CIVE1129 Revision 2013 Part 2

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    Earth Pressures and Retaining Walls

    Muni Budhu - Soil Mechanics and Foundations

    2nd

    edition

    Dr Jie Li

    School of Civil, Environmental and Chemical EngineeringRMIT University ( )

    Melbourne, Australia

    CIVE1129 Geotechnical Engineering 2

    Revision Part 2

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    Importantly, at K0 state, there are no lateral strains

    GL

    A

    v= 1

    h= 3

    Lateral Earth Pressure At Rest

    Soil is usually deposited in the horizontal layers and consolidation

    occurs solely in the vertical direction with no lateral deformation. Such

    a soil mass is said to be in the at-rest condition. The ratio between the

    horizontal and vertical effective stresses is a constant known as the Ko

    coefficient.

    ' ' '

    3' ' '

    1

    h xo

    v z

    K

    In a homogeneous

    natural soil deposit

    Lateral Earth PressureCoefficient at Rest:

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    smooth wall

    Wall movesaway from soil

    Wall moves

    towards soil

    A

    B

    Lets look at the soil elements A and B during the wall

    movement.

    Active Earth Pressure in granular soils

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    A

    z

    xz

    As the wall moves away from the soil,

    Initially, there is no lateral movement.

    z= v= z

    x= h= K0 z= K0 z

    zremains the same; and

    xdecreases till failure occurs.

    Active state

    Active Earth Pressure in granular soils

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    Active Earth Pressure in granular soils

    z

    decreasing x

    Initially (K0 state)

    Failure (Active state)

    As the wall moves away from the soil,

    active earth pressure

    A

    z

    x

    zWJM Rankine

    (1820-1872)

    ' '( )x za a

    K Rankines coefficient of active earth pressure

    Can be derived from Geometry of Mohrs circles

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    21 sin tan (45 / 2)

    1 sin

    aK

    z(x)a

    Az

    x45 + /2

    90+

    Failure plane is at

    45 + /2 to horizontal

    ' '( )x za a

    K

    Active Earth Pressure in granular soils

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    A

    zx

    z

    As the wall moves away from the soil,

    xdecreases until failure occurs.

    wall movement

    x

    Active

    state

    K0 state

    Active Earth Pressure in granular soils

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    1 and 3 Relation at Failure

    1 3

    ' ' 2tan (45 '/ 2) 2 ' tan(45 '/ 2)c

    3 1

    ' ' 2

    tan (45 '/ 2) 2 ' tan(45 '/ 2)c

    1 3

    1 3

    OF 2sinOA

    cot '2

    c

    The failure criterion can also be expressed in terms of principal stresses

    3 1

    2O

    F

    A

    c

    1 3

    2

    1 3

    2

    ccot

    ' ' tan 'f

    c

    = 45o + /2

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    zx

    245

    active wedge

    Active Earth Pressure

    2

    3 1tan (45 '/ 2) 2x z ztan (45 )

    2 a

    K

    2 'tan (45 )

    2

    aK

    Rankine Theory of Earth Pressure in Sand

    Mohr-Coulomb failure criterion:

    For sand, c=0. This leads to:

    effective active earth pressure

    Coefficient of active earth pressure

    3 1

    ' ' 2tan (45 '/ 2) 2 ' tan(45 '/ 2)c

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    B

    zx

    Initially, soil is in K0 state.

    As the wall moves towards the soil,

    zremains the same, and

    xincreases until failure occurs.

    Passive state

    Passive Earth Pressure in granular soils

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    z

    Initially (K0 state)

    Failure (passive state)

    As the wall moves towards the soil,

    increasing x

    passive earth

    pressure

    Passive Earth Pressure in granular soils

    ( ') 'x p P z

    K

    Rankines coefficient ofpassive earth pressureB

    z

    x

    Again, from Geometry of Mohrs circles

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    z (x)p

    Azx

    90+

    Failure plane is at

    45 -/2 to horizontal45 -/2

    )2/45(tansin1

    sin1 2

    PK

    Passive Earth Pressure in granular soils

    ( ') 'x p P zK

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    B

    zx

    As the wall moves towards the soil,

    xincreases till failure occurs.

    wall movement

    x

    K0 state

    Passive state

    Passive Earth Pressure in granular soils

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    1 3

    ' ' 2tan (45 '/ 2)

    z x

    2

    x z ztan (45 '/ 2) pK

    2tan (45 '/ 2)

    pK

    245

    passive wedge

    Passive Earth Pressure

    Mohr-Coulomb failure criterion:

    For sand, c=0. This leads to:1 3

    ' ' 2tan (45 '/ 2) 2 ' tan(45 '/ 2)c

    Coefficient of passive earth pressure

    effective passive earth pressure

    Rankine Theory of Earth Pressure in Sand

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    ' '

    1 3' '

    1 3

    ' ' ' '

