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Chapter2200:8 01/28/2021
C O M P E N D I U M : Chapter2200
NoticeofCopyright2201 What This Chapter Covers
ThisChapterdiscussesthenoticerequirementsforU.S.workspublishedpublishedincopiesandphonorecordsintheUnitedStatesbetweenJanuary1,1978andFebruary28,1989,whencopyrightnoticewasrequiredforpublishedworks.
ThisChapterdoesnotcoverworkspublishedbeforeJanuary1,1978undertheCopyrightActof1909.ForinformationonthenoticerequirementsforworksfirstpublishedpriortoJanuary1,1978,seeChapter2100((RenewalRegistration).
2202 Works Exempt From the Notice Requirement
2202.1 Unpublished Works
Acopyrightnoticehasneverbeenrequiredforunpublishedworks.TheU.S.CopyrightOfficewillregisteranunpublishedworkthatdoesnotbearanotice,regardlessofwhethertheworkwascreatedbeforeorafterMarch1,1989.
2202.2 Post-Berne Works
NoticeisoptionalforworksfirstpublishedpublishedonorafterMarch1,1989.
TheBerneConventionImplementationActof1988amendedtheCopyrightActof1976bymakingnoticeoptionalforworkspublishedonorafterthisdate.TheUruguayRoundAgreementsActamendedthestatutebyrestoringcopyrightsforforeignworksthatlostcopyrightprotectionintheUnitedStatesforfailuretocomplywithnoticerequirementspriortoMarch1,1989.Thisincludes(i)workscreatedbyanauthorwhoisacitizenof,ordomiciledin,acountrythathasenteredintoacopyrighttreatywiththeUnitedStates,and(ii)worksfirstpublished,orsoundrecordingsfirstfixed,inacountrythathasenteredintoacopyrighttreatywiththeUnitedStates.Foradetaileddiscussionofforeignworks,seeChapter2000.
ForpurposeofthisChapter,thesetypesofworksarecollectivelyreferredtoas“Post-BerneWorks.”
2202.2(A) Advantages to Using Notice on Post-Berne Works
Althoughnoticeisoptionalforunpublishedworks,foreignworks,orworkspublishedpublishedonorafterMarch1,1989,theU.S.CopyrightOfficestronglyencouragescopyrightownerstouseanoticeforthefollowingreasons:
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• Itputspotentialusersonnoticethatcopyrightisclaimedinthework.
• Inthecaseofapublishedwork,anoticemaypreventadefendantinacopyrightinfringementactionfromattemptingtolimithisorherliabilityfordamagesorinjunctivereliefbasedonaninnocentinfringementdefense.
• Itidentifiesthecopyrightowneratthetimetheworkwasfirstpublishedforpartiesseekingpermissiontousethework.
• Itidentifiestheyearoffirstpublication,whichmaybeusedtodeterminethetermofcopyrightprotectioninthecaseofananonymouswork,apseudonymouswork,oraworkmadeforhire.
• Itmaypreventtheworkfrombecominganorphanworkbyidentifyingthecopyrightownerand/orspecifyingthetermofthecopyright.
See17U.S.C.§§401(d),402(d),405(b),406(a),504(c)(2).
Copyrightownersmayuseanyformofnoticeforanunpublishedwork,aforeignwork,oraworkpublishedonorafterMarch1,1989.Asageneralrule,Post-BerneworksdonotneedtocomplywiththenoticerequirementssetforthinSections401or402oftheCopyrightActoranyoftheotherrequirementsdiscussedinSections2203through2209below.
NOTE:Thereislimitedexceptiontothisrule.WorkspublishedonorafterMarch1,1989mayrequireanoticethatcomplieswithSections401or402topreventadefendantfrominvokinganinnocentinfringementdefenseinacopyrightinfringementaction.See17U.S.C.§§401(d),402(d),504(c)(2).
2202.2(B) Examination Guidelines for Post-Berne Works
BecauseanoticeisnotrequiredforaPost-Bernework,theomissionofanoticefromthecopiesorphonorecordsofthatworkhasnoeffectonthevalidityofthecopyright.However,iftheinformationprovidedintheapplicationisinconsistentwiththeinformationcontainedinthenotice,theregistrationspecialistmaycommunicatewiththeapplicant.
2203 Requirement of Notice
2203.1 Works First Published Between January 1, 1978 and February 28, 1989
PriortoMarch1,1989,whenacopyrightedworkwaspublishedpublishedwiththeauthorityofthecopyrightownerintheUnitedStatesorelsewhere,thecopyrightlawgenerallyrequiredthatanoticebeplaced“onallpubliclydistributedcopiesfromwhichtheworkcanbevisuallyperceived.”Likewise,thecopyrightlawgenerallyrequiredthatanoticebeplaced“onallpubliclydistributedphonorecordsof[a]soundrecording”publishedintheUnitedStatesorelsewherewiththeauthorityofthecopyrightowner.SeeCopyrightActof1976,§§401(a),402(a),90Stat.2541,2576-77(1976)(currentversionat17U.S.C.§§401(a),402(a)).However,certainomissionsofnoticebeforeMarch1,1989couldbecuredunderthe1976Act.SeeSection2203.4.
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Foradefinitionanddiscussionofpublication,seeChapter1900.
2203.2 Visually Perceptible Copies
PriortoMarch1,1989,anoticewasrequiredforvisuallyperceptiblecopiesofaworkpublishedpublishedwiththeauthorityofthecopyrightowner.Copiesare“materialobjects,otherthanphonorecords,inwhichaworkisfixedbyanymethodnowknownorlaterdeveloped,andfromwhichtheworkcanbeperceived,reproduced,orotherwisecommunicated,eitherdirectlyorindirectlywiththeaidofamachineordevice.”17U.S.C.§101(definitionof“copies”).
Acopyisconsideredvisuallyperceptibleiftheworkisfixedinatangiblemediumofexpressionandiftheworkcanbevisuallyperceived,eitherdirectlyorwiththeaidofamachineordevice.Examplesofworksfixedinvisuallyperceptiblecopiesincludebooks,sheetmusic,andphotographs.Bycontrast,aliterary,dramatic,ormusicalworkfixedinaphonorecordisnotconsideredavisuallyperceptiblecopyofthatwork.
2203.3 Phonorecords
PriortoMarch1,1989,anoticewasrequiredwhenaU.S.soundrecordingwaspublishedpublishedonphonorecordswiththeauthorityofthecopyrightowner.
