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Corporate Governance, Risk Management and Internal Control Carlos Montalvo Rebuelta Assal Guayaquil, 14-IV-2012

Corporate Governance, Risk Management and Internal Control

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Corporate Governance, Risk Management and Internal Control. Carlos Montalvo Rebuelta Assal Guayaquil, 14-IV-2012. Solvencia II. 3. Quantitative requirements Technical provisions (BE and risk margin) 2 capital requirements (MCR and SCR –SF/IM) Prudent person investment rule - PowerPoint PPT Presentation

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Page 1: Corporate Governance, Risk Management and Internal Control

Corporate Governance, Risk Management and Internal Control

Carlos Montalvo Rebuelta

AssalGuayaquil, 14-IV-2012

Page 2: Corporate Governance, Risk Management and Internal Control

Solvencia II

Page 3: Corporate Governance, Risk Management and Internal Control

33

Page 4: Corporate Governance, Risk Management and Internal Control

413 September 2011

Group requirements

Focus on firm’s responsibility

Convergence of supervisory practices

Convergence of supervisory reporting

More pressure from rating agencies, capital

markets

Total balance sheet approach

Market-consistent valuation

Approval of internal models

Quantitative requirements

Technical provisions (BE and risk margin)

2 capital requirements (MCR and SCR –SF/IM)

Prudent person investment rule

Own funds (3 tiers)

Qualitative requirements

Internal control

risk management (incl. ORSA)

Supervisory review process (qualit. & quant - add-ons)

Reporting

Supervisory reporting Public disclosure Market discipline

Pillar 1 Pillar 2 Pillar 3

Solvencia II

Page 5: Corporate Governance, Risk Management and Internal Control

Qué es el Gobierno Corporativo?

Page 6: Corporate Governance, Risk Management and Internal Control

613 September 2011

Page 7: Corporate Governance, Risk Management and Internal Control

Qué no es el Gobierno Corporativo?

Page 8: Corporate Governance, Risk Management and Internal Control

813 September 2011

Page 9: Corporate Governance, Risk Management and Internal Control

Qué es la Gestión de Riesgos?

Page 10: Corporate Governance, Risk Management and Internal Control

1013 September 2011

Page 11: Corporate Governance, Risk Management and Internal Control

Qué no es la Gestión de Riesgos?

Page 12: Corporate Governance, Risk Management and Internal Control

1213 September 2011

Page 13: Corporate Governance, Risk Management and Internal Control

Qué es el ORSA?

Page 14: Corporate Governance, Risk Management and Internal Control

1413 September 2011

Page 15: Corporate Governance, Risk Management and Internal Control

Qué no es el ORSA?

Page 16: Corporate Governance, Risk Management and Internal Control

167 December 2011

Page 17: Corporate Governance, Risk Management and Internal Control

Qué hace el supervisor?

Page 18: Corporate Governance, Risk Management and Internal Control

1818

?

Page 19: Corporate Governance, Risk Management and Internal Control

Gracias!

Carlos MontalvoExecutive DirectorEIOPAemail: [email protected]

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