Do Not Vote
ForReelect Nina Smith as Director 5.h
Do Not Vote
ForReelect Lars Stemmerik as Director 5.i
Do Not Vote
ForElect Lars Sorensen as Director 5.j
Do Not Vote
ForRatify KPMG as Auditors 6
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
Page 328 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of CPOs of Mexican Nationality Can Exercise Their Voting Rights with Respect to Series A and B Shares, While Those of Foreign Nationality Can Only Do so for Series B Shares
AgainstForAmend Articles Re: Corporate Purpose, Adoption of Electronic System, Redundancy in Minority Rights, Authorization of Share Repurchases, and Improvement of Corporate Governance; Approve Restated Bylaws, and Exchange and Cancellation of Share Certificates
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015 Country: Mexico
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Annual Meeting
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
Page 329 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Special Meeting
ForForAmend Articles Re: Corporate Purpose, Adoption of Electronic System, Redundancy in Minority Rights, Authorization of Share Repurchases, and Improvement of Corporate Governance; Approve Restated Bylaws, and Exchange and Cancellation of Share Certificates
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of New H Shares For Against
AgainstForApprove Extension of Validity Period of A Share Offering Plan
2
ForForApprove Extension of Validity Period of Authorization for the Board to Deal with Relevant Matters Concerning the A Share Offering
3
AgainstForApprove Amendments to the Articles of Association
4
AgainstForAmend Rules and Procedures Regarding General Meetings of Shareholders
5
ForForApprove Issuance of Short-Term Notes 6
ForForApprove Issuance of Corporate Bonds 7
Page 330 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Galaxy Securities Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Amendments to the Authorization Plan
8
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove New H Share Issue 1
AgainstForApprove Extension of Validity Period of A Share Offering Plan
2
ForForApprove Extension of Validity Period of Authorization for the Board to Deal with Relevant Matters Concerning the A Share Offering
3
AgainstForApprove Amendments to Articles of Association
4
AgainstForApprove Amendments to Rules of Procedure of the Shareholders' General Meeting of the Company
5
China Merchants Property Development Co., Ltd.
Meeting Date: 03/26/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Company's Real Estate Business Inspection Report
1
ForForApprove Commitment Letter on Relevant Matters Regarding Real Estate Business Issued by Controlling Shareholder and Ultimate Controlling Shareholder
2
Page 331 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Property Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Commitment Letter on Relevant Matters Regarding Real Estate Business Issued by Directors, Supervisors and Senior Management Members of the Company
3
Chugai Pharmaceutical Co. Ltd.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 26
For For
AgainstForElect Director Oku, Masayuki 2.1
AgainstForElect Director Daniel O'Day 2.2
ForForAppoint Statutory Auditor Yokoyama, Shunji 3
DIC Corp.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Nakanishi, Yoshiyuki 2.1
ForForElect Director Saito, Masayuki 2.2
ForForElect Director Kawamura, Yoshihisa 2.3
ForForElect Director Agawa, Tetsuro 2.4
ForForElect Director Wakabayashi, Hitoshi 2.5
ForForElect Director Suzuki, Takao 2.6
ForForElect Director Uchinaga, Yukako 2.7
ForForAppoint Statutory Auditor Shirata, Yoshiko 3
Page 332 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Meeting Date: 03/26/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Safety Guidelines/Open Meeting
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
Present Board of Directors' Report Re: CEO's Evaluation and Corporate Governance Compliance Code
8
Present Directors' and CEO's Reports 9
Receive Report from Representative of Minority Shareholders
10
Receive Consolidated and Individual Financial Statements
11
Receive Auditor's Report 12
ForForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForForApprove Dividends 14
ForForAppoint Auditors and Fix Their Remuneration 15
ForForElect Directors 16
ForForAmend Regulations on General Meetings 17
ForForAmend Bylaws 18
Transact Other Business (Non-Voting) 19
Ecopetrol S.A.
Meeting Date: 03/26/2015 Country: Colombia
Meeting Type: Annual
Page 333 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Safety Guidelines/Open Meeting 1
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
Present Board of Directors' Report Re: CEO's Evaluation and Corporate Governance Compliance Code
8
Present Directors' and CEO's Reports 9
Receive Report from Representative of Minority Shareholders
10
Receive Consolidated and Individual Financial Statements
11
Receive Auditor's Report 12
ForForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForForApprove Dividends 14
ForForAppoint Auditors and Fix Their Remuneration 15
ForForElect Directors 16
ForForAmend Regulations on General Meetings 17
ForForAmend Bylaws 18
Transact Other Business (Non-Voting) 19
Electrolux AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Page 334 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Receive President's Report 7
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Discharge of Board and President 9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 6.50 Per Share; Set Record Date for Dividends
10
Do Not Vote
ForDetermine Number of Directors (9) and Deputy Directors of Board (0); Receive Nomination Committee's Report
11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 2 Million for Chairman, SEK 640,000 for Vice Chairman, and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work
12
Do Not Vote
ForReelect Lorna Davis, Petra Hedengran, Hasse Johansson, Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Sorensen as Directors
13
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
Do Not Vote
ForApprove 2015 LTIP 15
Do Not Vote
ForAuthorize Share Repurchase Program 16a
Do Not Vote
ForAuthorize Reissuance of Repurchased Class B Shares
16b
Page 335 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Transfer of up to 400,000 Class B Shares in Connection with 2013 Share Program
16c
Close Meeting 17
Elisa Corporation
Meeting Date: 03/26/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.32 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Amount of EUR 9,000 for Chairman, EUR 6,000 for Vice Chairman, and EUR 5,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Six 11
ForForReelect Raimo Lind, Petteri Koponen, Leena Niemisto, Seija Turunen, Jaakko Uotila, and Mika Vehvilainen as Directors
12
AgainstForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at One 14
ForForRatify KPMG as Auditors 15
ForForAuthorize Share Repurchase Program 16
Page 336 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elisa Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 17
Enagas S.A.
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Discharge of Board 3
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 4
Do Not Vote
ForReelect Sultan Hamed Khamis Al Burtamani as Director
5.1
Do Not Vote
ForReelect Luis Javier Navarro Vigil as Director 5.2
Do Not Vote
ForAmend Article 7 Re: Share Capital and Shares 6.1
Do Not Vote
ForAmend Articles Re: General Meetings 6.2
Do Not Vote
ForAmend Articles Re: Board of Directors 6.3
Do Not Vote
ForAmend Article 4 of General Meeting Regulations Re: Competences
7.1
Do Not Vote
ForAmend Articles of General Meeting Regulations Re: Notice, Right to Information and Representation, and Development
7.2
Do Not Vote
ForAmend Article 16 of General Meeting Regulations Re: Publication of Meeting Notices
7.3
Do Not Vote
ForAuthorize Share Repurchase Program 8
Do Not Vote
ForApprove Remuneration of Directors 9
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 10
Page 337 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enagas S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Amendments to Board of Directors' Regulations
11
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
12
Fabege AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8a
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 3.25 Per Share
8b
Do Not Vote
ForApprove Discharge of Board and President 8c
Do Not Vote
ForApprove March 30, 2015, as Record Date for Dividend Payment
8d
Do Not Vote
ForDetermine Number of Directors (7); Receive Nominating Committee's Report
9
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 800,000 for Chairman, and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
10
Page 338 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fabege AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Eva Eriksson, Christian Hermelin, Martha Josefsson, Par Nuder, Mats Qviberg, Erik Paulsson (Chairman), and Svante Paulsson as Directors
11
Do Not Vote
ForRatify Deloitte as Auditors 12
Do Not Vote
ForAuthorize Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
13
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
15
Other Business 16
Close Meeting 17
Ferrovial SA
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
ForForRatify Appointment of and Elect Howard Lee Lance as Director
5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6
ForForAuthorize Capitalization of Reserves for Scrip Dividends
7
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
8
AgainstForAmend Articles Re: General Meetings 9.1
ForForAmend Articles Re: Board of Directors 9.2
Page 339 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferrovial SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles Re: Board, Annual Corporate Governance Reports, Remuneration and Corporate Website
9.3
AgainstForAmend Article 22 Re: General Meeting 9.4
ForForAmend Articles Re: Technical Adjustments 9.5
AgainstForApprove Restated Articles of Association 9.6
AgainstForAmend Article 5 of General Meeting Regulations Re: Management Matters
10.1
ForForAmend Articles of General Meeting Regulations Re: Meeting Notice
10.2
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
10.3
AgainstForAmend Articles of General Meeting Regulations Re: Technical Adjustments
10.4
AgainstForApprove New General Meeting Regulations 10.5
ForForAuthorize Company to Call EGM with 15 Days' Notice
11
ForForApprove Stock-for-Bonus Plan 12
ForForAuthorize Board to Ratify and Execute Approved Resolutions
13
ForForAdvisory Vote on Remuneration Policy Report 14
Receive Amendments to Board of Directors' Regulations
15
Receive Information on Debt Securities Issuance Approved by June 2014 AGM
16
Friends Life Group Limited
Meeting Date: 03/26/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of Friends Life Group Limited by Aviva plc
For Abstain
Page 340 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Friends Life Group Limited
Meeting Date: 03/26/2015 Country: Guernsey
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Grupo de Inversiones Suramericana SA
Meeting Date: 03/26/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForElect Meeting Approval Committee 2
ForForPresent Board of Directors and Chairman's Report
3
ForForPresent Financial Statements 4
ForForPresent Auditor's Report 5
ForForApprove Financial Statements and Statutory Reports
6
ForForApprove Allocation of Income and Dividends 7
ForForAmend Bylaws Re: Code of Best Corporate Practices (Codigo Pais)
8
ForForApprove Policy of Code for Best Corporate Practice (Codigo Pais)
9
ForForApprove Remuneration of Directors and Auditors
10
ForForElect Directors 11
AgainstForOther Business 12
Page 341 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hoshizaki Electric Co., Ltd.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sakamoto, Seishi For For
ForForElect Director Urata, Yasuhiro 1.2
ForForElect Director Hongo, Masami 1.3
ForForElect Director Kawai, Hideki 1.4
ForForElect Director Ogawa, Keishiro 1.5
ForForElect Director Maruyama, Satoru 1.6
ForForElect Director Kobayashi, Yasuhiro 1.7
ForForElect Director Ogura, Daizo 1.8
ForForElect Director Ozaki, Tsukasa 1.9
ForForElect Director Tsunematsu, Koichi 1.10
ForForElect Director Ochiai, Shinichi 1.11
AgainstForApprove Retirement Bonus Payment for Directors
2
Hufvudstaden AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForApprove Agenda of Meeting 5
Page 342 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hufvudstaden AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive President's Report 7
Receive Financial Statements and Statutory Reports
8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 2.90 Per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Do Not Vote
ForDetermine Number of Directors (9) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)
12
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Non-Executive Directors; Approve Remuneration of Auditors
13
Do Not Vote
ForReelect Claes Boustedt, Bengt Braun, Peter Egardt, Louise Lindh, Fredrik Lundberg, Hans Mertzig, Sten Peterson, Anna-Greta Sjoberg, and Ivo Stopner as Directors; Elect KPMG as Auditor
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Repurchase of Class A Shares up to Ten Percent of Total Issued Share Capital and Reissuance of Class A Shares Without Preemptive Rights
16
Shareholder Proposals Submitted by Thorwald Arvidsson
Do Not Vote
NoneRequest Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies
17a
Do Not Vote
NoneIntruct Board of Directors to Take Appropriate Measures to Form a Shareholder Association
17b
Do Not Vote
NoneAmend Articles Re: Give All Shares Equal Voting Rights
18
Close Meeting 19
Page 343 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IP Group plc
Meeting Date: 03/26/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Terms of the Firm Placing, the Placing and the Open Offer
For Abstain
AbstainForAuthorise Issue of Equity Pursuant to the Capital Raising
2
AbstainForAuthorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising
3
Kyongnam Bank Co., Ltd.
Meeting Date: 03/26/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Bong-Ryul as Inside Director 3.1
ForForElect Kim Woong-Rak as Outside Director 3.2
ForForElect Oh Se-Ran as Outside Director 3.3
ForForElect Park Won-Goo as Outside Director 3.4
ForForElect Jung Bong-Ryul as Member of Audit Committee
4.1
ForForElect Kim Woong-Rak as Member of Audit Committee
4.2
ForForElect Oh Se-Ran as Member of Audit Committee
4.3
ForForElect Park Won-Goo as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 344 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marcopolo S.A.
Meeting Date: 03/26/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Fiscal Council Member(s) Nominated by Preferred Shareholders
None Do Not Vote
Mediolanum SPA
Meeting Date: 03/26/2015 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 1.1
AgainstNoneElect One Director or Reduce the Size of the Board
2
AgainstForApprove Remuneration Report 3
AgainstForApprove Severance Payments Policy 3.1
ForForApprove Fixed-Variable Compensation Ratio 3.2
Extraordinary Business
AgainstForAmend Company Bylaws 1
Mobimo Holding AG
Meeting Date: 03/26/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
Page 345 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobimo Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Remuneration Report 1.2
ForForApprove Report on Contributions to Social and Political Entities; Approve 2014 Budget for Contributions to Social and Political Entities
1.3
ForForApprove Allocation of Income and Dividends of CHF 9.50 per Share
2
ForForApprove Discharge of Board Member Daniel Crausaz
3.1
ForForApprove Discharge of Board Member Brian Fischer
3.2
ForForApprove Discharge of Board Member Bernard Guillelmon
3.3
ForForApprove Discharge of Board Member Wilhelm Hansen
3.4
ForForApprove Discharge of Board Member Paul Rambert
3.5
ForForApprove Discharge of Board Member Peter Schaub
3.6
ForForApprove Discharge of Board Member Georges Theiler
3.7
ForForApprove Discharge of Board Member Urs Ledermann
3.8
ForForApprove Discharge of Senior Management 3.9
AgainstForApprove Creation of CHF 33.1 Million Pool of Capital without Preemptive Rights
4
ForForElect Daniel Crausaz as Director 5.1a
ForForElect Brian Fischer as Director 5.1b
ForForElect Bernard Guillelmon as Director 5.1c
ForForElect Wilhelm Hansen as Director 5.1d
ForForElect Peter Schaub as Director 5.1e
ForForElect Peter Barandun as Director 5.1f
ForForElect Georges Theiler as Director and Chairman of the Board
5.1g
ForForAppoint Bernard Guillelmon as Member of the Nomination and Compensation Committee
5.2.1
ForForAppoint Wilhelm Hansen as Member of the Nomination and Compensation Committee
5.2.3
ForForAppoint Peter Schaub as Member of the Nomination and Compensation Committee
5.2.4
ForForRatify KMPG AG as Auditors 5.3
Page 346 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobimo Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForDesignate Grossenbacher Rechtsanwaelte as Independent Proxy
5.4
AgainstForApprove Fixed Remuneration of Board of Directors in the Amount of CHF 1.3 Million
6.1
AgainstForApprove Additional Remuneration of Board of Directors and Related Parties in the Amount of CHF 200,000
6.2
AgainstForApprove Non Performance-Related Remuneration for Executive Management for Fiscal Year 2016 in the Amount of CHF 2.8 Million
7.1
AgainstForApprove Performance-Related Remuneration for Executive Management for Fiscal Year 2015 in the Amount of CHF 2.8 Million
7.2
Retirement of Paul Rambert (Non-Voting) 8
AgainstForTransact Other Business (Voting) 9
Nutreco NV
Meeting Date: 03/26/2015 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Open Meeting 1.1
Receive Announcements 1.2
Receive Report of Supervisory Board (Non-Voting)
2.1
Discuss Remuneration Report 2.2
Receive Report of Management Board (Non-Voting)
3
ForForAdopt Financial Statements 4.1
ForForConditional Proposal to Allocate Dividends of EUR 1.05 Per Share
4.2
AgainstForApprove Discharge of Management Board 5.1
AgainstForApprove Discharge of Supervisory Board 5.2
ForForRatify PriceWaterhouseCoopers as Auditors Re: 2016 Financial Statements
6
Page 347 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nutreco NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect G. Boon to Management Board 7.1
ForForConditional Proposal to Reelect J.M. de Jong to Supervisory Board
8.1
ForForApprove Cancellation of 1,680,553 Repurchased Shares
9
AgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger
10.1
AgainstForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 10.1
10.2
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Other Business (Non-Voting) 12
Close Meeting 13
Oi S.A.
Meeting Date: 03/26/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
Do Not Vote
ForApprove Terms and Conditions of the Stock Swap Agreement Signed Among the Company and Portugal Telecom International Finance B.V., PT Portugal SGPS, S.A., Portugal Telecom SGPS S.A., and Telemar Participacoes S.A.
1
Pola Orbis Holdings Inc
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Page 348 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pola Orbis Holdings Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 147
For For
ForForAmend Articles to Indemnify Directors 2
ForForElect Director Abe, Yoshifumi 3.1
ForForElect Director Komiya, Kazuyoshi 3.2
ForForElect Director Kamada, Yumiko 3.3
ForForAppoint Statutory Auditor Iwabuchi, Hisao 4
PTT Exploration & Production PCL
Meeting Date: 03/26/2015 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Acknowledge 2014 Performance Result and 2015 Work Plan
ForForAccept Financial Statements 2
ForForApprove Dividend 3
ForForApprove Issuance of Debentures 4
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Directors and Sub-Committees
6
ForForElect Prajya Phinyawat as Director 7.1
ForForElect Chakkrit Parapuntakul as Director 7.2
ForForElect Tanarat Ubol as Director 7.3
ForForElect Nuttachat Charuchinda as Director 7.4
ForForElect Songsak Saicheua as Director 7.5
Page 349 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
S.P. Setia Bhd.
Meeting Date: 03/26/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Halipah binti Esa as Director 2
ForForElect Ahmad Pardas bin Senin as Director 3
ForForElect Mohd Noor bin Yaacob as Director 4
ForForElect Zuraidah binti Atan as Director 5
ForForElect Ab. Aziz bin Tengku Mahmud as Director 6
ForForElect Zahid bin Mohd Noordin as Director 7
ForForApprove Remuneration of Directors 8
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
ForForApprove Issuance of Shares Under the Dividend Reinvestment Plan
11
ForForAmend Articles of Association 12
Shimano Inc.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 52.5
For For
ForForElect Director Kakutani, Keiji 2.1
ForForElect Director Wada, Shinji 2.2
ForForElect Director Yuasa, Satoshi 2.3
ForForElect Director Chia Chin Seng 2.4
ForForElect Director Otsu, Tomohiro 2.5
Page 350 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shimano Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Ichijo, Kazuo 2.6
Showa Shell Sekiyu K.K.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Kameoka, Tsuyoshi 2.1
ForForElect Director Douglas Wood 2.2
AgainstForElect Director Masuda, Yukio 2.3
AgainstForElect Director Nakamura, Takashi 2.4
AgainstForElect Director Takeda, Minoru 2.5
AgainstForElect Director Ahmed M. Alkhunaini 2.6
AgainstForElect Director Nabil A. Al Nuaim 2.7
ForForElect Director Christopher K. Gunner 2.8
AgainstForAppoint Alternate Statutory Auditor Mura, Kazuo
3
AgainstForApprove Annual Bonus Payment to Directors 4
Shriram Transport Finance Company Limited
Meeting Date: 03/26/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect A. Chaudhry as Independent Non-Executive Director
1
Page 351 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shriram Transport Finance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect S. Lakshminarayanan as Independent Non-Executive Director
2
ForForElect K. Udeshi as Independent Non-Executive Director
3
SKF AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 5.50 Per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Do Not Vote
ForDetermine Number of Directors (11) and Deputy Directors (0) of Board
12
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.9 Million for the Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work
13
Page 352 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SKF AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Leif Ostling (Chairman), Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen, Baba Kalyani, Hock Goh, and Marie Bredberg as Directors; Elect Nancy Gougarty and Alrik Danielson as New Directors
14
Do Not Vote
ForApprove Remuneration of Auditors 15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Do Not Vote
ForApprove 2015 Performance Share Program 17
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
18
Sumitomo Rubber Industries Ltd.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Mino, Tetsuji 2.1
ForForElect Director Ikeda, Ikuji 2.2
ForForElect Director Tanaka, Hiroaki 2.3
ForForElect Director Nishi, Minoru 2.4
ForForElect Director Onga, Kenji 2.5
ForForElect Director Ii, Yasutaka 2.6
ForForElect Director Ishida, Hiroki 2.7
ForForElect Director Kuroda, Yutaka 2.8
ForForElect Director Kosaka, Keizo 2.9
AgainstForElect Director Uchioke, Fumikiyo 2.10
ForForElect Director Yamamoto, Satoru 2.11
Page 353 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sumitomo Rubber Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Statutory Auditor Sasaki, Yasuyuki 3
ForForApprove Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors
4
Swedbank AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Recieve Address by Chairman of the Board
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 11.35 Per Share
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForDetermine Number of Directors (9) and Deputy Directors (0) of Board
11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 2.39 Million to the Chairman, SEK 815,000 to the Vice Chairman, and SEK 510,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Page 354 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, Siv Svensson and Maj-Charlotte Wallin as Directors
13
Do Not Vote
ForApprove Procedures For Nominating Committee
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Repurchase Authorization for Trading in Own Shares
16
Do Not Vote
ForAuthorize General Share Repurchase Program 17
Do Not Vote
ForApprove Issuance of Convertibles without Preemptive Rights
18
Do Not Vote
ForApprove Common Deferred Share Bonus Plan 19a
Do Not Vote
ForApprove Deferred Share Bonus Plan for Key Employees
19b
Do Not Vote
ForApprove Equity Plan Financing to Participants of 2015 and Previous Programs
19c
Shareholder Proposals Submitted by Thorwald Arvidsson
Do Not Vote
NoneRequest an Examination Through a Special Examiner Regarding the Bank's Attempted Acquisition in a Real Estate Agent
20
Do Not Vote
NoneRequest an Examination Through a Special Examiner Regarding the Economic Consequences in Connection With the So Called SCA-Sphere
21
Do Not Vote
NoneRequest an Economic Historian be Retained to Evaluate the Stalberg-Era
22
Do Not Vote
NoneInstruct Board to Establish Shareholders Association in Swedbank
23
Do Not Vote
NoneInstruct the Board of Directors to Acquire a Private Jet for the Disposition of the Current Chair of the Board
24
Shareholder Proposals Submitted by Goran Westman
Do Not Vote
NoneInstruct the Board of Directors and/or the CEO to Implement the Lean-Concept in All Operations
25
Close Meeting 26
Page 355 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Toronto-Dominion Bank
Meeting Date: 03/26/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William E. Bennett For For
ForForElect Director John L. Bragg 1.2
ForForElect Director Amy W. Brinkley 1.3
ForForElect Director Brian C. Ferguson 1.4
ForForElect Director Colleen A. Goggins 1.5
ForForElect Director Mary Jo Haddad 1.6
ForForElect Director David E. Kepler 1.7
ForForElect Director Brian M. Levitt 1.8
ForForElect Director Alan N. MacGibbon 1.9
ForForElect Director Harold H. MacKay 1.10
ForForElect Director Karen E. Maidment 1.11
ForForElect Director Bharat B. Masrani 1.12
ForForElect Director Irene R. Miller 1.13
ForForElect Director Nadir H. Mohamed 1.14
ForForElect Director Claude Mongeau 1.15
ForForElect Director Wilbur J. Prezzano 1.16
ForForElect Director Helen K. Sinclair 1.17
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
AgainstAgainstSP A: Adopt a Senior Executive Compensation Policy Including the Use of a Pay Equity Ratio as an Annual Benchmark for Setting Compensation
4
AgainstAgainstSP B: Phase Out Stock Options as a Form of Compensation
5
AgainstAgainstSP C: Adopt a Pension Plan for New Senior Executives that is the same as for all employees
6
AgainstAgainstSP D: Adopt a Policy regarding Credit Card Business Practices and Social Responsibility
7
Page 356 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tokyo Tatemono Co. Ltd.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForApprove 2 into 1 Reverse Stock Split 2
ForForAmend Articles to Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit - Clarify Provisions on Alternate Statutory Auditors
3
ForForElect Director Hatanaka, Makoto 4.1
ForForElect Director Sakuma, Hajime 4.2
ForForElect Director Shibayama, Hisao 4.3
ForForElect Director Nomura, Hitoshi 4.4
ForForElect Director Kamo, Masami 4.5
ForForElect Director Fukui, Kengo 4.6
ForForElect Director Sasaki, Kyonosuke 4.7
AgainstForElect Director Kuroda, Norimasa 4.8
AgainstForElect Director Ogoshi, Tatsuo 4.9
ForForAppoint Statutory Auditor Toyama, Mitsuyoshi 5.1
ForForAppoint Statutory Auditor Uehara, Masahiro 5.2
ForForAppoint Statutory Auditor Hattori, Shuichi 5.3
ForForAppoint Alternate Statutory Auditor Yamaguchi, Takao
6
Trend Micro Inc.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 116
For For
Page 357 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Trend Micro Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Chang Ming-Jang 2.1
ForForElect Director Eva Chen 2.2
ForForElect Director Mahendra Negi 2.3
ForForElect Director Omikawa, Akihiko 2.4
ForForElect Director Wael Mohamed 2.5
AgainstForElect Director Nonaka, Ikujiro 2.6
ForForApprove Adjustment to Aggregate Compensation Ceiling for Directors, and Amend Stock Option Plan and Deep Discount Stock Option Plan Approved at 2012 AGM and Cash Incentive Plan Approved at 2013 AGM
3
Turkcell Iletisim Hizmetleri AS
Meeting Date: 03/26/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report for 2010 3
Do Not Vote
ForAccept Statutory Auditor Report for 2010 4
Do Not Vote
ForAccept External Auditor Report for 2010 5
Do Not Vote
ForAccept Financial Statements for 2010 6
Do Not Vote
ForApprove Dividends for 2010 7
Do Not Vote
ForApprove Discharge of Colin J. Williams for 2010
8
Do Not Vote
ForApprove Discharge of Auditors for 2010 9
Page 358 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkcell Iletisim Hizmetleri AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAccept Board Report for 2011 10
Do Not Vote
ForAccept Statutory Auditor Report for 2011 11
Do Not Vote
ForAccept External Auditor Report for 2011 12
Do Not Vote
ForAccept Financial Statements for 2011 13
Do Not Vote
ForApprove Dividends for 2011 14
Do Not Vote
ForApprove Discharge of Board for 2011 15
Do Not Vote
ForApprove Discharge of Auditors for 2011 16
Do Not Vote
ForAccept Board Report for 2012 17
Do Not Vote
ForAccept Statutory Audit Report for 2012 18
Do Not Vote
ForRatify External Auditors for 2012 19
Do Not Vote
ForAccept External Audit Report for 2012 20
Do Not Vote
ForAccept Financial Statements for 2012 21
Do Not Vote
ForApprove Dividends for 2012 22
Do Not Vote
ForRatify Director Appointments Occured in 2012 23
Do Not Vote
ForApprove Discharge of Board for 2012 24
Do Not Vote
ForApprove Discharge of Auditors for 2012 25
Do Not Vote
ForAccept Board Report for 2013 26
Do Not Vote
ForAccept Audit Report for 2013 27
Do Not Vote
ForAccept Financial Statements for 2013 28
Do Not Vote
ForApprove Dividends for 2013 29
Do Not Vote
ForApprove Discharge of Board for 2013 30
Do Not Vote
ForAccept Board Report for 2014 31
Page 359 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkcell Iletisim Hizmetleri AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify External Auditors for 2014 32
Do Not Vote
ForAccept Audit Report for 2014 33
Do Not Vote
ForAccept Financial Statements for 2014 34
Do Not Vote
ForApprove Dividends for 2014 35
Do Not Vote
ForApprove Discharge of Board for 2014 36
Do Not Vote
ForApprove Charitable Donations for 2013 and 2014; Approve Upper Limit of Donations for 2015
37
Do Not Vote
ForAmend Company Articles 38
Do Not Vote
ForElect Directors and Determine Terms of Office 39
Do Not Vote
ForApprove Director Remuneration 40
Do Not Vote
ForRatify External Auditors for 2015 41
Do Not Vote
ForApprove Working Principles of the General Assembly
42
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
43
Do Not Vote
ForApprove Dividend Policy 44
Receive Information on Remuneration Policy 45
Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
46
Receive Information on Corporate Governance Principles
47
Close Meeting 48
Ulker Biskuvi Sanayi A.S.
Meeting Date: 03/26/2015 Country: Turkey
Meeting Type: Annual
Page 360 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ulker Biskuvi Sanayi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report 3
Do Not Vote
ForAccept Audit Report 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForRatify External Auditors 8
Do Not Vote
ForApprove Donation Policy 9
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
10
Receive Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties
11
Do Not Vote
ForApprove Director Remuneration 12
Receive Information on Related Party Transactions
13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Yamaha Motor Co. Ltd.
Meeting Date: 03/26/2015 Country: Japan
Meeting Type: Annual
Page 361 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yamaha Motor Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25.5
For For
ForForElect Director Yanagi, Hiroyuki 2.1
ForForElect Director Kimura, Takaaki 2.2
ForForElect Director Shinozaki, Kozo 2.3
ForForElect Director Hideshima, Nobuya 2.4
ForForElect Director Takizawa, Masahiro 2.5
ForForElect Director Watanabe, Katsuaki 2.6
ForForElect Director Kato, Toshizumi 2.7
ForForElect Director Kojima, Yoichiro 2.8
ForForElect Director Adachi, Tamotsu 2.9
ForForElect Director Nakata, Takuya 2.10
ForForElect Director Niimi, Atsushi 2.11
ForForAppoint Statutory Auditor Ito, Hiroshi 3.1
ForForAppoint Statutory Auditor Hironaga, Kenji 3.2
ForForAppoint Statutory Auditor Yatsu, Tomomi 3.3
ForForAppoint Alternate Statutory Auditor Satake, Masayuki
4
Zenith Bank PLC
Meeting Date: 03/26/2015 Country: Nigeria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividends 2
ForForElect Jim Ovia,CON and Olusola Oladipo as Directors
3
Page 362 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zenith Bank PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Steve Omojafor, Babatunde Adejuwon, Chukuka Enwemeka and Baba Tela as Directors
4
ForForAuthorize Board to Fix Remuneration of Auditors
5
AgainstForElect Members of Audit Committee 6
ForForApprove Remuneration of Directors 7
Alicorp SAA
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Individual and Consolidated Financial Statements and Statutory Reports
For
ForAppoint Auditors 2
ForApprove Remuneration of Directors 3
ForApprove Allocation of Income 4
Asahi Glass Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 9
For For
ForForElect Director Ishimura, Kazuhiko 2.1
ForForElect Director Shimamura, Takuya 2.2
ForForElect Director Hirai, Yoshinori 2.3
ForForElect Director Miyaji, Shinji 2.4
ForForElect Director Sakane, Masahiro 2.5
Page 363 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asahi Glass Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kimura, Hiroshi 2.6
ForForElect Director Egawa, Masako 2.7
AgainstForAppoint Statutory Auditor Marumori, Yasushi 3.1
ForForAppoint Statutory Auditor Kawamura, Hiroshi 3.2
ForForApprove Stock Option Plan 4
Asatsu-DK Inc.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ueno, Shinichi For For
ForForElect Director Kato, Takeshi 1.2
ForForElect Director Oshiba, Kenji 1.3
ForForElect Director Stuart Neish 1.4
ForForElect Director Kido, Hideaki 1.5
ForForElect Director Nakai, Noriyuki 1.6
ForForElect Director Kinoshita, Toshio 1.7
ForForAppoint Statutory Auditor Motohashi, Nobuyuki
2.1
ForForAppoint Statutory Auditor Onishi, Yoshitake 2.2
ForForAppoint Statutory Auditor Yoshinari, Masayuki 2.3
ForForAppoint Statutory Auditor Suto, Megumi 2.4
Asics Corp.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 364 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asics Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 23.5
For For
ForForElect Director Oyama, Motoi 2.1
ForForElect Director Hashimoto, Kosuke 2.2
ForForElect Director Hijikata, Masao 2.3
ForForElect Director Kato, Katsumi 2.4
ForForElect Director Kato, Isao 2.5
AgainstForElect Director Tanaka, Katsuro 2.6
ForForElect Director Miyakawa, Keiji 2.7
ForForElect Director Kajiwara, Kenji 2.8
AgainstForElect Director Hanai, Takeshi 2.9
Aviv REIT, Inc.
Meeting Date: 03/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Baker Hughes Incorporated
Meeting Date: 03/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
Page 365 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Baker Hughes Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Bank Alfalah Limited
Meeting Date: 03/27/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Dividend 3
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Equity Investment in Alfalah Securities (Pvt.) Ltd., Subsidiary Company
5
AgainstForOther Business 6
Bombardier Inc.
Meeting Date: 03/27/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
ForForIncrease Authorized Common Stock to 2,742,000,000 Shares
1
BS Financial Group Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Page 366 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BS Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Min-Joo as Inside Director 3.1
ForForElect Kim Sung-Ho as Outside Director 3.2
ForForElect Kim Woo-Suk as Outside Director 3.3
ForForElect Park Heung-Dae as Outside Director 3.4
ForForElect Kim Sung-Ho as Member of Audit Committee
4.1
ForForElect Kim Woo-Suk as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Canara Bank Ltd
Meeting Date: 03/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Canon Inc.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 85
For For
Page 367 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles to Authorize Public Announcements in Electronic Format
2
ForForElect Director Mitarai, Fujio 3.1
ForForElect Director Tanaka, Toshizo 3.2
ForForElect Director Adachi, Yoroku 3.3
ForForElect Director Matsumoto, Shigeyuki 3.4
ForForElect Director Homma, Toshio 3.5
ForForElect Director Ozawa, Hideki 3.6
ForForElect Director Maeda, Masaya 3.7
ForForElect Director Tani, Yasuhiro 3.8
ForForElect Director Nagasawa, Kenichi 3.9
ForForElect Director Otsuka, Naoji 3.10
ForForElect Director Yamada, Masanori 3.11
ForForElect Director Wakiya, Aitake 3.12
ForForElect Director Kimura, Akiyoshi 3.13
ForForElect Director Osanai, Eiji 3.14
ForForElect Director Nakamura, Masaaki 3.15
AgainstForElect Director Saida, Kunitaro 3.16
AgainstForElect Director Kato, Haruhiko 3.17
ForForAppoint Statutory Auditor Ono, Kazuto 4.1
ForForAppoint Statutory Auditor Oe, Tadashi 4.2
AgainstForApprove Annual Bonus Payment to Directors 5
Cementos Pacasmayo S.A.A.
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Financial Statements and Discharge Directors
1
Page 368 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cementos Pacasmayo S.A.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAppoint Paredes, Zaldivar, Burga & Asociados as Auditors
2
ForApprove Dividends 3
ForApprove Allocation of Income and Dividends 4
Compania De Minas Buenaventura S.A.
