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This is a repository copy of Climate and air-quality benefits of a realistic phase-out of fossil fuels. White Rose Research Online URL for this paper: http://eprints.whiterose.ac.uk/151100/ Version: Accepted Version Article: Shindell, D and Smith, CJ orcid.org/0000-0003-0599-4633 (2019) Climate and air-quality benefits of a realistic phase-out of fossil fuels. Nature, 573 (7774). pp. 408-411. ISSN 0028-0836 https://doi.org/10.1038/s41586-019-1554-z © The Author(s), under exclusive licence to Springer Nature Limited 2019. This is an author produced version of a paper published in Nature. Uploaded in accordance with the publisher's self-archiving policy. [email protected] https://eprints.whiterose.ac.uk/ Reuse Items deposited in White Rose Research Online are protected by copyright, with all rights reserved unless indicated otherwise. They may be downloaded and/or printed for private study, or other acts as permitted by national copyright laws. The publisher or other rights holders may allow further reproduction and re-use of the full text version. This is indicated by the licence information on the White Rose Research Online record for the item. Takedown If you consider content in White Rose Research Online to be in breach of UK law, please notify us by emailing [email protected] including the URL of the record and the reason for the withdrawal request.

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Page 1: Climate and air-quality benefits of a realistic phase-out

This is a repository copy of Climate and air-quality benefits of a realistic phase-out of fossilfuels.

White Rose Research Online URL for this paper:http://eprints.whiterose.ac.uk/151100/

Version: Accepted Version

Article:

Shindell, D and Smith, CJ orcid.org/0000-0003-0599-4633 (2019) Climate and air-quality benefits of a realistic phase-out of fossil fuels. Nature, 573 (7774). pp. 408-411. ISSN 0028-0836

https://doi.org/10.1038/s41586-019-1554-z

© The Author(s), under exclusive licence to Springer Nature Limited 2019. This is an author produced version of a paper published in Nature. Uploaded in accordance with the publisher's self-archiving policy.

[email protected]://eprints.whiterose.ac.uk/

Reuse

Items deposited in White Rose Research Online are protected by copyright, with all rights reserved unless indicated otherwise. They may be downloaded and/or printed for private study, or other acts as permitted by national copyright laws. The publisher or other rights holders may allow further reproduction and re-use of the full text version. This is indicated by the licence information on the White Rose Research Online record for the item.

Takedown

If you consider content in White Rose Research Online to be in breach of UK law, please notify us by emailing [email protected] including the URL of the record and the reason for the withdrawal request.

Page 2: Climate and air-quality benefits of a realistic phase-out

The harmonized climate and air quality benefits of a realistic phase out of fossil 1

fuels 2

3

Drew Shindell1,2*

and Christopher J. Smith3 4

5 1Nicholas School of the Environment and Duke Global Health Initiative, Duke 6

University, Durham, NC, USA 7 2Porter School of the Environment and Earth Sciences, Tel Aviv University, Tel 8

Aviv, Israel 9 3Priestley International Centre for Climate, University of Leeds, Leeds, UK 10

11

Fossil fuel combustion produces emissions of the long-lived greenhouse gas carbon 12

dioxide and short-lived pollutants, including sulphur dioxide, that contribute to 13

atmospheric aerosol formation1. Atmospheric aerosol can cool the climate, masking some 14

of the warming effect resulting from greenhouse gases emissions1. Aerosol particulates 15

are highly toxic when inhaled, however, leading to millions of premature deaths per 16

year2, 3

. Phasing out unabated fossil fuel combustion will thus provide health benefits but 17

will also reduce aerosol masking of greenhouse gas-induced warming. Given the much 18

more rapid response of aerosols to emissions changes relative to carbon dioxide, there are 19

large near-term increases in the magnitude and rate of climate warming in many idealized 20

studies that typically assume an instantaneous removal of all anthropogenic or fossil fuel-21

related emissions1, 4, 5, 6, 7, 8, 9

. Here we show that more realistic modelling scenarios do not 22

produce a substantial near-term increase in either the magnitude or rate of warming, and 23

in fact can lead to a decrease in warming rates within two decades of the start of the fossil 24

fuel phaseout. Accounting for the time required to transform power generation, industry 25

and transportation leads to gradually increasing and largely offsetting climate impacts of 26

carbon dioxide and sulphur dioxide, with the rate of warming further slowed by fossil 27

methane emission reductions. Our results indicate that even the most aggressive plausible 28

transition to a clean energy society provides benefits for climate change mitigation and 29

air quality at essentially all decadal to centennial timescales. 30

31

Page 3: Climate and air-quality benefits of a realistic phase-out

There is a substantial body of literature pointing out that air quality policies, under which 32

cooling aerosol particles are reduced, can be beneficial for human health but lead to 33