Thereisafundamentaldistinctionbetweenasoundrecordingandaphonorecord.Asoundrecordingisaworkofauthorshipthatresultsfromthefixationofaseriesofsounds,suchasarecordingofasong,arecordingofaspeech,orothertypesofaudiorecordings.Bycontrast,aphonorecordisamaterialobjectthatcontainsasoundrecording,suchasavinyldisc,cassette,compactdisc,digitalaudiofile(e.g.,.mp3,.wav),orotherrecordingmedium.Specifically,theCopyrightActdefinesphonorecordsas“materialobjectsinwhichsounds,otherthanthoseaccompanyingamotionpictureorotheraudiovisualwork,arefixedbyanymethodnowknownorlaterdeveloped,andfromwhichthesoundscanbeperceived,reproduced,orotherwisecommunicated,eitherdirectlyorwiththeaidofamachineordevice.”17U.S.C.§101(definitionof“phonorecords”).
AlthoughnoticewasrequiredforU.S.soundrecordings,noticewasnotrequiredwhenamusicalwork,literarywork,ordramaticworkwaspublishedonphonorecords,becauseaphonorecordisnotavisuallyperceptiblecopyofthesetypesofworks.
CompareCopyrightActof1976,§402(a),90Stat.2541,2577(1976)(statingthatwheneverasoundrecording“ispublishedintheUnitedStatesorelsewherebyauthorityofthecopyrightowner”anotice“shallbeplacedonallpubliclydistributedphonorecordsofthesoundrecording”)withid.§402401(a),90Stat.at2576(statingthat“[w]heneveraworkprotectedunderthistitleispublishedintheUnitedStatesorelsewherebyauthorityofthecopyrightowner,”anotice“shallbeplacedonallpubliclydistributedcopiesfromwhichtheworkcanbevisuallyperceived”).
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2203.4 Omission of Notice on Works First Published Between January 1, 1978 and February 28, 1989
TheomissionofanoticeonaworkpublishedpublishedbetweenJanuary1,1978andFebruary28,1989withtheauthorityofthecopyrightownerdoesnotinvalidatethecopyright,providedthatoneofthefollowingconditionshasbeenmet:
• Thenoticewasomittedfromnomorethanarelativelysmallnumberofcopiesorphonorecordsdistributedtothepublic;or
• Theworkwasregisteredbeforeorwithinfiveyearsafterthepublicationwithoutnoticeandareasonableeffortwasmade“toaddnoticetoallcopiesorphonorecordsthataredistributedtothepublicintheUnitedStatesaftertheomissionhasbeendiscovered;”or
• Theomissionwas“inviolationofanexpressrequirementinwritingthat,asaconditionofthecopyrightowner’sauthorizationofthepublicdistributionofcopiesorphonorecords,theybeartheprescribednotice.”
17U.S.C.§405(a).Likewise,theomissionofanoticeonaworkpublishedbetweenJanuary1,1978andFebruary28,1989doesnotinvalidatethecopyrightinthatworkifthenoticewasremovedfromthecopiesorphonorecordswithouttheauthorizationofthecopyrightowner.See17U.S.C.§405(c).
2204 The Form of the Notice
2204.1 Notice for Works Fixed in Copies
AnoticeforaworkpublishedpublishedbeforeMarch1,1989thathasbeenfixedincopiesshouldincludethefollowingelements:
• Thesymbol©ortheword“Copyright”ortheabbreviation“Copr.”;
• Theyearoffirstpublicationpublicationforthework;and
• Thenameofthecopyrightowner,oranabbreviationbywhichthenamecanberecognized,oragenerallyknownalternativedesignationoftheowner.
17U.S.C.§401(b).EachofthesetermsarediscussedinSections2204.4and2205below.Theelementsofthenoticeshouldappearasasinglecontinuousstatementcontainingthecopyrightsymbolortheword“Copyright”ortheabbreviation“Copr.,”followedbytheyearoffirstpublication,followedbythenameofthecopyrightowner.
Examples:
• ©1978JohnDoe
• Copyright1980JohnDoe
• Copr.1982JohnDoe
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Inthecaseofapictorial,graphic,orsculpturalwork,theyearofpublicationmaybeomittediftheworkisreproducedongreetingcards,postcards,stationery,jewelry,dolls,toys,oranyusefularticle.usefularticle.
2204.2 Notice for Sound Recordings Fixed on Phonorecords
AnoticeforasoundrecordingfixedinphonorecordsandpublishedpublishedbeforeMarch1,1989shouldincludethefollowingelements:
• ThesymbolⓅ℗(i.e.,theletterPinacircle);
• Theyearoffirstpublication;publication;and
• Thenameofthecopyrightownerforthesoundrecording,oranabbreviationbywhichthenamecanberecognized,oragenerallyknownalternativedesignationoftheowner.
17U.S.C.§402(b).EachofthesetermsarediscussedinSections2204.4and2205below.TheelementsofthenoticeshouldappearasasinglecontinuousstatementcontainingtheⓅ℗symbol,followedbytheyearoffirstpublication,followedbythenameofthecopyrightowner.
Example:
• Ⓟ℗1984JohnDoeRecords
Iftheproducerofthesoundrecordingisnamedonthelabelsorcontainersforthephonorecord,andifnoothernameappearsinconjunctionwiththenotice,theproducer’snameisconsideredpartofthenotice.Seeid.
2204.3 Omission of the © or Ⓟ℗ Symbol or the Word “Copyright”
IfaU.S.workwaspubliclydistributedbyauthorityofthecopyrightownerbetweenJanuary1,1978andFebruary28,1989,andifthecopiesorphonorecordsdonotcontaintheword“Copyright,”theabbreviation“Copr.,”oranappropriatesymbolthatcouldreasonablyberegardedaspartofthenotice,theU.S.CopyrightOfficeconsiderstheworktobepublishedpublishedwithoutanynotice.See17U.S.C.§405.
2204.4 Variations on the © or Ⓟ℗ Symbol or the Word “Copyright”
Somevariantsonthesymbols©orⓅ℗ortheword“copyright”maybeacceptableandtheuseofsuchvariantsmaynotresultinadefectivenotice.Bycontrast,anunacceptablevariantwillbetreatedasanomissionofthenotice.
2204.4(A) Variants for the © Symbol
Avariantofthesymbol©isacceptableonlyifitresemblesthe©closelyenoughtoindicateclearlythatthevariantisintendedtobethecopyrightsymbol.Acceptablevariantsinclude:
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• Thelettercwithaparenthesisoverthetop.• Thelettercwithaparenthesisunderthebottom.• (c• c)• (c)• Thelettercwithanunenclosedcirclearoundit.
