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8/3/2019 Compositional Control of Phonetic Non Phonetic Perception
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Compositional Control of Phonetic/Nonphonetic PerceptionAuthor(s): David Evan JonesReviewed work(s):Source: Perspectives of New Music, Vol. 25, No. 1/2, 25th Anniversary Issue (Winter -Summer, 1987), pp. 138-155Published by: Perspectives of New MusicStable URL: http://www.jstor.org/stable/833096 .
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8/3/2019 Compositional Control of Phonetic Non Phonetic Perception
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COMPOSIT'IONALONTROLOF
PHONE'lIC/NONPHONEI'ICPERCEPTION
DAVIDEVAN ONES
N PERCEIVING ORDINARY speech,we interpret continuouslyvariable tream
of diverse timbres (the auditory speech signal) in terms of categories-
phonemes,syllables,words,phrases-whichwe recognize.In thusattending o
the patternsof speechsounds as caiers of information verbalmeaning),wehaveless attentionalcapacityo hear hesepatternsas structuresf (purely onic)information. In makingthe categorizationsnecessary o understandverbal
meaning,we reducesomewhatthe overwhelmingly omplexsonic interactionswhich characterize ctualspeech to familiarand much simplerreconstructions
which, in turn, makespeechsoundpatterns eem somehowsimple.There s a widebody of literature,both poetryandmusic,whichadoptsas a
centralcompositionaldevice the presentation f speechsounds in wayswhichdraw the attention
(at times)to the
purelysonic information n
speech.This
literature includes some of the work of Italian Futurists such as Filippo
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Phonetic/Nonphonetic erception
Marinetti,earlysound poets such as Hugo Balland KurrSchwitters,Lettristssuch as MauriceLemaitre,andmanyothers.With the adventof musiquecon-
crete and electronicmusic, composerssuch as Stockhausen(e.g. Gesangder
Junglinge),HerbertEimert(e.g. Epitaphir AikichiKuboyama), ndLuciano
Berio(e.g. Thenma-OmiggiaJoyce)eganusingrecordedandprocessed peechsounds (alongwith nonspeech materials) o focus listeners' attentionon the
sounds of speech. Composers uch as LucianoBerio(e.g. Circles),GyorgyLigeti
(e.g. Nouvelles ventures),Kenneth Gaburo(e.g. Maledetto), nd manyothers
wrotepurely
acousticcompositions
to the sameeffect. Morerecently,
com-
posersof computermusichavebroughtdigital echnologyto bearon the prob-lem. These worksincludeCharlesDodge's Speechongs,Tod Machover'sSoft
Morning,City!,JohnChowning'sPhone,PaulLansky'sSixFantasiesnaPoembyThomasCampion, ndmanyothers.
A varietyof perceptualambiguitiescan be found in these pieces. Theseincludeambiguities oncerning:
SOURCE RECOGNITION:Is the sourcevocal, instrumental, lectronic?
Whatvoice?Whatinstrument?
PHONETIC/NONPHONETICPERCEPTION: s the listenerreceivinga
phoneticmessage?Whatphonetic segmentsarebeingreceived?
MORPHEMIC/NONMORPHEMIC INTERPRETATION: Do the
phonemesreceivedormfunctionalunits(wordsorsyllableswhichdetermine
verbalmeaning) n a naturallanguageknown to the listener?
SYNTACTICSTRUCTURE:Do the morphemescombine to formhigher-levelsyntactic tructuresn anaturallanguageknown to the listener?
While a fewwritershaveapproachedhespeech-as-sound oeticand musical
literaturerom an historicalperspectivee.g.Ruppenthal 975),orhaveanalyzed
specific compositions (e.g.Stockhausen1964), there currentlyexists no the-
oretical rameworkwhich attemptsto explainthe perceptualssuesunderlyingthe varietyof approacheso compositionwith speechsound. Indeed, the arrayof
entangledambiguitiesisted above
suggeststhat such a framework
maybe
extremelydifficult o establish.I wish to address ome fundamentalssuesregarding verysmallpartof the
puzzle. I will examinesituationsn whichlistenersareawareof receivinga spe-cific and intelligiblephoneticmessage(not necessarilymorphemic),while the
focusof theirattention s primarily n the sounds f speech-not only as cues for
phonetically odedinformation,but astimbres,pitches,durations.In definingmy topic rathernarrowlyaroundthe issuesof phonetic/non-
phonetic perception, I focus upon the most elementaldistinction between
speechand sound. Nonetheless, t will beimpossibleo avoiddiscussion f other
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levelsof the speechhierarchy phonetic,morphemic,syntactic).As willbe illus-tratedbelow, perceptionon one level of the hierarchynformsand often deter-
mines perception on both higherand lower levels. Questions as to source,
phoneticandmorphemiccontent,andsyntactic tructure reoften almost nex-
tricablyntertwined.It will be useful, then, to beginwith some fundamentaldistinctionsand a
brief heoreticaldiscussionof some of the perceptualprinciplesnvolved. It will
then be possible o examinespecific ompositional trategieswhichmakeuse of
theseprinciples.