    1 3 1 3

    2sin '

    2

    f f

    f f

    f f f f

    OBOA

    Mohr-Coulomb Failure Criterion

    '

    12

    '

    3

    1 sin ' 'tan 45

    1 sin ' 2

    f

    p

    f

    k

    '

    32

    '

    1

    1 sin ' 'tan 45

    1 sin ' 2

    f

    a

    f

    k

    kp = passive earth pressure coefficient ka = active earth pressure coefficient

    1 3(1 sin ) (1 sin )

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    Normal stress

    Shear stress

    zoActive state Passive state

    The 3 States:

    At Rest

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    x zx

    z

    At-Rest

    xz

    Active pressure

    x z

    z x

    xz

    Passive pressure

    Rankine Theory of Earth Pressure in Sand

    From the at-rest

    condition and with thevertical effective stress

    kept constant, the soil

    can fail in two ways.

    First, the horizontal

    effective stress may

    decrease when the soil

    is allowed to have

    lateral extension. Thiscreates the active earth

    pressure.

    Second, the horizontal

    stress may increasewhen the soil is

    compressed laterally.

    This creates the passive

    earth pressure.

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    2

    a x z a

    1

    2a a aP dz K dz z K dz K H

    2

    p x z p

    1

    2p p p

    P dz K dz z K dz K H

    x

    aP

    pP

    x

    PA and PP are the resultant active

    and passive thrusts on the wall

    Ha

    Hp

    Rankine Theory of Earth Pressure in Sand

    Active thrust:

    Passive thrust:

    Ka HaKp Hp

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    Hv

    uaP

    h

    For the case shown above:z

    ( )

    z z h

    h z h z h

    )(w hzu

    a x

    0 0

    2

    ( ( ))

    1 1( ) (2 ( ))

    2 2

    H h H

    a a

    h

    a a

    P dz z K dz h z h K dz

    K h K H h h H h

    x zaK

    2w )(

    2

    1hHdzuU

    H

    h

    a aP P U

    1. Calculate the vertical effective stressdistribution.

    2. Calculate the effective earth pressure.

    3. Calculate the effective earth thrust.

    4. Calculate the pore pressure u.

    5. Calculate the total force U due to u.

    6. Calculate the total earth thrust Pa = Pa + U

    Presence of pore pressure:

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    The general relation: Kp > Ko > Ka

    Kp

    Ka

    Ko

    Kp KaKo> >

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    x z 2a a

    K c K

    zxc

    2tan (45 '/ 2)

    aK

    Active Earth Pressure

    active wedge

    245

    cz

    Rankine Theory for Clay

    Mohr-Coulomb failure criterion:

    S i n c e x= 3a n d z = 1a t f a i l u r e , t h e p a s s i v e e a r t hp r e s s u r e :

    3 1

    ' ' 2tan (45 '/ 2) 2 ' tan(45 '/ 2)c

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    Can soil undergo tension?

    If z = 0, thenx 0Now if z = z,

    At what depth willx = 0?

    x

    = Ka

    z- 2cK

    a

    This depth is called the depth of cracking, zc, &

    defines the potential tension zone

    Rankine Theory for Clay

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    Depth of Cracking

    By definition:

    At zc, x = 0

    Therefore,

    x = 0 = Ka zc - 2cKa

    Therefore,

    zc = [2cKa][ Ka ]Or

    c

    a

    2cz

    K

    Rankine Theory for Clay

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    x z 2a aK c K

    zxc

    ac

    2K

    cz

    2tan (45 '/ 2)aK

    Active Earth Pressure

    active wedge

    245

    cz

    Rankine Theory for Clay

    The depth of tensile cracking:,

    c

    a x

    1 2

    2

    H

    a

    z a

    cP dz K H

    K

    Active thrust:

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    Active earth pressure

    aP

    x 3 z 1

    Passive earth pressure

    pP

    x 1 z 3

    Advantage: Simple and explicit

    expressions for earth pressures and

    earth thrust.

    Solution Steps:

    1. Find vertical stress z2. Find horizontal stress x3. Integrate x to find the effective

    earth trust.

    4. If a water table is present,estimate the forces due to pore

    pressures.

    5. Estimate the total earth thrust.

    Assumptions:

    Rankine Earth Pressure: Summary

    Horizontal ground surface Vertical retaining wall

    Initially at an at-rest state

    No friction between the wall and soil

    Failure occurs throughout the soil mass behind the wall

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    Orientation of Failure PlanesFrom Mohrs circles

    Active state:

    (45 + /2) to horizontal

    Passive state:

    (45 -/2) to horizontal

    Rankine Earth Pressure: Summary

    [ '] ' 2x p P z PK c K

    [ '] ' 2x a a z aK c K

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    Quiz

    1. Which requires more retaining wall rotation to be mobilized?A) Neutral resistance

    B) Passive resistance

    C) Active resistance

    D) None of above

    2. For the same soil, what is usually true?

    A) Passive pressure > at-rest stress > active pressure

    B) Passive pressure > active pressure > at-rest stress

    C) Active pressure > passive pressure

    D) At-rest stress > passive pressure

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    Rankine Active Earth Pressure

    Determine the active lateral earth pressure on the frictionlesswall shown below. Calculate the resultant force and its location

    from the base of the wall. Neglect seepage effects.

