JULY 13 - 15, 2017 CHARLESTON, SC

Get updates on the current economic and regulatory climate, discuss strategies for improving effective oversight and gain insight on credit union risks, policies and procedures.

The Coastal Supervisory Committee & Internal Auditor Conference will provide you with the skills and information necessary to be an expert member of your credit union leadership team.

Cost: $485 per attendee*For CPE credit information, inquire at on-site conference registration.

COASTAL SUPERVISORY COMMITTEE & INTERNALAUDITOR CONFERENCE

Hosted by:

FRANCIS MARION HOTEL387 King StreetCharleston, SC 29403843-722-0600

Hotel Reservation Deadline: July 7, 2017Rooms may sell out prior to the lodging deadline, so make your hotel reservations early. To reserve rooms call 843-722-0600 or 1-877-756-2121. Reserve online by clicking here. The tax exemption form for federal credit unions is located here.

Room Rate: $179Use promo code “Coastal17” when reserving online.

Parking: City garage (adjacent to hotel)Valet: $22 per day plus tax | Self park: $17 per day plus tax

GUEST TOUR - FRIDAY, JULY 14 9:45 a.m. - 1:45 p.m.

Overview: Tour Charleston, one of the most beautiful and historic cities in the south. Her stately homes with lovely gardens, magnificent public buildings, and majestic churches will enchant you. You will see the College of Charleston, Harleston Village (one of the early suburbs of the city), the Citadel, the Military College of South Carolina, and of course the famous Battery with its elegant town houses built by planters and merchants in the 18th and 19th centuries. The program includes a tour of the Joseph Manigault House and lunch at Rue De Jean.

Cost:Full guest program - Friday and Saturday breakfast, Friday night reception and banquet, and the guest tour: $299Social guest program - Friday and Saturday Breakfast, Friday night reception and banquet: $189Guest tour only - Includes lunch: $120

HOTEL INFORMATION

GUEST PROGRAM

THURSDAY, JULY 13Noon - 2:00 p.m. Registration

2:00 - 4:00 p.m. Supervisory Committee & Internal Auditor Getting It Done Together! Ed Templeton, Former CEO, SRP FCU and Former NAFCU Chairman

4:00 p.m - Until Enjoy Charleston!

FRIDAY, JULY 148:00 - 8:45 a.m. Breakfast

9:00 - 10:15 a.m. Crucial Conversations: Situational Strategies for Supervisory Committee & Internal Auditors Ancin Cooley, Principal, Synergy Credit Union Consulting

9:45 a.m. - 1:45 p.m. Guest Tour Program

10:30 - 11:45 a.m. Breakout Sessions

• Supervisory Committee Session - Deep Dives: Mock Supervisory Commitee Meeting Ancin Cooley, Principal, Synergy Credit Union Consulting

• Internal Auditor Session - How to Audit Incentive PlansLori Carmichael, DoerenMayhew

11:45 - 1:00 p.m. Lunch

1:15 - 2:30 p.m. Breakout Sessions

• Supervisory Committee Session - Top 10 Audit FindingsLori Carmichael, Doeren Mayhew

• Internal Auditor Session - CECL: Initial and Subsequent MeasurementNeekis Hammond, Sageworks

2:45 - 4:00 p.m. Cybersecurity: Everything You Need to Know Hugh Chakler, DoerenMayhew

6:00 - 7:00 p.m. Reception

7:00 - 9:30 p.m. Banquet & Entertainment (Charleston)

SATURDAY, JULY 157:30 - 8:15 a.m. Breakfast

8:15 - 9:30 a.m. Security Blunders: Show and Tell Barry Thompson, Thompson Consulting Group, LLC

9:40 - 10:40 a.m. Breakout Sessions

• Supervisory Committee Session - Internal Fraud for Boards & Supervisory CommitteesBarry Thompson, Thompson Consulting Group, LLC

• Internal Auditor Session - Enterprise Risk Management Todd Sherpy, Sherpy & Jones, P.A.