VOICE-LIKENESS
The most heavilyprocessedsections of Eimert'sEpitaphir AikichiKuboyama
conveythe rhythms,rates,anddirectionsofformantchangewhichwe associate
withspeech.It is evenpossible n these sections o identifymanysyllablebound-
ariesand even some classesf phones (sonicrepresentationf phonemes).It is
possible, orexample, o distinguish tops, as a class, romfricatives nd vowelsas classes.And yet, while it isclear hattheseheavilyprocessed oundsarevoice-
like(or"speech-like"),no specific ndintelligible honeticmessagesconveyed.We cangeneralizehe distinction:"Voice-likeness"nvolves ourcerecognitionanddescription; sound canbevoice-likewithoutconveyingaspecificphonetic
message.A compositionally sefuldefinitionof "voice-like"aspectsof asoundmight
be: thoseaspectswhichcuelisteners' ssociationwith the humanvoice nagiven
context. The subjectivenatureof the definitionreflectshe speculative atureofcomposing or adiverseaudience. t is more usefulfor the analysis f perceptualeffects o define "voice-likeness"n termsoflisteners'associationshan in termsof the actualsource. Some extended vocal techniquesor other unusualsonic
output of the human vocal tractheard n isolationmightnot be "voice-like"
under the abovedefinition;soundsproducedby electronicor acoustic nstru-ments other than the voice areoftenconsidered oice-like nsomeaspects.Also,becausea signalmaybe voice-like n one aspect(e.g. vibratorateor intonation
contour)and unvoice-like n another(e.g. timbreof the glottalsourceetc.) it is
often moreusefulto refer o voice-like spectsf asoundthanto voice-likeounds.It is intuitivelyobviousthat an associationwith the humanvoice canbe pro-
duced-by clearinghe throator coughing,forexample-without anyphoneticmessage nvolved. On the other hand, the presentationof a specificphoneticmessage(whetherby humanvoice or electronicor acoustic nstruments)cer-
tainlycues an associationwith the humanvoice,and mustbe regarded s voice-like n thataspect-even ftheglottalsourceorotheraspectsof thesound arenotat allhuman-sounding r "voice-like."
Butthere s amuchstronger orrelation etweenvoice-likeness ndphonetic
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Phonetic/Nonphonetic erception
perception. n derivingaphoneticmessage romanacousticsignal, isteners ou-tinelymakeuseofinformationtheyhaveasproducers f speechsound-ofinfor-mationaboutthe capabilitiesf the humanvocal tract.The case orthispointisreviewedcompellinglyby Libermanand Studdert-Kennedy1977)who cite awidebodyof supportive xperimentalvidence.As these authorspointout"...the keyto the (speech)code is in the mannerof itsproduction."Thisrequiredidentification f listenerwith the sourceof the signalhe isdecodingmayexplainthefact hat istenersmaynot hear hephoneticmessagensome "unvoice-like"sounds (seeRemezet al. 1981,forexample).Thus the issueof voice-likeness-
essentiallya questionof sourcerecognition-is stronglyrelated o the issue of
phonetic/nonphoneticperception.Voice-likenesswill bearupon some of the
compositional trategies utlined below.It should be noted in passingthat the close identificationof listenerwith
sourcein speechperception s one basis orthe affectexertedby compositionswhichplayat the thresholdbetween"unvoice-like" ounds and voice-like and
perhaps phonetic) sounds. The acoustic differencebetween voice-likeandunvoice-like s often verysmall; he psychological ifference s often verygreat.