    1. The active lateral earth coefficient

    2 2tan (45 '/ 2) tan (45 30 / 2) 0.333o o oaK

    2. The effective stresses and pore pressure

    E l 12 1 R ki A ti E th P ( 495)

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    Example 12.1 Rankine Active Earth Pressure (p495)

    3. These stresses are sketched as below:

    4. The lateral force

    Pa = Pa +U = 165 kN/m

    Pa = x 17 x 5 = 42.5 kN/m U = Pw = x 49 x 5 = 122.5 kN/m

    Since both the distributions of the effective lateral earth

    pressure x and the pore pressure u are triangular overthe whole depth, the resultant is at the centroid of the

    triangle, that is H/3=1.67m from the base.

    5. Location of resultant

    S R ki E th P

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    x 3 z 1 x 1 z 3

    Solution Steps:

    1. Find vertical stress z

    2. Find horizontal stress x3. Integrate x to find the effective earth trust.

    4. If a water table is present, estimate the forces due to pore pressures.

    5. Estimate the total earth thrust.

    Summary - Rankine Earth Pressure

    pPaP

    Active earth pressure Passive earth pressure

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    1. Vertical backs of walls only

    2. Backfill surface must be regular

    a solution exists for a sloping backfil l, provided slope

    angle, < 3. Backfill loads / surcharge effects approximated

    4. Wall friction ignored!

    a beneficial effect

    Limitations of Rankines earth pressure theory

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    Example: Rankine Earth Pressure

    A 6 m high smooth retaining wall is to support a soil with unit

    weight =17.4 kN/m3, friction angle = 26o and cohesion c =

    14.36 kN/m2. The groundwater table is below the base of the wall.

    Determine the Rankine active force per unit length of the wall, and

    determine the line of action of the resultant.

    (1) Active lateral earth pressure coefficient:

    2

    tan (45 '/ 2) 0.39

    o

    aK

    ' ' 2 ' ) 17.95x a z a

    K c K kPa

    2 '2.64

    c

    a

    cz m

    K

    At surface: z = 0 kPa

    (2) The depth of tensile cracks :

    Soil cannot undergo tension!

    The depth of tensile cracks

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    ' ' 2 ' ) 22.77x a z a

    K c K kPa At base: z = 17.4 x 6 =104.4 kPa

    (3) Active lateral earth pressure:

    The active force is the positive area of active earth pressure distribution:' 1 1

    ( )( 2 ' ) 22.8(6 2.64) 38.3 /2 2

    a c a aP H z HK c K kN m

    Location of resultant active earth pressure is (H-zc)/3 = (6-2.64)/3 =1.12m

    z= 104.4 kPa

    2 '2.64

    c

    a

    cz m

    K

    x= 22.8 kPa

    x= -18 kPa

    1.12 m

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    For the frictionless wall shown below, determine:

    1. Active lateral earth pressure distribution

    2. Passive lateral earth pressure distribution

    3. Magnitudes and locations of active and

    passive forces

    4. Resultant force and its location

    5. Ratio of passive moment to active moment

    Earth Pressure in Layered Soils

    (1) Lateral earth pressure coefficients

    2tan (45 25 / 2) 0.41o oaK

    2tan (45 30 / 2) 0.33o oaK

    Top layer:

    Bottom layer:

    2tan (45 30 / 2) 1/ 3o op aK K Passive coefficient:

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    (2)Active lateral earth pressure (at the back of the wall)

    At surface:

    x = Kaz = 0.41 x 20 kPa = 8.2 kPa, u = 0 kPa

    At 2- m,z = 20+H = 20+19 x 2 = 58 kPa

    z = qs = 20 kPa

    x = Kaz = 0.41 x 58 = 23.8 kPa u = 0 kPa

    At 2+ m,z = 20+H = 20+19 x 2 = 58 kPa

    x = Kaz = 0.33 x 58 = 19.33 kPa u = 0 kPa

    At base, z = 58 + H = 58 + (20 9.8) x 4 = 98.8 kPa

    x = Kaz = 0.33 x 98.8 = 32.93 kPa

    u = w H = 9.8 x 4 = 39.2 kPa

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    (3) Passive lateral earth pressure (in the front of the wall)

