Coal AUSTRALIA - Canada · 2020. 9. 8. · Grasstree and Capcoal Open Cut moved from Normal Status to Level 1 • Moranbah North moved from Normal status to Level 1 • Grosvenor

INTERNAL

MET COALS&H Monthly Report – June 2020

AAMC.001.031.0044CONFIDENTIAL

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INTERNAL

MET COAL SAFETY OVERVIEW SUMMARYThe Met Coal business recorded:• Nil HPIs during June. Grasstree continue with >17 mths and Exploration >13 mths HPI free.• 19 HPHs in June: 3xCapcoal, 7xDawson, 1xGrasstree, 2xGrosvenor, 6xMoranbah North (note 4 event dates were May however not reported due

to June consequence dates).• 5 TRC injuries in June: 2xAquila (Conts-rolled angle, pinched finger); 1xDawson (Emp-hand laceration); 2xMoranbah North (Cont LTI-neck

fracture, Emp-back strain).• 1 OCIL reported in June: Moranbah North (Emp).

The Met Coal SLT VFL completion rate was slightly above target at 109% for June (YTD 101%).

Met Coal recorded 20 critical control deficiencies in June (4xOpen Cut; 16xUnderground, 12 reported as affecting the integrity of the controls due to monitoring not completed at Grosvenor following gas and spon com events. No risk to personnel as no access to underground).

Met Coal has 17 outstanding tasks based on ‘real due date’ for June:• 15xBrisbane Corporate Office, 2xExploration• Nil outstanding HP Tasks• 2 outstanding Audit Tasks (Exploration)• Nil outstanding Critical Control tasks.

5 overdue investigations: • HPI: 2xMoranbah, 1xGrosvenor: HPH: 2xAquila Projects.TARP Status: • Capcoal Open Cut and Grasstree status improved moving to Normal from

Level 1; Dawson moved from Level 2 to Level 1• Stability with Exploration (Normal); Aquila (Level 1)• Grasstree and Capcoal Open Cut moved from Normal Status to Level 1• Moranbah North moved from Normal status to Level 1• Grosvenor remained at Level 3 reflecting ongoing recovery from a major

injury event and subsequent spon com event this month.

2020 Met Coal Targets approved June 2020 = 10% reduction target against 2019 results. Group wide incentivised targets will be TRCFR 15% reduction based on 3 year average results = 7.77%.

COVID-19 tracking:In last 7 days, Queensland Health has reported:• one new COVID-19 case; and • total of 36,889 COVID-19 tests undertaken.Met Coal CMW’s testing continues to increase, vulnerable persons absent remains stable, slight increase in those absent due to flu like symptoms, and slight decrease in those self-quarantining. No confirmed Covid cases in Met Coal.


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ACTUALS V TARGETS

2020 Met Coal Targets approved June 2020 = 10% reduction target against 2019 results. Group wide incentivised targets will be TRCFR 15% reduction based on 3 year average results = 7.77%.Note: Exploration-Aus counts=incidents assigned to Met Coal Exploration-Aus entity in Enablon. Exploration incidents assigned to a site will be managed externally to reflect total exploration incidents.HPH Expectations:1. It is expected that all sites will have proactive programs at multiple levels of leadership for the identifications, reporting and correction of HPH’s;2. It is expected that SLT's will have programs to encourage workforce identification, reporting and (as appropriate) correction of HPH’s;3. It is expected that sites will analyse and report on HPH trends on a quarterly basis; and4. While no specific target for HPH's is set - it would be expected that sites would readily identify 4 HPH's per month

2019HPI's

This Month

HPI'sYTD

2019 HPH's

This Month

HPH'sYTD

HPH Target

HPI Target

2019Actual

This Month Target

TRCYTD

2019Actual

2020Target

TRCFRYTD

Brisbane Misc 1 0 0 1 0 0 0 1 0 0 1.33 1.20 0.00

Aquila 0 0 0 0 0 3 0 0 2 6 0.00 0.00 19.99

Exploration - Aus 1 0 0 0 0 0 0 3 0 0 55.53 0.00 0.00

Non Mining Operations 2 0 0 1 0 3 0 4 2 6 4.97 4.47 8.83

Capcoal Open Cut 4 0 0 56 3 27 0 7 0 No 2 3.64 3.28 1.95

Dawson 2 0 2 86 7 34 0 8 1 Individual 8 2.64 2.38 4.72

Surface Operations 6 0 2 142 10 61 0 15 1 TRC 10 3.03 2.73 3.68

Capcoal Grasstree 0 0 0 5 1 6 0 13 0 Targets 6 7.61 6.85 6.94

Grosvenor 2 0 2 20 2 8 0 18 0 11 9.10 8.19 11.69

Moranbah North 2 0 2 22 6 18 0 26 2 5 9.21 8.29 3.15

Underground Operations 4 0 4 47 9 32 0 57 2 22 8.76 7.88 6.48

Met Coal 12 0 6 190 19 96 0 76 5 38 6.20 5.58 5.59

2019Actual

This Month Target

LTIYTD

2019Actual

2020Target

LTIFR YTD 2019 YTD

2019Actual

2020Target

OCILFRYTD

2019Actual

This Month

OCCILYTD

Brisbane Misc 0 0 0 0.00 0.00 0.00 0 0 1.33 1.20 0.00 1 0 0

Aquila 0 0 3 0.00 0.00 9.99 0 510 1.33 1.20 0.00 1 0 0

Exploration - Aus 3 0 0 55.53 0.00 0.00 5460 461 0.00 0.00 0.00 0 0 0

Non Mining Operations 3 0 3 3.73 3.35 4.42 285 240 1.24 1.12 0.00 1 0 0

Capcoal Open Cut 6 0 No 0 3.12 2.81 0.00 51 0 1.04 0.94 2.92 2 0 3

Dawson 2 0 Individual 6 0.66 0.59 3.54 10 139 4.62 4.16 0.59 14 0 1

Surface Operations 8 0 LTI 6 1.62 1.45 2.21 26 87 3.23 2.91 1.47 16 0 4

Grasstree 11 0 Targets 2 6.44 5.80 2.31 239 131 1.17 1.05 2.31 2 0 2

Grosvenor 12 0 9 6.07 5.46 9.56 339 918 2.02 1.82 9.56 4 0 9

Moranbah North 19 1 2 6.73 6.06 1.26 274 95 1.06 0.95 0.63 3 1 1

Underground Operations 42 1 13 6.45 5.81 3.83 285 332 1.38 1.24 3.54 9 1 12

Met Coal 53 1 22 4.32 3.89 3.24 180 225 2.12 1.91 2.36 26 1 16

Counts

Lost Time InjuriesFrequency RatesCounts Frequency Rates Counts

Occupational IllnessLTI Severity Rate

Data as at 3rd July 2020

Frequency RatesTotal Recordable InjuriesHigh Potential Incidents

June 2020Met Coal Reporting Period:

Counts

See note below on HPH expectations

High Potential Hazards


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OPERATIONAL RISK MANAGEMENT

No. of Critical Controls

CC Actively monitored as per requirements

Mine Site # Controls Monitored this month

# Deficient controls - Affected

Controls (all in)

# Overdue Controls

Deficiencies without Actions

Capcoal Open Cut 54 37 0 (2) 5 0

Dawson 109 59 0 (2) 0 0

Capcoal Grasstree 138 60 0 (3) 0 0

Grosvenor 122 51 12 (13) 0 0

Moranbah North 237 48 0 (0) 0 0

Exploration - Aus 91 33 0 (0) 0 0

Met Coal 751 288 12 (20) 5 0


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SAFETY INTERVENTION TARP

Site

Previous Month TARP

STATUS

Current MonthTARP

STATUS

Flagged Trigger Intervention Actions

Capcoal Grasstree Level 1 Normal State

Capcoal Open Cut Level 1 Normal State

Dawson Level 2 Level 1 1 TRC1 HPI within 3 mths

Aquila Project Level 1 Level 1 2 TRCs

Moranbah Normal State Level 1 2 TRCs

Exploration –Australia Normal State Normal State

Grosvenor Level 3 Level 3 1 HPI within 3 mths

LW remains under control of DNRME, mining has not resumed and investigation continues at this time.

Extensive communications, risk assessments and planning for mine re-entry work have been implemented.

• TARP Conditions under review to add components related to lead indicators and Critical Control factors


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LAST DATE INFORMATION

Note: Number of Days has been calculated as at 01/07/2020

* Exploration counts include incidents assigned to ‘Met Coal Exploration – Australia’ entity.

