CISAC Overview 2007

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    &

    center for internationalsecurity and cooperation

    stanford universitycenter overview 20062007

    Insight ImpactKnowledge to Build a Safer World

    CISAC

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    photo: (cover) CISACco-director Siegfried Hecker visited with students in an English class at Middle School 1 in Pyongyang,

    during his fall 2006 visit to North Korea with John Lewis, CISACs founding co-director. (photo by John Lewis)

    Knowledge to Build a Safer World

    The Center for International Security and Cooperation (CISAC) is a multidisciplinary

    research center within the Freeman Spogli Institute for International Studies atStanford University.

    As an integral part of one of the worlds leading universities, CISACis committedto producing knowledge to build a safer world.

    CISACs research provides insight on current and emerging global threats, from

    different academic fields as well as from diverse practical and political perspectives.

    CISACuses this rich insight to make an impact, helping to build a safer world

    by actively engaging with policymakers worldwide.

    CISACextends its insight & impact by training the next generation ofsecurity specialists who will carry forward this important work.

    CISAC

    CISACs Mission

    To produce policy-relevant research on international security problems.

    To influence policymaking in international security.

    To train the next generation of security specialists.

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    cisac 1

    CISACPrograms

    Contents

    3 Letter from the Co-Directors

    4 Policy-Relevant Research

    10 Influencing Policy

    16 Training the Next Generation

    22 Honors Graduates

    24 Selected Publications and Presentations

    28 CISAC People

    30 Donors

    31 Financial Highlights

    CISACs Interschool HonorsProgram in InternationalSecurity Studies is buildinga cadre of professionalswho will help lead andinfluence policymaking foryears to come.

    Studying in Basra, Iraq,CISAC fellow David Patelfound Shia clerics inspirednew civic participationamong their followers afterSaddam Husseins defeat.

    Siegfried Hecker, CISACsnew co-director, trains a newgeneration of internationalsecurity experts at Stanford,while working with scientistsaround the world to securenuclear weapons materials.

    CISAC honors student SherriHansen interviewed formercombatants in Sierra Leoneto find out why some rebelgroups use child soldiersand others do not.

    pg 5 pg15 pg18 pg22

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    CISACs directing staff: Siegfried Hecker, co-director;

    Elizabeth Gardner, associate director for administration

    and external affairs; Lynn Eden, associate director for

    research; and Scott Sagan, co-director.

    There can be no lasting security without cooperationthe last C in CISAC.Siegfried Hecker and Scott Sagan, CISAC co-directors

    CISAC

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    Letter from the Co-Directors As the Iraqi situation continues to decline, Afghanistan slips

    backward, Russia is irritated by recent U.S. security moves in Eastern Europe, and Iran

    pushes ahead with its nuclear program, the United States is learning that there can be no

    lasting security without cooperationthe last C in CISAC.

    The Iraq Study Group, which had CISACs Bill Perry as a member, called for cooperation

    with Iran and Syria to reduce the risks of further escalation in the civil war in Iraq. In his

    Foreign Affairs article, Scott Sagan pointed to the need for the United States to cooperate

    with Russia, China, and the European powers to reduce Tehrans security fears, as a

    necessary step to diminish Irans incentives to acquire nuclear weapons. John Lewis and

    Sig Hecker returned from their latest trip to North Korea to help develop the cooperation

    for peace building and denuclearization. Steve Stedman, Jim Fearon, Jeremy Weinstein, and

    many of their students examined the kinds of multilateral cooperation that will be needed

    to address the interrelated problems of civil war, food scarcity, environmental degradation,

    and poverty in Africa today.

    In addition to the centers research on such key problems, we take great pride in watching

    the next generation of specialists grow. Predoctoral fellows complete their dissertations;

    postdoctoral fellows publish articles and books and move into influential jobs; and Stanford

    undergraduate honors students get turned on by international security challenges and

    decide to dig deeper in their future studies.This Center Overview shares just some of the highlights of the past years work by our

    faculty, fellows, and studentsthe insights they offer on security problems around the

    globe and the impact they have had on international policies. Youll also meet a few Friends

    ofCISAC as well as some researchers in residence at the center in 20072008 who will

    continue to make CISAC a vibrant success.

    We hope this review heightens your interest in CISAC. We invite you to visit the center,

    participate in our seminars and workshops, and contribute to our efforts to solve international

    security problems. Come watch our next generation of specialists grow. We know you

    will be impressed by their enthusiasm and dedication. We thank the foundations, national

    laboratories, companies, and many private individuals whose generosity helps make thiswork possible. And we very much welcome newcomers to the center.

    Siegfried S. Hecker Scott D. Sagan

    letter from the co-directors cisac 3

    Center for International Securityand Cooperation

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    CISACs policy-relevant research provides insight on current and emergingglobal threats, from different academic fields as well as from diverse practical

    and political perspectives.

    Sherri Hansen, 2007 CISAC honors graduate, with children of

    research colleagues in Sierra Leone, where she did field research

    in summer 2006. Her thesis won the William J. Perry Award.

    Insight

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    Sherri Hansen

    Explaining the Use of Child Soldiers

    Why do some rebel groups use child soldiers, while others do not? In research for her CISAC

    undergraduate honors thesis, Sherri Hansen found a lot of reasons advanced poverty,

    low education levels, high rates of orphanhood among the child recruits, or perhaps an

    abundance of small arms that children could easily handle.

    But these reasons did not explain why two otherwise similar armed groups would make

    very different choices about employing childrenas was the case with the Revolutionary

    United Front (RUF) and Civil Defense Forces (CDF) in Sierra Leone.

    To understand each groups reasoning about the use of children in war, Hansen traveled

    in summer 2006 to Sierra Leone, where she interviewed 60 former combatants, including

    former child soldiers and mid-level commanders. Hansen got in touch with her interviewees

    through PRIDE, a non-governmental organization that does advocacy for ex-combatants.

    The organization had previously served as a local survey partner for Hansens thesis advisor,

    Jeremy Weinstein, a political science professor affiliated with CISAC, when he interviewed

    ex-combatants in Sierra Leone.