    At surface:

    x = Kpz = 3 x 0 = 0 kPa, u = 0 kPa

    z = 0 kPa

    At base:

    z = H2 = (20 9.8) x 4 = 40.8 kPa

    x = Kpz = 3 x 40.8 = 122.4 kPa

    u = w H = 9.8 x 4 = 39.2 kPa

    x = 8.2 kPa

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    (4) Active Force

    x= 122.4 kPa

    U = x 39.2 x 4 = 78.4 kN/m

    u = w H = 9.8 x 4 = 39.2 kPa

    x

    x = 23.8 kPa

    x = 19.3 kPa

    x= 32.9 kPau = 39.2 kPa u = 39.2 kPa

    ' 8.2 23.8 19.3 32.92 4 136.4kN/m2 2

    aP

    The effective active force acting on the back of the wall is the total

    area of the active lateral earth pressure distribution:

    Pa = Pa + U = 214.8 kN/mTotal

    4 m

    2 m

    x = 8.2 kPa

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    (4) Total moment about the base line:

    x= 122.4 kPa

    Mu = x (39.2 x 4) x 1/3 x 4 = 78.4 kN

    u = w H = 9.8 x 4 = 39.2 kPa

    x

    x = 23.8 kPa

    x = 19.3 kPa

    x= 32.9 kPau = 39.2 kPa u = 39.2 kPa

    ' 1 2 1 48.2 2 (1 4) 15.6 2( 4) 19.3 4 2 13.6 4 345.6kN2 3 2 3

    aM

    Ma = Ma + Mu = 214.8 kNTotal

    32.9-19.3 =13.6

    Location of active lateral force = Ma/Pa = 450.1/214.8 = 2.1m from the base

    4 m

    2 m

    (5) Passive Force

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    Total moment about the base line: Mp

    = Pp

    x 4/3 = 430.8 kN

    Rx = Pp - Pa = 323.2 214.8 =108.4 kN/m

    The negative sign indicates the location is below the base.

    Ratio of moment = Mp/Ma = 430.8/450.1 = 0.96 < 1

    ( )

    The effective passive force acting on the front face of the wall

    is the total area of the passive lateral earth pressure distribution:

    Pp = x 122.4 x 4 = 244.8 kN/m

    Pp = Pp + U = 323.2 kN/m

    U = x 39.2 x 4 = 78.4 kN/m

    Location of passive lateral force = 4/3 = 1.33m from the base

    Its location is:

    The resultant lateral force

    (Mp - Ma)/R = (430.8 - 450.1)/108.4 = - 0.18 m

    (6) The moment ratio

    Wall wil l rotate

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    TWO METHODS

    to estimate the

    earth pressures on structures

    1. Rankine

    Plausible stress states

    2. Coulomb

    Plausible failure mechanisms

    Relative merits of approaches?

    COULOMB APPROACH

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    HANDLES: Irregular backfill surfaces

    Sloping backs of walls

    Sloping backfill Surface surcharges

    Wall friction

    Interface friction angle, Although failure surfaces were known to be

    curved, a planar approximation was adopted

    (OK for Active pressures)

    Coulombs Earth Pressure Theory

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    At failure, the stress on the slip surface through the soil obey the Coulomb

    failure criterion Stresses:

    ntanc

    Slip surface

    tanT C N

    nT ds N ds C c ds

    Passive wedge failure

    Slip surface

    Active wedge failure

    Coulomb s Earth Pressure Theory

    Coulomb wedge analysis is a limited equilibrium method. A collapse

    mechanism is assumed, which is usually a straight-line slip surface, and theresulting forces are deducted graphically from the principle of equilibrium.

    Integrating we obtain the corresponding forces according to

    where

    n

    Coulombs Earth Pressure Theory

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    H

    Failed soil wedge

    T ds

    Free-body diagram of failed soil wedge

    Pa

    W

    T

    NnN ds

    H cot

    sand

    W = weight of soil wedge - needs support

    N = force normal to sliding plane from underlying supporting soil

    T = tangential force along sliding plane = N tanPa = Max reaction from wall required for equilibrium for critical

    wedge angle,

    Coulomb s Earth Pressure Theory

    Coulombs Earth Pressure Theory

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    T ds H

    Failed soil wedgeFree-body diagram of failed soil wedge

    Pa

    W

    T

    NnN ds

    H cot

    Fx = Pa + T cos- N sin= 0

    Fy = W - T sin- N cos= 0W = H2 cot

    T = N tan

    sand

    Pa = H2

    cot tan(-)Solving for Pa, The critical value of which makes the wall force Pa a maximum is

    given by solving Pa/ = 0. This leads to

    Coulomb s Earth Pressure Theory

    = 45

    o

    + /2

    Influence of Wall Friction

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    Influence of Wall Friction

    PaActive

    Pp

    Passive

    angle of frictionbetween wall and soil

    For rough wall, = . Forsmooth wall, = 2/3

    Coulombs Earth Pressure Theory

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    Active Earth Pressure: Sand