Entity # of HPI’sYTD# Days since

Last HPIDate of last

HPI# of TRC’s

YTD# Days since

last TRCDate of last

TRC# of LTI’s

YTD# Days since

last LTIDate of Last

LTI

Capcoal Open Cut 0 223 21/11/2019 2 51 11/05/2020 0 278 27/09/2019

Dawson 2 73 19/04/2020 8 11 20/06/2020 6 36 26/05/2020

Grasstree 0 549 30/12/2018 6 44 18/05/2020 2 146 6/02/2020

Grosvenor 2 56 6/05/2020 11 56 6/05/2020 9 56 6/05/2020

Moranbah North 2 93 30/03/2020 5 22 8/06/2020 2 25 6/06/2020

Exploration Aus 0 422 6/05/2019 0 221 23/11/2019 0 221 23/11/2019

Aquila Project 6 19 13/06/2020 3 33 29/05/2020

Brisbane Misc-Projects 0 198 16/12/2019


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HPI/HPH DETAILS FOR MONTHEntity Event ID Event Date Consequence Date Event Summary

HPI HPH

Capcoal Grasstree IN.00226737 09/06/2020 12/06/2020

E Stop engaged on #94 Shield to make slack in crossover hose easier to re-hang. Hi Set Pressure failed to dump, only system pressure dumped. HPH

Capcoal Open Cut IN.00227285 17/06/2020 17/06/2020

During morning inspection the mining superintendent found a slot had been cut through the windrow ,there were no controls in place stop sign or red hats circuit was not running at the time however the drill was walking down the ramp EX 359 was relocated so there

was interaction with heavy machines service truck was active on the circuit

HPH


When completing weekly inspection on OD201 trades technician found air tank dump valve had been bent to allow removal of tank cap without opening dump valve to drain

air tank .HPH


German Creek HME Bulk Oil Tank Access System not fit for purpose and could allow CMW to fall backwards or sideways while climbing down the ladder. HPH

Dawson IN.00226121 03/06/2020 03/06/2020 Operator of Rd127 failed to identify LV 138 at intersection. HPH

Dawson IN.00226275 08/06/2020 08/06/2020 Non-rated attachment for the HV cable to be support and ability for personnel to walk under the cable area. HPH

Dawson IN.00226276 04/06/2020 08/06/2020 Light vehicle 138 found in dump park up area not chocked HPH

Dawson IN.00226277 02/06/2020 02/06/2020 Operator of LV 4-5 was returning from pit 27 dump when he crossed through an intersection onto the wrong side of the haul road and traveled towards RD3985. HPH

Dawson IN.00227958 26/06/2020 26/06/2020 There is not hard barrier preventing access under ROM bins along the ROM transfer conveyor access walkways (ie CV111, CV121 and CV151 walkways). HPH

Dawson IN.00228127 25/06/2020 29/06/2020After a circuit breaker failure at Dawson CHPP, the metal isolator mounting bracket and isolator actuator handle was measured at 240V. At no time should the mounting bracket

and isolator actuator handle be live.HPH

Dawson IN.00228150 29/06/2020 29/06/2020 Lanyard wire and runner have not been inspected periodically for structural integrity and compliance as per the Australian Standard requirements HPH

Grosvenor IN.00227727 20/06/2020 24/06/2020Near miss of Heavy Vehicle (Truck) and Light Vehicle. Light vehicle failed to give way at intersection which was Giveway signed posted. Fully loaded heavy vehicle had to come

to a complete stop to avoid interacting with light vehicle.HPH

Grosvenor IN.00227739 19/05/2020 24/06/2020

While CMW was conducting leak detection (soapy water) inspection on diesel exhaust system, the connection joint from exhaust pipe to exhaust conditioner failed the

inspection.Further inspection found 2 x bolt sheared and 1 x bolt missing of the four M12 socket

head cap screw bolts and evidence of impact damage to exhaust conditioner (scrubber tank)

PJB Minecruiser tagged out of service and investigation commenced

HPH


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HPI/HPH DETAILS FOR MONTH (CONT)Entity Event ID Event Date Consequence Date Event Summary

HPI HPH

Moranbah North IN.00225650 29/05/2020 01/06/2020

During development at MG113 belt chamber, several reports of cowling, belting/guttering at roof/rib interface, shears, joints, audable roof bumping and increased tell-tale movement were made and continued after development. Additional roof support

was installed to stop the roof deformation.

HPH


Cutting TG - MG in a cavity, CMW was on roof support 42, no PM32 alarm/warning, shield then started to lower. ERZC at RS 41 then hit E stop, shearer at RS 44, CMW

manually advancing RS45.HPH

Moranbah North IN.00226380 31/05/2020 09/06/2020 Repowered SB010 outlets to LW and Dev without notifying CRO or ERZ Controller HPH


On packing DR23 on go line saw wash cap on gas sensor has been left on from SAT N/S HPH


Producing on maingate to tailgate cutline run. Shearer was at PRS 61. All supports had advanced to PRS 59 as per automatics. PRS 54 lowered and set. Then PRS 53

lowered, advanced and set.HPH

Moranbah North IN.00228237 29/06/2020 30/06/2020 When inspecting monorail found broken monorail joining bracket HPH


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INJURY DETAILS FOR MONTH

Entity EventIDEventDate Event Title

Actual Consequence

Potential Consequence

Aquila ProjectIN.00227269 12/06/2020 Pinched Left Ring Finger Medical Treatment Case

Medical Treatment Case

IN.00227370 13/06/2020 Operator rolled ankle stepping out of container Medical Treatment Case Lost Time Injury

Dawson IN.00227444 20/06/2020 CMW caught hand on a protruding screw Medical Treatment CaseMedical Treatment

Case

MoranbahIN.00226256 06/06/2020 DNRM SA / LTI - Fall from truck trailer resulting in injury Lost Time Injury Lost Time Injury

IN.00226365 08/06/2020 MTC / DNRM NRI - Outbye Operator Back Pain Medical Treatment CaseMedical Treatment

Case


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MET COAL TRC IMPACT ANALYSIS – 2020 YTD

Analysis Calculator considers the actual or predicted outcome of Total Recordable Case (TRC) injuries based on the level of medical intervention required, time lost and/or work restrictions, impacts on the injured worker and the potential compensation costs of each case. Each TRC is allocated a numerical score for each consideration, with the total score equating to an overall impact of low, moderate or high.

34

32

3

5

1

2

1 3

5 1

1

5

0

2

4

6

8

10

12

14

January February March April May June

Low impact Moderate impact High impact


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MET COAL OVERDUE INCIDENT INVESTIGATIONS

Entity Incident ID Incident Date Incident Summary: HPI/HPH

Moranbah North

IN.00196054 20/02/2019 On 20th June 2019, an Underground Grader came into contact with a personnel carrier in the man and materials drift. HPI

IN.00222655 30/03/2020The driven pulley on PP303, Warman 10/8 filtrate pump at the CHPP failed during normal operations, resulting

in damage to the pulley guard and projecting metal fragments around the localized area. There were no personnel in the immediate area at the time of the incident.

HPI

Aquila Project

IN.00224366 30/04/2020

While Conducting an Inspection of Critical Fibre infrastructure an IM Officer has discovered and issue with the Network after testing, he has discovered damage to a fibre line from intentional cutting. Upon further

investigation by the Aquila tea it was discovered that several high Tension cables had been cut and removed rom site. HV switch yard chains and locks had been cut - Exposure to 66kv and 11kv infrastructure - and

switch room parts taken from enclosures. A vehicle had been driven around the site and used to transport the goods, upon further investigation it was discovered that other store items had been tampered with and

components removed. Video footage has been reviewed with no evidence available

HPH

IN.00223004 6/04/2020

During the recent issue of COML it was identified that boreholes marked on the mine plan(Grasstree) were found to be in a different location when physically checked underground and on the mine surface by the Survey Department. As the Mine Geologist was checking plans he noticed a bore hole that appears on the Grasstree

Mine plan 25501. This hole was not previously visible on the recent Permit To Mine NE Mains 57-62 A-C & 901 TG to 2 c/t

HPH

Grosvenor IN.00224943 6/05/2020

At 2:57pm an ignition of gas occured on the longwall face of the LW104 panel. At the the time of the event the longwall (shearer) had been idle for approximately five minutes and the longwall operators were in the process

of advancing the hydraulic roof support in an area of faulted ground.The five operators working in the area received significant burns as a result of the ignition.

HPI


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MET COAL – OVERDUE TASKS BASED ON REAL DUE DATE

Entity Task ID Task Name Original Due DateReal Due

Date Task Assignee

NIL

HIGH PRIORITY TASKS:

CRITICAL CONTROL TASKS:


Date Task Assignee

Met Coal Exploration -

Australia

TS.01205472 Legal Compliance Audit Corrective Actions -Item 11 1/05/2020 1/05/2020 Glass Brendon -6040027_Mc

TS.01205476 Legal Compliance Audit Corrective Actions -Item 116 30/06/2020 30/06/2020

AUDIT TASKS:


Date Task Assignee

NIL


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MET COAL – ALL OVERDUE TASKS (REAL DUE DATE)Entity Task ID Task Name Original Due Date

Real Due Date Priority Task Assignee

Brisbane Corporate

Office

TS.01229626 92. Redesign SGE model process 31/12/2019 31/03/2020 Medium Buddle Timothy - 6041820_Mc

TS.00678948 Develop and Implement Management Strategy for Cultural Heritage and First Nations 31/05/2018 20/12/2019 Medium

Fittler Jason - 5433_Mc

TS.01024178Environmental aspects embedded in BRA and bow-ties completed for priority environmental control monitoring

activities at all sites.30/06/2019 31/12/2019 Medium

TS.01024180 Health of Discipline conducted and Environmental Training Needs Analysis (TNA) developed and implemented. 31/07/2019 1/11/2019 Medium

TS.01024198 Where gaps are identified, develop strategy to bring into compliance for current and future approvals. 30/11/2019 24/01/2020 Medium

TS.01024183 Prepare and understand requirements to obtain ISO14001:2015 certification in 2020. 31/12/2019 31/12/2019 Medium

TS.01024177Update UG OMS to include environmental components and ensure compliance within the new OMS through assurance

process.31/12/2019 31/12/2019 Medium

TS.00199845Gap analysis of Aquila SHMS procedures for Low Voltage

Electrical Testing and Extreme Weather and Lightning Protection

30/09/2016 31/05/2020 Medium Gannon Peter - 7414_Mc

TS.01277732 OMS Documents 30/04/2020 30/06/2020 Medium Rocchi Luca - 6170152_McTS.01257995 Dragline Improvement Programme 31/03/2020 31/05/2020 Medium KAROOZ George - 903162_Mc

TS.01024167 Assess the adequacy and design/function of MAW structures (inc. Sediment Dams). 31/05/2019 30/06/2020 Medium

Rootsey Gavin Peteer -6169019_McTS.01024146

Group water standards are analysed and action plans developed at priority sites. 30/06/2019 31/05/2020 Medium

TS.01024142 Assist in Final Design and Commissioning of RO Plant Project at CapCoal 31/12/2019 30/06/2020 Medium

TS.01030423 Re-certification of BCO WHSO 20/12/2019 20/12/2019 Medium Smith Ian - 8945_Mc

TS.01267898 Dawson West 14/02/2020 31/03/2020 Low Walters Jamie - 8542_Mc


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INTERNAL

MET COAL – ALL OVERDUE TASKS (REAL DUE DATE) CONTEntity Task ID Task Name Original Due Date

Real Due Date Priority Task Assignee

Met Coal Exploration -

Australia

TS.01205472

Item 11 – ensure “Temporary Appointments” of SSE is appointed in writing when current SSE is absent. Ensure

“Temporary SSE Appointments” are entered into the appointments folder in the Mine Record.