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Annual Report 1
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForAppoint Auditors 3
Do Not Vote
ForAuthorize Issuance of Debt Instruments; Authorize Board to Set Terms of the Debt Issuance
4
Daewoo Engineering & Construction Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Park Jin-Choong as Non-independent Non-executive Director
2
ForForElect Park Jin-Choong as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 369 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daewoo Securities Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2.1
ForForAmend Articles of Incorporation 2.2
ForForElect Shin Ho-Joo as Outside Director 3.1
ForForElect Byun Hwan-Chul as Outside Director 3.2
ForForElect Ahn Dong-Hyun as Outside Director 3.3
ForForElect Byun Hwan-Chul as Member of Audit Committee
4.1
ForForElect Ahn Dong-Hyun as Member of Audit Committee
4.2
ForForElect Jeon Young-Sam as Non-independent Non-executive Director
5.1
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Daum Kakao Corp
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Suk-Woo as Inside Director 3.1
ForForElect Choi Joon-Ho as Outside Director 3.2
ForForElect Cho Min-Sik as Outside Director 3.3
ForForElect Choi Jae-Hong as Outside Director 3.4
ForForElect Piao Yanli as Outside Director 3.5
Page 370 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daum Kakao Corp
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Cho Min-Sik as Member of Audit Committee
4.1
ForForElect Choi Joon-Ho as Member of Audit Committee
4.2
ForForElect Choi Jae-Hong as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Doosan Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3.1
ForForElect Two Outside Directors (Bundled) 3.2
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Doosan Heavy Industries & Construction Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Dong-Soo as Outside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Page 371 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Doosan Infracore Co. Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Son Dong-Yeon as Inside Director 3
ForForElect Han Seung-Soo as Outside Director 4.1
ForForElect Yoon Jeung-Hyun as Outside Director 4.2
ForForElect Park Byung-Won as Outside Director 4.3
ForForElect Kim Dae-Gi as Outside Director 4.4
ForForElect Park Byung-Won as Member of Audit Committee
5.1
ForForElect Kim Dae-Gi as Member of Audit Committee
5.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Enka Insaat ve Sanayi A.S.
Meeting Date: 03/27/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForElect Presiding Council of Meeting and Authorize the Presiding Council to Sign the Meeting Minute
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Receive Information on Charitable Donations for 2014
4
Page 372 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enka Insaat ve Sanayi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForElect Directors 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForRatify External Auditors 9
Do Not Vote
ForApprove Allocation of Income 10
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
11
Do Not Vote
ForApprove Dividend Advance Payments 12
Do Not Vote
ForApprove Accounting Transfer in Case of Losses for 2015
13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Wishes 15
Grana Y Montero SAA
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Individual and Consolidated Financial Statements and Statutory Reports
For
ForApprove Allocation of Income and Dividends 2
ForApprove Remuneration of Directors 3
ForAppoint Dongo Soria Gaveglio y Asociados as Auditors
4
Page 373 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grana Y Montero SAA
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
For Approve Individual and Consolidated Financial Statements and Statutory Reports
1
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Remuneration of Directors 3
Do Not Vote
ForAppoint Dongo Soria Gaveglio y Asociados as Auditors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
For Approve Individual and Consolidated Financial Statements and Statutory Reports
1
ForApprove Allocation of Income and Dividends 2
ForApprove Remuneration of Directors 3
ForAppoint Dongo Soria Gaveglio y Asociados as Auditors
4
Grupo Aval Acciones y Valores S.A
Meeting Date: 03/27/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
Page 374 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Aval Acciones y Valores S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPresent Board of Directors and Chairman's Report
4
ForForPresent Consolidated and Individual Financial Statements
5
ForForPresent Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income 8
AgainstForElect Directors and Approve Their Remuneration
9
ForForAppoint Auditors and Fix Their Remuneration 10
AgainstForOther Business 11
Grupo Nutresa SA
Meeting Date: 03/27/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting/Verify Quorum
ForForElect Meeting Approval Committee 2
ForForApprove Board of Directors and Chairman's Report
3
ForForApprove Financial Statements 4
ForForApprove Auditor's Report 5
ForForApprove Financial Statements and Statutory Reports
6
ForForApprove Allocation of Income and Dividends 7
ForForAmend Bylaws 8
ForForElect Directors 9
ForForAppoint Auditors 10
ForForApprove Remuneration of Directors 11
ForForApprove Remuneration of Auditors 12
ForForApprove Remuneration Policy 13
Page 375 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Nutresa SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Succession of Board Policy 14
ForForAuthorize Share Repurchase Program 15
AgainstForApprove Wealth Tax Charged on Capital Reserves
16
ForForInform on Implementation Plan of NIIF 17
AgainstForOther Business 18
GS Engineering & Construction Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Outside Directors (Bundled) 2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
GS Holdings Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 376 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haci Omer Sabanci Holding AS
Meeting Date: 03/27/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForElect Directors 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForApprove Donation Policy and Upper Limit of Donations for 2015 ; Receive Information on Charitable Donations for 2014
9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Halliburton Company
Meeting Date: 03/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Page 377 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hana Financial Group Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements For For
ForForApprove Appropriation of Income 2
AgainstForAmend Articles of Incorporation 3
ForForElect Park Moon-Gyu as Outside Director 4.1
ForForElect Hong Eun-Joo as Outside Director 4.2
ForForElect Lee Jin-Gook as Outside Director 4.3
ForForElect Yoon Sung-Bok as Outside Director 4.4
ForForElect Yang Won-Geun as Outside Director 4.5
ForForElect Kim Jung-Tae as Inside Director 4.6
ForForElect Kim In-Bae as Member of Audit Committee
5.1
ForForElect Hong Eun-Joo as Member of Audit Committee
5.2
ForForElect Lee Jin-Gook as Member of Audit Committee
5.3
ForForElect Yoon Sung-Bok as Member of Audit Committee
5.4
ForForElect Yang Won-Geun as Member of Audit Committee
5.5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Hanjin KAL Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
Page 378 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hanjin KAL Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
3
Hanjin Shipping Co. Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Total Remuneration of Inside Directors and Outside Directors
For For
Hankook Tire Co., Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3.1
ForForElect Three Outside Directors (Bundled) 3.2
ForForElect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hite Jinro Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Page 379 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hite Jinro Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Hyundai Development Co. - Engineering & Construction
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jung Mong-Gyu as Inside Director 2.1
ForForElect Lee Jong-Sik as Inside Director 2.2
ForForElect Yook Geun-Yang as Inside Director 2.3
ForForElect Park Yong-Suk as Outside Director 2.4
ForForElect Kim Yong-Duk as Outside Director 2.5
ForForElect Park Yong-Suk as Members of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Heavy Industries Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
Page 380 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Heavy Industries Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect One Inside Director and One Outside Director (Bundled)
2
ForForElect Yoo Gook-Hyun as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Marine & Fire Insurance Company Co. Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Choi Byung-Doo as Outside Director 2
ForForElect Choi Byung-Doo as Member of Audit Committee
3.1
ForForElect Song Yoo-Jin as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForApprove Terms of Retirement Pay 5
ForForAcquire Certain Assets of Another Company 6
Hyundai Merchant Marine Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Baek-Hoon as Inside Director 2.1
ForForElect Kim Myung-Chul as Inside Director 2.2
Page 381 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Merchant Marine Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jeon Joon-Soo as Outside Director 2.3
ForForElect Huh Seon as Outside Director 2.4
ForForElect Eric Sing Chi Ip as Outside Director 2.5
ForForElect Jeon Joon-Soo as Member of Audit Committee
3.1
ForForElect Huh Seon as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Mipo Dockyard Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director, One Outside Director, and One NINED (Bundled)
2
ForForElect Noh Hwan-Gyun as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Iberdrola S.A.
Meeting Date: 03/27/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Management Reports 2
ForForApprove Discharge of Board 3
Page 382 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iberdrola S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRenew Appointment of Ernst & Young as Auditor
4
ForForApprove Allocation of Income and Dividends 5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.B
ForForReelect José Walfredo Fernández as Director 7.A
ForForReelect Denise Mary Holt as Director 7.B
ForForReelect Manuel Moreu Munaiz as Director 7.C
ForForReelect Ángel Jesús Acebes Paniagua as Director
7.D
ForForReelect María Helena Antolín Raybaud as Director
7.E
ForForReelect Santiago Martínez Lage as Director 7.F
ForForReelect José Luis San Pedro Guerenabarrena as Director
7.G
ForForReelect José Ignacio Sánchez Galán as Director
7.H
ForForAmend Articles Re: Company, Share Capital and Shareholders
8.A
ForForAmend Articles Re: General Meetings 8.B
ForForAmend Articles Re: Board 8.C
ForForAmend Articles 8.D
ForForAmend Articles of General Meeting Regulations Re: Functions, Classes and Competences
9.A
ForForAmend Articles of General Meeting Regulations Re: Meeting Notice, Attendance Rights, and Media and Infrastructure
9.B
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
9.C
ForForAmend Articles of General Meeting Regulations Re: Vote and Adoption of Resolutions, Completion and Minutes of Meeting and Post Performances
9.D
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Page 383 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iberdrola S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Remuneration Policy Report 12
Industrial Bank of Korea
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForApprove Terms of Retirement Pay 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Interconexion Electrica S.A. E.S.P.
Meeting Date: 03/27/2015 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting
Present Minutes of Meeting Held on March 28, 2014
2
Elect Meeting Approval Committee 3
Message from Mining and Energy Minister Tomás González Estrada
4
Welcome Message from Chairman and Presentation of Board Report
5
Receive CEO, Board of Directors and Management's Reports
6
Receive Corporate Governance Committee Report
7
Page 384 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Interconexion Electrica S.A. E.S.P.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Present Individual and Consolidated Financial Statements
8
Present Auditor's Report 9
ForForApprove Individual and Consolidated Financial Statements
10
ForForApprove Allocation of Income and Dividends 11
ForForAppoint Ernst & Young Audit as Auditors and Authorize Board to Fix Their Remuneration
12
ForForAmend Bylaws 13
AgainstForElect Directors 14
ForForApprove Remuneration Policy 15
ForForApprove Remuneration of Directors 16
ForForApprove Succession of Board Policy 17
Transact Other Business (Non-Voting) 18
Intouch Holdings Public Company Limited
Meeting Date: 03/27/2015 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Matters to be Informed For For
ForForApprove Minutes of Previous Meeting 2
ForForAcknowledge Operational Result for 2014 3
ForForAccept Financial Statements 4
ForForApprove Allocation of Income and Annual Dividend
5.1
ForForApprove Allocation of Income and Interim Dividend
5.2
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForForElect Virach Aphimeteetamrong as Director 7.1
ForForElect Prasert Bunsumpun as Director 7.2
Page 385 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intouch Holdings Public Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Boon Swan Foo as Director 7.3
ForForApprove Remuneration of Directors 8
ForForApprove Issuance of Warrants to Employees of the Company and Subsidiaries
9
ForForApprove Issuance of Shares Reserved for the Exercise of the Warrants
10
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Somprasong Boonyachai
11.1
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Anek Pana-apichon
11.2
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Wichai Kittiwittayakul
11.3
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Kim Siritaweechai
11.4
AgainstForOther Business 12
Kagome Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Nishi, Hidenori For For
ForForElect Director Terada, Naoyuki 1.2
ForForElect Director Kodama, Hirohito 1.3
ForForElect Director Watanabe, Yoshihide 1.4
ForForElect Director Sato, Kunihiko 1.5
ForForElect Director Miwa, Katsuyuki 1.6
ForForElect Director Kondo, Seiichi 1.7
AgainstForElect Director Hashimoto, Takayuki 1.8
AgainstForElect Director Myoseki, Miyo 1.9
ForForAppoint Statutory Auditor Kanie, Mutsuhisa 2.1
Page 386 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kagome Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Statutory Auditor Murata, Morihiro 2.2
AgainstForApprove Takeover Defense Plan (Poison Pill) 3
KB Financial Group Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Hong as Non-independent Non-executive Director
3.1
ForForElect Choi Young-Hwi as Outside Director 3.2
ForForElect Choi Woon-Yeol as Outside Director 3.3
ForForElect Yoo Suk-Ryeol as Outside Director 3.4
ForForElect Lee Byung-Nam as Outside Director 3.5
ForForElect Park Jae-Ha as Outside Director 3.6
ForForElect Kim Eunice Kyunghee as Outside Director
3.7
ForForElect Han Jong-Soo as Outside Director 3.8
ForForElect Choi Young-Hwi as Member of Audit Committee
4.1
ForForElect Choi Woon-Yeol as Member of Audit Committee
4.2
ForForElect Kim Eunice Kyunghee as Member of Audit Committee
4.3
ForForElect Han Jong-Soo as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 387 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Plant Service & Engineering Co. Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lee Won-Joo as Non-independent Non-executive Director
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Kirin Holdings Co., Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Miyake, Senji 2.1
ForForElect Director Isozaki, Yoshinori 2.2
ForForElect Director Nishimura, Keisuke 2.3
ForForElect Director Ito, Akihiro 2.4
ForForElect Director Nonaka, Junichi 2.5
ForForElect Director Miyoshi, Toshiya 2.6
AgainstForElect Director Miki, Shigemitsu 2.7
ForForElect Director Arima, Toshio 2.8
ForForElect Director Arakawa, Shoshi 2.9
ForForAppoint Statutory Auditor Ishihara, Motoyasu 3.1
ForForAppoint Statutory Auditor Mori, Masakatsu 3.2
AgainstForApprove Annual Bonus Payment to Directors and Statutory Auditors
4
Page 388 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kolon Industries Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korea Gas Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ELECT ONE OUTSIDE DIRECTOR OUT OF TWO NOMINEES
ForForElect Yoon Bong-Ho as Outside Director 2.1
ForForElect Lee Sun-Woo as Outside Director 2.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Korea Investment Holdings Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Bae Jong-Suk as Outside Director For For
Page 389 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Investment Holdings Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lee Sang-Chul as Outside Director 1.2
ForForElect Hobart Lee Epstein as Outside Director 1.3
ForForElect Jung Yoo-Shin as Outside Director 1.4
ForForElect Kim Jae-Hwan as Outside Director 1.5
ForForElect Lee Sang-Chul as Member of Audit Committee
2.1
ForForElect Jung Yoo-Shin as Member of Audit Committee
2.2
ForForElect Kim Jae-Hwan as Member of Audit Committee
2.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Korean Air Lines Co. Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForApprove Terms of Retirement Pay 5
KT Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Page 390 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lim Hun-Moon as Inside Director 3.1
ForForElect Park Jung-Tae as Inside Director 3.2
ForForElect Jang Suk-Gwon as Outside Director 3.3
ForForElect Jung Dong-Wook as Outside Director 3.4
ForForElect Hyun Dae-Won as Outside Director 3.5
ForForElect Park Dae-Geun as Member of Audit Committee
4.1
ForForElect Jung Dong-Wook as Members of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
KT Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements and Allocation of Income
1
ForForAmend Articles of Incorporation 2
ForForElect Lim Hun-Moon as Inside Director 3.1
ForForElect Park Jung-Tae as Inside Director 3.2
ForForElect Jang Suk-Gwon as Outside Director 3.3
ForForElect Jung Dong-Wook as Outside Director 3.4
ForForElect Hyun Dae-Won as Outside Director 3.5
ForForElect Park Dae-Geun as Member of Audit Committee
4.1
Page 391 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jung Dong-Wook as Members of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Kuraray Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 9
For For
ForForElect Director Ito, Fumio 2.1
ForForElect Director Ito, Masaaki 2.2
ForForElect Director Yamashita, Setsuo 2.3
ForForElect Director Fujii, Nobuo 2.4
ForForElect Director Tenkumo, Kazuhiro 2.5
ForForElect Director Yukiyoshi, Kunio 2.6
ForForElect Director Matsuyama, Sadaaki 2.7
ForForElect Director Kugawa, Kazuhiko 2.8
ForForElect Director Komiya, Yukiatsu 2.9
ForForElect Director Hayase, Hiroaya 2.10
ForForElect Director Shioya, Takafusa 2.11
ForForElect Director Hamaguchi, Tomokazu 2.12
ForForAppoint Statutory Auditor Murakami, Keiji 3
AgainstForApprove Takeover Defense Plan (Poison Pill) 4
Lion Corp.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 392 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lion Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Fujishige, Sadayoshi For For
ForForElect Director Hama, Itsuo 1.2
ForForElect Director Kasamatsu, Takayasu 1.3
ForForElect Director Watari, Yuji 1.4
ForForElect Director Kikukawa, Masazumi 1.5
ForForElect Director Kobayashi, Kenjiro 1.6
ForForElect Director Shimizu, Yasuo 1.7
ForForElect Director Kakui, Toshio 1.8
ForForElect Director Shimaguchi, Mitsuaki 1.9
ForForElect Director Yamada, Hideo 1.10
ForForAppoint Statutory Auditor Nakagawa, Yasutaro
2.1
ForForAppoint Statutory Auditor Nishiyama, Junko 2.2
ForForAppoint Statutory Auditor Kojima, Noboru 2.3
ForForAppoint Statutory Auditor Higashi, Hideo 2.4
ForForAppoint Alternate Statutory Auditor Yamaguchi, Takao
3
AgainstForApprove Takeover Defense Plan (Poison Pill) 4
LS Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Page 393 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mabuchi Motor Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 131
For For
ForForElect Director Kamei, Shinji 2.1
ForForElect Director Okoshi, Hiro 2.2
ForForElect Director Takahashi, Tadashi 2.3
ForForElect Director Itokawa, Masato 2.4
ForForElect Director Iyoda, Tadahito 2.5
ForForElect Director Katayama, Hirotaro 2.6
ForForElect Director Nakamura, Iwao 2.7
ForForElect Director Hashimoto, Ichiro 2.8
MCB Bank Limited
Meeting Date: 03/27/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration
2
ForForApprove Final Dividend 3
AgainstForElect Mohammad Mansha, S.M. Muneer, Tariq Rafi, Shahzad Saleem, Sarmad Amin, Raza Mansha, Umer Mansha, Aftab Ahmad Khan, Ismail Shahudin, Ahmad Alman Aslam, Muhammad Ali Zeb, and Mohd Suhail Amar Suresh as Directors
4
ForForApprove Charitable Donations 5
ForForAmend Articles of Association 6
ForForApprove Investment in MCB Leasing, Closed Joint Stock Company
7
Page 394 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Meeting Date: 03/27/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.05 Per Share; Authorize Additional dividend of EUR 0.40 per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 110,000 for Chairman, EUR 62,000 for Vice Chairman and Audit Committee Chairman, and EUR 50,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Seven 11
ForForReelect Mikael Lilius (Chairman), Christer Gardell (Vice Chair), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipilä as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify Ernst & Young as Auditors 14
ForForAuthorize Share Repurchase Program 15
Close Meeting 16
Mirae Asset Securities Co.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Page 395 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mirae Asset Securities Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Cho Woong-Gi as Inside Director 3.1.1
ForForElect Byun Jae-Sang as Inside Director 3.1.2
ForForElect Lee Gwang-Sup as Inside Director 3.1.3
ForForElect Park Jung-Chan as Outside Director 3.2.1
ForForElect Hwang Gun-Ho as Outside Director 3.2.2
ForForElect Lee Gwang-Sup as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForApprove Terms of Retirement Pay 6
ForForApprove Stock Option Grants 7
NCsoft Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Taek-Jin as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
NEXON Co.,Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 396 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NEXON Co.,Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Owen Mahoney For For
ForForElect Director Uemura, Shiro 1.2
ForForElect Director Jiwon Park 1.3
ForForElect Director Jungju Kim 1.4
ForForElect Director Honda, Satoshi 1.5
ForForElect Director Kuniya, Shiro 1.6
ForForAppoint Statutory Auditor Tanaka, Toshishige 2.1
ForForAppoint Statutory Auditor Otomo, Iwao 2.2
ForForAppoint Statutory Auditor Mori, Ryoji 2.3
ForForApprove Stock Option Plan 3
NH Investment & Securities Co., Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
NHN Entertainment Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Page 397 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NHN Entertainment Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForApprove Stock Option Grants 4
Nippon Electric Glass Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 4
For For
ForForAmend Articles to Indemnify Directors 2
ForForElect Director Arioka, Masayuki 3.1
ForForElect Director Yamamoto, Shigeru 3.2
ForForElect Director Matsumoto, Motoharu 3.3
ForForElect Director Tomamoto, Masahiro 3.4
ForForElect Director Takeuchi, Hirokazu 3.5
ForForElect Director Saeki, Akihisa 3.6
ForForElect Director Tsuda, Koichi 3.7
ForForElect Director Odano, Sumimaru 3.8
ForForAppoint Statutory Auditor Kishi, Fujio 4.1
ForForAppoint Statutory Auditor Oji, Masahiko 4.2
ForForAppoint Statutory Auditor Kimura, Keijiro 4.3
ForForAppoint Alternate Statutory Auditor Takahashi, Tsukasa
5
AgainstForApprove Annual Bonus Payment to Directors 6
Page 398 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Omega Healthcare Investors, Inc.
Meeting Date: 03/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForIncrease Authorized Common Stock 2
ForForDeclassify the Board of Directors 3
ForForRemove Supermajority Vote Requirement 4
ForForAdjourn Meeting 5
Orion Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3
ForForAppoint Hwang Soon-Il as Internal Auditor 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
6
AgainstForApprove Terms of Retirement Pay 7
Otsuka Corporation
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 399 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90
For For
ForForElect Director Otsuka, Yuji 2.1
ForForElect Director Katakura, Kazuyuki 2.2
ForForElect Director Takahashi, Toshiyasu 2.3
ForForElect Director Shiokawa, Kimio 2.4
ForForElect Director Yano, Katsuhiro 2.5
ForForElect Director Saito, Hironobu 2.6
ForForElect Director Wakamatsu, Yasuhiro 2.7
ForForElect Director Tsurumi, Hironobu 2.8
ForForElect Director Sakurai, Minoru 2.9
ForForElect Director Hirose, Mitsuya 2.10
ForForElect Director Tanaka, Osamu 2.11
ForForElect Director Moriya, Norihiko 2.12
ForForElect Director Makino, Jiro 2.13
ForForAppoint Statutory Auditor Nakano, Kiyoshi 3.1
ForForAppoint Statutory Auditor Wakatsuki, Tetsutaro
3.2
Otsuka Holdings Co Ltd
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Otsuka, Ichiro For For
ForForElect Director Higuchi, Tatsuo 1.2
ForForElect Director Makise, Atsumasa 1.3
ForForElect Director Matsuo, Yoshiro 1.4
ForForElect Director Tobe, Sadanobu 1.5
Page 400 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Holdings Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Watanabe, Tatsuro 1.6
AgainstForElect Director Hirotomi, Yasuyuki 1.7
ForForElect Director Kawaguchi, Juichi 1.8
AgainstForElect Director Konose, Tadaaki 1.9
Porto Seguro SA
Meeting Date: 03/27/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income 2
Do Not Vote
ForRatify Board Deliberations Re: Interest-On-Capital-Stock-Payments
3
Do Not Vote
ForApprove Dividends 4
Do Not Vote
ForApprove Date of Dividends and Interest-On-Capital-Stock Payments
5
Do Not Vote
ForApprove Remuneration of Company's Management
6
Rakuten Inc.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Business Lines - Change Location of Head Office
For For
ForForElect Director Mikitani, Hiroshi 2.1
ForForElect Director Shimada, Toru 2.2
Page 401 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rakuten Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Hosaka, Masayuki 2.3
ForForElect Director Yamada, Yoshihisa 2.4
ForForElect Director Kobayashi, Masatada 2.5
ForForElect Director Sugihara, Akio 2.6
ForForElect Director Takeda, Kazunori 2.7
ForForElect Director Hyakuno, Kentaro 2.8
ForForElect Director Yasutake, Hiroaki 2.9
ForForElect Director Charles B. Baxter 2.10
AgainstForElect Director Kusano, Koichi 2.11
ForForElect Director Kutaragi, Ken 2.12
ForForElect Director Fukino, Hiroshi 2.13
AgainstForElect Director Murai, Jun 2.14
ForForElect Director Hirai, Yasufumi 2.15
ForForElect Director Youngme Moon 2.16
AgainstForAppoint Statutory Auditor Senoo, Yoshiaki 3.1
AgainstForAppoint Statutory Auditor Hirata, Takeo 3.2
ForForAppoint Alternate Statutory Auditor Takahashi, Hiroshi
4
ForForApprove Adjustment to Aggregate Compensation Ceiling for Directors
5
ForForApprove Deep Discount Stock Option Plan 6
ForForApprove Deep Discount Stock Option Plan 7
ForForApprove Deep Discount Stock Option Plan 8
Sapporo Holdings Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7
For For
Page 402 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sapporo Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kamijo, Tsutomu 2.1
ForForElect Director Tanaka, Hidenori 2.2
ForForElect Director Kato, Yoichi 2.3
ForForElect Director Watari, Junji 2.4
ForForElect Director Mizokami, Toshio 2.5
ForForElect Director Nose, Hiroyuki 2.6
ForForElect Director Hattori, Shigehiko 2.7
AgainstForElect Director Ikeda, Teruhiko 2.8
ForForElect Director Uzawa, Shizuka 2.9
ForForAppoint Statutory Auditor Osaki, Shoji 3.1
ForForAppoint Statutory Auditor Kimoto, Ken 3.2
ForForAppoint Alternate Statutory Auditor Yada, Tsugio
4
Showa Denko K.K.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Takahashi, Kyohei 2.1
ForForElect Director Ichikawa, Hideo 2.2
ForForElect Director Sakai, Shinji 2.3
ForForElect Director Koinuma, Akira 2.4
ForForElect Director Amano, Masaru 2.5
ForForElect Director Muto, Saburo 2.6
AgainstForElect Director Akiyama, Tomofumi 2.7
ForForElect Director Morita, Akiyoshi 2.8
ForForElect Director Oshima, Masaharu 2.9
ForForAppoint Statutory Auditor Nomura, Ichiro 3
Page 403 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
St. Modwen Properties plc
Meeting Date: 03/27/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Ian Bull as Director 4
ForForRe-elect Steve Burke as Director 5
ForForRe-elect Kay Chaldecott as Director 6
ForForRe-elect Simon Clarke as Director 7
ForForRe-elect Michael Dunn as Director 8
ForForRe-elect Lesley James as Director 9
ForForRe-elect Richard Mully as Director 10
ForForRe-elect Bill Oliver as Director 11
ForForRe-elect Bill Shannon as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
AbstainForApprove Acquisition by the Company of 12.5 Percent of the Issued Share Capital of Branston Properties Ltd
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Suntory Beverage & Food Limited
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 404 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suntory Beverage & Food Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 31
For For
ForForElect Director Torii, Nobuhiro 2.1
ForForElect Director Kakimi, Yoshihiko 2.2
ForForElect Director Kogo, Saburo 2.3
ForForElect Director Kurihara, Nobuhiro 2.4
ForForElect Director Tsuchida, Masato 2.5
ForForElect Director Kamada, Yasuhiko 2.6
ForForElect Director Hizuka, Shinichiro 2.7
ForForElect Director Inoue, Yukari 2.8
ForForAmend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Increase Maximum Board Size - Indemnify Directors
3
ForForElect Director Torii, Nobuhiro (Effective May 1)
4.1
ForForElect Director Kakimi, Yoshihiko (Effective May 1)
4.2
ForForElect Director Kogo, Saburo (Effective May 1) 4.3
ForForElect Director Kurihara, Nobuhiro (Effective May 1)
4.4
ForForElect Director Tsuchida, Masato (Effective May 1)
4.5
ForForElect Director Kamada, Yasuhiko (Effective May 1)
4.6
ForForElect Director Hizuka, Shinichiro (Effective May 1)
4.7
ForForElect Director Inoue, Yukari (Effective May 1) 4.8
ForForElect Director and Audit Committee Member Hattori, Seiichiro (Effective May 1)
5.1
ForForElect Director and Audit Committee Member Uehara, Yukihiko (Effective May 1)
5.2
AgainstForElect Director and Audit Committee Member Uchida, Harumichi (Effective May 1)
5.3
ForForElect Alternate Director and Audit Committee Member Amitani, Mitsuhiro (Effective May 1)
6
Page 405 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suntory Beverage & Food Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForSet Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members
7
ForForSet Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
8
Technopolis Oyj
Meeting Date: 03/27/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Chairman's Review 6
Receive Financial Statements and Statutory Reports
7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of EUR 0.15 Per Share
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 55,000 for Chairman, EUR 31,500 for Vice Chairman, and EUR 26,250 for Other Directors; Approve Meeting Fees
11
ForForFix Number of Directors at Six 12
ForForReelect Carl-Johan Granvik (Chairman), Jorma Haapamaki (Vice Chairman), Pekka Korhonen, and Pekka Ojanpaa as Directors; Elect Reima Rytsola and Annica Anas as New Directors
13
ForForApprove Remuneration of Auditors 14
ForForRatify KPMG as Auditors 15
Page 406 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Technopolis Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 10.7 Million Shares without Preemptive Rights
17
Close Meeting 18
Tofas Turk Otomobil Fabrikasi AS
Meeting Date: 03/27/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForRatify Director Appointment 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForApprove Remuneration Policy 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForApprove Upper Limit of Donations for 2015 11
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Close Meeting 13
Page 407 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toyo Tire & Rubber Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 45
For For
ForForAmend Articles to Change Location of Head Office
2
ForForElect Director Nobuki, Akira 3.1
ForForElect Director Yamamoto, Takuji 3.2
ForForElect Director Kuze, Tetsuya 3.3
ForForElect Director Ito, Kazuyuki 3.4
ForForElect Director Ichihara, Sadao 3.5
ForForElect Director Kanai, Toshihiro 3.6
ForForElect Director Kawamori, Yuzo 3.7
ForForElect Director Namura, Hiroko 3.8
ForForAppoint Statutory Auditor Uejima, Hiroyasu 4.1
AgainstForAppoint Statutory Auditor Nakahara, Masao 4.2
ForForAppoint Statutory Auditor Tatsuno, Hisao 4.3
Turkiye Halk Bankasi A.S.
Meeting Date: 03/27/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Statutory Reports 2
Do Not Vote
ForAccept Financial Statements 3
Page 408 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Halk Bankasi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForElect Board of Directors and Internal Auditors 6
Do Not Vote
ForApprove Remuneration of Directors and Internal Auditors
7
Do Not Vote
ForAmend Company Bylaws and Introduce Authorized Capital System
8
Do Not Vote
ForRatify External Auditors 9
Receive Information on Charitable Donations for 2014
10
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Close Meeting 12
Unicharm Corp.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee
For For
ForForElect Director Takahara, Keiichiro 2.1
ForForElect Director Takahara, Takahisa 2.2
ForForElect Director Futagami, Gumpei 2.3
ForForElect Director Ishikawa, Eiji 2.4
ForForElect Director Mori, Shinji 2.5
ForForElect Director Nakano, Kennosuke 2.6
ForForElect Director Takai, Masakatsu 2.7
ForForElect Director Miyabayashi, Yoshihiro 2.8
Page 409 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Unicharm Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Takahara, Keiichiro (Effective May 1)
3.1
ForForElect Director Takahara, Takahisa (Effective May 1)
3.2
ForForElect Director Futagami, Gumpei (Effective May 1)
3.3
ForForElect Director Ishikawa, Eiji (Effective May 1) 3.4
ForForElect Director Mori, Shinji (Effective May 1) 3.5
ForForElect Director Nakano, Kennosuke (Effective May 1)
3.6
ForForElect Director Takai, Masakatsu (Effective May 1)
3.7
ForForElect Director Miyabayashi, Yoshihiro (Effective May 1)
3.8
AgainstForElect Director and Audit Committee Member Hirata, Masahiko (Effective May 1)
4.1
AgainstForElect Director and Audit Committee Member Fujimoto, Kimisuke (Effective May 1)
4.2
ForForElect Director and Audit Committee Member Maruyama, Shigeki (Effective May 1)
4.3
ForForSet Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members
5
ForForSet Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
6
ForForApprove Stock Option Plan 7
United Bank Limited
Meeting Date: 03/27/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Dividend 3
Page 410 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove A.F. Ferguson & Co. and KPMG Taseer Hadi & Co. as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Non-Executive Directors
5
AgainstForOther Business (Voting) 6
Woori Bank
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Jung Soo-Gyung as Inside Director 2.1
ForForElect Kim Joon-Gi as Non-independent Non-executive Director
2.2
ForForElect Hong Il-Hwa as Outside Director 3.1
ForForElect Cheon Hye-Sook as Outside Director 3.2
ForForElect Jung Han-Gi as Outside Director 3.3
ForForElect Oh Sang-Geun as Outside Director 3.4
ForForElect Choi Gang-Sik as Outside Director 3.5
ForForElect Ko Sung-Soo as Outside Director 3.6
ForForElect Three Members of Audit Committee (Outside Directors)
4.1
ForForElect Jung Soo-Gyung as Member of Audit Committee (Inside Director)
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Yokohama Rubber Co. Ltd.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 411 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yokohama Rubber Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 14
For For
ForForApprove 2 into 1 Reverse Stock Split 2
ForForAmend Articles to Effectively Increase Authorized Capital - Reduce Share Trading Unit
3
ForForElect Director Nagumo, Tadanobu 4.1
ForForElect Director Noji, Hikomitsu 4.2
ForForElect Director Kobayashi, Toru 4.3
ForForElect Director Oishi, Takao 4.4
ForForElect Director Katsuragawa, Hideto 4.5
ForForElect Director Morita, Fumio 4.6
ForForElect Director Kuze, Tetsuya 4.7
ForForElect Director Komatsu, Shigeo 4.8
ForForElect Director Yamaishi, Masataka 4.9
AgainstForElect Director Furukawa, Naozumi 4.10
ForForElect Director Okada, Hideichi 4.11
ForForAppoint Statutory Auditor Takaoka, Hirohiko 5.1
AgainstForAppoint Statutory Auditor Sato, Yoshiki 5.2
ForForAppoint Statutory Auditor Kamei, Atsushi 5.3
Sesa Sterlite Ltd.
Meeting Date: 03/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForChange Company Name 1
ForForAdopt New Articles of Association 2
Page 412 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sesa Sterlite Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect R. Kant as Independent Non-Executive Director
3
ForForElect L.D. Gupte as Independent Non-Executive Director
4
ForForElect N. Chandra as Independent Non-Executive Director
5
ForForApprove Vedanta Employees Stock Option Scheme (ESOS)
6
ForForApprove Stock Option Plan Grants to Employees of the Company's Holding/Subsidiary/Associate Companies Under the ESOS
7
ForForApprove ESOS Trust for Secondary Acquisiton 8
Talaat Moustafa Group Holding
Meeting Date: 03/28/2015 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements
2
Do Not Vote
ForApprove Financial Statements and Allocation of Income
3
Do Not Vote
ForApprove Discharge of Chairman and Directors 4
Do Not Vote
ForRatify Auditors and Fix Their Remuneration 5
Do Not Vote
ForApprove Remuneration of Directors 6
Do Not Vote
ForApprove Charitable Donations 7
Do Not Vote
ForApprove Related Party Transactions 8
Page 413 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barwa Real Estate Co QSC
Meeting Date: 03/29/2015 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForApprove Shariah Board Report 3
ForForAccept Financial Statements and Statutory Reports
4
ForForApprove Dividends 5
AgainstForApprove Discharge of Directors and Fix Their Remuneration
6
ForForApprove Corporate Governance Report 7
ForForRatify Auditors and Fix Their Remuneration 8
Ooredoo QSC
Meeting Date: 03/29/2015 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Corporate Governance Report 2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Financial Statements and Statutory Reports
4
ForForApprove Dividends 5
ForForApprove Discharge of Directors and Fix Their Remuneration
6
ForForRatify Auditors and Fix Their Remuneration 7
Page 414 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ooredoo QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Directors (Bundled) 8
Extraordinary Business
AgainstForAmend Article 25 of Bylaws Re: Board Prerogatives
1
A.P. Moeller - Maersk A/S
Meeting Date: 03/30/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Management and Board 3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 300 Per Share
4
Do Not Vote
ForAuthorize Share Repurchase Program 5
Do Not Vote
ForReelect Michael Rasmussen as Director 6a
Do Not Vote
ForReelect Niels Jacobsen as Director 6b
Do Not Vote
ForReelect Dorothee Blessing as Director 6c
Do Not Vote
ForReelect Niels Christiansen as Director 6d
Do Not Vote
ForReelect Arne Karlsson as Director 6e
Do Not Vote
ForRatify KPMG and Ernst & Young as Auditors 7
Do Not Vote
ForApprove DKK 433 Million Reduction in Share Capital via Share Cancellation
8a
Do Not Vote
ForAuthorize Board to Declare Special Dividends 8b
Page 415 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BM&FBOVESPA S.A.