    The RUF and CDF emerged in similar conditions, Hansen said, but they had different

    uses of child soldiers. The RUF forcibly recruited children and employed them in combat.The CDF used a small number of children and in less dangerous support roles.

    She found a cost-benefit analysis underlying the groups decisions. Although the forcible

    recruitment of children is often explained in terms of its military utility, it also carries a

    high social cost, she said. Using children, especially in combat, would cost a group social

    support from its community, which would have to be weighed against benefits such as a

    monetarily cheap, malleable labor force.

    For the RUF, an opportunistic rebellion that grew out of a student revolution, forcing

    children into combat was a rational strategy, because [the RUF] didnt have to marshal

    civilian support and didnt necessarily want it, Hansen explained. The RUF could afford

    the high social cost of using child conscripts, because it looted local resources, includingdiamonds, to support itself.

    The CDF, on the other hand, collaborated with civilians and relied heavily on community

    support. The group did not risk losing that support by committing children to combat.

    Current international prohibitions against using child soldiers have little effect on groups

    that are not bound by social support or norms, Hansen pointed out. She recommended

    treating the use of child soldiers as a war crime, in and of itself, to help enforce the

    prohibitions. The extensive presence of children in an armed force is easier to prove than

    [showing] commanders had knowledge of atrocities individual soldiers were committing.

    She added that criminalizing the practice in this way would also pressure national

    governments to refrain from supporting militias that use child soldiers.

    policy-relevant research cisac 5

    Policy-Relevant Research

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    photo: CISACfaculty member Jeremy Weinstein explored connections betweenAIDSand sub-par governance in Uganda.

    6 cisac policy-relevant research

    Deadly Connections

    Understanding Links Among Diverse Threats

    Why do civil wars occur in the poorest states? How could global climate change worsen the

    spread of malaria and dengue fever in some regions? Does hunger breed armed conflict?

    CISAC and FSI senior fellow Stephen Stedman found claims linking threats such as civil

    war and poverty but little systematic study of these connections, as he directed research

    for the United Nations High-Level Panel on Threats, Challenges, and Change in 20032004.

    Rosamond Naylor, also an FSI senior fellow, was thinking along similar lines as she

    started the Program on Food Security and the Environment (FSE), a joint program between

    FSI and the Woods Institute for the Environment. She designed FSE to bring together

    experts in climate science, medicine, economics, and other fields to seek innovative

    solutions to global hunger.Naylor and Stedman collaborated to start Deadly Connections, a research project directed

    by Naylor under the FSE program, to investigate links among a range of security threats.

    In 20062007, its first year, the project convened political scientists, economists, medical

    doctors, agriculturists, and climate scientists to explore policy issues for potential collaborative

    study. In a series of six meetings, they examined connections between war and disease,

    water quality and disease, scarcity and civil strife, poverty and civil war recruitment.

    Jeremy Weinstein, an assistant professor of political science affiliated with CISAC and

    Stanfords Center on Democracy, Development, and the Rule of Law (CDDRL), presented

    evidence of an often-claimed connection between AIDS and social instability or sub-par

    governance, from his study of Uganda. Like other presenters, he noted the need for furtherresearch in Uganda and elsewhere, to clarify points he had not resolved.

    Knowing how and why HIV/AIDS undermines stability is essential for thinking about

    policy responses, Weinstein said.

    In the years final session, David Battisti, an atmospheric scientist at the University of

    Washington, spoke on climate change in conflict-prone countries in Africas Sahel, a wide

    band between the Sahara and more tropical regions to the south. He noted that climate

    change models predict the Sahel will warm to levels far beyond those experienced before,

    likely posing a severe threat to the regions mainly agricultural societies.

    I had not seen global climate change as something that might bear directly on politics in

    countries I study in Africa, said James Fearon, a political science professor affiliated with

    CISAC and CDDRL. But due to David Battistis presentation Im now thinking otherwise.

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    photo: FormerCISACco-director William Perry advised Sheena Chestnut on her influential 2005 CISAChonors thesis,

    The Sopranos State? North Korean Involvement in Criminal Activity and Implications for International Security.

    cisac 7policy-relevant research

    Sheena Chestnut

    Preventing North Koreas Smuggling Networks from Expanding to Nuclear Trade

    In her 2005 CISAC honors thesis, Sheena Chestnut suggested that North Korean counterfeiting

    and trafficking operations pose a serious international security concern, as they could be

    expanded without detection for use in smuggling nuclear-weapons-related materials or

    technology to other nations or terrorists.

    While Chestnut pursued a masters degree in international relations at Oxford University

    on a Marshall Scholarship, her thesis, The Sopranos State? North Korean Involvement

    in Criminal Activity and Implications for International Security, which the Nautilus Institute

    published online in 2005, was being quoted in policy circles. It was cited in an April 2006

    U.S. Senate subcommittee hearing on illicit activity funding the North Korean regime and,

    in Seoul, the South Korean government drew from Chestnuts thesis in a presentationbefore the national assembly in early 2006. In July 2006 a New York Times magazine article

    referred to the thesis, as did a Time article in July 2007.

    The influence of Chestnuts research can only be expected to increase now that it appears,

    revised and updated, in the summer 2007 International Security, a leading scholarly journal

    that is highly influential in policy debate.

    In the article, Chestnut, now a doctoral student in government at Harvard University,

    outlines conditions that might lead the Democratic Peoples Republic of Korea (DPRK) to

    engage in illicit nuclear tradea possibility that CISAC co-director Siegfried Hecker and

    former co-director William Perry, among others, have indicated as the greatest security

    threat posed by North Koreas nuclear weapons program.The DPRK is more likely to sell nuclear material or technology to prevent its situation from

    deteriorating untenably, rather than simply to make a profit, Chestnut said. Paradoxically,

    measures intended to constrict DPRK smuggling capabilities, by cutting off the leaderships

    illicit flow of hard currency, may actually increase its motivation to conduct a sale.

    Chestnut posits that deterring North Korean transfer of nuclear materials is within

    policymakers means. Counter-smuggling and nonproliferation efforts should be part of a

    comprehensive security strategy, she said.

