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Production Engineering Faculty 04 Comparison of the environmental impacts of nanomaterials Workshop on life cycle evaluation and energy use for different production processes of nanomaterials Michael Steinfeldt Turku, 16th April 2015

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Production EngineeringFaculty 04

Comparison of the environmental impacts of nanomaterials

Workshop on life cycle evaluation and energy use for different production processes of nanomaterials

Michael SteinfeldtTurku, 16th April 2015

Production EngineeringFaculty 04

Content of presentation

• Background • LCA Methodology• Comparative Life Cycle Assessment of Nanomaterials: NanoSstain

and other case studies– Environmental impact with focus on cumulative energy demand of

nanomaterials

• Which kind of nanoapplications we need in future to realise high environmental (sustainable) benefits?

2

Production EngineeringFaculty 04

brementhe city

Production EngineeringFaculty 04

University of Bremen today• 18.300 students• 2.500 university employees • 1.500 scientists and scholars

– including 260 tenured professorships– 750 researchers financed by external

funding• 1.000 administrative, technical and

secretarial staff– 280 externally funded

Production EngineeringFaculty 04

• Faculty 4: Production Engineering– Strong focus on material sciences– Half of the 20 research groups are active in materials research including

nanotechnology

• Department 10: Technological design and development– Dealing with issues relating to health, safety and environment. We follow the

general approach of shaping technologies oriented at guiding principles (learning from nature: Biomimetics, Industrial Ecology, Resilience).

– Key topics of the research group on new technologies such as nanotechnologies and synthetic biology

– More than ten years experience in the field of nanotechnologies• EU FP7 Project SUN 2013-2017• EU FP7 Project GreeNanoFilms 2014-2017• EU FP7 Project NanoSustain, 2010-2013• Part of the graduate school nanoToxCom (=Toxic combination effects of synthesized nanoparticles) at the University of

Bremen, 2009-2013• Ecological profile of selected nanotechnological applications, funded by the Nagano Techno Foundation, of Nagano City,

Japan, 2009-2010• Environmental Relief Effects through Nanotechnological Processes and Products, funded by the Federal Environmental

Agency, Dessau, 2007-2008 • Sustainability effects through production and application of nanotechnological products, funded by the German Ministry of

Education and Research (GMER), Bonn, 2002 – 2004 • Nanotechnology and Regulation within the framework of the precautionary principle, funded by Scientific and Technological

Options Assessment (STOA) of the EU, Brüssel, 2003 – 2004 • Potential Applications of Nanotechnology based materials, Part 2: Analysis of ecological, social and legal aspects, funded

by the Office of Technology Assessment at the German Bundestag, 2002• Active participation in German Enquete-, Risk-, NanoCommission

Production EngineeringFaculty 04

Comparative Life Cycle Assessment of Nano Innovations• We need at an early stage of innovation (research and development) of

new sustainable nanoproducts – prospective information to environmental impacts of nanomaterials

and to environmental benefits of nanoproducts (prospective) Life Cycle Assessment

– information to risk potentials of nanoproducts (preliminary) Risk Assessment, precautionary Risk Management

• Life Cycle Assessment (LCA) is the most extensively developed and standardized methodology for assessing environmental impacts of a product

• Risk aspects, particularly in dealing with nanomaterials, are examined in form of a preliminary assessment

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Production EngineeringFaculty 04

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Stages of a Life Cycle Assessment

Source: adapted from ISO 14040:2006

Production EngineeringFaculty 04

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Life Cycle Assessment of nanotechnology-based applications

• What is the environmental impact of the production of nanomaterials?

• What is the influence of these nanomaterials on the environmental impact of new (prospective) applications?

• Which kind of applications we need in future to realise high environmental (sustainable) benefits?

Production EngineeringFaculty 04

NanoSustain: Objective and specific nano application• Collect and validate existing and generate new and

missing data on hazard, exposure, toxicology and ecotoxicology of selected nanomaterials

• Improve and adapt existing methods and develop new approaches, criteria and guide-lines for hazard characterisation, risk and life-cycle assessment appropriate to nanomaterials

• Explore and develop innovative solutions for the sustainable use, reuse, recycling and final treatment/disposal of selected nanomaterials and products

WP1Project management

WP6 Exploitation and dissemination

WP4Life cycle assessment

WP5Technical solution

WP2Database development

WP3Hazard characterisation

• Our specific nanomaterials and selected applications– Nanocellulose as paper additive, industrial thickener, rheology modifier– Nano-TiO2 in paint application– Nano-ZnO glass coating as UV-Barrier for glass – MWCNT in epoxy plates