1/05/2020 1/05/2020 Low

Glass Brendon - 6040027_Mc

TS.01205476 Item 116 - Update Prohibited Articles Register 30/06/2020 30/06/2020 Low


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EOFV ACTION PLAN PROGRESS

Entity Open not due (count)Open past due

(count)Closed (count)

Total number of tasks

% Closed

% Open

not due

% Open

past dueCompleted Completed Overdue

Capcoal Grasstree 0 0 7 7 100 0 100 0 7

Grosvenor 0 0 8 8 100 0 0 8 0

Dawson 2 0 29 31 94 6 74 6 23

Moranbah North 3 0 8 11 73 27 0 8 0



Completed Overdue


% Open

not due

% Open

past due

% Closed

% On time closure

In progress

Capcoal Open Cut 19 0 32 0 51 37 0 63 100 0

Moranbah North 0 0 18 1 18 0 0 100 94 0

Grosvenor 0 0 28 0 28 0 0 100 100 0

Capcoal Grasstree 1 0 22 0 23 4 0 96 100 1

EOF EPR ACTION PLAN PROGRESS


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INTERNAL

EOF PIMC ACTION PLAN PROGRESS




% Closed

% Open

not due

% Open

past dueScheduled

Capcoal Grasstree 0 0 17 17 100 0 0 0

Moranbah North 2 0 3 5 60 40 0 2

Capcoal Open Cut 0 0 4 4 100 0 0 0

Dawson 11 0 1 12 8 92 0 11


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Met Coal Safety and Health

General InformationINTERNAL


18

INTERNAL

MET COAL HIGH POTENTIAL INCIDENTS

3 3 3

4 4

1

3

4

5

6 6

1234567

Jan Feb Mar Apr May Jun

Met Coal HPI CountYTD Comparison

YTD 2019 YTD 2020

1 2 1 1 1

12

18

13

1714

19

5

10

15

20

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

Met Coal - HPI / HPH Reporting

HPI HPH

0.00

1.00

2.00

3.00

4.00

5.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.98 0.99 0.96 0.00 0.91 3.91 0.92 1.77 0.84 0.87 0.87 0.003MMA 0.65 0.66 0.98 0.64 0.62 1.56 1.87 2.16 1.17 1.15 0.86 0.5912MMA 0.95 0.69 0.76 0.75 0.74 0.98 1.05 0.95 1.02 1.09 1.08 1.07

Met Coal HPIFR 3MMA v 12MMA


19

INTERNAL

MET COALHIGH POTENTIAL HAZARD REPORTING

0.00

5.00

10.00

15.00

20.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 14.77 7.90 14.44 7.37 15.52 12.69 10.99 16.83 10.90 16.51 12.13 17.683MMA 16.93 16.10 12.39 9.88 12.43 11.86 13.08 13.56 12.89 14.69 13.16 15.3912MMA 16.40 16.09 15.77 15.21 15.78 15.49 15.33 14.23 13.68 13.65 13.76 13.17

Met Coal HPHFR 3MMA v 12MMA

12

42

60

7788

114

12

3144

6377

96

20

40

60

80

100

120


Met Coal HPH CountYTD Comparison

YTD 2019 YTD 2020

15

8

15

8

1713 12

1913

1914

19

02468

101214161820

Met Coal HPH Levels

# HPH Level 4 # HPH Level 5

0

5

10

15

20

Met Coal HPH SLT Reported

SLT Reported Non SLT Reported

‘Reported by’ field removed from Enablon upgrade 11/05/2020


20

INTERNAL

MET COALTOTAL RECORDABLE CASES

0.002.004.006.008.00

10.0012.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 6.89 2.96 5.78 3.69 4.56 3.91 4.58 5.31 3.36 5.21 10.40 4.653MMA 5.86 5.59 5.22 4.15 4.66 4.06 4.36 4.62 4.39 4.61 6.29 6.8112MMA 9.11 8.43 8.39 7.52 6.69 6.20 5.81 5.33 4.87 4.73 5.31 5.13

Met Coal TRC 3MMA v 12MMA FR

9.34

10.479.80

9.148.03 7.84

4.58 4.95 4.39 4.60

5.77 5.59

2.00

4.00

6.00

8.00

10.00

12.00


Met Coal TRCFRYTD Comparison

YTD 2019 YTD 2020

9

20

29

3640

47

511

1521

3338

10

20

30

40

50


Met Coal TRC CountYTD Comparison

YTD 2019 YTD 2020

6.20 4.58 4.95 4.39 4.60 5.77 5.59

5.58

0.001.002.003.004.005.006.007.008.009.00

Met Coal TRCFR YTD

YTD YTD Target


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INTERNAL

MET COALLOST TIME INJURIES

0.00

2.00

4.00

6.00

8.00

10.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 3.94 1.97 3.85 1.84 3.65 3.91 2.75 2.66 1.68 3.48 7.80 0.933MMA 3.26 3.61 3.26 2.55 3.11 3.12 3.42 3.08 2.34 2.59 4.29 4.1412MMA 6.86 6.19 6.10 5.10 4.54 4.32 3.95 3.50 3.15 2.95 3.54 3.22

Met Coal LTI 3MMA v 12MMA FR

7.267.85

7.09 6.86

5.62 5.51

2.75 2.70 2.34 2.633.67 3.24

1.002.003.004.005.006.007.008.009.00


Met Coal LTIFRYTD Comparison

YTD 2019 YTD 2020

7

15

21

27 28

33

36

812

21 22

5101520253035


Met Coal LTI CountYTD Comparison

YTD 2019 YTD 2020

4.32 2.75 2.70 2.34 2.63 3.67 3.24

3.89

0.00

1.00

2.00

3.00

4.00

5.00

6.00

Met Coal LTIFR YTD

YTD YTD Target


22

INTERNAL

MET COALOCCUPATIONAL ILLNESSES

4.153.66

3.38

2.79 2.612.34

0.92

1.80

1.17 1.10

2.622.36

0.501.001.502.002.503.003.504.004.50


Met Coal OCILFRYTD Comparison

YTD 2019 YTD 2020

4

7

1011

1314

1

4 45

15 16

2468

1012141618


Met Coal OCIL CountYTD Comparison

YTD 2019 YTD 2020

0.00

2.00

4.00

6.00

8.00

10.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 1.97 0.99 2.89 0.92 2.74 1.95 0.92 2.66 0.00 0.87 8.67 0.933MMA 1.63 1.31 1.96 1.59 2.17 1.87 1.87 1.85 1.17 1.15 3.15 3.5512MMA 2.60 2.41 2.46 2.26 1.98 2.12 1.86 1.83 1.57 1.55 2.15 2.14

Met Coal OCIL 3MMA v 12MMA FR

2.12 0.92 1.80 1.17 1.10 2.62 2.36

1.91

0.000.501.001.502.002.503.003.50

Met Coal OCILFR YTD

YTD YTD Target


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INTERNAL

MET COALVFL INTERACTION ANALYSIS

81% 91% 91% 85% 88% 94% 95% 91%0%

20%40%60%80%

100%

Aquila Capcoal Grasstree Capcoal Open Cut Coal Exploration -Australia

Dawson Grosvenor Moranbah North Met Coal

Met Coal VFL's Safe vs Unsafe Month % Safe % Unsafe

Met Coal VFL's Unsafe Month with Mechanism

11% 9% 9% 10% 10% 9% 0% 0% 0% 0% 0% 0%

89% 91% 91% 90% 90% 91%

0% 0% 0% 0% 0% 0%0%

20%

40%

60%

80%

100%


Met Coal Reported %SLT v Non-SLT VFL Interactions

SLT Non-SLT

92%106% 96% 103% 104% 109% 101%20%

40%

60%

80%

100%

120%

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2020YTD

Met Coal SLT VFL % Target

< 75% 75% - 95% > 95%

12%6%

28%

23%

12%

12%8% 9%

9%

25%

23%

11%

16%

8% 9%6%

21%

29%

16%

15%4% 11%

7%

23%

17%

14%

18%

10%11% 4%

25%

14%6%

25%

15% 15%4%

30%

16%

21%

10%5%

12%9%

19%

12%16%

19%

13%

Aquila Grasstree Capcoal OC Exploration Dawson Grosvenor Moranbah North Met Coal

7%2%

36%

13%

16%

16%

11%


24

INTERNAL

MET COALOVERDUE TASKS

46

55

36

14

35

17

10

20

30

40

50

60


Met Coal Overdue Tasks

8

2

123456789


Met Coal Overdue Audit Tasks - Real Due Date1


Met Coal Overdue CC Tasks - Real Due Date

3 3

4

1

2

3

4

5


Met Coal Overdue HP Tasks - Real Due Date


25

INTERNAL

MET COALINCIDENT INVESTIGATION / CLOSE OUT STATUS

HPH Brisbane Misc Aquila Capcoal Grasstree Capcoal Open Cut Dawson Grosvenor Moranbah North0 0 2 0 0 0 0 00 0 0 1 2 7 1 3