    Although halting proliferation and stopping criminal activity can sometimes be in tension

    with each other, Chestnut commented, as weve seen in the past year of dealing with

    the DPRK, we cant have a successful policy that doesnt incorporate both aspects, and its

    possible to make them complement rather than compete with each other.

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    Interview with Jacob Shapiro

    Finding Ways to Exploit Terrorists Weaknesses

    Jacob Shapiro studies economic motivations in terrorist organizations and the organizational

    challenges terrorists face. Armed with a better understanding of these factors, policymakers

    can pursue strategies that will exploit terrorists weaknesses, he explains.

    As a CISAC predoctoral fellow, Shapiro advised Department of Homeland Security officials

    on revising the multilevel alert system and critiqued TOPOFF-3, a federally organized

    terrorism-response exercise. He joined the Combating Terrorism Center at West Point as an

    affiliate, collaborating on the analysis of documents captured from terrorists. A former

    Navy officer, Shapiro completed his dissertation, The Terrorists Challenge: Security, Efficiency,

    Control, and earned his masters in economics and PhD in political science from Stanford.

    He joins the faculty at Princeton Universitys Department of Politics in winter 2008.

    Q: What impact do you hope your research will have, and on whom?

    Id like to build a greater appreciation among both policymakers and the public for how

    normal [terrorist] groups are. When we treat these groups as special, we do two negative

    things. First, we blind ourselves to certain opportunities for degrading their ability to conduct

    attacks. Second, we greatly exaggerate the threat. These are organizations made of normal

    human beings, with all the frailties, personality conflicts, and disagreements that implies.

    They face a very hard task, and we should not expect them to be any better than other

    organizations operating in similarly difficult environments.

    Q: How did you get involved with the Combating Terrorism Center at West Point? What doesyour work with the center involve?

    A close friend, Lt. Col. Joe Felter, took over as director of the CTC after finishing his PhD in

    political science here at Stanford. He asked me to help out with its first report analyzing

    the U.S. governments database of captured al-Qaida documents something called the

    Harmony Database.

    Our first report laid out why al-Qaida was trying to become so bureaucratic before the

    invasion of Afghanistan and why it was doing so. Our analysis stresses that, by their nature,

    terrorist organizations such as al-Qaida face difficulties in almost any environment.

    Many of their problems are common to other types of organizations. For example, leaders

    must delegate certain duties to middlemen or low-level operatives, but differences in

    personal preferences between the leadership and their operatives can create problems for

    photos: (above) Jacob Shapiro analyzed captured al Qaida documents, assembled

    in a database at West Points Combating Terrorism Center. (right) Al Qaida kept

    employee training and education records, including student identification cards, such

    as this one for Said Bakar. (Harmony Database, Combating Terrorism Center)

    8 cisac policy-relevant research

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    the organization. To combat threats

    posted by al-Qaida, we emphasize

    aggravating existing conflicts among the

    groups members.

    Our second Harmony report just

    came out. In it we analyzed al-Qaidas

    experiences in the Horn of Africa.

    I am helping frame and understand

    what were seeing in the data, be it

    internal correspondence from al-Qaida or

    statistical patterns of violence in Iraq.

    Q: Could you say a little about how your

    Navy service may inform your research?

    It makes me much more sensitive to

    framing questions in ways that are useful

    to policymakers. Often in social science

    theres a tension between using concepts

    that are theoretically solicitous and

    concepts that have clear practical impli-

    cations. My experiences lead me to err on

    the side of practical implications.

    Also, it made me very aware of how

    important organizations are. The Navyis a fascinating conglomeration of

    organizations with distinct cultures that

    are independent for much of their

    training cycle but must operate in an

    integrated fashion when they deploy.

    Seeing that certainly made me more

    attuned to how much internal structures

    influence organizational behavior.

    cisac 9policy-relevant research

    Karen and Mo ZukermanSupporting Interdisciplinary Synergies

    Karen D. Zukerman holds an AB (anthropology)from Stanford University and an MA (archaeology)from New York University. She is a trustee ofEarthwatch Institute, serves on The Council of

    Fellows at the Morgan Library, and sits on theCISAC Advisors Group. Morris E. Zukerman is thepresident of M.E. Zukerman & Co. in New Yorkand chairman of M.E. Zukerman Investments inLondon, has served on the boards of Harvard,Phillips Academy Andover, and The SpenceSchool, and is an honorary fellow of KingsCollege, Cambridge University.

    Q: How did you learn about CISAC?Our daughter, Sarah 03, took part in the CISAChonors program, and we found it remarkablethat undergraduate education would include an

    interdisciplinary program on issues of inter-national affairs. Even more remarkable was theopportunity presented to undergraduates tointeract with scholars in many fields and to workwith mentors in positions of distinguishedgovernment service. The inherent synergies ofthis access struck us as a seminal way forwardand offered us an opportunity to witness itsinspiration on the students in the program.

    Q: Why do you support CISAC?We think it is important that the work of thecenter is nonpartisan. At a time when govern-

    ments in America and around the world find itdifficult to formulate credible assessments andpolicies to address the problems of our time,the university and the center gather the bestthinking to seek peaceful resolution to themany conflicts around the globe. Diplomacyalone without the guidance of scholars withbackgrounds in history, language, law, science,and culture will be hard pressed to offer singularsolutions. CISACs work inspired the establish-ment of The Zukerman Fellows, who willbecome the next generation of scholars andpolicy experts to build a more peaceful world.

    photo: Karen Zukerman andCISACs Stephen Stedman.

    When we treat [terrorist] groups as special, we do twonegative things. First, we blind ourselves to certainopportunities for degrading their ability to conductattacks. Second, we greatly exaggerate the threat.

    Jacob Shapiro, CISAC predoctoral fellow

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    CISACs John Lewis and colleagues, including CISACs current

    co-director Siegfried Hecker, inside the control room of the

    5-megawatt (electric) nuclear reactor at Yongbyon, Democratic

    Peoples Republic of Korea, in 2004. (DPRK) (Inset) The nuclear

    facilities at Yongbyon. (Digital Globe-ISIS)

    CISAC makes an impact, engaging with leaders worldwide and influencingpolicy that will build a safer world.