Production EngineeringFaculty 04

Main focus of WP4 work• We have analysed LCA-Studies of

nanomaterials and nanotechnology basedapplications

• We have developed specific life-cycle process model based on Umberto LCA software for selected nanomaterials and nanoproducts

• We have prepared (prospective) LCA• We have calculated prospective

environmental concentrations of engineered nanoparticles (Development of specific exposure models necessary)

• We have developed preliminary assessment of nanotechnologies towards a more precautionary risk management

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P1:Raw materials and supplies

P3

T2:Production MWCNT

T3:Production masterbatch

P6

P8:Emissions

P8:Emissions

T7:Preproduction Ethylene

P9

T6:Preproduction aluminium oxide

P1:Raw materials and supplies

P10

T8:Catalysator mixture

T9:Preproduction magnesium oxide T10:Preproduction manganese

T11:Preproduction cobalt

T12:Preproduction hydrogen T13:Preproduction nitrogen

T14:Gas mixture

P12

T15:Production application

P13

T16:Use phase

P16

P1:Raw materials and supplies

P15:Emissions

T4:Electricity, Production

P2

T1:Preproduction, epoxy

T5:Disposal

T17:Recycling

Production EngineeringFaculty 04

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Overview of studies of published LCAs of the manufacture of nanoparticles and nanocomponents

Source: adapted from ISO 14040:2006

• only 35 publications: “LCA” of Nano-Applications

• only 15 publications: “LCA” of the manufacture of nanoparticles and nanocomponents

Production EngineeringFaculty 04

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Life Cycle Assessment of the selected nanoproducts and associated materials• First focus: “Cradle-to-gate” Life Cycle Assessment of selected nanomaterials

(MWCNT, nanoZnO, nanoTiO2, Nanocellulose, …) with functional unit: 1kg nanomaterial

• Second focus: “Cradle-to-grave” (prospective) Life Cycle Assessment of different nanotechnological based applications with functional unit: x kg Nanoproduct • In part several production routes• Modeling with release factors (Source: REACH/ECHA-Documents

(Chapter R.16: Environmental Exposure Estimation, Chapter R.18: Exposure scenario building and environmental release estimation for the waste life stage), ESD, SPERCs ...)

• Compared to conventional materials/applications

Production EngineeringFaculty 04

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Case study 1: Prospective CNT Composite material, e.g. as rotor blades of wind power plant

System limits for the comparative life cycle assessment

Variants

Important assumption:CNT content rate: 0,5% (150kg/WPP)

Raw material extraction

Raw material Operating supplies

Material extraction

Ni-plating bath / Electrodeposition

Production MWCNT

Preproduction Chemicals

Material extraction

Operating supplies

Preproduction Catalyst

Preparation MWCNT

Steel

Steel with composite films

Raw material Manufacture of wind energy cobverterRaw material extraction Use of windmill

Name Increase of

the energy

production

efficiency

Energy yield of the

wind power plant,

2MW, offshore

Difference as

conventional

electricity from

production mix

WPP old - 105.200.000 kWh 177.800 kWh

WPP new0,05 0,05% 105.252.600 kWh 105.200 kWh

WPP new0,1 0,1% 105.305.200 kWh 52.600 kWh

WPP new0,15 0,15% 105.377.800 kWh ---

System boundaries incl. MWCNT production, incl. benefit/credit through increased energy efficiencyFunctional unit: prognosticated energy yield of a wind-power plant

The possible benefit of the prospective MWCNT composite material is an increase of the production product reliability and lifetime.

Production EngineeringFaculty 04

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Case study 1: Life cycle modeling of MWCNT in epoxy plates including fluidized bed Baytubes® process

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Other case study• The following two applications were examined in coordination with the

sponsor, the Nagano Techno Foundation, of Nagano City.– CNT composite material - Next Generation CNT composite material

as carrier tray for electronics components.– CNT composite films - Electrodeposited nickel-CNT composite films

for metal substrates, for example of wind power applications.

• The focus is placed on the potential environmental relief provided by potential future nanotechnological products based on the two several multiwalled carbon nanotubes Baytubes® and VGCF®.