Meeting Date: 03/30/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Company's Management
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
1
ForApprove Allocation of Income and Dividends 2
ForElect Directors 3
ForApprove Remuneration of Company's Management
4
Coca-Cola East Japan Co Ltd
Meeting Date: 03/30/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
For For
ForForElect Director Calin Dragan 2.1
ForForElect Director Michael Coombs 2.2
ForForElect Director Dan Nistor 2.3
ForForElect Director Akachi, Fumio 2.4
Page 416 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coca-Cola East Japan Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kawamoto, Naruhiko 2.5
AgainstForElect Director Irial Finan 2.6
AgainstForElect Director Daniel Sayre 2.7
AgainstForElect Director Inagaki, Haruhiko 2.8
ForForElect Director Takanashi, Keiji 2.9
AgainstForElect Director Yoshioka, Hiroshi 2.10
ForForElect Director Ozeki, Haruko 2.11
AgainstForAppoint Statutory Auditor Kondo, Haraomi 3
Grupo Comercial Chedraui S.A.B. de C.V.
Meeting Date: 03/30/2015 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Report on Activities and Operations Undertaken by Board in Accordance with Article 28 IV (E) of Company Law
For For
ForForPresent Report on Adherence to Fiscal Obligations
2
ForForPresent Report on Operations Carried Out by Audit and Corporate Practices Committee
3
ForForApprove Financial Statements and Allocation of Income
4
ForForApprove Dividends 5
ForForPresent Report on Share Repurchase and Set Maximum Amount for Share Repurchase
6
ForForApprove Discharge of Board of Directors and CEO
7
AgainstForElect or Ratify Directors, and Audit and Corporate Practice Committee Members; Approve Their Respective Remuneration
8
ForForAppoint Legal Representatives 9
Page 417 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Visteon Climate Control Corp.
Meeting Date: 03/30/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
AgainstForApprove Terms of Retirement Pay 3
ForForElect One Inside Director, Nine Outside Directors, and Four NINEDs (Bundled)
4
ForForElect Six Members of Audit Committee 5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Kangwon Land Inc.
Meeting Date: 03/30/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Choi Joong-Hoon as Non-independent Non-executive Director
2.1
ForForElect Park Dae-In as Outside Director 2.2
ForForElect Kim Ho-Bum as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
KEPCO Engineering & Construction Co. Inc.
Meeting Date: 03/30/2015 Country: South Korea
Meeting Type: Annual
Page 418 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Engineering & Construction Co. Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
3
Mabanee Co SAKC
Meeting Date: 03/30/2015 Country: Kuwait
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForAcknowledge Report on The Penalties Imposed During FY 2014
4
ForForApprove Stock Dividend Program 5
ForForApprove Dividends 6
ForForApprove Remuneration of Directors 7
ForForApprove Allocation of Income to Legal Reserve
8
ForForApprove Allocation of Income and Dividends 9
ForForApprove Related Party Transactions 10
ForForAuthorize Share Repurchase Program 11
ForForApprove Discharge of Directors 12
AgainstForElect Board Sub-Committees (Bundled) 13
ForForRatify Auditors and Fix Their Remuneration 14
Page 419 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mabanee Co SAKC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Capitalization of Reserves for Bonus Issue
1
ForForAmend Articles 5 and 6 to Reflect Changes in Capital
2
mBank S.A.
Meeting Date: 03/30/2015 Country: Poland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
ForForElect Members of Vote Counting Commission 3
Receive Presentation by CEO; Receive Management Board Reports, Financial Statements and Consolidated Financial Statements
4
Receive Presentation by Supervisory Board Chairman; Receive Report of Supervisory Board on Bank's Operations
5
Receive Management and Supervisory Board Reports on Company's Operations and Financial Statements
6
Receive Management Board Report on Group's Operations and Consolidated Financial Statements
7
ForForApprove Management Board Report on Company's Operations and Financial Statements
8.1
ForForApprove Allocation of Income 8.2
ForForApprove Discharge of Cezary Stypulkowski (CEO)
8.3
ForForApprove Discharge of Lidia Jablonowska-Luba (Management Board Member)
8.4
ForForApprove Discharge of Przemyslaw Gdanski (Management Board Member)
8.5
ForForApprove Discharge of Hans Dieter Kemler (Management Board Member)
8.6
Page 420 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
mBank S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Jaroslaw Mastalerz (Management Board Member)
8.7
ForForApprove Discharge of Cezary Kocik (Management Board Member)
8.8
ForForApprove Discharge of Joerg Hessenmueller (Management Board Member)
8.9
ForForElect Agnieszka Slomka-Golebiowska as Supervisory Board Member
8.10
ForForApprove Discharge of Maciej Lesny (Supervisory Board Member)
8.11
ForForApprove Discharge of Andre Carls (Supervisory Board Chairman)
8.12
ForForApprove Discharge of Thorsten Kanzler (Supervisory Board Deputy Chairman)
8.13
ForForApprove Discharge of Martin Blessing (Supervisory Board Member)
8.14
ForForApprove Discharge of Wieslaw Thor (Supervisory Board Member)
8.15
ForForApprove Discharge of Teresa Mokrysz (Supervisory Board Member)
8.16
ForForApprove Discharge of Waldemar Stawski (Supervisory Board Member)
8.17
ForForApprove Discharge of Jan Szomburg (Supervisory Board Member)
8.18
ForForApprove Discharge of Marek Wierzbowski (Supervisory Board Member)
8.19
ForForApprove Discharge of Stephan Engels (Supervisory Board Member)
8.20
ForForApprove Discharge of Dirk Wilhelm Schuh (Supervisory Board Member)
8.21
ForForApprove Discharge of Martin Zielke (Supervisory Board Member)
8.22
ForForApprove Discharge of Agnieszce Slomka-Golebiowska (Supervisory Board Member)
8.23
ForForApprove Discharge of Stefan Schmittmann (Supervisory Board Member)
8.24
ForForApprove Management Board Report on Group's Operations and Consolidated Financial Statements in Fiscal 2014
8.25
ForForAmend Statute 8.26
ForForAmend April 11, 2013, AGM, Resolution Re: Incentive Programme
8.27
Page 421 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
mBank S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend April 11, 2013, AGM, Resolution Re: Issuance of Convertible Bonds Without Preemptive Rights
8.28
ForForAmend April 11, 2013, AGM, Resolution Re: Employee Incentive Programme
8.29
ForForAmend April 11, 2013, AGM, Resolution Re: Issuance of Convertible Bonds Without Preemptive Rights
8.30
ForForApprove Shareholders' Consent with Corporate Governance Principles for SupervisedInstitutions adopted by Polish Financial Supervision Authority
8.31
AgainstForRatify Auditor 8.32
Close Meeting 9
MMC Corporation Bhd
Meeting Date: 03/30/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Listing of and Quotation for the Entire Issued and Paid-Up Share Capital of Malakoff Corporation Berhad (Malakoff), a Subsidiary of the Company, on the Main Market of Bursa Malaysia Securities Berhad
For For
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Abdul Jabbar Syed Hassan Under the Proposed Pink Form Offer
2
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Khalib Mohamad Noh Under the Proposed Pink Form Offer
3
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Abdul Rahman Haji Wan Yaacob Under the Proposed Pink Form Offer
4
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Mohd Sidik Shaik Osman Under the Proposed Pink Form Offer
5
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Abdullah Mohd Yusof Under the Proposed Pink Form Offer
6
Page 422 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMC Corporation Bhd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Ooi Teik Huat Under the Proposed Pink Form Offer
7
AgainstForApprove Allocation of New Ordinary Shares in Malakoff to Abdul Hamid Sh Mohamed Under the Proposed Pink Form Offer
8
Outotec Oyj
Meeting Date: 03/30/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.10 Per Share
8
ForForApprove Charitable Donations of up to EUR 70,000
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 72,000 for Chairman, EUR 48,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
11
ForForFix Number of Directors at Eight 12
ForForReelect Matti Alahuhta, Eija Ailasmaa, Anja Korhonen, Timo Ritakallio, Björn Rosengren, and Chaim Zabludowicz as Directors; Elect Ian Pearce and Klaus Cawén as New Directors
13
ForForApprove Remuneration of Auditors 14
Page 423 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Outotec Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers as Auditors 15
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 18.3 Million Shares without Preemptive Rights
17
ForForAmend Articles of Association 18
ForForAmend Nomination Committee Charter 19
Close Meeting 20
Petkim Petrokimya Holding A.S.
Meeting Date: 03/30/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForElect Director 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForElect Auditor 9
Do Not Vote
ForRatify External Auditors 10
Receive Information on Charitable Donations for 2014
11
Page 424 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petkim Petrokimya Holding A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Upper Limit of the Donations for 2015
12
Receive Information on Related Party Transactions
13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Receive Information on Guarantees, Pledges and Mortgages provided bu the Company to Third Parties
15
Close Meeting 16
PT Tambang Batubara Bukit Asam Tbk
Meeting Date: 03/30/2015 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports and Discharge of Directors and Commissioners
For For
ForForApprove Annual Report and PCDP Report and Discharge of Directors and Commissioners
2
ForForApprove Allocation of Income 3
ForForApprove Remuneration of Directors and Commissioners
4
ForForApprove Auditors of the Company and the PCDP
5
ForForAmend Articles of the Association 6
AgainstForElect Directors and Commissioners 7
Public Bank Berhad
Meeting Date: 03/30/2015 Country: Malaysia
Meeting Type: Annual
Page 425 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Public Bank Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Cheah Kim Ling as Director 2
ForForElect Teh Hong Piow as Director 3
ForForElect Thong Yaw Hong as Director 4
ForForElect Tay Ah Lek as Director 5
ForForElect Lee Kong Lam as Director 6
ForForElect Tang Wing Chew as Director 7
ForForElect Lai Wan as Director 8
ForForApprove Remuneration of Directors 9
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
10
Serco Group plc
Meeting Date: 03/30/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity Pursuant to the Rights Issue
For Abstain
Tav Havalimanlari Holding AS
Meeting Date: 03/30/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Page 426 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tav Havalimanlari Holding AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Dividends 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForRatify External Auditors 9
Do Not Vote
ForAmend Company Articles 10
Do Not Vote
ForApprove Remuneration Policy 11
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
12
Receive Information on Related Party Transactions
13
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
14
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
Wishes 16
Close Meeting 17
Temple Bar Investment Trust plc
Meeting Date: 03/30/2015 Country: United Kingdom
Meeting Type: Annual
Page 427 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Temple Bar Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Arthur Copple as Director 4
ForForRe-elect June de Moller as Director 5
ForForRe-elect Richard Jewson as Director 6
ForForRe-elect John Reeve as Director 7
ForForRe-elect Martin Riley as Director 8
ForForRe-elect David Webster as Director 9
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
TOTVS SA
Meeting Date: 03/30/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Remuneration of Company's Management
3
Page 428 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
1
ForApprove Allocation of Income and Dividends 2
ForApprove Remuneration of Company's Management
3
TOTVS SA
Meeting Date: 03/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Acquisition of Virtual Age Solucoes em Tecnologia Ltda.
For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify Acquisition of Virtual Age Solucoes em Tecnologia Ltda.
1
Tupras Turkiye Petrol Rafinerileri A.S.
Meeting Date: 03/30/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Page 429 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tupras Turkiye Petrol Rafinerileri A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForElect Directors 7
Do Not Vote
ForApprove Remuneration Policy 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForApprove Advanced Dividend Payment 11
Do Not Vote
ForReceive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
12
Receive Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties
13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Wishes 15
Turkiye Vakiflar Bankasi TAO
Meeting Date: 03/30/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Statutory Reports 2
Page 430 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Vakiflar Bankasi TAO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAccept Financial Statements and Audit Report 3
Do Not Vote
ForApprove Discharge of Board and Auditors 4
Do Not Vote
ForApprove Profit Distribution 5
Do Not Vote
ForAmend Article 7 of Company Bylaws 6
Do Not Vote
ForElect Directors 7
Do Not Vote
ForAppoint Internal Auditors 8
Do Not Vote
ForApprove Remuneration of Directors and Internal Auditors
9
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
ForApprove Donation Policy 12
Do Not Vote
ForProvide Information on Charitable Donations for 2014
13
Do Not Vote
ForApprove Dividend Distribution Policy 14
Do Not Vote
ForWishes 15
Do Not Vote
ForClose Meeting 16
Vestas Wind System A/S
Meeting Date: 03/30/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Page 431 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vestas Wind System A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 3.90 Per Share
3
Do Not Vote
ForReelect Bert Nordberg as Director 4a
Do Not Vote
ForReelect Carsten Bjerg as Director 4b
Do Not Vote
ForReelect Eija Pitkanen as Director 4c
Do Not Vote
ForReelect Henrik Andersen as Director 4d
Do Not Vote
ForReelect Henry Stenson as Director 4e
Do Not Vote
ForReelect Lars Josefsson as Director 4f
Do Not Vote
ForReelect Lykke Friis as Director 4g
Do Not Vote
ForElect Torben Sorensen as Director 4h
Do Not Vote
ForApprove Remuneration of Directors for 2014 5.1
Do Not Vote
ForApprove Remuneration of Directors for 2015 5.2
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForAmend Articles Re: Meeting Notice 7.1
Do Not Vote
ForAmend Articles Re: Authority to Bind the Company
7.2
Do Not Vote
ForApprove Remuneration Policy for the Board and the Executive Management
7.3
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.4
Do Not Vote
ForAuthorize Share Repurchase Program 7.5
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Other Business 9
Page 432 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yamazaki Baking Co. Ltd.
Meeting Date: 03/30/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
For For
AgainstForAppoint Statutory Auditor Matsuda, Michihiro 2.1
AgainstForAppoint Statutory Auditor Murakami, Nobumichi
2.2
AgainstForAppoint Statutory Auditor Saito, Masao 2.3
ForForAppoint Statutory Auditor Omoto, Kazuhiro 2.4
AgainstForApprove Retirement Bonus Payment for Statutory Auditor
3
Bank Hapoalim Ltd.
Meeting Date: 03/31/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Dafna Schwartz as External Director for a Three Year Term, Starting April 6, 2015
For Do Not Vote
Do Not Vote
NoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
Do Not Vote
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Do Not Vote
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
Page 433 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Dafna Schwartz as External Director for a Three Year Term, Starting April 6, 2015
1
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Bank Of Montreal
Meeting Date: 03/31/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Janice M. Babiak For For
ForForElect Director Sophie Brochu 1.2
Page 434 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of Montreal
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director George A. Cope 1.3
ForForElect Director William A. Downe 1.4
ForForElect Director Christine A. Edwards 1.5
ForForElect Director Martin S. Eichenbaum 1.6
ForForElect Director Ronald H. Farmer 1.7
ForForElect Director Eric R. La Fleche 1.8
ForForElect Director Lorraine Mitchelmore 1.9
ForForElect Director Philip S. Orsino 1.10
ForForElect Director Martha C. Piper 1.11
ForForElect Director J. Robert S. Prichard 1.12
ForForElect Director Don M. Wilson III 1.13
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposal
AgainstAgainstSP 1: Implement a Policy Regarding the Compensation of its Executives that Provides for the Use of the Equity Ratio as a Compensation Benchmark
4
AgainstAgainstSP 2: Abolish Stock Options as a Means of Compensation and Replace Them With a Form of Compensation Focused on the Institution's Long Term Performance
5
AgainstAgainstSP 3: Adopt Policy in Order to Avoid Being Sued Again for Abusive Business and Pricing Practices within the Credit Card Market
6
Beiersdorf AG
Meeting Date: 03/31/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
Page 435 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beiersdorf AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of EUR 0.70 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2015
5
ForForApprove Creation of EUR 42 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
ForForApprove Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
ForForApprove Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights
9
AgainstForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
10
China Railway Group Limited
Meeting Date: 03/31/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For Against
ForForApprove Class and Nominal Value of the Shares to be Issued in Relation to the Non-public Issuance of A Shares
2i
ForForApprove Method of Issuance in Relation to the Non-public Issuance of A Shares
2ii
ForForApprove Target Subscribers and Method of Subscription in Relation to the Non-public Issuance of A Shares
2iii
Page 436 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Number of A Shares to be Issued in Relation to the Non-public Issuance of A Shares
2iv
ForForApprove Issue Price and Pricing Principles in Relation to the Non-public Issuance of A Shares
2v
ForForApprove Lock-up Arrangement in Relation to the Non-public Issuance of A Shares
2vi
ForForApprove Amount and Use of Proceeds in Relation to the Non-public Issuance of A Shares
2vii
ForForApprove Place of Listing in Relation to the Non-public Issuance of A Shares
2viii
ForForApprove Accumulated Profit Distribution Prior to the Non-public Issuance of A Shares
2ix
ForForApprove Valid Period of the Resolutions Regarding the Non-public Issuance of A Shares
2x
ForForApprove the Proposal on the Plan of the Non-public Issuance of A Shares
3
ForForApprove Share Subscription Agreement 4
ForForApprove the Connected Transactions in Respect of the Non-public Issuance of A Shares
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
ForForApprove Amendments to the Articles of the Association
7
ForForApprove Amendments to the Procedural Rules for Shareholders' Meeting of the Company
8
ForForApprove Proposal on the Fulfilment of the Conditions for the Non-public Issuance of A Shares
9
ForForApprove Use of Proceeds from Previous Fund Raising Exercise of the Company
10
ForForAccept Feasibility Analysis Report of the Use of Proceeds from the Non-public Issuance of A Shares
11
ForForApprove Shareholders' Return Plan for 2015-2017
12
Page 437 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Meeting Date: 03/31/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Class and Nominal Value of the Shares to be Issued in Relation to the Non-public Issuance of A Shares
1i
ForForApprove Method of Issuance in Relation to the Non-public Issuance of A Shares
1ii
ForForApprove Target Subscribers and Method of Subscription in Relation to the Non-public Issuance of A Shares
1iii
ForForApprove Number of A Shares to be Issued in Relation to the Non-public Issuance of A Shares
1iv
ForForApprove Issue Price and Pricing Principles in Relation to the Non-public Issuance of A Shares
1v
ForForApprove Lock-up Arrangement in Relation to the Non-public Issuance of A Shares
1vi
ForForApprove Amount and Use of Proceeds in Relation to the Non-public Issuance of A Shares
1vii
ForForApprove Place of Listing in Relation to the Non-public Issuance of A Shares
1viii
ForForApprove Accumulated Profit Distribution Prior to the Non-public Issuance of A Shares
1ix
ForForApprove Valid Period of the Resolutions Regarding the Non-public Issuance of A Shares
1x
ForForApprove the Proposal on the Plan of the Non-public Issuance of A Shares
2
ForForApprove Share Subscription Agreement 3
Clariant AG
Meeting Date: 03/31/2015 Country: Switzerland
Meeting Type: Annual
Page 438 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clariant AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income 3.1
ForForApprove Dividends of CHF 0.40 per Share 3.2
ForForReelect Guenter von Au as Director 4.1.1
ForForReelect Peter Chen as Director 4.1.2
ForForReelect Peter Isler as Director 4.1.3
ForForReelect Dominik Koechlin as Director 4.1.4
ForForReelect Hariolf Kottmann as Director 4.1.5
ForForReelect Carlo Soave as Director 4.1.6
ForForReelect Rudolf Wehrli as Director 4.1.7
ForForReelect Konstantin Winterstein as Director 4.1.8
ForForElect Susanne Wamsler as Director 4.1.9
ForForReelect Rudolf Wehrli as Board Chairman 4.2
ForForAppoint Dominik Koechlin as Member of the Compensation Committee
4.3.1
ForForAppoint Carlo Soave as Member of the Compensation Committee
4.3.2
ForForAppoint Rudolf Wehrli as Member of the Compensation Committee
4.3.3
ForForDesignate Balthasar Settelen as Independent Proxy
4.4
ForForRatify Pricewaterhouse Coopers as Auditors 4.5
ForForApprove Remuneration of Board of Directors in the Amount of CHF 3.2 Million
5.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 15 Million
5.2
AgainstNoneAdditional Voting Instructions - Board of Directors Proposals (Voting)
6.1
AgainstNoneAdditional Voting Instructions - Shareholder Proposals (Voting)
6.2
Page 439 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coway Co. Ltd.
Meeting Date: 03/31/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Stock Option Grants 2
ForForElect Kim Dong-Hyun as Inside Director 3.1
ForForElect Kim Byung-Joo as Non-independent Non-executive Director
3.2
ForForElect Yoon Jong-Ha as Non-independent Non-executive Director
3.3
ForForElect Boo Jae-Hoon as Non-independent Non-executive Director
3.4
ForForElect Park Tae-Hyun as Non-independent Non-executive Director
3.5
ForForElect Lee Joong-Sik as Outside Director 3.6
ForForElect Lee Joon-Ho as Outside Director 3.7
ForForAppoint Jung Chul-Woong as Internal Auditor 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
6
Credicorp Ltd.
Meeting Date: 03/31/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present 2014 Annual Report
ForForApprove Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2014, Including External Auditors' Report
2
Page 440 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Credicorp Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration
3
Daewoo Shipbuilding & Marine Engineering Co.
Meeting Date: 03/31/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Yeol-Joong as Inside Director 2.1.1
ForForElect Lee Jong-Goo as Outside Director 2.2.1
ForForElect Jung Won-Jong as Outside Director 2.2.2
ForForElect Cho Jun-Hyuk as Outside Director 2.2.3
ForForElect Lee Young-Bae as Outside Director 2.2.4
ForForElect Lee Sang-Geun as Outside Director 2.2.5
ForForElect Lee Jong-Goo as Member of Audit Committee
3.1.1
ForForElect Jung Won-Jong as Member of Audit Committee
3.1.2
ForForElect Cho Jun-Hyuk as Member of Audit Committee
3.1.3
ForForElect Lee Young-Bae as Member of Audit Committee
3.1.4
ForForElect Lee Sang-Geun as Member of Audit Committee
3.1.5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
DKSH Holding AG
Meeting Date: 03/31/2015 Country: Switzerland
Meeting Type: Annual
Page 441 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DKSH Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2.1
ForForApprove Ordinary Dividends of CHF 1.15 per Share from Capital Contribution Reserves
2.2
ForForApprove Discharge of Board and Senior Management
3
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
4
ForForApprove Remuneration of Board of Directors in the Amount of CHF 2.9 Million
5.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 17.6 Million
5.2
ForForReelect Adrian Keller as Director 6.1.1
ForForReelect Rainer-Marc Frey as Director 6.1.2
ForForReelect Frank Gulich as Director 6.1.3
ForForReelect David Kamenetzky as Director 6.1.4
ForForReelect Andreas Keller as Director 6.1.5
ForForReelect Robert Peugeot as Director 6.1.6
ForForReelect Theo Siegert as Director 6.1.7
ForForReelect Hans Christoph Tanner as Director 6.1.8
ForForReelect Joerg Wolle as Director 6.1.9
ForForElect Adrian Keller as Board Chairman 6.2
ForForAppoint Andreas Keller as Member of the Compensation Committee
6.3.1
ForForAppoint Frank Gulich as Member of the Compensation Committee
6.3.2
ForForAppoint Robert Peugeot as Member of the Compensation Committee
6.3.3
ForForRatify Ernst & Young AG as Auditors 6.4
ForForDesignate Ernst Widmer as Independent Proxy
6.5
AgainstForTransact Other Business (Voting) 7
Page 442 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eregli Demir ve Celik Fabrikalari TAS
Meeting Date: 03/31/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report 3
Do Not Vote
ForAccept Audit Report 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Profit Distribution Policy 7
Do Not Vote
ForApprove Allocation of Income 8
Do Not Vote
ForElect Directors 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
11
Do Not Vote
ForRatify External Auditors 12
Receive Information on Guarantees, Pledges and Mortgages provided by the Company to Third Parties
13
Receive Information on Charitable Donations for 2014
14
Do Not Vote
ForApprove Upper Limit of the Donations for 2015
15
Close Meeting 16
Page 443 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fortum Oyj
Meeting Date: 03/31/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividend of EUR 1.10 per Share and an Extra Dividendof EUR 0.20 per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 90,000 for Chairman, EUR 65,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Eight 11
ForForReelect Sari Baldauf (Chairman), Kim Ignatius (Deputy Chairman), Minoo Akhtarzand, Heinz-Werner Binzel, Petteri Taalas, and Jyrki Talvitie as Directors; Elect Eva Hamilton and Tapio Kuula as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify Deloitte & Touche as Auditors 14
Close Meeting 15
Geely Automobile Holdings Ltd.
Meeting Date: 03/31/2015 Country: Cayman Islands
Meeting Type: Special
Page 444 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Geely Automobile Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement For For
Guaranty Trust Bank plc
Meeting Date: 03/31/2015 Country: Nigeria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend of NGN 1.50 Per Share 2
ForForElect Adesola Hezekiah Oyinlola as Director 3
ForForReelect Olabode Mubasheer Agusto and Kadri Adebayo Adeola as Directors
4
ForForAuthorize Board to Fix Remuneration of Auditors
5
AgainstForElect Members of Audit Committee 6
Jastrzebska Spolka Weglowa SA
Meeting Date: 03/31/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForElect Members of Vote Counting Commission 4
ForForApprove Agenda of Meeting 5
Page 445 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jastrzebska Spolka Weglowa SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Sale of Company Assets 6
Shareholder Proposals
AbstainForAmend Statute 7
AbstainForApprove Consolidated Text of Statute 8
AbstainNoneRecall Supervisory Board Member 9.1
AgainstNoneElect Supervisory Board Member 9.2
Management Proposals
ForForApprove Decision on Covering Costs of Convocation of General Meeting of Shareholders
10
Close Meeting 11
Koc Holding AS
Meeting Date: 03/31/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForRatify Director Appointment 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForApprove Remuneration Policy 9
Page 446 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koc Holding AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
For Receive Information on Charitable Donations for 2014 and Approve Upper Limit of the Donations for 2015
12
Receive Information on Guarantess, Pledges and Mortgages provided by the Company to Third Parties
13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Wishes 15
Kolao Holdings Co Ltd
Meeting Date: 03/31/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForElect Three Inside Directors (Bundled) 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Korea Electric Power Corp.
Meeting Date: 03/31/2015 Country: South Korea
Meeting Type: Annual
Page 447 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
ForForElect Jang Jae-Won as Inside Director 3
ForForElect Sung Tae-Hyun as Member of Audit Committee
4
Kumho Tire Co.
Meeting Date: 03/31/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Three Inside Directors and Two Outside Directors (Bundled)
2
ForForElect Shin Sang-Min as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Merlin Properties SOCIMI, SA
Meeting Date: 03/31/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Treatment of Net Loss 2
ForForApprove Discharge of Board 3
Page 448 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Merlin Properties SOCIMI, SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at 10 and Elect Ana de Pro Gonzalo as Director
4
ForForApprove Remuneration of Directors 5.1
ForForApprove Annual Maximum Remuneration 5.2
AgainstForAdvisory Vote on Remuneration Policy Report 6
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
7
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 400 Million
8
ForForAuthorize Issuance of Non-Convertible Bonds up to EUR 1 Billion, and Promissory Notes up to EUR 250 Million
9
AgainstForApprove Capital Raising 10
ForForAuthorize Share Repurchase Program 11
ForForAmend Articles Re: Annual Corporate Governance Report and Corporate Website
12.1
ForForAmend Articles Re: General Meetings and Board of Directors
12.2
ForForAmend Article 38 Re: Director Remuneration 12.3
ForForRemove Transitory Provision of Company Bylaws
12.4
ForForAmend Articles of General Meeting Regulations Re: Meeting Notice and Shareholders' Representation
13.1
ForForAmend Articles of General Meeting Regulations Re: Right to Information and Voting of Resolutions
13.2
ForForRemove Transitory Provision of General Meeting Regulations
13.3
ForForAuthorize Company to Call EGM with 15 Days' Notice
14
ForForAuthorize Board to Ratify and Execute Approved Resolutions
15
PT Indo Tambangraya Megah Tbk
Meeting Date: 03/31/2015 Country: Indonesia
Meeting Type: Annual
Page 449 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Indo Tambangraya Megah Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors 3
ForForApprove Remuneration of Directors and Commissioners
4
ForForElect Directors 5
ForForAmend Articles of Association 6
ForForApprove Report on Use of Proceeds from IPO 7
SUL AMERICA S.A.
Meeting Date: 03/31/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForFix Number of Directors 3
Do Not Vote
ForElect Directors 4
Do Not Vote
ForApprove Remuneration of Company's Management
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
1
ForApprove Allocation of Income and Dividends 2
ForFix Number of Directors 3
Page 450 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUL AMERICA S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Directors 4
ForApprove Remuneration of Company's Management
5
SUL AMERICA S.A.
Meeting Date: 03/31/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Remuneration of Company's Management for Fiscal Year Ended Dec. 31, 2014
For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify Remuneration of Company's Management for Fiscal Year Ended Dec. 31, 2014
1
The Biotech Growth Trust plc
Meeting Date: 03/31/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Investment Policy For Abstain
Turk Telekomunikasyon AS
Meeting Date: 03/31/2015 Country: Turkey
Meeting Type: Annual
Page 451 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Telekomunikasyon AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Read Board Report 3
Read Audit Report 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForRatify Director Appointments 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForAppoint Internal Auditor and Approve Internal Auditor Remuneration
9
Do Not Vote
ForApprove Allocation of Income 10
Do Not Vote
ForRatify External Auditors 11
Receive Information on Charitable Donations in 2014
12
Receive Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties
13
Receive Information on Issues as per Article 1.3.1 of the Capital markets Board Corporate Governance Principles
14
Receive Information on Related Party Transactions
15
Receive Information on Remuneration Policy 16
Do Not Vote
ForAuthorize Board to Acquire Businesses up to a EUR 500 Million Value
17
Do Not Vote
ForAuthorize Board to Establish New Companies in Relation to Business Acquired
18
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
19
Page 452 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Telekomunikasyon AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 20
Turkiye Is Bankasi AS
Meeting Date: 03/31/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Statutory Reports 2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForApprove Discharge of Board 4
Do Not Vote
ForApprove Allocation of Income 5
Do Not Vote
ForRatify Director Appointment 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForRatify External Auditors 8
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
9
Receive Information on Corporate Governance Principles
10
Receive Information on Charitable Donations 11
Do Not Vote
ForAmend Company Articles 12
UK Commercial Property Trust Ltd
Meeting Date: 03/31/2015 Country: Guernsey
Meeting Type: Special
Page 453 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UK Commercial Property Trust Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Articles of Incorporation For For
WEG S.A.
Meeting Date: 03/31/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Director 3
Do Not Vote
ForApprove Remuneration of Company's Management
4
Do Not Vote
ForElect Fiscal Council Members 5
Do Not Vote
ForApprove Remuneration of Fiscal Council Members
6
Do Not Vote
ForDesignate Newspapers to Publish Company Announcements
7
WEG S.A.
Meeting Date: 03/31/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2:1 Stock Split For Do Not Vote
Page 454 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalata Hotel Group PLC
Meeting Date: 01/05/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Each of Swintron Ltd, Trackdale Ltd, Islandvale Ltd, Crescentbrook Ltd and Hallowridge Ltd
For For
Trigano
Meeting Date: 01/06/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Treatment of Losses and Dividends of EUR 0.30 per Share
4
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 132,000
5
AgainstForAuthorize Repurchase of Up to 1,900,000 Shares
6
ForForRenew Appointment of BM&A as Auditor 7
ForForRenew Appointment of Eric Blache as Alternate Auditor
8
ForForAuthorize Filing of Required Documents/Other Formalities
9
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
10
Page 455 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke KPN NV
Meeting Date: 01/09/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
Announce Intention to Appoint Frank van der Post to Management Board
2a
ForForApprove Cash and Stock Awards to Van Der Post of EUR 1.19 Million
2b
Other Business (Non-Voting) 3
Greene King plc
Meeting Date: 01/13/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Spirit Pub Company plc
For Abstain
AbstainForAuthorise Issue of Equity in Connection with the Offer
2
Zodiac Aerospace
Meeting Date: 01/15/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
Page 456 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of EUR 0.32 per Share
3
ForForApprove Transaction with Fondation de l ISAE and Other Parties
4
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
AgainstForReelect Gilberte Lombard as Supervisory Board Member
6
AgainstForAdvisory Vote on Compensation of Olivier Zarrouati, Chairman of the Management Board
7
AgainstForAdvisory Vote on Compensation of Maurice Pinault, Member of the Management Board
8
Extraordinary Business
ForForSubject to Approval of Item 5 Above, Authorize Decrease in Share Capital via Cancellation of Repurchased Shares
9
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
10
ForForAuthorize Capitalization of Reserves of for Bonus Issue or Increase in Par Value
11
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Million
12
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 1.2 Million
13
ForForPursuant to Items 10, 12, and 13, Authorize Management Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote
14
AgainstForAuthorize Capital Increase of Up to EUR 2.5 Million for Future Exchange Offers
15
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
16
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans, Including in the Event of a Public Tender Offer or Share Exchange Offer
17
ForForAmend Article 18 of Bylaws Re: Composition of the Surpervisory Board
18
ForForAmend Article 19 of Bylaws Re: Length of Terms for Supervisory Board Members
19
Page 457 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Article 29 of Bylaws Re:Attendance to General Meetings
20
ForForAuthorize Filing of Required Documents/Other Formalities
21
Sodexo
Meeting Date: 01/19/2015 Country: France
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Consolidated Financial Statements
1
ForForApprove Allocation of Income and Dividends of EUR 1.80 per Share
2
ForForApprove Amendment to Additional Pension Scheme Agreement with CEO
3
AgainstForReelect Bernard Bellon as Director 4
AgainstForReelect Sophie Bellon as Director 5
AgainstForReelect Nathalie Bellon-Szabo as Director 6
ForForReelect Francoise Brougher as Director 7
ForForReelect Peter Thompson as Director 8
ForForElect Soumitra Dutta as Director 9
ForForRenew Appointment of KPMG as Auditor and Appoint Salustro Reydel as Alternate Auditor
10
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 700,000
11
ForForAdvisory Vote on Compensation of Pierre Bellon, Chairman
12
ForForAdvisory Vote on Compensation of Michel Landel, CEO
13
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
ForForAuthorize Filing of Required Documents/Other Formalities
15
Page 458 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Exel Industries
Meeting Date: 01/21/2015 Country: France
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Consolidated Financial Statements and Statutory Reports
1
ForForApprove Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.17 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Discharge of Directors 5
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 90,000
6
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
7
ForForRenew Appointments of SA Deloitte & Associes as Auditor and of Beas as Alternate Auditor; Appoint SA Mazars as Auditor and Alain Chavance as Alternate Auditor
8
ForForRatify Appointment of SAS Jump Time as Director
9
ForForAuthorize Filing of Required Documents/Other Formalities
10
WH Smith plc
Meeting Date: 01/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
Page 459 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WH Smith plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Suzanne Baxter as Director 5
ForForRe-elect Stephen Clarke as Director 6
ForForRe-elect Annemarie Durbin as Director 7
ForForRe-elect Drummond Hall as Director 8
ForForRe-elect Robert Moorhead as Director 9
ForForRe-elect Henry Staunton as Director 10
ForForAppoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Air Products and Chemicals, Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan K. Carter For
ForElect Director Seifollah (Seifi) Ghasemi 1b
ForElect Director David H. Y. Ho 1c
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 460 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marston's plc
Meeting Date: 01/27/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Carolyn Bradley as Director 3
ForForElect Catherine Glickman as Director 4
ForForRe-elect Andrew Andrea as Director 5
ForForRe-elect Nicholas Backhouse as Director 6
ForForRe-elect Peter Dalzell as Director 7
ForForRe-elect Roger Devlin as Director 8
ForForRe-elect Ralph Findlay as Director 9
ForForRe-elect Neil Goulden as Director 10
ForForRe-elect Robin Rowland as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove Remuneration Report 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Siemens AG
Meeting Date: 01/27/2015 Country: Germany
Meeting Type: Annual
Page 461 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 3.30 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForApprove Remuneration System for Management Board Members
5
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
6
ForForElect Nathalie von Siemens to the Supervisory Board
7.1
ForForElect Norbert Reithofer to the Supervisory Board
7.2
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
10
ForForApprove Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014
11
ForForAmend Articles Re: Board-Related 12
ForForApprove Affiliation Agreements with Subsidiary Kyros 47 GmbH
13
Davide Campari-Milano S.p.A.