Moreover, herearemarkeddifferences, iscussedbelow,betweenphoneticandnonphoneticperceptualmodes. Thus, whileStockhausenmayhavecreateda
roughacousticontinuumbetweenspeechandnonspeech or thecompositionof
Gesang erJinglinge, perceptionf the sounds alongthis continuum does not
changecontinuously(seeHouse et al. 1962). Still, the most strikingaspectofStockhausen'spiece maybe the closeassociation etweenfamiliar ocalsoundsand electronicsounds which could not be producedin any familiaracousticenvironment.
PHONETIC AND NONPHONETIC INFORMATION IN SPEECH
It is impossible o conveyonlyphoneticinformationaurally.Any sound whichcan be interpretedphoneticallyalso carriesnonphonetic information-sonicinformationwhichis not directlyrelevant o the phoneticcode. Thus, in manylanguages, oicequalityandpitchcarythephoneticmessagebut do not directlydeterminethat message: hey canvarywithinwide limits without altering he
phoneticmessage.Voicequality,intonationcontour, andother nonphoneticaspectsof the sound may, however,changethe meaningof the syntacticmes-
sage-turningastatement nto aquestion,negating hespoken ext withironyor
satire,andso forth.In synthesizedorelectronicallylteredspeech,thenonphoneticaspectof the
sound canbe made to behave n wayswhicharequite impossible or a humanvocaltract-in wayswhich, in fact,arequite "unvoice-like"-without directlyinterferingwith the phonetic message.In CharlesDodge's Speech ongs, or
example,he
glottalwaveform
often changespitchin unvoice-like iscretesteps
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and at a rate which could not be approachedby a humanperformer.For themost part, the texts of these songsareintelligible-despitethe "unvoice-like"behaviorof the fundamentalfrequencyn the sections to which I refer.How-ever, the nonhuman behaviorand the "weighting"of the information(rapiddiscretepitch changeon a singlevowel) draws attention to the nonphoneticaspectsof thesound-sometimes to the extentthat the vowel istemporarilyost.
Thisrestates he pointmadein the preceding ection:unvoice-like ehaviors
maydraw isteners'attentionaway romphonetic nformationavailablen asig-nal. Moreover,the reversecan also
apply:voice-likebehaviors
maydrawlis-
teners'attention owardaphonetic nterpretationf anambiguous ignal. Forarelatedexperiment, eeTsunoda1971).Both of theseinfluencesplaya role n the
strategies utlined below.
PHONETIC/NONPHONETIC PERCEPTION
I have distinguishedabove between voice-likesounds and sounds which cue
phoneticinterpretation. havealsopointedout thatanyutterancewhichcon-tainsphonetic nformation lso containsnonphonetic nformation. t ispossibleto go one step further to saythat those aspectsof a sound which determine
phoneticcontent (e.g. formanttransitions n stop consonant/vowel syllables)can, to an extent, alsobe discriminated n a purelysonicbasis.That is to say,listeners an,withinlimits,discriminate etween two signalswhichtheyidentifyasbeingthe samephonetically both identifiedas the syllablebi/, forexample)and which are dentical n everyaspectexceptn the exactstructureof their for-
mant transitions.Moreover,under certaincircumstances, signalcan be per-ceived-and discriminated-eitheralternativelyrsimultaneously sspeechand
nonspeech(see,forexample,Bailey,et al.1977).Whensoundsareheardas both
speechandnonspeechsimultaneously,he phenomenonis called"duplex per-ception" (Rand1974;IsenbergandLiberman1978;Liberman 979).
Thus it is possibleto derive two differenttypes of information,sonic and
phonetic,fromthe sameaspectof thesamesignal.This isso becauseof the con-
trastingnatureof the two perceptualprocesseshe listenerbrings o bear.Phoneticperceptualprocessingnvolvesattending o a moreor lesscontinu-
ous streamof sound as a carrier f separateand seriallyorderedphoneticseg-ments. This is notto saythat the sonicsignal s itself"spliceable"nto separatephoneticrepresentations.t isnot. Adjacentphonesof anygiven syllable reco-articulatedbythespeaker nd"interleaved"ntheresultant cousticsignal. SeeLiberman ndStuddert-Kennedy977.)Theacousticsignalsdecoded ntosep-arateandserially rderedsegments,however,by the lister.
Sonicperceptualprocessing,on the otherhand,does not usually nvolvethediscriminationnd"labeling"ofsegments.Althoughwe candiscriminatesepa-
rateeventsin the signal,and canrecognizethe orderof those events,we often
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Phonetic/Nonphonetic erception
have no ready-madeystemof classification ithwhichto label them. Instead,"echoic" memoryretainsa recordingf a sound we havejust heard.Phonetic
memory,in contrast,retainsacodedrepresentationf asound.'
