RESUME

I. PERSONAL INFORMATION

Full name: NGUYEN CHI CUONG Date of birth: 26/3/1980

Place of birth: Hà Nội

ID number: 012150708

Issued date:15/10/2011

Gender: Male Female Marital status :

Married Height: 1m60 Weight: 63kg Cell phone +84912 418 084

Email address: nguyencc1980@gmail.com or nccncc2000@yahoo.co.nz

Nationality: Vietnam

Registered Residential Address: No 8 path ½, Lane 1, Ta Quang Buu street, Bach Khoa ward, Hai Ba

Trung district, Hanoi

Current Residential Address: 604 CT1B, Nam Do Complex Residence, 609 Truong Dinh Street, Hoang Mai

District, Hanoi City, Vietnam

II. EDUCATION AND QUALIFICATIONS1. Major:

Year

Start FinishMajor University Nation Degree Rating

1998 2002 Accounting and Auditing National Economics University of Hanoi

Vietnam Bachelor Good average

2. Other qualifications:Period Major University Nation Degree Rating

2006 – 2009 Accounting, Auditing

and Finance

Association of Chartered

Certified Accountants of

UK

United

Kingdom

Member Qualified

2007 – present Accounting and Auditing CPA Vietnam Ministry

of Finance

Member Qualified

3. Languages

Foreign language Rating (Good, Good average, average, below average)

Listening Speaking Reading Writing

English Good Good Good Good

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4. Computer skills:

Soft ware Good Good average AverageWord GoodExcel Good

Power Point Good

Accounting soft ware Good

III. TOP SKILLS

Financial audits Financial reporting Financial analysis Financial accounting International Financial Reporting Standards (IFRS) Banking and Capital markets Internal audit Internal Control System Leadership & Coaching Relationship development

IV. EMPLOYMENT RECORDS

Duration: August 2002 – August 2004

Employer (1): Accounting, Auditing and Consultancy Service Company of Ministry of Finance (AASC)

Position: Audit associate to Audit senior

Summary of experience:

Conducted audit engagements for enterprises which operated in various industries, such as: construction, commerce, manufacturing, transportation, telecommunication…. For example:- Audit of Investment finalization report of Tam Diep steeling company- Audit of Financial statements of Electrical Construction Company- Audit of Financial statements of Oil and Gas Transportation Joint stock Company of Ha Tay province- Audit of Financial statements of APATIT Mining Company of Lao Cai province- Audit of Financial statements of Super Phosphate Plant Lam Thao- Audit of Financial statements of Post offices of Hanoi, Nghe An, Binh Dinh, Thai Nguyen, Cao Bang provinces- Audit of Financial statements of Automobile manufacturing companies of Vietnam Automobile Corporation- Audit of Financial statements of HALONG Tourism Company

Compliance Review of construction documents for Post office of Nghe An province Recording and preparing financial statements for Oil and Gas Transportation Joint Stock Company of Vinh Yen Valuation services for capital equitisation purposes (for example: Garment 10 Joint Stock Company, Oil and Gas

Transportation Company of Hai Duong, Mining Geological Equipment Joint Stock Company, etc.)

Duration: September 2004 – November 2014

Employer (2): Ernst & Young Vietnam Position: Audit associate to Senior Manager

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Summary of experience: Credit portfolio compliance review for Vietnam International Bank (2010) Credit portfolio compliance review for 3 state owned banks of Lao PDR, namely BCEL Public, Lao Development

Bank and Agricultural Promotion Bank (2009 – 2012) Manager in charge of audit engagements for entities operating in Vietnam, for example:- Environmental Protection Fund (years 2009 – 2010): - Audit of financial statements of BACKY Investment Joint Stock Company, a company operating in logistic

services;- Audit of financial statements of MB Land Joint Stock Company (years 2009 – present), a company operating in

real estate, hospitality, restaurant; Audit of financial statements of assets management companies of VPBANK, Military Bank, etc. Accounting services on recording, preparing financial statements of HONTRE Tourism Investment Project (currently

named VINPEARLAND)

Audit manager in charge of the following engagements:

- Audit of financial statements of PGBank for the year 2013

- Audit of financial statements of Military bank (including subsidiaries operating in securities, investment fund, real estate, asset management) under VAS and IFRS for the years 2004 - 2012

- Audit of financial statements of VP bank (including subsidiaries operating in securities, investment fund, real estate, asset management) under VAS and IFRS for the years 2009 and 2010

- Audit of finanical statements of Mekong River Delta Housing Bank for the year 2008

- Audit of financial statements of BIDV for the years 2004, 2005 and 2006

- Audit of financial statements of Vietcombank under VAS and IFRS for the years 2004, 2005 and 2006, 2012- Audit manager of the following audit engagements in Laos, including:

BCEL Public (from 2004 – 2012) Lao Development Bank (from 2009 – 2012) Agricultural Promotion Bank (from 2010 – 2012) ANZ Lao limited for the years 2012 and 2013

PHONGSAVANH Bank, Lao – France Bank, STBANK, Indochina Bank, ACLEDA Bank, Joint Development Bank, Thai Military Bank, Public Bank, May Bank, MARUHAN Japan Bank, ST Bank (from 2010 – present)