Meeting Date: 01/28/2015 Country: Italy
Meeting Type: Special
Page 462 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Davide Campari-Milano S.p.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAdopt Double Voting Rights for Long-Term Registered Shareholders
1
Imperial Tobacco Group plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Dr Ken Burnett as Director 5
ForForRe-elect Alison Cooper as Director 6
ForForRe-elect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Matthew Phillips as Director 9
ForForRe-elect Oliver Tant as Director 10
ForForRe-elect Mark Williamson as Director 11
ForForElect Karen Witts as Director 12
ForForRe-elect Malcolm Wyman as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
Page 463 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Imperial Tobacco Group plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets
For Abstain
Mitchells & Butlers plc
Meeting Date: 01/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForRe-elect Alistair Darby as Director 4
ForForRe-elect Stewart Gilliland as Director 5
AbstainForRe-elect Eddie Irwin as Director 6
AbstainForRe-elect Bob Ivell as Director 7
ForForRe-elect Tim Jones as Director 8
ForForRe-elect Douglas McMahon as Director 9
AbstainForRe-elect Ron Robson as Director 10
Page 464 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mitchells & Butlers plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Colin Rutherford as Director 11
ForForRe-elect Imelda Walsh as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAmend 2013 Performance Restricted Share Plan
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ThyssenKrupp AG
Meeting Date: 01/30/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.11 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify PricewaterhouseCoopers AG as Auditors for Fiscal 2014/2015
5
ForForApprove Remuneration System for Management Board Members
6
ForForElect Ingrid Hengster to the Supervisory Board
7.1
ForForElect Hans-Peter Keitel to the Supervisory Board
7.2
ForForElect Ulrich Lehner to the Supervisory Board 7.3
ForForElect Rene Obermann to the Supervisory Board
7.4
ForForElect Bernhard Pellens to the Supervisory Board
7.5
Page 465 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ThyssenKrupp AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Carola Graefin von Schmettow to the Supervisory Board
7.6
ForForElect Carsten Spohr to the Supervisory Board 7.7
ForForElect Jens Tischendorf to the Supervisory Board
7.8
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
Aberdeen Asset Management plc
Meeting Date: 02/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Julie Chakraverty as Director 5
ForForRe-elect Roger Cornick as Director 6
ForForRe-elect Martin Gilbert as Director 7
ForForRe-elect Andrew Laing as Director 8
ForForRe-elect Rod MacRae as Director 9
ForForRe-elect Richard Mully as Director 10
ForForRe-elect Jim Pettigrew as Director 11
ForForRe-elect Bill Rattray as Director 12
ForForRe-elect Anne Richards as Director 13
ForForRe-elect Jutta af Rosenborg as Director 14
ForForRe-elect Akira Suzuki as Director 15
Page 466 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Simon Troughton as Director 16
ForForRe-elect Hugh Young as Director 17
ForForApprove Remuneration Report 18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise EU Political Donations and Expenditure
23
IMCD NV
Meeting Date: 02/10/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForForElect A.J.T. Kaaks to Supervisory Board 1
TUI AG
Meeting Date: 02/10/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.33 per Share
2
ForForApprove Discharge of Management Board Member Friedrich Joussen for Fiscal 2013/2014
3.1
Page 467 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Management Board Member Horst Baier for Fiscal 2013/2014
3.2
ForForApprove Discharge of Management Board Member Peter Long for Fiscal 2013/2014
3.3
ForForApprove Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013/2014
4.1
ForForApprove Discharge of Supervisory Board Member Petra Gerstenkorn for Fiscal 2013/2014
4.2
ForForApprove Discharge of Supervisory Board Member Frank Jakobi for Fiscal 2013/2014
4.3
ForForApprove Discharge of Supervisory Board MemberAnass Houir Alami for Fiscal 2013/2014
4.4
ForForApprove Discharge of Supervisory Board Member Andreas Barczewski for Fiscal 2013/2014
4.5
ForForApprove Discharge of Supervisory Board Member Peter Bremme for Fiscal 2013/2014
4.6
ForForApprove Discharge of Supervisory Board Member Arnd Dunse for Fiscal 2013/2014
4.7
ForForApprove Discharge of Supervisory Board Member Edgar Ernst for Fiscal 2013/2014
4.8
ForForApprove Discharge of Supervisory Board Member Angelika Gifford for Fiscal 2013/2014
4.9
ForForApprove Discharge of Supervisory Board Member Ingo Kronsfoth for Fiscal 2013/2014
4.10
ForForApprove Discharge of Supervisory Board Member Vladimir Lukin for Fiscal 2013/2014
4.11
ForForApprove Discharge of Supervisory Board Member Mikhail Noskov for Fiscal 2013/2014
4.12
ForForApprove Discharge of Supervisory Board Member Michael Poenipp for Fiscal 2013/2014
4.13
ForForApprove Discharge of Supervisory Board Member Carmen Riu Gueell for Fiscal 2013/2014
4.14
ForForApprove Discharge of Supervisory Board Member Carola Schwirn for Fiscal 2013/2014
4.15
ForForApprove Discharge of Supervisory Board Member Maxim G. Shemetov for Fiscal 2013/2014
4.16
ForForApprove Discharge of Supervisory Board Member Anette Strempel for Fiscal 2013/2014
4.17
ForForApprove Discharge of Supervisory Board Member Christian Strenger for Fiscal 2013/2014
4.18
Page 468 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Supervisory Board Member Ortwin Strubelt for Fiscal 2013/2014
4.19
ForForApprove Discharge of Supervisory Board Member Vladimir Yakushev for Fiscal 2013/2014
4.20
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2014/2015
5
ForForElect Maxim G. Shemetov to the Supervisory Board
6
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
ForForApprove Affiliation Agreements with Leibniz-Service GmbH
8
easyJet plc
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Ordinary Dividend 4
ForForElect Dr Andreas Bierwirth as Director 5
ForForElect Francois Rubichon as Director 6
ForForRe-elect John Barton as Director 7
ForForRe-elect Charles Gurassa as Director 8
ForForRe-elect Carolyn McCall as Director 9
ForForRe-elect Chris Kennedy as Director 10
ForForRe-elect Adele Anderson as Director 11
ForForRe-elect John Browett as Director 12
ForForRe-elect Keith Hamill as Director 13
ForForRe-elect Andy Martin as Director 14
Page 469 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForApprove Long Term Incentive Plan 19
ForForApprove UK Sharesave Plan 20
ForForApprove International Sharesave Plan 21
ForForApprove Share Incentive Plan 22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise Market Purchase of Ordinary Shares 24
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
25
Infineon Technologies AG
Meeting Date: 02/12/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.18 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
ForForElect Peter Bauer to the Supervisory Board 6.1
ForForElect Herbert Diess to the Supervisory Board 6.2
ForForElect Hans-Ulrich Holdenried to the Supervisory Board
6.3
Page 470 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Renate Koecher to the Supervisory Board
6.4
ForForElect Wolfgang Mayrhuber to the Supervisory Board
6.5
ForForElect Manfred Puffer to the Supervisory Board 6.6
ForForElect Doris Schmitt-Landsiedel to the Supervisory Board
6.7
ForForElect Eckart Suenner to the Supervisory Board 6.8
ForForApprove Cancellation of Conditional Capital 2009/1
7
ForForApprove Cancellation of Authorized Capital 2010/II
8
ForForApprove Creation of EUR 676 Million Pool of Capital with Partial Exclusion of Preemptive Rights
9
ForForAmend Articles Re: Direction and Course of Annual General Meeting
10
ForForApprove Affiliation Agreement with Subsidiary Infineon Technologies Mantel 27 GmbH
11
Basware Oyj
Meeting Date: 02/13/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.10 Per Share
8
Page 471 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Basware Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 55,000 for Chairman, EUR 32, 000 for Vice Chairman, and EUR 27,500 for Other Directors; Approve Meeting Fees
10
ForFix Number of Directors at Five 11
ForReelect Hannu Vaajoensuu, Ilkka Sihvo, Tuija Soanjarvi, and Anssi Vanjoki as Directors; Elect Michael Ingelog as New Director
12
ForApprove Remuneration of Auditors 13
ForRatify Ernst & Young as Auditors 14
ForAuthorize Share Repurchase Program 15
ForAuthorize Issuance of up to 2.8 Million Shares and Conveyance of up to 1.5 Million Treasury Shares without Preemptive Rights
16
Close Meeting 17
Cellectis
Meeting Date: 02/16/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
2
ForForAmend Article 11 of Bylaws Re: Board Size 3
ForForAmend Article 18 of Bylaws Re: Proxy Voting 4
AgainstForAmend Article 15 of Bylaws Re: Transactions 5
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,470,986
6
Page 472 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cellectis
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,470,986
7
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,470,986
8
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 735,493
9
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 735,493
10
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 6-9
11
AgainstForSet Total Limit for Capital Increase to Result from Issuance Requests under Items 6-9 at EUR 1,470,986
12
ForForAuthorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value
13
AgainstForAuthorize up to 7,354,930 Shares for Use in Stock Option Plans
14
AgainstForAuthorize up to 5,883,944 Shares for Use in Restricted Stock Plans
15
AgainstForApprove Issuance of 2,941,972 Warrants (BSA) Reserved for Censors, Non-Executive Directors, Service Providers, Consultants, and Specific Committee Members
16
AgainstForApprove Issuance of Warrants (BSAAR or BSA) Reserved for Employees and Corporate Officers, up to Aggregate Nominal Amount of EUR 294,197.20
17
AgainstForAuthorize New Class of Preferred Stock 18
AgainstForAuthorize Issuance of up to 735,493 Preferred Shares without Preemptive Rights
19
AgainstForSet Total Limit for Capital Increase to Result from Issuance Requests under items 14-17 and 19 at 7,354,930 Shares
20
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
21
Page 473 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro AG
Meeting Date: 02/20/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.90 per Ordinary Share and EUR 1.13 per Preference Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
ForForElect Gwyn Burr to the Supervisory Board 6
ForForApprove Remuneration System for Management Board Members
7
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights
10
Cementir Holding Spa
Meeting Date: 02/23/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Capital Increase with Preemptive Rights
a
Page 474 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cementir Holding Spa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Set Terms and Conditions for the Implementation of Capital Increase with Preemptive Rights
b
ForForAmend Articles to Reflect Changes in Capital c
ForForAuthorize Board to Ratify and Execute Approval Resolutions
d
KONE Corporation
Meeting Date: 02/23/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 1.1975 per Class A Share and EUR 1.20 per Class B Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 33,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForFix Number of Directors at Nine 11
ForReelect Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Ravi Kant, JuhaniKaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin and Kazunori Matsubara as New Directors
12
ForApprove Remuneration of Auditors 13
Page 475 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForFix Number of Auditors at Two 14
ForRatify PricewaterhouseCoopers and Niina Vilske as Auditors
15
ForAuthorize Share Repurchase Program 16
ForApprove Issuance of up to 7.6 Million Class A Shares and 44.8 Million Class B Shares without Preemptive Rights
17
Close Meeting 18
Thomas Cook Group plc
Meeting Date: 02/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Dawn Airey as Director 3
ForForElect Annet Aris as Director 4
ForForRe-elect Emre Berkin as Director 5
ForForElect Peter Fankhauser as Director 6
ForForRe-elect Michael Healy as Director 7
ForForRe-elect Frank Meysman as Director 8
ForForRe-elect Carl Symon as Director 9
ForForRe-elect Warren Tucker as Director 10
ForForRe-elect Martine Verluyten as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
Page 476 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thomas Cook Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Genfit
Meeting Date: 02/24/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Extraordinary Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,137,500
2
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,075,000
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1,075,000
4
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
5
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,075,000
7
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
8
AgainstForAuthorize Capital Increase of Up to EUR 1,075,000 Million for Future Exchange Offers
9
Page 477 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Genfit
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Issuance of Warrants (BSA) Reserved for Independent Supervisory Board Members and Consultants, up to Aggregate Nominal Amount of 31,250
10
AgainstForApprove Issuance of Warrants (BSAAR) Reserved for Employees and Corporate Officers, up to Aggregate Nominal Amount of EUR 31,250
11
ForAgainstAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
12
ForForSet Total Limit for Capital Increase to Result from Issuance Requests under Items 2-4, 6-12 at EUR 1.2 Million
13
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
14
ForForAuthorize Filing of Required Documents/Other Formalities
15
Novozymes A/S
Meeting Date: 02/25/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForAccept Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Dividends of DKK 3.00 Per Share
3
ForApprove Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1.0 Million for Vice Chairman, and DKK 500,000 for Other Members; Approve Remuneration for Commitee Work
4
ForReelect Henrik Gurtler (Chairman) as Director 5
ForReelect Agnete Raaschou-Nielsen (Vice Chairman) as Director
6
ForReelect Lars Green as Director 7a
ForReelect Lena Olving as Director 7b
ForReelect Jorgen Buhl Rasmussen as Director 7c
Page 478 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Mathias Uhlen as Director 7d
ForElect Heinz-Jurgen Bertram as New Director 7e
ForRatify PricewaterhouseCoopers as Auditors 8
ForApprove DKK 13.4 Million Reduction in Share Capital via Share Cancellation
9a
ForApprove Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Acquisitions)
9b
ForApprove Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Cash)
9c
ForApprove Issuance of Warrants to Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights
9d
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
9e
Other Business 10
Unipol Gruppo Finanziario SpA
Meeting Date: 02/25/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForElect Directors (Bundled) 1
Extraordinary Business
AgainstForMandatory Conversion of Preferred Shares into Ordinary Shares
1
Osram Licht AG
Meeting Date: 02/26/2015 Country: Germany
Meeting Type: Annual
Page 479 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.90 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
5
ForForElect Werner Brandt to the Supervisory Board 6
AgainstForApprove Remuneration System for Management Board Members
7
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
ForForApprove Affiliation Agreement with Subsidiary OSRAM Beteiligungen GmbH
9
Unipol Gruppo Finanziario SpA
Meeting Date: 02/26/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
AgainstForApprove Mandatory Conversion of Preferred Shares into Ordinary Shares
1
Novartis AG
Meeting Date: 02/27/2015 Country: Switzerland
Meeting Type: Annual
Page 480 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Novartis AG
Meeting Date: 02/27/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Discharge of Board and Senior Management
2
ForApprove Allocation of Income and Dividends of CHF 2.60 per Share
3
ForApprove CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
ForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
5
ForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million
6.1
ForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million
6.2
ForApprove Remuneration Report 6.3
ForReelect Joerg Reinhardt as Director and Board Chairman
7.1
ForReelect Dimitri Azar as Director 7.2
ForReelect Verena Briner as Director 7.3
ForReelect Srikant Datar as Director 7.4
ForReelect Ann Fudge as Director 7.5
ForReelect Pierre Landolt as Director 7.6
ForReelect Andreas von Planta as Director 7.7
ForReelect Charles Sawyers as Director 7.8
Page 481 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Enrico Vanni as Director 7.9
ForReelect William Winters as Director 7.10
ForElect Nancy Andrews as Director 7.11
ForAppoint Srikant Datar as Member of the Compensation Committee
8.1
ForAppoint Ann Fudge as Member of the Compensation Committee
8.2
ForAppoint Enrico Vanni as Member of the Compensation Committee
8.3
ForAppoint William Winters as Member of the Compensation Committee
8.4
ForRatify PricewaterhouseCoopers AG as Auditors
9
ForDesignate Peter Zahn as Independent Proxy 10
ForTransact Other Business (Voting) 11
Dunelm Group plc
Meeting Date: 03/02/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Capital to Shareholders
For For
Com Hem Holding AB
Meeting Date: 03/10/2015 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
Page 482 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Com Hem Holding AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForDesignate Inspector(s) of Minutes of Meeting 4
ForApprove Agenda of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
ForApprove Share Capital Reduction 7a
ForApprove Capitalization of Reserves 7b
Close Meeting 8
Elior
Meeting Date: 03/10/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Treatment of Losses and Dividends of EUR 0.20 per Share
3
ForForAdvisory Vote on Compensation of Gilles Petit, CEO; and, Acknowledge Absence of Remuneration of James Arnell, Chairman
4
AgainstForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions
5
AgainstForApprove Agreement with Gilles Petit 6
AgainstForElect Philippe Salle as Director 7
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 360,000
8
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
Extraordinary Business
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 300,000
10
Page 483 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elior
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300,000
11
AgainstForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 200,000
12
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
13
AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
14
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
15
ForForAuthorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value
16
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
17
ForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 10-13, 15, 17 at EUR 500,000
18
AgainstForAuthorize up to 1.50 Percent of Issued Capital for Use in Stock Option Plans
19
AgainstForAuthorize up to 1.50 Percent of Issued Capital for Use in Restricted Stock Plans
20
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
21
ForForAuthorize Filing of Required Documents/Other Formalities
22
Amer Sports Corporation
Meeting Date: 03/12/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
Page 484 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amer Sports Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForApprove Agenda of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.45 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, and EUR 50,000 for Board Members
10
ForFix Number of Directors at Eight 11
ForReelect Ilkka Brotherus, Martin Burkhalter, Christian Fischer, Hannu Ryöppönen, Bruno Sälzer, Anssi Vanjoki, and Indra Åsander as Directors; Elect Lesbeth Pallesen as New Director
12
ForApprove Remuneration of Auditors 13
ForRatify Ernst & Young as Auditors 14
ForAuthorize Share Repurchase Program 15
ForApprove Issuance of up to 10 Million Shares without Preemptive Rights
16
Close Meeting 17
Manutan International
Meeting Date: 03/12/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
Page 485 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Manutan International
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.17 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions Regarding a New Transaction
4
ForForRenew Appointment of Mazars as Auditor 5
ForForAppoint Dominique Muller as Alternate Auditor
6
ForForReelect Jean-Pierre Guichard as Director 7
ForForReelect Xavier Guichard as Director 8
ForForReelect Brigitte Auffret as Director 9
ForForReelect Pierre-Olivier Brial as Director 10
ForForReelect Nicolas Huet as Director 11
ForForReelect Carlo d'Asaro Biondo as Director 12
ForForReelect Jerome Lescure as Director 13
AgainstForAuthorize Repurchase of Up to 5 Percent of Issued Share Capital
14
Extraordinary Business
AgainstForAuthorize Capitalization of Reserves of Up to EUR 5 Million for Bonus Issue or Increase in Par Value
15
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million
16
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,520,000
17
AgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1,520,000
18
AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
19
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16-18
20
Page 486 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Manutan International
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
ForForAmend Bylaws Re: Creation of the Honorary Chairman Position
23
ForForAmend Article 16 of Bylaws Re: Record Date 24
ForForAuthorize Filing of Required Documents/Other Formalities
25
Mapfre S.A.
Meeting Date: 03/13/2015 Country: Spain
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForReelect Antonio Núñez Tovar as Director 4
AgainstForReelect Luis Hernando de Larramendi Martínez as Director
5
ForForReelect Alberto Manzano Martos as Director 6
ForForReelect Antonio Miguel-Romero de Olano as Director
7
AgainstForReelect Alfonso Rebuelta Badías as Director 8
ForForRatify Appointment of and Elect Georg Daschner as Director
9
ForForAmend Article 3 Re: Share Capital and Shares 10
ForForAmend Article 4 Re: Share Capital and Shares 11
ForForAmend Article 7 Re: Share Capital and Shares 12
ForForAmend Article 9 Re: Annual General Meeting 13
ForForAmend Article 11 Re: Annual General Meeting 14
ForForAmend Article 13 Re: Board of Directors 15
Page 487 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Article 14 Re: Board of Directors 16
ForForAmend Article 15 Re: Board of Directors 17
ForForAmend Article 16 Re: Board of Directors 18
ForForAmend Article 17 Re: Board of Directors 19
ForForAmend Article 18 Re: Board of Directors 20
ForForAmend Article 20 Re: Steering and Delegated Committees
21
ForForAmend Article 23 Re: Steering and Delegated Committees
22
ForForAmend Article 24 Re: Audit Committee 23
ForForAmend Article 26 Re: Protection of General Interest of the Company
24
ForForAmend Article 27 Re: Protection of General Interest of the Company
25
ForForAmend Article 31 Re: Management Report, Annual Accounts, and Distribution of Profits
26
ForForAmend Article 33 Re: Management Report, Annual Accounts, and Distribution of Profits
27
ForForAmend Article 35 Re: Dissolution and Liquidation
28
ForForRemove Articles Re: Dissolution and Liquidation
29
ForForAmend Articles Re: Dissolution and Liquidation
30
ForForAmend Articles Re: Dissolution and Liquidation
31
ForForAdd New Article 23 Re: Appointments and Remuneration Committee
32
ForForAdd New Article 24 Re: Appointments and Remuneration Committee
33
ForForApprove New General Meeting Regulations 34
AgainstForApprove Remuneration of Directors 35
AgainstForAdvisory Vote on Remuneration Policy Report 36
ForForAppoint KPMG Auditores as Auditor 37
ForForAuthorize Board to Ratify and Execute Approved Resolutions
38
ForForAuthorize Board to Clarify or Interpret Preceding Resolutions
39
ForForAcknowledge Management's Contribution in FY 2014
40
Page 488 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axfood AB
Meeting Date: 03/18/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForAccept Financial Statements and Statutory Reports
9
ForApprove Discharge of Board and President 10
ForApprove Allocation of Income and Dividends of SEK 17 Per Share
11
Receive Report from Nominating Committee 12
ForDetermine Number of Directors (7) and Deputy Directors (0) of Board
13
ForApprove Remuneration of Directors in the Amount of SEK 560,000 for Chairman, SEK 410,000 for Vice Chairman, and SEK 325,000 for Other Directors; Approve Remuneration of Auditors
14
ForReelect Fredrik Persson (Chairman), Antonia Johnson, Caroline Berg, Peggy Bruzelius, Lars Olofsson, and Odd Reitan as Directors; Elect Ann Carlsson as New Director
15
ForApprove Principles for the Designation of Nominating Committee
16
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForApprove Employee Share Purchases in Subsidiaries
18
ForAmend Articles Re: Number of Shares; Participation at General Meeting
19
ForApprove 4:1 Stock Split 20
Page 489 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axfood AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 21
Bankinter S.A.
Meeting Date: 03/18/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAmend Articles Re: General Meetings 4.1
ForForAmend Articles Re: Board 4.2
ForForAmend Articles Re: Director Remuneration 4.3
ForForAmend Articles Re: Technical Adjustments 4.4
ForForAmend Articles of General Meeting Regulations
5
ForForRenew Appointment of Deloitte as Auditor 6
ForForElect Rosa García García as Director 7.1
ForForRatify Appointment of and Elect María Teresa Pulido Mendoza as Director
7.2
ForForReelect María Dolores Dancausa as Director 7.3
ForForFix Number of Directors at 10 7.4
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
8
ForForApprove Remuneration of Directors 9.1
ForForApprove Deferred Share Bonus Plan 9.2
ForForFix Maximum Variable Compensation Ratio 9.3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
ForForAdvisory Vote on Remuneration Policy Report 11
Page 490 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Amendments to Board of Directors' Regulations
12
CapMan OYJ
Meeting Date: 03/18/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.06 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Monthly Remuneration of Directors in the Amount of EUR 4,000 for Chairman, 3,200 for Vice Chairman, and 2,800 for Other Directors; Approve Attendance Fees
10
ForFix Number of Directors at Five 11
ForReelect Koen Dejonckheere, Karri Kaitue, Nora Kerppola, Claes de Neergaard, and Ari Tolppanen as Directors
12
ForApprove Remuneration of Auditors 13
ForRatify PricewaterhouseCoopers as Auditors 14
ForAuthorize Share Repurchase Program 15
ForApprove Issuance of up to 15 Million Shares without Preemptive Rights
16
Close Meeting 17
Page 491 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cargotec Oyj
Meeting Date: 03/18/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.54 Per Class A Share and EUR 0.55 Per Class B Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 80,000 for Chairman, EUR 55,000 for Vice Chairman and for Chariman of Audit and Risk Management Committee, and EUR 40,000 for Other Directors; Approve Meeting Fees
10
ForFix Number of Directors at Seven 11
ForReelect Jorma Eloranta, Tapio Hakakari, Ilkka Herlin, Peter Immonen, Antti Lagerroos, Teuvo Salminen, and Anja Silvennoinen as Directors
12
ForApprove Remuneration of Auditors 13
ForFix Number of Auditors at Two 14
ForRatify PricewaterhouseCoopers and Tomi Hyrylainen as Auditors
15
ForAuthorize Repurchase of up to 952,000 Class A Shares and 5.5 Million Class B Shares
16
Close Meeting 17
Page 492 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Meeting Date: 03/18/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForAccept Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Dividend of DKK 5.50 per Share
3
ForReelect Ole Andersen as Director 4.1
ForReelect Urban Bäckström as Director 4.2
ForReelect Lars Förberg as Director 4.3
ForReelect Jørn Jensen as Director 4.4
ForReelect Rolv Ryssdal as Director 4.5
ForReelect Carol Sergeant as Director 4.6
ForReelect Jim Snabe as Director 4.7
ForReelect Trond Westlie as Director 4.8
ForRatify Deloitte as Auditors 5
ForReduce Authorization to Create Pool of Capital with Preemptive Rights to DKK 2 Billion
6.1
ForAmend Articles Re: Delete Reference to Hybrid Core Capital
6.2
ForAmend Articles Re: Delete References to Several Secondary Names
6.3
ForAuthorize Share Repurchase Program 7
ForApprove Remuneration of Directors for 2015 8
Shareholder Proposals Submitted by Leon Mathiasen, Jens Jepsen, and Wismann Property Consult A/S
AgainstRequire Official Annual Report to be Prepared in Danish or Alternatively Fly Danish Flag as Half-Mast at Branches Until 2016 AGM
9
AgainstRequire Layout and Content Used in 2012 for Annual Summary Going Forward
10
AgainstRequire Chairman to Allow Equal Access for Everyone Making Proposals at General Meetings to Technical Facilities
11.1
Page 493 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstRequire Introduction of New and More Informative Reporting of Staff Costs Broken Down by Gender
11.2
AgainstAmend Reporting of All Taxable Benefits 11.3
AgainstBreak Down Future Disclosure of Item in Note 9 of 2014 Annual Report
11.4
Aurubis AG
Meeting Date: 03/19/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 1.00 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify PricewaterhouseCoopers AG as Auditors for Fiscal 2014/2015
5
Crest Nicholson Holdings plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect William Rucker as Director 3
ForForRe-elect Stephen Stone as Director 4
Page 494 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crest Nicholson Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Patrick Bergin as Director 5
ForForRe-elect Jim Pettigrew as Director 6
ForForRe-elect Pam Alexander as Director 7
ForForAppoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Remuneration Report 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Givaudan SA
Meeting Date: 03/19/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For For
Givaudan SA
Meeting Date: 03/19/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
Page 495 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of CHF 50 per Share
3
ForForApprove Discharge of Board and Senior Management
4
ForForAmend Articles Re: Shareholder Resolutions Requiring a Qualified Majority
5.1
ForForAmend Articles Re: Qualification of Auditors 5.2
ForForReelect Juerg Witmer as Director 6.1.1
ForForReelect Andre Hoffmann as Director 6.1.2
ForForReelect Lilian Biner as Director 6.1.3
ForForReelect Peter Kappeler as Director 6.1.4
ForForReelect Thomas Rufer as Director 6.1.5
ForForReelect Werner Bauer as Director 6.1.6
ForForReelect Calvin Grieder as Director 6.1.7
ForForElect Michael Carlos as Director 6.2.1
ForForElect Ingrid Deltenre as Director 6.2.2
ForForElect Juerg Witmer as Board Chairman 6.3
ForForAppoint Andre Hoffmann as Member of the Compensation Committee
6.4.1
ForForAppoint Peter Kappeler as Member of the Compensation Committee
6.4.2
ForForAppoint Werner Bauer as Member of the Compensation Committee
6.4.3
ForForDesignate Manuel Isler as Independent Proxy 6.5
ForForRatify Deloitte SA as Auditors 6.6
ForForApprove Maximum Remuneration of Board of Directors Until 2016 AGM in the Amount of CHF 3.3 Million
7.1
ForForApprove Short Term Variable Remuneration of Executive Committee for Fiscal 2014 in the Amount of CHF 2.3 Million
7.2.1
ForForApprove Fixed and Long Term Remuneration of Executive Committee for Fiscal 2015 in the Amount of CHF 15.5 Million
7.2.2
AgainstForTransact Other Business (Voting) 8
Page 496 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Meeting Date: 03/19/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
ForApprove Allocation of Income and Dividends of DKK 0.90 Per Share
3
ForApprove Remuneration of Directors in the Amount of DKK 750,000 for Chairman, DKK 500,000 for Vice Chairman, and DKK 250,000 for Other Members; Approve Remuneration for Committee Work
4
ForReelect Per Wold-Olsen as Director 5.1
ForReelect William Hoover as Director 5.2
ForReelect Wolfgang Reim as Director 5.3
ForReelect Carsten Thomsen as Director 5.4
ForReelect Helene Barnekow as Director 5.5
ForElect Ronica Wang as New Director 5.6
ForRatify Ernst & Young as Auditors 6
ForAuthorize Share Repurchase Program 7.1
ForApprove DKK 23.3 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly
7.2
ForExtend Board's Authorizations to Create up to DKK 125 Million Pool of Capital Without Preemptive Rights until April 30, 2016
7.3
Other Proposals From Shareholders (None Submitted)
8
Other Business 9
Nordea Bank AB
Meeting Date: 03/19/2015 Country: Sweden
Meeting Type: Annual
Page 497 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For
ForPrepare and Approve List of Shareholders 2
ForApprove Agenda of Meeting 3
ForDesignate Inspector(s) of Minutes of Meeting 4
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.62 Per Share
8
ForApprove Discharge of Board and President 9
ForDetermine Number of Members (9) and Deputy Members (0) of Board
10
ForFix Number of Auditors at One 11
ForApprove Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors
13
ForRatify Ohrlings PricewaterhouseCoopers as Auditors
14
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForApprove Issuance of Convertible Instruments without Preemptive Rights
16
ForAuthorize Share Repurchase Program 17a
ForAuthorize Reissuance of Repurchased Shares 17b
ForAuthorize Repurchase of Shares in Connection with Securities Trading
18
Page 498 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Shareholder Proposals Submitted by Thorwald Arvidsson
NoneAuthorize the Board of Directors to Decide on Redemption of all C-Shares
20a
NoneAmend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote
20b
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
20c
NoneInstruct Board to Establish Shareholders Association in Nordea
20d
NoneSpecial Examination Regarding Nordea's Values and the Legal-Ethical Rules
20e
Novo Nordisk A/S
Meeting Date: 03/19/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForAccept Financial Statements and Statutory Reports for 2014
2
ForApprove Remuneration of Directors for 2014 3.1
ForApprove Remuneration of Directors for 2015 3.2
ForApprove Allocation of Income and Dividends of DKK 5.00 Per Share
4
ForElect Göran Ando as Director and Chairman 5.1
ForElect Jeppe Christiansen as Director and Deputy Chairman
5.2
ForElect Bruno Angelici as Director 5.3a
ForElect Sylvie Grégoire as Director 5.3b
ForElect Liz Hewitt as Director 5.3c
ForElect Thomas Koestler as Director 5.3d
Page 499 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Eivind Kolding as Director 5.3e
ForElect Mary Szela as Director 5.3f
ForRatify PricewaterhouseCooper as Auditors 6
ForApprove Reduction in Share Capital 7.1
ForAuthorize Share Repurchase Program 7.2
ForAmend Articles Re: Distribution of Extraordinary Dividends
7.3
ForApprove Revised Remuneration Principles 7.4
Other Business 8
Persimmon plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Cash to Shareholders
For For
Abertis Infraestructuras S.A
Meeting Date: 03/24/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAuthorize Capitalization of Reserves for Bonus Issue
4
ForForChange Location of Registered Office and Amend Article 3 Accordingly
5
Page 500 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abertis Infraestructuras S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Article 3 bis Re: Company Website 6.1
ForForAmend Article 4 Re: Corporate Purpose 6.2
ForForAmend Articles 6.3
ForForAmend Articles 6.4
ForForApprove Restated Articles of Association 6.5
ForForAmend Articles of General Meeting Regulations
7.1
ForForApprove New General Meeting Regulations 7.2
Receive Amendments to Board of Directors' Regulations
8
AgainstForRatify Appointment of and Elect Grupo Villar Mir SA as Director
9.1
ForForReelect Francisco Reynés Massanet as Director
9.2
ForForReelect Miguel Ángel Gutiérrez Méndez as Director
9.3
ForForRenew Appointment of Deloitte as Auditor 10
ForForAdvisory Vote on Remuneration Policy Report 11
ForForAuthorize Board to Ratify and Execute Approved Resolutions
12
NCC AB
Meeting Date: 03/24/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Page 501 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NCC AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive President's Report; Receive Board's Report
8
ForAccept Financial Statements and Statutory Reports
9
ForApprove Allocation of Income and Dividends of SEK 12 Per Share
10
ForApprove Discharge of Board and President 11
ForDetermine Number of Directors (7) and Deputy Directors (0) of Board
12
ForApprove Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 500,000 for Other Directors; Approve Remuneration of Auditors
13
ForReelect Tomas Billing (Chairman), Ulla Litzen, Christoph Vitzthum, Olof Johansson, Sven-Olof Johansson, Carina Edblad, and Viveca Ax:son Johnson as Directors
14
ForRatify Ernst & Young as Auditors 15
ForReelect Viveca Ax:son Johnson (Chairman), Marianne Nilsson, and Johan Strandberg as Members of Nominating Committee
16
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForApprove LTI 2015; Authorize Repurchase and Reissuance of Shares in Connection with Incentive Plan
18
Shareholder Proposals
NoneAmend Article of Association to the Effect that Class A Shares and Class B Shares Carry One Vote
19
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
20
NoneEstablish a Policy Concerning Zero Tolerance for Workplace Accidents
21
NoneInstruct the Board to Set up a Committee to Ensure Follow-Up on the Issue of Workplace Accidents
22
NoneInstruct the Board to Set up a Shareholders Association of NCC AB
23
Other Business 24
Page 502 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cimpor- Cimentos de Portugal, SGPS, S.A
Meeting Date: 03/25/2015 Country: Portugal
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Individual Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Management and Supervisory Boards
3
ForForApprove Remuneration Policy 4
ForForElect Bureau of General Meeting 5
AgainstForElect Corporate Bodies 6
ForForRatify Auditor 7
AgainstForAuthorize Repurchase and Reissuance of Shares
8
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForAccept Financial Statements and Statutory Reports
9
Page 503 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Allocation of Income and Dividends of SEK 4.75 Per Share
10
ForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
ForDetermine Number of Directors(11); Determine Number of Auditors (1)
13
ForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 825,000 for the Vice Chairmen, and SEK 650,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
ForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
ForRatify PricewaterhouseCoopers as Auditors 16
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForApprove Profit Sharing Program 18a
ForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18b
ForAuthorize Share Repurchase Program 19a
ForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
ForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2015 Long-Term Equity Programmes
19c
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Thorwald Arvidsson
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
21a
NoneInstruct Board to Establish Shareholders Association in Skandinaviska Enskilda Banken