COMPOSITIONALSTRATEGIES
I statedat the outset that I wished to discusscompositional trategies y meansof which
composersnfluenceistenerso focus theirattentionon
speechsound
whilealsoreceiving phoneticmessage. specifiedhegoalassituations nwhich"listenersareawareof receiving specificandintelligible honeticmessage not
necessarilymorphemic),while thefocusof theirattention is primarilyon thesounds f speech-not only as cues for phonetically oded information,but as
timbres,pitches,durations."In lightof the distinctions havemade thusfar, tis clear hat this attentional ocusinvolvessomethingof a balancebetweentwo
perceptualprocesses.In listeningto ordinaryspeech, our attention is often
occupiedwith the processof decodingthe phoneticandsyntacticmessages o
the extent that we have ittle attentionalcapacityeftto attendto speechsound.Thus, inorder o promotethe dualattentional ocusI describe bove,the task sto drawthe listeners'attentioneither:
* AWAY rom the phonetic information n the signaland TOWARDthesonic information in the case of sounds which lend themselveseasilyto
phonetic nterpretation),r...
* TOWARD a phonetic interpretation in the caseof sounds which carrymuchsonic nterestand of whichaphonetic nterpretationannotbe easilyorcontinuouslymade.)
Moreover, as pointed out by Liberman(1979) and others, in order to hearacousticcues forspeechas sound ather han only asthe phoneticfeaturestheyrepresent,we must partiallycircumvent our specializedauditoryperceptualprocessesorextractinghe phoneticallyelevantnformationnspeechbyutiliz-
ing sounds and contextsat the borderof speechand nonspeech.While this is
clearlypossibleunder some experimental ircumstancesRand1974; Isenbergand Liberman1978), it is not at all clear to what extent this occurs in lessfocussedlistening ituations.
Whatisclear, s that the listeners'attention an be influencedassuggested nthe two approaches utlined above. I dividestrategieso these ends into twoclasses:
*Strategies which may utilize a SINGLE PHONETIC SOURCEwhichCONTINUALLY ends tselfto phonetic nterpretation.
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*Strategies which may utilize MULTIPLE SOURCES (includingnon-phonetic sounds) and/or INTERMITTENTLY INTELLIGIBLE
phoneticmaterials.
The firstclassof strategies as itseffectby de-emphasizing r destroying he
relationship f the sounds to a hierarchicallinguistic tructureandby drawingthe attention nstead o thepurely onic nformation.Bythemselves, hese strat-
egiesare often lesscompellingthan the classtwo strategies,discussedbelow,and,iflisteners llowtheirattention o remainon the
elementaryinuistic nfor-
mation n thesignal, hey mayfind theseapproaches nrewarding.Eachstrategymaybe more effective-as in most of the examples ited-when combinedwith
otherstrategies.Classone strategiesncludeuses of:
* syntacticallynd/ormorphemicallymeaninglessext,
* slow-motiondeliveryof text,
* multiplerepetitionsof text.
SYNTACTICALLY ND/OR MORPHEMICALLYMEANINGLESSTEXT
Some of the earliestexamplesof this approach aken n this centuryare the
nonsensepoemsof the dadaistsand the Italian uturists.Manyof them organ-ized theirnonsensepoems sonicallybyworkingwithahighlyrestrictedphonetic
vocabulary.More recentexamplesof this techniqueincludeLigeti'sNouvellesAventuresorthreevocalistsand seveninstrumentalists(Example ).I also include n thiscategory ext "deconstructions" uch as DanielLentz'
Songsof theSirens nd Cage's62 Mesostics e MerceCunninghambecause thetexts-in theirfragmented orm-draw the attentionawayfrom the syntacticlevelspecifically ymeansof their ackof morphemicandsyntactic ontent.
It shouldbenotedatthispointthat,justas tispossible oratextto besyntac-ticallynonsensical r morphemically onsensical,a text mayalso conform to orviolatethe phonologicalconventions of a given language.Thus the nonsense
word"shtimp"would be "phonotacticallywell-formed" nGermanbut not inEnglish-"sh" does not precede"t" asan initialsound in English.Moreover,the set of phonetic sounds itself varies rom language o language with largeareasof overlap).Tongueclicks, orexample,arephoneticin some African an-
guagesbut not in European anguages.Thuseven the questionof whetherlis-tenershearphoneticnonsenseor nonphoneticvocalsound in agiventext maydependto some extent on the languageswith which they arefamiliar.A non-sense text may thus saya greatdeal about itself even without involvingmor-
phemically rsyntacticallyntelligiblenformation.