‘disbenefits’ for climate change1, 4, 5, 6, 7, 8, 9

. Such trade-offs clearly exist for some air 34

quality policies, such as flue gas desulfurization of coal-fired power plants, and studies 35

have suggested the alarming possibility that warming rates could accelerate from their 36

current levels of about 0.2ソC per decade to 0.4 to ど┻ぱソC were aerosols alone to be rapidly 37

removed5, 10, 11, 12, 13

. The presence of such trade-offs in response to climate policies is less 38

clear, however. The scientific community has long known that due to the shorter lifetime 39

(days to weeks) of cooling aerosols relative to long-lived greenhouse gases such as 40

carbon dioxide (CO2, decades to centuries), cessation of emissions would lead to a near-41

term pulse of warming. This was illustrated most clearly by the Intergovernmental Panel 42

on Climate Change (IPCC) in the Frequently Asked Questions to the Working Group I 43

contribution to the Fifth Assessment Report (AR5)14

, which showed that ceasing 44

anthropogenic emissions would lead to a spike in warming of about half a degree within a 45

few years, followed by a slow cooling that would require nearly a century to recover to 46

current temperatures. Many studies over the past two decades have found a similar near-47

term warming due to removal of anthropogenic aerosols when all aerosol or all 48

anthropogenic emissions cease4, 9, 15, 16, 17, 18

. 49

50

Though authors have often framed their work at least in part as an examination of the 51

geophysical commitment to past emissions, such results have also been widely assumed 52

to provide an indication of future behavior were there to be dramatic anthropogenic 53

emission cuts. This has driven a fairly common perception that the broad phasing out of 54

unabated fossil fuel usage required to meet ambitious climate change mitigation targets 55

such as the Paris Climate Agreement also leads to trade-offs, with a near-term increase in 56

both the magnitude and rate of warming as a ‘climate penalty’ (e.g. 57

https://nationalpost.com/news/world/scrubbing-aerosol-particles-from-the-atmosphere-a-58

faustian-bargain-study-finds, ref. 3, 7

). Such a view may come from incomplete 59

understanding of scientific studies, or from news and social media reaction from which 60

some may have incorrectly inferred that aerosol removal inevitably leads to accelerated 61

warming regardless of co-emitted greenhouse gases. This perception has led to 62

contentious debates in the policy arena, for example during the approval process for the 63

Summary for Policy Makers of the IPCC Special Report on 1.5°C (hereafter SR1.5) 64

about the role of non-CO2 emissions reductions. Specifically, some countries with high 65

air pollution burdens pushed for an equal emphasis on the near-term acceleration of 66

warming that would result if they were to shift away from fossil fuels alongside the 67

Report’s presentation of the public health benefits. 68

69

We have studied the pathways included in the recently released SR1.5 (ref. 19

) to 70

investigate whether such a climate penalty exists in realistic scenarios of the transition to 71

clean energy as well as in the idealized ‘zero emissions’ studies. We include 42 pathways 72

classified by the SR1.5 as consistent with 1.5ソC with no or limited (<0.1ソC) temporary 73

overshoot of the target (see Methods). These scenarios are least-cost pathways generated 74

by models of the energy-economy-land system and include a rapid phaseout of unabated 75

fossil fuel usage with a median decrease of ~60% by 2050 and 85% by 2100 for all 76

primary energy and a >90% reduction in usage of fossil fuels for electricity generation by 77

Page 4: Climate and air-quality benefits of a realistic phase-out

2050. The speed at which fossil fuels usage is reduced in these models is based on 78

feasibility assessments of rates of capital turnover, technology switching, socio-economic 79

limits to technological and behavioral shifts, and the requisite financial flows. Rates of 80

change in individual sectors are typically at the high end of those in historical precedents, 81

whereas the scale of the transitions envisioned is substantially larger than any historical 82

precedent for similar rates of change20

. In other words, although energy-economy-land 83

models have sometimes underpredicted the rates of uptake of specific new technologies21

, 84

the overall rates of the societal transformation away from fossil fuels in the 1.5ソC 85

pathways are likely at the upper end of what could be achieved under very ambitious 86

policies. Hence these are likely as close to the ‘zero emissions’ case as is practically 87

possible. These shifts result in rapid and deep cuts in both CO2 and non-CO2 emissions, 88

with CO2 from fossil sources and sulphur dioxide (SO2, that is largely co-emitted) 89

decreasing by around 75-85% by 2050 in most scenarios (Figure 1). Some emissions with 90

large non-fossil sources, such as methane (CH4), do not necessarily decline by such a 91

large fraction, but typically decrease sharply in the near-term as their fossil portion is 92

eliminated (Extended Data Fig. 1). 93

94

We evaluate the global mean surface temperature response to these emissions changes 95

using the FaIR model that incorporates reduced complexity (relative to Earth System 96