012345678

HPH Investigation Status

Brisbane Misc Aquila Capcoal Grasstree Capcoal Open Cut Dawson Grosvenor Moranbah North Met Coal Exploration- AustraliaOverdue 0 0 0 0 0 1 2 0Not Due 0 0 0 0 0 1 0 0

0

1

2

3

HPI Investigation Status Not Due Overdue


26

INTERNAL

SHE WAY TASK PROGRESSSHE Way – Task Tracking over Time

- If sites require guidance to close an action please contact Ian Hogg

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11 18

13 12

27

7 11

2822

3

14

3 3 6 4 4 7 3 1 0 00 0

00 0

0

00

0

0

0

0

0 00 0 0

10 0

900

5101520253035

Real Due Date

SHE Way - Action Plan Graph by Site


27

INTERNAL

Sign off required: Signature Date Document ControlGeneral Manager ____/____/ 2020 Forward to Head of OpsHead of Ops ____/____/ 2020 Forward to Head of S&HHead of S&H ____/____/ 2020 Forward to S&H Officer for filing

EXPLORATION AUSTRALIA CRITICAL CONTROL DEFICIENCY SIGN OFF

Fundamental Actions to address HPH (to be completed by site) Due Date Responsible Person

Overview of monitoring this month – June 2020 Deficiencies Identified this month

Total Controls No.Scheduled No.Completed No.Overdue No. Affected No. Not Affected

91 33 33 0 0 0

PUE Control ID Control Name Control Owner Observation Affect ControlCorrective / Immediate

Actions

No deficient controls were identified in June 2020


28

INTERNAL

EXPLORATION AUSTRALIAAUDIT STATUS

Audit Audit Completed

Audit Report Drafted for Site review

Audit Reportreviewed by

site and accepted

Audit Action Plan

developed in Enablon

Action Plan NameAudit

Action Status

2017 Environment OCA Actions

Completed Completed Completed AP.00616689 2017 Environment OCA Actions 76%

2017 CMO Audit Completed Completed Completed AP.00624674

2017 Coal Mine Operator Effectiveness (CMO) Audit 90%

2020 Legal Audit Completed Completed Completed AP.00765986 Legal Compliance Audit Corrective Actions 20%

2020 SHE Way Self

Assessment

Not Completed

Not Completed

Not Completed


INTERNAL

AQUILAS&H Monthly Report – June 2020


30

INTERNAL

AQUILASAFETY OVERVIEW SUMMARY

• Aquila TARP status is Level 1 with no HPIs (YTD=0) and 2 TRCs during June (YTD TRC=6, LTI=3).

• No HPHs were recorded in June, YTD=3.

• No Critical Control monitoring is currently in place.

• No overdue Tasks including High Priority, Audit or Critical Control tasks at month end.

• 2 outstanding HPH incident investigations at month end.

• SLT VFL June completion rate was above target at 123% (YTD 101%).

• No OCILs reported in June (YTD=0)

• TRCFR and LTIFR greater than underground average.


31

INTERNAL

AQUILAHIGH POTENTIAL INCIDENTS

1

2

3


Aquila HPI / HPH Reporting

HPI HPH

1


Aquila HPI CountYTD Comparison

YTD 2019 YTD 2020

0.00

0.20

0.40

0.60

0.80

1.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.003MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0012MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Aquila HPIFR 3MMA v 12MMA


32

INTERNAL

AQUILAHIGH POTENTIAL HAZARDS

1 1

3 3 3

1

2

3

4


Aquila HPH CountYTD Comparison

YTD 2019 YTD 2020

0.00

10.00

20.00

30.00

40.00

50.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 0.00 0.00 22.82 0.00 38.97 0.00 0.003MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11.49 7.41 20.98 13.13 12.1012MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11.49 7.41 16.11 12.53 9.99

Aquila HPHFR 3MMA v 12MMA


33

INTERNAL

AQUILATOTAL RECORDABLE CASES

23.16 22.99 22.24

16.11 16.71

19.99

5.00

10.00

15.00

20.00

25.00


Aquila TRCFRYTD Comparison

YTD 2019 YTD 2020

1

2

3 3

4

6

1

2

3

4

5

6

7


Aquila TRC CountYTD Comparison

YTD 2019 YTD 2020

23.16 22.99 22.24 16.11 16.71 19.99 0.00

5.00

10.00

15.00

20.00

25.00

Aquila TRCFR YTD

YTD Target

0.005.00

10.0015.0020.0025.0030.0035.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 0.00 23.1622.8220.89 0.00 18.8232.873MMA 0.00 0.00 0.00 0.00 0.00 0.00 23.1622.9922.2413.9813.1318.1512MMA 0.00 0.00 0.00 0.00 0.00 0.00 23.1622.9922.2416.1116.7119.99

Aquila TRCFR 3MMA v 12MMA


34

INTERNAL

1 1

2 2

3 3

1

2

3

4


Aquila LTI CountYTD Comparison

YTD 2019 YTD 2020

AQUILALOST TIME INJURIES

23.16 11.49 14.83 10.74 12.53 9.99 0.00

5.00

10.00

15.00

20.00

25.00

Aquila LTIFR YTD

YTD Target

0.00

5.00

10.00

15.00

20.00

25.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 0.00 23.16 0.00 20.89 0.00 18.82 0.003MMA 0.00 0.00 0.00 0.00 0.00 0.00 23.1611.4914.83 6.99 13.13 6.0512MMA 0.00 0.00 0.00 0.00 0.00 0.00 23.1611.4914.8310.7412.53 9.99

Aquila LTIFR 3MMA v 12MMA

23.16

11.49

14.83

10.7412.53

9.99

5.00

10.00

15.00

20.00

25.00


Aquila LTIFRYTD Comparison

YTD 2019 YTD 2020


35

INTERNAL

AQUILAOCCUPATIONAL ILLNESSES

1.00


Aquila OCILFRYTD Comparison

YTD 2019 YTD 2020

1


Aquila OCIL CountYTD Comparison

YTD 2019 YTD 2020

0.40

0.050.100.150.200.250.300.350.400.45

Aquila OCILFR YTD

YTD Target

0.00

0.20

0.40

0.60

0.80

1.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.003MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0012MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Aquila OCILFR 3MMA v 12MMA


36

INTERNAL

AQUILAOVERDUE TASKS

6

3

10

2

4

6

8

10

12


Aquila Overdue Tasks

1


Aquila Overdue HP Tasks - Real Due Date

1


Aquila Overdue Audit Tasks - Real Due Date

1


Aquila Overdue Tasks - Real Due Date


37

INTERNAL

AQUILAVFL INTERACTION ANALYSIS

67% 71% 75% 82% 82% 81% 0% 0% 0% 0% 0% 0%

33% 29% 25%18% 18% 19%

0% 0% 0% 0% 0% 0%0%10%20%30%40%50%60%70%80%90%

100%


Aquila % Safe v Unsafe VFL Interactions

Safe Unsafe

69% 79%116% 104% 110% 123% 101%20%

40%

60%

80%

100%

120%

140%


AquilaSLT VFL % Target

< 75% 75% - 95% > 95%


38

INTERNAL

AQUILAAUDIT STATUS




site and accepted

Audit Action Plan



Action Status

2020 OCA Audit Completed Completed Completed AP.00781572 2020 Environmental OCA Aquila 11%

2019 Legal Audit Completed Completed Completed AP.00766579

2019 Stat Compliance Audit Aquila SHMS -Corrective Actions 100%

2020 SHE Way Self

Assessment

Not Completed

Not Completed

Not Completed


INTERNAL

CAPCOAL OPEN CUTS&H Monthly Report – June 2020


40

INTERNAL

CAPCOAL OPEN CUTSAFETY OVERVIEW SUMMARY

• Capcoal moved from Level 1 TARP status to Normal with no HPIs (YTD=0) and no TRCs during June (YTD TRC=2, LTI=0).

• 3xHPHs were recorded in June, YTD=27.

• 2xCritical Control deficiencies were identified in June, neither impacted the integrity of the controls, 5 were recorded as overdue.

• Nil overdue Tasks including High Priority, Audit or Critical Control tasks at month end.

• Nil outstanding incident investigations at month end.


• Nil OCILs reported in June (YTD=3).