21b
Page 504 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
NoneAmend Article of Association to the Effect that Class A Shares and Class C-Shares Confer One Vote
22
NoneRequire a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Compnaies Act on Executive Remuneration
23
Close Meeting 24
Svenska Handelsbanken AB
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
ForAccept Financial Statements and Statutory Reports
8
ForApprove Allocation of Income and an Aggregate Dividend of SEK 17.50 Per Share
9
ForApprove Discharge of Board and President 10
ForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
ForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
ForApprove 3:1 Stock Split; Amend Articles of Association Accordingly
13
ForDetermine Number of Directors (10) 14
ForDetermine Number of Auditors (2) 15
Page 505 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 640,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
16
ForReelect Anders Nyren, Fredrik Lundberg, Jon Baksaas, Par Boman (Chairman), Tommy Bylund, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors; Elect Lise Kaae and Frank Vang-Jensen as New Directors
17
ForRatify KPMG and Ernst & Young as Auditors 18
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Thorwald Arvidsson
NoneAmend Article of Association: Both Class A Shares and Class B Shares Carry One Vote
21
NoneAssign Board to Investigate the Voting Rights Limitation Stated in Section 12 and Authorize the Board to Submit a Proposal for an Amendment
22
NoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
23
NoneInstruct Board to Establish Shareholders Association in Handelsbanken
24
NoneRequire a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act
25
Close Meeting 26
Tryg A/S
Meeting Date: 03/25/2015 Country: Denmark
Meeting Type: Annual
Page 506 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tryg A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForAccept Financial Statements and Statutory Reports
2
ForApprove Discharge of Management and Board 3
ForApprove Allocation of Income and Dividends of DKK 25 Per Share
4
ForApprove Remuneration of Directors in the Amount of DKK 990,000 for the Chairman, DKK 660,000 for the Vice Chairman, and DKK 330,000 for Other Members; Approve Remuneration for Committee Work
5
ForAmend Articles Re: Change the Minimum Nominal Value of the Shares from DKK 25 to DKK 0.01
6a
ForApprove DKK 44.5 Million Reduction in Share Capital via Share Cancellation
6b
ForApprove Creation of DKK 145 Million Pool of Capital without Preemptive Rights
6c
ForAuthorize Share Repurchase Program 6d
ForApprove Publication of the Annual Report in English
6e
ForAmend Articles Re: Proxies 6f
ForAmend Articles Re: Replace the Word "Annual Report" with "Annual Accounts" in Article 23
6g
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
6h
ForEllect Torben Nielsen as Director 7a
ForElect Lene Skole as Director 7b
ForElect Mari Thjomoe as Director 7c
ForElect Carl-Viggo Ostlund as Director 7d
ForRatify Deloitte as Auditors 8
Other Business 9
Page 507 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForRatify Appointment of and Elect Carlos Fernández González as Director
3.A
ForForReelect Sol Daurella Comadrán as Director 3.B
ForForReelect Bruce Carnegie-Brown as Director 3.C
ForForReelect José Antonio Álvarez Álvarez as Director
3.D
ForForReelect Juan Rodríguez Inciarte as Director 3.E
ForForReelect Matías Rodríguez Inciarte as Director 3.F
ForForReelect Juan Miguel Villar Mir as Director 3.G
ForForReelect Guillermo de la Dehesa Romero as Director
3.H
ForForRenew Appointment of Deloitte as Auditor 4
ForForAmend Articles Re: Competence of General Shareholders Meeting
5.A
ForForAmend Articles Re: Board of Directors 5.B
ForForAmend Articles Re: Annual Corporate Governance Report and Corporate Website
5.C
ForForAmend Articles Re: Financial Statements and Distribution of Results
5.D
ForForAmend Articles of General Meeting Regulations Re: Powers, Call and Preparation
6.A
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
6.B
ForForApprove Capital Raising 7
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
8
ForForAuthorize Capitalization of Reserves for Scrip Dividends
9.A
Page 508 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Capitalization of Reserves for Scrip Dividends
9.B
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
10.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
10.B
ForForApprove Remuneration Policy 11
ForForApprove Remuneration of Directors 12
ForForFix Maximum Variable Compensation Ratio 13
ForForApprove Deferred Share Bonus Plan 14.A
ForForApprove Performance Shares Plan 14.B
ForForApprove Employee Stock Purchase Plan 14.C
ForForAuthorize Board to Ratify and Execute Approved Resolutions
15
ForForAdvisory Vote on Remuneration Policy Report 16
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Consolidated and Standalone Financial Statements
1.A
ForApprove Discharge of Board 1.B
ForApprove Allocation of Income and Dividends 2
ForRatify Appointment of and Elect Carlos Fernández González as Director
3.A
ForReelect Sol Daurella Comadrán as Director 3.B
ForReelect Bruce Carnegie-Brown as Director 3.C
ForReelect José Antonio Álvarez Álvarez as Director
3.D
ForReelect Juan Rodríguez Inciarte as Director 3.E
ForReelect Matías Rodríguez Inciarte as Director 3.F
ForReelect Juan Miguel Villar Mir as Director 3.G
ForReelect Guillermo de la Dehesa Romero as Director
3.H
ForRenew Appointment of Deloitte as Auditor 4
Page 509 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles Re: Competence of General Shareholders Meeting
5.A
ForAmend Articles Re: Board of Directors 5.B
ForAmend Articles Re: Annual Corporate Governance Report and Corporate Website
5.C
ForAmend Articles Re: Financial Statements and Distribution of Results
5.D
ForAmend Articles of General Meeting Regulations Re: Powers, Call and Preparation
6.A
ForAmend Articles of General Meeting Regulations Re: Development of General Meeting
6.B
ForApprove Capital Raising 7
ForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
8
ForAuthorize Capitalization of Reserves for Scrip Dividends
9.A
ForAuthorize Capitalization of Reserves for Scrip Dividends
9.B
ForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
10.A
ForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
10.B
ForApprove Remuneration Policy 11
ForApprove Remuneration of Directors 12
ForFix Maximum Variable Compensation Ratio 13
ForApprove Deferred Share Bonus Plan 14.A
ForApprove Performance Shares Plan 14.B
ForApprove Employee Stock Purchase Plan 14.C
ForAuthorize Board to Ratify and Execute Approved Resolutions
15
ForAdvisory Vote on Remuneration Policy Report 16
Elisa Corporation
Meeting Date: 03/26/2015 Country: Finland
Meeting Type: Annual
Page 510 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elisa Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.32 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Amount of EUR 9,000 for Chairman, EUR 6,000 for Vice Chairman, and EUR 5,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Six 11
ForForReelect Raimo Lind, Petteri Koponen, Leena Niemisto, Seija Turunen, Jaakko Uotila, and Mika Vehvilainen as Directors
12
AgainstForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at One 14
ForForRatify KPMG as Auditors 15
ForForAuthorize Share Repurchase Program 16
Close Meeting 17
Outokumpu Oyj
Meeting Date: 03/26/2015 Country: Finland
Meeting Type: Annual
Page 511 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Outokumpu Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Omission of Dividend
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 140,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 60,000 for Other Directors; Approve Meeting Fees
10
ForForFix Number of Directors at Eight; Reelect Markus Akermann, Roberto Gualdoni, Stig Gustavson, Heikki Malinen, Elisabeth Nilsson, Jorma Ollila (Chairman), and Olli Vaartimo (Vice Chairman) as Directors; Elect Saila Miettinen-Lahde as New Director
11
ForForApprove Remuneration of Auditors 12
ForForRatify KPMG as Auditors 13
ForForAuthorize Share Repurchase Program 14
ForForApprove Issuance of up to 80 Million Shares without Preemptive Rights
15
Close Meeting 16
Raisio Group
Meeting Date: 03/26/2015 Country: Finland
Meeting Type: Annual
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Raisio Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.14 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Supervisory Board Members
10
ForFix Number of Supervisory Board Members 11
ForElect Members of Supervisory Board 12
ForApprove Remuneration of Directors 13
ForFix Number of Directors 14
ForElect Directors 15
ForApprove Remuneration of Auditors 16
ForFix Number of Auditors (2) and Deputy Auditors (2)
17
ForAppoint Mika Kaarisalo and Kalle Laaksonen as Auditors and Appoint PricewaterhouseCoopers and Tuomo Korte as Deputy Auditors
18
ForAuthorize Share Repurchase Program 19
ForApprove Issuance of up to 20 Million Shares without Preemptive Rights; Approve Conveyance of 14.2 Million Free Shares and 1.5 Million Restricted Shares
20
Close Meeting 21
Page 513 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Recieve Address by Chairman of the Board
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
ForAccept Financial Statements and Statutory Reports
8
ForApprove Allocation of Income and Dividends of SEK 11.35 Per Share
9
ForApprove Discharge of Board and President 10
ForDetermine Number of Directors (9) and Deputy Directors (0) of Board
11
ForApprove Remuneration of Directors in the Amount of SEK 2.39 Million to the Chairman, SEK 815,000 to the Vice Chairman, and SEK 510,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForReelect Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, Siv Svensson and Maj-Charlotte Wallin as Directors
13
ForApprove Procedures For Nominating Committee
14
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
ForAuthorize Repurchase Authorization for Trading in Own Shares
16
ForAuthorize General Share Repurchase Program 17
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Issuance of Convertibles without Preemptive Rights
18
ForApprove Common Deferred Share Bonus Plan 19a
ForApprove Deferred Share Bonus Plan for Key Employees
19b
ForApprove Equity Plan Financing to Participants of 2015 and Previous Programs
19c
Shareholder Proposals Submitted by Thorwald Arvidsson
NoneRequest an Examination Through a Special Examiner Regarding the Bank's Attempted Acquisition in a Real Estate Agent
20
NoneRequest an Examination Through a Special Examiner Regarding the Economic Consequences in Connection With the So Called SCA-Sphere
21
NoneRequest an Economic Historian be Retained to Evaluate the Stalberg-Era
22
NoneInstruct Board to Establish Shareholders Association in Swedbank
23
NoneInstruct the Board of Directors to Acquire a Private Jet for the Disposition of the Current Chair of the Board
24
Shareholder Proposals Submitted by Goran Westman
NoneInstruct the Board of Directors and/or the CEO to Implement the Lean-Concept in All Operations
25
Close Meeting 26
Metso Corporation
Meeting Date: 03/27/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
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Metso Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.05 Per Share; Authorize Additional dividend of EUR 0.40 per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 110,000 for Chairman, EUR 62,000 for Vice Chairman and Audit Committee Chairman, and EUR 50,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Seven 11
ForForReelect Mikael Lilius (Chairman), Christer Gardell (Vice Chair), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipilä as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify Ernst & Young as Auditors 14
ForForAuthorize Share Repurchase Program 15
Close Meeting 16
Valmet Corp
Meeting Date: 03/27/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
Page 516 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Valmet Corp
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.25 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, EUR 60,000 for Chairman of Audit Committee, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Seven 11
ForForReelect Mikael von Frenckell, Lone Schrøder, Friederike Helfer, Pekka Lundmark, Erkki Pehu-Lehtonen, and Rogerio Ziviani as Directors; Elect Bo Risberg as New Director
12
AgainstForApprove Remuneration of Auditors 13
ForForRatify PricewaterhouseCoopers as Auditors 14
ForForAuthorize Share Repurchase Program 15
ForForApprove Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights
16
Close Meeting 17
Beiersdorf AG
Meeting Date: 03/31/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.70 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
Page 517 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beiersdorf AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2015
5
ForForApprove Creation of EUR 42 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
ForForApprove Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
ForForApprove Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights
9
AgainstForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
10
Huaneng Power International, Inc.
Meeting Date: 01/06/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2015 Continuing Connected Transactions Under the Huaneng Group Framework Agreement and the Related Annual Caps
For For
Medtronic, Inc.
Meeting Date: 01/06/2015 Country: USA
Meeting Type: Special
Page 518 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medtronic, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForApprove Reduction of Share Premium Account 2
ForForAdvisory Vote on Golden Parachutes 3
ForForAdjourn Meeting 4
SINOPEC Engineering Group Co Ltd
Meeting Date: 01/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Jianhua as Director For For
ForForElect Lu Dong as Director 2
ForForElect Zhou Yingguan as Supervisor 3
ForForElect Fan Jixian as Supervisor 4
ForForElect Wang Guoliang as Supervisor 5
Virginia Mines Inc.
Meeting Date: 01/12/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Plan of Arrangement For Do Not Vote
Agricultural Bank of China
Meeting Date: 01/15/2015 Country: China
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agricultural Bank of China
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Yun as Director For For
ForForElect Lu Jianping as Director 2
ForForElect Che Yingxin as Supervisor 3
AgainstForApprove Adjusment to the Mandate to the Board for Disposal of Credit Assets
4
AgainstForElect Xiao Xing as Director 5
China Communications Construction Company Ltd.
Meeting Date: 01/15/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
ForForApprove Issuance Size in Relation to the Issuance of Preference Shares
2.1
ForForApprove Method of the Issuance in Relation to the Issuance of Preference Shares
2.2
ForForApprove Target Investors in Relation to the Issuance of Preference Shares
2.3
ForForApprove Par Value and Issuance Price in Relation to the Issuance of Preference Shares
2.4
ForForApprove Principles for Determination of the Dividend Rate in Relation to the Issuance of Preference Shares
2.5
ForForApprove Method of the Profit Distribution for the Preference Shares in Relation to the Issuance of Preference Shares
2.6
ForForApprove Redemption Terms in Relation to the Issuance of Preference Shares
2.7
ForForApprove Voting Rights Restrictions in Relation to the Issuance of Preference Shares
2.8
ForForApprove Voting Rights Restoration in Relation to the Issuance of Preference Shares
2.9
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Sequence of Settlement and Method of Liquidation in Relation to the Issuance of Preference Shares
2.10
ForForApprove Rating Arrangement in Relation to the Issuance of Preference Shares
2.11
ForForApprove Guarantee Arrangement in Relation to the Issuance of Preference Shares
2.12
ForForApprove Listing and Transfer Arrangement Upon Proposed Issuance of Preference Shares
2.13
ForForApprove Use of Proceeds in Relation to the Issuance of Preference Shares
2.14
ForForApprove Validity Period of the Resolution in Respect of the Proposed Issuance of Preference Shares
2.15
ForForAuthorize Board to Handle Matters Relating to the Proposed Issuance of Preference Shares
2.16
ForForAmend Articles of Association 3
ForForApprove Feasibility Analysis on the Use of Proceeds from the Issuance of Preference Shares
4
ForForApprove Dilution of Current Return to Shareholders by the Proposed Issuance and the Remedial Measures to be Adopted
5
ForForApprove Proposed Shareholders' Return Plan for the Years 2014 to 2016
6
ForForApprove Proposed Amendments to the Rules of Procedures for Shareholders' General Meeting
7
ForForApprove Proposed Amendments to the Rules of Procedures for the Meeting of Board of Directors
8
ForForApprove Proposed Amendments to the Work Manual of Independent Directors
9
ForForElect Zhen Shaohua as Supervisor 10
ForForApprove Proposed Provision of Internal Guarantee
11
Xinyi Glass Holdings Ltd.
Meeting Date: 01/15/2015 Country: Cayman Islands
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xinyi Glass Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Share Option Scheme For For
Luye Pharma Group Ltd.
Meeting Date: 01/16/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement and Related Transactions
For
MegaFon OJSC
Meeting Date: 01/19/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Related-Party Transaction Re: IT Services Contract with ZAO PETER-SERVICE
1
ForForApprove Related-Party Transaction Re: Dealership Contract with OAO MegaFon Retail
2
Tata Motors Ltd.
Meeting Date: 01/19/2015 Country: India
Meeting Type: Special
Page 522 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Revision in the Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
1
ForForApprove Revision in Minimum Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
2
ForForApprove Revision in Minimum Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
3
ForForApprove Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
4
ForForApprove Minimum Remuneration of S. Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
5
Tata Motors Ltd.
Meeting Date: 01/19/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Revision in the Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
1
ForForApprove Revision in Minimum Remuneration of S. Borwankar, Executive Director (Quality) Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
2
Page 523 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Revision in Minimum Remuneration of K. Slym, Managing Director Due to Inadequacy of Profits for Financial Year Ended March 31, 2014
3
ForForApprove Minimum Remuneration of R. Pisharody, Executive Director (Commercial Vehicles) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
4
ForForApprove Minimum Remuneration of S. Borwankar, Executive Director (Quality) in Case of Inadequacy of Profits for Financial Year 2014-2015 and Financial Year 2015-2016
5
Aurobindo Pharma Ltd.
Meeting Date: 01/21/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights to Qualified Institutional Buyers
For For
CareFusion Corporation
Meeting Date: 01/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Resources Land Ltd.
Meeting Date: 01/21/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement For For
ForForApprove Increase in Authorized Share Capital 2
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 01/21/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Cash Dividends of MXN 0.2435 Per Share
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Washington Federal, Inc.
Meeting Date: 01/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Roy M. Whitehead For For
ForForElect Director Mark N. Tabbutt 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cemig, Companhia Energetica De Minas Gerais
Meeting Date: 01/22/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
ForNoneElect Director Nominated by Preferred Shareholders
1
Dongfeng Motor Group Company Ltd
Meeting Date: 01/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Registration and Issue of Medium-term Notes
For For
Intuit Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William V. Campbell For For
ForForElect Director Scott D. Cook 1b
ForForElect Director Richard L. Dalzell 1c
ForForElect Director Diane B. Greene 1d
ForForElect Director Edward A. Kangas 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director Dennis D. Powell 1g
ForForElect Director Brad D. Smith 1h
Page 526 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intuit Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Jeff Weiner 1i
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Qualified Employee Stock Purchase Plan
4
Micron Technology, Inc.
Meeting Date: 01/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey For For
ForForElect Director Richard M. Beyer 1.2
ForForElect Director Patrick J. Byrne 1.3
ForForElect Director D. Mark Durcan 1.4
ForForElect Director D. Warren A. East 1.5
ForForElect Director Mercedes Johnson 1.6
ForForElect Director Lawrence N. Mondry 1.7
ForForElect Director Robert E. Switz 1.8
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForEliminate Cumulative Voting 4
AgainstForApprove Executive Incentive Bonus Plan 5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Banco Santander Brasil SA
Meeting Date: 01/23/2015 Country: Brazil
Meeting Type: Special
Page 527 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander Brasil SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Deferred Bonus Plan 1
ForForAmend Articles 2
ForForConsolidate Bylaws 3
Industrial and Commercial Bank of China Limited
Meeting Date: 01/23/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jiang Jianqing as Director For For
ForForElect Anthony Francis Neoh as Director 2
ForForElect Wang Xiaoya as Director 3
ForForElect Ge Rongrong as Director 4
ForForElect Zheng Fuqing as Director 5
ForForElect Fei Zhoulin as Director 6
ForForElect Cheng Fengchao as Director 7
ForForElect Wang Chixi as Supervisor 8
ForForApprove Adjustment to the Valid Period of the Issue of Eligible Tier-2 Capital Instruments
9
Steinhoff International Holdings Ltd
Meeting Date: 01/26/2015 Country: South Africa
Meeting Type: Special
Page 528 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
ForForApprove the Category 1 Related Party Transaction
1
Special Resolutions
ForForAuthorise Issue of Steinhoff Shares to Thibault Square Financial Services Proprietary Limited Exceeding 30% of the Voting Power of All of the Issued Steinhoff Shares
1
ForForAuthorise Issue of Steinhoff Shares to Brait Mauritius Limited Exceeding 30% of the Voting Power of All of the Issued Steinhoff Shares
2
ForForAuthorise Issue of Steinhoff Shares to Pepkor Management Exceeding 30% of the Voting Power of All of the Issued Steinhoff Shares
3
Continuation of Ordinary Resolution
AgainstForApprove Waiver of the Mandatory Offer 2
Continuation of Special Resolutions
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
4
ForForApprove Specific Share Acquisition of Steinhoff Shares from Thibault Square Financial Services Proprietary Limited
5
ForForApprove Revocation of Special Resolution Number 5 in Terms of Section 164(9)(c) of the Companies Act
6
Alliant Techsystems Inc.
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For For
ForForAdjourn Meeting 2
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson For For
ForForElect Director Henry P. Becton, Jr. 1.2
ForForElect Director Catherine M. Burzik 1.3
ForForElect Director Edward F. DeGraan 1.4
ForForElect Director Vincent A. Forlenza 1.5
ForForElect Director Claire M. Fraser 1.6
ForForElect Director Christopher Jones 1.7
ForForElect Director Marshall O. Larsen 1.8
ForForElect Director Gary A. Mecklenburg 1.9
ForForElect Director James F. Orr 1.10
ForForElect Director Willard J. Overlock, Jr. 1.11
ForForElect Director Claire Pomeroy 1.12
ForForElect Director Rebecca W. Rimel 1.13
ForForElect Director Bertram L. Scott 1.14
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Animal Testing and Plans for Improving Welfare
4
Capitol Federal Financial, Inc.
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Morris J. Huey, II For For
ForForElect Director Reginald L. Robinson 1.2
Page 530 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Capitol Federal Financial, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Hormel Foods Corporation
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary C. Bhojwani For For
ForForElect Director Terrell K. Crews 1.2
ForForElect Director Jeffrey M. Ettinger 1.3
ForForElect Director Jody H. Feragen 1.4
ForForElect Director Glenn S. Forbes 1.5
ForForElect Director Stephen M. Lacy 1.6
ForForElect Director John L. Morrison 1.7
ForForElect Director Elsa A. Murano 1.8
ForForElect Director Robert C. Nakasone 1.9
ForForElect Director Susan K. Nestegard 1.10
ForForElect Director Dakota A. Pippins 1.11
ForForElect Director Christopher J. Policinski 1.12
ForForElect Director Sally J Smith 1.13
ForForElect Director Steven A. White 1.14
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on the Risks Associated with Use of Gestation Crates in Supply Chain
4
Page 531 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro Inc.
Meeting Date: 01/27/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Maryse Bertrand For
ForElect Director Stephanie Coyles 1.2
ForElect Director Marc DeSerres 1.3
ForElect Director Claude Dussault 1.4
ForElect Director Serge Ferland 1.5
ForElect Director Paule Gauthier 1.6
ForElect Director Russell Goodman 1.7
ForElect Director Christian W.E. Haub 1.8
ForElect Director Michel Labonte 1.9
ForElect Director Eric R. La Fleche 1.10
ForElect Director Marie-Jose Nadeau 1.11
ForElect Director Real Raymond 1.12
ForElect Director Line Rivard 1.13
ForElect Director Michael T. Rosicki 1.14
ForRatify Ernst & Young LLP as Auditors 2
ForAdvisory Vote on Executive Compensation Approach
3
AgainstSP 1: Gradually Phase Out Stock Options as a Form of Compensation
4
AgainstSP 2: Require Environmental/Social Issue Qualifications for Director Nominees
5
Nuance Communications, Inc.
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Page 532 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nuance Communications, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For For
ForForElect Director Robert J. Frankenberg 1b
ForForElect Director Brett Icahn 1c
ForForElect Director William H. Janeway 1d
ForForElect Director Mark R. Laret 1e
ForForElect Director Katharine A. Martin 1f
ForForElect Director Mark B. Myers 1g
ForForElect Director Philip J. Quigley 1h
ForForElect Director David S. Schechter 1i
AgainstForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForAmend Non-Employee Director Omnibus Stock Plan
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ForForRatify Auditors 6
Siemens AG
Meeting Date: 01/27/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
1
ForForApprove Allocation of Income and Dividends of EUR 3.30 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Page 533 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration System for Management Board Members
5
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
6
ForForElect Nathalie von Siemens to the Supervisory Board
7.1
ForForElect Norbert Reithofer to the Supervisory Board
7.2
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
10
ForForApprove Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014
11
ForForAmend Articles Re: Board-Related 12
ForForApprove Affiliation Agreements with Subsidiary Kyros 47 GmbH
13
AgainstAgainstAdditional Proposals presented at the Meeting 14
AgainstAgainstAdditional Proposals presented at the Meeting 15
AgainstAgainstCounter Motion A A
AgainstAgainstCounter Motion B B
AgainstAgainstCounter Motion C C
AgainstAgainstCounter Motion D D
AgainstAgainstCounter Motion E E
AgainstAgainstCounter Motion F F
AgainstAgainstCounter Motion G
AgainstAgainstCounter Motion H
AgainstAgainstCounter Motion I
Page 534 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Meeting Date: 01/27/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 3.30 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2013/2014
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Do Not Vote
ForApprove Remuneration System for Management Board Members
5
Do Not Vote
ForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
6
Do Not Vote
ForElect Nathalie von Siemens to the Supervisory Board
7.1
Do Not Vote
ForElect Norbert Reithofer to the Supervisory Board
7.2
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
Do Not Vote
ForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
Do Not Vote
ForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
10
Do Not Vote
ForApprove Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014
11
Do Not Vote
ForAmend Articles Re: Board-Related 12
Do Not Vote
ForApprove Affiliation Agreements with Subsidiary Kyros 47 GmbH
13
Spectrum Brands Holdings, Inc.
Meeting Date: 01/27/2015 Country: USA
Meeting Type: Annual
Page 535 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spectrum Brands Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David M. Maura For For
ForForElect Director Terry L. Polistina 1.2
ForForElect Director Hugh R. Rovit 1.3
ForForRatify Auditors 2
CGI Group Inc.
Meeting Date: 01/28/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
ForForElect Director Alain Bouchard 1.1
ForForElect Director Bernard Bourigeaud 1.2
ForForElect Director Jean Brassard 1.3
ForForElect Director Robert Chevrier 1.4
ForForElect Director Dominic D'Alessandro 1.5
ForForElect Director Paule Dore 1.6
ForForElect Director Richard B. Evans 1.7
ForForElect Director Julie Godin 1.8
ForForElect Director Serge Godin 1.9
ForForElect Director Timothy J. Hearn 1.10
ForForElect Director Andre Imbeau 1.11
ForForElect Director Gilles Labbe 1.12
ForForElect Director Michael E. Roach 1.13
ForForElect Director Joakim Westh 1.14
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 536 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CGI Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstSP 1: Advisory Vote on Senior Executive Compensation
3
China CITIC Bank Corporation Ltd.
Meeting Date: 01/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
ForForApprove CITIC Group Corporation and China CITIC Bank Corporation Limited Asset TransferFramework Agreement and Relevant Annual Caps
1.1
ForForApprove CITIC Group Corporation and China CITIC Bank Corporation Limited Wealth Management and Investment Services Framework Agreement and Relevant Annual Caps
1.2
ForForApprove Cap of Credit Extension Related Party Transactions Caps with Citic Group for the Years 2015-2017
2
Imperial Tobacco Group plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Dr Ken Burnett as Director 5
ForForRe-elect Alison Cooper as Director 6
Page 537 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Matthew Phillips as Director 9
ForForRe-elect Oliver Tant as Director 10
ForForRe-elect Mark Williamson as Director 11
ForForElect Karen Witts as Director 12
ForForRe-elect Malcolm Wyman as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Imperial Tobacco Group plc
Meeting Date: 01/28/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Certain US Cigarette and E-cigarette Brands and Assets
For
Johnson Controls, Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Annual
Page 538 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Controls, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Natalie A. Black For For
ForForElect Director Raymond L. Conner 1.2
ForForElect Director Richard Goodman 1.3
ForForElect Director William H. Lacy 1.4
ForForElect Director Alex A. Molinaroli 1.5
ForForElect Director Mark P. Vergnano 1.6
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/28/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Mustaq Brey as Director For For
ForForRe-elect Garth Solomon as Director 1.2
ForForElect André Meyer as Director 1.3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner
2
ForForRe-elect Peter Golesworthy as Chairman of the Audit Committee
3.1
ForForRe-elect Louisa Mojela as Member of the Audit Committee
3.2
ForForRe-elect Royden Vice as Member of the Audit Committee
3.3
ForForApprove Remuneration Policy 4
ForForPlace Authorised but Unissued Shares Under Control of Directors
5
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
6
Page 539 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Life Healthcare Group Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Non-Executive Directors
7
ForForApprove Financial Assistance to Related and Inter-related Companies
8
Reynolds American Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Mergers For
ForForIssue Shares in Connection with Mergers 2
Visa Inc.
Meeting Date: 01/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Mary B. Cranston For For
ForForElect Director Francisco Javier Fernandez-Carbajal
1b
ForForElect Director Alfred F. Kelly, Jr. 1c
ForForElect Director Robert W. Matschullat 1d
ForForElect Director Cathy E. Minehan 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director David J. Pang 1g
ForForElect Director Charles W. Scharf 1h
ForForElect Director William S. Shanahan 1i
ForForElect Director John A. C. Swainson 1j
ForForElect Director Maynard G. Webb, Jr. 1k
Page 540 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Visa Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Amendments to the Certificate of Incorporation to Facilitate Stock Splits
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForForRemove Supermajority Vote Requirement for Exiting Core Payment Business
5a
ForForRemove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation
5b
ForForRemove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications
5c
ForForRemove Supermajority Vote Requirement for Removal of Directors
5d
ForForRemove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws
5e
ForForRatify Auditors 6
Costco Wholesale Corporation
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey H. Brotman For For
ForForElect Director Daniel J. Evans 1.2
ForForElect Director Richard A. Galanti 1.3
ForForElect Director Jeffrey S. Raikes 1.4
ForForElect Director James D. Sinegal 1.5
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForEliminate Supermajority Vote Requirement for Removal of Directors
5a
Page 541 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Costco Wholesale Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReduce Supermajority Vote Requirement to Amend Article Eight Governing Director Removal
5b
ForAgainstEstablish Tenure Limit for Directors 6
Jacobs Engineering Group Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Joseph R. Bronson For For
ForForElect Director Juan Jose Suarez Coppel 1b
ForForElect Director Peter J. Robertson 1c
ForForElect Director Noel G. Watson 1d
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mylan Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Orica Ltd.
Meeting Date: 01/29/2015 Country: Australia
Meeting Type: Annual
Page 542 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orica Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Nora Scheinkestel as Director For For
ForForElect Craig Elkington as Director 2.2
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Up to 210,000 Performance Rights to Ian Smith, Managing Director of the Company
4
ForForApprove the Grant of Up to 55,000 Performance Rights to Craig Elkington, Executive Director of Finance of the Company
5
Sally Beauty Holdings, Inc.
Meeting Date: 01/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Katherine Button Bell For For
ForForElect Director John R. Golliher 1.2
ForForElect Director Robert R. McMaster 1.3
ForForElect Director Susan R. Mulder 1.4
ForForElect Director Edward W. Rabin 1.5
ForForElect Director Gary G. Winterhalter 1.6
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
Monsanto Company
Meeting Date: 01/30/2015 Country: USA
Meeting Type: Annual
Page 543 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monsanto Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gregory H. Boyce For For
ForForElect Director Janice L. Fields 1b
ForForElect Director Hugh Grant 1c
ForForElect Director Laura K. Ipsen 1d
ForForElect Director Marcos M. Lutz 1e
ForForElect Director C. Steven McMillan 1f
ForForElect Director William U. Parfet 1g
ForForElect Director George H. Poste 1h
ForForElect Director Robert J. Stevens 1i
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Lobbying Payments and Policy 4
ForAgainstAdopt Proxy Access Right 5
ForAgainstRequire Independent Board Chairman 6
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Absorption of Energetica Camacari Muricy I S.A. (Muricy)
For For
ForForApprove Absorption of Arembepe Energia S.A. (Arembepe)
2
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015 Country: Brazil
Meeting Type: Special
Page 544 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Absorption of Energetica Camacari Muricy I S.A. (Muricy)
1
ForForApprove Absorption of Arembepe Energia S.A. (Arembepe)
2
Tyson Foods, Inc.
Meeting Date: 01/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John Tyson For For
ForForElect Director Kathleen M. Bader 1b
ForForElect Director Gaurdie E. Banister, Jr. 1c
ForForElect Director Jim Kever 1d
ForForElect Director Kevin M. McNamara 1e
ForForElect Director Brad T. Sauer 1f
ForForElect Director Donnie Smith 1g
ForForElect Director Robert Thurber 1h
ForForElect Director Barbara A. Tyson 1i
ForForRatify Auditors 2
ForAgainstImplement a Water Quality Stewardship Policy
3
ForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
ForAgainstReport on Practices to Mitigate Palm Oil Sourcing Impacts
5
Page 545 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Meeting Date: 02/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Julie Chakraverty as Director 5
ForForRe-elect Roger Cornick as Director 6
ForForRe-elect Martin Gilbert as Director 7
ForForRe-elect Andrew Laing as Director 8
ForForRe-elect Rod MacRae as Director 9
ForForRe-elect Richard Mully as Director 10
ForForRe-elect Jim Pettigrew as Director 11
ForForRe-elect Bill Rattray as Director 12
ForForRe-elect Anne Richards as Director 13
ForForRe-elect Jutta af Rosenborg as Director 14
ForForRe-elect Akira Suzuki as Director 15
ForForRe-elect Simon Troughton as Director 16
ForForRe-elect Hugh Young as Director 17
ForForApprove Remuneration Report 18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise EU Political Donations and Expenditure
23
Page 546 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Emerson Electric Co.
Meeting Date: 02/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director A. F. Golden For For
ForForElect Director W. R. Johnson 1.2
ForForElect Director C. Kendle 1.3
ForForElect Director J. S. Turley 1.4
ForForElect Director A. A. Busch, III 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForAmend Executive Incentive Bonus Plan 4
ForForRatify Auditors 5
ForAgainstReport on Sustainability, Including GHG Goals 6
ForAgainstReport on Political Contributions 7
ForAgainstReport on Lobbying Payments and Policy 8
Kulicke and Soffa Industries, Inc.
Meeting Date: 02/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bruno Guilmart For For
ForForElect Director Gregory F. Milzcik 1.2
ForForRatify Auditors 2
ForForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 547 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oshkosh Corporation
Meeting Date: 02/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard M. Donnelly For For
ForForElect Director Peter B. Hamilton 1.2
ForForElect Director Kathleen J. Hempel 1.3
ForForElect Director Leslie F. Kenne 1.4
ForForElect Director Stephen D. Newlin 1.5
ForForElect Director Craig P. Omtvedt 1.6
ForForElect Director Duncan J. Palmer 1.7
ForForElect Director John S. Shiely 1.8
ForForElect Director Richard G. Sim 1.9
ForForElect Director Charles L. Szews 1.10
ForForElect Director William S. Wallace 1.11
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Rockwell Automation, Inc.