Examplesofunacceptablevariantsonthe©symbolincludethefollowing:
• CO• C• C/O• @(i.e.,theletterainacircle).• Thelettercwithacircleattachedtothebottomoftheletter.• Thelettercinasquare.• [c]
2204.4(B) Variants for the Ⓟ℗ Symbol
AvariantofthesymbolⓅ℗isacceptableonlyifitresemblestheⓅ℗closelyenoughtoindicateclearlythatthevariantisintendedtobethesymbolforasoundrecordingcopyright.Acceptablevariantsinclude:
• TheletterPwithaparenthesisoverthetop.• TheletterPwithaparenthesisunderthebottom.• (P• P)• (P)• TheletterPwithanunenclosedcirclearoundit.
2204.4(C) Variants for the Word “Copyright”
Amisspelledorvariantformoftheword“Copyright”ortheabbreviation“copr.”maybeacceptedifitisclearthatthetermisintendedtobe“copyright.”Acceptablevariantsinclude:
• Copyrighted• Copywrite• Copywritten• CopyrightPending• CopyrightAppliedFor• CopyrightandRegistered• RegisteredU.S.CopyrightOffice• Copy• Copyr.
Theterm“AllRightsReserved”orthelikeisnotanelementofthenoticeprescribedbyU.S.law,anditisnotanacceptablevariantorsubstitutefortheword“copyright”ortheabbreviation“Copr.”Thesameistrueforsimilarstatementsinotherlanguages,suchas“TodoslosDerechosReservados.”However,theuseofsuchtermsinjuxtapositionwithanacceptablenoticeispermitted.
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Examples:
• Copyright1986FrontierMedicine.AllRightsReserved.
• ©1988AbigailVillagrosdeIzaguirra.TodoslosDerechosReservados.
2205 Elements of Notice
2205.1 Year
2205.1(A) Year of Publication
Asageneralrule,thenoticeonvisuallyperceptiblecopiesandonphonorecordsofsoundrecordingsmustincludetheyearoffirstpublication.Thenoticeoncopiesofacompilationorderivativeworkincorporatingpreviouslypublishedmaterialonlyrequirestheyearoffirstpublicationforthecompilationorderivativework.17U.S.C.§§401(b)(2),402(b)(2).
Anoticemaybeacceptediftheyearofpublicationispresentedinanyofthefollowingforms:
• Arabicnumerals(e.g.,1981).
• AbbreviationsofArabicnumerals(e.g.,’81).
• Romannumerals(e.g.,MCMLXXXI).
• Numericwords(e.g.,NineteenHundredEighty-One).
• Theyearoffirstpublicationfollowedbymultipleyeardates(e.g.,1981,1982,1983).
2205.1(B) Year of Publication Omitted
IfaU.S.workwaspubliclydistributedbyauthorityofthecopyrightownerbetweenJanuary1,1978andFebruary28,1989,andifthecopiesorphonorecordscontainnoyeardatethatcouldreasonablyberegardedaspartofthenotice,theU.S.CopyrightOfficeconsiderstheworktobepublishedpublishedwithoutanynotice.
2205.1(C) Antedated Notice: Date in the Notice Earlier than the Actual Year of First Publication
Anantedatednoticeisanoticethatcontainsadatethatisearlierthantheyearthattheworkwasfirstpublished.published.
Example:
• MonsterTrucks,Inc.firstpublishedapartscatalogin1986withanantedatednoticethatreads:“©1985MonsterTrucks.”
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IfaU.S.workwaspubliclydistributedbyauthorityofthecopyrightownerbetweenJanuary1,1978andFebruary28,1989withanantedatednotice,itisconsideredanerrorinthedate.Thiserrordoesnotaffectthevalidityofthecopyrightinthatwork.17U.S.C.§406(b),(c).
Ifthedateinthenoticeisonlyoneyear(orless)earlierthanthedateofpublicationpublicationspecifiedintheapplication,theregistrationspecialistwillregistertheclaimandwilladdanannotation,suchas:“Regardingpublication:yearYeardateinnotice____.”Ifthedateistwoormoreyearsearlierthanthedateofpublicationspecifiedintheapplication,thespecialistwillcommunicatewiththeapplicanttodetermineifthepublicationdateiscorrect.Ifthedatespecifiedintheapplicationisincorrect,thespecialistmayaddthecorrectdatetotheapplication,registertheclaim,andaddanotetotheregistrationrecord.Ifthedatespecifiedintheapplicationiscorrectandtheworkisnotaderivativework,theregistrationspecialistwillregistertheclaimandaddanannotation,suchas:“Regardingpublication:yearYeardateinnotice____.Publicationdateconfirmedcorrectinphonecall/emailwith____on____.”
NOTE:Usinganantedatednoticeinananonymouswork,pseudonymouswork,orworkmadeforhiremayaffectthetermofthecopyrightiftheworkwasfirstpublishedintheUnitedStatesbetweenJanuary1,1978andFebruary28,1989.Insuchcases,thetermiscomputedfromtheyearofpublicationthatappearsinthenotice,ratherthanfromtheactualyearoffirstpublication.
2205.1(D) Postdated Notice: Date in the Notice Later than the Actual Year of First Publication
Apostdatednoticeisanoticethatcontainsadatethatislaterthantheyearthattheworkwasfirstpublished.published.
Example:
• Asongbookfirstpublishedin1985withapostdatednoticethatreads:“Copyright1986ArpeggioMusic.”
IfaworkwaspubliclydistributedbyauthorityofthecopyrightownerwithapostdatednoticebetweenJanuary1,1978andFebruary28,1989,itisconsideredanerrorinthedate.17U.S.C.§406(b),(c).
Ifthedateinthenoticeisnomorethanoneyearlaterthanthedateofpublicationpublicationspecifiedintheapplication,theregistrationspecialistgenerallywillregistertheclaimwithoutcommunicatingwiththeapplicant,althoughheorshewilladdanannotationtotherecord,suchas:“Regardingpublication:yearYeardateinnotice____.”
IfaU.S.workwaspubliclydistributedbyauthorityofthecopyrightownerbetweenJanuary1,1978andFebruary28,1989,andifthedateinthenoticeistwoormoreyearslaterthantheyearinwhichtheworkwasfirstpublished,theU.S.CopyrightOfficeconsiderstheworktobepublishedwithoutanynotice.Iftheworkissubmittedforregistrationmorethanfiveyearsafterthedateoffirstpublication,theregistration
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specialistwillrefusetoregistertheclaimifheorshedeterminesthattheworkisaU.S.work.