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Production EngineeringFaculty 04

Modeling of industrial VGCF synthesis

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Source: Nagano Techno Foundation (2010)

Production EngineeringFaculty 04

Prozess flow of industrial VGCF synthesis

Source: Nagano Techno Foundation (2010)

Production EngineeringFaculty 04

Cumulative energy demand (CED) of the production of 1 kg Baytubes® and VGCF®

18

5.105

1650

1.000

2.000

3.000

4.000

5.000

6.000

VGCF Production Baytube Production

MJ‐Eq

/kg CN

T

Source: Steinfeldt (2010)

Production EngineeringFaculty 04

Portions of CED in MJ-eq for the production of 1 kg Baytubes® and VGCF®

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Source: Steinfeldt (2010)

Baytubes® Input

Value MJ-eq

VGCF® Input

Value MJ-eq

Carbon-source Ethylene 120,18 Benzene 132,33 Other educt gases Hydrogen 9,58 Hydrogen 31,62 Nitrogen 8,76 Nitrogen 19,10 Argon 9,19 Catalyst materials Aluminium oxide 0,120 Feroccen 17,39 Magnesium oxide 0,019 Sulfur 0,02 Manganese 1,394 Cobalt 3,324 Electricity 21,19 Electricity 4.869,88 Utilities 0 Industrial water 25,95

Production EngineeringFaculty 04

Comparison of the cumulative energy requirements for various carbon nanoparticle manufacturing processes (MJ-Equivalent/kg material; in parts own calculation)

20

[MJ-

Equi

vale

nt/k

g m

ater

ial]

Source: Steinfeldt (2014)

Production EngineeringFaculty 04

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Case study 2: Nano-ZnO UV-Barrier glass coating, pro.Glass Barrier 401

VariantsFunctional unit

NanoZnO UV-Barrier glass coating LC

100 m² coated glass

Conv. product LC1 100 m² coated glass

Conv. product LC1.25 125 m² coated glass

Conv. product LC1.5 150 m² coated glass

The benefit of the Nano-ZnO glass coating pro.Glass Barrier 401 from Nanogate AG is the possible longer service life time of the product in comparison with other organic UV-Barrier coatings.

Preproduction of the raw materials

New Nano-ZnO production or conventional ZnO or organic UV-light barrier production

Enabled product fabrication, pro Glass Barrier 401Manufacture of the coating,Coating application

Use phase

Recycling/Disposal

Gradle to grave - LCA

Production EngineeringFaculty 04

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Case study 2: Life cycle modeling of Nano-ZnO glass coating including pulsation reactor process

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Production EngineeringFaculty 04

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Case study 2: Nano-ZnO UV-Barrier glass coating, pro.Glass Barrier 401

Environmental impacts of the production of 1 kg material

Environmental impact UnitConv. ZnONano-ZnOPulsation

Nano-ZnOFlame pyrol.

Cumulative energy demand MJ-Eq/kg 51,36 474,27 3.079,95

Global warming potential 100a kg CO2-Eq/kg 2,889 21,002 151,397

Acidification potential, average European kg SO2-Eq 0,003 0,119 0,675

Eutrophication potential, average European kg PO4-Eq 0,001 0,068 0,432

Human Tox potential, 100a not nanospecific kg 1,4-DCB/kg 0,582 8,647 41,701

Marine aquatic ecotoxicity, 100a not nanospecific kg 1,4-DCB/kg 1,498 45,674 265,785

Production EngineeringFaculty 04

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Case study 3: Prospective Nanocellulose application as paper additive in kraft paper

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Functional unit

Kraft paper LC old 1000 kgKraft paper LC new, 0% weight reduction

1000 kg

Kraft paper LC new, 5% weight reduction

950 kg

Kraft paper LC new, 10% weight reduction

900 kg

Variants

Important input data / assumption:Consistency of bleached birch pulp: 2 %Electric energy input: 0.1 kWh/kg wet materialManufacturing yield: 85%

•Preproduction of raw materials

•New nanocellulose production or conventional cellulose production

•Application production (kraft paper)

•Use phase

•Recycling / Disposal of kraft paper

Gradle to grave - LCA

The possible benefit of Nanocellulose as paper additive is an increase of the strength and modulusof the paper.