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Phonetic/Nonphonetic erception
4 X ABRUPTO:
me*l,l"^t,ur rt_.I-
.8 120 ^" P. CS- 1
[Fl.utoe:mtot._
. pl. cclo]
rpre)
r5 r-
o------------.._ i----1 L
?ki K T Ji
.~,.,.. ' we,o,,..,T;.I !ts!b! r!gE!:A riLdr! ka! tjz!
Alt' .~s* ^t .,.o,b;ots (Ite*FOOP Alt:tB I.....
Haibti..oc, sempfevo so Mo.tt ,^YO. T,4Lt=. 2 .t.*ooA5W k-3e$| r '/ f -St r r
rate, 4t. ~ 4bJsIt ,e 1 *JfY\) At;t- ^ -
if je`/ .Y
' '
jP.W
; , e pW^ -1 - -
-'.1 - -
7; ^fd^? ^7 1 T h ' ^ f?Syi KrIP3-
?,! co!
(-AWr^ '
?-J
V?! kv!
b4l;B"F - - iQ P-^K_e, -ooasroE,_f v -." '~"~"~~.d.- -":' et,
EXAMPLE 1
SLOW-MOTION DELIVERY OF TEXT
Thisapproachs utilizedalongwith othertechniquesnsectionsof PaulLan-
sky's computer tape Six Fantasies n a Poemby ThomasCampion, n Charles
Dodge'sSpeechongs,n RogerReynolds'Still,andin manyotherpieces.A listenerattemptingto decode speech sounds phoneticallymust derive
phoneticcuesfromtransitionshich areobscuredwhen they occurat a signifi-cantlyslower-than-normalate.Moreover,"slow motion" speech provides is-
tenerswith a slowed rateof phoneticandsyntacticnformationand thusgivesthem the timenecessaryo "hearout" harmonics n the vowelsand,in general,
to focus on timbralnformation n the signal.
I ' S
B
OLB tko-I - yq ---- 'l _
145
;!t<L'kthae! ra!6k.i o!' s-- 'y!
[":
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MULTIPLEREPETITIONSOF TEXT
Perhapshe best-knownexampleof thistechnique sfoundin theopeningtoSteve Reich'sComeOut. Literalrepetition n some form, however,is a funda-mentalstrategyn alargebodyof worksincludingmanyof the text-soundcom-
positions availableon disc from Fylkingenin Stockholm (e.g. Lars-GunnarBodin'sForjon II)and nmuchAmericansound-poetry e.g.CharlesAmirkha-
nian'sJust).Even asingle mmediate xact
repetitionobjectifies recordedword or
phrasebyannouncing, n effect,thatthe exactlyrepeatedverbalization,with itsassoci-ated rateandrhythmof delivery,ntonationcontour,and voicequality, sitselfaunit-a "buildingblock"which canberepeated nddivided-rather hansimplya single nstanceof an infinitely lexiblediscourse.After one or morepresenta-tions, listenershaveabsorbedanymorphemicandsyntacticnformationn the
signaland are eft to listento the speechsound in the remaining epetitions. fthe repeatedspeechsegment s shortenough andis repeated orlong enough,the listenerwillinvoluntarily deconstruct" he text into itsacousticallyelated
elements.Again,the bestknown instanceof thiseffect s foundin Reich'sComeOut where the perceptual"streaming"is aidedby other strategiesdiscussedbelow. (Fora discussionof "streaming"-the perceptual egregation f acous-
ticallyrelatedelements within a continuous auditorysequenceinto distinct"channels"-see Lacknerand Goldstein1974). Repetition s thus used to callattentionaway romsyntacticnformation ndtowards heacousticnformationin asignal.
Whereas he firstclassofstrategiesmay
involveasingle
sourcecontinuouslypresenting phonetic materials, the second class makes use of OTHER
SOURCESand/orINTERMITTENTLYNTELLIGIBLEphoneticmaterials.These latter trategies rawattention o sonicinformationbymeansof:
* JUXTAPOSITIONS/TRANSITIONS between phonetic and non-
phoneticsounds,
* coordinatedSUPERIMPOSITIONS f phoneticmaterials,
* extreme TEMPORAL FRAGMENTATION and/or TEMPORALREORDERING,
* "SOURCE/FILTER"EFFECTS.