NOTE:Thispolicyequallyappliestocertainworksofvisualart,suchasjewelry,dolls,ortoysthatcontainapostdatednotice,notwithstandingthefactthatayeardateisnotrequiredinthenoticeforsuchworks.
2205.1(E) Dispersed Date in a Notice
Ayearofpublicationthatisseparatedfromtherestofthenoticemaybeacceptableifitisanappropriatedateandifitisreasonablyidentifiableaspartofthenotice.Forexample,anappropriateyearofpublicationmaybeacceptableifitistheonlydatethatappearsonthesamepageastheotherelementsofthenotice.
Likewise,ayearofpublicationthatisprominentlydisplayedelsewhereoncopiesorphonorecordsmaybeacceptableifitisanappropriatedateandifitcanreasonablybeconsideredpartofthenotice.Forinstance,theU.S.CopyrightOfficemayacceptadatethatappearsinthe“LibraryofCongressCataloginginPublicationData”orintheyearofissueforaperiodical,periodical,evenifthedatedoesnotappearonthesamepageastherestofthenotice.
Inthosecaseswhereayearisrequiredandnoyearofpublicationcanbereasonablyidentifiedaspartofthenotice,theOfficewillconsidertheworktobepublishedwithoutnotice.
2205.1(F) Multiple Dates in a Notice
Ifthenoticecontainstwoormoredatesandifnoneofthosedatesrepresenttheyearoffirstpublication,theregistrationspecialistwillusethemostrecentdatetodetermineiftheworkwaspublishedwithanadequatenotice.
Ifthenoticecontainsearlierdatesaswellastheactualyearoffirstpublication,thespecialistmaycommunicatewiththeapplicantifitappearsthattheworkisaderivativeworkandtheearlierdatesrefertothedateofpublicationforanearlierversion(s)oredition(s)ofthework.InthiscasethespecialistwillasktheapplicanttocompletetheLimitationofClaimfield/spaceinordertolimittheclaimtothenewmaterialappearinginthederivativeworkforthefirsttime.Likewise,thespecialistmaycommunicatewiththeapplicantifitappearsthattheearlierdatesrefertothedateofregistrationforanyunclaimablematerialthathasbeenincorporatedintothework.
2205.2 Name
2205.2(A) Name of Copyright Owner
Asageneralrule,thecopyrightnoticeonbothcopiesandphonorecordsmustincludeoneofthefollowing:
• Thenameoftheownerofcopyrightintheworkoranabbreviationbywhichthenamecanberecognized,or
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• Agenerallyknownalternativedesignationoftheowner.
17U.S.C.§§401(b)(3),402(b)(3).
Ordinarily,theU.S.CopyrightOfficewillnotcommunicatewiththeapplicantifthenameinthenoticeappearssufficienttoidentifythecopyrightowner.
2205.2(B) Name of Copyright Owner Omitted
IfaU.S.workwaspubliclydistributedbyauthorityofthecopyrightownerbetweenJanuary1,1978andFebruary28,1989andifthenoticedoesnotcontainanamethatcouldreasonablybeconsideredapartofthenotice,theU.S.CopyrightOfficeconsiderstheworktobepublishedpublishedwithoutanynotice.
2205.2(C) Owner Named in the Notice
Forpurposesofnotice,thecopyrightowneristhe“claimant”orproprietorofallrightsatthetimetheworkwaspublished.published.Forpurposesofregistration,thecopyrightclaimantmustbe(i)theauthoroftheworkor(ii)apersonororganizationthathasobtainedalltheexclusiverightsofcopyrightthatinitiallybelongedtotheauthor.
Inmostcases,thenameprovidedintheapplicationwillbethesameasthenamethatappearsinthenotice.Insomecases,theclaimantnamedintheapplicationandthecopyrightownernamedinthenoticemaybedifferent.Bothnamesmaybecorrect,providedthatthecopyrightwasassignedtothecopyrightclaimantbetweenthedatethattheworkwasfirstpublishedandthedatethattheapplicationwassubmittedtotheU.S.CopyrightOffice.Insuchsituations,atransferstatementmustbeprovidedintheapplication.
IftheclaimantnamedintheapplicationdoesnotappeartobetheauthororownerofallU.S.rightsintheworkbasedoninformationprovidedelsewhereintheregistrationmaterialsorobtainedfromothersources,thespecialistwillcommunicatewiththeapplicanttoresolveanyinconsistencybetweenthenameprovidedintheapplicationandthenameinthenotice.
2205.2(D) Variants, Abbreviations, Alternative Designations, or Pseudonyms for the Copyright Owner
Anoticemaycontainanabbreviationbywhichthecopyrightownercanberecognizedoragenerallyknownalternativedesignation.Insuchcases,theapplicantshouldprovidethelegalnameoftheclaimantandspecifytherelationshipbetweenthelegalnameandthenamethatappearsinthenotice.
Arecognizableabbreviationforthecopyrightowner’sfullnametypicallycontainsanabbreviationforeachsignificantwordinthatname.
Example:
• “Merc.Rec.”forMercuryRecordsCorporation.
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Agenerallyknownalternativedesignationforthecopyrightowner’sfullnamemaycontainpartofthatname,thecopyrightowner’swell-knowninitials,oracompletelydifferentname.
Examples:
• “Atlantic”forAtlanticRecordingCorporation.
• “NBC”forNationalBroadcastingCompany.
• “Melodium”forGeniusRecordingCo.
Ifthenoticeappearstoidentifythecopyrightownertopeoplewhoarelikelytoobtaincopiesorphonorecordsofthework,thenoticewillbeconsideredacceptable.
Likewise,ifthenameappearinginthenoticeisapseudonymforanindividualwhoisnamedintheapplicationasacopyrightclaimant,thenoticewillbeconsideredacceptableiftheclaimantisgenerallyknownbythatpseudonym.
Ifthename,abbreviation,oralternativedesignationinthenoticeissovague,truncated,orambiguousthatitcouldnotidentifyanypersonorentityasacopyrightowner,theU.S.CopyrightOfficewillconsidertheworktobepublishedpublishedwithoutanynameinthenotice.
2205.2(E) Deceased Person Named in the Notice
Adeceasedpersoncannotowncopyrightoranyotherproperty.Iftheworkwaspublishedpublishedduringtheowner’slifetimeandthenameprovidedinthenoticewascorrect,andiftheworkissubmittedforregistrationaftertheowner’sdeath,theapplicantmustnametheownerofallrightsatthetimetheapplicationissubmittedforregistrationandprovideatransferstatementexplaininghowthatpartyobtainedownershipofthecopyright.