Meeting Date: 02/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A1 Elect Director Betty C. Alewine For For
ForForElect Director J. Phillip Holloman A2
ForForElect Director Verne G. Istock A3
ForForElect Director Lawrence D. Kingsley A4
ForForElect Director Lisa A. Payne A5
ForForRatify Auditors B
Page 548 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rockwell Automation, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
C
ForForAdopt Majority Voting for Uncontested Election of Directors
D
Accenture plc
Meeting Date: 02/04/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jaime Ardila For For
ForForElect Director Dina Dublon 1b
ForForElect Director Charles H. Giancarlo 1c
ForForElect Director William L. Kimsey 1d
ForForElect Director Marjorie Magner 1e
ForForElect Director Blythe J. McGarvie 1f
ForForElect Director Pierre Nanterme 1g
ForForElect Director Gilles C. Pelisson 1h
ForForElect Director Paula A. Price 1i
ForForElect Director Wulf von Schimmelmann 1j
ForForElect Director Frank K. Tang 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize the Holding of the 2016 AGM at a Location Outside Ireland
6
AgainstForAuthorize Open-Market Purchases of Class A Ordinary Shares
7
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
8
Page 549 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Atmos Energy Corporation
Meeting Date: 02/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert W. Best For For
ForForElect Director Kim R. Cocklin 1b
ForForElect Director Richard W. Douglas 1c
ForForElect Director Ruben E. Esquivel 1d
ForForElect Director Richard K. Gordon 1e
ForForElect Director Robert C. Grable 1f
ForForElect Director Thomas C. Meredith 1g
ForForElect Director Nancy K. Quinn 1h
ForForElect Director Richard A. Sampson 1i
ForForElect Director Stephen R. Springer 1j
ForForElect Director Richard Ware II 1k
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY BUSINESS
ForForApprove Satisfaction of the Conditions for Non-Public Issuance of A Shares of the Company
1
ForForApprove Feasibility Analysis Report on the Use of Proceeds from the Fund Raising of the Non-public Issuance of Shares of the Company
2
Page 550 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Report on the Use of Proceeds from the Previous Fund Raising
3
ForForApprove Amendments to the Administrative Measures on Fund Raising of the Company
4
ForForApprove Plan of the Overseas Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd.
5
ForForApprove Compliance of the Overseas Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
6
ForForApprove Undertaking of the Company to Maintain its Independent Listing Status
7
ForForApprove Description of Sustained Profitability and Prospects of the Company
8
ForForAuthorize Board and its Authorized Persons to Deal with Matters Relating to the Spin-off and Listing of Kunming China Railway Large Maintenance Machinery Co., Ltd.
9
ForForElect Qi Xiaofei as Director 10
SPECIAL BUSINESS
ForForApprove Class and Par Value of Shares to be Issued in Relation to Non-public Issuance of A Shares
1.01
ForForApprove Target Subscribers in Relation to Non-public Issuance of A Shares
1.02
ForForApprove Number of Shares to be Issued and the Method of Subscription in Relation to Non-public Issuance of A Shares
1.03
ForForApprove Method of Issuance in Relation to Non-public Issuance of A Shares
1.04
ForForApprove Pricing Benchmark Date, Issue Price and Method of Pricing in Relation to Non-public Issuance of A Shares
1.05
ForForApprove Lock-up Period Arrangement in Relation to Non-public Issuance of A Shares
1.06
ForForApprove Place of Listing in Relation to Non-public Issuance of A Shares
1.07
ForForApprove Use of proceeds from Fund Raising in Relation to Non-public Issuance of A Shares
1.08
ForForApprove Accumulated Profit Distribution of the Company Prior to the Non-public Issuance of A Shares
1.09
Page 551 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Valid Term of the Resolution Relating to the Non-public Issuance of A Shares
1.10
ForForApprove Plan on the Non-public Issuance of A Shares of the Company
2
ForForAuthorize Board and its Authorized Persons to Deal with Matters Relating to the Non-public Issuance of A Shares
3
ForForApprove Shareholders' Return Plan for the Coming Three Years (2015-2017)
4
ForForApprove Amendments to Articles of Association
5
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
6
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
ForForApprove Class and Par Value of Shares to be Issued in Relation to Non-public Issuance of A-shares
1.01
ForForApprove Target Subscribers in Relation to Non-public Issuance of A-shares
1.02
ForForApprove Number of Shares to be Issued and the Method of Subscription in Relation to Non-public Issuance of A-shares
1.03
ForForApprove Method of Issuance in Relation to Non-public Issuance of A-shares
1.04
ForForApprove Pricing Benchmark Date, Issue Price and Method of Pricing in Relation to Non-public Issuance of A-shares
1.05
ForForApprove Lock-up Period Arrangement in Relation to Non-public Issuance of A-shares
1.06
ForForApprove Place of Listing in Relation to Non-public Issuance of A-shares
1.07
ForForApprove Use of Proceeds from Fund Raising 1.08
Page 552 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Accumulated Profit Distribution of the Company Prior to the Non-public Issuance of A-shares
1.09
ForForApprove Valid Term of the Resolution Relating to the Non-public Issuance of A-shares
1.10
ForForApprove Plan on the Non-public Issuance of A Shares of the Company
2
Compass Group plc
Meeting Date: 02/05/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Carol Arrowsmith as Director 5
ForForRe-elect Dominic Blakemore as Director 6
ForForRe-elect Richard Cousins as Director 7
ForForRe-elect Gary Green as Director 8
ForForRe-elect Andrew Martin as Director 9
ForForRe-elect John Bason as Director 10
ForForRe-elect Susan Murray as Director 11
ForForRe-elect Don Robert as Director 12
ForForRe-elect Sir Ian Robinson as Director 13
ForForRe-elect Paul Walsh as Director 14
ForForAppoint KPMG LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
Page 553 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compass Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Long Term Incentive Plan 2010 18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
Gildan Activewear Inc.
Meeting Date: 02/05/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson For For
ForForElect Director Donald C. Berg 1.2
ForForElect Director Glenn J. Chamandy 1.3
ForForElect Director Russell Goodman 1.4
ForForElect Director Russ Hagey 1.5
ForForElect Director George Heller 1.6
ForForElect Director Anne Martin-Vachon 1.7
ForForElect Director Sheila O'Brien 1.8
ForForElect Director Gonzalo F. Valdes-Fauli 1.9
AgainstForAdvisory Vote on Executive Compensation Approach
2
ForForRatify KPMG LLP as Auditors 3
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 02/05/2015 Country: China
Meeting Type: Special
Page 554 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ping An Insurance (Group) Co. of China, Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Key Employee Share Purchase Scheme
For For
Rockwell Collins, Inc.
Meeting Date: 02/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Anthony J. Carbone For For
ForForElect Director Robert K. Ortberg 1.2
ForForElect Director Cheryl L. Shavers 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
AgainstForApprove Omnibus Stock Plan 4
YPF Sociedad Anonima
Meeting Date: 02/05/2015 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForDesignate Two Shareholders to Sign Minutes of Meeting
1
ForForAuthorize Increase of Global Program for Bond Issuance up to USD 8 Billion
2
Page 555 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natura Cosmeticos S.A.
Meeting Date: 02/06/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For For
ForForApprove Restricted Stock Plan 2
ForForAmend Remuneration of Company's Management
3
Tata Chemicals Ltd.
Meeting Date: 02/09/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForAmend Memorandum of Association Re: Corporate Purpose
1
ForForElect V.P. Rishi as Independent Director 2
Tiger Brands Ltd
Meeting Date: 02/09/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present the Report from the Social, Ethics and Transformation Committee
Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2014
2.1
ForForRe-elect Bheki Sibiya as Director 2.2.1
ForForRe-elect Richard Dunne as Director 2.2.2
Page 556 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tiger Brands Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Peter Matlare as Director 2.2.3
ForForRe-elect Funke Ighodaro as Director 2.2.4
ForForApprove Remuneration Policy 2.3
ForForRe-elect Richard Dunne as Member of Audit Committee
2.4.1
ForForRe-elect Khotso Mokhele as Member of Audit Committee
2.4.2
ForForRe-elect Rob Nisbet as Member of Audit Committee
2.4.3
ForForReappoint Ernst & Young Inc as Auditors of the Company
2.5
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2.6
ForForApprove Financial Assistance to Related and Inter-related Parties
3.1
ForForApprove Remuneration of Non-executive Directors, including the Chairman and Deputy Chairman Effective from 1 March 2015
3.2
ForForApprove Remuneration of Non-executive Directors who Participate in Subcommittees of the Board Effective from 1 March 2015
3.3
ForForApprove Increase of Fees Payable to Non-Executive Directors who Attend Unscheduled Meetings of the Board and who Undertake Additional Work
3.4
ForForAuthorise Repurchase of Issued Share Capital 3.5
Datang International Power Generation Co. Ltd
Meeting Date: 02/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Extension of Term for Framework Agreement of Sale of Natural Gas and the Sale and Purchase Contract
1.1
ForForApprove Extension of Term for Sale and Purchase Contract of Chemical Products (Duolun)
1.2
Page 557 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Continuing Connected Transactions of the Company's Sales and Purchase of Coal (2015)
2
AgainstNoneApprove Financial Guarantee for 2015 3
ForNoneApprove Provision for Impairment 4
ForForApprove Issue of Non-public Debt Financing Instruments
5
NTPC Ltd.
Meeting Date: 02/10/2015 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
Whistler Blackcomb Holdings Inc
Meeting Date: 02/11/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David Brownlie For For
ForForElect Director John Furlong 1.2
ForForElect Director Russell Goodman 1.3
ForForElect Director R. Scott Hutcheson 1.4
ForForElect Director Peter McDermott 1.5
ForForElect Director Eric Resnick 1.6
ForForElect Director Graham Savage 1.7
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Page 558 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whistler Blackcomb Holdings Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Articles 3
easyJet plc
Meeting Date: 02/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Ordinary Dividend 4
ForForElect Dr Andreas Bierwirth as Director 5
ForForElect Francois Rubichon as Director 6
ForForRe-elect John Barton as Director 7
ForForRe-elect Charles Gurassa as Director 8
ForForRe-elect Carolyn McCall as Director 9
ForForRe-elect Chris Kennedy as Director 10
ForForRe-elect Adele Anderson as Director 11
ForForRe-elect John Browett as Director 12
ForForRe-elect Keith Hamill as Director 13
ForForRe-elect Andy Martin as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForApprove Long Term Incentive Plan 19
ForForApprove UK Sharesave Plan 20
Page 559 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove International Sharesave Plan 21
ForForApprove Share Incentive Plan 22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise Market Purchase of Ordinary Shares 24
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
25
Infineon Technologies AG
Meeting Date: 02/12/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.18 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2013/2014
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Do Not Vote
ForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
Do Not Vote
ForElect Peter Bauer to the Supervisory Board 6.1
Do Not Vote
ForElect Herbert Diess to the Supervisory Board 6.2
Do Not Vote
ForElect Hans-Ulrich Holdenried to the Supervisory Board
6.3
Do Not Vote
ForElect Renate Koecher to the Supervisory Board
6.4
Do Not Vote
ForElect Wolfgang Mayrhuber to the Supervisory Board
6.5
Do Not Vote
ForElect Manfred Puffer to the Supervisory Board 6.6
Do Not Vote
ForElect Doris Schmitt-Landsiedel to the Supervisory Board
6.7
Page 560 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Eckart Suenner to the Supervisory Board 6.8
Do Not Vote
ForApprove Cancellation of Conditional Capital 2009/1
7
Do Not Vote
ForApprove Cancellation of Authorized Capital 2010/II
8
Do Not Vote
ForApprove Creation of EUR 676 Million Pool of Capital with Partial Exclusion of Preemptive Rights
9
Do Not Vote
ForAmend Articles Re: Direction and Course of Annual General Meeting
10
Do Not Vote
ForApprove Affiliation Agreement with Subsidiary Infineon Technologies Mantel 27 GmbH
11
Varian Medical Systems, Inc.
Meeting Date: 02/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Timothy E. Guertin For For
ForForElect Director David J. Illingworth 1.2
ForForElect Director Ruediger Naumann-Etienne 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Huadian Power International Corporation Ltd.
Meeting Date: 02/13/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
SPECIAL RESOULTIONS
Page 561 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huadian Power International Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
AgainstForApprove Class of Shares to be Issued in Relation to the Additional A Shares Issue
2.1
AgainstForApprove Nominal Value Per Share in Relation to the Additional A Shares Issue
2.2
AgainstForApprove Target Subscriber and Lock-up Period in Relation to the Additional A Shares Issue
2.3
AgainstForApprove Method of Issuance in Relation to the Additional A Shares Issue
2.4
AgainstForApprove Method of Subscription in Relation to the Additional A Shares Issue
2.5
AgainstForApprove Determination Date of the Issuance Price in Relation to the Additional A Shares Issue
2.6
AgainstForApprove Number of Shares to be Issued in Relation to the Additional A Shares Issue
2.7
AgainstForApprove Listing Arrangement in Relation to the Additional A Shares Issue
2.8
ForForApprove Use of Proceeds in Relation to the Additional A Shares Issue
2.9
AgainstForApprove Arrangement of Retained Profits in Relation to the Additional A Shares Issue
2.10
AgainstForApprove Validity Period of the Resolution in Relation to the Additional A Shares Issue
2.11
AgainstForApprove China Huadian A Shares Subscription Agreement and Related Transactions
3
AgainstForAmend Articles of Association 4
ORDINARY RESOLUTIONS
AgainstForApprove the Condtions for Non Public Issuance of A Shares Under the Administrative Measures for the Issuance of Securities by Listed Companies of PRC
5
ForForApprove Feasibility Analysis on the Use of Proceeds from the Additional A Shares Issue
6
ForForApprove Report on the Previous Use of Proceeds from the Additional A Shares Issue
7
Jack in the Box Inc.
Meeting Date: 02/13/2015 Country: USA
Meeting Type: Annual
Page 562 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jack in the Box Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leonard A. Comma For For
ForForElect Director David L. Goebel 1b
ForForElect Director Sharon P. John 1c
ForForElect Director Madeleine A. Kleiner 1d
ForForElect Director Michael W. Murphy 1e
ForForElect Director James M. Myers 1f
ForForElect Director David M. Tehle 1g
ForForElect Director John T. Wyatt 1h
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Special Business
AgainstForApprove Class of Shares to be Issued Relating to the Proposed New H Share Issue
1.1
AgainstForApprove Time of Issuance Relating to the Proposed New H Share Issue
1.2
AgainstForApprove Method of Issuance Relating to the Proposed New H Share Issue
1.3
AgainstForApprove Target Places Target Relating to the Proposed New H Share Issue
1.4
AgainstForApprove Pricing Mechanism Relating to the Proposed New H Share Issue
1.5
AgainstForApprove Method of Subscription Relating to the Proposed New H Share Issue
1.6
Page 563 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Size of Issuance Relating to the Proposed New H Share Issue
1.7
AgainstForApprove Accumulated Profits Relating to the Proposed New H Share Issue
1.8
ForForApprove Use of Proceeds from the Proposed New H Share Issue
1.9
AgainstForApprove Validity Period of the Resolutions Relating to the Proposed New H Share Issue
1.10
AgainstForAmend Articles of Association Relating to the Proposed New H Share Issue
1.11
ForForAuthorized Board to Deal with All Matters Relating to the Proposed New H Share
1.12
Ordinary Business
ForForApprove Report on the Use of Proceeds from the Previous Fundraising Activities of the Company
2
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Class of Shares to be Issued Relating to the Proposed New H Share Issue
1.1
AgainstForApprove Time of Issuance Relating to the Proposed New H Share Issue
1.2
AgainstForApprove Method of Issuance Relating to the Proposed New H Share Issue
1.3
AgainstForApprove Target Places Target Relating to the Proposed New H Share Issue
1.4
AgainstForApprove Pricing Mechanism Relating to the Proposed New H Share Issue
1.5
AgainstForApprove Method of Subscription Relating to the Proposed New H Share Issue
1.6
AgainstForApprove Size of Issuance Relating to the Proposed New H Share Issue
1.7
AgainstForApprove Accumulated Profits Relating to the Proposed New H Share Issue
1.8
Page 564 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Use of Proceeds from the Proposed New H Share Issue
1.9
AgainstForApprove Validity Period of the Resolutions Relating to the Proposed New H Share Issue
1.10
AgainstForAmend Articles of Association Relating to the Proposed New H Share Issue
1.11
ForForAuthorized Board to Deal with All Matters Relating to the Proposed New H Share
1.12
Eurasia Drilling Company Ltd.
Meeting Date: 02/16/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Do Not Vote
ForApprove Merger with EDC Acquisition Company Ltd
1
Coca-Cola Amatil Ltd.
Meeting Date: 02/17/2015 Country: Australia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Disposal of Ownership Interest in PT Coca-Cola Bottling Indonesia
For For
Sistema JSFC
Meeting Date: 02/17/2015 Country: Russia
Meeting Type: Special
Page 565 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sistema JSFC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
AgainstForApprove New Edition of Regulations on General Meetings
1
AgainstForApprove New Edition of Regulations on Board of Directors
2
Atwood Oceanics, Inc.
Meeting Date: 02/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Deborah A. Beck For For
ForForElect Director George S. Dotson 1.2
ForForElect Director Jack E. Golden 1.3
ForForElect Director Hans Helmerich 1.4
ForForElect Director Jeffrey A. Miller 1.5
ForForElect Director James R. Montague 1.6
ForForElect Director Robert J. Saltiel 1.7
ForForElect Director Phil D. Wedemeyer 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Talisman Energy Inc.
Meeting Date: 02/18/2015 Country: Canada
Meeting Type: Special
Page 566 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Talisman Energy Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Plan of Arrangement For
Raymond James Financial, Inc.
Meeting Date: 02/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shelley G. Broader For For
ForForElect Director Jeffrey N. Edwards 1.2
ForForElect Director Benjamin C. Esty 1.3
ForForElect Director Francis S. Godbold 1.4
ForForElect Director Thomas A. James 1.5
ForForElect Director Gordon L. Johnson 1.6
ForForElect Director Paul C. Reilly 1.7
ForForElect Director Robert P. Saltzman 1.8
ForForElect Director Hardwick Simmons 1.9
ForForElect Director Susan N. Story 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Board Qualifications 3
ForForRatify KPMG LLP as Auditors 4
Metro AG
Meeting Date: 02/20/2015 Country: Germany
Meeting Type: Annual
Page 567 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.90 per Ordinary Share and EUR 1.13 per Preference Share
2
ForForApprove Discharge of Management Board for Fiscal 2013/2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
ForForRatify KPMG AG as Auditors for Fiscal 2014/2015
5
ForForElect Gwyn Burr to the Supervisory Board 6
ForForApprove Remuneration System for Management Board Members
7
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights
10
MRV Engenharia e Participacoes SA
Meeting Date: 02/20/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Company Headquarters For For
ForForAmend Articles to Reflect Changes in Capital 2
ForForAmend Articles 23 and 26 3
ForForConsolidate Bylaws 4
Page 568 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MRV Engenharia e Participacoes SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Marco Aurelio de Vasconcelos Cancado as Director
5
KONE Corporation
Meeting Date: 02/23/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.1975 per Class A Share and EUR 1.20 per Class B Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 33,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Nine 11
AgainstForReelect Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Ravi Kant, JuhaniKaskeala, and Sirpa Pietikainen as Directors; Elect Iiris Herlin and Kazunori Matsubara as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at Two 14
ForForRatify PricewaterhouseCoopers and Niina Vilske as Auditors
15
Page 569 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 7.6 Million Class A Shares and 44.8 Million Class B Shares without Preemptive Rights
17
Close Meeting 18
Jyske Bank A/S
Meeting Date: 02/24/2015 Country: Denmark
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Election of Shareholder Representatives
For Against
AgainstForAmend Articles Re: Election of Supervisory Board
2
ForForAmend Articles Re: Election of Chairman and Vice-Chairman
3
Liberty Global plc
Meeting Date: 02/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class C Shareholders
AgainstForAdopt New Articles of Association 1
AgainstForAmend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares
2
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015 Country: Hong Kong
Meeting Type: Special
Page 570 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheung Kong (Holdings) Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Do Not Vote
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015 Country: Hong Kong
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Deere & Company
Meeting Date: 02/25/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For For
ForForElect Director Crandall C. Bowles 1b
ForForElect Director Vance D. Coffman 1c
ForForElect Director Charles O. Holliday, Jr. 1d
ForForElect Director Dipak C. Jain 1e
ForForElect Director Michael O. Johanns 1f
ForForElect Director Clayton M. Jones 1g
ForForElect Director Joachim Milberg 1h
ForForElect Director Richard B. Myers 1i
ForForElect Director Gregory R. Page 1j
Page 571 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deere & Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Thomas H. Patrick 1k
ForForElect Director Sherry M. Smith 1l
ForForProvide Right to Call Special Meeting 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForAmend Executive Incentive Bonus Plan 5
ForForRatify Deloitte & Touche LLP as Auditors 6
Novozymes A/S
Meeting Date: 02/25/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of DKK 3.00 Per Share
3
ForForApprove Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1.0 Million for Vice Chairman, and DKK 500,000 for Other Members; Approve Remuneration for Commitee Work
4
ForForReelect Henrik Gurtler (Chairman) as Director 5
ForForReelect Agnete Raaschou-Nielsen (Vice Chairman) as Director
6
ForForReelect Lars Green as Director 7a
ForForReelect Lena Olving as Director 7b
ForForReelect Jorgen Buhl Rasmussen as Director 7c
ForForReelect Mathias Uhlen as Director 7d
ForForElect Heinz-Jurgen Bertram as New Director 7e
AbstainForRatify PricewaterhouseCoopers as Auditors 8
Page 572 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove DKK 13.4 Million Reduction in Share Capital via Share Cancellation
9a
ForForApprove Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Acquisitions)
9b
ForForApprove Creation of DKK 62.6 Million Pool of Capital without Preemptive Rights (Cash)
9c
ForForApprove Issuance of Warrants to Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights
9d
ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
9e
Other Business 10
ICL-Israel Chemicals Ltd.
Meeting Date: 02/26/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Yaacov Dior as External Director for an Additional Three Year Period
For For
ForForReelect Miriam Haran as External Director for an Additional Three Year Period
1.2
ForForElect Geoffrey E. Merszei as Director Until the End of the Next Annual General Meeting
2.1
ForForElect Shimon Eckhaus as Director Until the End of the Next Annual General Meeting
2.2
ForForElect Stefan Borgas as Director Until the End of the Next Annual General Meeting
2.3
ForForApprove Compensation of Directors, Excluding Directors Employed by Israel Corporation Ltd. or the Company and Aviad Kaufman
3.1
ForForGrant Restricted Shares to Directors Employed by Israel Corporation Ltd., Assignment of Grant to Israel Corporation Ltd. if Applicable; Approve Compensation of Aviad Kaufman, Assignment of Compensation to Millenium Investments Elad Ltd., if Applicable
3.2
Page 573 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICL-Israel Chemicals Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Amendment and Renewal of Management Services Agreement with Israel Corporation Ltd. and/or H.L. Management and Consulting (1986) Ltd.
4
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
AgainstNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Osram Licht AG
Meeting Date: 02/26/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.90 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2013/2014
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2013/2014
4
Do Not Vote
ForRatify Ernst & Young GmbH as Auditors for Fiscal 2014/2015
5
Do Not Vote
ForElect Werner Brandt to the Supervisory Board 6
Page 574 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration System for Management Board Members
7
Do Not Vote
ForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Do Not Vote
ForApprove Affiliation Agreement with Subsidiary OSRAM Beteiligungen GmbH
9
State Bank Of India
Meeting Date: 02/26/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
DoubleLine Income Solutions Fund
Meeting Date: 02/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Raymond B. Woolson For For
ForForElect Director Ronald R. Redell 1.2
Infosys Ltd.
Meeting Date: 02/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Page 575 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infosys Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect J.S. Lehman as Independent Director 1
ForForElect J.W. Etchemendy as Independent Director
2
Infosys Ltd.
Meeting Date: 02/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForElect J.S. Lehman as Independent Director 1
ForForElect J.W. Etchemendy as Independent Director
2
Novartis AG
Meeting Date: 02/27/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.60 per Share
3
ForForApprove CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
ForForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
5
ForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million
6.1
Page 576 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million
6.2
ForForApprove Remuneration Report 6.3
ForForReelect Joerg Reinhardt as Director and Board Chairman
7.1
ForForReelect Dimitri Azar as Director 7.2
ForForReelect Verena Briner as Director 7.3
ForForReelect Srikant Datar as Director 7.4
ForForReelect Ann Fudge as Director 7.5
ForForReelect Pierre Landolt as Director 7.6
ForForReelect Andreas von Planta as Director 7.7
ForForReelect Charles Sawyers as Director 7.8
ForForReelect Enrico Vanni as Director 7.9
ForForReelect William Winters as Director 7.10
ForForElect Nancy Andrews as Director 7.11
ForForAppoint Srikant Datar as Member of the Compensation Committee
8.1
ForForAppoint Ann Fudge as Member of the Compensation Committee
8.2
ForForAppoint Enrico Vanni as Member of the Compensation Committee
8.3
ForForAppoint William Winters as Member of the Compensation Committee
8.4
ForForRatify PricewaterhouseCoopers AG as Auditors
9
ForForDesignate Peter Zahn as Independent Proxy 10
AgainstForTransact Other Business (Voting) 11
Novartis AG
Meeting Date: 02/27/2015 Country: Switzerland
Meeting Type: Annual
Page 577 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.60 per Share
3
ForForApprove CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
ForForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
5
ForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million
6.1
ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million
6.2
ForForApprove Remuneration Report 6.3
ForForReelect Joerg Reinhardt as Director and Board Chairman
7.1
ForForReelect Dimitri Azar as Director 7.2
ForForReelect Verena Briner as Director 7.3
ForForReelect Srikant Datar as Director 7.4
ForForReelect Ann Fudge as Director 7.5
ForForReelect Pierre Landolt as Director 7.6
ForForReelect Andreas von Planta as Director 7.7
ForForReelect Charles Sawyers as Director 7.8
ForForReelect Enrico Vanni as Director 7.9
ForForReelect William Winters as Director 7.10
ForForElect Nancy Andrews as Director 7.11
ForForAppoint Srikant Datar as Member of the Compensation Committee
8.1
ForForAppoint Ann Fudge as Member of the Compensation Committee
8.2
ForForAppoint Enrico Vanni as Member of the Compensation Committee
8.3
ForForAppoint William Winters as Member of the Compensation Committee
8.4
Page 578 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers AG as Auditors
9
ForForDesignate Peter Zahn as Independent Proxy 10
AgainstForTransact Other Business (Voting) 11
SPDR Gold Trust
Meeting Date: 02/27/2015 Country: USA
Meeting Type: Written Consent
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendment to Advisory Agreement For For
ForForApprove Amendment to Trust Indenture 2
Tata Motors Ltd.
Meeting Date: 02/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Rights Issue of Ordinary and 'A' Ordinary Shares
1
Jaiprakash Power Ventures Ltd.
Meeting Date: 02/28/2015 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
Page 579 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Power Ventures Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Scheme of Arrangement 1
TMK OAO
Meeting Date: 03/02/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR/GDR Holders
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with OJSC Sinarsky Pipe Plant
1
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with PJSC Seversky Tube Works
2
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with OJSC Taganrog Metallurgical Works
3
ForForApprove Related-Party Transaction(s) Re: Supply Contract(s) with OJSC Volzhsk Pipe Plant
4
AbstainForApprove Related-Party Transaction Re: Guarantee Agreement with Bank VTB
5
Banco Santander Brasil SA
Meeting Date: 03/03/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForElect Director as Board Chairman 1
ForForRatify Board of Directors 2
Page 580 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hologic, Inc.
Meeting Date: 03/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jonathan Christodoro For For
ForForElect Director Sally W. Crawford 1.2
ForForElect Director Scott T. Garrett 1.3
ForForElect Director David R. LaVance, Jr. 1.4
ForForElect Director Nancy L. Leaming 1.5
ForForElect Director Lawrence M. Levy 1.6
ForForElect Director Stephen P. MacMillan 1.7
ForForElect Director Samuel Merksamer 1.8
ForForElect Director Christiana Stamoulis 1.9
ForForElect Director Elaine S. Ullian 1.10
ForForElect Director Wayne Wilson 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
4
ForAgainstSubmit Shareholder Rights Plan (Poison Pill) to Shareholder Vote
5
Tata Motors Ltd.
Meeting Date: 03/03/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Rights Issue of Ordinary and 'A' Ordinary Shares
1
Page 581 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tekmira Pharmaceuticals Corporation
Meeting Date: 03/03/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition For Do Not Vote
Do Not Vote
ForAmend Articles 2
Do Not Vote
ForAdjourn Meeting 3
Do Not Vote
ForOther Business 4
The Sage Group plc
Meeting Date: 03/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Donald Brydon as Director 3
ForForRe-elect Neil Berkett as Director 4
ForForRe-elect Drummond Hall as Director 5
ForForRe-elect Steve Hare as Director 6
ForForRe-elect Jonathan Howell as Director 7
ForForElect Stephen Kelly as Director 8
ForForElect Inna Kuznetsova as Director 9
ForForRe-elect Ruth Markland as Director 10
ForForAppoint Ernst & Young LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Remuneration Report 13
Page 582 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Sage Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Performance Share Plan 18
AmerisourceBergen Corporation
Meeting Date: 03/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ornella Barra For For
ForForElect Director Steven H. Collis 1.2
ForForElect Director Douglas R. Conant 1.3
ForForElect Director Richard W. Gochnauer 1.4
ForForElect Director Richard C. Gozon 1.5
ForForElect Director Lon R. Greenberg 1.6
ForForElect Director Jane E. Henney 1.7
ForForElect Director Kathleen W. Hyle 1.8
ForForElect Director Michael J. Long 1.9
ForForElect Director Henry W. McGee 1.10
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProvide Right to Act by Written Consent 4
Canadian Western Bank
Meeting Date: 03/05/2015 Country: Canada
Meeting Type: Annual
Page 583 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canadian Western Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify KPMG LLP as Auditors For For
ForForElect Director Albrecht W.A. Bellstedt 2.1
ForForElect Director Andrew J. Bibby 2.2
ForForElect Director Christopher H. Fowler 2.3
ForForElect Director Linda M.O. Hohol 2.4
ForForElect Director Allan W. Jackson 2.5
ForForElect Director Robert A. Manning 2.6
ForForElect Director Sarah A. Morgan-Silvester 2.7
ForForElect Director Robert L. Phillips 2.8
ForForElect Director Raymond J. Protti 2.9
ForForElect Director Ian M. Reid 2.10
ForForElect Director H. Sanford Riley 2.11
ForForElect Director Alan M. Rowe 2.12
AgainstForAdvisory Vote on Executive Compensation Approach
3
Enghouse Systems Limited
Meeting Date: 03/05/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephen Sadler For For
ForForElect Director Eric Demirian 1b
ForForElect Director Reid Drury 1c
ForForElect Director John Gibson 1d
ForForElect Director Pierre Lassonde 1e
ForForElect Director Paul Stoyan 1f
Page 584 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enghouse Systems Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
TDC A/S
Meeting Date: 03/05/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Discharge of Management and Board 3
ForForApprove Allocation of Income and Dividends 4
ForForReelect Vagn Sørensen as Director 5a
ForForReelect Pierre Danon as Director 5b
ForForReelect Stine Bosse as Director 5c
ForForReelect Angus Porter as Director 5d
ForForReelect Søren Sørensen as Director 5e
ForForReelect Pieter Knook as Director 5f
ForForElect Benoit Scheen as New Director 5g
ForForRatify PricewaterhouseCoopers as Auditors 6
AgainstForAuthorize Share Repurchase Program 7a
ForForApprove Remuneration of Directors 7b
ForForAmend Articles Re: Board-Related 7c
Other Business 8
TransDigm Group Incorporated
Meeting Date: 03/05/2015 Country: USA
Meeting Type: Annual
Page 585 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TransDigm Group Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Dries For For
ForForElect Director W. Nicholas Howley 1.2
ForForElect Director Raymond Laubenthal 1.3
ForForElect Director Robert Small 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Wartsila Oyj
Meeting Date: 03/05/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.15 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 132,000 for Chairman, EUR 99,000 for Vice Chairman, and EUR 66,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Eight 11
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wartsila Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Sune Carlsson, Mikael Lilius, Risto Murto, Gunilla Nordstrom, and Markus Rauramo as Directors; Elect Tom Johnstone as New Director
12
ForForApprove Remuneration of Auditors 13
ForForRatify KPMG as Auditors 14
ForForAuthorize Share Repurchase Program 15a
ForForAuthorize Reissuance of Repurchased Shares 15b
Close Meeting 16
LG Uplus Corp.
Meeting Date: 03/06/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One NINED and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Wm Morrison Supermarkets plc
Meeting Date: 03/06/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Confirm the Payment of the Dividends; Authorise Off-Market Purchase; and Authorise the Directors to Enter into a Deed of Release
None For
Page 587 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Meeting Date: 03/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect V.R. Kaundinya as Independent Director 1
ForForElect P.R. Menon as Independent Director 2
ForForElect S.K. Barua as Independent Director 3
ForForElect S. Mittal as Independent Director 4
ForForElect I. Vittal as Independent Director 5
ForForElect R. Bhagat as Independent Director 6
ForForApprove Issuance of Long Term Bonds/Non-Convertible Debentures
7
Bank Of India Ltd
Meeting Date: 03/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares on a Preferential Basis to Investors
For For
HCL Technologies Ltd.
Meeting Date: 03/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Page 588 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HCL Technologies Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForIncrease Authorized Share Capital and Amend Memorandum of Association to Reflect Increase in Authorized Share Capital
1
ForForApprove Bonus Issue 2
China CNR Corporation Ltd
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AbstainForApprove Confirmation of the Satisfaction of the Conditions for Material Assets Reorganization Pursuant to the Company Law of the PRC, Securities Law of the PRC and Administrative Measures for the Material Asset Reorganisation of Listed Companies
1
AbstainForApprove Parties to the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.1
AbstainForApprove Method of the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.2
AbstainForApprove Name of the Post-Merger New Company in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.3
AbstainForApprove Share Exchange Targets in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.4
AbstainForApprove Class and Par Value of the Shares to be Issued Upon Share Exchange in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.5
AbstainForApprove Exchange Ratio and Exchange Price in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.6
AbstainForApprove Protection Mechanism for CNR Dissenting Shareholders in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.7
Page 589 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Protection Mechanism for CSR Dissenting Shareholders in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.8
AbstainForApprove Arrangements for Share Option Schemes in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.9
AbstainForApprove Arrangements for Employees in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.10
AbstainForApprove Assets Arrangement and Issue of Shares in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.11
AbstainForApprove Listing Arrangement of the New Shares to be Issued Under the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.12
AbstainForApprove Liabilities for Breach of Merger Agreement in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.13
AbstainForApprove Merger Agreement Becoming Effective in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.14
AbstainForApprove Implementation of the Merger in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.15
AbstainForApprove Effective Period of the Resolution in Relation to the Merger Proposal Between the Company and CSR Corporation Ltd.
2.16
AbstainForApprove Terms and Conditions and the Implementation of Transactions in Relation to the Merger Agreement
3
AbstainForApprove Draft Report and Summary for the Merger of CSR Corporation Ltd. and the Company
4
ForForAuthorize Board to Deal with Matters Relating to the Merger Agreement
5
AbstainForApprove Arrangements for Profit Distribution 6
AbstainForApprove Termination of Share Option Scheme Conditional Upon Completion of Merger Agreement
7
Page 590 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AbstainForApprove Merger Proposal Between the Company and CSR Corporation Ltd.
1
AbstainForApprove Termination of Share Option Scheme Conditional Upon the Completion of the Merger Agreement
2
AbstainForApprove Voluntary Withdrawal of Listing of the Company's H Shares from Hong Kong Stock Exchange Upon Satisfaction of the Implementation Conditions of the Merger Agreement
3
CSR Corporation Ltd.