Models) representations of the carbon cycle and the climate system22, 23

(see Methods). 97

Carbon dioxide removal technologies are excluded to highlight the role of emissions 98

reductions, and some scenarios hence do not stay below 1.5ソC. Unlike the response to 99

idealized, instantaneous emissions removals, global mean temperatures in realistic 100

pathways do not show a near-term spike in warming (Figure 2). Temperatures continue to 101

increase for at least a decade, and near-term rates of change are highly scenario 102

dependent, but none exhibit an acceleration of warming to 0.3ソC decade-1

or higher, and 103

all show a rapid decline in warming rates starting in the 2020s with rates by 2040 ranging 104

from negative (cooling) to less than half the current value (Figure 2). 105

106

We unravel the contributions of individual fossil-related emission decreases to projected 107

temperatures by recalculating changes when holding the fossil portion of individual 108

pollutant emissions constant at 2018 levels while allowing other emissions to follow their 109

specified 1.5ソC pathways (see Methods). The results show the gradual evolution of 110

temperature responses, with the largest impacts coming from fossil CO2, SO2 and CH4 111

emissions changes (Figure 3). The pace of change is influenced by the inertia in both the 112

physical climate system and in the socio-economic systems in which fossil fuels are used. 113

For CO2, concentrations adjust slowly to emissions changes, leading to a response that is 114

substantially extended in time in comparison with the response to SO2 given that both are 115

largely phased out in the first half of the century (Figure 1). However, the response to 116

CO2 is also clearly visible in the near-term. For SO2, the temperature response is limited 117

only by the response of the climate system, but the emissions changes are gradual as the 118

models include the reality that it takes substantial time to transform energy, transportation 119

and industrial systems under least-cost pathways. Hence roughly 2-3 decades are required 120

to reach 2/3 of the 2100 temperature response to SO2 changes under these scenarios 121

despite their assumption of systemic rates of change that are faster and broader than any 122

Page 5: Climate and air-quality benefits of a realistic phase-out

historical precedent20

. This gradual response to aerosol changes in plausible 1.5ソC 123

scenarios is consistent with findings using an intermediate complexity model18

. 124

125

These results differ greatly from the idealized picture of a near-instantaneous response to 126

the removal of aerosol cooling followed by a slow transition to dominance by the effects 127

of CO2. In these more plausible cases, the temperature effects of CO2, SO2 and CH4 128

reductions roughly balance one another through about 2040, after which the cooling 129

effects of reduced CO2 continue to grow whereas the SO2 reduction-induced warming and 130

CH4 reduction-induced cooling effects taper off so that CO2 reduction-induced cooling 131

dominates (Figure 3). Examining the impact of CO2 and SO2 alone (Figure 3d), the faster 132

response of SO2 means that the net effect of these two pollutants would indeed be a short-133

term warming, but a very small one of between 0.02 and 0.10ソC in the ensemble mean 134

temperature response (up to 0.30ソC for the 95th

percentile across pathways). Accounting 135

for all fossil-related emissions (Figure 3e), any brief ‘climate penalty’ decreases to no 136

more than 0.05ソC (0.19ソC at the 95th

percentile), with the smaller value largely due to the 137

additional near-term cooling from methane reductions. Nearly all the warming in the 138

2020s and 2030s (Figure 2) is thus attributable to the impact of the residual emissions 139

(mainly of CO2) during the gradual fossil phase out as well as response to historical 140

emissions17

. 141

142

What explains the difference in our results in comparison with perception of a climate 143

penalty due to the rapid removal of aerosol cooling? In large part, the difference between 144

the response times of aerosols and CO2 is smoothed out when both emissions are reduced 145

gradually compared with idealized zero emissions simulations. Note also that aerosol-146

cloud interactions are highly non-linear, with a substantial fraction of the forcing 147

remaining even at low aerosol precursor emissions. In addition, the perception of a 148

climate penalty may also reflect results from earlier work on transitioning away from 149

fossil fuels suggesting that the effects of sulfate could substantially outweigh those of 150

CO2. That was likely true in the past, as the ratio of SO2 to CO2 emissions (in tonnes of 151

S/C) was ~1/100 in 1980, roughly double the ~1/200 value in 2019 (using SR1.5 scenario 152

data). This stems from an increase in CO2 emissions of ~70% along with a reduction in 153

SO2 emissions of ~20% due to air pollution controls in many regions. Hence over the past 154