41

INTERNAL

CAPCOAL OPEN CUTHIGH POTENTIAL INCIDENTS

0.00

2.00

4.00

6.00

8.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 5.78 0.00 6.02 0.00 0.00 0.00 0.00 0.00 0.00 0.003MMA 0.00 0.00 2.09 2.01 3.93 2.03 2.09 0.00 0.00 0.00 0.00 0.0012MMA 2.24 1.67 2.18 2.14 2.12 2.08 2.07 1.03 1.03 1.02 1.01 1.00

Capcoal Open Cut HPIFR 3MMA v 12MMA

1

7

5 56

3

2

4

6

8


Capcoal Open Cut HPI / HPH Reporting

HPI HPH

2 2 2 2

1

2

3

Jan Feb Mar Apr May

Capcoal Open Cut HPI CountYTD Comparison

YTD 2019 YTD 2020


42

INTERNAL

CAPCOAL OPEN CUTHIGH POTENTIAL HAZARDS

0.00

20.00

40.00

60.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 33.26 19.28 40.49 0.00 48.20 19.03 6.50 43.54 28.20 30.07 31.68 16.853MMA 31.76 31.70 31.33 20.07 29.48 22.29 25.13 23.29 26.42 33.71 30.02 26.2312MMA 30.30 30.62 31.12 27.84 29.61 29.16 27.47 27.85 29.27 27.66 28.68 26.53

Capcoal Open Cut HPHFR 3MMA v 12MMA

0123456789

Capcoal Open Cut SLT Reported HPH’s


4

1012

2023

30

1

8

13

18

2427

5101520253035


Capcoal Open Cut HPH CountYTD Comparison

YTD 2019 YTD 2020



43

INTERNAL

CAPCOAL OPEN CUTTOTAL RECORDABLE CASES

0.00

5.00

10.00

15.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 6.43 11.57 0.00 6.02 0.00 6.50 0.00 0.00 0.00 5.28 0.003MMA 4.23 6.34 6.27 6.02 5.90 2.03 4.19 2.12 2.03 0.00 1.88 1.8712MMA 4.49 4.45 5.46 5.35 4.76 3.64 4.15 3.61 3.59 3.59 4.03 3.00

Capcoal Open Cut TRCFR 3MMA v 12MMA

0.00 3.37 2.15 1.60 1.28 3.16

6.50

3.18

2.031.52

2.361.95

1.002.003.004.005.006.007.00


Capcoal Open Cut TRCFRYTD Comparison

YTD 2019 YTD 2020

1 1 1 1

3

1 1 1 1

2 2

1

2

3

4


Capcoal Open Cut TRC CountYTD Comparison

YTD 2019 YTD 2020

3.64 6.50 3.18 2.03 1.52 2.36 1.95

3.28

0.001.002.003.004.005.006.007.00

Capcoal Open Cut TRCFR YTD

YTD Target


44

INTERNAL

CAPCOAL OPEN CUTLOST TIME INJURIES

0.00

5.00

10.00

15.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 6.43 11.57 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.003MMA 4.23 6.34 6.27 6.02 3.93 0.00 0.00 0.00 0.00 0.00 0.00 0.0012MMA 2.81 2.78 3.82 3.75 3.17 3.12 3.11 2.58 2.57 2.56 2.52 1.50

Capcoal Open Cut LTIFR 3MMA v 12MMA

3.37 2.15 1.60 1.28 3.16

1.00

2.00

3.00

4.00


Capcoal Open Cut LTIFRYTD Comparison

YTD 2019 YTD 2020

1 1 1 1

3

1

2

3

4


Capcoal Open Cut LTI CountYTD Comparison

YTD 2019 YTD 2020

3.12

2.81

0.000.501.001.502.002.503.003.50

Capcoal Open Cut LTIFR YTD

YTD Target


45

INTERNAL

CAPCOAL OPEN CUTOCCUPATIONAL ILLNESSES

6.88

3.37

2.151.60 1.28 1.05

3.18

2.033.04

3.542.92

1.002.003.004.005.006.007.008.00


Capcoal Open Cut OCILFRYTD Comparison

YTD 2019 YTD 2020

1 1 1 1 1 11 1

2

3 3

1

2

3

4


Capcoal Open Cut OCIL CountYTD Comparison

YTD 2019 YTD 2020

1.04 3.18 2.03 3.04 3.54 2.92

0.94

0.000.501.001.502.002.503.003.504.00

Capcoal Open Cut OCILFR YTD

YTD Target

0.00

2.00

4.00

6.00

8.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 5.89 0.00 0.00 0.00 6.22 0.00 6.01 5.28 0.003MMA 0.00 0.00 0.00 2.01 1.97 2.03 0.00 2.12 2.03 3.97 3.75 3.7512MMA 0.56 0.56 0.55 1.07 1.06 1.04 0.52 1.03 1.03 1.54 2.01 2.00

Capcoal Open Cut OCIL 3MMA v 12MMA FR


46

INTERNAL

CAPCOAL OPEN CUTOVERDUE TASKS

2

1

2

3


Capcoal Open Cut Overdue Tasks

1


Capcoal OC Overdue Audit Tasks - Real Due Date

1


Capcoal Open Cut Overdue HP Tasks - Real Due Date

1


Capcoal OC Overdue CC Tasks - Real Due Date


47

INTERNAL

CAPCOAL OPEN CUTVFL INTERACTION ANALYSIS

24% 19% 19% 18% 15% 11% 0% 0% 0% 0% 0% 0%

76% 81% 81% 82% 85% 89%

0% 0% 0% 0% 0% 0%0%10%20%30%40%50%60%70%80%90%

100%


Capcoal Open Cut %SLT v Non-SLT VFL Interactions

SLT Non-SLT

118% 101% 109% 149% 120% 109% 116%20%40%60%80%

100%120%140%160%


Capcoal Open Cut SLT VFL % Target

< 75% 75% - 95% > 95%

92% 92% 93% 92% 94% 91% 0% 0% 0% 0% 0% 0%0%

10%20%30%40%50%60%70%80%90%

100%


Capcoal Open Cut% Safe v Unsafe VFL Interactions

Safe Unsafe


48

INTERNAL


CAPCOAL O/C CRITICAL CONTROL DEFICIENCY SIGN OFF



54 37 32 5 0 2


PUE Control ID Control Name Control Owner Observation Affect Control*HPH

IDCorrective / Immediate

Action

BW.00015802 -Trapped in Burning

Machinery

CT.00024931

Fighting Equipment, Fire Detection, Fire

Suppression and Alarm systems Jacobson Clay -

984328_Mc

Recent flow test for selected hydrants across site have failed. Sicada have been instructed

to work out why.No N/A

Arrange sicada to investigate sudden failure in fire pumps across site

CT.00024933

Emergency response

capability for managing fire

All gear is present and functional on the equipment. We do have an issue with FT805 however the German Creek fire truck is still functional. Work order to fix PTO is in SAP

No N/AFollow up with Haynes to

ensure PTO is fixed in timely manner


49

INTERNAL

CAPCOAL OPEN CUTAUDIT STATUS


Audit Report

Drafted for Site review

Audit Report

reviewed by site and accepted

Audit Action Plan developed in Enablon

Action Plan NameAudit Action Status

2018 SHE Way Gap Analysis

Gap Analysis completed

Not Applicable

Not Applicable AP.00690768

Capcoal OC SHE Way Gap Analysis Action Plan 98%

2020 ENV OCA Completed Completed Completed AP.00781411 2020 Environmental OCA Capcoal 34%

2019 Legal Audit Completed Completed Completed AP.00766118 2019 Legal Compliance Audit 100%

2020 SHE Way Self

Assessment

Not Completed

Not Completed

Not Completed


INTERNAL

DAWSONS&H Monthly Report – June 2020


51

INTERNAL

DAWSONSAFETY OVERVIEW SUMMARY

• Dawson TARP status moved from Level 2 to Level 1 with no HPIs (YTD=2) and 1 TRC (YTD TRC=8, LTI=6) reported in June, (1 HPI remains within 3 months).

• 7xHPHs were reported in June (YTD=34).

• 2xCritical Control deficiencies were identified in June, neither impacted the integrity of the controls.

• Nil overdue tasks including High Priority, Audit or Critical Control tasks at month end.

• Nil overdue incident investigations at month end.


• Nil OCILs reported in June (YTD=1).


52

INTERNAL

DAWSONHIGH POTENTIAL INCIDENTS

6 65

6

4

7

2

4

6

8


Dawson HPI / HPH Reporting

HPI HPH

0.001.002.003.004.005.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 4.03 0.00 0.00 0.00 0.00 3.88 0.00 3.60 0.00 3.66 0.00 0.003MMA 1.28 1.32 1.34 0.00 0.00 1.26 1.24 2.47 1.17 2.35 1.14 1.1912MMA 1.02 0.34 0.34 0.33 0.33 0.66 0.65 0.96 0.95 1.25 1.24 1.24

Dawson HPIFR 3MMA v 12MMA

1 1

2 2 2

1

2

3


Dawson HPI CountYTD Comparison

YTD 2019 YTD 2020


53

INTERNAL

DAWSONHIGH POTENTIAL HAZARDS

3

22

3338

4451

612

1723

2734

10

20

30

40

50

60


Dawson HPH CountYTD Comparison

YTD 2019 YTD 2020

0.00

10.00

20.00

30.00

40.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 20.1420.4027.6322.7925.7019.4121.7521.6016.7021.9613.1626.473MMA 23.0622.4122.7723.6325.3522.6922.3320.9519.9319.9917.1120.2012MMA 27.5027.8427.9527.7229.2328.3728.9124.4022.1722.2021.3321.33

Dawson HPHFR 3MMA v 12MMA

01234567

Dawson SLT Reported HPH's




54

INTERNAL

DAWSONTOTAL RECORDABLE CASES

2.64 1.17 3.55 4.89 4.72

2.38

0.00

1.00

2.00

3.00

4.00

5.00

6.00

Dawson TRCFR YTD

0.00

5.00

10.00

15.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 7.60 0.00 0.00 0.00 0.00 3.34 10.98 9.87 3.783MMA 5.12 3.95 0.00 2.63 2.53 2.52 0.00 0.00 1.17 4.70 7.99 8.3212MMA 5.77 4.75 4.38 4.01 2.99 2.64 2.60 2.25 2.22 3.13 3.71 3.09

