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CORPORATE GOVERNANCE - INTERNATIONAL
1st April 2013 to 31st March 2014 ASIA PACIFIC
A Stock option plan
B Director election
C Share issuance without pre-emptive rights
D Amend articles of association
E Remuneration
F Share issuance
G Bond issuance
H Share repurchase
I Amendment to articles of incorporation
J Other business
K Approval of dividend
L Re-issuance of repurchased shares
M Directors’ report and financial statements
N Reappoint auditors and fix their remuneration
O Amend equity incentive plan
P Increase borrowing powers
Q Executive retention plan
R Elect member of audit committee
S Issue Debenture
T Release restrictions of competitive activities of directors
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
The Siam Commercial Bank Public Co Thailand AGM 01/04/13
PT Perusahaan Gas Negara Indonesia AGM 09/04/13 B - Voted against in line with ISS recommendation.
Sembcorp Marine Ltd Singapore AGM 10/04/13 A - Voted against in line with ISS recommendation.
Cimb Holdings Malaysia AGM 11/04/13
Keppel Corporation Ltd Singapore AGM 12/04/13
Keppel Corporation Ltd Singapore EGM 12/04/13
Sembcorp Marine Ltd Singapore EGM 12/04/13
Ayala Group Philippines AGM 16/04/13 J - Voted against in line with ISS recommendation.
CapitalandLtd Singapore AGM 17/04/13 B - Voted against in line with ISS recommendation.
United Overseas Bank Ltd Singapore AGM 17/04/13 B, Q - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
DBS Group Holdings Ltd Singapore EGM 18/04/13 A - Voted against in line with ISS recommendation.
PT Astra International Indonesia AGM 18/04/13 B, E - Voted against in line with ISS recommendation.
Woodside Petroleum Ltd Australia AGM 18/04/13
Capitaland Ltd Singapore EGM 19/04/13
DBS Group Holdings Ltd Singapore EGM 22/04/13
Noble Group Ltd Hong Kong AGM 23/04/13 A, B x 2, F - Voted against in line with ISS recommendation.
Semen Indonesia Indonesia AGM 23/04/13 B - Voted against in line with ISS recommendation.
AMP Ltd Australia AGM 03/05/13
MTR Corp Hong Kong AGM 03/05/13 C, L - Voted against in line with ISS recommendation.
Santos Ltd Australia AGM 03/05/13
Jardine Matheson Holdings Ltd Singapore AGM 06/05/13 B – Voted against in line with ISS recommendation. B x 3 – Voted in favour contrary to ISS recommendation to abstain. Non independent Non-Executive Directors and members of both audit and remuneration committees, but contribution considered valuable.
Jardine Strategic Holdings Ltd Singapore AGM 06/05/13 Approve purchase of shares in parent company – Voted against in line with ISS recommendation. B x 2 – Voted in favour contrary to ISS recommendation to vote against. Non independent Non-Executive Directors and members of both audit and remuneration committees, but contribution considered valuable.
Ping An Insurance Group China AGM 06/05/13
AIA Group Hong Kong AGM 07/05/13 B - Voted against in line with ISS recommendation.
Kunlun Energy Company Hong Kong AGM 10/05/13 C, L - Voted against in line with ISS recommendation.
PT Unilever Indonesia Indonesia AGM 10/05/13 Approve change in benefits of retired beneficiaries, Accept report on appointment of members of audit committee - Voted against in line with ISS recommendation.
Tencent Holdings Ltd Hong Kong AGM 10/05/13 C, L - Voted against in line with ISS
recommendation.
Tencent Hondings Ltd Hong Kong AGM 11/05/13 C, L - Voted against in line with ISS recommendation.
Cheung Kong Holdings Hong Kong AGM 15/05/13 B x 2, C, L - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
GI Dynamics Inc Australia AGM 15/05/13 A, F - Voted against in line with ISS recommendation.
Hutchison Whampoa Hong Kong AGM 15/05/13 B, C, L - Voted against in line with ISS recommendation.
Petrochina Co China AGM 15/05/13 C - Voted against in line with ISS recommendation.
Axiata Group Malaysia AGM 16/05/13
TPK Holdings Taiwan AGM 16/05/13 B x 6, T - Voted against in line with ISS recommendation.
China Oilfield Services China AGM 17/05/13 C - Voted against in line with ISS recommendation.
Hengan International Group Hong Kong AGM 17/05/13 C, L - Voted against in line with ISS recommendation.
Prada Hong Kong AGM 17/05/13
China Petroleum & Chemical Corp China AGM 21/05/13 C, S - Voted against in line with ISS recommendation.
China Resources Enterprise Ltd Hong Kong AGM 21/05/13 B x 3, C, L - Voted against in line with ISS recommendation.
Cnooc Ltd Hong Kong AGM 21/05/13 C, L - Voted against in line with ISS recommendation.
China Petroleum & Chemical Corp China Class Meeting 22/05/13
Belle International Holdings Ltd Taiwan AGM 23/05/13 C, L - Voted against in line with ISS recommendation.
Boc Holdings Hong Kong AGM 23/05/13 B, C, L - Voted against in line with ISS recommendation.
China Shipping Development Co China AGM 23/05/13
Reliance Industries Ltd India AGM 23/05/13 B, N - Voted against in line with ISS recommendation.
Bank of China Ltd China AGM 24/05/13 B x 6 - Voted against in line with ISS recommendation.
China Mobile Ltd Hong Kong AGM 24/05/13 C, L - Voted against in line with ISS recommendation.
China Overseas Land & Investment Ltd Hong Kong AGM 24/05/13 B x 5, C, L - Voted against in line with ISS recommendation.
CSR Corp China AGM 24/05/13 C, Approve arrangement of guarantees for company and subsidiaries - Voted against in line with ISS recommendation.
Reva Medical Inc Australia AGM 24/05/13 A, F, Option issuance x 6 - Voted against in line with ISS recommendation.
Sands China Ltd Taiwan AGM 24/05/13 C, I, L - Voted against in line with ISS recommendation.
Bharti Airtel Ltd India EGM 24/05/13
China Overseas Land & Investment Ltd Hong Kong EGM 27/05/13
Airasia Malaysia AGM 28/05/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
China Resources Gas Group Ltd Bermuda AGM 28/05/13 B x 4, C, L - Voted against in line with ISS recommendation.
Galaxy Entertainment Group Hong Kong AGM 28/05/13 C, L - Voted against in line with ISS recommendation.
Samsung Fire and Marine Insurance Co Korea AGM 28/05/13 R - Voted against in line with ISS recommendation.
Yes Bank Ltd India AGM 28/05/13 B x 2 - Voted against in line with ISS recommendation.
China Construction Bank Corp China AGM 29/05/13 B – Voted against in line with ISS recommendation.
China Life Insurance Co Ltd China AGM 30/05/13
China State Construction International Hong Kong AGM 31/05/13 B x 3, C, L - Voted against in line with ISS recommendation.
Jindal Steel & Power Ltd India EGM 31/05/13 A - Voted against in line with ISS recommendation.
Samsonite International Hong Kong AGM 31/05/13 C, L - Voted against in line with ISS recommendation.
Taiwan Semiconductor Taiwan AGM 03/06/13
The Wharf Holdings Ltd Hong Kong AGM 03/06/13 B x 2, C, L - Voted against in line with ISS recommendation.
Infosys Ltd India AGM 03/06/13
China Mengniu Dairy Co Ltd Hong Kong AGM 04/06/13 B, C - Voted against in line with ISS recommendation.
China Resources Power Holdings Co Hong Kong AGM 04/06/13 B x 4, C, L - Voted against in line with ISS recommendation.
Far Eastone Telecommunication Co Ltd China AGM 04/06/13
Industrial and Commercial Bank of China China AGM 04/06/13
Philippine Long Distance Telephone Co Philippines AGM 04/06/13
Fubon financial Holding Co Ltd Taiwan AGM 05/06/13
Cheng Shin Rubber Industry Co Ltd Taiwan AGM 07/06/13
China Merchants Holdings International Hong Kong AGM 07/06/13 C, L - Voted against in line with ISS recommendation.
China Shenhua Energy Company China AGM 07/06/13 L, Approve financial agreement and proposed annual caps - Voted against in line with ISS recommendation.
Guandong Investment Ltd Hong Kong AGM 07/06/13 B x 2, C, L - Voted against in line with ISS recommendation.
Jiangxi Copper Co Ltd China AGM 07/06/13 C - Voted against in line with ISS recommendation.
Taiwan Mobile Co Ltd Taiwan AGM 11/06/13
Agricultural Bank of China China AGM 12/06/13
Huaneng Power International Inc China AGM 12/06/13
Icici Bank Ltd India AGM 12/06/13
Chinatrust Financial Holdings Company Taiwan AGM 13/06/13
E.Sun Financial Holdings Co Taiwan AGM 13/06/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Mediatek Incorporation Taiwan AGM 13/06/13
Mega Financial Holding Company Taiwan AGM 13/06/13
Dongfeng Motor Group Company China AGM 14/06/13 C - Voted against in line with ISS recommendation.