Manager of advisory projects on Designing Internal Credit Scoring System to banks as follows: - VP Bank 2008; - Military Bank 2008- Ocean Bank 2009- Lien Viet Post Bank 2012

Prepare internal audit manual for the internal credit scoring system for BIDV Manager of Advisory services on law and regulations of Lao PDR for VIETINBANK branch in Lao PDR Manager of Advisory services on law and regulations of Lao PDR for VIETINBANK branch in Germany Review of internal control system process for the following entities:

- Military Bank (2012)- Vietcombank Leasing (2012, 2013)- Petrolimex Commerical Bank (PGBank) (2013)- Industrial Bank of Korea, Hanoi Branch (2013)- Tinh Thuong MicroFinance Institution (2013)

Manager of advisory services on preparing business plan for:- Industrial bank of Korea for set up of a branch in Hanoi- RHB Bank BERHARD of Malaysia for set up of a branch in Ho Chi Minh city

Write internal audit manual for SHB (previously known as Habubank)

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Audit manager of securities companies, investment funds and others as follows:- VPBank Securities Company (2009,2010)- HaThanh Securities Company (2010, 2011)- SHB Securiteis Company (2009 – 2013)- Vienam – Japan Fund (2009 – 2013)- The VIP LLC Fund (2010 – 2013)- Lotus Mekong River Equity Fund (2010 – 2012)- Credit Information Company (2011 & 2013)- Senior Manager in charge of Audit for Tinh Thuong MicroFinance Institution for the year 2013- Manager of finanical statements review in M&A project for VIT Securities

In charge of financial analysis of the financial market of banking and securities industries in Vietnam and Lao over years

Assist the Ministry of Finance to revise Vietnamese Accounting Standards Assist the State Securities Commission to write manuals for the supervision and audit of operations of securities

companies Organize and undertake internal training courses for lower levels relating to accounting, auditing and finance within

Ernst & Young Vietnam Participate in developing templates of audit reports and financial statements for the public uses applicable for all EY’s

clients which are banks, securities companies, investment funds, enterprises Annual assessment of performance of seniors and staffsDuration: December 2014 – August 2015

Employer (3): Vietnam Prosperity Commercial Joint Stock Bank (VPBANK)

Position: Senior Expert of Internal Audit (IA) Member of Board of Supervisory of

VPBANK Securities – one 100% subsidiary of VPBANK

Summary of experience and achievement:

Support Head of Supervisory Board and Head of IA to standardize Internal Audit Methodology. Involve in developing Internal Audit Software Advice the Head of IA to formalize the audit meeting minute template and annual IA report Attend monthly meeting with Supervisory Board and Board of Management to discuss the audit findings, follow up

the implementation status and action plan to address identified matters. Already reviewed the documents related to the organization and function of ALCO and Investment Committee to

identify the limitation to report to Head of Supervisory Board. Shared experience on specific areas with fraud and errors Participate in building KPIs for the Internal audit function FY 2015 Training for the division internally on specific areas such as: Internal audit Risk based Methodology, Financial

statement analytical technique Reviewed and access the operations and internal control system of Finance Division Review the operations of the Financial Institution and Transaction Banking Center Audit the operations of retail and SME banking divisions at branch level in terms of compliance, credit risk, and

operational risk. Be acting Head of Treasury, Corporate Customer, FI and Transaction Banking Audit Department from January 2015. I was responsible for audit planning for 2015 to the extent below:- Risk rating for the auditee unit- Evaluate control environment of the auditee- Evaluate the design and operation of controls over significant classes of transactions in terms of effectiveness and

efficiency - Prepare detailed risk profile - Prepare timeline for each auditee unit

In the meantime, I was also appointed as member of Supervisory board of VPBANK Securities Company (“VPBS”), which is wholly subsidiary of VPBANK. At this role, I am responsible for supervising and reviewing the following

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aspects:- Financial information of VPBS- Budgeting and expenditures of VPBS- Compliance of VPBS operations relating to brokerage, advisory, securities trading, financing…

Duration: September 2015 – present

Employer (3): PricewaterhouseCoopers Vietnam Position: Senior Manager

Risk Assurance Service

Major task Internal audit outsourcing services Internal audit co-sourcing services Internal audit staff augmentation IA advisory

- Methodology: Risk assessment, planning and execution- Resourcing models- Effectiveness and productivity reviews

Corporate governance: improve the transparency of report, internal control, ensure equality among stakeholders within enterprises

Driving the selling process as a subject matter expert and develop detailed project scope/deliverable design and workplan

Developing and delivering high impact proposals and pitches to the C-suite level within client organizations Manage multiple projects ensuring they are delivered on time/budget, meeting or exceeding client expectations Leading multiple client development efforts, designing and selling engagements, and managing client relations Develop and grow, through on the job training and coaching, a team of Risk Assurance specialists Project manager of some engagements on Internal audit, Internal control review, SOX compliance and trainings

IV. CONFIRMATION:I, the undersigned, certify that to the best of my knowledge and belief, these data correctly describe me, my qualifications, and my experience. I accepted any inquiry, investigation conducted by you to verify information on my personality, employment record, financial condition and health or any other matters that are critical for the Organization’s recruitment decision making process.

Date: December 2016 Full name: Nguyen Chi Cuong Signatures:

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