40 years, the world’s success in curbing SO2 emissions along with its failure to curb CO2 155

emissions have led the world to a state where aerosols mask a substantially smaller 156

portion of the effect of CO2, greatly diminishing any ‘climate penalty’ resulting from 157

simultaneously phasing out emissions of both pollutants. Prominent analyses showing 158

that aerosol reductions owing to clean air policies have likely led to observed increases in 159

warming24, 25

and could cause rapid acceleration in future warming5, 10, 11, 12, 13

may have 160

also left such a strong impression that the same is presumed to be the impact of any 161

future reductions in SO2, even when accompanied by CO2 reductions. Finally, studies 162

have shown that complete cessation of CO2 emissions leads to fairly constant global 163

temperatures15

, which has implied to some that CO2 reductions can be neglected in 164

determining the climate impact of a fossil-fuel phaseout7. On the contrary, when 165

compared to continued present-day emissions, the phaseout of CO2 is more important 166

than concurrent air pollution reductions for climate over the long term, and no less 167

important in the short term (Figure 3). Hence the misperception may stem from 168

Page 6: Climate and air-quality benefits of a realistic phase-out

misapplication of idealized cases, failure to account for recent emissions trends, 169

misconstruing the climate impacts of air quality policies alone to be a good proxy for 170

phasing out fossil fuels, or a combination of these. 171

172

It is important to point out that our conclusions do not result from different model physics 173

relative to prior studies. Indeed, an instantaneous removal of SO2 as in prior idealized 174

studies also leads to a near-term acceleration in warming in our modeling. Extended Data 175

Fig. 2 shows the temperature difference from zeroed SO2 compared to the original 176

scenarios where SO2 emissions follow the trajectories in Figure 1b. The magnitude can 177

vary depending upon the assumed climate sensitivity and aerosol forcing, but only the 178

latter could affect our conclusions markedly as changes in the climate sensitivity would 179

similarly impact the response to other emissions17

. Based on an analysis of geophysical 180

uncertainties associated with both aerosol forcing and climate sensitivity, we find that 181

any climate penalty associated with the rapid phaseout of fossil fuel usage envisioned in 182

the SR1.5 pathways is likely to be at most 0.29°C. Such a large penalty can happen if 183

both climate sensitivity and present-day aerosol forcing are at the 95th

percentile of their 184

AR5-assessed uncertainty ranges, and is also pathway dependent (Extended Data Fig. 3). 185

This is a somewhat extreme case, implying very rapid present-day and near-future 186

warming (though consistent with historical observations; see Extended Data Fig. 4). 187

188

Overall, we find that the success of air quality controls implemented over the past few 189

decades in reducing SO2 emissions at the global scale along with the continued growth in 190

CO2 emissions has substantially changed the balance between the effects of present-day 191

emissions of these two pollutants on climate in the near-term. Therefore, gradually 192

phasing out the unabated fossil fuel combustion that is the primary source of these two 193

emissions in a very ambitious but plausible manner leads to relatively minimal change in 194

the near future warming. A slower phaseout of fossil fuel use would allow more time for 195

CO2 concentrations to adjust to CO2 emissions reductions at a given level of reduced 196

aerosol masking, thus shifting the net impact even further away from accelerated 197

warming in the near-term, but with a higher level of eventual peak warming17

. A ‘climate 198

penalty’ could occur were air pollution controls to be put in place while greenhouse gas 199

emissions were allowed to continue to increase, as many studies have shown5, 10, 11, 12, 13

. 200

The apparent success of ongoing efforts to reduce air pollution in places such as China26

201

thus adds to the urgency to phase out fossil fuel usage. 202

203

It is well-established that the reduction of SO2 and other short-lived pollutants 204

accompanying a shift to clean energy leads to enormous public health benefits, saving 205

millions of lives per year3, 19, 27, 28

and providing health and productivity gains leading to 206

overall welfare benefits valued in the trillions of dollars annually29, 30

. Given those health 207

improvements, and that the net climate impact is a reduction in warming rates beginning 208

in the 2030s (Figure 3) and is thus also beneficial, we suggest that there is no evidence 209

for a conflict between climate and air quality goals in the case of a worldwide transition 210

to clean energy. 211

212

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Page 7: Climate and air-quality benefits of a realistic phase-out

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Code and data availability: All data used in this study is available at the Integrated 348