    H

    q

    N

    T Sand

    , ',

    tanNT

    w wtanT N

    21 cot2

    W H

    cotq

    Q qB qH

    Bq = H cot

    W

    Nw

    Tw

    Consider both Wall friction + Surface surcharges q

    Pa

    Nw

    Tw

    Pa

    Active Earth Pressure: Sand

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    For sand, the analysis is done in terms of effective stress using and and c =

    cw= 0. Consider a vertical wall of height of H retaining a sand backfill in level with

    its coping. A surcharge q is applied to the ground surface. The water table is

    assumed to below the base of the wall.

    xF =0

    H

    q

    N

    T Sand

    , ',

    tanNT w wtanT N

    21 cot2

    W H cotQ qH

    Two unknowns: ,wN N

    w sin cos sin tan 'cos cos (tan tan ')N N T N N N

    y wF =0 cos sin cos (1 tan tan ')Q W T N T N

    H cot

    W

    Nw

    Tw

    Dividing 1st by 2nd equation, we have tan( ')w

    w

    N

    Q W T

    The two equations can be used to solveN and Nw, in terms of the angle .

    Active Earth Pressure: Sand

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    Active Earth Pressure: Sand

    The critical value of which makes the wall force Nw a maximum is

    given by solving Nw/= 0. This leads to

    2a

    12

    aP qH H K

    2

    cos 'tan1 sin ' 1

    tan '

    aK

    2( ) tan( ') 1 cot tan( ')

    1 tan tan( ') 2 1 tan tan( ')w

    Q WN qH H

    tan( ')( ) tan( ')( tan )w w wN Q W T Q W N

    with

    2

    2 ' cos 'tan 452 1 sin '

    o

    aK

    Comparing with Rankine result derived previously

    when = 0 (smooth wall) we recover the Rankine expression for Ka

    Coulombs Earth Pressure Theory

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    Ka and Kp for retaining wall

    with sloping back, wall friction

    and sloping soil surface.

    (12.16)

    (12.17)

    Page 500

    The above type of analysis can

    also be extended for the caseof an inclined wall and an

    inclined ground surface.

    Rankine Theory vs Coulomb Wedge Method

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    Rankine Theory

    At no point in the soil mass did the stress state exceed the failure

    stress state.

    In reality, a more efficient distribution of stress could exist

    This is a lower bound solution (lower than the true solution)

    Coulomb Wedge Method

    A planar slip surface is assumed and the solution is obtained by

    requiring force equilibrium on the soil mass In reality, a more efficient failure mechanism may be possible

    This is upper bound solution (greater than the true solution)

    Rankine Theory vs Coulomb Wedge Method

    Attention Quiz Time!

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    1. Coulombs approach assumes that (click all apply)

    A) The soil is rigid-plastic

    B) The soil is elastic-plasticC) A slip plane occurs through the soil mass

    D) The soil is homogeneous

    Attention Quiz Time!

    2. Coulombs approach for earth pressure is based on

    A) Limit analysis

    B) Finite element method

    C) Limit equilibrium method

    D) Lower bound solution

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    1) Erosion

    2) Rainfall

    3) Earthquakes

    4) Geological Features

    5) External Loading

    6) Construction Activities

    Summary - Causes of Slope Failure

    SLOPE STABILITY

    SUMMARY: KEY POINTS

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    Angle of repose for dry granular soils

    Influence of seepage on granular soils

    Slope stability for homogeneous slopes in saturated clay

    - Taylors method/charts

    Frictional soils more difficult

    - Method of slices

    Bishops method for circular slips

    Slope stability programs search for failure surface with lowest FS

    - Circular or non-circular slips?

    Importance of shear strength parameters

    - Drained and/or undrained?

    - Peak, ultimate or critical state?

    Slope Stability Analysis

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    Slope Stability Analysis

    When the ground surface is sloping, forces exist which tend to cause

    the soil to move from high points to low points. The most important of

    these forces are the force of gravity and the force of seeping water.

    Failure will occur when the resultant shear forces exceeds the shearstrength of the soil mass.

    Factor of Safety is the ratio of the available shear strength of the soil to

    the minimum shear strength required to maintain equilibrium.

    m

    fFoS

    Where

    f is the shear strength of the soil

    m

    is the minimum shear strength required to maintain stability

    Sl St bilit A l i

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    Slope Stability Analysis

    In stability analysis Factor of Safety is defined as the

    ratio of the resisting stress to the disturbing stress

    resisting stress

    disturbing stressFoS

    ESA Effective Stress Analysis

    TSA Total Stress Analysis

    Infinite slopes

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    h

    b

    Vertical

    slice

    W

    s

    Force equilibrium the slice

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    W

    N = WN = W coss

    l = length of sliding surface

    s

    s

    WT = W sins

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    Stability IF, WT = T = cl + N tan

    where cl = resistance due to cohesion (kN)

    and N tan' = resistance due to friction

    Factor of Safety (FoS) = restoring force

    disturbing force

    STABILITY

    Restoring forceFoS N = WN = W coss

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    CASE 1: c = c = 0 (clean sand)