By variousmeans, these strategiesdrawour attentionto auditorysimilaritiesbetween sounds perceivedas phoneticand sounds perceivedas nonphonetic.Moreover,the marginal honeticintelligibilityf textspresentedn these man-nersminimizes the syntacticnformation n the signalandrequiresisteners o
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Phonetic/Nonphonetic erception
payconsciousttention o the soundof phoneticcuesin theirattemptto decodeanambiguousmessage.
JUXTAPOSITIONS AND TRANSITIONS
(Juxtapositionsof and transitionsbetween phonetic sounds and non-
phoneticsounds-vocal, electronic,or instrumental-having imilar im-
bralcharacteristics.)
When we describethe acousticattributesnecessaryor a sound to be per-ceivedphonetically,we are, in general,describing haracteristicsssociatedn
musicwith timbre. Givencertainfairlybroadconstraints n fundamentalre-
quency,we can describesimplesteady-state ontinuants vowels,nasals, iquids... ), forexample,purely n termsof theirspectrum formant enterfrequency,formantbandwidth,relative ormantamplitudes, ndso forth).Fricativesan be
describedn termsof the bandwidthand the qualityof the noise-source,and so
on.By juxtaposing
orcreating
ransitionsbetweenphonetic
sounds andnon-
phoneticsoundswhich haveaudibly imilar imbral haracteristics,ome com-
posershavesoughtto callattention o the timbre f the speechsounds.
Threecompositionsby LucianoBeriowillserveasillustrations. equenzaI1for female voice employsa marginallyntelligibleEnglish-languageext alongwith sounds which arenonphonetic in English(suchas tongue clicks,hand-
over-mouth,and so forth)which drawattentionto vocalsoundaswell as text.
Similartechniqueswereusedbythe "Lettrists"and otherearly oundpoets. In
Berio'sCircles,ome of the unvoiced ricatives nd rolled r/ soundsin the voice
are imitatedandoverlappedby sustainedpercussion oundsof similar imbre.Berio'sphoneticnotation at thesepointsin both the voicepartandthe percus-sionpartmakehis intentionsclear(Example ). In theopeningsectionof Visage,Beriouseselectronics o imitate he "quasi-phonetic"ext. ThusBeriohasused
nonphoneticvocalsounds, instrumentalounds, and electronic oundsto imi-
tate the timbreof phoneticsounds, and thus to drawthe listeners'attention o
speechsoundas timbre.
Curiously,aninverseprocessalso takesplace.In the aboveexamples, he lis-
tener'sattention s drawnaway romphonetic nformation ndtosonic informa-tion in asignal.In caseswherethe signaldoes not readilyenditself o phonetic
interpretation, balancebetweensonic andphoneticperceptualprocessescan
sometimes be obtained by drawingthe listener'sattention towardaphonetic
interpretation.n GesangderJuinglinge,orexample,Stockhausen's ffortto uti-
lize an acoustic continuum between the sounds of a singing voice (at one
extreme)andnonphoneticelectronic ounds (atthe otherextreme)sometimes
resultsn amarginallyntelligible honetic"sense"to electronic oundswhich-
in anothercontext-would be heardas nonphonetic.The filteredwhite noise
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lends tself o interpretationsspecificricatives ttimes,whileaggregatesf sinewaves become interpretables specificvowel resonances.Thereare numerous
psycho-linguistic xperimentswhichillustratehispoint.Theseexperiments ti-lize sounds which arenot-at first-interpretedby listenersas being phonetic.When the researchersskthe subjects o listen to the soundsasspeech,he lis-teners are able to interpretthe signalphoneticallyand report the intended
phoneticmessage Bailey, t al.1977;Rand1974;IsenbergandLiberman 978).
Byutilizinga continuum romphoneticto nonphoneticmaterials, tockhauseninfluences he listenerof
GesagderJiinglingeo listen
phoneticallyo sounds at
the borderlinebetween speechand nonspeech. (Stockhausengivesa generaldescriptionof the "continuum"he createdn his article"SpeechandMusic.")
+ tf--- .t
. i i.