Assessment Modeling Consortium’s 1.5°C Scenario Explorer hosted by IIASA at 349

Page 10: Climate and air-quality benefits of a realistic phase-out

https://data.ene.iiasa.ac.at/iamc-1.5c-explorer/. FaIR v1.3.6 is available from 350

https://doi.org/10.5281/zenodo.1549342. Code used in this study is available from 351

https://doi.org/10.5281/zenodoXXXXXXX. 352

353

Page 11: Climate and air-quality benefits of a realistic phase-out

354

Acknowledgements: We thank the Integrated Assessment Modeling teams for supplying 355

their results to the data explorer, and IIASA for hosting the data. 356

357

Author contributions: DS conceived the study, CS analyzed the scenarios, both authors 358

designed the analyses and wrote the paper. 359

360

Figure Legends 361

362

Figure 1. Anthropogenic emissions in 1.5°C pathways with low or no overshoot 363

considered in SR1.5. (a) Fossil-related emissions are shown for CO2 (along with a 364

minimal non-fossil industrial source) to separate those from other sources (primarily 365

land-use) and from carbon dioxide removal technologies, whereas emissions from all 366

sources are shown for (b) SO2 and (c) CH4 to highlight how the fractional reduction 367

depends upon whether emissions are heavily dominated by fossil fuel use (SO2) or have 368

substantial non-fossil sources (CH4). The legend for all figures is presented in Extended 369

Data Fig. 9. 370

371

Figure 2. Global mean surface temperatures and warming rates in the 1.5°C 372

pathways with low or no overshoot. (a) Global mean surface temperatures (relative to 373

preindustrial) are shown accounting for all changes except carbon dioxide removal 374

technologies and (b) annual rates of warming in those pathways as computed with the 375

FaIR climate model emulator. Each line represents the ensemble mean result for a 376

specific 1.5ソC pathway. 377

378

Figure 3. Global mean surface temperature response to changes in fossil fuel-related 379

emissions. Response are shown for (a) CO2 only, (b) SO2 only, (c) CH4 only, (d) both 380

CO2 and SO2 and (e) all pollutants relative to 2019 in the 1.5ソC pathways with low or no 381

overshoot (other emissions lead to changes of less than 0.07ソC by 2100, so are not shown 382

individually). Solid lines show ensemble means; shaded regions show 5th

to 95th

383

percentile temperature responses across the ensemble in each scenario. 384

385

Page 12: Climate and air-quality benefits of a realistic phase-out

Methods 386

387

Emissions 388

The starting point of our analysis is the 42 scenarios from the “below 1.5°C” and “1.5°C 389

low overshoot” categories from Chapter 2 in SR1.5 (ref. 19

) and also available on the 390

IAMC Scenario Explorer31, 32

. This set of pathways results from screening all 53 potential 391

pathways to include those that also reported Kyoto greenhouse gas emissions in 2010, the 392

last year the scenarios are intended to capture historical emissions, within the range 393

determined to be valid based on prior IPCC evaluation33

. All scenarios provide separate 394

energy and land-use related CO2 emissions. For CO2, the scenarios report total emissions 395

from energy and industrial processes. Negative emissions associated with BECCS and 396

enhanced weathering have been removed to highlight the role of fossil fuel emissions 397

cuts. Non-fossil contributions within industry are <4% of the total34

, so we use this to 398

represent fossil-related emissions. From the 42 pathways, 17 provide information on the 399

proportion of emissions of non-CO2 fossil-related forcers that relate to agriculture, 400

forestry and other land use (AFOLU) which are not fossil emissions. Some scenarios also 401

provide an “other” category for emissions that are non-fossil and non-AFOLU, but there 402

is little consistency in the proportion of these emissions to the total, so they have been 403

treated as fossil emissions, with the exception of methane. Results are insensitive to this 404

categorization choice for non-CO2 emissions. For methane, the 17 models provide energy 405

sector emissions and we use these rather than the difference of total and AFOLU, noting 406

that there are substantial sources of methane that are non-fossil and non-AFOLU (e.g. 407

waste). This treatment of methane is a conservative assumption as it decreases the 408

difference between the fossil-fuel phase out and constant-emissions scenarios. The time-409

varying fossil fuel fraction is calculated from the scenarios containing this data (Extended 410

Data Fig. 1). The mean of these scenario fractions is applied to all scenarios to generate 411

an assumed fossil fuel fraction for emissions other than CO2. Applying the scenario 412

specific values, were those available for all 42 scenarios, would have minimal effect as 413

either the fossil fraction varies little across scenarios (e.g. SO2) or the impacts are small 414