10:45 - 11:45 a.m. Conquering Emerging Fraud Trends Barry Thompson, Thompson Consulting Group, LLC

11:50 a.m. Adjourn

AGENDA

Supervisory Committee & Internal Auditor - Getting It Done Together!Ed Templeton“I’m with the supervisory committee or audit department and I am here to help.” Urban myth or real truth? Join in the discussion and confirm things you feel work or develop a new approach to working with the team. We will look at the perceived belief that supervisory committee members and auditors are not interested in anything but “I got you!”, rather than being real contributors to the success of the credit union. The focus will be how to serve in your role either as a volunteer or staff.

Crucial Conversations: Situational Strategies for Supervisory Committee &Interal Auditors Ancin CooleyEvery team and organization has problems. The difference is whether they can candidly discuss and resolve them. In this engaging and informative session you will learn how to:

• Navigate disagreement between auditor and management• Effectively communicate between committee and board members• Handle management teams that consistently fail for remediate audit and examination issues• Become a more effective supervisory committee member 0-60mph

Deep Dives: Mock Supervisory Committee MeetingAncin CooleyIn this one of kind session, Ancin will select five conference attendees and conduct a mock supervisory meet-ing. In this session attendees will learn how to:

• Effectively engage with outside auditors• Review management reports to determine policy compliance• Address outstanding audit findings• Create or edit a supervisory committee charter

How to Audit Incentive Plans Lori CarmichaelTo attract and retain employees, your credit union may be offering incentive compensation arrangements. Although a popular benefit tool, these plans often come with risks. Particularly difficult to identify and manage, these risks require credit unions to implement robust risk management processes to ensure proper alignment of incentive compensation with both strategic objectives and risk appetite. Join this session to gain insight on how to properly audit these plans and safeguard the credit union.

Top 10 Audit Findings Lori CarmichaelWant to avoid surprises on your upcoming financial statement audit? Join Lori Carmichael as she countdowns the top 10 common audit deficiencies, discusses the impact of these findings and provides you with the tools to position your credit union for a clean audit.

SESSIONS

SESSIONS

CECL: Initial and Subsequent MeasurementNeekis HammondThis presentation explores the impact of various elections, inputs, and assumptions that are inherent to a life-of-loan loss estimate. Specifically, determining segmentation, calculating contractual life, and exploring the impact of methodology election.

Cybersecurity: Everything You Need to Know Hugh ChaklerThis presentation explores the impact of various elections, inputs, and assumptions that are inherent to a life-of-loan loss estimate. Specifically, determining segmentation, calculating contractual life, and exploring the impact of methodology election.

Security Blunders: Show and TellBarry ThompsonAre your institution’s facilities safe and secure? Don’t put your account-holders, employees, and financial as-sets at risk! Assessing the risks involved with the operation of a financial institution is a major concern of every CEO, COO, and security officer. In this session, we use examples showing situations that make financial insti-tutions targets for criminal attacks. We will offer a look at your financial institution’s facilities as a visitor would see them, both during operating hours and after hours. You may be surprised at what you see!

Internal Fraud for Boards & Supervisory CommitteesBarry ThompsonThis session reviews what every board and supervisory committee member need to know to combat internal fraud. Participants will learn the ‘Six Steps to Combat Internal Fraud’, reducing your institution’s exposure to the thief from within!

Enterprise Risk ManagementTodd SherpyIn this session we will address the concept of ERM and its place in the Audit Function of a credit union. We will address the short and long-term benefits from a legal/compliance perspective and how this process will make the credit union safer and stronger. We will further discuss how this process strengthens the liability protection goals of the credit union, management, and volunteers as well as current regulatory expectations.

Conquering Emerging Fraud TrendsBarry ThompsonThe faces of fraud are changing rapidly and old confidence games have been reinvented to take advantage of unsuspecting accountholders. In this session, we’ll review consistent and upcoming confidence games as well as what we can do to stop people from becoming victims. This program teaches your staff the tools, tricks, and websites used by criminals to defeat common sense. Participants will learn how to identify potential problems by understanding questions people ask them when conducting normal business transactions. We will provide information that you can use in your training sessions with staff.