IftheU.S.CopyrightOfficehasreasontobelievethatthepersonnamedinthenoticediedbeforethefirstpublicationpublicationofthework,theOfficewilltreatthisasanerrorinthenotice.Ifthepublicationwasauthorizedbythecopyrightowner,theerrorwillnotaffectthevalidityorownershipofthecopyrightinthework.However,itmayallowathirdpartytoassertaninnocentinfringementdefenseunlessoneofthefollowingeventshasoccurred:
• Theworkwasregisteredinthenameofthecopyrightownerbeforetheallegedinfringementbegan;or
• Adocumentexecutedbythepersonnamedinthenoticeshowingtheownershipofthecopyrightwasrecordedbeforetheallegedinfringementbegan.
See17U.S.C.§406(a).
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2205.2(F) Copyright Owner Identified by Reference
Anoticethatidentifiesthecopyrightownerbyreference,suchas“copyrightbyauthor”or“copyrightbypublisher,”isacceptableifthecopiesorphonorecordscontainaname,abbreviation,oragenerallyknowndesignationthatidentifiesthecopyrightownerastheauthor,thepublisher,oranotherpersonorlegalentity.
Ifthecopiesorphonorecordsdonotcontainthename,anabbreviationofthename,orgenerallyknowndesignationthatidentifiesthecopyrightowner,theU.S.CopyrightOfficeconsiderstheworktobepublishedpublishedwithoutnotice.17U.S.C.§406(c).
2205.2(G) Multiple Names in the Notice
Whentwoormorenamesappearinthenotice,butonlyoneofthosepartiesisnamedintheapplicationasthecopyrightclaimant,theregistrationspecialistgenerallywillregistertheclaimwithoutcommunicatingwiththeapplicant.
2205.2(H) Name of the Copyright Owner Separated from Other Elements in the Notice
Ifthecopiesorphonorecordscontainaname,abbreviation,orgenerallyknownalternativedesignationforthecopyrightownerthatisseparatedfromtheotherelementsofthenotice,thenoticemaybeaccepted,providedthatthenamecanreasonablybeconsideredpartofthenotice.
Ifthecopiesorphonorecordscontaintwoormorenames,abbreviations,oralternativedesignationsthatareequallyidentifiablewiththerestofthenotice,thenoticemaybeacceptedifanyofthosenames,abbreviations,oralternativedesignationsiscapableofidentifyinganypersonorentityasacopyrightowner.
Ifnoneofthenames,abbreviations,oralternativedesignationsisidentifiablewiththerestofthenotice,theU.S.CopyrightOfficeconsiderstheworktobepublishedpublishedwithoutanynotice.
2205.2(I) Error in the Name of the Copyright Owner
Whenthepersonnamedinthenoticewasauthorizedbythecopyrightownertopublishthework,butisnottheactualcopyrightowner,itisconsideredtobeanerrorinthename.Thisdoesnotaffectthevalidityorownershipofthecopyright.Insuchcases,theworkmayberegisteredatanytimebeforethecopyrightexpires,providedthattheapplicantidentifiestheclaimantwhoownsthecopyrightatthetimewhentheapplicationissubmittedtotheU.S.CopyrightOffice.
17U.S.C.§406(a).
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2206 Affixation of the Notice
2206.1 Affixation and Position of the Notice
TheCopyrightActstatesthatthenoticeshallbeaffixedonpubliclydistributedcopiesandphonorecordsinsuchamannerandinalocationthatprovidesreasonablenoticetothepublicoftheclaimtocopyright.
Inallcases,theacceptabilityofanoticedependsuponitsbeingpermanentlylegibletoanordinaryuseroftheworkandaffixedtothecopiesinsuchmannerandpositionthatitisnotconcealedfromviewuponreasonableexamination.
2206.2 Affixation of Notice on Copies
Ifanoticeisnotaffixedtocopiesorphonorecordsinsuchmannerandlocationastogivereasonablenoticeoftheclaimtocopyright,theU.S.CopyrightOfficeconsiderstheworktobepublishedpublishedwithoutnotice.17U.S.C.§§401(c),402(c),405.
2206.3 Affixation of Notice on Phonorecords
Whenaworkispubliclydistributedonphonorecords,anoticeshallbeplacedonthesurfaceofthephonorecordoronthelabelorcontainerforthephonorecordinsuchmannerandlocationastogivereasonablenoticeoftheclaimtocopyright.17U.S.C.§402(c).
2206.4 Handwritten, Typewritten, or Rubber-Stamped Notice on Published Copies or Phonorecords
Asageneralrule,ifahandwritten,typewritten,orrubber-stampednoticeappearsoncopiesorphonorecordsofaworkpublishedpublishedbetweenJanuary1,1978andFebruary28,1989,theU.S.CopyrightOfficemayasktheapplicantwhetherasimilarnoticeappearedonallthecopiesorphonorecordswhentheworkwasfirstpublished.
2206.5 Legibility of the Notice
Ablurrednoticemaybeacceptableifitislegible,butanoticethatissobadlyblurredastobeillegiblewillbetreatedasanomissionofnotice.
2206.6 Microscopic Notice
Ingeneral,anoticethatissosmallthatitcannotbereadwithoutamagnifyingglassisconsideredunacceptableandwillbetreatedasiftheworkwaspublishedpublishedwithoutnotice,unlesstheworkitselfrequiresmagnificationforitsordinaryuseandprovidedthatthenoticeisreadablewhentheworkhasbeenmagnified.
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2206.7 Concealed Notice
Aconcealednoticethatispermanentlycoveredsothatitcannotbeseenwithoutdamagingortearingtheworkapartisunacceptable.TheU.S.CopyrightOfficeconsiderssuchworkstobepublishedpublishedwithoutnotice.Tobeacceptable,anoticemustbelegibletoanordinaryuseroftheworkundernormalconditionsofuseandaffixedtothecopiesinsuchamannerandpositionthatwhenaffixeditisnotconcealedfromviewuponreasonableexaminationbytheOfficeortheordinaryuser.See17U.S.C.§§401(c),402(c).
Examples:
• Anoticeonthemarginorbackofapaintingthatisconcealedunderapermanentframeormatisunacceptable.
• Anoticeonthebottomofafigurinethatiscementedonabasesothatthenoticeisconcealedisunacceptable.
2206.8 Notice Visible Upon Ordinary Use
Anoticethatisnotvisibleoncasualinspectionoftheworkmaybeacceptableifthenoticebecomesvisibleintheordinaryuseofthework.