China Shenhua Energy Company Ltd China Class Meeting 17/06/13
HTC Corporation Taiwan AGM 17/06/13 B x 5, T, Elect Supervisor x 2 - Voted against in line with ISS recommendation.
Uni-President Enterprises Corp Taiwan AGM 17/06/13
HDFC Bank Ltd India AGM 18/06/13
Hon Hai Precision Industry Co Ltd Taiwan AGM 18/06/13
UMW Holdings Malaysia AGM 20/06/13
Ascendas Real Estate Investment Trust Singapore AGM 21/06/13
China Communications Construction Company Ltd
China AGM 24/06/13 L, Approve cap for internal guarantees of the group, Approve total amount of related party transactions, Approve proposed transaction - Voted against in line with ISS recommendation.
Sobha Developers Ltd India AGM 25/06/13
Sapurakencana Petroleum Malaysia AGM 27/06/13
Punjab National Bank India AGM 29/06/13
KB Financial Group Ltd South Korea
EGM 03/07/13
China Resources Power Holdings Co Ltd Hong Kong EGM 04/07/13
Dabur India Ltd India AGM 05/07/13
China Mengniu Dairy Co Hong Kong EGM 11/07/13
Global Logistic Properties Ltd Singapore AGM 11/07/13 F - Voted against in line with ISS recommendation.
Housing Development Finance Corp India AGM 11/07/13 B, P - Voted against in line with ISS recommendation.
JSW Energy Ltd India AGM 11/07/13 B x 2 - Voted against in line with ISS recommendation.
Lenovo Group Ltd Hong Kong AGM 11/07/13 C, L - Voted against in line with ISS recommendation.
Zee Entertainment Enterprises Ltd India AGM 11/07/13
Jaypee Infratech Ltd India AGM 15/07/13
China Telecommunications Singapore AGM 19/07/13
Sands China Ltd China EGM 19/07/13
Singapore Telecommunications Ltd Singapore EGM 19/07/13
Ultra Tech Cement Ltd India AGM 19/07/13 A, B - Voted against in line with ISS recommendation.
Singapore Telecommunications Ltd Singapore AGM 19/07/13
Infosys Technologies Ltd India EGM 22/07/13
Crompton Greaves Ltd India AGM 23/07/13
Lupin Ltd India AGM 24/07/13 B - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Mahindra & Mahindra Ltd India AGM 29/07/13 B x 2 - Voted against in line with ISS recommendation.
Larsden & Toubro Ltd India AGM 12/08/13 B x 2, N - Voted against in line with ISS recommendation.
TATA Motors Ltd India AGM 12/08/13
Bharti Airtel Ltd India AGM 26/08/13
Industrial and Commercial Bank of China China EGM 04/09/13
Coal India Ltd India AGM 05/09/13
Alliance Global Group Plc Philippines AGM 12/09/13 B - Voted against in line with ISS recommendation.
Keppel Corporation Singapore EGM 16/09/13
Bharti Airtel Ltd India EGM 16/09/13
Jindal Steel & Power Ltd India AGM 17/09/13 B x 2 - Voted against in line with ISS recommendation.
Lupin Ltd India EGM 19/09/13
Dongfeng Motor Group China EGM 03/10/13
Zee Entertainment Enterprises Ltd India Court 04/10/13
CSL Ltd Australia AGM 10/10/13
Telstra Corporation Ltd Australia AGM 10/10/13
Lend Lease Group Australia AGM 11/10/13 Approve spill resolution - Voted against in line with ISS recommendation.
Mesoblast Ltd Australia AGM 11/10/13 B - Voted in favour contrary to ISS recommendation to vote against. Director’s contribution is considered to be valuable.
Brambles Ltd Australia AGM 17/10/13
PT Unilever Indonesia Indonesia EGM 17/10/13 B - Voted against in line with ISS recommendation.
China Construction Bank Corporation China EGM 18/10/13
Korea Electric Power Corp South Korea
EGM 18/10/13 B x 2 - Voted against in line with ISS recommendation.
Suncorp Group Ltd Australia AGM 18/10/13 Amend company constitution – Voted in favour contrary to ISS recommendation to vote against. Improves administration, creates optimum board size and speeds up decision making.
Stockland Australia AGM 22/10/13
China Communications Construction Company Ltd
China EGM 23/10/13
Insurance Australia Group Ltd Australia AGM 24/10/13
Wesfarmers Ltd Australia AGM 01/11/13
Commonwealth Bank of Australia Australia AGM 04/11/13
Sime Darby Malaysia AGM 13/11/13 A – Voted against in line with ISS recommendation.
Silex Systems Ltd Australia AGM 14/11/13
Sime Darby Malaysia EGM 14/11/13
BHP Billiton Ltd Australia AGM 15/11/13 SP - B - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Sina Corporation South Korea
AGM 15/11/13
China Petroleum & Chemical Sinopec China EGM 19/11/13
Cnooc Ltd Hong Kong EGM 22/11/13
Brambles Ltd Australia Scheme 28/11/13
Brambles Ltd Australia OGM 28/11/13 A - Voted against in line with ISS recommendation.
Sapurakencana Petroleum Malaysia EGM 29/11/13
Westpac Banking Corp Australia AGM 04/12/13 SP - B - Voted against in line with ISS recommendation.
Korea Electric Power Corp South Korea
EGM 10/12/13 R – Voted in favour contrary to ISS recommendation to vote against. Board will restore majority independence in 2014.
Australia & New Zealand Banking Group Ltd
Australia AGM 12/12/13 SP - B - Voted against in line with ISS recommendation.
CTBC Financial Holdings Co Ltd Taiwan EGM 12/12/13
Tenaga Nasional BHD Malaysia AGM 12/12/13
HCL Technologies Ltd India AGM 13/12/13 B - Voted against in line with ISS recommendation.
National Australia Bank Ltd Australia AGM 13/12/13 SP - B - Voted against in line with ISS recommendation.
Huaneng Renewables Corporation China EGM 16/12/13 Approve deposit transaction – Voted in favour contrary to ISS recommendation to vote against. Voting error.
Dabur India Ltd India Other 31/12/13
Power Assets Holdings Ltd Hong Kong EGM 31/12/13
China Merchants Bank Co Ltd China EGM 09/01/14
China National Building Material Company Ltd
China EGM 13/01/14
Samsung Fire & Marine Insurance Co Ltd South Korea
EGM 15/01/14
PT XL Axiata Indonesia EGM 16/01/14
Orica Ltd Australia AGM 23/01/14
PTXL Axiata Indonesia EGM 29/01/14
PT Bank Madiri (Persero) TBK Indonesia AGM 18/02/14 Approval of acquisition – Voted against in line with ISS recommendation.
HDFC Bank Ltd Indonesia EGM 27/02/14
Hyundai Engineering and Construction Co Ltd
South Korea AGM 04/03/14
Hyundai Mobis South Korea AGM 04/03/14
Hyundai Motor Co Ltd South Korea AGM 04/03/14
Korea Electric Power Corp South Korea EGM 04/03/14
LG Chem Ltd South Korea AGM 04/03/14
LG Household & Health Care Ltd South Korea AGM 04/03/14
Posco South Korea AGM 04/03/14
Samsung Electronics Co Ltd South Korea AGM 04/03/14
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Samsung Fire & Marine Insurance Co Ltd South Korea AGM 04/03/14
Samsung Heavy Industries Co Ltd South Korea AGM 04/03/14
Samsung SDI Co Ltd South Korea AGM 04/03/14
E-Mart Co Ltd South Korea AGM 04/03/14
ITC Ltd India EGM 06/03/14
CJ O Shopping Co Ltd South Korea AGM 12/03/14
Hana Financial Group Inc South Korea AGM 12/03/14
KIA Motors Corp South Korea AGM 12/03/14
LG Corp South Korea AGM 12/03/14
Lotte Shopping Co Ltd South Korea AGM 12/03/14 Amend terms of severance payments to executives – Voted against in line with ISS recommendation.
Naver Corp South Korea AGM 12/03/14
SK Hynix Inc South Korea AGM 12/03/14
SK Innovation Co Ltd South Korea AGM 12/03/14 E – Voted against in line with ISS recommendation.
China Mengniu Dairy Co Ltd Hong Kong EGM 17/03/14
Shinhan Financial Group Co Ltd South Korea AGM 17/03/14
Bank of China Ltd China EGM 19/03/14
Daewoo Shipbuilding & Marine Engineering Co Ltd
South Korea AGM 19/03/14 R – Voted against in line with ISS recommendation.
KB Financial Group South Korea AGM 19/03/14
Korea Electric Power Corp South Korea AGM 19/03/14
Public Bank BHD Malaysia AGM 21/03/14
PT Telekomunikasi Indonesia Indonesia AGM 27/03/14 B - Voted against in line with ISS recommendation.
QBE Insurance Group Australia AGM 27/03/14 B - Voted against in line with ISS recommendation.