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AbstainForApprove Satisfaction of Conditions for Material Assets Reorganization Pursuant to the Company Law of the PRC, Securities Law of the PRC and Administrative Measures for the Material Asset Reorganisation of Listed Companies
1
AbstainForApprove Parties to the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.1
AbstainForApprove Method of the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.2
AbstainForApprove Name of the Post-Merger New Company in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.3
AbstainForApprove Share Exchange Targets in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.4
Page 591 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Class and Par Value of the Shares to be Issued Upon Share Exchange in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.5
AbstainForApprove Exchange Ratio and Exchange Price in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.6
AbstainForApprove Protection Mechanism for Company's Dissenting Shareholders in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.7
AbstainForApprove Protection Mechanism for China CNR Corporation Limited Dissenting Shareholders in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.8
AbstainForApprove Arrangements for Share Option Schemes in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.9
AbstainForApprove Arrangements for Employees in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.10
AbstainForApprove Assets Arrangement and Issue of Shares in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.11
AbstainForApprove Listing Arrangement of the New Shares to be Issued Under the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.12
AbstainForApprove Liabilities for Breach of Merger Agreement in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.13
AbstainForApprove Merger Agreement Becoming Effective in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.14
AbstainForApprove Implementation of the Merger in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.15
AbstainForApprove Effective Period of the Resolution in Relation to the Merger Proposal Between the Company and China CNR Corporation Limited
2.16
AbstainForApprove Terms and Conditions and the Implementation of Transactions in Relation to the Merger Agreement
3
Page 592 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Draft Report and Summary for the Merger of China CNR Corporation Limited and the Company
4
AbstainForApprove Grant of Special Mandate to Issue H Shares and A Shares Pursuant to the Merger Agreement
5
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions in Relation to Merger Agreement
6
AbstainForApprove Arrangement of Distribution of Accumulated Profits and Dividends
7
AbstainForApprove Termination of Share Option Scheme Conditional Upon Completion of Merger Agreement
8
Do Not Vote
ForApprove Whitewash Waiver 9
CSR Corporation Ltd.
Meeting Date: 03/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AbstainForApprove Merger Proposal Between the Company and China CNR Corporation Limited Through Share Exchange
1
AbstainForApprove Issuance of H Shares and A Shares Pursuant to the Merger Agreement
2
AbstainForApprove Termination of Share Option Scheme Conditional Upon the Completion of the Merger Agreement
3
QUALCOMM Incorporated
Meeting Date: 03/09/2015 Country: USA
Meeting Type: Annual
Page 593 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QUALCOMM Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Barbara T. Alexander For For
ForForElect Director Donald G. Cruickshank 1b
ForForElect Director Raymond V. Dittamore 1c
ForForElect Director Susan Hockfield 1d
ForForElect Director Thomas W. Horton 1e
ForForElect Director Paul E. Jacobs 1f
ForForElect Director Sherry Lansing 1g
ForForElect Director Harish Manwani 1h
ForForElect Director Steven M. Mollenkopf 1i
ForForElect Director Duane A. Nelles 1j
ForForElect Director Clark T. 'Sandy' Randt, Jr. 1k
ForForElect Director Francisco Ros 1l
ForForElect Director Jonathan J. Rubinstein 1m
ForForElect Director Brent Scowcroft 1n
ForForElect Director Marc I. Stern 1o
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Anhui Conch Cement Company Ltd
Meeting Date: 03/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Jianguang as Director For For
Page 594 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Meeting Date: 03/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Tim Cook For For
ForForElect Director Al Gore 1.2
ForForElect Director Bob Iger 1.3
ForForElect Director Andrea Jung 1.4
ForForElect Director Art Levinson 1.5
ForForElect Director Ron Sugar 1.6
ForForElect Director Sue Wagner 1.7
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForAgainstReport on Risks Associated with Repeal of Climate Change Policies
5
ForAgainstAdopt Proxy Access Right 6
Banco Bradesco S.A.
Meeting Date: 03/10/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
AbstainNoneElect Director Nominated by Preferred Shareholders
1
ForNoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Page 595 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Joy Global Inc.
Meeting Date: 03/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward L. Doheny, II For For
ForForElect Director Steven L. Gerard 1.2
ForForElect Director Mark J. Gliebe 1.3
ForForElect Director John T. Gremp 1.4
ForForElect Director John Nils Hanson 1.5
ForForElect Director Gale E. Klappa 1.6
ForForElect Director Richard B. Loynd 1.7
ForForElect Director P. Eric Siegert 1.8
ForForElect Director James H. Tate 1.9
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tech Mahindra Ltd.
Meeting Date: 03/10/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Bonus Issue 1
ForForApprove Stock Split 2
ForForAmend Memorandum of Association to Reflect Changes in Capital
3
ForForAmend Articles of Association to Reflect Changes in Capital
4
Page 596 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Analog Devices, Inc.
Meeting Date: 03/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Ray Stata For For
ForForElect Director Vincent T. Roche 1b
ForForElect Director Jose E. Almeida 1c
ForForElect Director Richard M. Beyer 1d
ForForElect Director James A. Champy 1e
ForForElect Director Edward H. Frank 1f
ForForElect Director John C. Hodgson 1g
ForForElect Director Yves-Andre Istel 1h
ForForElect Director Neil Novich 1i
ForForElect Director Kenton J. Sicchitano 1j
ForForElect Director Lisa T. Su 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
MAXIMUS, Inc.
Meeting Date: 03/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard A. Montoni For For
ForForElect Director Raymond B. Ruddy 1.2
ForForElect Director Wellington E. Webb 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Page 597 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/12/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 1.2
ForForApprove Discharge of Board 1.3
ForForReelect José Antonio Fernández Rivero as Director
2.1
ForForReelect Belén Garijo López as Director 2.2
ForForReelect José Maldonado Ramos as Director 2.3
ForForReelect Juan Pi Llorens as Director 2.4
ForForElect José Miguel Andrés Torrecillas as Director
2.5
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 250 Billion
3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
AgainstForAmend Articles Re: General Meetings 5.1
ForForAdd Article 39 bis and Amend Articles Re: Board Related
5.2
ForForAmend Article 48 Re: Audit Committee 5.3
AgainstForAmend Articles of General Meeting Regulations
6
ForForApprove Remuneration Policy 7
ForForFix Maximum Variable Compensation Ratio 8
ForForRenew Appointment of Deloitte as Auditor 9
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
ForForAdvisory Vote on Remuneration Policy Report 11
Page 598 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DSV A/S
Meeting Date: 03/12/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Remuneration for Nomination and Remuneration Committees
2.1
ForForApprove Remuneration of Directors for 2014 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors
3
ForForApprove Allocation of Income and Dividends of DKK 1.60 Per Share
4
AbstainForReelect Kurt Larsen as Director 5.1
ForForReelect Annette Sadolin as Director 5.2
ForForReelect Birgit Norgaard as Director 5.3
ForForReelect Thomas Plenborg as Director 5.4
ForForReelect Robert Kledal as Director 5.5
ForForElect Jorgen Moller as New Director 5.6
ForForRatify Ernst & Young as Auditors 6
ForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.1
ForForApprove DKK 2 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
7.2
ForForAuthorize Share Repurchase Program 7.3
ForForApprove Issuance of Convertible Bonds without Preemptive Rights
7.4
ForForAmend Articles Re: Remove Directors Retirement Age
7.5
ForForApprove Publication of Annual Reports in English
7.6
Other Business 8
Page 599 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F5 Networks, Inc.
Meeting Date: 03/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director A. Gary Ames For For
ForForElect Director Sandra Bergeron 1b
ForForElect Director Jonathan Chadwick 1c
ForForElect Director Michael Dreyer 1d
ForForElect Director Peter Klein 1e
ForForElect Director Stephen Smith 1f
ForForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
National Fuel Gas Company
Meeting Date: 03/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Philip C. Ackerman For For
ForForElect Director Stephen E. Ewing 1.2
AgainstForAmend By-Law Disqualifying Directors Who Accept Certain Compensation From a Third Party
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForRatify PricewaterhouseCoopers LLP as Auditors
5
AgainstAgainstRequest the Board to Spin off Utility Segment 6
Page 600 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Fuel Gas Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstAmend EEO Policy to Prohibit Discrimination Based on Gender Identity and Expression
7
SGS SA
Meeting Date: 03/12/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 68 per Share
3
AgainstForReelect Sergio Marchionne as Director 4.1a
AgainstForReelect Paul Desmarais as Director 4.1b
AgainstForReelect August von Finck as Director 4.1c
AgainstForReelect August Francois von Finck as Director 4.1d
AgainstForReelect Ian Gallienne as Director 4.1e
ForForReelect Cornelius Grupp as Director 4.1f
ForForReelect Peter Kalantzis as Director 4.1g
AgainstForReelect Christopher Kirk as Director 4.1h
AgainstForReelect Gerard Lamarche as Director 4.1i
ForForReelect Shelby du Pasquier as Director 4.1j
ForForElect Sergio Marchionne as Board Chairman 4.2
AgainstForAppoint August von Finck as Member of the Compensation Committee
4.3.1
AgainstForAppoint Ian Gallienne as Member of the Compensation Committee
4.3.2
ForForAppoint Shelby du Pasquier as Member of the Compensation Committee
4.3.3
ForForRatify Deloitte SA as Auditors 4.4
Page 601 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForDesignate Notaire Jeandin & Defacqz as Independent Proxy
4.5
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
5
ForForApprove Creation of CHF 500,000 Pool of Capital without Preemptive Rights
6
ForForApprove Remuneration of Board of Directors Until 2016 AGM in the Amount of CHF 2.1 Million
7.1
ForForApprove Maximum Fixed Remuneration of Operations Council for Fiscal 2016 in the Amount of CHF 9 Million
7.2
ForForApprove Annual Variable Remuneration of Operations Council for Fiscal 2014 in the Amount of CHF 5.6 Million
7.3
ForForApprove Remuneration of Executive Committee in the Amount of up to CHF 30 Million Under Long Term Incentive Plan
7.4
AgainstForTransact Other Business (Voting) 8
The Walt Disney Company
Meeting Date: 03/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan E. Arnold For For
ForForElect Director John S. Chen 1b
ForForElect Director Jack Dorsey 1c
ForForElect Director Robert A. Iger 1d
ForForElect Director Fred H. Langhammer 1e
ForForElect Director Aylwin B. Lewis 1f
ForForElect Director Monica C. Lozano 1g
ForForElect Director Robert W. Matschullat 1h
ForForElect Director Sheryl K. Sandberg 1i
ForForElect Director Orin C. Smith 1j
Page 602 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Walt Disney Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstRequire Independent Board Chairman 4
ForAgainstPro-rata Vesting of Equity Awards 5
Hyundai Mobis Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 603 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Steel Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Chem Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors, One NINED, and One Outside Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
LG Display Co.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements and Allocation of Income
1
Page 604 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Display Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Han Sang-Bum as Inside Director 2.a
ForForElect Kwon Dong-Il as Outside Director 2.b
ForForElect Hwang Sung-Sik as Outside Director 2.c
ForForElect Hwang Sung-Sik as Member of Audit Committee
3.a
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Household & Health Care Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
POSCO
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Shin Jae-Chul as Outside Director 2.1.1
ForForElect Kim Joo-Hyun as Outside Director 2.1.2
ForForElect Park Byung-Won as Outside Director 2.1.3
ForForElect Kim Joo-Hyun as Members of Audit Committee
2.2.1
ForForElect Kim Jin-Il as Inside Director 2.3.1
ForForElect Lee Young-Hoon as Inside Director 2.3.2
Page 605 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
POSCO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Oh In-Hwan as Inside Director 2.3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Electronics Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kim Han-Joong as Outside Director 2.1.1
ForForElect Lee Byung-Gi as Outside Director 2.1.2
ForForElect Kwon Oh-Hyun as Inside Director 2.2
ForForElect Kim Han-Joong as Member of Audit Committee
2.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Electronics Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Financial Statements and Allocation of Income
1
ForForElect Kim Han-Joong as Outside Director 2.1.1
ForForElect Lee Byung-Gi as Outside Director 2.1.2
ForForElect Kwon Oh-Hyun as Inside Director 2.2
ForForElect Kim Han-Joong as Member of Audit Committee
2.3
Page 606 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Electronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Life Insurance Co. Ltd.
Meeting Date: 03/13/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Four Outside Directors (Bundled) 2
ForForElect Yoon Yong-Ro as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Standard Life plc
Meeting Date: 03/13/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Value to Shareholders
For For
PT Bank Mandiri (Persero) Tbk
Meeting Date: 03/16/2015 Country: Indonesia
Meeting Type: Annual
Page 607 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Mandiri (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors 3
ForForApprove Remuneration of Directors and Commissioners
4
AgainstForAmend Articles of the Association 5
AgainstForElect Directors and Commissioners 6
The Toro Company
Meeting Date: 03/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Janet K. Cooper For For
ForForElect Director Gary L. Ellis 1.2
ForForElect Director Gregg W. Steinhafel 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Agilent Technologies, Inc.
Meeting Date: 03/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert J. Herbold For For
Page 608 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agilent Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Koh Boon Hwee 1.2
ForForElect Director Michael R. McMullen 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAmend Executive Incentive Bonus Plan 3
ForForDeclassify the Board of Directors 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Bankinter S.A.
Meeting Date: 03/18/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAmend Articles Re: General Meetings 4.1
ForForAmend Articles Re: Board 4.2
ForForAmend Articles Re: Director Remuneration 4.3
ForForAmend Articles Re: Technical Adjustments 4.4
ForForAmend Articles of General Meeting Regulations
5
ForForRenew Appointment of Deloitte as Auditor 6
ForForElect Rosa García García as Director 7.1
ForForRatify Appointment of and Elect María Teresa Pulido Mendoza as Director
7.2
ForForReelect María Dolores Dancausa as Director 7.3
ForForFix Number of Directors at 10 7.4
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
8
Page 609 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors 9.1
ForForApprove Deferred Share Bonus Plan 9.2
ForForFix Maximum Variable Compensation Ratio 9.3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
10
ForForAdvisory Vote on Remuneration Policy Report 11
Receive Amendments to Board of Directors' Regulations
12
Danske Bank A/S
Meeting Date: 03/18/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividend of DKK 5.50 per Share
3
ForForReelect Ole Andersen as Director 4.1
ForForReelect Urban Bäckström as Director 4.2
ForForReelect Lars Förberg as Director 4.3
ForForReelect Jørn Jensen as Director 4.4
ForForReelect Rolv Ryssdal as Director 4.5
ForForReelect Carol Sergeant as Director 4.6
ForForReelect Jim Snabe as Director 4.7
ForForReelect Trond Westlie as Director 4.8
ForForRatify Deloitte as Auditors 5
ForForReduce Authorization to Create Pool of Capital with Preemptive Rights to DKK 2 Billion
6.1
ForForAmend Articles Re: Delete Reference to Hybrid Core Capital
6.2
Page 610 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles Re: Delete References to Several Secondary Names
6.3
ForForAuthorize Share Repurchase Program 7
ForForApprove Remuneration of Directors for 2015 8
Shareholder Proposals Submitted by Leon Mathiasen, Jens Jepsen, and Wismann Property Consult A/S
AgainstAgainstRequire Official Annual Report to be Prepared in Danish or Alternatively Fly Danish Flag as Half-Mast at Branches Until 2016 AGM
9
AgainstAgainstRequire Layout and Content Used in 2012 for Annual Summary Going Forward
10
AgainstAgainstRequire Chairman to Allow Equal Access for Everyone Making Proposals at General Meetings to Technical Facilities
11.1
AgainstAgainstRequire Introduction of New and More Informative Reporting of Staff Costs Broken Down by Gender
11.2
AgainstAgainstAmend Reporting of All Taxable Benefits 11.3
AgainstAgainstBreak Down Future Disclosure of Item in Note 9 of 2014 Annual Report
11.4
Hewlett-Packard Company
Meeting Date: 03/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Marc L. Andreessen For For
ForForElect Director Shumeet Banerji 1b
ForForElect Director Robert R. Bennett 1c
ForForElect Director Rajiv L. Gupta 1d
ForForElect Director Klaus Kleinfeld 1e
ForForElect Director Raymond J. Lane 1f
ForForElect Director Ann M. Livermore 1g
ForForElect Director Raymond E. Ozzie 1h
Page 611 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hewlett-Packard Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Gary M. Reiner 1i
ForForElect Director Patricia F. Russo 1j
ForForElect Director James A. Skinner 1k
ForForElect Director Margaret C. Whitman 1l
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProvide Right to Act by Written Consent 4
Pandora A/S
Meeting Date: 03/18/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Remuneration of Directors for 2014 3.1
ForForApprove Remuneration of Directors for 2015 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work
3.2
ForForApprove Allocation of Income and Dividends of DKK 9.00 Per Share
4
ForForApprove Discharge of Management and Board 5
ForForApprove DKK 5.8 Million Reduction in Share Capital
6.1
AgainstForAuthorize Share Repurchase Program 6.2
ForForAmend Articles Re: Board-Related 6.3
ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
6.4
ForForReelect Peder Tuborgh (Chairman) as Director 7.1
Page 612 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pandora A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Christian Frigast (Vice Chairman) as Director
7.2
ForForElect Allan Leighton as New Director 7.3
ForForReelect Andrea Alvey as Director 7.4
ForForReelect Ronica Wang as Director 7.5
ForForReelect Anders Boyer-Sogaard as Director 7.6
ForForReelect Bjorn Gulden as Director 7.7
ForForReelect Per Bank as Director 7.8
ForForReelect Michael Sorensen as Director 7.9
AbstainForRatify Ernst & Young as Auditors 8
Other Business 9
Starbucks Corporation
Meeting Date: 03/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Howard Schultz For For
ForForElect Director William W. Bradley 1b
ForForElect Director Robert M. Gates 1c
ForForElect Director Mellody Hobson 1d
ForForElect Director Kevin R. Johnson 1e
ForForElect Director Olden Lee 1f
ForForElect Director Joshua Cooper Ramo 1g
ForForElect Director James G. Shennan, Jr. 1h
ForForElect Director Clara Shih 1i
ForForElect Director Javier G. Teruel 1j
ForForElect Director Myron E. Ullman, III 1k
ForForElect Director Craig E. Weatherup 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 613 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstAgainstAmend Bylaws to Establish a Board Committee on Sustainability
4
ForAgainstRequire Independent Board Chairman 5
CRH plc
Meeting Date: 03/19/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Certain Assets Being Disposed of By Lafarge S.A. and Holcim Ltd
For Abstain
Givaudan SA
Meeting Date: 03/19/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Allocation of Income and Dividends of CHF 50 per Share
3
ForForApprove Discharge of Board and Senior Management
4
ForForAmend Articles Re: Shareholder Resolutions Requiring a Qualified Majority
5.1
ForForAmend Articles Re: Qualification of Auditors 5.2
ForForReelect Juerg Witmer as Director 6.1.1
ForForReelect Andre Hoffmann as Director 6.1.2
ForForReelect Lilian Biner as Director 6.1.3
ForForReelect Peter Kappeler as Director 6.1.4
Page 614 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Thomas Rufer as Director 6.1.5
ForForReelect Werner Bauer as Director 6.1.6
ForForReelect Calvin Grieder as Director 6.1.7
ForForElect Michael Carlos as Director 6.2.1
ForForElect Ingrid Deltenre as Director 6.2.2
ForForElect Juerg Witmer as Board Chairman 6.3
ForForAppoint Andre Hoffmann as Member of the Compensation Committee
6.4.1
ForForAppoint Peter Kappeler as Member of the Compensation Committee
6.4.2
ForForAppoint Werner Bauer as Member of the Compensation Committee
6.4.3
ForForDesignate Manuel Isler as Independent Proxy 6.5
ForForRatify Deloitte SA as Auditors 6.6
ForForApprove Maximum Remuneration of Board of Directors Until 2016 AGM in the Amount of CHF 3.3 Million
7.1
ForForApprove Short Term Variable Remuneration of Executive Committee for Fiscal 2014 in the Amount of CHF 2.3 Million
7.2.1
ForForApprove Fixed and Long Term Remuneration of Executive Committee for Fiscal 2015 in the Amount of CHF 15.5 Million
7.2.2
AgainstForTransact Other Business (Voting) 8
GN Store Nord A/S
Meeting Date: 03/19/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
ForForApprove Allocation of Income and Dividends of DKK 0.90 Per Share
3
Page 615 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors in the Amount of DKK 750,000 for Chairman, DKK 500,000 for Vice Chairman, and DKK 250,000 for Other Members; Approve Remuneration for Committee Work
4
ForForReelect Per Wold-Olsen as Director 5.1
ForForReelect William Hoover as Director 5.2
ForForReelect Wolfgang Reim as Director 5.3
ForForReelect Carsten Thomsen as Director 5.4
ForForReelect Helene Barnekow as Director 5.5
ForForElect Ronica Wang as New Director 5.6
ForForRatify Ernst & Young as Auditors 6
ForForAuthorize Share Repurchase Program 7.1
ForForApprove DKK 23.3 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly
7.2
AgainstForExtend Board's Authorizations to Create up to DKK 125 Million Pool of Capital Without Preemptive Rights until April 30, 2016
7.3
Other Proposals From Shareholders (None Submitted)
8
Other Business 9
Keysight Technologies, Inc.
Meeting Date: 03/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald S. Nersesian For For
ForForElect Director Charles J. Dockendorff 1.2
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForApprove Omnibus Stock Plan 3
AgainstForApprove Executive Incentive Bonus Plan 4
Page 616 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keysight Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
One YearOne YearAdvisory Vote on Say on Pay Frequency 6
LG Electronics Inc.
Meeting Date: 03/19/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Outside Directors (Bundled) 2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Mallinckrodt plc
Meeting Date: 03/19/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Melvin D. Booth For For
ForForElect Director Don M. Bailey 1b
ForForElect Director David R. Carlucci 1c
ForForElect Director J. Martin Carroll 1d
ForForElect Director Diane H. Gulyas 1e
ForForElect Director Nancy S. Lurker 1f
ForForElect Director JoAnn A. Reed 1g
ForForElect Director Angus C. Russell 1h
ForForElect Director Virgil D. Thompson 1i
Page 617 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mallinckrodt plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Mark C. Trudeau 1j
ForForElect Director Kneeland C. Youngblood 1k
ForForElect Director Joseph A. Zaccagnino 1l
ForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForForAuthorize Share Repurchase up to 10 Percent of Issued Share Capital
5
ForForAuthorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares
6
ForForAuthorize the Holding of the 2016 AGM at a Location Outside Ireland
7
Nordea Bank AB
Meeting Date: 03/19/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForPrepare and Approve List of Shareholders 2
ForForApprove Agenda of Meeting 3
ForForDesignate Inspector(s) of Minutes of Meeting 4
ForForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.62 Per Share
8
ForForApprove Discharge of Board and President 9
ForForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Page 618 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Auditors at One 11
ForForApprove Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors
13
ForForRatify Ohrlings PricewaterhouseCoopers as Auditors
14
ForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForForApprove Issuance of Convertible Instruments without Preemptive Rights
16
ForForAuthorize Share Repurchase Program 17a
ForForAuthorize Reissuance of Repurchased Shares 17b
ForForAuthorize Repurchase of Shares in Connection with Securities Trading
18
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Shareholder Proposals Submitted by Thorwald Arvidsson
AgainstNoneAuthorize the Board of Directors to Decide on Redemption of all C-Shares
20a
AgainstNoneAmend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote
20b
AgainstNoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
20c
AgainstNoneInstruct Board to Establish Shareholders Association in Nordea
20d
AgainstNoneSpecial Examination Regarding Nordea's Values and the Legal-Ethical Rules
20e
Page 619 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Meeting Date: 03/19/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports for 2014
2
ForForApprove Remuneration of Directors for 2014 3.1
ForForApprove Remuneration of Directors for 2015 3.2
ForForApprove Allocation of Income and Dividends of DKK 5.00 Per Share
4
ForForElect Göran Ando as Director and Chairman 5.1
ForForElect Jeppe Christiansen as Director and Deputy Chairman
5.2
ForForElect Bruno Angelici as Director 5.3a
ForForElect Sylvie Grégoire as Director 5.3b
ForForElect Liz Hewitt as Director 5.3c
ForForElect Thomas Koestler as Director 5.3d
ForForElect Eivind Kolding as Director 5.3e
ForForElect Mary Szela as Director 5.3f
ForForRatify PricewaterhouseCooper as Auditors 6
ForForApprove Reduction in Share Capital 7.1
AgainstForAuthorize Share Repurchase Program 7.2
ForForAmend Articles Re: Distribution of Extraordinary Dividends
7.3
ForForApprove Revised Remuneration Principles 7.4
Other Business 8
Persimmon plc
Meeting Date: 03/19/2015 Country: United Kingdom
Meeting Type: Special
Page 620 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Persimmon plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Cash to Shareholders
For For
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/19/2015 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income 2
ForForApprove Remuneration of Directors and Commissioners
3
ForForApprove Auditors 4
AgainstForAmend Articles of the Association 5
AgainstForElect Directors and Commissioners 6
Souza Cruz S.A.
Meeting Date: 03/19/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year ended Dec 31, 2014
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Remuneration of Company's Management
3
ForForInstall Fiscal Council 4
ForForElect Fiscal Council Members and Approve their Remuneration
5
Page 621 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sylogist Ltd.
Meeting Date: 03/19/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Four For For
ForForElect Director James D. Wilson 2.1
ForForElect Director Ronald P. Cherkas 2.2
ForForElect Director C. Fraser Elliott 2.3
ForForElect Director David O.C. Elder 2.4
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForRe-approve Stock Option Plan 4
CJ O Shopping Co. Ltd.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Shin Hyun-Jae as Inside Director 2.1
ForForElect Kim Il-Chun as Inside Director 2.2
ForForElect Seo Jang-Won as Inside Director 2.3
ForForElect Kim Jong-Bin as Outside Director 2.4
ForForElect Kim In-Gyu as Outside Director 2.5
ForForElect Kim Jong-Bin as Member of Audit Committee
3.1
ForForElect Kim In-Gyu as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAmend Articles of Incorporation 5
Page 622 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dongbu Insurance Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Japan Tobacco Inc
Meeting Date: 03/20/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For For
ForForAppoint Statutory Auditor Nakamura, Futoshi 2.1
ForForAppoint Statutory Auditor Kojima, Tomotaka 2.2
ForForAppoint Statutory Auditor Imai, Yoshinori 2.3
ForForAppoint Statutory Auditor Obayashi, Hiroshi 2.4
ForForAppoint Alternate Statutory Auditor Masaki, Michio
3
AgainstAgainstApprove Alternate Income Allocation, with a Final Dividend of JPY 150
4
ForAgainstAuthorize Share Repurchase of Up To 40 Million Shares in the Coming Year
5
KCC Corp.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Page 623 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KCC Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For Against
ForForElect Two Inside Directors (Bundled) 2.1
ForForElect Two Outside Directors (Bundled) 2.2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kia Motors Corporation
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Korea Zinc Co Ltd
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
Page 624 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Zinc Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Lotte Chilsung Beverage Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Jae-Hyuk as Inside Director 3.1
ForForElect Ahn Tae-Sik as Outside Director 3.2
ForForElect Ahn Tae-Sik as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForApprove Terms of Retirement Pay 6
Lotte Confectionery Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Three Outside Directors (Bundled) 2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForApprove Terms of Retirement Pay 5
Page 625 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Meeting Date: 03/20/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends of CHF 2.20 per Share and Participation Certificate
2
ForForApprove Discharge of Board and Senior Management
3
AgainstForApprove Fixed Remuneration of Board of Directors for the 2015 Financial Year in the Amount of CHF 8.1 Million
4.1
AgainstForApprove Fixed Remuneration of Executive Management for the 2015 Financial Year in the Amount of CHF 7.7 Million
4.2
AgainstForApprove Annual Variable Remuneration of Board of Directors for Financial Year 2014 in the Amount of CHF 6.5 Million
4.3
AgainstForApprove Annual Variable Remuneration of Executive Management for Financial Year 2014 in the Amount of CHF 11.53 Million
4.4
ForForElect Patrice Bula as Director 5.1
ForForReelect Alfred Schindler as Director and Chairman of the Board of Directors
5.2
ForForReelect Pius Baschera as Director and Member of the Remuneration Committee
5.3.1
ForForReelect Rudolf Fischer as Director and Member of the Remuneration Committee
5.3.2
ForForReelect Rolf Schweiger as Director and Member of the Remuneration Committee
5.3.3
ForForReelect Monika Buetler as Director 5.4.1
ForForReelect Carole Vischer as Director 5.4.2
ForForReelect Luc Bonnard as Director 5.4.3
ForForReelect Karl Hofstetter as Director 5.4.4
ForForReelect Anthony Nightingale as Director 5.4.5
ForForReelect Juergen Tinggren as Director 5.4.6
ForForReelect Klaus Wellershoff as Director 5.4.7
ForForDesignate Adrian von Segesser as Independent Proxy
5.5
Page 626 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Ernst & Young AG as Auditors 5.6
ForForApprove CHF 11,855 Reduction in Share Capital via Cancellation of Repurchased Shares
6.1
ForForApprove CHF 382,222 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates
6.2
AgainstForTransact Other Business (Voting) 7
SK Holdings Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Kwon Oh-Ryong as Outside Director 2
ForForElect Kwon Oh-Ryong as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Hynix Inc.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Park Sung-Wook as Inside Director 2
ForForElect Kim Doo-Gyung as Outside Director 3.1
ForForElect Park Young-Joon as Outside Director 3.2
Page 627 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Hynix Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Dae-Il as Outside Director 3.3
ForForElect Lee Chang-Yang as Outside Director 3.4
ForForElect Kim Doo-Gyung as Member of Audit Committee
4.1
ForForElect Kim Dae-Il as Member of Audit Committee
4.2
ForForElect Lee Chang-Yang as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Telecom Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jang Dong-Hyun as Inside Director 3
ForForElect Lee Jae-Hoon as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Telecom Co.
Meeting Date: 03/20/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements and Allocation of Income
1
Page 628 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Telecom Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation 2
ForForElect Jang Dong-Hyun as Inside Director 3
ForForElect Lee Jae-Hoon as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Indian Bank Limited
Meeting Date: 03/23/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India (President of India)
For For
Abertis Infraestructuras S.A
Meeting Date: 03/24/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForAuthorize Capitalization of Reserves for Bonus Issue
4
ForForChange Location of Registered Office and Amend Article 3 Accordingly
5
ForForAmend Article 3 bis Re: Company Website 6.1
ForForAmend Article 4 Re: Corporate Purpose 6.2
ForForAmend Articles 6.3
ForForAmend Articles 6.4
Page 629 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abertis Infraestructuras S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Restated Articles of Association 6.5
ForForAmend Articles of General Meeting Regulations
7.1
ForForApprove New General Meeting Regulations 7.2
Receive Amendments to Board of Directors' Regulations
8
AgainstForRatify Appointment of and Elect Grupo Villar Mir SA as Director
9.1
ForForReelect Francisco Reynés Massanet as Director
9.2
ForForReelect Miguel Ángel Gutiérrez Méndez as Director
9.3
ForForRenew Appointment of Deloitte as Auditor 10
ForForAdvisory Vote on Remuneration Policy Report 11
ForForAuthorize Board to Ratify and Execute Approved Resolutions
12
Bridgestone Corp.
Meeting Date: 03/24/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
For For
ForForElect Director Tsuya, Masaaki 2.1
ForForElect Director Nishigai, Kazuhisa 2.2
ForForElect Director Zaitsu, Narumi 2.3
ForForElect Director Tachibana Fukushima, Sakie 2.4
ForForElect Director Scott Trevor Davis 2.5
ForForElect Director Okina, Yuri 2.6
ForForElect Director Unotoro, Keiko 2.7
ForForAppoint Statutory Auditor Masuda, Kenichi 3
AgainstForApprove Annual Bonus Payment to Directors 4
ForForApprove Deep Discount Stock Option Plan 5
Page 630 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Meeting Date: 03/24/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports; Approve Allocation of Income
2
AgainstForAuthorize Share Repurchase Program 3
ForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4
AbstainForElect Members of Committee of Representatives for Electoral Region East
5
AbstainForReelect Rina Asmussen as Supervisory Board Director
6
ForForRatify Auditors 7
Other Business 8
Orion Oyj
Meeting Date: 03/24/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.30 Per Share
8
Page 631 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orion Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees
10
ForForFix Number of Directors at Seven 11
ForForReelect Sirpa Jalkanen, Eero Karvonen, Timo Maasilta, Mikael Silvennoinen, Hannu Syrjänen (Chairman), Heikki Westerlund, and Jukka Ylppö as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify PricewaterhouseCoopers as Auditors 14
Close Meeting 15
State Bank Of India
Meeting Date: 03/24/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Valener Inc.
Meeting Date: 03/24/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mary-Ann Bell For For
ForForElect Director Nicolle Forget 1.2
ForForElect Director Francois Gervais 1.3
ForForElect Director Pierre Monahan 1.4
ForForElect Director Real Sureau 1.5
Page 632 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Valener Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 03/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Equity Participation in Chongqing Auto Finance Co., Ltd.
1
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
AgainstNoneElect Zhang Dongjun as Non-Independent Director
2.1
AgainstNoneElect Zhou Zhiping as Non-Independent Director
2.2
Getinge AB
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Page 633 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Consolidated Financial Statements and Statutory Reports
7b
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7c
Receive Board's Dividend Proposal 7d
Receive Board and Board Committee Reports 8
Receive President's Report 9
ForForAccept Financial Statements and Statutory Reports
10
ForForApprove Allocation of Income and Dividends of SEK 2.80 Per Share
11
ForForApprove Discharge of Board and President 12
ForForDetermine Number of Directors (8) and Deputy Directors (0) of Board
13
ForForApprove Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work
14
ForForReelect Carl Bennet (Chairman), Johan Bygge, Cecilia Wennborg, Carola Lemne, Malin Persson, Johan Stern, and Maths Wahlstrom as Directors; Elect Alex Myers as New Director
15
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Close Meeting 17
Kao Corp.
Meeting Date: 03/25/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 36
For For
ForForAmend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors
2
Page 634 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kao Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Sawada, Michitaka 3.1
ForForElect Director Yoshida, Katsuhiko 3.2
ForForElect Director Takeuchi, Toshiaki 3.3
ForForElect Director Kadonaga, Sonosuke 3.4
ForForElect Director Nagashima, Toru 3.5
ForForElect Director Oku, Masayuki 3.6
ForForAppoint Statutory Auditor Numata, Toshiharu 4
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/25/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Cho Yong-Byung as Non-independent Non-executive Director
3.1
ForForElect Ko Boo-In as Outside Director 3.2
ForForElect Kwon Tae-Eun as Outside Director 3.3
ForForElect Kim Suk-Won as Outside Director 3.4
ForForElect Namgoong Hoon as Outside Director 3.5
ForForElect Park Chul as Outside Director 3.6
ForForElect Lee Sang-Gyung as Outside Director 3.7
ForForElect Hirakawa Yuki as Outside Director 3.8
ForForElect Philippe Avril as Outside Director 3.9
ForForElect Kwon Tae-Eun as Member of Audit Committee
4.1
ForForElect Kim Suk-Won as Member of Audit Committee
4.2
ForForElect Lee Man-Woo as Member of Audit Committee
4.3
Page 635 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lee Sang-Gyung as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForForAccept Financial Statements and Statutory Reports
9
ForForApprove Allocation of Income and Dividends of SEK 4.75 Per Share
10
ForForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
ForForDetermine Number of Directors(11); Determine Number of Auditors (1)
13
ForForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 825,000 for the Vice Chairmen, and SEK 650,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
Page 636 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
ForForRatify PricewaterhouseCoopers as Auditors 16
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForForApprove Profit Sharing Program 18a
ForForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18b
ForForAuthorize Share Repurchase Program 19a
ForForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
ForForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2015 Long-Term Equity Programmes
19c
ForForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Thorwald Arvidsson
AgainstNoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
21a
AgainstNoneInstruct Board to Establish Shareholders Association in Skandinaviska Enskilda Banken
21b
AgainstNoneAmend Article of Association to the Effect that Class A Shares and Class C-Shares Confer One Vote
22
AgainstNoneRequire a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Compnaies Act on Executive Remuneration
23
Close Meeting 24
Svenska Handelsbanken AB
Meeting Date: 03/25/2015 Country: Sweden
Meeting Type: Annual
Page 637 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and an Aggregate Dividend of SEK 17.50 Per Share
9
ForForApprove Discharge of Board and President 10
ForForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
ForForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
ForForApprove 3:1 Stock Split; Amend Articles of Association Accordingly
13
AgainstForDetermine Number of Directors (10) 14
ForForDetermine Number of Auditors (2) 15
ForForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 640,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
16
AgainstForReelect Anders Nyren, Fredrik Lundberg, Jon Baksaas, Par Boman (Chairman), Tommy Bylund, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors; Elect Lise Kaae and Frank Vang-Jensen as New Directors
17
ForForRatify KPMG and Ernst & Young as Auditors 18
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Page 638 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Thorwald Arvidsson
AgainstNoneAmend Article of Association: Both Class A Shares and Class B Shares Carry One Vote
21
AgainstNoneAssign Board to Investigate the Voting Rights Limitation Stated in Section 12 and Authorize the Board to Submit a Proposal for an Amendment
22
AgainstNoneInstruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act
23
AgainstNoneInstruct Board to Establish Shareholders Association in Handelsbanken
24
AgainstNoneRequire a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act
25
Close Meeting 26
Akbank T.A.S.