I I I
I~~~a
b
.I""' b
I I _
Luciano Berio-CIRCLES? Copyright 1961by Universal Edition (London) Ltd., LondonAll Rights ReservedUsed by permission of European American Music Distributors
Corporation, sole U.S. agent for Universal Edition
EXAMPLE 2
-
iI I --I
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Phonetic/Nonphonetic erception
COORDINATEDSUPERIMPOSITIONOF TEXTS
(Multiple extssuperimposedn such awayasto temporally lignspeechsounds which aresonicallysimilarbut differentphonetically, therebydrawingattention to a class of speech sounds-e.g. fricatives,vowels,etc.-while obscuring, o someextent, the phoneticmessage.)
Simplysuperimposingtexts does not necessarilycallattention to speechsound. Dependingon how it isdone, superimpositionmayresult n ajumbleof
unintelligibleor quasi-intelligible exts compelling no particularattentionalfocus. However, if the texts arecarefullycoordinated,so as to superimposesonicallyimilarphonetic materials, he resultingtexturemaylend itself more
easily o soniccategorizationhanto phoneticcategorizationndidentification.
InDavidEvanJones'sPassagesorchamber hoir,two pianos,two percussionandorgan,a limitedvocabulary f speechsounds-an artificial onsense"lan-
guage"-is divided nto threecategories-vowels,unvoicedfricatives, ndstopconsonants.Vowelsaresuperimposedon othervowels, fricatives n otherfri-
catives,andstopswith other stops so that the phoneticidentityof the speechsounds sobscured,while the soniccharacteristicsf eachcategorypitched eso-
nances (vowels), broadbandnoise (fricatives),rapidtransients(stops)) are
emphasized.As eachcategory ervesa differentunction n the musicalanguageof the piece,the resultingextures end themselvesmoreeasily o soniccategori-zationandinterpretationhanto phoneticcategorizationExample ).
TEMPORALFRAGMENTATION/TEMPORAL EORDERING
(Extreme ragmentationand/orreorderingof text by electronicmeans,
resultingn incompleteandambiguousphonetic nformation.)
Textselectronicallyragmentedand/orreordered(playedbackwards,multi-
pletextssampledalternately, ndso on) can be distinguishedrom"nonsense"
texts or "deconstructed" exts produceddirectlyby humansin that the elec-
tronicalterations ften result n soundswhichcannotbe producedbya human
vocaltract.Unlesselectronicfragmentation
sperformed
with theintentto avoid
electronic"artifacts,"nstantaneous rabrupt ransitions ftenresultwhichare
beyond the physicalcapabilities f a humanvocaltract.Similarly,while some
speechsounds (voweltransitionsorexample)canbe producedboth forwards
and backwards y a humanperformer,other speechsounds (suchasplosives)canonly be exactlyreversedby electronicmeans.Lars-Gunnar odin'sForJon
ILfemploys lectronicfragmentationlongwithrapid epetitionof segmentsand
othertechniques.
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6 (
SI
S2
A I
A2
TI
T2
BI
B2
PIANOI
PIANO2
PERCI
PERC2
ORGAN
EXAMPLE 3
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Phonetic/Nonphonetic erception
SOURCE/FILTEREFFECTS
(Useof anunusualglottalwaveform-e.g. vocal"fry"(creak oice),vocal
multiphonics,or (byelectronicmeans)acoustic/electronicources.)
As I pointedout above,anysoundwhichcan beinterpreted honetically lsohasanonphoneticcomponent-sonic informationwhichisnot directly elevantto the phoneticcode. In manylanguages, hanges n voicequality(e.g. raspy,harsh,whispered,etc.) andpitchdo not change he phoneticmessage tself.
Byemploying lottalwaveformswhichdisplay ttack nddecaypatterns,par-tialfrequencies, ndbehaviors f pitchandtimbrechangewhich areunusualor
impossible or the humanglottisto produce,composershavedrawn istenersofocuson information n the speechsignalwhich is not directlyrelevant o the
phoneticcode. Moreover, his"nonphonetic"focus seemsto transfer,o some
extent, to a nonphoneticfocus on formantresonances ndotheraspectsof thesound which determinethe phoneticmessage.This transfer f attentiondoesnot preclude he possibilityof phoneticandsyntacticntelligibility, ut it leaves
lessattentionalcapacity vailableo thistask.In Still,forexample,RogerReynoldsuses"vocalfry"extensively andslowsthe rateatwhichthe text is presented o well below normalspeaking ates).In
SoftMorning,City.,TodMachoverusesthe sound of a contrabass sthe glottalsource(bymeansof a "crosssynthesis" echnique)forsome fragmentsof thetextin the tapepart.In TheStoy ofourLives,CharlesDodge uses awidebandof
converginganddiverging inewavesto represent he "book voice" in his syn-thesized-speech ettingof MarkStrand'spoem. BengtEmilJohnson's3/1970;(bland) II ends with electronicallyrocessedocalsounds most of which retain
theirformantstructure andhencetheirphoneticidentity)while the timbreofthe source is significantlyaltered. Thus vocal, instrumental,and electronicsourceshaveallbeenusedforthiseffect. In eachcase,the marginalntelligibilityof the text is due partly o the above-cited ransfer f the listener'sattentionto
nonphoneticaspectsof the speechsignal.