Dawson TRCFR 3MMA v 12MMA

12 2

3

6

1

4

78

123456789


Dawson TRC CountYTD Comparison

YTD 2019 YTD 2020

2.122.75

2.082.45

4.02

1.17

3.55

4.89 4.72

1.00

2.00

3.00

4.00

5.00

6.00


Dawson TRCFRYTD Comparison

YTD 2019 YTD 2020


55

INTERNAL

DAWSONLOST TIME INJURIES

0.66 1.17 3.55 4.20 3.54

0.59

0.000.501.001.502.002.503.003.504.004.50

Dawson LTIFR YTD

11

4

6 6

1234567


Dawson LTI CountYTD Comparison

YTD 2019 YTD 2020

0.671.17

3.55

4.20

3.54

1.00

2.00

3.00

4.00

5.00


Dawson LTIFRYTD Comparison

YTD 2019 YTD 2020

0.00

5.00

10.00

15.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 3.80 0.00 0.00 0.00 0.00 3.34 10.98 6.58 0.003MMA 1.28 1.32 0.00 1.31 1.27 1.26 0.00 0.00 1.17 4.70 6.84 5.9412MMA 3.40 2.72 2.36 1.67 1.00 0.66 0.65 0.64 0.95 1.88 2.47 2.16

Dawson LTI 3MMA v 12MMA FR


56

INTERNAL

DAWSONOCCUPATIONAL ILLNESS

4.62 1.81 1.17 0.89 0.70 0.59

4.16

0.00

1.00

2.00

3.00

4.00

5.00

6.00

Dawson OCILFR YTD

8.71 6.36 6.87 5.21 4.08 4.020.00

1.811.17 0.89 0.70 0.592.00

4.00

6.00

8.00

10.00


Dawson OCILFRYTD Comparison

YTD 2019 YTD 2020

2

3

5 5 5

6

1 1 1 1 11234567


Dawson OCIL CountYTD Comparison

YTD 2019 YTD 2020

0.002.004.006.008.00

10.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 8.06 4.08 3.95 0.00 7.34 7.76 0.00 3.60 0.00 0.00 0.00 0.003MMA 3.84 5.27 5.36 2.63 3.80 5.04 4.96 3.70 1.17 1.18 0.00 0.0012MMA 5.77 5.09 5.39 5.01 3.99 4.62 3.90 3.85 3.17 3.13 3.09 2.78

Dawson OCILFR 3MMA v 12MMA


57

INTERNAL

DAWSONOVERDUE TASKS

1

2

3


Dawson Overdue Tasks1


Dawson Overdue HP Tasks - Real Due Date

1


Dawson Overdue Audit Tasks - Real Due Date1


Dawson Overdue CC Tasks - Real Due Date


58

INTERNAL

DAWSONVFL ANALYSIS

134% 124% 96% 116% 110% 151% 122%20%40%60%80%

100%120%140%160%


Dawson SLT VFL % Target

< 75% 75% - 95% > 95%

89% 93% 93% 93% 92% 88% 0% 0% 0% 0% 0% 0%0%

10%20%30%40%50%60%70%80%90%

100%


Dawson % Safe v Unsafe VFL Interactions

Safe Unsafe

21% 9% 15%25% 13% 15% 0%

0% 0%0% 0% 0%

79% 91% 85%75% 87% 85%

0% 0% 0% 0% 0% 0%0%

20%

40%

60%

80%

100%


Dawson %SLT v Non-SLT VFL Interactions

SLT Non-SLT


59

INTERNAL


DAWSON CRITICAL CONTROL DEFICIENCY SIGN OFF



109 59 59 0 0 2

Fundamental Actions to address HPH’s (to be completed by site) Due Date Responsible Person



Action

BW.00005830 -Injury from

interaction with fixed plant, eg

moving / rotating equipment,

conveyors, pumps, pinch points,

overhead cranes etc

CT.00012616

Prevention of people

contacting moving parts by exclusion zones

and guarding

Wilkie Luke -6082047_Mc

As per previous comment (CV303 and CV304 scraper guards U/S)

No N/ARepair guards at head of CV303 and CV307 as per

notificationsIdentified that the guards around the scrapers

on CV303 and CV304 head have rusted exposing a pinch point. Notifications raised and maintenance supervisor informed. Area made safe with barricading. NOTI 11673630

and 11673632.BW.00005800 -

Equipment / operational (hot work related) fire resulting in injury,

(including from tyre fire)

CT.00012304

Gas cylinders fit for purpose-flash back

arrestors and deflector plates

Clarke Adrian -17077_Mc

Inspected ancillary. one oxy acetylene set did not have flash back arrestors on the

handpiece. Arrestors present on both bottlesNo N/A

Install flash back arrestors on handpiece and oxy &

Acetylene bottles


60

INTERNAL

DAWSONAUDIT STATUS




site and accepted

Audit Action Plan



Action Status

2020 Legal Audit Completed Completed Completed AP.00776046 Dawson Mine Legal Compliance Action Plan 18%

Legal Audits Completed Completed Completed AP.00090008 Dawson Mine Legal Compliance Action Plan 100%

2019 Legal Audit Completed Completed Completed AP.00765572 Legal Compliance Audit 2019 Actions 100%

2020 SHE Way Self

Assessment

Not Completed

Not Completed

Not Completed


INTERNAL

GRASSTREES&H Monthly Report – June 2020


62

INTERNAL

GRASSTREESAFETY OVERVIEW SUMMARY

• Grasstree’s TARP status moved from Level 1 Status to Normal with no HPIs (YTD=0) and no TRCs reported during June (YTD TRC=6, LTI=2).

• Grasstree remains HPI free > 17 months.

• 3xCritical Control deficiencies which did not impact the integrity of the control were identified during June.

• 1xHPH was reported in June (YTD=6).

• Nil OCILs were recorded in June (YTD=2).


• Nil incident investigations outstanding at month end.



63

INTERNAL

GRASSTREEHIGH POTENTIAL INCIDENTS

0.00

0.20

0.40

0.60

0.80

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.003MMA 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.0012MMA 0.60 0.60 0.59 0.58 0.58 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Grasstree HPIFR 3MMA v 12MMA

1


Grasstree HPI CountYTD Comparison

YTD 2019 YTD 2020

2

1 1 1 11

2

3


Grasstree HPI v HPH Reporting

HPI HPH


64

INTERNAL

GRASSTREEHIGH POTENTIAL HAZARDS

0.00

5.00

10.00

15.00

20.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 14.09 0.00 7.05 0.00 0.00 0.00 14.78 7.34 0.00 6.60 6.46 7.203MMA 4.61 4.73 7.02 2.30 2.30 0.00 4.99 7.60 7.16 4.59 4.41 6.7412MMA 5.99 4.17 4.12 4.08 4.08 2.93 3.54 4.15 3.54 4.10 4.69 5.27

Grasstree HPHFR 3MMA v 12MMA

1 1

2 2 2 22

3 3

4

5

6

1234567


Grasstree HPH CountYTD Comparison

YTD 2019 YTD 2020

0

1

2

3

Grasstree SLT Reported HPH's




65

INTERNAL

GRASSTREETOTAL RECORDABLE CASES

0.00

5.00

10.00

15.00

20.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 7.04 0.00 7.05 13.32 7.01 8.13 7.39 14.68 13.56 0.00 6.46 0.003MMA 6.91 7.10 4.68 6.89 9.20 9.62 7.48 10.14 11.93 9.19 6.61 2.2512MMA 11.99 9.53 8.82 8.17 8.16 7.61 6.48 7.70 8.26 7.62 8.21 7.03

Grasstree TRCFR 3MMA v 12MMA

20.59 10.32 9.25 8.73 6.87 8.10

7.39

11.05 11.938.76 8.27

6.94

5.00

10.00

15.00

20.00

25.00


Grasstree TRCFRYTD Comparison

YTD 2019 YTD 2020

3 34

5 5

7

1

3

5 56 6

12345678


Grasstree TRC CountYTD Comparison

YTD 2019 YTD 2020

7.61 7.39 11.05 11.93 8.76 8.27 6.94

6.85

0.00

2.00

4.00

6.00

8.00

10.00

12.00

14.00Grasstree TRCFR YTD


66

INTERNAL

GRASSTREELOST TIME INJURIES

0.00

5.00

10.00

15.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 7.04 0.00 7.05 6.66 7.01 8.13 7.39 7.34 0.00 0.00 0.00 0.003MMA 6.91 7.10 4.68 4.59 6.90 7.22 7.48 7.60 4.77 2.30 0.00 0.0012MMA 10.19 7.75 7.65 6.42 6.41 6.44 5.89 6.51 5.90 5.28 5.28 4.10

Grasstree LTIFR 3MMA v 12MMA

13.73

6.88 6.94 6.995.50

6.947.39 7.36

4.773.51 2.76 2.31

2.004.006.008.00

10.0012.0014.0016.00


Grasstree LTIFRYTD Comparison

YTD 2019 YTD 2020

2 2

3

4 4

6

1

2 2 2 2 2

1234567


Grasstree LTI CountYTD Comparison

YTD 2019 YTD 2020

6.44 7.39 7.36 4.77 3.51 2.76 2.31

5.80

0.001.002.003.004.005.006.007.008.009.00

10.00

Grasstree LTIFR YTD


67

INTERNAL

GRASSTREEOCCUPATIONAL ILLNESSES

0.00

2.00

4.00

6.00

8.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 7.01 0.00 7.39 7.34 0.00 0.00 0.00 0.003MMA 0.00 0.00 0.00 0.00 2.30 2.41 4.99 5.07 4.77 2.30 0.00 0.0012MMA 1.20 1.19 1.18 1.17 1.17 1.17 1.18 1.78 1.77 1.76 1.76 1.76