(e.g. organic carbon (OC)), except for methane in which case the uncertainty range would 415

be larger. 416

417

There are additional indirect emissions changes due to substitution of other fuels to 418

replace fossil fuels. In particular, extensive use of biofuels leads to increased N2O in a 419

few scenarios, but only late in the century and only in those with the greatest usage of 420

biofuel energy with carbon capture and storage. In most pathways, fossil fuel demand is 421

substituted for renewables, efficiency and demand management, with increased use of 422

nuclear power in some scenarios, all of which do not lead to indirect emissions. Hence 423

any influence of indirect emissions is expected to be very small. 424

425

For scenarios where we assess constant 2018 emissions into the future, we apply the 426

constant emissions assumption to the fossil component of the emissions only, allowing 427

the non-fossil component to vary based on the scenario-mean non-fossil fraction of total 428

emissions from the base scenario. We examine the impacts of future changes (post-2018) 429

rather than changes throughout the entire scenario (post-2010) to provide more relevant 430

information to inform policy making. 431

Page 13: Climate and air-quality benefits of a realistic phase-out

432

Modeling Climate Response 433

Our scenario pathways are run in the Finite Amplitude Impulse Response (FaIR) simple 434

climate model (v1.3.6; refs. 22, 23

) using a 1000 member perturbed parameter ensemble. 435

FaIR converts emissions of greenhouse gases and short-lived climate forcers into an 436

effective radiative forcing (ERF; see Extended Data Fig. 5), and from this to a 437

temperature anomaly, via an intermediate concentration step for greenhouse gases and 438

simplified carbon cycle representation for CO2. The atmospheric concentrations of CO2 439

are determined using the four time-constant impulse response model in AR5 with an 440

adjustment to the time constants of CO2 uptake for cumulative emissions and 441

temperature. The recent trend in airborne fraction of CO2 and simulated atmospheric CO2 442

concentrations in FaIR agree very well with observations (Extended Data Fig. 6). For 443

completeness, in addition to the influence of the fossil fuel phaseout relative to constant 444

fossil emissions shown in Figures 3 and Extended Data Fig. 5, the behavior of CO2 and 445

temperature response to CO2 relative to present-day values is also presented (Extended 446

Data Fig. 7; ERF follows concentrations). In this study, we do not consider natural 447

forcing for projections, consistent with both SR1.5 and prior FaIR modeling17

. The base 448

scenarios in this paper are the FaIR results presented in SR1.5 (ref. 19

). 449

450

The perturbed parameter ensemble samples the uncertainty in equilibrium climate 451

sensitivity (ECS), transient climate response (TCR), strength of the ERF for 11 groups of 452

anthropogenic forcing agents, pre-industrial airborne fraction of a pulse emission of CO2, 453

and the strength of carbon cycle feedbacks due to temperature and cumulative carbon 454

emissions. ECS and TCR distributions are informed by CMIP5 model results from abrupt 455

4xCO2 and 1% per year CO2 experiments35

. ERF uncertainty is applied by using the AR5 456

assessed distributions for each forcing category (well mixed greenhouse gases, aerosols, 457

tropospheric ozone, and several other minor anthropogenic forcings)1 except for methane 458

for which the uncertainty in forcing has recently been revised36

. Aerosol forcing is 459

comprised of both direct and indirect effects. The direct effect scales linearly with 460

emissions of aerosol precursor species, with the coefficients based on radiative 461

efficiencies from the Aerocom project37

. The indirect component is calculated from a 462

logarithmic relationship of forcing to emissions of SO2, BC and OC, that is fit to an 463

emulation of the Community Atmosphere Model (CAM5)38

. The direct and indirect 464

effects are scaled to the best estimate of ERF from aerosol-radiation interactions (ERFari) 465

and aerosol-cloud interactions (ERFaci) respectively, from AR5 (scaling is applied 466

uniformly across aerosol species). The carbon cycle is represented using a simple fit to 467

the behavior of earth system models of full and intermediate complexity39

with a state-468

dependent increase in airborne fraction based on cumulative CO2 emissions and 469

temperature anomaly since pre-industrial23

. In FaIR, this is represented by scaling the 470

four time constants of atmospheric CO2 decay. 471

472

The 1000 member ensemble for each scenario is constrained based on whether individual 473

ensemble members replicate the gradient of observed warming, including observational 474

uncertainty and accounting for the autocorrelation from internal variability40

, from the 475

mean of the HadCRUT4, GISTEMP and NOAA observational datasets from 1880 to 476

2014, of 0.90 ± 0.19°C (refs. 41, 42, 43

). In applying the historical constraint we use the 477

Page 14: Climate and air-quality benefits of a realistic phase-out

same parameter draws but do include historical solar and volcanic forcing, as in SR1.5. 478

2014 is used as the end date for the historical constraining as the CMIP6 historical 479

volcanic time series ends in 2014. This procedure retains between 323 and 325 ensemble 480

members depending on the scenario. The differences are a result of slightly different 481

emissions pathways from 2010 in each scenario. 482

483

In Figure 2a we show the ensemble mean temperature projections from FaIR, which are 484

substantially lower than those projected from the more established Model for the 485