CONCLUDING THOUGHTS
The aim of both classesof strategiesdiscussed above is to createa balancebetween attention directed to two perceptualprocesses-the phonetic and
auditory. n mostcases,thisinvolvesattenuatinghe listener's ocuson the syn-tacticcontent of the signalandcallingattentionto the soniccontent. In othercases, his nvolvescalling ttention o thephonetic nformationn asignalwhichdoesnot readilyenditself o phonetic nterpretation.Byattenuatinghesyntac-ticmeaning n a clearlyphoneticsignal classone strategies) r bymeansof vari-ous juxtapositions, ransitions,and
superimpositionsf
phoneticsounds with
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nonphonetic sounds (class wo strategies), hese approachesallow us to hearoverly amiliarspeechsoundswithfreshears-even aswe continue o decode the
phonetic message.They make available o poets and composers"elements"
(speechsounds)which would otherwisebe "bound" in theirphoneticroles.
Althoughtheperceptualssueswhichleadto and from thestrategiesutlined
abovearecomplex,the realization f each of thesestrategiesspotentiallyquitesimple.This is only to saythat, in itself,it is not a significant ccomplishmentmerelyo havebrought he listener'sattention o speechassound;havingdone
this,most serious
composerstill ace undamental
questionsasto how to
organ-ize theirpieces.Toanextent,theparticulartrategieselectedbythecomposern
bringing he listener'sattention o speechsound involve concomitantdecisionson compositional rganization.Theselectionof strategiesmustbeguidedbythe
composer'sfundamentalattitudetowardsthe phoneticsegments n the piece,whether:
* to order the phonetic fragmentscompositionally (as, for example, in
Ligeti'sNouvellesAventures),nd/or...
* to highlightor to otherwise nteractwith apreexisting honeticorder(as n
PaulLansky'sSixFantasiesna PoembyThomasCampion),nd/or...
* to constructthe compositionparallel o (but with little regard or) the
organization fthephonetic egments n the text.
There existformidablepieceswhich takeeach of theseapproaches.However, a
discussionof the waysin which the perceptualssuesdiscussedabove relate o
thesepiecesand to thesegeneralapproaches equires separate xposition.
Concernwithrelationships etween soundandmeaning n languagesbynomeansaninnovationof the twentiethcentury.But the intensitywithwhich theword hasbeen dissectedand reconstructeds certainlyuniqueto this century.Let me close then with a briefquote fromVelimirKhlebnikov,one of the cen-
tury'sfirst"sound poets."
The wordlivesa doublelife. At times it growslikeaplantandproducesa
clusterof sonorouscrystals, hen the beginningof the sound takeson itsown life,while thatpartof reasonwhichwe call"The Word"remains n
shadow;at other times the wordplaces tselfat the serviceof reason; hesound ceases o be "omnipotent" andabsolute-it becomes "NAME"and weaklycarries ut reason'sorders.Thus, now reasonobeys sound,now puresoundobeyspurereason.It isastrugglebetween two worlds,a
struggleof two powerswhich is constantlycarried n in the heartof the
word,givinga doublemeaning o language:wo circlesof shootingstars.
(Hausmann,1969, 53)
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Phonetic/Nonphonetic erception
It gives me great pleasureto acknowledgethe many helpfiul riticisms,com-ments,andsuggestions rovidedbyspeechresearcher r. MaryReginaSmith n
supportof mywork on this article.Anyerrorswhichmayremain,however,are
entirelymy responsibility.
NOTES
1. There arenonphonetic stimuli-such as tonal melodies-which, undersomecircumstancesanbeshownto becodedratherhanmerelyrecordedin memory. My discussion here focussesspecificallyon the differencesbetweensonic andphoneticperceptionsof speechounds.
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Phonetic/Nonphonetic erception
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