    Impact

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    influencing policy cisac 11

    Influencing Policy

    CISAC Scholars Set the Stage for Resumed Negotiations with North Korea

    The Democratic Peoples Republic of Korea conducted missile tests in July 2006, followed by

    its first nuclear weapon test on October 9. At the end of that month, it announced it would

    return to the six-party negotiations with China, Japan, Russia, South Korea, and the United

    States stalled since September 2005to discuss denuclearization of the Korean peninsula.

    Siegfried Hecker, CISAC co-director; John Lewis, director of the Project on Peace and

    Cooperation in the Asian-Pacific Region at CISAC; and Robert Carlin, a CISAC visiting

    scholar, were in Pyongyang on October 31, when North Korea announced its interest in

    resuming the six-party talks.

    And in March 2007, as DPRK vice foreign minister Kim Kye Gwan headed to New York to

    meet with U.S. assistant secretary of state Christopher Hill, he requested a private, two-day

    meeting with Lewis, Hecker, Carlin, and a small group of colleagues.

    For North Korea, bilateral talks with the United States were key to making multilateral

    talks work. As Lewis briefed U.S. officials privately and later summed up in a Washington

    Post op-ed with Carlin, Above all, [North Korea] wants, and has pursued steadily since 1991,

    a long-term, strategic relationship with the United States.

    Kim told his West Coast hosts that he credited Lewis with bringing U.S. officials around

    to negotiating with North Korea and was pleased that Washington had decided to engagethe DPRK directly. That decision was formalized in a six-party agreement on February 13,

    and the meeting in March was the first step in implementing that agreement.

    Diplomacy is not a reward, Lewis says. Its a way you get things done.

    After their DPRK visit October 31November 4, 2006, Lewis and Hecker shared their

    insights with policymakers. Hecker and Carlin then gave a public briefing in Washington,

    with Jack Pritchard, a Korea expert who had been on the trip.

    We should not discount the success of their nuclear [weapon] test, Hecker said. However,

    I believe they are still a long way from having a missile-capable nuclear design, added the

    emeritus director of Los Alamos National Laboratory. This was Heckers third time visiting

    North Korea and meeting with the director of its main nuclear facilities.Hecker estimated North Koreas ability to make plutonium fuel for weapons remains

    about one bombs worth per year, with their 5-megawatt (electric) nuclear reactor. A

    50-MW(e) reactor with a capacity 10 times greater than the one now operating was left

    unfinished under the 1994 DPRKU.S. Agreed Framework. Hecker found out that the DPRK

    is having difficulties completing the reactor and that it would be several years before the

    reactor could be completed, if at all.

    Carlin said the streets of Pyongyang were crowded with cars, trucks, and motorcycles.

    There were well-dressed people on the streets like I hadnt seen before, said the former

    government analyst who has traveled to North Korea 26 times since the 1970s.

    We heard from them that they realize a country that cannot successfully carry on

    international trade is a country that cannot develop and survive, Carlin said.

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    12 cisac influencing policy

    Dave Ryan and Lauren Young

    Mobilizing Students to FightAIDSin Africa

    Dave Ryan and Lauren Young concluded their CISAC undergraduate honors theses with

    policy recommendations, some of which are already on the desks of policymakers, according

    to CISAC and FSI senior fellow Stephen Stedman, who co-taught the program.

    But these two honors students are making an impact beyond their policy-oriented CISAC

    work, as Ryan takes over this fall as executive director ofFACE AIDS, a nonprofit organization

    that Young co-founded with two Stanford classmates in 2005.

    With a mission to mobilize and inspire students to fight AIDS in Africa, the organization

    has opened more than 150 chapters at colleges and high schools nationwide and has raised

    more than $750,000 to fund comprehensive health care by Partners in Health in Rwanda

    to mitigate the AIDS epidemic.Among its education and fundraising activities, FACE AIDS distributes beaded AIDS-ribbon

    pins, which provide an income to the AIDS support group members in Zambia who make

    them by hand. The pins raise awarenessfor AIDS testing, in communities where they are

    made, and for AIDS support, on U.S. campuses where they are distributed.

    Young and classmates Katie Bollbach and Jonny Dorsey came up with the idea for FACE

    AIDS while working in a refugee camp in Mwange, Zambia, in summer 2005. The trio took

    a year off from their Stanford studies to establish the nonprofit.

    Young sees social justice as a central theme in her CISAC honors researchassessing the

    World Banks approach to helping nations rebuild after warand her work with FACE AIDS.

    Ryan, who first came to CISAC as a freshman research assistant to CISAC associatedirector Lynn Eden, finds a significant connection between AIDS and international security,

    including nuclear nonproliferationhis thesis topic. States suffering from the poverty,

    orphaning, and disorder that AIDS helps create can become attractive locations for terrorist

    training camps, black-market nuclear weapons proliferation, and general violence and

    instability that can spread beyond national borders, he explained.

    FACE AIDS new executive director says he looks forward to expanding [the organizations]

    national presence by adding chapters and improving its use of media.

    But it is most inspiring for me to hear the personal stories of students for whom FACE

    AIDS has changed their career paths, inspired them to travel to Africa, or even just broadened

    their awareness of the issue, Ryan said. These stories coming from across the country

    are how we know we are achieving our mission.

    photos: (above) CISAChonors student Lauren Young (right) and fellow Stanford

    student Jonny Dorsey, in Zambia, with the late Mama Katele, who inspired the

    students to start a national nonprofit to fightAIDSin Africa. (FACE AIDS) (right)

    Young with CISAChonors graduate Dave Ryan, now FACE AIDS executive director.

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    The Way Forward in Iraq

    By any reasonable definition, Iraq is in the midst of a civil war, the scale and extent of

    which is limited somewhat by the U.S. military presence, James Fearon, a Stanford political

    science professor affiliated with CISAC, told the Subcommittee on National Security,

    Emerging Threats, and International Relations of the House Committee on Government

    Reform in September 2006.