Capcoal Grasstree OCIL 3MMA v 12MMA FR

6.86

3.44

2.311.75 1.37 1.16

7.39 7.36

4.77

3.512.76

2.31

1.002.003.004.005.006.007.008.00


Grasstree OCILFRYTD Comparison

YTD 2019 YTD 2020

1 1 1 1 1 11

2 2 2 2 2

1

2

3


Grasstree OCIL CountYTD Comparison

YTD 2019 YTD 2020

1.17 7.39 7.36 4.77 3.51 2.76 2.31

1.05

0.00

1.00

2.00

3.00

4.00

5.00

6.00

7.00

8.00

Capcoal Grasstree OCILFR YTD


68

INTERNAL

GRASSTREEOVERDUE TASKS

5

2

1

2

3

4

5

6


Grasstree Overdue Tasks1


Grasstree Overdue HP Tasks - Real Due Date

1


Grasstree Overdue Audit Tasks - Real Due Date1


Grasstree Overdue CC Tasks - Real Due Date


69

INTERNAL

GRASSTREEVFL ANALYSIS

104% 106% 117% 117% 103% 111% 110%20%

40%

60%

80%

100%

120%

140%


Grasstree SLT VFL % Target

< 75% 75% - 95% > 95%

95% 93% 95% 92% 93% 91% 0% 0% 0% 0% 0% 0%0%

10%20%30%40%50%60%70%80%90%

100%


Grasstree % Safe v Unsafe VFL Interactions

Safe Unsafe

11% 10% 11% 11% 9% 11% 0% 0%0%

0% 0% 0%

89% 90% 89% 89% 91% 89%

0% 0% 0% 0% 0% 0%0%

20%

40%

60%

80%

100%


Grasstree %SLT v Non-SLT VFL Interactions

SLT Non-SLT


70

INTERNAL


GRASSTREE CRITICAL CONTROL DEFICIENCY SIGN OFF



138 60 60 0 0 3

PUE Control ID Control Name Control Owner Observation Affect Control*HPH ID

Corrective / Immediate Action

BW.00005526 -CMW are adversely

affected by underground dust,

coal dust, crystalline silica,

coatings and sprays (Note: not

referring to explosions)

CT.00039226

Dust suppression on the miner, belts, shearer (sprays)

McNally Timothy - 940796_Mc

Longwall - Longwall not operational during month due to

relocation. Inspected spray circuits on install face and validated in accordance

with relevant drawings. Inspected performance of new spray circuit on SWP on initial pressurization and appear to be

effective. Performance feedback and environmental monitoring to be

conducted once production commences as part of change management

validation. Enablon actions TS.01229648 & TS.01229649 in

place. LW dust mitigation WO post start-up indicates systems functioning

correctly (attached).Conveyors - Inspected GCV910 tripper following commissioning and waiting for

longwall production. Found dust suppression installation to be less than adequate. Issued instruction to rectify prior to LW coal and has been reported as complete. Maintenance inspection sheets for the tripper immediately after

LW start-up (attached)indicate it has not been completed satisfactorily. Enablon

action raised against this monitoring activity.

No N/A

Complete installation of GCV910 tripper air atomising

sprays & dust containment cover and end flap


71

INTERNAL





138 60 60 0 0 3



Action

BW.00005600 -Inadequate

drainage of inseam gas through SIS

and UIS boreholes affecting longwall

mining

CT.00008390Borehole

Intersection Notices

Payne Matt -16225_Mc

BIN tracking has been updated to now include not only the yearly running

spreadsheet, but also a sequence plan based tracker to ensure the MSO are

receiving BIN back based on the mining chainages.

Tracking spreadsheet completed fortnightly due to coverage. Non-compliances have been found and incident forms raised for

incorrect treatment and misinformation on the form by ERZC.

No N/ARefer Observation Detail -No tasks created against

inspection.

Non-compliance due to 1x incident, 1x HPI in regards to BINs and treatment of boreholes

for the month.1x incident of methane layering in 910MG

due to boreholes not being treated as per the supplied BIN and then being signed off as

completed correctly by the ERZ.1x HPI due to layering and high gas >2.5% in 810MG dogleg due to similar issue where the boreholes are intersected and not treated

properly as per the supplied BIN.Document review for SWP.GTM.177 being completed to ensure it is clear enough how

to treat boreholes (it is very clear) and crews have been counselled yet again on correctly grouting or hosing over holes. combination of

complacency and production targets.


72

INTERNAL





138 60 60 0 0 3

Fundamental Actions to address HPH’s (to be completed by site) Due Date Responsible Person



Action

BW.00005606 - A CMW is adversely

affected due to exposure to a

radiation source onsite (e.g. down

hole loggers)

CT.00009669

Control of Energy SOP -

Basic Isolation, Complex Personal

Isolation & Complex Group

Isolation process'

Murphy Stuart -986930_Mc

Both a basic and a Group Complex isolation were audited. There were issues identified in

the Complex isolation which did not affect the integrity of the isolation as it was

effective. an incident report was completed to capture the issues discovered. evidence

attached as evidence.

No N/A

Complete incident report into deficiencies discovered

during critical control monitoring activity on

GCV910 Isolation


73

INTERNAL

GRASSTREEAUDIT STATUS




site and accepted

Audit Action Plan



Action Status

2018 ENV OCA Audit Yes Yes Yes AP.00740027 Grasstree 2018 Environment OCA 95%

2020 ENV OCA Completed Completed Completed AP.00781546 2020 Environmental OCA Grasstree 53%

2020 SHE Way Self

Assessment

Not Completed

Not Completed

Not Completed


INTERNAL

GROSVENORS&H Monthly Report – June 2020


75

INTERNAL

GROSVENORSAFETY OVERVIEW SUMMARY

• Grosvenor’s TARP status remains at Level 3 reflecting ongoing recovery from a major injury event and subsequent sponcom event this month. No ‘Safety’ HPIs (YTD=2) or TRCs were reported during June (YTD TRC=11, LTI=9).

• Mining has not resumed at Grosvenor following gas ignition event on 6th May (pending ongoing investigations). Mine developing re-entry and recovery plan.

• 2xHPHs were reported during June (YTD=8). Note 1 event date was May however not reported due to June consequence dates.

• 4 additional OCILs from May were recorded in June, no OCILs reported in June (YTD=9).

• 13xCritical Control deficiencies were identified during June, 12 impacted the integrity of the controls resulting from monitoring not being completed due to gas ignition and spon com event underground. Mine currently evacuated with no access to underground workings. No risk to personnel as no access Underground. Monitoring activities will recommence once the mine is reopened.


• 1 overdue HPI incident investigation remains at month end.

• SLT VFL completion rate was above target at 115% (YTD 103%).


76

INTERNAL

GROSVENORHIGH POTENTIAL INCIDENTS

1 11

2 2

1

2

1

2

3


Grosvenor HPI / HPH Reporting

HPI HPH

0.00

5.00

10.00

15.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 0.00 0.00 0.00 12.10 0.00 5.52 0.00 0.00 8.28 0.003MMA 0.00 0.00 0.00 0.00 0.00 3.93 3.88 5.72 1.87 1.87 2.11 2.4712MMA 0.00 0.00 0.00 0.00 0.00 1.01 1.00 1.47 1.46 1.46 1.99 2.05

Grosvenor HPIFR 3MMA v 12MMA

1 1 1

2 2

1

2

3


Grosvenor HPI CountYTD Comparison

YTD 2019 YTD 2020


77

INTERNAL

GROSVENORHIGH POTENTIAL HAZARDS

23

5

89

14

13

56 6

8

2468

10121416


Grosvenor HPH CountYTD Comparison

YTD 2019 YTD 2020

0.00

5.00

10.00

15.00

20.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 5.75 0.00 0.00 5.86 5.77 18.15 5.64 11.0311.28 5.71 0.00 18.333MMA 13.7411.86 1.99 2.00 3.96 9.82 9.69 11.45 9.33 9.37 6.34 7.4112MMA 11.5111.46 9.87 9.83 9.23 10.11 9.47 9.83 9.76 8.74 8.47 7.16

Grosvenor HPHFR 3MMA v 12MMA

0

1

2

3

Grosvenor SLT Reported HPH's




78

INTERNAL

GROSVENORTOTAL RECORDABLE CASES

0.00

20.00

40.00

60.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 17.2511.81 0.00 0.00 0.00 12.10 5.64 11.03 0.00 11.4249.69 0.003MMA 7.85 9.88 9.93 4.00 0.00 3.93 5.81 9.54 5.60 7.49 16.9119.7612MMA 13.6114.5914.0312.4210.26 9.10 7.98 8.35 6.35 6.31 8.97 9.21

Grosvenor TRCFR 3MMA v 12MMA

19.96 13.24 17.16 15.88 13.70 11.39

5.648.36

5.607.03

13.2211.69

5.00

10.00

15.00

20.00

25.00


Grosvenor TRCFR

YTD 2019 YTD 2020

34

8

1011

1

3 3

5

11

2

4

6

8

10

12

Jan Feb Mar Apr May

Grosvenor TRC Count

YTD 2019 YTD 2020

9.10 5.64 8.36 5.60 7.03 13.22 11.69

8.19

0.00

2.00

4.00

6.00

8.00

10.00

12.00

14.00

Grosvenor TRCFR YTD


79

INTERNAL

GROSVENORLOST TIME INJURIES

0.00

20.00

40.00

60.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 11.50 5.91 0.00 0.00 0.00 12.10 0.00 11.03 0.00 5.71 49.69 0.003MMA 3.93 5.93 5.96 2.00 0.00 3.93 3.88 7.63 3.73 5.62 14.7917.2912MMA 10.4710.9410.39 8.80 7.18 6.07 4.49 5.41 3.91 3.88 6.97 7.16