    T

    FoSDisturbing force

    cL N tan

    W

    cL cos tan sin

    s

    s

    W aW a

    The natural angle of repose

    W

    s

    s s

    WT = W sins

    cos tan ' tan 'FoS= FS = F

    sin tan

    s

    s s

    W a

    W a a

    At limit equilibrium, FS = 1

    s =

    CASE 1: c = c = 0 (clean sand)

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    The natural angle of repose

    s =

    the maximum angle of slope (measured fromhorizontal plane) at which loose sand will

    come to rest on a pile of sand.

    bCase 2: c = 0, Seepage down the slope

    Pore force U on sliding base due to pore

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    N = WN = b h coss

    ' cos tan ' ' tan 'FS =

    sin tan

    f s

    m sat s sat s

    b h a

    bh a a

    W

    s

    Pore force U

    h

    Seepage force parallel to slope

    Js = w b h i = w b h sins

    (i =h/l = s)

    Available shear strength:

    f= N tan = b h coss tan

    m = Wsins + Js = b h sins + w b h sins = ( +w)bh sins

    sat

    Pore force, U, on sliding base due to pore

    water pressure

    Case 2: c = 0,

    Seepage down the slope

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    almost only half the FS!

    ' cos tan ' ' tan 'FS =

    sin tan

    f s

    m sat s sat s

    b h a

    bh a a

    Seepage down the slope

    Effective normal force reduced less friction!

    At limit equilibrium, FS = 1

    ' tan ' 1tan = tan '

    2s

    sat

    a

    b

    Sh t t l t bilit fi d i d

    Case 3: TSA, c 0,

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    l = b / coss

    sin ( )sin= sin cos

    / cos

    s ss s

    s

    W a bh aTh a a

    l l b a

    2h =z =

    sin(2 )u

    s

    s

    a

    Ws

    h

    Short term slope stability, find-grained

    soils, Total Stress Analysis (TSA)

    Shear strength on l for TSA:

    s = 1/2 sin-1(2 su /h )

    l

    At limit equilibrium, FS = 1

    2

    FS = =sin cos sin(2 )

    u u u

    m s s s

    s s

    h a a h a

    zcr= hcr= 2 su /s = 45o min. value of z (or h)

    zcr(or hcr) = max. slope under short term loading

    Example 13.1 Infinite slope stability considering

    seepage

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    seepage

    s = ?

    Example Infinite slope stability considering seepage

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    s = cs = 30oStep 2: Determine max. slope under dry condition

    For FS =1.25, the safe slope is s

    = 24.8o

    Step 3: Determine max. slope under saturated condition

    For sand, cs not significantly affected by the wet or dry

    condition same s

    Example Infinite slope stability considering seepage

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    ' tan ' tan =

    s

    sat

    a

    s = 14o

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    Q1: A sand has a fiction angle of 24 . Determine the

    maximum slope angle impending failure (assuming infiniteslop failure). What is the safe slope for FS =1.25?

    s = = 24o s = ?(1)

    o

    -1 -1 os 24 =tan tan 19 6

    FS 1 25tan tan .

    .

    (2)

    Q2: Discharge from a dam cause tidal variation in the

    downstream river For a sand of fiction angle of 25o and

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    downstream river. For a sand of fiction angle of 25 and

    saturated unit weight of 18.8 kN/m3 that is subjected to thistidal variation (rapid drawdown at low tide), determine the

    maximum slope angle (infinite slop failure).

    ' tan ' tan =s

    sat

    a

    318.8 9.8 9 kN m

    -1 os

    9 =tan tan25 12 618 8

    ..

    Method of Slices

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    Bishops Method (1955):

    Assume circular slip plane

    Consider only moment equilibrium

    Neglect seepage forces

    Circular Failure Surface

    FBD of a slice

    Bishops Method (p578)

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    FBD of a slice

    Fy = 0

    Introduce porewater

    pressure ratio

    Mo = 0

    eq (13.18)

    Bishops Method (p578)

    ' tan( ')T N

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    FBD of a slice

    Substitute

    tan( ')FS =

    ff j j j

    m j j

    T N

    T T

    ' tan( ')

    FS

    j j

    j

    NT

    Into eq 13.18

    Solving for Nj

    take eq (13.26)

    Bishops Method (p578) FBD of a slice

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    Ignoring (Xj Xj+1)

    1% error, gives

    Bishops equation for ESA

    (Effective Stress Analysis):

    (13.30)

    Groundwater below

    surface ru = 0(13.31)

    Bishops Method (p578)

    Total Stress Analysis (TSA)

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    FBD of a slice

    cosFS =

    sin

    j

    u jf j

    m j j

    b

    s

    W

    (13.34)

    f= (su)j x lj

    Bishops equation for TSA:

    y ( )

    bj = lj cos j

    FS =

    sin

    u jf j

    m j j

    s l

    W

    Effect of tension crack:

    Modify the failure surface

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    Effect of tension crack on

    the slip surface

    Tension crack may be filled with water (reduce FS) Provide a channel for water to reach underlying soil layers

    Bishops method: Moment caused by

    hydrostatic pressure

    Method of Slices

    Procedures to determine FS of a slope using Bishop method

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    Procedures to determine FS of a slope using Bishop method.