    News media drew on Fearons congressional testimony, echoing his warning about the

    likely failure of an attempt to divide the countrys land or resources among Sunnis, Shiites,

    and Kurds. Some news organizations began to call the fighting in Iraq a civil war, citing the

    research of Fearon and David Laitin, also a CISAC-affiliated political science professor.

    Former defense secretary William Perry, co-director of the Preventive Defense Project at

    CISAC, served as a member of the bipartisan Iraq Study Group, formed at Congress request.Headed by James A. Baker III, former secretary of state, and Lee H. Hamilton, former U.S.

    representative, the group advocated new and enhanced diplomatic and political efforts

    in Iraq and the region, and a change in the primary mission of U.S. forces in Iraq that will

    enable the United States to begin to move its combat forces out of Iraq responsibly.

    Perry testified in January before both Senate and House armed services committees.

    He reinforced the study groups call for a change in mission, a reinvigoration of diplomacy

    in the region, a strengthening of the Iraqi government, and the beginning of troop

    redeployments.

    FSI colleague Larry Diamond, who served as a senior advisor to the Coalition Provisional

    Authority in Iraq, joined Perry and Fearon at the end of January for a panel discussion,Iraq: The Way Forward, hosted by CISAC. At the standing-room-only forum, all three experts

    argued against sending more troops to Iraq.

    The U.S. presence in Iraq and its support of the Iraqi government placed the United States

    in the position of siding with the Shia in the ongoing civil war, Fearon argueda position he

    called morally dubious and not in the long-term interest of the United States.

    In the March 2007 issue ofForeign Affairs, Fearon suggested that the United States

    would do better to withdraw troops from the country so that it could balance Iraqs factions

    and help effect an equitable resolution among them.

    Thom Shanker, the New York Times national security and foreign policy correspondent,

    delivering CISACs annual Drell Lecture, added that military officers saw their success in

    Iraq as tied to wider diplomatic and political efforts in the country and the region.

    photo: FollowingCISACs panel discussion, Iraq: The Way Forward, Larry Diamond, coordinator of the democracy

    program at FSIs Center on Democracy, Development, and the Rule of Law, fielded questions from reporters.

    cisac 13influencing policy

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    Brian Burton

    Why the New Counterinsurgency Doctrine Isnt the Answer

    In Iraq

    Brian Burton studied the U.S. militarys approach to the

    war in Iraq and found its doctrine ill-matched to the task.

    In his CISAC honors thesis, Counterinsurgency

    Principles and U.S. Military Effectiveness in Iraq, Burton

    found that what has been hailed in the press as a new

    counterinsurgency strategy is not really new. The

    militarys new manual echoes a mid-20th century strategy

    to clear, hold, and buildto defeat the insurgents,

    secure territory, and rebuild infrastructure to support afunctioning society.

    The fact that the doctrine is outdated is almost beside

    the point, though, according to Burtons research. It

    doesnt begin to address the situation in Iraq, which bears

    little resemblance to insurgencies of past decades.

    The doctrine doesnt address the sectarian violence,

    the political violence, the international terrorism, or

    criminality present in Iraq, Burton said.

    Nor is the U.S. military equipped, configured, or trained

    to perform the kind of nation-building mission that Iraqwould require, he found, as he surveyed military sources

    and interviewed officers who were experts on the doctrine

    and had served in Iraq.

    Theres a real mismatch between the type of campaign

    the U.S. is trying to wage and the means it used to carry

    it out, he said. Whats needed is an integrated nation-

    building doctrine that emphasizes civilian, not just

    military, capabilities, he concluded.

    Now pursuing a masters degree in security studies at

    Georgetown University, Burton plans to elaborate on his

    thesis in a book, in collaboration with another scholar.

    photo: Brian Burton, 2007CISAChonors graduate and Firestone

    Medal winner.

    14 cisac influencing policy

    Pierre R. SchwobSupporting Insight and Outreach

    Pierre R. Schwob was born in America andraised in Geneva, Switzerland. He has taughtcomputer science, licensed his intellectualproperties in radio data and internet technolo-

    gies, and written books on chess, calculators,and history. Schwob currently directsClassicalArchives.com, the largest classicalmusic site on the internet.

    Q: What international/national security issuesmost concern you?

    The wayward and costly invasion of Iraq at theexpense of a stable Afghanistan; the intentionaland grotesque rejection of alternative planningfor post Iraq-victory; the unwillingness to talk toour adversaries; the abandonment of the Agreed

    Framework with North Korea; the misrepresen-tation or censorship of scientific data; and theloss of Americas prestige abroad are some ofthe examples of what I find lamentable.

    Q: What provides you with hope?The American genius is expressed partly by itsunique ability to regenerate, to reinvent itself.We will need the wisdom and intelligence suchas that demonstrated so brilliantly by the peopleat CISAC and the Kavli Institute for ParticleAstrophysics and Cosmology, which I also sup-port at Stanford, to redress our course and to

    avert potentially catastrophic disasters that maythreaten our societies and civilization.

    Q: Why do you support CISAC?Nothing has made me more optimistic thanmeeting the wonderfully talented and thoughtfulpeople at CISAC. One cannot be but humbledwhen listening to Bill Perry, Scott Sagan, orany of their distinguished colleagues. I feelparticularly fortunate to know them and to havebeen able to support some of their endeavorsparticularly with regard to their outreach efforts.

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    photos: (left) David Patel, 20062007CISACfellow, studied Islam and politics

    during an eight-month stay in Iraq. (above) Patel and an Iraqi friend, at the

    grave of Grand Ayatollah Mohammad Mohammad Sadiq al-Sadr (Muqtada

    al-Sadrs father) in Najaf.

    cisac 15influencing policy

    David Patel

    Illuminating the Role of Islam in Iraqs New Political Culture

    To study Islamic and political institutions in the Middle East, David Patel read deeply in his

    subject and became fluent in Arabic. He also immersed himself in Iraqi culture by living in

    Basra during the most perilous moments of Iraqs history, as Patels dissertation advisor,

    David Laitin, points out.