Malayan Banking BHD Maybank Malaysia AGM 31/03/14
EUROPE
A Stock Option Plan
B Director Election
C Share Issuance without Pre-emptive rights
D Amend Articles of Association
E Remuneration Plan
F Share Issuance
G Bond Issuance
H Share Repurchase
I Audit Commission Election
J Other business
K Auditors’ special report
L Amend Bylaws
M Anti-takeover measure
N Severance payment
O Supervisory board member
P Environmental and Social Issue
Q Authorise increase of capital
R Approve related party transaction
S Appoint auditors
T Warrant Issuance
U Approve Dividend
V Share consolidation
W Limit company donations
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Deutsche Bank Germany EGM 23/03/13
Daimler Germany AGM 26/03/13 O – Voted against in line with ISS recommendation.
Aker Solutions Norway AGM 04/04/13 B, E, H - Voted against in line with ISS recommendation.
Prysmian Italy MIX 04/04/13 S- Voted against in line with ISS recommendation.
Swiss RE Switzerland AGM 04/04/13
Nestle Switzerland AGM 05/04/13 J - Voted against in line with ISS recommendation.
Anheuser-Busch Inbev Belgium EGM 09/04/13 A, C, E, Q, T - Voted against in line with ISS recommendation.
Anheuser-Busch Inbev Belgium AGM 09/04/13 A, E - Voted against in line with ISS recommendation.
Gam Holdings Switzerland AGM 09/04/13
GEA Group Germany AGM 09/04/13
LVMH Moet Hennessy Louis Vuitton France MIX 09/04/13 A, B, C, K, L, Q, R - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
BASF Germany AGM 10/04/13
Bayer Germany AGM 10/04/13
Muenchener Rueckversicherungs-Gesellschaft
Germany AGM 10/04/13
Reed Elsevier Netherlands AGM 10/04/13
Romreal Invest Ltd Romania AGM 10/04/13 H, V - Voted against in line with ISS recommendation.
Novatek US AGM 11/04/13 B - Voted against in line with ISS recommendation.
ABB LTD Switzerland AGM 16/04/13
KBC Groupe Belgium MIX 16/04/13 B x 2, F, H - Voted against in line with ISS recommendation.
Sandvik Sweden AGM 16/04/13 SP – Spin off listing of Sandvik Materials Technology on stock exchange and distribute to shareholders - Voted against in line with ISS recommendation.
Schneider Electric France MIX 16/04/13 Adopt one tiered board structure; appoint representatives of employee shareholders to the board - Voted against in line with ISS recommendation. B – Voted in favour contrary to ISS recommendation to vote against. Chairman and CEO role is deemed unsatisfactory, but contribution considered valuable.
Sygenta Switzerland AGM 16/04/13
Telefonica Czech Republic Czech Republic
AGM 16/04/13
Assicurazioni Generali Spa Italy MIX 17/04/13 A, B, E, H, Q - Voted against in line with ISS recommendation.
Atlas Copco Sweden AGM 17/04/13 B - Voted against in line with ISS recommendation.
Axa France MIX 18/04/13
Komercni Banka Czech Republic
OGM 18/04/13
OTP Bank Plc Hungary AGM 18/04/13 H - Voted against in line with ISS recommendation.
Adidas Germany AGM 23/04/13
Allianz Germany AGM 23/04/13
Sanofi France MIX 23/04/13
Telefonica Deutchland Holdings Germany AGM 23/04/13
Viscofan Spain MIX 23/04/13
UBS Switzerland AGM 24/04/13
Hochtief Germany AGM 25/04/13
Kerry Group Plc Ireland AGM 25/04/13 B x 5 - Voted against in line with ISS recommendation.
L’air Liquide Paris France MIX 25/04/13 Q - Voted against in line with ISS recommendation.
Turkiye Garanti Bankasi Turkey OGM 25/04/13 B x 2 - Voted against in line with ISS recommendation.
Eni Spa Italy OGM 29/04/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Deutsche Telekom Germany AGM 01/05/13 O x 2 - Voted against in line with ISS recommendation.
Elringklinger Germany AGM 01/05/13
Emlak Konut Gayrimenkul Yatirim Turkey OGM 02/05/13 W - Voted against in line with ISS recommendation.
Eurocash Poland AGM 02/05/13
Unilever Nv Netherlands AGM 02/05/13
BNP Paribas France AGM 03/05/13 L, N - Voted against in line with ISS recommendation.
Telenor Norway AGM 03/05/13 E, Corporate assembly election x 13 - Voted against in line with ISS recommendation.
Essilor International France AGM 07/05/13
Magnit JSC Russia AGM 07/05/13 B - Voted against in line with ISS recommendation. Voted rejected due to pooled custodian account.
Powszechny Zaklad Poland AGM 07/05/13
Bim BirlesikMagazalar Turkey AGM 08/05/13 B,E,S,W - Voted against in line with ISS recommendation.
Compagnie Generale Des Etablissements Michelin
France AGM 08/05/13
Deutsche Bank Germany AGM 08/05/13 O - Voted against in line with ISS recommendation.
Total SA France AGM 08/05/13 A,B - Voted against in line with ISS recommendation. SP – P x3, loyalty dividends to long term shareholders, nomination of employee representative on remuneration committee - Voted against in line with ISS recommendation.
Gemalto Netherlands AGM 10/05/13 C, D, F - Voted against in line with ISS recommendation.
Deutsche Post Germany AGM 14/05/13
Sberbank of Russia Russia AGM 16/05/13 B - Voted against in line with ISS recommendation. Voted rejected due to pooled custodian account.
Nord Gold Russia AGM 17/05/13
Safran France AGM 17/05/13 A, B x 3,Q,O - Voted against in line with ISS recommendation. SP – B, Approve alternate income allocation (dividend) - Voted against in line with ISS recommendation.
Atos France AGM 20/05/13 A,B,H,L - Voted against in line with ISS recommendation.
Publicis Groupe France AGM 20/05/13 A,E - Voted against in line with ISS recommendation.
Dassault Systemes France AGM 21/05/13 A,Q,T - Voted against in line with ISS recommendation.
The Swatch Group Switzerland OGM 21/05/13 B, U - Voted against in line with ISS recommendation.
Uralkaliy OJSC Russia AGM 21/05/13 B x 6 - Voted against in line with ISS recommendation. Voted rejected due to pooled custodian account.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Mining and Metallurgical Company Russia AGM 23/05/13 Voted rejected due to pooled custodian account.
Mining and Metallurgical Company Norilsk
Russia AGM 23/05/13 B,E - Voted against in line with ISS recommendation. Voted rejected due to pooled custodian account.
Turk Telekomunikasyon Turkey OGM 23/05/13 W - Voted against in line with ISS recommendation.
SAP AG Germany AGM 24/05/13
Telefonica Spain OGM 24/05/13 B x 6 - Voted against in line with ISS recommendation.
Compagnie De Saint-Gobain France AGM 28/05/13 B x 2 - Voted against in line with ISS recommendation.
Bank Polska Kasa Poland AGM 30/05/13
Banco Popular Espanol Spain OGM 04/06/13 B, G - Voted against in line with ISS recommendation.
Bank Handlowy Poland AGM 04/06/13 L - Voted against in line with ISS recommendation.
Brenntag Germany AGM 04/06/13
KGHM Polska Poland AGM 04/06/13 O - Voted against in line with ISS recommendation.
PKO Bank Polski Poland AGM 04/06/13
Wirecard AG Germany AGM 06/06/13
Yit Oyj Finland EGM 06/06/13
Rosneft Oil Company Russia AGM 07/06/13 B, E - Voted against in line with ISS recommendation.
Rosneft Oil Company Russia EGM 07/06/13
Mobile Telesystems Russia AGM 10/06/13 B - Voted against in line with ISS recommendation. Voted rejected due to pooled custodian account.
Oil Company Lukoil Russia AGM 10/06/13 B - Voted against in line with ISS recommendation.
Polski Koncern Naftowy Orlen Poland AGM 10/06/13
HMS Hydraulic Machines and Systems Group plc
Russia AGM 12/06/13
E.On Russia Russia AGM 13/06/13 B - Voted against in line with ISS recommendation. Voted rejected due to pooled custodian account.
Oao Tatneft Russia AGM 13/06/13 B - Voted against in line with ISS recommendation.
Gazprom Oao Russia AGM 17/06/13 B, E - Voted against in line with ISS recommendation.
Subsea 7 Norway AGM 17/06/13
Megafon Russia AGM 18/06/13 B - Voted against in line with ISS recommendation.
Hellenic Telecommunications Organizations
Greece OGM 20/06/13 A, E, S, Approve terms of contract between Executive Director and company - Voted against in line with ISS recommendation.
Ford Otomotiv Sanayi Turkey EGM 25/06/13
Fiat Industrial Italy EGM 27/06/13
Tofas Turk Otomobil Fabrikasi Turkey EGM 27/06/13 D - Voted against in line with ISS recommendation.
Industria De Diseno Textil Spain AGM 11/07/13
Emlak Konut Gayrimenkul Yatrim Turkey EGM 20/08/13
Megafon Russia EGM 03/09/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
CIE Financiere Richemont SA Sw itzerland EGM 06/09/13 B, U - Voted against in line with ISS
recommendation.
Magnit JSC Russia EGM 11/09/13 Voted rejected due to pooled custodian account.