    (1) Draw the slope to scale including the soil layers

    R

    O

    Phreatic

    surface

    (2) Draw a trial slip surface and identify its point of rotation (locate the

    phreatic surface).

    (4) Divide soil mass above the slip

    surface into a number of slices. Forease of calculations, try to make as

    many as possible of the same width.

    About 10 slides are satisfactory for

    most hand calculations

    1 23

    45

    6

    7

    8

    (3) If soil is clay, calculate the tension crack depth and sketch in a

    possible location of tension crack.

    Method of Slices

    Procedures to determine FS of a slope using Bishop method.

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    (5) Measure b, z and etc. Make a table as shown and record b, z,

    zw, and for each slice

    R

    O

    Phreatic

    surface

    1 23

    45

    6

    7

    8

    b

    equipotential

    line for slice 4

    zW

    z

    -+

    B width,

    z mean height,

    unit weight,zw vertical projection of the

    equipotential line (porewater

    pressure head)

    Method of Slices

    Procedures to determine FS of a slope using Bishop method.

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    RO

    Phreatic

    surface

    1 23

    45

    6

    7

    8

    b

    equipotential

    line for slice 4

    zW

    z

    -+

    (7) Divide the sum of last column by thesum of column 9 to get FS. If FS is not

    equal to the assumed value, reiterate

    until FS calculated and FS assumed

    are same or within a small tolerance(=0.01)

    (6) Calculate W = bz, ru = zw w/ z , assume a value of FS anddetermine mj from following equation or the chart shown in Fig 13.13.complete the calculations for the next 3 columns.

    Example 13.3 (p585) - Bishops Method

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    Homogenous soil

    su 30 kPa

    ' 33 deg.w 9.8 kN/m3

    sat 18 kN/m3

    zcr 3.33 m

    zs 4 m

    FS 1.06 assumed

    Example 13.3 (p585) - Bishops Method

    (1) Draw the slope to scale

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    (1) Draw the slope to scale

    (2) Find depth of the tension crack

    (3) Divide the slide mass into 9 slices

    (4) Set up a spreadsheet

    bR

    (4) Set up a spreadsheet

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    ESA TSA

    Slice b z W=bz zw ru mj Wsin W (1 - ru)tan' mj sub/cos

    m m kN m deg

    1 4.9 1 88.2 1 0.54 -23 1.47 -34.5 38.3 159.7

    2 2.5 3.6 162.0 3.6 0.54 -10 1.14 -28.1 54.6 76.2

    3 2 4.6 165.6 4.6 0.54 0 1.00 0.0 49.0 60.0

    4 2 5.6 201.6 5 0.49 9 0.92 31.5 62.1 60.7

    5 2 6.5 234.0 5.5 0.46 17 0.88 68.4 72.2 62.7

    6 2 6.9 248.4 5.3 0.42 29 0.85 120.4 80.1 68.6

    7 2 6.8 244.8 4.5 0.36 39.5 0.86 155.7 87.6 77.88 2.5 5.3 238.5 2.9 0.30 49.5 0.90 181.4 97.5 115.5

    9 1.6 1.6 46.1 0.1 0.03 65 1.02 41.8 29.6 113.6

    Sum 536.6 570.9 794.8

    FS 1.06 1.48

    zzw

    For ESA, assume a value of FS first

    Taylors Method slope stability for undrained shear strength, su (or cu)

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    Simple slopes

    Homogeneous

    - slopes are rarely homogeneous

    Failure occurring by rotation

    No surcharge/external loading

    No open water outside the slope

    Relative depth, nd

    Stability number, N0

    cos

    FS =sin

    j

    u jf j

    m j j

    bs

    W

    (13.34)

    Based on TSA and the following equation:

    Taylors Charts (1) Calculate nd = D0 / H0

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    0ou

    FSN H

    s

    Bedrock

    D0

    H0

    sUnit weight of soil =

    Shear strength = cu

    FS = FoS(2) Calculate

    (3) Read s from the Charts

    Example H0 = 10 m, D0 = 3 m, F = 1.25

    = 18 kN/m3, su = 30 kPa(1)

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    nd = D0/H0 = 3/10 = 0.3

    0

    1.25 (18 10)30

    7.5

    o

    u

    FSN Hs

    20

    (2)