Grosvenor LTIFR 3MMA v 12MMA

19.96 9.93 12.87 11.11 8.72 7.25

5.57

3.73

4.22

10.829.56

5.00

10.00

15.00

20.00

25.00


Grosvenor LTIFR

YTD 2019 YTD 2020

3 3

67 7 7

2 23

9 9

123456789

10


Grosvenor LTI Count

YTD 2019 YTD 2020

6.07 5.57 3.73 4.22 10.82 9.56

5.46

0.00

2.00

4.00

6.00

8.00

10.00

12.00

Grosvenor LTIFR YTD


80

INTERNAL

GROSVENOROCCUPATIONAL ILLNESSES

0.0010.0020.0030.0040.0050.0060.0070.0080.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 0.00 6.23 0.00 0.00 0.00 0.00 0.00 0.00 0.00 74.54 0.003MMA 0.00 0.00 1.99 2.00 1.98 0.00 0.00 0.00 0.00 0.00 19.0222.2312MMA 3.66 3.65 3.12 2.07 2.05 2.02 1.99 1.47 0.98 0.49 4.98 5.12

Grosvenor OCILFR 3MMA v 12MMA

2.02 10.82 9.56

1.82

0.00

2.00

4.00

6.00

8.00

10.00

12.00

Grosvenor OCILFR YTD

12

3 3 3

9 9

2

4

6

8

10


Grosvenor OCIL CountYTD Comparison

YTD 2019 YTD 2020

3.314.29 4.76 3.74

3.11

10.829.56

2.00

4.00

6.00

8.00

10.00

12.00


Grosvenor OCILFRYTD Comparison

YTD 2019 YTD 2020


81

INTERNAL

GROSVENOROVERDUE TASKS

1


Grosvenor Overdue Tasks1


Grosvenor Overdue HP Tasks - Real Due Date

1


Grosvenor Overdue Audit Tasks - Real Due Date1


Grosvenor Overdue CC Tasks - Real Due Date


82

INTERNAL

GROSVENORVFL ANALYSIS

90%120% 99% 99% 106% 115% 103%20%

40%

60%

80%

100%

120%

140%


Grosvenor SLT VFL % Target

< 75% 75% - 95% > 95%

91% 93% 92% 93% 94% 94% 0% 0% 0% 0% 0% 0%0%

10%20%30%40%50%60%70%80%90%

100%


Grosvenor % Safe v Unsafe VFL Interactions

Safe Unsafe

8% 17% 7% 7% 7% 5% 0% 0% 0% 0% 0% 0%

92% 83% 93% 93% 93% 95%

0% 0% 0% 0% 0% 0%0%

20%

40%

60%

80%

100%


Grosvenor %SLT v Non-SLT VFL Interactions

SLT Non-SLT


83

INTERNAL


GROSVENOR CRITICAL CONTROL DEFICIENCY SIGN OFF


Total Controls No.Scheduled No.Completed Action Required No. Affected No. Not Affected

122 51 51 0 12 1

PUE Control ID Control Name Control Owner ObservationAffect

Control*

HPH ID

Corrective / Immediate

ActionBW.00008816 -

Irrespirable atmosphere/

Explosive atmosphere/

Engulfed personnel

CT.00015104 Hard barrier across all Final Panel Seal sites during sealing

Niehaus Charles -6141038_Mc

Restricted access did

not allow the monitoring

activity to take place.

Yes *

Monitoring not completed due to gas ignition and spon com event underground. Mine currently evacuated with no access to underground workings. No

risk to personnel as no access Underground.

Monitoring activities will recommence

once the mine is reopened.

Site LFI has been conducted

refer *IN.0022674.

BW.00008736 - Gas \/ Hybrid Explosion

CT.00015171 Cable management plan

CT.00015236 Dilution through ventilation

BW.00009537 -Failure of the gas

monitoring system

CT.00015739

Priority Critical Control - ERZ-NERZ Boundary Installation Standards - Validate that the

assurance process for gas monitoring installations is in place and effective.

CT.00015741All tubes fitted with self-draining water traps at seal sites; All tubes fitted with end-of-line dust

filters

CT.00015743Priority Critical Control - ERZ-NERZ Boundary

Installation Standards - audit of the UG workings for all new or changed installations.

CT.00015744Priority Critical Control - ERZ-NERZ Boundary

Installation Standards - Review the Gas Monitoring quality assurance report completed by the EEM.


84

INTERNAL





122 51 51 0 12 1

PUE Control ID Control Name Control Owner ObservationAffect

Control*

HPH ID

Corrective / Immediate

ActionBW.00009538 -

Failure of the methane drainage system

CT.00015880 UIS Methane Drainage Infrastructure


Restricted access did not allow the monitoring activity to take

place.

Yes *

Monitoring not completed due to gas ignition and spon com event underground. Mine currently evacuated with no access to underground workings. No

risk to personnel as no access Underground.

Monitoring activities will recommence

once the mine is reopened.

Site LFI has been conducted

refer *IN.0022674.

BW.00008205 - Spon Comb in sealed goaf CT.00017328 Stowage Management Plan

Restricted access did not allow the monitoring activity to take

place. Stowage inspections and permits had been completed and inspected by undermanagers and

ERZC's prior to pit closure.

BW.00037954 -Frictional Ignition

CT.00066171 Minimum ventilation quantity on longwall face of 40m3/sec

No longwall production activities & access restricted to face since

6th May.

CT.00066134Inspections & maintenance to ensure all picks and pick tips are in place and remain sharp

Restricted access did not allow monitoring activity to occur - LW

face under control of DNRME (Incident Scene)CT.00066177

Effective water spray deluge on cutting heads, shearers, TG

Drives, AFC Raceways, and shield canopies


85

INTERNAL





122 51 51 0 12 1

PUE Control ID Control Name Control Owner Observation Affect Control*HPH ID

Corrective / Immediate Action

BW.00008921 - Roof fall CT.00017136

Geological Model maintained in compliance with OMS Standards


Audit completed of MG105 hazard plan 22-41 ct. 1 non

conformance found, action raised as appropriate to rectify. Audit

Attached.

No N/A Refer Audit attached INS.00386667Full audit of GRO-5313-PRO completed as per attached.

Process is being mostly followed however some key areas

addressing and clarification moving forward. Actions generated appropriately.



86

INTERNAL

GROSVENORAUDIT STATUS




site and accepted

Audit Action Plan



Action Status

2019 Legal Audit Completed Completed Completed AP.00764751 2019 Grosvenor Legal Reviews 0%

2019 Legal Audit Completed Completed Completed AP.00766350 2019 Statutory Compliance Audit 57%

2020 SHE Way Self

Assessment

Not Completed

Not Completed

Not Completed


INTERNAL

MORANBAH NORTHS&H Monthly Report – June 2020


88

INTERNAL

MORANBAH NORTHSAFETY OVERVIEW SUMMARY

• Moranbah TARP status moved from Normal State to Level 1 with no HPIs (YTD=2) and 2 TRCs/1 LTI reported during June (YTD TRC=5, LTI=2).

• 6xHPHs were reported in June (YTD=18). Note 3 event dates were May however not reported due to June consequence dates.

• Nil Critical Control deficiencies were identified during June.

• 1xOCIL was recorded in June (YTD=1).


• 2 overdue HPI incident investigations remain outstanding at month end.

• SLT VFL completion rate was below target at 58% (YTD 63%).


89

INTERNAL

MORANBAH NORTHHIGH POTENTIAL INCIDENTS

1 12 2

1

43

6

1234567


Moranbah North HPI / HPH Reporting

HPI HPH

0.001.002.003.004.005.00

Jul-19

Aug-19

Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 0.00 4.32 0.00 0.00 0.00 0.00 3.90 0.00 3.68 0.00 0.00 0.003MMA 0.00 1.46 1.44 1.43 0.00 0.00 1.37 1.34 2.52 1.24 1.23 0.0012MMA 0.76 0.75 0.74 0.73 0.72 0.71 1.06 0.69 1.04 1.03 1.01 1.00

Moranbah North HPIFR 3MMA v 12MMA

1 1 1 1 11 1

2 2 2 2

1

2

3


Moranbah North HPI CountYTD Comparison

YTD 2019 YTD 2020


90

INTERNAL

MORANBAH NORTHHIGH POTENTIAL HAZARDS

1

57 8

9

16

24 5

9

12

18

5

10

15

20


Moranbah North HPH CountYTD Comparison

YTD 2019 YTD 2020

0.00

5.00

10.00

15.00

20.00

25.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 8.59 0.00 0.00 4.17 4.07 8.85 7.80 7.58 3.68 14.69 11.26 23.403MMA 14.58 13.12 2.88 1.43 2.80 5.62 6.87 8.04 6.31 8.66 9.87 16.3512MMA 7.99 7.49 6.99 7.26 7.53 7.80 8.15 7.29 6.93 7.87 8.45 8.02

Moranbah North HPHFR 3MMA v 12MMA

0

1

2

3

4

5

Moranbah North SLT Reported HPH's




91

INTERNAL

MORANBAH NORTH TOTAL RECORDABLE CASES

0.00

5.00

10.00

15.00

Jul-19 Aug-19Sep-19

Oct-19

Nov-19

Dec-19

Jan-20

Feb-20

Mar-20

Apr-20

May-20

Jun-20

Monthly 8.59 0.00 8.74 0.00 8.14 4.43 3.90 3.79 0.00 3.67 0.00 7.803MMA 4.37 2.91 5.77 2.86 5.