Example:
• Anoticeforacomputerprogramthatbecomesvisiblewhentheprogramisrun.
2207 Location and Placement of the Notice
TheCopyrightActdirectstheRegisterofCopyrightstoadoptspecificregulationsfortheplacementofcopyrightnoticeforvariousworks.17U.S.C.§401(c).Theseregulationsarefoundat37C.F.R.§201.20202.2.
2207.1 Literary Works
AsexplainedinSection2202.2,noticeisoptionalforworkspublishedonorafterMarch1,1989.Priortothatdate,anoticewasrequiredwhenaU.S.literaryworkwaspubliclydistributedinvisuallyperceptiblecopies,suchasabookoramagazine.Whenanoticeisincludedonacopyofaliterarywork,itisconsideredacceptableifitappearsinanyofthelocationsdescribedinSections2207.1(A)through2207.2.
NOTE:ForpurposesofthisSection,theterm“leaf”meansasheetofpaperorthelike,thatmayexistasaseparateitemorasapartofabookorsimilarpublication.A“page”isasinglesideofaleaf.
2207.1(A) Literary Works Published in Book Form
Inthecaseofworkspublishedpublishedinbookform,anoticeisacceptableifitappearsonthecopiesinanyofthefollowingpositions:
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• Thetitlepage,ifany.
• Thepageimmediatelyfollowingthetitlepage,ifany.
• Eithersideofthefrontcover,ifany,orifthereisnofrontcover,oneithersideofthefrontleafofthecopies.
• Eithersideofthebackcover,ifany,orifthereisnobackcover,eithersideofthebackleafofthecopies.
• Thefirstpageofthemainbodyofthework.
• Thelastpageofthemainbodyofthework.
• Anypagebetweenthefrontpageandthefirstpageofthemainbodyofthework,if(i)therearenomorethantenpagesbetweenthefrontpageandthefirstpageofthemainbodyofthework,and(ii)thenoticeisreproducedprominentlyandissetapartfromtheothermatteronthepagewhereitappears.
• Anypagebetweenthelastpageofthemainbodyoftheworkandthebackpage,if(i)therearenomorethantenpagesbetweenthelastpageofthemainbodyoftheworkandthebackpage,and(ii)thenoticeisreproducedprominentlyandissetapartfromtheothermatteronthepagewhereitappears.
37C.F.R.§201.20(d)(1)-(8).
37C.F.R.§202.2(c)(4)(i)-(viii).
2207.1(B) Single Leaf Works
Inthecaseofaliteraryworkconsistingofasingleleaf,anoticeisacceptableifitisreproducedinthecopiesanywhereonthefrontorbackoftheleaf.37C.F.R.§201.20(e202.2(c)(5).
2207.1(C) Dust Jackets
Anoticeofcopyrightonthedustjacketofabookisnotanacceptablenoticeforthebook,becausethedustjacketisnotpermanentlyattachedtothebook.Likewise,anoticeappearinginabookisnotanacceptablenoticeforthedustjacketoranymaterialappearingonthatdustjacket,evenifthebookreferstothejacketormaterialappearingonthejacket.
2207.1(D) Literary Works Embodied in Phonorecords
Anoticeisnotrequiredforliteraryworkspublishedsolelyinphonorecords,becausephonorecordsarenotconsideredvisuallyperceptiblecopiesofsuchworks.
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2207.1(E) Periodicals or Other Serials
ThenoticeforaworkpublishedpublishedasanissueofaperiodicalperiodicalorotherserialserialmaybeacceptableifitappearsinanyofthelocationsdiscussedinSection2207.1(A)orifitislocated:
• Aspartof,oradjacentto,themasthead,oronthepagecontainingthemasthead;or
• Adjacenttoaprominentheading,appearingatornearthefrontoftheissue,containingthetitleoftheperiodicalorotherserialserialandanycombinationofthevolumeandissuenumberanddateoftheissue.
37C.F.R.§201.20(d)(1)-(9).
37C.F.R.§202.2(c)(4)(i)-(ix).
2207.2 Contributions to Collective Works
Ageneralnoticeforacollectiveworkasawholecoverstheseparatecontributionsthatitcontains(regardlessofownership),exceptforanyadvertisementsinsertedonbehalfofpersonsotherthanthecopyrightownerforthecollectivework.
Inaddition,aseparatenoticeforacontributiontoacollectiveworkmaybeacceptableifitappearsinanyofthefollowingpositions:
• Wherethecontributionisreproducedonasinglepage,anoticeisacceptableifitappears(i)underthetitleofthecontributiononthatpage;(ii)adjacenttothecontribution;or(iii)onthesamepageifthroughformat,wording,orboth,theapplicationofthenoticetotheparticularcontributionismadeclear.
• Wherethecontributionisreproducedonmorethanonepageofthecollectivework,anoticeisacceptableifitappears(i)underatitleappearingatornearthebeginningofthecontribution;(ii)onthefirstpageofthemainbodyofthecontribution;(iii)immediatelyfollowingtheendofthecontribution;or(iv)onanyofthepageswherethecontributionappears,providedthatthecontributionisreproducedonnomorethantwentypagesofthecollectivework;thenoticeisreproducedprominentlyandissetapartfromothermatteronthepagewhereitappears;andthroughformat,wording,orboth,theapplicationofthenoticetotheparticularcontributionismadeclear.
Alternatively,aseparatenoticeforacontributiontoacollectiveworkmaybeacceptableifitclearlyappearsinjuxtapositionwithaseparatelistingofthecontributionbyfulltitleandauthorandislocatedeither:
• Onthepagebearingthenoticeforthecollectiveworkasawhole(ifany);or
• Inaclearlyidentifiedandreadilyaccessibletableofcontentsorlistingofacknowledgmentsappearingnearthefrontorbackofthecollectivework.
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Ifthecontributionisamusicalwork,anoticeisacceptableifitappearsinanyofthelocationsdiscussedaboveorifitislocatedonthefirstpageofmusicforthecontribution.37C.F.R.§201.20(f202.2(c)(6).
Ifacollectiveworkwaspubliclydistributedwithanoticeforthecollectiveworkasawhole—butwithoutaseparatenoticeforthecontributionstothatwork—thenoticecoversthecontributions,evenifthecopyrightownernamedinthenoticeisnotthecopyrightownerofthosecontributions(exceptforadvertisementsinsertedonbehalfofpersonsotherthantheownerofthecollectivework).