    (3) Read s value at theintersection of nd and No

    Which of the following is not true for Taylor s method,

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    a) Slope failure depends on soil typeb) Slope failure depends on soil colour

    c) Slope failure depends on seepage

    d) Slope failure depends on slope geometry

    In Bishops method, the failure surface is

    a) Any shape

    b) Planar

    c) Circular d) Non-circular

    Which of the following is not true for Taylor s method,

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    a) used for Homogeneous soilsb) Not consider surcharge

    c) Rotation Failure

    d) ESA (Effective Stress Analysis)

    Which change can lead to slope failure?

    a) addition of vegetation cover on slope surface

    b) removal of material from the top of a slope

    c) addition of material to the base of a sloped) rise of water table in slope material

    Bearing Capacity of Soils and

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    Settlement of Shallow Foundations

    Muni Budhu - Soil Mechanics and Foundations

    2nd edition

    Dr Jie Li

    VERTICAL CENTRIC LOADS

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    Short-Term (TSA): qu = 5.14suscdc

    Long Term (ESA):

    qu = Df(Nq 1) sq dq + 0.5 B'N s d

    INCLINED LOADS

    Short-Term (TSA): qu = 5.14suic

    Long Term (ESA):qu = Df(Nq 1) iq + 0.5 B' N i

    Nq

    and Nrare all functions of (effective!)

    GEOMETRIC FACTORS

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    Choice of Strengths

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    SAND

    Clean sand

    c = 0 = c

    , ,

    CLAY

    Saturated, NC

    undrained (Short-Term) loading

    u = 0

    usually more critical

    drained (Long-Term) loading

    c,

    Problem Solving 9.6 A square footing, 3m wide, is located 1.5mbelow the surface of a stiff clay. Determine the allowable bearing

    capacity for short term condition if su 100 kPa and sat 20 kN/m3

    If

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    capacity for short term condition if su= 100 kPa and sat = 20 kN/m Ifthe footing were located on the surface, what would be the allowablebearing capacity? Use FS = 3.

    c

    B

    s 1 0 2 1 0 2 1 2L. . . dc = 1+0.33 tan-1

    (Df/B'), take as 1

    u u c cq 5 14 s s d 5 14 100 1 2 1 617kPa. . .

    Position 1 Df= 1.5 m:

    u

    a f

    q 617q D 20 1 5 236kPa

    FS 3.

    Position 2 Df= 0 m:

    u

    a f

    q 617q D 20 0 206kPa

    FS 3

    Problem Solving 9.7 A column carrying a load of 750 kN is to befounded on a square footing at a depth of 2 m below the ground surface

    in deep clay stratum. What will be the size of the footing for FS = 3 for

    ESA and TSA? The soil properties are = 28o = 18 5 kN/m3 and

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    ESA and TSA? The soil properties are p = 28o, sat = 18.5 kN/m3, andsu= 55 kPa. The ground water level is at the base of the footing but it is

    expected to rise to the ground surface during rainy seasons.

    c

    B 2 4s 1 0 2 1 0 2 1 2

    L 2 4

    .. . .

    . dc = 1

    Check both short and long-term cases

    (a) Short-Term (TSA)

    Assume B = 2.4 m

    u u c cq 5 14 s s d 5 14 55 1 2 1 339kPa. . .

    ,

    Applied stress = a750

    130 2 kPa2 4 2 4 .. .

    u

    a f

    q 339FS 3 0

    D 130 2 8 7 2.

    ' . .

    tan 28 2 'tan (45 / 2) 14.7q pN e

    (b) Long Term (ESA ) Problem Solving 9.7

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    N = 0.1054 exp(9.6p) = 11.5

    u 1q 8 7 2 0 13 7 1 53 1 21 8 7 2 4 11 5 0 6 1 0 513kPa2

    . . . . . . . . . .

    u

    a f

    q 513FS 4 6

    D 130 2 8 7 2

    .

    ' . .

    TSA governs, use B = 2.4 m

    sq = 1 + B/Ltan(p)=1+2.4/2.4 tan (28) =1.53

    Use Davis & Booker expression (p351):

    dr= 1

    sr= 1 0.4 B/L= 1 0.4 x 2.4/2.4 = 0.6

    dq = 1 + 2tan(p)(1-sin(p))2 tan-1(Df/B) =1.21

    (Table 9.1 p351)

    2nd edition

    1) Which analysis should be used to calculate the bearing capacity of

    a fine-grained soil?,

    A) TSA

    B) ESA

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    B) ESA

    C) Both TSA and ESA

    D) Finite Element Method

    2) Which analysis should be used to calculate the bearing capacity of

    a coarse-grained soil?,

    A) TSA

    B) ESAC) Both TSA and ESA

    D) Finite Element Method

    TSA: qu = 5.14 suscdc

    ESA: qu = Df(Nq 1) sq dq + 0.5 BN s dN

    qand N

    rare all functions of (effective!)