    He has been an invaluable national resource in sharing his findings on and his interpre-

    tations of events taking place in Iraq today, said Laitin, a Stanford political science professor

    affiliated with CISAC and the Center on Democracy, Development, and the Rule of Law.

    Patel made time for interviews with reporters, such as National Public Radios Michele

    Kelleman, and to serve as a consultant to the U.S. government while completing his PhD

    and conducting research as a fellow at CDDRL and CISAC.He analyzed the relationship of religious and political institutions, which Laitin noted is

    a central theme in political science today and also a fundamental concern in policy.

    I realized that for better of worse, Iraq was going to be the defining experience in the

    Middle East for some time, said Patel, who is now an assistant professor of government

    at Cornell University.

    A visit with a friend doing relief work in Iraq in September 2003 provided him with a unique

    research opportunity. Iraq served as a natural experiment for studying Islams role in

    political action, Patel explained, as the state disappeared but Islamic institutions stayed

    after the defeat of Saddam Husseins government.

    Services collapsed everywhere at the same time, he said. His visit stretched to aneight-month stay in Basra during the Coalition Provisional Authority era. He observed

    the way Islamic clericsspecifically the hierarchically organized Shiainspired civic

    participation that didnt exist in Iraq under Saddam Husseins rule. Patel found Shiite clerics

    Friday sermons gave Iraqi citizens the wherewithal to organize and resume services, such

    as trash collecting.

    Patel traveled around Iraq freely by car, and his facility with Arabic enabled him to meet

    and befriend locals. That changed in April 2004, with the first uprising of Shia forces loyal

    to Muqtada al-Sadr. Increased violence in the country forced Patel to leave.

    Under extremely challenging conditions, [Patel] has made himself into one of a very

    small number of experts on Iraqi politics, said Professor James Fearon, a CISAC and CDDRL

    political scientist with whom Patel studied.

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    CISAC extends its insight and impact by training the next generation ofsecurity specialists who will carry forward this important work.

    Katherine Schlosser receives her honors certificate from CISAC senior

    fellow Stephen Stedman. CISAC senior research scholar Paul

    Stockton, who led the 20062007 program with Stedman, looks on.

    Insight & Impact

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    Katherine Schlosser

    How an RNA Test Could Help Save Lives In a Bioterror Attack

    In her CISAC honors thesis, biology major Katherine Schlosser found that gene expression

    analysis, a technique advanced in the last 10 years, could form the basis of an early warning

    system for bioterror attacks or disease outbreaks.

    Experts agree that early detection of a disease is the key to mounting an effective public

    response to an outbreak, whether the cause is deliberate, as in a terrorist attack, or natural,

    as in a flu epidemic.

    Traditional clinical diagnosis, based on a patients symptoms, will never be able to

    detect an attack or outbreak faster than the time it takes for the first patient to become ill

    and visit health-care facilities, Schlosser explained. Gene expression has the potential to

    allow diagnosis during the presymptomatic period, before people know they are sick.

    Rather than testing blood for specific pathogens, doctors could test a few drops of blood

    for a variety of diseases at once by examining cells gene expression, the process that turns

    RNA information into proteins. Scientists have begun to note patterns in gene expression

    that signal the presence of cancer or infectious diseases such as malaria or smallpox.

    It is important to start envisioning a system for implementing this technology as soon

    as possible, Schlosser said. She suggested the RNA test be used for routine screening ofblood samples collected during medical examinations, to provide early warning of dangerous

    infectious diseases.

    As researchers are compiling a comprehensive library of patterns, policymakers can

    prepare a routine screening system to implement as soon as the technology is ready,

    she noted.

    Schlossers thesis advisor, Dean Wilkening, who directs CISACs science program, said

    her research provides a clear articulation of the scientific merits and practical benefits

    associated with this technology. He added that it is suitable for policymakers interested

    in the dual questions of detecting emerging infectious diseases and bioterrorism in a

    timely manner.I hope that my research will inspire more funding for the work with DNA microarrays

    that is ongoing, Schlosser said. I have always thought that it was important for scientists

    to be involved in policy about scientific issues. Bioterrorism seemed like a place where I

    could start doing that.

    Now enrolled in a joint MD-masters of public health program at Case Western

    Reserve University, Schlosser is interested in studying infectious diseases and working

    in global health.

    Training the Next Generation

    training the next generation cisac 17

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    Siegfried Hecker

    CISACs New Co-Director

    For 11 years, Siegfried Hecker was responsible for certifying annually the safety and security

    of three-quarters of the nations nuclear arsenal, as director of Los Alamos National Laboratory

    from 1986 through 1997. He also directed a broad spectrum of defense and civilian research.

    Now Los Alamos laboratorys emeritus director is fulfilling a long-held dream of being

    a professor. In January 2007 he became CISACs fifth science co-director, a senior fellow

    at FSI, and professor (research) in the Stanford School of Engineerings Department of

    Management Science and Engineering.

    During his tenure as director at Los Alamos, Hecker helped Russia and other states of

    the former Soviet Union improve the security of their nuclear materials and nuclear facilities

    by building lab-to-lab relations with his counterparts across the former Soviet Union.He continues that work today and has made nearly 40 trips to Russia. He has also met

    with nuclear experts in other nations, including the Democratic Peoples Republic of Korea

    (DPRK), Pakistan, and India.

    I seek collaboration with nuclear scientists around the world to reduce nuclear

    dangersparticularly those associated with lack of security of nuclear materials, Hecker

    said. My aim is to help countries secure their nuclear materials and keep them out of

    the wrong hands.

    On visits to North Korea with CISAC colleague John Lewis, Hecker met with the director

    of the DPRK nuclear program and toured the nuclear facilities at Yongbyon.

    In fall quarters of2005 and 2006, as a visiting professor at CISAC, he co-taught Technologyand National Security with CISAC colleague and former defense secretary William Perry.

    Last spring he taught Nuclear Weapons, Terrorism, and Energy, a sophomore seminar. Both

    courses are offered by the Department of Management Science and Engineering.

    Hecker had an offer to teach at the University of Illinois after earning his PhD in metallurgy

    at Case Western Reserve University. But a postdoctoral position at Los Alamos led him to

    pursue a research career outside academe.