2207.3 Musical Works
2207.3(A) Musical Works Embodied in Copies
AsexplainedinSection2202.2,noticeisoptionalforworkspublishedonorafterMarch1,1989.Priortothatdate,anoticewasrequiredwhenaU.S.musicalworkwaspubliclydistributedinvisuallyperceptiblecopies,suchassheetmusicorlinernotes.Whenanoticeisincludedonacopyofamusicalwork,itisconsideredacceptableifitappearsinanyofthelocationsdescribedinSections2207.1(A)or2207.1(E)orifthenoticeappearsonthefirstpageofthemusic.37C.F.R.§201.20(d)(1)-(10202.2(c)(4)(i)-(x).
2207.3(B) Musical Works Embodied in Phonorecords
Anoticeisnotrequiredformusicalworkspublishedsolelyinphonorecords,becausephonorecordsarenotconsideredvisuallyperceptiblecopiesofsuchworks.
2207.4 Sound Recordings
AsexplainedinSection2202.2,noticeisoptionalforworkspublishedonorafterMarch1,1989.Priortothatdate,anoticewasrequiredwhenaU.S.soundrecordingwaspubliclydistributedonphonorecords,suchasanalbumorcassette.
Whenanoticeisincludedonaphonorecordthatcontainsasoundrecording,thenoticeisconsideredacceptableifitappearsanywhereonthesurfaceofthephonorecordorthephonorecordlabelorcontainer.17U.S.C.§402(c).Acontainerincludesthejackethousingadisc,ortheboxorjewelcasehousingacassetteorcompactdisc,butdoesnotincludeanoutermailingorpackagingbox,envelope,orotherwrapperintendedfordisposaloncethephonorecordisputintouse.
Ifthelabel(s)orcontainer(s)forthephonorecordidentifytheproducerofthesoundrecordingand“ifnoothernameappearsinconjunctionwiththenotice,theproducer’snameshallbeconsideredaspartofthenotice.”17U.S.C.§402(b)(3).
Example:
• AnapplicationnamesDoeRecordingCo.asauthorofthesoundrecordingpublishedpublishedin1981.Theworkmadeforhireboxischecked“yes.”Thefollowingnoticeappearsontheleftsideofthelabelona45rpmdisk:“Ⓟ“℗ 1981.”
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• Thefollowingstatementappearsontherightsideofthelabel:“DoeRecordingCompany,ProducedandarrangedbyJayJones.”
• Thefollowingstatementappearsalongthebottomofthelabel:“Mfg.byDoeRecordingCo.”
2207.5 Dramatic Works
2207.5(A) Dramatic Works Embodied in Copies
AsexplainedinSection2202.2,noticeisoptionalforworkspublishedonorafterMarch1,1989.Priortothatdate,anoticewasrequiredwhenaU.S.dramaticworkwaspubliclydistributedinvisuallyperceptiblecopies,suchasascript.Whenanoticeisincludedonacopyofadramaticwork,itisconsideredacceptableifitappearsinanyofthelocationsdescribedinSections2207.1(A)or2207.1(E)orifthenoticeappearsonthefirstpageofthework.
2207.5(B) Dramatic Works Embodied in Phonorecords
Anoticeisnotrequiredfordramaticworkspublishedsolelyinphonorecords,becausephonorecordsarenotconsideredvisuallyperceptiblecopiesofsuchworks.
2207.6 Motion Pictures and Other Audiovisual Works
Acceptablemethodsforaffixingandpositioningthenoticeonamotionpictureorotheraudiovisualworkinclude:
• Anoticethatisembodiedinthecopiesbyaphotomechanicalorelectronicprocess,insuchapositionthatitordinarilywouldappearwhenevertheworkisperformedinitsentirety,andthatislocated:
• withornearthetitle;
• withthecast,credits,andsimilarinformation;
• atorimmediatelyfollowingthebeginningofthework;or
• atorimmediatelyprecedingtheendofthework.
• Inthecaseofamotionpictureorotheraudiovisualworkthatisdistributedtothepublicforprivateuse,thenoticemaybeaffixed,inanyofthelocationslistedabove,oronthehousing,orcontainerifitisapermanentreceptacleforthework.
• Inthecaseofanuntitledmotionpictureorotheraudiovisualworkwhosedurationissixtysecondsorless,anoticeisacceptableifitappearsinanyofthelocationslistedaboveorifitisembodiedinthecopiesbyaphotomechanicalorelectronicprocessinsuchapositionthatitordinarilywouldappeartotheprojectionistorbroadcasterwhenpreparingtheworkforperformance,providedthatitislocatedontheleaderofthefilmortapeimmediatelyprecedingthebeginningofthework.
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37C.F.R.§201.20(h).
37C.F.R.§202.2(c)(8).
2207.7 Pictorial, Graphic, and Sculptural Works
Acceptablemethodsforaffixingandpositioningthenoticeonapictorial,graphic,orsculpturalworkinclude:
• Whereaworkisreproducedintwo-dimensionalcopies,anoticeisacceptableifitisaffixeddirectlyorbymeansofalabelcemented,sewn,orotherwiseattacheddurably,soastowithstandnormaluse,onthefrontorbackofthecopies,ortoanybacking,mounting,matting,framing,orothermaterialtowhichthecopiesaredurablyattached,soastowithstandnormaluse,orinwhichtheyarepermanentlyhoused.
• Whereaworkisreproducedinthree-dimensionalcopies,anoticeisacceptableifitisaffixeddirectlyorbymeansofalabelcemented,sewn,orotherwiseattacheddurably,soastowithstandnormaluse,toanyvisibleportionofthework,ortoanybase,mounting,framing,orothermaterialonwhichthecopiesaredurablyattached,soastowithstandnormaluse,orinwhichtheyarepermanentlyhoused.
37C.F.R.§201.20(i)(1)-(2).
37C.F.R.§202.2(c)(9)(i)-(ii).
2207.7(A) Works of Unusual Size or Characteristics
Ifitisimpossibleorextremelyimpracticaltoaffixanoticedirectlytothecopiesorbymeansofadurablelabelbecauseofthesizeorphysicalcharacteristicsofthematerialinwhichtheworkisreproduced,anoticeisacceptableifitappearsonatagthatisofdurablematerial,soastowithstandnormaluse,andifitisattachedtothecopywithsufficientdurabilitythatitwillremainwiththecopywhileitispassingthroughitsnormalchannelsofcommerce.37C.F.R.§201.20(i)(3202.2(c)(9)(iii).