Oil Company Lukoil OJSC Russia EGM 11/09/13
Megafon Russia EGM 12/09/13
Mobile Telesystems Russia EGM 17/09/13 Voted rejected due to pooled custodian account.
Novatek OAO Russia EGM 14/10/13 Voted rejected due to pooled custodian account.
Novatek OAO ADR Russia Special 14/10/13
Megafon OJSC Russia EGM 18/10/13
Pernod-Ricard France MIX 29/10/13 H – Voted against in line with ISS
recommendation.
Bank of Cyprus Public Company Ltd Cyprus OGM 21/11/13
Aryzta AG Switzerland AGM 26/11/13
Jeronimo Martins Portugal EGM 04/12/13 B – Voted against in line with ISS recommendation.
Mining and Metallurgical Company
Norilsk Nickel JS
Russia EGM 04/12/13
Hellenic Telecommunications Organizations SA
Greece EGM 24/12/13
Koninklijke Ahold Netherlands EGM 07/01/14
Siemens AG Germany AGM 15/01/14
Komercni Banka A.S Czech
Republic
EGM 20/01/14
Megafon OJSC Russia EGM 23/01/14
Infineon Technologies AG Germany AGM 30/01/14
Telefonica Deutschland Holding AG Germany EGM 30/01/14 T - Voted against in line with ISS recommendation.
Eurocash S.A. Poland EGM 07/02/14
Aurubis AG, Hamburg Germany AGM 14/02/14
Moncler S.P.A Italy OGM 18/02/14 A x 2 – Voted against in line with ISS recommendation.
Novartis AG, Basel Switzerland AGM 19/02/14 E, Discharge of board, Elect compensation committee member x 3 – Voted in favour contrary to ISS recommendation to vote against. New management in place to eradicate former poor governance practices.
Megafon OJSC (ADR) Russia EGM 05/03/14
B x 11- Voted against in line with ISS recommendation.
Banco Bilbao Vizcaya Argentaria SA Spain AGM 10/03/14
Swedbank AB Sweden AGM 10/03/14 SP – P, Approve special investigation into previous chairman tenure/pension - Voted against in line with ISS recommendation.
Nordea Bank AB Sweden AGM 11/03/14
SP – R, Approve special audit - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Novo Nordisk A/S Denmark AGM 12/03/14 SP – Provide financial information in notice to convene AGM, Publish AGM reports and other documents in Danish and keep public for 5 years, Simplify access to documents available on company’s website, Require refreshments to be available during AGM - Voted against in line with ISS recommendation.
Bankinter Spain OGM 17/03/14 B, T - Voted against in line with ISS recommendation.
SKF AB Sweden AGM 17/03/14 A, B - Voted against in line with ISS recommendation.
Akbank T. A. S. Turkey OGM 24/03/14
Arcelik AS Turkey AGM 24/03/14 W, Amend corporate purpose - Voted against in line with ISS recommendation.
Banco Santander Spain OGM 24/03/14 B x 3 – Voted against in line with ISS recommendation.
Turkiye Sinai Kalkinma Bankasi A.S. Turkey OGM 24/03/14 B – Voted against in line with ISS recommendation.
Volvo AB Sweden AGM 24/03/14 E - Voted against in line with ISS recommendation.
Turkiye Halk Banksai A.S. Turkey OGM 26/03/14 B, Discharge of board - Voted against in line with ISS recommendation.
Tupras-Turkiye Petrol Rafineleri AS Turkey OGM 26/03/14 W - Voted against in line with ISS recommendation.
Randstad Holding NV Netherlands AGM 27/03/14
Jeronimo Martins SGPS SA Portugal AGM 28/03/14
Daimler AG Germany AGM 31/03/14
Telefon AB L.M. Ericsson Sweden AGM 31/03/14 A x 3, SP – D, R, Create shareholders association, Propose new legislation to government, Board representation for small midsize shareholders - Voted against in line with ISS recommendation.
Turkiye Garanti Banksi A.S. Turkey OGM 31/03/14
Eurocash S.A. Poland EGM 07/02/14
Aurubis AG, Hamburg Germany AGM 14/02/14
Moncler S.P.A Italy OGM 18/02/14 A x 2 – Voted against in line with ISS recommendation.
Novartis AG, Basel Switzerland AGM 19/02/14 E, Discharge of board, Elect compensation committee member x 3 – Voted in favour contrary to ISS recommendation to vote against. New management in place to eradicate former poor governance practices.
Megafon OJSC (ADR) Russia EGM 05/03/14
B x 11- Voted against in line with ISS recommendation.
Banco Bilbao Vizcaya Argentaria SA Spain AGM 10/03/14
Swedbank AB Sweden AGM 10/03/14 SP – P, Approve special investigation into previous chairman tenure/pension - Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Nordea Bank AB Sweden AGM 11/03/14
SP – R, Approve special audit - Voted against in line with ISS recommendation.
Novo Nordisk A/S Denmark AGM 12/03/14 SP – Provide financial information in notice to convene AGM, Publish AGM reports and other documents in Danish and keep public for 5 years, Simplify access to documents available on company’s website, Require refreshments to be available during AGM - Voted against in line with ISS recommendation.
Bankinter Spain OGM 17/03/14 B, T - Voted against in line with ISS recommendation.
SKF AB Sweden AGM 17/03/14 A, B - Voted against in line with ISS recommendation.
Akbank T. A. S. Turkey OGM 24/03/14
Arcelik AS Turkey AGM 24/03/14 W, Amend corporate purpose - Voted against in line with ISS recommendation.
Banco Santander Spain OGM 24/03/14 B x 3 – Voted against in line with ISS recommendation.
Turkiye Sinai Kalkinma Bankasi A.S. Turkey OGM 24/03/14 B – Voted against in line with ISS recommendation.
Volvo AB Sweden AGM 24/03/14 E - Voted against in line with ISS recommendation.
Turkiye Halk Banksai A.S. Turkey OGM 26/03/14 B, Discharge of board - Voted against in line with ISS recommendation.
Tupras-Turkiye Petrol Rafineleri AS Turkey OGM 26/03/14 W - Voted against in line with ISS recommendation.
Randstad Holding NV Netherlands AGM 27/03/14
Jeronimo Martins SGPS SA Portugal AGM 28/03/14
Daimler AG Germany AGM 31/03/14
Telefon AB L.M. Ericsson Sweden AGM 31/03/14 A x 3, SP – D, R, Create shareholders association, Propose new legislation to government, Board representation for small midsize shareholders - Voted against in line with ISS recommendation.
Turkiye Garanti Banksi A.S. Turkey OGM 31/03/14
JAPAN
A Stock Option Plan
B Director Election
C Share Issuance without Pre-emptive rights
D Amend Articles of Association
E Remuneration Plan
F Share Issuance
G Bond Issuance
H Share Repurchase
I Appointment of Statutory Auditor
J Other business
K Auditors’ special report
L Amend Bylaws
M Anti-takeover measure
N Retirement bonus
O Dividend Approval
P Approve AGM bonus payment
Q Environmental and Social Issue
R Reduction in capital reserves
S Approve allocation of income and dividends
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
J.Front Retailing Co Japan AGM 17/05/13
Ryohin Keikaku Co Japan AGM 20/05/13
Seven & I Holdings Japan AGM 21/05/13
Keyence Corporation Japan AGM 03/06/13 B x 2, S – Voted against in line with ISS recommendation.
Mori Seiki Co Japan AGM 07/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant.
Denso Corporation Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant.
East Japan Railway Company Japan AGM 10/06/13 I, SP – D, Q x 10 - Voted against in line with ISS recommendation. SP – D x 2 - Voted in favour, in line with ISS contrary to management.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Enplas Corporation Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. I - Voted against in line with ISS recommendation.
H2O Retailing Corporation Japan AGM 10/06/13 I - Voted against in line with ISS recommendation.
Hikari Tsushin Inc Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. B, I - Voted against in line with ISS recommendation.
Hino Motors Ltd Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant.
Hitachi Ltd Japan AGM 10/06/13 B - Voted against in line with ISS recommendation.
Jafco Co Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. I - Voted against in line with ISS recommendation.
Japan Tobacco Inc Japan AGM 10/06/13 S - Voted in favour contrary to ISS recommendation to vote against. SP – H, S – Voted against contrary to ISS recommendation to vote in favour. The company should have a flexible shareholder return strategy and they have already stated that they will continue to improve this. SP – D, Cancel treasury stock -Voted in favour, in line with ISS contrary to management.
JFE Holdings Japan AGM 10/06/13 M -Voted against in line with ISS recommendation.
Keisei Electric Railway Co Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. B, I, M -Voted against in line with ISS recommendation.
Komatsu Japan AGM 10/06/13 I - Voted in favour contrary to ISS recommendation to vote against. Due to the candidate’s experience.
Nippon Chemi-Con Corporation Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant.
Softbank Corp Japan AGM 10/06/13 I - Voted against in line with ISS recommendation.
Sony Corporation Japan AGM 10/06/13 B -Voted against in line with ISS recommendation.
Sumitomo Realty and Development Co Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. B, I x 2, M -Voted against in line with ISS recommendation.