Assessment of Greenhouse-gas Induced Climate Change (MAGICC; ref. 44

) for the same 486

scenarios. The temperature projections from MAGICC define the scenario classifications 487

in SR1.5. Much of the differences between the models can be explained by the parameter 488

setups, with MAGICC having a higher mean TCR and stronger near-present day aerosol 489

forcing than FaIR19

, and higher airborne fraction of CO2, leading to a greater rate of 490

warming in the present and in the near future in MAGICC compared to FaIR45

. Extended 491

Data Fig. 4 shows that a much greater rate of near-term temperature change in FaIR that 492

is still consistent with historical observations can be projected with a high TCR and 493

stronger present-day aerosol forcing. 494

495

To assess the geophysical uncertainty we use the 5th

percentile and 95th

percentile of the 496

temperatures output from the constrained ensemble for each scenario. In each case the 497

95th

(or 5th

) percentile of the constant fossil fuel emissions run is subtracted from the 95th

498

or 5th

percentile of the original scenario (because the same geophysical conditions would 499

apply in both the constant emission and base SR1.5 scenario pathways). In Extended 500

Data Figs. 3 and 4 we also analyse a situation where we run one ensemble member per 501

scenario with a TCR, ECS and aerosol forcing that approximately corresponds to the 95th

502

percentile of these values from AR5 (2.7°C, 6.0°C and -1.9 W/m2 respectively) with all 503

other geophysical variables left at their default values. The 95th

percentiles were not 504

defined in terms of a distribution for ECS and TCR in AR5. The “likely” range (> 66%) 505

for TCR of 1.0 to 2.5°C implies at least a 17th

to 83rd

percentile range, with a TCR 506

exceeding 3.0°C deemed to be “extremely unlikely” (< 5%). Hence the 95th

percentile of 507

TCR is constrained to lie at or below 3.0°C and is probably above 2.5°C. We choose 508

2.7°C for consistency with the upper ranges of the observed historical temperature 509

change (Extended Data Fig. 3). The ECS is only “unlikely” (< 10%) to exceed 6.0°C, but 510

we choose 6.0°C to give a TCR/ECS ratio of 0.45. Using a higher ECS gives a smaller 511

TCR/ECS ratio, and 0.45 is towards the lower end of the range of CMIP5 models46

. It 512

should be stressed that TCR is more important for historical and near-future climate 513

change than ECS47

and our results are insensitive to any sensible choice of ECS. Such a 514

configuration, while extreme, does produce results consistent with historical temperature 515

observations, however (Extended Data Fig. 4). In these 95th

percentile runs, we observe a 516

climate penalty of between 0.07 and 0.29°C, depending on the scenario (Extended Data 517

Fig. 3). 518

519

We note that although this study focuses on the effects of fossil-fuel related emissions, 520

accounting for the effects of reductions in greenhouse gases from non-fossil sources, 521

including fluorinated gases and both methane and nitrous oxide from agriculture, along 522

with biofuels that are a large source of warming BC, could eliminate any near-term 523

Page 15: Climate and air-quality benefits of a realistic phase-out

penalty entirely. In fact, given that the net effect of the fossil fuel phaseout on 524

temperature is minimal during the first 20 years (Figure 3), reducing those other 525

pollutants is the only plausible way to decrease warming during that period. 526

527

This study examines the effects of a global phaseout of fossil fuel use. If the transition is 528

not global but regional, the effects could differ although such scenarios would not be able 529

to achieve the 1.5ソC target. In the most extreme case, were just one region to undertake a 530

phaseout of fossil fuel use, that region could indeed experience larger local disbenefits for 531

climate as nearly all the positive reduction in SO2 forcing would be localized there 532

whereas the negative CO2 forcing would be spread out globally. This type of result has 533

been seen in detailed modeling with general circulation models (GCMs) (e.g. 48

). Such 534

effects would be ameliorated by action to phase out fossil fuels in multiple regions, 535

however. 536

537

More generally, it is difficult to compare our results with those from GCMs as the latter 538

have not yet explored the effects of 1.5ソC scenarios relative to baseline emissions. The 539

closest analogue from a GCM are results using the GISS-E2R climate model examining a 540

faster phase out of fossil fuel usage to achieve 1.5ソC rather than 2ソC. Those found that 541

negative radiative forcing due to reduced CO2 and reduced ozone (owing to decreases in 542

emissions of precursors such as NOx and CO) largely offset positive forcing due to 543

reductions in cooling aerosols and a slight increase in methane, so that net forcing was 544

less than 0.03 W m-2

through 2060 in their simulations28

. Those results differ in their 545

impact of methane (increasing in those scenarios whereas decreasing in the scenarios 546

examined here) as the 2ソC reference scenario used in that study already incorporated all 547

the methane reductions included in the 1.5ソC scenarios, hence the only additional impact 548

was a small chemical response in which methane’s lifetime increased due to reductions in 549