Production EngineeringFaculty 04

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Case study 3: Life cycle modeling of Nanocellulose application including grinding process

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P1:Raw material and supplies

P2:Emissions

T7:electricity, medium voltage, production NORDEL, at grid

T8:Production, kraft paper

P5

P6:Raw materials and supplies

P7:Emissions

P8

T12:Nanocellulose production

T13:Use phase

P9 P3

T3:kaolin, at plant

T4:potato starch, at plant

T5:chemicals inorganic, at plant

T9:electricity, medium voltage, production UCTE, at grid

T11:light fuel oil, burned in industrial furnace 1MW, non-modula

T14:natural gas, burned in industrial furnace >100kW

T15:wood chips, from industry, softwood, burned in furnace 300kW

T16:transport, freight, rail

T17:transport, lorry >16t, fleet average

T18:paper mill, non-integrated

T19:disposal, sludge from pulp and paper production, 25% water,

P4

T20:disposal, ash from paper prod. sludge, 0% water, to residual

T21:disposal, bilge oil, 90% water, to hazardous waste incinerat

T22:disposal, municipal solid waste, 22.9% water, to municipal i

T1:Preproduction, sulphite pulp, bleached

T2:End of life

T24:Disposal, municipal incineration

T25:Disposal, landfill

T6:sulphate pulp, average, at regional storage

P10 T10:Recycling, paper

Production EngineeringFaculty 04

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Case study 3: Prospective Nanocellulose application as paper additive in kraft paper

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Environmental impacts of the production of 1 kg material

Environmental impact UnitConventional

Sulfite pulpNanocelluloseUPM

NanocelluloseSUNPAP HPH

NanocelluloseSUNPAP CAV

Cumulative energy demand MJ-Eq/kg 69,9 131,3 155,3 124,8Global warming potential 100a kg CO2-Eq/kg 0,5 1,6 2,4 1,7Depletion of abiotic resources kg Antimon-Eq/kg 0,003 0,010 0,016 0,012Acidification potential, average European kg SO2-Eq 0,010 0,015 0,021 0,019Eutrophication potential, generic kg PO4-Eq 0,003 0,005 0,008 0,007

Summer smog potential kg ethylen/kg 8,72E-05 1,62E-04 2,28E-04 1,91E-04Stratospheric ozone depletion 10a kg CFC-11-/kg 4,80E-08 1,29E-07 2,27E-07 1,81E-07Human Tox potential, 100a not nanospecific kg 1,4-DCB/kg 0,4 0,8 1,3 1,1Marine aquatic ecotoxicity, 100a not nanospecific kg 1,4-DCB/kg 0,9 1,7 3,2 2,8

Production EngineeringFaculty 04

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Case study 4: Nano-TiO2 in paint application

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Production EngineeringFaculty 04

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Case study 4: Nano-TiO2 paint in application

28

Environmental impact Unit Conv. TiO2 mix Nano-TiO2

Cumulative energy demand MJ-Eq/kg 68,172 81,954

Global warming potential 100a kg CO2-Eq/kg 4,745 4,276

Depletion of abiotic resources kg Antimon-Eq/kg 0,038 0,035Acidification potential, average European kg SO2-Eq 0,035 0,015Eutrophication potential, generic kg PO4-Eq 0,006 0,004

Summer smog kg ethylen/kg 3,831E-04 2,726E-04Stratospheric ozone depletion 10a kg CFC-11-/kg 9,387E-07 1,140E-06Human Tox potential, 100a not nanospecific kg 1,4-DCB/kg 0,504 0,854Marine aquatic ecotoxicity, 100a not nanospecific kg 1,4-DCB/kg 5,068 2,980

Environmental impacts of the production of 1 kg material

Production EngineeringFaculty 04

Case study: Comparison of flame spray pyrolysis andchemical precipitation for the manufacturing of Fe3O4

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Source: Gorbaschuk (2012)

Production EngineeringFaculty 04

Comparison of material/energy demand for the productionflame spray pyrolysis precipitation

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Material/Energie Menge / kg Fe3O4

EE (Pumpe) 1,61 kWhAceton 3,54 kgXylol 1,91 kgEssigsäureanhydrid 6,22 kg

Eisen(III)-Chlorid 5,49 kgSauerstoff 22.387 lMethan 10.494 lSauerstoff 34.980 lEE (Reaktor) 4,7 kWh

EE (Absaugpumpe) 159,6 kWh

Material/Energie Menge / kg Fe3O4

Diethylenglycol 96,89 kgEE (Heizpilz,Temp.reg) 10,73 kWhAceton 0,95 lEssigsäureanhydrid 1,31 kgEisen(III)-Chlorid 1 kgEE (Heizpilz,Temp.reg) 14,88 kWh

(Rührer) 69,2 kWhEE (Heizpilz,Temp.reg) 242,21 kWhAceton 1.730 lEE (Zentrifuge) 242,21 kWh

Source: Gorbaschuk (2012)

Production EngineeringFaculty 04

Comparison of the cumulative energy requirements

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Source: Gorbaschuk (2012)