Tobu Railway Co Japan AGM 10/06/13 B -Voted against in line with ISS recommendation.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Unicharm Corporation Japan AGM 10/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. B -Voted against in line with ISS recommendation.
United Arrows Ltd Japan AGM 10/06/13 I -Voted against in line with ISS recommendation.
Yahoo Japan Corporation Japan AGM 10/06/13 B x 2 – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. I -Voted against in line with ISS recommendation.
Hankyu Hanshin Holdings Japan AGM 12/06/13
Toyota Motor Corporation Japan AGM 12/06/13
Daicel Corporation Japan AGM 13/06/13
THK Co Japan AGM 13/06/13
TS Tech Co Japan AGM 13/06/13
Seven Bank Ltd Japan AGM 16/06/13
Astellas Pharma Inc Japan AGM 17/06/13
Honda Motor Co Japan AGM 17/06/13
The Bank of Yokohama Japan AGM 17/06/13
Internet Initiative Japan Inc Japan AGM 18/06/13 N - Voted in favour contrary to ISS recommendation to vote against. After company engagement amount was considered appropriate.
NSD Co Ltd Japan AGM 18/06/13
Central Japan Railway Company Japan AGM 19/06/13
Daiichi Sankyo Company Japan AGM 19/06/13
Fuji Heavy Industries Ltd Japan AGM 19/06/13
Kubota Corporation Japan AGM 19/06/13
Mitsubishi Corporation Japan AGM 19/06/13
Mitsui & Co Japan AGM 19/06/13
Nitto Denko Corporation Japan AGM 19/06/13
Nomura Research Institute Japan AGM 19/06/13
Ricoh Company Ltd Japan AGM 19/06/13
Rohto Pharnaceutical Co Japan AGM 19/06/13
Shin-Etsu Chemical Co Japan AGM 19/06/13 B, I, M -Voted against in line with ISS recommendation.
Sysmex Corporation Japan AGM 19/06/13
West Japan Railway Company Japan AGM 19/06/13
Fujitsu Ltd Japan AGM 20/06/13
Mazda Motor Corporation Japan AGM 20/06/13 I - Voted against in line with ISS recommendation.
Mitsubishi Gas Chemical Company Inc Japan AGM 20/06/13 I - Voted against in line with ISS recommendation.
Mizuho Financial Group Inc Japan AGM 20/06/13 SP – D x 5, Q- Voted against in line with ISS recommendation. SP – D x 3 - Voted in favour, in line with ISS contrary to management.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
NKSJ Holdings Inc Japan AGM 20/06/13
Seiko Epson Corporation Japan AGM 20/06/13
The Dai-Ichi Life Insurance Company Japan AGM 20/06/13 A - Voted against in line with ISS recommendation.
Tokio Marine Holdings Japan AGM 20/06/13
Toshiba Corporation Japan AGM 20/06/13
Toyota Tsusho Corporation Japan AGM 20/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. B -Voted against in line with ISS recommendation.
Electric Power Development Co Japan AGM 23/06/13
Mitsubishi Chemical Holdings Corporation
Japan AGM 23/06/13
Nippon Telegraph and Telephone Corporation
Japan AGM 23/06/13
Nissan Motor Co Japan AGM 23/06/13
Orix Corporation Japan AGM 23/06/13
Sawai Pharmaceutical Co Japan AGM 23/06/13
Suruga Bank Ltd Japan AGM 23/06/13
Anritsu Corporation Japan AGM 24/06/13
Daiwa Securities Group Inc Japan AGM 24/06/13 B - Voted against in line with ISS recommendation.
JX Holdings Inc Japan AGM 24/06/13
Kawasaki Heavy Industries Japan AGM 24/06/13 I - Voted against in line with ISS recommendation.
Kyocera Corporation Japan AGM 24/06/13
Kyushu Electric Power Company Japan AGM 24/06/13 SP – D, Q x 6 - Voted against in line with ISS recommendation.
Mitsubishi Heavy Industries Japan AGM 24/06/13 I - Voted against in line with ISS recommendation.
Ms&Ad Insurance Group Holdings Japan AGM 24/06/13
Nomura Holdings Inc Japan AGM 24/06/13 B - Voted against in line with ISS recommendation.
Panasonic Corporation Japan AGM 24/06/13
Shikoku Electric Power Company Japan AGM 24/06/13 Q x 3 - Voted against in line with ISS recommendation.
Sumitomo Electric Industries Japan AGM 24/06/13 I -Voted against in line with ISS recommendation.
T&D Holdings Inc Japan AGM 24/06/13
Takeda Pharmaceutical Company Ltd Japan AGM 24/06/13 I -Voted against in line with ISS recommendation.
Terumo Corporation Japan AGM 24/06/13
The Kansei Electric Power Company Japan AGM 24/06/13 B - SP – D x 3, Q x 20 -Voted against in line with ISS recommendation. SP – B, D x 3, Q - Voted in favour, in line with ISS contrary to management.
Tokyu Land Corporation Japan AGM 24/06/13 B – Voted in favour contrary to ISS recommendation to vote against. Director considered operationally significant. B -Voted against in line with ISS recommendation.
Toray Industries Inc Japan AGM 24/06/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Amada Co Japan AGM 25/06/13 B – Voted against in line with ISS recommendation.
Asahi Kasei Corporation Japan AGM 25/06/13 I x 2 - Voted against in line with ISS recommendation.
Daikin Industries Japan AGM 25/06/13
Daiwa House Industry Co Japan AGM 25/06/13 I x 2 - Voted against in line with ISS recommendation.
Fanuc Corporation Japan AGM 25/06/13
Fukuoka Financial Group Inc Japan AGM 25/06/13
IHI Corporation Japan AGM 25/06/13 I - Voted against in line with ISS recommendation.
Isuzu Motors Ltd Japan AGM 25/06/13 I x 3 - Voted against in line with ISS recommendation.
Mitsubishi Electric Corporation Japan AGM 25/06/13 B x 4 - Voted against in line with ISS recommendation.
Mitsubishi Estate Company Japan AGM 25/06/13 M - Voted against in line with ISS recommendation.
Mitsubishi Materials Corporation Japan AGM 25/06/13 M - Voted against in line with ISS recommendation.
Mitsubishi Ufj Financial Group Inc Japan AGM 25/06/13 I - Voted against in line with ISS recommendation.
Mitsui Fudosan Co Japan AGM 25/06/13
Murata Manufacturing Company Japan AGM 25/06/13
Osaka Gas Co Japan AGM 25/06/13
Rinnai Corporation Japan AGM 25/06/13 B x 2 - Voted against in line with ISS recommendation.
Sumitomo Mitsui Financial Group Japan AGM 25/06/13 I x 2 -Voted against in line with ISS recommendation.
Sumitomo Mitsui Trust Holdings Japan AGM 25/06/13 I -Voted against in line with ISS recommendation.
Suzuki Motor Corporation Japan AGM 25/06/13 B -Voted against in line with ISS recommendation.
The Chiba Bank Japan AGM 25/06/13
Tokyo Gas Co Japan AGM 25/06/13 I -Voted against in line with ISS recommendation.
Tsumera & Co Japan AGM 25/06/13
Don Quijote Co Japan AGM 24/08/13 N - Voted against in line with ISS recommendation.
Fast Retailing Ltd Japan AGM 13/11/13
Don Quijote Co Ltd Japan EGM 27/11/13
OSG Corporation Japan AGM 22/02/14 I x 2– Voted against in line with ISS recommendation.
Chugai Pharmaceutical Co Ltd Japan AGM 19/03/14 B – Voted against in line with ISS recommendation. B – Voted in favour, contrary to ISS recommendation to vote against. Deemed operationally significant.
Bridgestone Corporation Japan AGM 21/03/14
Pola Orbis Holdings Inc Japan AGM 25/03/14 I – Voted against in line with ISS recommendation. B – Voted in favour, contrary to ISS recommendation to vote against. Deemed operationally significant.
Canon Inc Japan AGM 26/03/14 I – Voted against in line with ISS recommendation.
Kao Corporation Japan AGM 26/03/14 I – Voted in favour, contrary to ISS recommendation to vote against. Auditor deemed independent following company engagement.
Horiba Japan AGM 27/03/14
LATIN AMERICA
A Stock Option Plan
B Director Election
C Share Issuance without Pre-emptive rights
D Amend Articles of Association
E Remuneration Plan
F Share Issuance
G Bond Issuance
H Share Repurchase
I Elect committee member
J Other business
K Auditors’ special report
L Amend Bylaws
M Anti-takeover measure
N Severance payment
O Increase/ decrease in authorised capital
P Approve allocation of income and dividends
Q Authorise board to ratify, execute and approve resolutions
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Grupo Bimbo Mexico AGM 25/03/13 B, E, I - Voted against in line with ISS recommendation.
Credicorp Mexico AGM 25/03/13
BRF Brasil Foods Brazil EGM 01/04/13
BRF Brasil Foods Brazil AGM 01/04/13
Natura Cosmeticos Brazil AGM 04/04/13 E - Voted against in line with ISS recommendation.