    By his account, he was drawn to Los Alamos by its geography as well as by the professional

    opportunity it offered.

    I grew up in Austria on skis, Hecker said, and came to the U.S. at age 13to Cleveland,

    Ohio, where there was hardly a hill in sight. Los Alamos lay at 7,300-feet elevation, with its

    own ski area, and close to Sante Fe and the famed Taos ski resort.

    photo: (left to right) William Perry, formerCISACco-director, with current co-directors Scott Sagan and Siegfried Hecker.

    18 cisac training the next generation

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    Hecker took a summer research assistant position at Los Alamos and honeymooned with

    his wife, Nina, in the mountains. After postdoctoral research at Los Alamos, he worked for

    a time at General Motors Research Laboratories, where he studied steel and aluminum,

    before returning to Los Alamos as a technical staff member.

    There he developed an infectious enthusiasm for his new subjectplutonium, the most

    complex element in the periodic table.

    I tried to understand why plutonium defies most conventional metallurgical and physics

    wisdom. The nuclear properties and role of plutonium in nuclear weapons came much

    later, he said.

    Selected to head the laboratory, he looked to Norris Bradbury, the laboratorys second

    director, for an understanding of the institutions role. Hecker recalls Bradbury saying,

    We dont build bombs to kill people. We build them to buy time for political leaders to

    learn to resolve their differences.Hecker is still guided by that vision, he says, as he advises administration officials and

    members of Congress and trains a new generation of technical and political experts on

    nuclear and international security issues.

    cisac 19training the next generation

    Michael Sulmeyer,

    2002 CISAC Honors GraduateHow I Came to CISAC

    I remember stumbling in late to a lecture in Cubberly auditorium. The course was the old PS 138,

    International Security in a Changing World. I hadnt a clue about international security, but I was blown

    away listening to Dean Wilkening describe the three different layers of a national missile defense

    system. I didnt know you could study something like that. This was a real treat. I went on to take as

    many courses as I could from CISAC-affiliated faculty and was first in line to sign up for the new

    CISAC undergraduate honors program.

    Sulmeyer is now a PhD candidate in politics and international relations at Oxford University. Prior

    to graduate school, he spent a year working at the Pentagon and was detailed for several months to

    the Coalition Provisional Authority in Iraq.

    My aim is to help countries secure their nuclear materials and keep them out of thewrong hands.

    Siegfried Hecker, CISAC co-director

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    Alisa Carrigan

    Using Science and Social Science to Solve Security Problems

    From its founding by physicist Sidney Drell and political scientist John Lewis, CISAC has

    fostered collaboration among scientists and social scientists to tackle security problems

    that cant be solved with the tools of a single academic field.

    Alisa Carrigan is one researcher who embodies that interdisciplinary spirit.

    Carrigan, a 20062007 CISAC predoctoral fellow, earned her PhD in war studies from

    Kings College in London. Her dissertation, The Best Knowledge Money Can Buy, examines

    how nations build nuclear weapons expertise and offers recommendations for preventing

    the spread of this expertise to illicit programs.

    Nonproliferation experts seem to think that, for any number of reasons, proliferating

    states will try to recruit foreign scientists and engineers to work on their nuclearprograms, Carrigan said. And we have put in place a number of policies and programs

    that try to stop the recruitment of un- or under-employed scientists, like those in the

    former Soviet Union.

    To the contrary, Carrigan found that nations did not build nuclear expertise by recruiting

    foreigners. Instead, they sent their own people abroad for technical training.

    After the Cold War, the U.S. and international communities were so busy looking for

    Russians being recruited away from Russia that we didnt pay any attention to who was

    coming into Russia and for what purpose, she said.

    She suggests tightening export controls to include expertise as well as materials for

    making nuclear, biological, or chemical weapons, to ensure that technical assistance isntbeing diverted into covert programs.

    As a government and psychology major in college, Carrigan said she began interpreting

    technical matters during a summer internship with the public affairs office at Lawrence

    Livermore National Laboratory. I had to make science understandable to the public, she

    said. Id go to the scientists and say, Explain this to me, and sometimes Id go back

    again, she said, until she understood.

    Her doctoral research entailed interviews with nuclear weapons designers, uranium

    enrichment specialists, metallurgists, and other technical expertsamong them some of

    the nations nuclear luminaries who participated in the Manhattan Project.

    All of the experts I talked to were very open with me, very willing to tell me what they

    knew or what they thought, she said.

    photo: CISACpredoctoral fellow Alisa Carrigan found that nations with successful nuclear operations did not recruit

    experts from overseas, as current nonproliferation policies and programs assume.

    20 cisac training the next generation

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    They told Carrigan how they gained

    expertise specific to nuclear programs,

    providing details often not covered

    in histories.

    A former high-level scientist in Saddam

    Husseins regime shared practically

    every detail of the training and experimen-

    tation that went on in Iraqs centrifuge

    program where they sent people and

    when, what those people brought back,

    and how they were integrated into the

    program, she said.

    Carrigan identified a clear patternamong states with successful nuclear

    programs. Those states sent scientists

    abroad for training as needed, then

    brought them home to apply their skills

    and to help train colleagues.

    In a December 2006 Capitol Hill

    briefing, Carrigan advised congressional

    staff and other policy experts to address

    technical assistancein addition to

    transfer of materials and weaponsinnonproliferation efforts.

    The International Atomic Energy

    Agency (IAEA) should be given access

    to scrutinize more closely a states

    nuclear scientists and engineers, to see

    what theyre working on and with whom,

    she added.