Meeting Date: 03/26/2015 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForOpen Meeting and Elect Presiding Council of Meeting
1
ForForAccept Board Report 2
ForForAccept Audit Report 3
ForForAccept Financial Statements 4
ForForApprove Discharge of Board 5
ForForApprove Allocation of Income 6
AgainstForElect Directors 7
ForForApprove Director Remuneration 8
Page 639 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Akbank T.A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify External Auditors 9
ForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
10
ForForApprove Upper Limit of Donations for 2015 11
Receive Information on Charitable Donations 12
Andritz AG
Meeting Date: 03/26/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
ForForApprove Allocation of Income 2
ForForApprove Discharge of Management Board 3
ForForApprove Discharge of Supervisory Board 4
ForForApprove Remuneration of Supervisory Board Members
5
ForForRatify Auditors 6
ForForElect Kurt Stiassny as Supervisory Board Member
7.1
ForForElect Fritz Oberlerchner as Supervisory Board Member
7.2
Aviva plc
Meeting Date: 03/26/2015 Country: United Kingdom
Meeting Type: Special
Page 640 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aviva plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Friends Life Group Limited
For Abstain
AbstainForAuthorise Issue of Shares Pursuant to the Acquisition
2
Banco Santander S.A.
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForRatify Appointment of and Elect Carlos Fernández González as Director
3.A
ForForReelect Sol Daurella Comadrán as Director 3.B
ForForReelect Bruce Carnegie-Brown as Director 3.C
ForForReelect José Antonio Álvarez Álvarez as Director
3.D
ForForReelect Juan Rodríguez Inciarte as Director 3.E
ForForReelect Matías Rodríguez Inciarte as Director 3.F
ForForReelect Juan Miguel Villar Mir as Director 3.G
ForForReelect Guillermo de la Dehesa Romero as Director
3.H
ForForRenew Appointment of Deloitte as Auditor 4
ForForAmend Articles Re: Competence of General Shareholders Meeting
5.A
ForForAmend Articles Re: Board of Directors 5.B
ForForAmend Articles Re: Annual Corporate Governance Report and Corporate Website
5.C
ForForAmend Articles Re: Financial Statements and Distribution of Results
5.D
Page 641 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of General Meeting Regulations Re: Powers, Call and Preparation
6.A
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
6.B
ForForApprove Capital Raising 7
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
8
ForForAuthorize Capitalization of Reserves for Scrip Dividends
9.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
9.B
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
10.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
10.B
ForForApprove Remuneration Policy 11
ForForApprove Remuneration of Directors 12
ForForFix Maximum Variable Compensation Ratio 13
ForForApprove Deferred Share Bonus Plan 14.A
ForForApprove Performance Shares Plan 14.B
ForForApprove Employee Stock Purchase Plan 14.C
ForForAuthorize Board to Ratify and Execute Approved Resolutions
15
ForForAdvisory Vote on Remuneration Policy Report 16
Bank of Baroda Ltd.
Meeting Date: 03/26/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India
For For
Page 642 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brookfield Property Partners LP
Meeting Date: 03/26/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Unit Option Plan For For
Carlsberg
Meeting Date: 03/26/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
ForForApprove Allocation of Income and Dividends of DKK 9.00 Per Share
3
ForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4
ForForReelect Flemming Besenbacher as Director 5.a
ForForReelect Richard Burrows as Director 5.b
ForForReelect Donna Cordner as Director 5.c
ForForReelect Elisabeth Fleuriot as Director 5.d
ForForReelect Cornelis van der Graaf as Director 5.e
ForForReelect Carl Bache as Director 5.f
ForForReelect Soren-Peter Olesen as Director 5.g
ForForReelect Nina Smith as Director 5.h
ForForReelect Lars Stemmerik as Director 5.i
ForForElect Lars Sorensen as Director 5.j
ForForRatify KPMG as Auditors 6
Page 643 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015 Country: Mexico
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Annual Meeting
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Special Meeting
ForForAmend Articles Re: Corporate Purpose, Adoption of Electronic System, Redundancy in Minority Rights, Authorization of Share Repurchases, and Improvement of Corporate Governance; Approve Restated Bylaws, and Exchange and Cancellation of Share Certificates
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of New H Shares For Against
Page 644 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Galaxy Securities Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Extension of Validity Period of A Share Offering Plan
2
ForForApprove Extension of Validity Period of Authorization for the Board to Deal with Relevant Matters Concerning the A Share Offering
3
AgainstForApprove Amendments to the Articles of Association
4
AgainstForAmend Rules and Procedures Regarding General Meetings of Shareholders
5
ForForApprove Issuance of Short-Term Notes 6
ForForApprove Issuance of Corporate Bonds 7
ForForApprove the Amendments to the Authorization Plan
8
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove New H Share Issue 1
AgainstForApprove Extension of Validity Period of A Share Offering Plan
2
ForForApprove Extension of Validity Period of Authorization for the Board to Deal with Relevant Matters Concerning the A Share Offering
3
AgainstForApprove Amendments to Articles of Association
4
AgainstForApprove Amendments to Rules of Procedure of the Shareholders' General Meeting of the Company
5
Ecopetrol S.A.
Meeting Date: 03/26/2015 Country: Colombia
Meeting Type: Annual
Page 645 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Safety Guidelines/Open Meeting 1
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
Present Board of Directors' Report Re: CEO's Evaluation and Corporate Governance Compliance Code
8
Present Directors' and CEO's Reports 9
Receive Report from Representative of Minority Shareholders
10
Receive Consolidated and Individual Financial Statements
11
Receive Auditor's Report 12
ForForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForForApprove Dividends 14
ForForAppoint Auditors and Fix Their Remuneration 15
ForForElect Directors 16
ForForAmend Regulations on General Meetings 17
ForForAmend Bylaws 18
Transact Other Business (Non-Voting) 19
Electrolux AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Page 646 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForPrepare and Approve List of Shareholders 2
ForForApprove Agenda of Meeting 3
ForForDesignate Inspector(s) of Minutes of Meeting 4
ForForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Receive President's Report 7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Discharge of Board and President 9
ForForApprove Allocation of Income and Dividends of SEK 6.50 Per Share; Set Record Date for Dividends
10
ForForDetermine Number of Directors (9) and Deputy Directors of Board (0); Receive Nomination Committee's Report
11
ForForApprove Remuneration of Directors in the Amount of SEK 2 Million for Chairman, SEK 640,000 for Vice Chairman, and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work
12
AgainstForReelect Lorna Davis, Petra Hedengran, Hasse Johansson, Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Sorensen as Directors
13
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
ForForApprove 2015 LTIP 15
ForForAuthorize Share Repurchase Program 16a
ForForAuthorize Reissuance of Repurchased Class B Shares
16b
ForForAuthorize Transfer of up to 400,000 Class B Shares in Connection with 2013 Share Program
16c
Close Meeting 17
Page 647 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elisa Corporation
Meeting Date: 03/26/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.32 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Amount of EUR 9,000 for Chairman, EUR 6,000 for Vice Chairman, and EUR 5,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Six 11
ForForReelect Raimo Lind, Petteri Koponen, Leena Niemisto, Seija Turunen, Jaakko Uotila, and Mika Vehvilainen as Directors
12
AgainstForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at One 14
ForForRatify KPMG as Auditors 15
ForForAuthorize Share Repurchase Program 16
Close Meeting 17
Enagas S.A.
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Page 648 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enagas S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
ForForReelect Sultan Hamed Khamis Al Burtamani as Director
5.1
ForForReelect Luis Javier Navarro Vigil as Director 5.2
ForForAmend Article 7 Re: Share Capital and Shares 6.1
ForForAmend Articles Re: General Meetings 6.2
ForForAmend Articles Re: Board of Directors 6.3
ForForAmend Article 4 of General Meeting Regulations Re: Competences
7.1
ForForAmend Articles of General Meeting Regulations Re: Notice, Right to Information and Representation, and Development
7.2
ForForAmend Article 16 of General Meeting Regulations Re: Publication of Meeting Notices
7.3
ForForAuthorize Share Repurchase Program 8
ForForApprove Remuneration of Directors 9
ForForAdvisory Vote on Remuneration Policy Report 10
Receive Amendments to Board of Directors' Regulations
11
ForForAuthorize Board to Ratify and Execute Approved Resolutions
12
Ferrovial SA
Meeting Date: 03/26/2015 Country: Spain
Meeting Type: Annual
Page 649 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferrovial SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
ForForRatify Appointment of and Elect Howard Lee Lance as Director
5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6
ForForAuthorize Capitalization of Reserves for Scrip Dividends
7
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
8
AgainstForAmend Articles Re: General Meetings 9.1
ForForAmend Articles Re: Board of Directors 9.2
ForForAmend Articles Re: Board, Annual Corporate Governance Reports, Remuneration and Corporate Website
9.3
AgainstForAmend Article 22 Re: General Meeting 9.4
ForForAmend Articles Re: Technical Adjustments 9.5
AgainstForApprove Restated Articles of Association 9.6
AgainstForAmend Article 5 of General Meeting Regulations Re: Management Matters
10.1
ForForAmend Articles of General Meeting Regulations Re: Meeting Notice
10.2
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
10.3
AgainstForAmend Articles of General Meeting Regulations Re: Technical Adjustments
10.4
AgainstForApprove New General Meeting Regulations 10.5
ForForAuthorize Company to Call EGM with 15 Days' Notice
11
ForForApprove Stock-for-Bonus Plan 12
ForForAuthorize Board to Ratify and Execute Approved Resolutions
13
ForForAdvisory Vote on Remuneration Policy Report 14
Page 650 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferrovial SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Amendments to Board of Directors' Regulations
15
Receive Information on Debt Securities Issuance Approved by June 2014 AGM
16
Friends Life Group Limited
Meeting Date: 03/26/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of Friends Life Group Limited by Aviva plc
For Abstain
Friends Life Group Limited
Meeting Date: 03/26/2015 Country: Guernsey
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Shriram Transport Finance Company Limited
Meeting Date: 03/26/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Page 651 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shriram Transport Finance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect A. Chaudhry as Independent Non-Executive Director
1
ForForElect S. Lakshminarayanan as Independent Non-Executive Director
2
ForForElect K. Udeshi as Independent Non-Executive Director
3
SKF AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForForAccept Financial Statements and Statutory Reports
9
ForForApprove Allocation of Income and Dividends of SEK 5.50 Per Share
10
ForForApprove Discharge of Board and President 11
ForForDetermine Number of Directors (11) and Deputy Directors (0) of Board
12
ForForApprove Remuneration of Directors in the Amount of SEK 1.9 Million for the Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work
13
ForForReelect Leif Ostling (Chairman), Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen, Baba Kalyani, Hock Goh, and Marie Bredberg as Directors; Elect Nancy Gougarty and Alrik Danielson as New Directors
14
Page 652 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SKF AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Auditors 15
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
ForForApprove 2015 Performance Share Program 17
ForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
18
Swedbank AB
Meeting Date: 03/26/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Recieve Address by Chairman of the Board
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of SEK 11.35 Per Share
9
ForForApprove Discharge of Board and President 10
ForForDetermine Number of Directors (9) and Deputy Directors (0) of Board
11
Page 653 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors in the Amount of SEK 2.39 Million to the Chairman, SEK 815,000 to the Vice Chairman, and SEK 510,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForForReelect Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, Siv Svensson and Maj-Charlotte Wallin as Directors
13
ForForApprove Procedures For Nominating Committee
14
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
ForForAuthorize Repurchase Authorization for Trading in Own Shares
16
ForForAuthorize General Share Repurchase Program 17
ForForApprove Issuance of Convertibles without Preemptive Rights
18
ForForApprove Common Deferred Share Bonus Plan 19a
ForForApprove Deferred Share Bonus Plan for Key Employees
19b
ForForApprove Equity Plan Financing to Participants of 2015 and Previous Programs
19c
Shareholder Proposals Submitted by Thorwald Arvidsson
AgainstNoneRequest an Examination Through a Special Examiner Regarding the Bank's Attempted Acquisition in a Real Estate Agent
20
AgainstNoneRequest an Examination Through a Special Examiner Regarding the Economic Consequences in Connection With the So Called SCA-Sphere
21
AgainstNoneRequest an Economic Historian be Retained to Evaluate the Stalberg-Era
22
AgainstNoneInstruct Board to Establish Shareholders Association in Swedbank
23
AgainstNoneInstruct the Board of Directors to Acquire a Private Jet for the Disposition of the Current Chair of the Board
24
Shareholder Proposals Submitted by Goran Westman
Page 654 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneInstruct the Board of Directors and/or the CEO to Implement the Lean-Concept in All Operations
25
Close Meeting 26
The Toronto-Dominion Bank
Meeting Date: 03/26/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William E. Bennett For For
ForForElect Director John L. Bragg 1.2
ForForElect Director Amy W. Brinkley 1.3
ForForElect Director Brian C. Ferguson 1.4
ForForElect Director Colleen A. Goggins 1.5
ForForElect Director Mary Jo Haddad 1.6
ForForElect Director David E. Kepler 1.7
ForForElect Director Brian M. Levitt 1.8
ForForElect Director Alan N. MacGibbon 1.9
ForForElect Director Harold H. MacKay 1.10
ForForElect Director Karen E. Maidment 1.11
ForForElect Director Bharat B. Masrani 1.12
ForForElect Director Irene R. Miller 1.13
ForForElect Director Nadir H. Mohamed 1.14
ForForElect Director Claude Mongeau 1.15
ForForElect Director Wilbur J. Prezzano 1.16
ForForElect Director Helen K. Sinclair 1.17
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
Page 655 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Toronto-Dominion Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstSP A: Adopt a Senior Executive Compensation Policy Including the Use of a Pay Equity Ratio as an Annual Benchmark for Setting Compensation
4
AgainstAgainstSP B: Phase Out Stock Options as a Form of Compensation
5
AgainstAgainstSP C: Adopt a Pension Plan for New Senior Executives that is the same as for all employees
6
AgainstAgainstSP D: Adopt a Policy regarding Credit Card Business Practices and Social Responsibility
7
Bombardier Inc.
Meeting Date: 03/27/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
ForForIncrease Authorized Common Stock to 2,742,000,000 Shares
1
BS Financial Group Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Min-Joo as Inside Director 3.1
ForForElect Kim Sung-Ho as Outside Director 3.2
ForForElect Kim Woo-Suk as Outside Director 3.3
ForForElect Park Heung-Dae as Outside Director 3.4
Page 656 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BS Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Sung-Ho as Member of Audit Committee
4.1
ForForElect Kim Woo-Suk as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Canara Bank Ltd
Meeting Date: 03/27/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Canon Inc.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Allocation of Income, with a Final Dividend of JPY 85
1
ForForAmend Articles to Authorize Public Announcements in Electronic Format
2
ForForElect Director Mitarai, Fujio 3.1
ForForElect Director Tanaka, Toshizo 3.2
ForForElect Director Adachi, Yoroku 3.3
ForForElect Director Matsumoto, Shigeyuki 3.4
ForForElect Director Homma, Toshio 3.5
ForForElect Director Ozawa, Hideki 3.6
ForForElect Director Maeda, Masaya 3.7
Page 657 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Tani, Yasuhiro 3.8
ForForElect Director Nagasawa, Kenichi 3.9
ForForElect Director Otsuka, Naoji 3.10
ForForElect Director Yamada, Masanori 3.11
ForForElect Director Wakiya, Aitake 3.12
ForForElect Director Kimura, Akiyoshi 3.13
ForForElect Director Osanai, Eiji 3.14
ForForElect Director Nakamura, Masaaki 3.15
AgainstForElect Director Saida, Kunitaro 3.16
AgainstForElect Director Kato, Haruhiko 3.17
ForForAppoint Statutory Auditor Ono, Kazuto 4.1
ForForAppoint Statutory Auditor Oe, Tadashi 4.2
AgainstForApprove Annual Bonus Payment to Directors 5
Canon Inc.
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 85
For For
ForForAmend Articles to Authorize Public Announcements in Electronic Format
2
ForForElect Director Mitarai, Fujio 3.1
ForForElect Director Tanaka, Toshizo 3.2
ForForElect Director Adachi, Yoroku 3.3
ForForElect Director Matsumoto, Shigeyuki 3.4
ForForElect Director Homma, Toshio 3.5
ForForElect Director Ozawa, Hideki 3.6
ForForElect Director Maeda, Masaya 3.7
ForForElect Director Tani, Yasuhiro 3.8
Page 658 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Nagasawa, Kenichi 3.9
ForForElect Director Otsuka, Naoji 3.10
ForForElect Director Yamada, Masanori 3.11
ForForElect Director Wakiya, Aitake 3.12
ForForElect Director Kimura, Akiyoshi 3.13
ForForElect Director Osanai, Eiji 3.14
ForForElect Director Nakamura, Masaaki 3.15
AgainstForElect Director Saida, Kunitaro 3.16
AgainstForElect Director Kato, Haruhiko 3.17
ForForAppoint Statutory Auditor Ono, Kazuto 4.1
ForForAppoint Statutory Auditor Oe, Tadashi 4.2
AgainstForApprove Annual Bonus Payment to Directors 5
Compania De Minas Buenaventura S.A.
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Annual Report 1
ForForApprove Financial Statements and Statutory Reports
2
ForForAppoint Auditors 3
ForForAuthorize Issuance of Debt Instruments; Authorize Board to Set Terms of the Debt Issuance
4
Grana Y Montero SAA
Meeting Date: 03/27/2015 Country: Peru
Meeting Type: Annual
Page 659 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grana Y Montero SAA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForFor Approve Individual and Consolidated Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income and Dividends 2
ForForApprove Remuneration of Directors 3
ForForAppoint Dongo Soria Gaveglio y Asociados as Auditors
4
GS Holdings Corp.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Halliburton Company
Meeting Date: 03/27/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For For
ForForAdjourn Meeting 2
Page 660 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hankook Tire Co., Ltd.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3.1
ForForElect Three Outside Directors (Bundled) 3.2
ForForElect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Iberdrola S.A.
Meeting Date: 03/27/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Management Reports 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Ernst & Young as Auditor
4
ForForApprove Allocation of Income and Dividends 5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.B
ForForReelect José Walfredo Fernández as Director 7.A
ForForReelect Denise Mary Holt as Director 7.B
ForForReelect Manuel Moreu Munaiz as Director 7.C
ForForReelect Ángel Jesús Acebes Paniagua as Director
7.D
Page 661 of 679
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iberdrola S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect María Helena Antolín Raybaud as Director
7.E
ForForReelect Santiago Martínez Lage as Director 7.F
ForForReelect José Luis San Pedro Guerenabarrena as Director
7.G
ForForReelect José Ignacio Sánchez Galán as Director
7.H
ForForAmend Articles Re: Company, Share Capital and Shareholders
8.A
ForForAmend Articles Re: General Meetings 8.B
ForForAmend Articles Re: Board 8.C
ForForAmend Articles 8.D
ForForAmend Articles of General Meeting Regulations Re: Functions, Classes and Competences
9.A
ForForAmend Articles of General Meeting Regulations Re: Meeting Notice, Attendance Rights, and Media and Infrastructure
9.B
ForForAmend Articles of General Meeting Regulations Re: Development of General Meeting
9.C
ForForAmend Articles of General Meeting Regulations Re: Vote and Adoption of Resolutions, Completion and Minutes of Meeting and Post Performances
9.D
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
ForForAdvisory Vote on Remuneration Policy Report 12
KB Financial Group Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
Page 662 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation 2
ForForElect Lee Hong as Non-independent Non-executive Director
3.1
ForForElect Choi Young-Hwi as Outside Director 3.2
ForForElect Choi Woon-Yeol as Outside Director 3.3
ForForElect Yoo Suk-Ryeol as Outside Director 3.4
ForForElect Lee Byung-Nam as Outside Director 3.5
ForForElect Park Jae-Ha as Outside Director 3.6
ForForElect Kim Eunice Kyunghee as Outside Director
3.7
ForForElect Han Jong-Soo as Outside Director 3.8
ForForElect Choi Young-Hwi as Member of Audit Committee
4.1
ForForElect Choi Woon-Yeol as Member of Audit Committee
4.2
ForForElect Kim Eunice Kyunghee as Member of Audit Committee
4.3
ForForElect Han Jong-Soo as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
KB Financial Group Inc.
Meeting Date: 03/27/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements and Allocation of Income
1
ForForAmend Articles of Incorporation 2
ForForElect Lee Hong as Non-independent Non-executive Director
3.a
ForForElect Choi Young-Hwi as Outside Director 3.b
ForForElect Choi Woon-Yeol as Outside Director 3.c
Page 663 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Yoo Suk-Ryeol as Outside Director 3.d
ForForElect Lee Byung-Nam as Outside Director 3.e
ForForElect Park Jae-Ha as Outside Director 3.f
ForForElect Kim Eunice Kyunghee as Outside Director
3.g
ForForElect Han Jong-Soo as Outside Director 3.h
ForForElect Choi Young-Hwi as Member of Audit Committee
4.a
ForForElect Choi Woon-Yeol as Member of Audit Committee
4.b
ForForElect Kim Eunice Kyunghee as Member of Audit Committee
4.c
ForForElect Han Jong-Soo as Member of Audit Committee
4.d
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Mainstreet Equity Corp.
Meeting Date: 03/27/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Six For For
ForForElect Director Navjeet (Bob) S. Dhillon 2.1
ForForElect Director John Irwin 2.2
ForForElect Director Ron Anderson 2.3
ForForElect Director Joseph B. Amantea 2.4
ForForElect Director Karanveer V. Dhillon 2.5
ForForElect Director Richard Grimaldi 2.6
ForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Page 664 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Meeting Date: 03/27/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.05 Per Share; Authorize Additional dividend of EUR 0.40 per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 110,000 for Chairman, EUR 62,000 for Vice Chairman and Audit Committee Chairman, and EUR 50,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Seven 11
ForForReelect Mikael Lilius (Chairman), Christer Gardell (Vice Chair), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipilä as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify Ernst & Young as Auditors 14
ForForAuthorize Share Repurchase Program 15
Close Meeting 16
Otsuka Corporation
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Page 665 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90
For For
ForForElect Director Otsuka, Yuji 2.1
ForForElect Director Katakura, Kazuyuki 2.2
ForForElect Director Takahashi, Toshiyasu 2.3
ForForElect Director Shiokawa, Kimio 2.4
ForForElect Director Yano, Katsuhiro 2.5
ForForElect Director Saito, Hironobu 2.6
ForForElect Director Wakamatsu, Yasuhiro 2.7
ForForElect Director Tsurumi, Hironobu 2.8
ForForElect Director Sakurai, Minoru 2.9
ForForElect Director Hirose, Mitsuya 2.10
ForForElect Director Tanaka, Osamu 2.11
ForForElect Director Moriya, Norihiko 2.12
ForForElect Director Makino, Jiro 2.13
ForForAppoint Statutory Auditor Nakano, Kiyoshi 3.1
ForForAppoint Statutory Auditor Wakatsuki, Tetsutaro
3.2
Otsuka Holdings Co Ltd
Meeting Date: 03/27/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Otsuka, Ichiro For For
ForForElect Director Higuchi, Tatsuo 1.2
ForForElect Director Makise, Atsumasa 1.3
ForForElect Director Matsuo, Yoshiro 1.4
ForForElect Director Tobe, Sadanobu 1.5
Page 666 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Holdings Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Watanabe, Tatsuro 1.6
AgainstForElect Director Hirotomi, Yasuyuki 1.7
ForForElect Director Kawaguchi, Juichi 1.8
AgainstForElect Director Konose, Tadaaki 1.9
IDFC Ltd
Meeting Date: 03/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect S.S. Kohli as Independent Director 1
ForForElect M. Okland as Independent Director 2
ForForElect O. Goswami as Independent Director 3
ForForAmend Articles of Association 4
ForForApprove Pledging of Assets for Debt 5
Reliance Industries Ltd.
Meeting Date: 03/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForElect M.L. Bhakta as Independent Non-Executive Director
1
ForForElect D.V. Kapur as Independent Non-Executive Director
2
ForForElect D.C. Jain as Independent Non-Executive Director
3
Page 667 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reliance Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect R.A. Mashelkar as Independent Non-Executive Director
4
ForForElect M. Sahu as Independent Non-Executive Director
5
ForForAmend Memorandum of Association 6
ForForApprove Reappointment and Remuneration of H.R. Meswani as Executive Director
7
Sesa Sterlite Ltd.
Meeting Date: 03/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForChange Company Name 1
ForForAdopt New Articles of Association 2
ForForElect R. Kant as Independent Non-Executive Director
3
ForForElect L.D. Gupte as Independent Non-Executive Director
4
ForForElect N. Chandra as Independent Non-Executive Director
5
ForForApprove Vedanta Employees Stock Option Scheme (ESOS)
6
ForForApprove Stock Option Plan Grants to Employees of the Company's Holding/Subsidiary/Associate Companies Under the ESOS
7
ForForApprove ESOS Trust for Secondary Acquisiton 8
Halla Visteon Climate Control Corp.
Meeting Date: 03/30/2015 Country: South Korea
Meeting Type: Annual
Page 668 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Visteon Climate Control Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
AgainstForApprove Terms of Retirement Pay 3
ForForElect One Inside Director, Nine Outside Directors, and Four NINEDs (Bundled)
4
ForForElect Six Members of Audit Committee 5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Rio Alto Mining Limited
Meeting Date: 03/30/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by Tahoe Resources Inc. For For
Vestas Wind System A/S
Meeting Date: 03/30/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of DKK 3.90 Per Share
3
ForForReelect Bert Nordberg as Director 4a
ForForReelect Carsten Bjerg as Director 4b
Page 669 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vestas Wind System A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Eija Pitkanen as Director 4c
ForForReelect Henrik Andersen as Director 4d
ForForReelect Henry Stenson as Director 4e
ForForReelect Lars Josefsson as Director 4f
ForForReelect Lykke Friis as Director 4g
ForForElect Torben Sorensen as Director 4h
ForForApprove Remuneration of Directors for 2014 5.1
ForForApprove Remuneration of Directors for 2015 5.2
ForForRatify PricewaterhouseCoopers as Auditors 6
ForForAmend Articles Re: Meeting Notice 7.1
ForForAmend Articles Re: Authority to Bind the Company
7.2
ForForApprove Remuneration Policy for the Board and the Executive Management
7.3
ForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.4
AgainstForAuthorize Share Repurchase Program 7.5
ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Other Business 9
Bank Hapoalim Ltd.
Meeting Date: 03/31/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Dafna Schwartz as External Director for a Three Year Term, Starting April 6, 2015
For For
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Page 670 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
AgainstNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Bank Of Montreal
Meeting Date: 03/31/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Janice M. Babiak For For
ForForElect Director Sophie Brochu 1.2
ForForElect Director George A. Cope 1.3
ForForElect Director William A. Downe 1.4
ForForElect Director Christine A. Edwards 1.5
ForForElect Director Martin S. Eichenbaum 1.6
ForForElect Director Ronald H. Farmer 1.7
ForForElect Director Eric R. La Fleche 1.8
ForForElect Director Lorraine Mitchelmore 1.9
ForForElect Director Philip S. Orsino 1.10
ForForElect Director Martha C. Piper 1.11
ForForElect Director J. Robert S. Prichard 1.12
ForForElect Director Don M. Wilson III 1.13
ForForRatify KPMG LLP as Auditors 2
Page 671 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of Montreal
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposal
AgainstAgainstSP 1: Implement a Policy Regarding the Compensation of its Executives that Provides for the Use of the Equity Ratio as a Compensation Benchmark
4
AgainstAgainstSP 2: Abolish Stock Options as a Means of Compensation and Replace Them With a Form of Compensation Focused on the Institution's Long Term Performance
5
AgainstAgainstSP 3: Adopt Policy in Order to Avoid Being Sued Again for Abusive Business and Pricing Practices within the Credit Card Market
6
Beiersdorf AG
Meeting Date: 03/31/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.70 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2015
5
ForForApprove Creation of EUR 42 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
ForForApprove Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
ForForApprove Creation of EUR 25 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Page 672 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beiersdorf AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights
9
AgainstForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
10
China Railway Group Limited
Meeting Date: 03/31/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For Against
ForForApprove Class and Nominal Value of the Shares to be Issued in Relation to the Non-public Issuance of A Shares
2i
ForForApprove Method of Issuance in Relation to the Non-public Issuance of A Shares
2ii
ForForApprove Target Subscribers and Method of Subscription in Relation to the Non-public Issuance of A Shares
2iii
ForForApprove Number of A Shares to be Issued in Relation to the Non-public Issuance of A Shares
2iv
ForForApprove Issue Price and Pricing Principles in Relation to the Non-public Issuance of A Shares
2v
ForForApprove Lock-up Arrangement in Relation to the Non-public Issuance of A Shares
2vi
ForForApprove Amount and Use of Proceeds in Relation to the Non-public Issuance of A Shares
2vii
ForForApprove Place of Listing in Relation to the Non-public Issuance of A Shares
2viii
ForForApprove Accumulated Profit Distribution Prior to the Non-public Issuance of A Shares
2ix
Page 673 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Valid Period of the Resolutions Regarding the Non-public Issuance of A Shares
2x
ForForApprove the Proposal on the Plan of the Non-public Issuance of A Shares
3
ForForApprove Share Subscription Agreement 4
ForForApprove the Connected Transactions in Respect of the Non-public Issuance of A Shares
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
ForForApprove Amendments to the Articles of the Association
7
ForForApprove Amendments to the Procedural Rules for Shareholders' Meeting of the Company
8
ForForApprove Proposal on the Fulfilment of the Conditions for the Non-public Issuance of A Shares
9
ForForApprove Use of Proceeds from Previous Fund Raising Exercise of the Company
10
ForForAccept Feasibility Analysis Report of the Use of Proceeds from the Non-public Issuance of A Shares
11
ForForApprove Shareholders' Return Plan for 2015-2017
12
China Railway Group Limited
Meeting Date: 03/31/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Class and Nominal Value of the Shares to be Issued in Relation to the Non-public Issuance of A Shares
1i
ForForApprove Method of Issuance in Relation to the Non-public Issuance of A Shares
1ii
Page 674 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Target Subscribers and Method of Subscription in Relation to the Non-public Issuance of A Shares
1iii
ForForApprove Number of A Shares to be Issued in Relation to the Non-public Issuance of A Shares
1iv
ForForApprove Issue Price and Pricing Principles in Relation to the Non-public Issuance of A Shares
1v
ForForApprove Lock-up Arrangement in Relation to the Non-public Issuance of A Shares
1vi
ForForApprove Amount and Use of Proceeds in Relation to the Non-public Issuance of A Shares
1vii
ForForApprove Place of Listing in Relation to the Non-public Issuance of A Shares
1viii
ForForApprove Accumulated Profit Distribution Prior to the Non-public Issuance of A Shares
1ix
ForForApprove Valid Period of the Resolutions Regarding the Non-public Issuance of A Shares
1x
ForForApprove the Proposal on the Plan of the Non-public Issuance of A Shares
2
ForForApprove Share Subscription Agreement 3
Clariant AG
Meeting Date: 03/31/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income 3.1
ForForApprove Dividends of CHF 0.40 per Share 3.2
ForForReelect Guenter von Au as Director 4.1.1
Page 675 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clariant AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Peter Chen as Director 4.1.2
ForForReelect Peter Isler as Director 4.1.3
ForForReelect Dominik Koechlin as Director 4.1.4
ForForReelect Hariolf Kottmann as Director 4.1.5
ForForReelect Carlo Soave as Director 4.1.6
ForForReelect Rudolf Wehrli as Director 4.1.7
ForForReelect Konstantin Winterstein as Director 4.1.8
ForForElect Susanne Wamsler as Director 4.1.9
ForForReelect Rudolf Wehrli as Board Chairman 4.2
ForForAppoint Dominik Koechlin as Member of the Compensation Committee
4.3.1
ForForAppoint Carlo Soave as Member of the Compensation Committee
4.3.2
ForForAppoint Rudolf Wehrli as Member of the Compensation Committee
4.3.3
ForForDesignate Balthasar Settelen as Independent Proxy
4.4
ForForRatify Pricewaterhouse Coopers as Auditors 4.5
ForForApprove Remuneration of Board of Directors in the Amount of CHF 3.2 Million
5.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 15 Million
5.2
AgainstNoneAdditional Voting Instructions - Board of Directors Proposals (Voting)
6.1
AgainstNoneAdditional Voting Instructions - Shareholder Proposals (Voting)
6.2
Coway Co. Ltd.
Meeting Date: 03/31/2015 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForApprove Stock Option Grants 2
Page 676 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coway Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Dong-Hyun as Inside Director 3.1
ForForElect Kim Byung-Joo as Non-independent Non-executive Director
3.2
ForForElect Yoon Jong-Ha as Non-independent Non-executive Director
3.3
ForForElect Boo Jae-Hoon as Non-independent Non-executive Director
3.4
ForForElect Park Tae-Hyun as Non-independent Non-executive Director
3.5
ForForElect Lee Joong-Sik as Outside Director 3.6
ForForElect Lee Joon-Ho as Outside Director 3.7
ForForAppoint Jung Chul-Woong as Internal Auditor 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
6
Fortum Oyj
Meeting Date: 03/31/2015 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividend of EUR 1.10 per Share and an Extra Dividendof EUR 0.20 per Share
8
ForForApprove Discharge of Board and President 9
Page 677 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fortum Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors in the Amount of EUR 90,000 for Chairman, EUR 65,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Eight 11
ForForReelect Sari Baldauf (Chairman), Kim Ignatius (Deputy Chairman), Minoo Akhtarzand, Heinz-Werner Binzel, Petteri Taalas, and Jyrki Talvitie as Directors; Elect Eva Hamilton and Tapio Kuula as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify Deloitte & Touche as Auditors 14
Close Meeting 15
Geely Automobile Holdings Ltd.
Meeting Date: 03/31/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement For For
SUL AMERICA S.A.
Meeting Date: 03/31/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014
For For
ForForApprove Allocation of Income and Dividends 2
ForForFix Number of Directors 3
ForForElect Directors 4
Page 678 of 679
Vote Summary ReportReporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUL AMERICA S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Company's Management
5
SUL AMERICA S.A.
Meeting Date: 03/31/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Remuneration of Company's Management for Fiscal Year Ended Dec. 31, 2014
For For
Page 679 of 679