Natura Cosmeticos Brazil EGM 04/04/13
Industrias Penoldes Mexico AGM 04/04/13 B, I - Voted against in line with ISS recommendation.
BM&F Bovespa Brazil EGM 08/04/13
BM&F Bovespa Brazil AGM 08/04/13
Tim Participacoes Brazil AGM 08/04/13 B, E - Voted against in line with ISS recommendation.
Tractebel Energia Brazil AGM 09/04/13 B, E - Voted against in line with ISS recommendation.
Vale Brazil EGM 09/04/13
Vale Brazil AGM 09/04/13 E - Voted against in line with ISS recommendation.
Empresa Nacional De Electricidad Chile AGM 09/04/13 J - Voted against in line with ISS recommendation.
CCR Brazil AGM 10/04/13 B, E - Voted against in line with ISS recommendation.
Gerdau Brazil AGM 10/04/13 B, E - Voted against in line with ISS recommendation.
Hypermarcas Brazil EGM 10/04/13 D - Voted against in line with ISS recommendation
Lojas Renner Brazil AGM 10/04/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Arca Continental Mexico AGM 10/04/13 B, E, I - Voted against in line with ISS recommendation.
Companhia De Sneamento Brazil AGM 11/04/13 B, E - Voted against in line with ISS recommendation.
Duratex Brazil AGM 11/04/13 E - Voted against in line with ISS recommendation.
Itau Unibanco holding Brazil AGM 12/04/13
Companhia De Saneamento Brazil EGM 15/04/13
Duratex Brazil EGM 15/04/13
America Movil Mexico AGM 16/04/13 B, Q - Voted against in line with ISS recommendation.
Banco Do Brasil Brazil AGM 17/04/13 B - Voted against in line with ISS recommendation.
Cielo Brazil AGM 17/04/13 E - Voted against in line with ISS recommendation.
Embraer Brazil AGM 17/04/13 E - Voted against in line with ISS recommendation.
Embotelladora Andina Chile OGM 17/04/13 B, J - Voted against in line with ISS recommendation.
Empresas COPEC Chile OGM 17/04/13 J - Voted against in line with ISS recommendation.
Sociedad Quimca Chile OGM 17/04/13 E, J - Voted against in line with ISS recommendation.
Embraer Brazil EGM 18/04/13
Ogx Petroleo Gas Participacoes Brazil AGM 18/04/13 E - Voted against in line with ISS recommendation.
Empresas CMPC Chile OGM 18/04/13 J - Voted against in line with ISS recommendation.
Mexichem Mexico AGM 18/04/13 B, L - Voted against in line with ISS recommendation.
Cielo Brazil EGM 19/04/13
Localiza Rent A Car Brazil EGM 19/04/13
Localiza Rent A Car Brazil AGM 19/04/13
Petroleo Brasileiro Brazil AGM 22/04/13
Petroleo Brasileiro Brazil EGM 22/04/13
Raia Drogasil Brazil AGM 22/04/13
Raia Drogasil Brazil EGM 22/04/13
Br Malls Participacoes Brazil EGM 23/04/13
Br Malls Participacoes Brazil AGM 23/04/13
Cia Energetica Brazil AGM 23/04/13
Hypermarcas Brazil AGM 23/04/13 B, E - Voted against in line with ISS recommendation.
Itausa Investimentos Brazil AGM 23/04/13
Lojas Americanas Brazil AGM 23/04/13
MRV Engenharia Participacoes Brazil AGM 23/04/13
MRV Engenharia Participacoes Brazil EGM 23/04/13
Cencosud Chile OGM 23/04/13 E, J - Voted against in line with ISS recommendation.
Latam Airlines Chile OGM 23/04/13 J - Voted against in line with ISS recommendation.
Grupo Financiero Banorte Mexico EGM 23/04/13
Grupo Financiero Banorte Mexico AGM 23/04/13
Companhia De Bebidas Das Americas Brazil Special 24/04/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Grupo Mexico Mexico AGM 24/04/13 B - Voted against in line with ISS recommendation.
Saci Falabella Chile OGM 25/04/13 J - Voted against in line with ISS recommendation.
Ultrapar Participa Brazil AGM 21/05/13
Latam Airlines Group Chile EGM 06/06/13
Compania Cerveverias Unidas Mexico Special 13/06/13 D - Voted against in line with ISS recommendation.
Grupo Financiero Banorte Mexico EGM 28/06/13
Cia De Bebidas Das Americas-Ambev Brazil EGM 22/07/13
Cosan Sa Industria E Comercio Brazil AGM 24/07/13 E - Voted against in line with ISS recommendation.
Cosan Sa Industria E Comercio Brazil EGM 24/07/13
Companhia De Bebidas Das Americas-Ambev
Brazil Special 25/07/13
Companhia De Bebidas Das Americas-Ambev
Brazil Special 25/07/13
Localiza Rent a Car Brazil EGM 25/07/13 Q, Approve independent firm to appraise proposed transaction, Approve acquisition - Voted against in line with ISS recommendation.
Grupo Financiero Santander Mexico OGM 13/08/13
Saci Falabella Chile EGM 21/08/13 H - Voted against in line with ISS recommendation.
Cetip SA – Mercado Organizados Brazil EGM 16/09/13
Banco De Credito E Inversiones Chile EGM 23/09/13
MRV Engenharia Participacoes Brazil EGM 07/10/13 A – Voted against in line with ISS recommendation.
Grupo Financiero Banorte Mexico OGM 09/10/13
Blakeney Investors Fund AGM 17/10/13 J - Voted against in line with ISS recommendation.
Mexichem SA Mexico EGM 06/11/13 Approve merger - Voted against in line with ISS recommendation.
Grupo Bimbo Mexico OGM 18/11/13
CETIP SA Mercados Organizados Brazil EGM 19/11/13
BB Seguridade Participacoes Brazil EGM 26/11/13 B x 3, I – Voted against in line with ISS recommendation.
Advance Frontier Markets Fund Ltd Fund AGM 26/11/13
Alfa Sab Mexico OGM 26/11/13
Banco Santander Chile Chile EGM 02/12/13
Tim Participacoes SA Brazil Special 04/12/13
Fomento Economico Mexicano Mexico AGM 04/12/13
Grupo Televisa, S.A.B. Mexico AGM 04/12/13 Approve granting powers – Voted against in line with ISS recommendation.
Arca Continental SAB DE CV Mexico OGM 06/12/13
Petroleo Brasileiro Brazil EGM 09/12/13
Cosan SA Industria E Comercio Brazil EGM 10/12/13
Banco Do Brasil SA Brazil EGM 13/12/13 E – Voted against in line with ISS recommendation.
Grupo Financiero Banorte Mexico OGM 17/12/13
Hypermarcas SA Brazil EGM 18/12/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Ambev SA Brazil EGM 20/12/13
Ambev SA Brazil Special 24/12/13
Ecopetrol SA Columbia EGM 20/01/14
Ultrapar Participacoes SA Brazil EGM 24/01/14
Klabin SA Brazil Special 07/02/14 P – Voted in favour contrary to ISS recommendation to vote against. Vote error.
Klabin SA Brazil EGM 07/02/14 G, E – Vote against in line with ISS recommendation.
Coca-Cola Femsa SAB DE CV Mexico AGM 19/02/14
Banco Bradesco Brazil EGM 26/02/14
Banco Bradesco Brazil AGM 06/03/14
E – Voted against in line with ISS recommendation.
Fomento Economico Mexicano Mexico AGM 10/03/14
Corpbanca Chile OGM 10/03/14 I – Voted against in line with ISS recommendation.
CIA Souza Cruz Industria E Commercio Cruz
Brazil AGM 11/03/14
CIA Souza Cruz Industria E Commercio Cruz
Brazil EGM 11/03/14
Bancolombia SA Columbia AGM 12/03/14 B, J, Approve donations – Voted against in line with ISS recommendation.
Klabin SA Brazil AGM 12/03/14
Klabin SA Preference shares Brazil AGM 12/03/14
Klabin SA Brazil EGM 12/03/14
Wal-Mart De Mexico SA Mexico AGM 13/03/14
Cemex SAB De CV Mexico EGM 13/03/14 I, L – Voted against in line with ISS recommendation.
Almacenes Exito SA Columbia OGM 14/03/14 B, J, Approve donations – Voted against in line with ISS recommendation.
BM&F Bovespa SA Bolsa De Valores Brazil AGM 17/03/14
Cemex SA Mexico AGM 17/03/14 B, E, Extend corporate purpose – Voted against in line with ISS recommendation.
Cementos Argos SA Columbia OGM 17/03/14 B, J, L, Approve Donations – Voted against in line with ISS recommendation.
MRV Engenharia Participacoes SA Brazil EGM 19/03/14
Banco De Credito E Inversiones SA Chile EGM 20/03/14 A, L– Voted against in line with ISS recommendation.
Banco De Credito E Inversiones SA Chile OGM 20/03/14 J – Voted against in line with ISS recommendation.
Ecopetrol S.A. Columbia OGM 20/03/14
Cielo Brazil AGM 21/03/14 B, E - Voted against in line with ISS recommendation.