NOx emissions. The overall finding of a minimal climate penalty in those GCM 550

simulations seems to be qualitatively consistent with the results from the simple climate 551

model (FaIR) used in this work. 552

553

Radiative Forcing and Methane 554

As noted previously, FaIR converts emissions of greenhouse gases and short-lived 555

climate forcers into an effective radiative forcing (ERF). The ERF values in FaIR are 556

consistent with those in the IPCC AR5, other than for methane (see next paragraph), and 557

the perturbed parameter ensemble accounts for the full range of uncertainty in each 558

forcing component as evaluated in AR5. Differences in forcing trajectories due to fossil 559

fuel related emissions are shown in Extended Data Fig. 5. 560

561

For methane, this study uses a recently published update to the radiative efficiency34

. The 562

update incorporated revisions to spectroscopic databases since the 1998 parameterization 563

that was the basis for the AR5 relationship, and most importantly included shortwave 564

absorption of methane which was previously not included. This leads to an increase in the 565

total radiative forcing of methane by about 25%. However, as this increase is applied 566

consistently to both historical and future methane, it has negligible impact on the 567

conclusions reported here (e.g. 2040 temperatures would differ by ~0.01°C; Extended 568

Data Fig. 8). 569

Page 16: Climate and air-quality benefits of a realistic phase-out

570

Author Information: Requests for reprints and correspondence should be addressed to DS 571

([email protected]). The authors have no competing interests. 572 573

Extended Data Fig. 1. Fraction of total emissions due to fossil fuels. Emissions are 574

shown for each of the 17 scenarios where data were provided (grey lines) along with the 575

scenario mean (thick black line) values used in this study for the indicated components. 576 577

Extended Data Fig. 2. Temperature responses for zero anthropogenic SO2 emissions 578

from 2019 minus the original scenarios. Differences between ensemble means from 579

each scenario (solid lines) and 5th

to 95th

percentile regions spanning all scenarios (shaded 580

area) are shown. This thus presents the impact of an instantaneous removal relative to the 581

gradual removal in the 1.5°C scenarios rather than relative to constant present-day 582

emissions. 583

584

Extended Data Fig. 3. 95th

percentile sensitivity calculations of global mean surface 585

temperature response to changes in all fossil fuel-related emissions. Values are as in 586

Figure 3e but for FaIR calculations using the 95th

percentile of ECS, TCR and aerosol 587

forcing simultaneously. Lines show ensemble means for 1.5ソC scenarios minus constant 588

2018 fossil fuel emissions. 589 590

Extended Data Fig. 4. Sensitivity of historical and projected surface temperatures to 591

geophysical uncertainties. Global mean surface temperature response to historical and 592

projected emissions are shown using both ensemble mean (dashed lines) and the 95th

593

percentile geophysical setup for ECS, TCR and aerosol forcing simultaneously (solid 594

lines). The historical observations from Cowtan & Way49

, HadCRUT439

, GISS 595

(GISTEMP)40

, NOAA41

and Berkeley Earth50

are shown for comparison. 596

597

Extended Data Fig. 5. Global mean effective radiative forcing due to changes in fossil 598

fuel-related emissions. Global mean annual average effective radiative forcing 599

differences between the mitigation and constant emissions scenarios shown in Figure 3 600

are presented. 601

602

Extended Data Fig. 6. Instantaneous airborne fraction of CO2. Values derived from 603

observations and in the FaIR model are shown. 604

605

Extended Data Fig. 7. Impact of projected changes in CO2. (a) Global mean surface 606

temperature response to changes in CO2 relative to the present-day and (b) the associated 607

ERF. 608

609

Extended Data Fig. 8. Sensitivity to updated radiative forcing from methane. Global 610

mean surface temperature response to changes in fossil fuel-related methane emissions 611

and in all fossil fuel-related emissions as in Figures 3c and 3e (top) but comparing against 612

sensitivity calculations using the AR5 estimate of methane forcing (bottom) rather than 613

the updated radiative efficiency accounting for shortwave absorption33

used throughout 614

the rest of this study. 615

Page 17: Climate and air-quality benefits of a realistic phase-out

616

Extended Data Fig. 9. Caption for all scenarios shown in other figures. Colors go from 617

dark to light in ascending order of peak temperature. 618 619

620

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704

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2000 2020 2040 2060 2080 2100year

0

2

4

6

8

10

CO2

emis

sion

s (G

tC y

r1 )

a

CO2 fossil emissions

2000 2020 2040 2060 2080 2100year

0

10

20

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40

50

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Page 20: Climate and air-quality benefits of a realistic phase-out

2000 2020 2040 2060 2080 2100year

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Page 21: Climate and air-quality benefits of a realistic phase-out

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