Production EngineeringFaculty 04

Cumulative energy requirements of flame spray pyrolysis

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Source: Gorbaschuk (2012)

Production EngineeringFaculty 04

Comparison of the cumulative energy requirements for the production of various conventional and nanoscaled materials (MJ-Equivalent/kg material; in parts own calculation)

33

Source: Steinfeldt (2014)

Production EngineeringFaculty 04

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Comparison of the global warming potential for the production of various conventional and nanoscaled materials (CO2-Equivalent/kg product; in parts own calculation)

Source: Steinfeldt (2014)

Production EngineeringFaculty 04

35

Life Cycle Assessment of nanotechnology-based applications

• What is the environmental impact of the production of nanomaterials?

• What is the influence of these nanomaterials on the environmental impact of new (prospective) applications?

• Which kind of applications we need in future to realise high environmental (sustainable) benefits?

Production EngineeringFaculty 04

36

Life Cycle Assessment of nanotechnology-based applications• Questions answered?• Environmental impact of the production of nanomaterials:

• Great range of factors (1,2 – 20 (100) higher than microsized materials)• Influence of these nanomaterials on the environmental impact of new

(prospective) applications:• Very different

• Kind of future applications with high environmental (sustainable) benefits; very good combination from the environmental perspective:• Small content rate with better functionality• Environmental benefit in the use phase (higher resource and/or energy

efficiency)• Long-life (persistent) product• Nanomaterials integrated in the product matrix

Production EngineeringFaculty 04

Department 10 – Technological Design and Development

Head: Prof. Dr. Arnim von Gleich

Unit: Innovation and Technology Assessment

Dr. Bernd GieseDipl.-Biol. Stefan KönigsteinDipl.-Ing. Michael SteinfeldtDipl.-Wi.-Ing. Henning Wigger

Contact: Michael SteinfeldtMail: [email protected]: +49-(0)421-218-64891

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Production EngineeringFaculty 04

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Selected publications:• Steinfeldt, M. (2014): Life-Cycle Assessment of Nanotechnology-Based Applications. In: Rickerby, D. (Ed.):

Nanotechnology for Sustainable Manufacturing. CRC Press Traylor & Francis Group, Boca Raton, London, New York, p.263-284.

• Steinfeldt, M. (2014): Precautionary Design of Nanomaterials and Nanoproducts. In: Michalek, T. et al. (Ed.): Technology Assessment and Policy Areas of Great Transitions. Informatorium, Prague, p. 321-328; 412/413.

• Steinfeldt, M. (2012): Environmental impact and energy demand of nanotechnology. In: Lambauer,J.; Fahl,U.; Voß, A.(Ed.): Nanotechnology and Energy - Science, promises and its limits. Pan Stanford Publishing, Singapore, p. 247-264.

• Steinfeldt, M. (2011): A method of prospective technological assessment of nanotechnological techniques. In: Finkbeiner, M. (ed.): Towards Life Cycle Sustainability Management. Springer Dordrecht Heidelberg London New York, p.131-140

• Steinfeldt, M.; Gleich, A. von; Petschow, U.; Pade, C.; Sprenger, R.-U. (2010): Entlastungseffekte für die Umwelt durch nanotechnische Verfahren und Produkte (Environmental Relief Effects through Nanotechnological Processes and Products). UBA-Texte 33/2010, Dessau.

• German NanoCommission: Responsible Use of Nanotechnologies – Report and Recommen-dations of the German Federal Government‘s NanoKommission for 2008, Bonn 2009

• Gleich, A. von; Steinfeldt, M.; Petschow, U. (2008): A suggested three-tiered approach to assessing the implications of nanotechnology and influencing its development. In: Journal of Cleaner Production, 16 (8), p.899-909.

• Steinfeldt, M.; Gleich, A.von; Petschow, U.; Haum, R. (2007): Nanotechnologies, Hazards and Resource Efficiency. Springer Heidelberg.

• Steinfeldt, M.; Gleich, A. von; Petschow, U.; Haum, R.; Chudoba, T.; Haubold, S. (2004): Nachhaltigkeitseffektedurch Herstellung und Anwendung nanotechnologischer Produkte (Sustainability effects through production and application of nanotechnological products). Schriftenreihe des IÖW 177/04. Berlin.

• Haum, R.; Petschow, U.; Steinfeldt, M.; Gleich, A. von (2004): Nanotechnology and Regulation within the Framework of the Precautionary Principle. Schriftenreihe des IÖW 173/04, Berlin