Cielo Brazil EGM 21/03/14
Banco De Chile Chile OGM 21/03/14 B – Voted against in line with ISS recommendation.
Banco De Chile Chile EGM 24/03/14
Aberdeen Chile Fund Inc Chile AGM 26/03/14
BRF SA Brazil AGM 26/03/14
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Petroleo Brasileiro SA Brazil AGM 26/03/14 B – Voted against in line with ISS recommendation.
Petroleo Brasileiro SA Brazil EGM 26/03/14
BRF SA Brazil EGM 26/03/14 A - Voted against in line with ISS recommendation.
Credicorp Ltd Peru AGM 27/03/14
Tractebel Energia SA Brazil AGM 31/03/14 B – Voted against in line with ISS recommendation.
BM&F Bovespa SA Bolsa De Valores Brazil EGM 31/03/14 A – Voted against in line with ISS recommendation.
Deutsche Bank Mexico Sa Mexico Special 31/03/14 A, Approve modifications of serving advisory contract– Voted against in line with ISS recommendation.
SOUTH AFRICA
A Stock option plan
B Director election
C Share issuance without pre-emptive rights
D Amend Articles of Association
E Remuneration
F Share Issuance
G Other Business
H Place authorised but unissued shares in control of directors
I Approve consultation fee
J Elect member of committee
K Approve dividend
L Share repurchase
M Adopt memorandum of incorporation
N Approve financial assistance to related companies
O Approve auditor
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Anglo American Platinum Ltd South Africa AGM 19/04/13
Absa Group South Africa AGM 24/04/13 L - Voted against in line with ISS recommendation.
Nedbank Group South Africa AGM 24/04/13
Mondi Ltd South Africa AGM 25/04/13
Nedbank Group South Africa OGM 26/04/13 B x 2, E, N - Voted against in line with ISS recommendation.
Impala Platinum Holdings South Africa OGM 01/05/13
Gold Fields South Africa AGM 02/05/13
Anglogold Ashanti South Africa AGM 03/05/13
Sibanye Gold Ltd South Africa AGM 06/05/13
Massmart holdings South Africa AGM 15/05/13 A, B x 3 - Voted against in line with ISS recommendation.
Exxaro Resources Ltd South Africa AGM 17/05/13 B - Voted against in line with ISS recommendation.
Aeci Holdings South Africa AGM 20/05/13 Approve ad hoc service fee – Voted against in line with ISS recommendation.
MTN Group South Africa AGM 21/05/13
Standard Bank Group South Africa AGM 23/05/13 H X 2 - Voted against in line with ISS recommendation.
Sanlam Ltd South Africa AGM 29/05/13
Growthpoint Properties Ltd South Africa OGM 21/06/13 M - Voted against in line with ISS recommendation.
Investec Bank Ltd South Africa OGM 02/07/13
Investec Bank Ltd South Africa OGM 02/07/13
Vodacom Group Ltd South Africa AGM 11/07/13 B - Voted against in line with ISS recommendation.
Mediclinic International Ltd South Africa AGM 18/07/13
Tongaat Hulett Ltd South Africa AGM 24/07/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Investec Bank Ltd South Africa AGM 01/08/13 B x 5 - Voted against in line with ISS recommendation.
Investec Bank Ltd South Africa OGM 01/08/13
Aspen Pharmacare Holdings Plc South Africa OGM 12/08/13
MR. Price Group Limited South Africa AGM 14/08/13
Naspers Ltd South Africa AGM 23/08/13 E, F, H, I x 2 - Voted against in line with ISS recommendation.
Growthpoint Properties Ltd South Africa OGM 08/10/13
Imperial Holdings Ltd South Africa OGM 14/10/13
Shoprite Holdings South Africa AGM 23/10/13 E – Voted against in line with ISS recommendation.
AVI Ltd South Africa AGM 24/10/13 E – Voted against in line with ISS recommendation.
Aveng Ltd South Africa AGM 25/10/13
Sibanye Gold Ltd South Africa OGM 29/10/13
Murray & Roberts Holdings Ltd South Africa AGM 30/10/13
Murray & Roberts Holdings Ltd South Africa OGM 30/10/13
Northam Platinum Ltd South Africa AGM 30/10/13 E - Voted in favour contrary to ISS recommendation to vote against. Vote error.
Truworths International Ltd South Africa AGM 31/10/13
Aspen Pharmcare Holdings Plc South Africa OGM 01/11/13
Imperial Holdings South Africa AGM 01/11/13
Growthpoint Properties Ltd South Africa AGM 06/11/13
Wilson Bayly Holmes South Africa AGM 06/11/13 A – Voted against in line with ISS recommendation. E - Voted in favour contrary to ISS recommendation to vote against. Vote error.
Bidvest Group Ltd South Africa AGM 15/11/13 B – Voted against in line with ISS recommendation.
RMB Holdings Ltd South Africa AGM 15/11/13 A, B x 6, E, F, J – Voted against in line with ISS recommendation.
Sasol Ltd South Africa AGM 15/11/13
Woolworths Holdings Ltd South Africa AGM 15/11/13 E – Voted against in line with ISS recommendation.
MMI Holdings Ltd South Africa AGM 20/11/13
Discovery Ltd South Africa AGM 26/11/13 B x 2, E - Voted in favour contrary to ISS recommendation to vote against. Vote error.
Firstrand Ltd South Africa AGM 26/11/13
Harmony Gold Mining Co Ltd South Africa AGM 26/11/13 E – Voted against in line with ISS recommendation.
African Rainbow Minerals Ltd South Africa AGM 27/11/13 A, O - Voted against in line with ISS recommendation.
Aspen Pharmacare Holdings Plc South Africa AGM 27/11/13
Remgro Ltd South Africa AGM 29/11/13
PPC Ltd South Africa AGM 20/01/14 E – Voted against in line with ISS recommendation.
Barloworld Ltd South Africa AGM 22/01/14
Nampak South Africa AGM 22/01/14
Clicks Group Ltd South Africa AGM 23/01/14
Life Healthcare Group Holdings Ltd South Africa AGM 23/01/14 E, H - Voted in favour contrary to ISS recommendation to vote against. Vote error.
Sappi Ltd South Africa AGM 29/01/14
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Tiger Brands Ltd South Africa AGM 03/02/14 N – Vote against in line with ISS recommendation.
PPC Ltd South Africa OGM 10/03/14
Standard Bank Group Ltd South Africa OGM 21/03/14
Anglo American Platinum Ltd South Africa AGM 26/03/14 E – Voted against in line with ISS recommendation.
NORTH AMERICA
A Stock option plan
B Director election
C Any other business
D Advisory vote approving Executive compensation
E Shareholder proposal – Reduce supermajority vote requirement
F Shareholder proposal – Amending bylaws to call special meetings
G Shareholder proposal – Require independent board chairman
H Shareholder proposal – Approve / Adopt a recapitalisation plan
I Shareholder proposal – Executive compensation and disclosure
J Shareholder proposal – Declassify board of directors
K Shareholder proposal – Provide for cumulative voting
L Shareholder proposal – Exclude pension’s credits from calculations of performance based pay
M Shareholder proposal – Require audit committee review
N Shareholder proposal – Provide right to act by written consent
O Shareholder proposal – Report on pay disparity
P Shareholder proposal – Require majority vote for elections
Q Shareholder proposal – Political proposals (disclosure, contributions, lobbying, stance)
R Shareholder proposal – Environmental and Social Issue
S Shareholder proposal – Establish separate risk management committee
T Shareholder proposal – Amend articles of association
U Shareholder Proposal – Adopt proxy access right
V Shareholder Proposal – Pension plan proposals (amendments, disclosure, equitable treatment)
W Shareholder Proposal – Require more director nominations that open seats
X Shareholder Proposal – Publish summary of AGM meetings and questions raised
Y Shareholder Proposal – Stock Retention/ Holding period
Z Shareholder Proposal – Limit multiple board service
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
The Bank of Nova Scotia CA AGM 05/04/13 I, V x 2 - Voted against in line with ISS recommendation.
Schlumberger Limited US AGM 09/04/13
U.S Bancorp US AGM 11/04/13 G - Voted against in line with ISS recommendation.
Cytec Industries Inc US AGM 16/04/13
Ebay Inc US AGM 16/04/13 D, R - Voted against in line with ISS recommendation. Q - Voted in favour, in line with ISS contrary to management.
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
PPG Industries Inc US AGM 16/04/13 E - Voted in favour, in line with ISS contrary to management.
Canadian National Rail Company CA AGM 17/04/13
Cenovus Energy Inc CA AGM 17/04/13
Honeywell International Inc US AGM 17/04/13 G, I, N - Voted in favour, in line with ISS contrary to management.
Barrick Gold Corporation CA AGM 18/04/13 D - Voted against in line with ISS recommendation.
Wells Fargo & Company US AGM 18/04/13 G, Q - Voted against in line with ISS recommendation. R - Voted in favour, in line with ISS contrary to management.
Citigroup Inc US AGM 23/04/13 SP -Amend indemnifications provisions - Voted against in line with ISS recommendation. Q, Y - Voted in favour, in line with ISS contrary to management.