2207.7(B) Works Consisting of Sheet-Like or Strip Material
Whereaworkisreproducedincopiesconsistingofsheet-likeorstripmaterialbearingmultipleorcontinuousreproductionsofthework,thenoticemaybeappliedto:
• Thereproductionitself;or
• Themargin,selvage,orreversesideofthematerialatfrequentandregularintervals;or
• Ifthematerialcontainsneitheraselvagenorareverseside,totagsorlabelsattachedtothecopiesandtoanyspools,reels,orcontainershousingtheminsucha
• waythatanoticeisvisiblewhilethecopiesarepassingthroughtheirnormalchannelsofcommerce.
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37C.F.R.§201.20(i)(4).
37C.F.R.§202.2(c)(9)(iv).
2207.7(C) Works with Separable Parts Published in a Permanent Container
Asageneralrule,whentheseparatecomponentpartsofaworkarepermanentlyhousedinacontainer,suchasagameorpuzzlebox,asingle,generalnoticereproducedonthepermanentcontainerisacceptableforthevisuallyperceptibleparts.37C.F.R.§201.20(i)(5202.2(c)(9)(v).
2207.7(D) Reversible Works
Inthecaseofamold,decal,orotherworkthatisthereverseoftheproductthatisintendedtoresultfromitsuse,anoticeisacceptableevenifitisprintedinreverse.
2207.7(E) Year of First Publication Omitted
Theyearofpublicationpublicationmaybeomittedfromanoticewhenapictorial,graphic,orsculpturalworkwithaccompanyingtext(ifany)isreproducedinorongreetingcards,postcards,stationery,jewelry,dolls,toys,orausefularticle.usefularticle.
NOTE:Alabelisnotconsideredausefularticleforthesepurposes.Textilesandfabricsareusefularticles,buttheydonotrequireayearofpublication.Whenacopyrightnoticeforatextileorafabriciscontainedonalabelaffixedtothetextileorfabricandtheyearofpublicationisomittedfromthenotice,thenoticeisacceptablewithrespecttothetextileorfabric.
2207.8 Multi-Part Works
Onenoticeperunitofpublicationisadequateformulti-partworks(e.g.,boxsets,multimediakits,score,andparts)publishedpublishedincopiesorphonorecords,providedthatapropernoticeisusedanditisaffixedinamannerandlocationthatgivesreasonablenoticeoftheclaimtocopyrightintheentireunitofpublication.
Althoughonenoticeperunitofpublicationislegallysufficient,placinganoticeoneachpartofamulti-partworkensuresthatthepublicisputonnoticethatthecopyrightownerhasassertedaclaimtocopyrightineachpartoftheunit.
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Examples:
• Anoticeonthefirstdiskofatwelvedisccollectionisacceptablefortheentirecollection,butanoticeonthesixthdiscofatwelvedisccollectionisonlyacceptableforthatdisc.
• Anoticeproperlypositionedonaunitconsistingofamusicalscoreandpartsisacceptablefortheentireunit,butanoticeonlyononeormoreofthepartsisacceptableonlyforthoseparts.
• Anoticeonthepermanentcontainerorboxforamultimediakitisacceptable.
2207.9 Works Published in Machine-Readable Copies
Forworkspublishedpublishedinmachinereadablecopies,suchassemiconductorchips,opticaldiscs,magnetictapes,orsimilarstoragemediathatcannotordinarilybeperceivedwithouttheaidofamachineordevice,anoticemaybeacceptableifitappearsinthefollowingmanner:
• Thenoticeisembodiedinvisuallyperceptibleprintoutsofthework,providedthatitappearseitherwithornearthetitleorattheendofthework.
• Thenoticeisdisplayedattheuser’sterminalatsign-on.
• Thenoticecontinuouslyappearsonaterminaldisplay.
• Thelegiblenoticeisreproduceddurably,soastowithstandnormaluse,onagummedorotherlabelsecurelyaffixedtothecopiesortoabox,reel,cartridge,cassette,orothercontainerusedasapermanentreceptacleforthecopies.
37C.F.R.§201.20(g).
37C.F.R.§202.2(c)(7).
NOTE:Worksthatrequiretheuseofamachineordevicetoopticallyenlargethework,suchasfilms,filmstrips,andworkspublishedinanyvarietyofmicrofilm,arenotconsideredmachine-readableworks.
2208 Government Works
ProtectionundertheCopyrightActisnotavailableforanyworkoftheUnitedStatesgovernment.However,ifaworkconsistsofbothaworkoftheUnitedStatesgovernmentandaworkprotectableundertheCopyrightAct,thenoticeshouldcontainastatementidentifyingthoseportionsofthecopiesorphonorecordthatdoordonotcontainwork(s)thatareprotectedundertheCopyrightAct.17U.S.C.§§105,403.
IftheworkwaspublishedpublishedonorafterMarch1,1989,theU.S.CopyrightOfficemayregistertheclaimevenifthisstatementdoesnotappearinthenotice.Bycontrast,
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iftheworkwaspublishedbetweenJanuary1,1978andFebruary28,1989,thefailuretoincludethisstatementmaybeconsideredanomissionofthenotice.
2209 General, Specific, and Restricted Notice
2209.1 General and Specific Notice
AgeneralnoticeisanoticethatcontainstheelementslistedinSections2204.1or2204.2(e.g.,©1981JohnDoe).Aspecificnoticeisanoticethatidentifiestheportionsorfeaturesoftheworkthatbelongtothecopyrightowner(e.g.,“Introductionandillustrations©1981PopularPublishingCo.”or“Arrangement©1981NewstyleMusicCo.”).
Ageneralnoticemaybeusedonaworkofauthorship,eveniftheclaimislimitedtoaspecificportionofthatwork,suchastheintroductiontoabiographyorthenewmaterialthatappearsinthesecondeditionofatextbook.
Iftheworkcontainsaspecificnoticethatidentifiesspecificaspectsofthework,theregistrationspecialistmaycommunicatewiththeapplicantifthoseaspectsarenotreflectedintheapplicationoriftheclaimisunclear.
2209.2 Restricted Notice
Arestrictednoticeisanoticethatcontainsastatementindicatingthatthenoticedoesnotcovercertainmaterialthatappearsinthework.
Example:
• “Copyright1980XYZPublisher,nocopyrightclaimedinillustration.”
Ifthenoticespecifiesonlythematerialthathasbeenexcludedfromtheclaim,theregistrationspecialistmayaddanannotationtotheregistrationrecord,suchas:“Regardingdeposit:inInnotice:[quotenoticethatappearsonthedepositcopy].”
This redline compares the Compendium (Third) released September 29, 2017, and the Compendium (Third) released January 28, 2021.