Eaton Corporation US AGM 23/04/13
General Electric Company US AGM 23/04/13 G, N, W, SP - Establish term limits for directors - Voted against in line with ISS recommendation. Y - Voted in favour, in line with ISS contrary to management.
Jonson & Johnson US AGM 23/04/13 G, Q - Voted against in line with ISS recommendation. Y - Voted in favour, in line with ISS contrary to management.
Pfizer US AGM 23/04/13 N, Y - Voted in favour, in line with ISS contrary to management.
The Coca-Cola Company US AGM 23/04/13
B – Voted in favour contrary to ISS recommendation to vote against. CEO serves on multiple boards, whilst not ideal contribution is considered to be valuable. D - Voted against in line with ISS recommendation. R – Voted in favour contrary to ISS recommendation to vote against. Vote Error.
Transcanada Corp Canada AGM 23/04/13
AT & T Inc US AGM 24/04/13 G - Voted against in line with ISS recommendation. I, Q, R - Voted in favour, in line with ISS contrary to management.
Oceaneering International US AGM 24/04/13
Goldcorp Inc CA AGM 25/04/13
International Business Machines Corp US AGM 25/04/13 G, N, Q, Y - Voted in favour, in line with ISS contrary to management.
Pentair Ltd US AGM 25/04/13 D - Voted against in line with ISS recommendation.
Suncor Energy Inc US AGM 25/04/13
Canadian Natural Resources Limited CA AGM 26/04/13 D - Voted against in line with ISS recommendation.
Packaging Corporation of America US AGM 26/04/13
Pepsi Co US AGM 26/04/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Yamaa Gold Inc Canada AGM 26/04/13
Cabot Oil & Gas Corp US AGM 29/04/13 I - Voted in favour, in line with ISS contrary to management.
EOG Resources Inc US AGM 29/04/13
Kansas City Southern US AGM 29/04/13 J - Voted in favour, in line with ISS contrary to management.
Verizon Communications Inc US AGM 29/04/13 F, N, Q, U, SP – Commit to wireless network neutrality, Submit change in control to shareholder vote - Voted in favour, in line with ISS contrary to management.
Kimberly-Clark Corp US AGM 01/05/13
Eli Lilly and Company US AGM 02/05/13
Enbridge Inc Canada AGM 02/05/13
Sun Life Financial Canada AGM 02/05/13
Hubbell Incorporated US AGM 03/05/13
O’Reilly Automotive Inc US AGM 03/05/13
Masco Corp US AGM 06/05/13
Telus Corp Canada AGM & Special
06/05/13
Bank of America Corp US AGM 07/05/13 Q, U, X - Voted against in line with ISS recommendation. Q, R - Voted in favour, in line with ISS contrary to management.
BCE Inc Canada AGM 07/05/13 I x 2, R x 2, S - Voted in favour, in line with ISS contrary to management.
Gilead Sciences Inc US AGM 07/05/13 G - Voted against in line with ISS recommendation. N - Voted in favour, in line with ISS contrary to management.
Magna International Inc Canada AGM 07/05/13
Mattel Inc US AGM 07/05/13 G - Voted against in line with ISS recommendation.
Philip Morris International Inc US AGM 07/05/13
United Rentals Inc US AGM 07/05/13
International Paper Company US AGM 08/05/13
American International Group US AGM 10/05/13 X - Voted against in line with ISS recommendation.
Comcast Corp US AGM 10/05/13 H, I- Voted in favour, in line with ISS contrary to management.
Halliburton Company US AGM 10/05/13 R - Voted in favour, in line with ISS contrary to management.
Nisource Inc US AGM 10/05/13 I - Voted against in line with ISS recommendation. N - Voted in favour, in line with ISS contrary to management.
Pinnacle West Capital Corp US AGM 10/05/13
Potash Corp of Saskatchewan Inc Canada AGM & Special
10/05/13
Qlik Technologies Inc US AGM 10/05/13
Verisk Analytics Inc US AGM 10/05/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Wyndham Worldwide Corp US AGM 10/05/13
Altria Group US AGM 15/05 /13 Q - Voted in favour, in line with ISS contrary to management.
Silver Wheaton Corp Canada AGM & Special
15/05/13
Union Pacific Corp US AGM 15/05/13 Q - Voted in favour, in line with ISS contrary to management.
JP Morgan Chase and Co US AGM 16/05/13 B x 3, Q, R, Y - Voted against in line with ISS recommendation. G - Voted in favour, in line with ISS contrary to management.
Macy’s Inc US AGM 16/05/13
Marsh & Mclennan Companies US AGM 16/05/13
Mondelez Intl US AGM 16/05/13 R - Voted against in line with ISS recommendation.
W.R Berkeley Corpoation US AGM 16/05/13 B x 5, I - Voted against in line with ISS recommendation.
Amazon.com US AGM 20/05/13 Q - Voted in favour, in line with ISS contrary to management.
Amgen Inc US AGM 20/05/13
Amphenol Corp US AGM 20/05/13 J - Voted in favour, in line with ISS contrary to management.
Flowers Foods US AGM 20/05/13
Netsuite Inc US AGM 20/05/13
Panera Bread Company US AGM 20/05/13
Range Resources Corp US AGM 20/05/13 R - Voted in favour, in line with ISS contrary to management.
The Home Depot Inc US AGM 20/05/13 R - Voted against in line with ISS recommendation. R - Voted in favour, in line with ISS contrary to management.
Thermo Fisher Scientific Inc US AGM 21/05/13
McDonalds Corp US AGM 22/05/13 O, R - Voted against in line with ISS recommendation. R, Y - Voted in favour, in line with ISS contrary to management.
Nextera Energy US AGM 22/05/13 R - Voted against in line with ISS recommendation.
Quanta Services US AGM 22/05/13
Tupperware Brands Corp US AGM 23/05/13 I - Voted against in line with ISS recommendation.
Dollar Central Corp US AGM 28/05/13
Exxon Mobil Corp US AGM 28/05/13 I, R x 2, Z - Voted against in line with ISS recommendation. G, P, Q, R x 2 - Voted in favour, in line with ISS contrary to management.
Google Inc US AGM 03/06/13 H, R, Y, Adopt policy on succession planning - Voted in favour, in line with ISS contrary to management.
Masco Corporation US AGM 03/06/13
Peyto Exploration & Development Corp Canada AGM 03/06/13
COMPANY
COUNTRY
MEETING
TYPE
DATE
VOTED
ISSUES VOTED FOR/ WITH ISS
ISSUES VOTED AGAINST, ABSTAINED, OR CONTRARY TO ISS RECOMMENDATIONS
Wal-Mart Stores US AGM 04/06/13 B x 3 - Voted against in line with ISS recommendation. F, G, I, Y - Voted in favour, in line with ISS contrary to management.
Biogen Idec Inc US AGM 06/06/13 Y - Voted in favour, in line with ISS contrary to management.
Linkedin Corporation US AGM 06/06/13
Waste Connections Inc US AGM 07/06/13
Stratasys Ltd US AGM 20/06/13 B x 4, Increase authorised common stock and issued capital - Voted against in line with ISS recommendation.
The Kroger Co US AGM 26/06/13 I, R x 3 - Voted against in line with ISS recommendation.
Be Aerospace Inc US AGM 23/07/13
Precision Castparts Corp US AGM 12/08/13
Commault Systems Inc US AGM 20/08/13
Stratasys US Special 11/09/13
Ailmentation Couche-Tard Inc Canada AGM 20/09/13 G, I, P, R - Voted in favour, in line with ISS contrary to management. R, V, Separate vote for election of directors - Voted against in line with ISS recommendation.
NXP Semiconductor US Special 07/10/13
The Procter and Gamble Company US AGM 07/10/13
Cisco Systems Inc US AGM 18/11/13 U – Voted against in line with ISS recommendation.
Microsoft Corporation US AGM 18/11/13
Verizon Communications Inc US Special 27/01/14
Johnson Controls Inc US AGM 28/01/14
Visa Inc US AGM 28/01/14
TD Ameritrade Holding Corporation US AGM 11/02/14
Royal Bank of Canada Canada AGM 20/02/14 I, R, SP – Auditor Rotation, Provide Say-on-Pay vote results, Provide feedback on percentage of votes against a director - Voted against in line with ISS recommendation.
Apple Inc US AGM 26/02/14 R x 2, U, Increase capital repurchase program – Voted against in line with ISS recommendation.
TE Connectivity Ltd US AGM 27/02/14 B, Share repurchase, Adjourn meeting – Voted against in line with ISS recommendation.
Qualcomm Incorporated US AGM 03/03/14
The Walt Dsiney Company US AGM 17/03/14 I, U– Voted in favour, in line with ISS contrary to management.
Starbucks US AGM 17/03/14 Q - Voted against in line with ISS recommendation. G – Voted in favour, in line with ISS contrary to management.
The Toronto-Dominion Bank Canada AGM 31/03/14 I, R, V – Voted against in line with ISS recommendation.
Regeneron Pharmaceuticals Inc US AGM 07/06/14 B x 4, Increase authorised capital - Voted against in line with ISS recommendation.