    With this information, Carrigan said,

    the IAEA could piece together a much

    better picture of what a state is or is

    not doing.

    cisac 21training the next generation

    Keith ColemanSupporting Life-Changing Training

    Keith Coleman (BS Computer Science 02, MS04), member of the CISAC Honors Class of20012002, received Stanfords Firestone Medal,which recognizes the most distinguished

    undergraduate research produced at Stanfordeach year. Coleman served on StanfordUniversitys Board of Trustees Committee onAcademic Policy, Planning and Managementand co-invented a driving directions service thatgives step-by-step directions over the telephone.(patent pending). As a product manager atGoogle he runs Gmail, Googles e-mail service,and, with assistance from CISAC and WilliamJ. Perry, teaches MS&E 91, a Stanford courseon U.S. national security and the internet thathe and two other computer science students

    created in 2004.Q: What brought you to CISAC?As an engineer at Stanford, its tough to studyanything but engineering there are a lotof requirements and only so much time. Butafter spending a quarter studying policy inWashington, I wanted to dive deeper. The CISACHonors Program was the perfect opportunity.The program was light years ahead of others atthe university in offering hands-on time andattention, access to experts, and exposure toreal policymakers and researchers.

    Q: Why did you choose to support CISAC?CISAC has been life-changing. Through thehonors program, I spent my senior yearresearching security policy with some of theworlds top experts, and I continue to educatenew generations of Stanford students on inter-disciplinary computer security.

    CISAC is also visionary. It was one of the firstdepartments at Stanford to realize the value ofinterdisciplinary work. Scott Sagan and Bill Perryhave a vision for international security educa-tion and dedicate their time and energy to realizeit. I want to support visionaries like them.

    After the Cold War, we were so busy looking for Russiansbeing recruited away from Russia that we didnt payany attention to who was coming into Russia and forwhat purpose.

    Alisa Carrigan, CISAC predoctoral fellow

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    In every potential career you have expressed a desire to pursue, from medicine

    to the financial sector and beyond, we need your perspectives and research

    contributions, to deal with emerging threats to global security.

    Paul Stockton, addressing CISACs 2007 undergraduate honors class

    CISACs 2007 class of undergraduate honors students. Paul Stockton (left) and Stephen Stedman (right) led the program; Noah

    Richmond (back row, right), CISACs Zukerman Fellow, served as teaching assistant; and Michelle Gellner (back row, second from

    eft) coordinates the program.

    CISAC congratulates the 2006 graduates of its undergraduate honorsprogram in international security studies. Professor Stephen Stedman and

    senior research scholar Paul Stockton co-directed the 20062007 program.

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    Brian Burton, political scienceThesis: Counterinsurgency Principles and U.S.Military Effectiveness in IraqFirestone Medal WinnerDestination: Georgetown University, to pursue amasters degree in security studiesAspiration: A high-level Cabinet or NSC position tocap a long career of public service in foreign policy.

    Martine Cicconi, political science

    Thesis: Weighing the Costs of Aggression andRestraint: Explaining Variations in Indias Responseto TerrorismDestination: Stanford University Law School

    Will Frankenstein, mathematicsThesis: Chinese Energy Security and InternationalSecurity: A Case Study AnalysisDestination: The Institute for Defense Analysesin Alexandria, Va., for a summer internship

    Kunal Gullapalli, management science andengineeringThesis: Understanding Water Rationality: A Game-

    Theoretic Analysis of Cooperation and Conflict OverScarce WaterDestination: The Investment Banking Division atMorgan Stanley in Los Angeles

    Sherri Hansen, political scienceThesis: Explaining the Use of Child SoldiersWilliam J. Perry Award WinnerDestination: Oxford University, England, to pursuemasters degree in development studies

    Andy Leifer, physics and political scienceThesis: International Scientific Engagement forMitigating Emerging Nuclear Security Threats

    Destination: Harvard University, to pursue a PhDin biophysics

    James Madsen, political scienceThesis: Filling the Gap: The Rise of MilitaryContractors in the Modern MilitaryDestination: World travel; then San Francisco toopen a barMost valuable thing learned: The importance ofa good research design.

    Nico Martinez, political scienceThesis: Protracted Civil War and Failed PeaceNegotiations in ColombiaDestination: Washington, D.C., to serve as a staffmember for Senator Harry Reid

    Seepan V. Parseghian, political science andRussian/Eurasian studiesThesis: The Survival of Unrecognized States in theHobbesian JungleDestination: Undecided at graduationGreatest influence: My thesis advisor, ProfessorFearon, for constantly challenging me and believingin my work.

    Dave Ryan, international relations

    Thesis: Security Guarantees in NonproliferationNegotiationsDestination: Stanford University, to serve asexecutive director ofFACE AIDS

    Katherine Schlosser, biologyThesis: Gene Expression Profiling: A New WarningSystem for BioterrorismDestination: Case Western Reserve University inCleveland, to pursue a joint medical degree andmasters in public healthAspiration: To keep conducting innovativeresearch and to eventually rejoin the internationalsecurity studies community in some capacity.

    Nigar Shaikh, human biology and political scienceThesis: No Longer Just the Spoils of War: Rapeas an Instrument of Military PolicyDestination: New York, to be a litigation legalassistant at Cravath, Swaine & Moore LLP

    Christine Su, history and political scienceThesis: British Counterterrorism Legislation Since2000: Parlimentary and Government Evaluations ofEnhanced SecurityDestination: Stanford University, to finish herundergraduate degree; Su completed the honorsprogram as a junior

    Aspiration: To publish parts of my thesis inundergrad research journals.

    Lauren Young, international relationsThesis: Peacebuilding Without Politics: The WorldBank and Post-Conflict ReconstructionDestination: Stanford University, to finish herundergraduate degree; Young completed thehonors program as a juniorAspiration: To make peacebuilding missionsmore effective and efficient so more countriesstart down a path of peace and developmentinstead of renewed conflict.

    honors graduates cisac 23

    Honors Graduates

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    CISAC maintains high academic standards of independent research bysubjecting its work to peer-review in scholarly and professional publications.

    This rigorous policy-relevant research serves as the basis ofCISACs policy

    influence, as the centers scholars engage in public debate through op-eds,

    congressional testimony, and public lectures, in addition to meetings

    with policymakers. Here are selected examples of our scholarly and public

    writings and talks.

    Former Defense Secretary William Perry (right), co-director

    of the Preventive Defense Project at CISAC, served on

    the Iraq Study Group, led by former Secretary of State

    James Baker III (center) and former U.S. Representative

    Lee Hamilton. Former U.S. Senator Alan Simpson (left)

    was also a group member. (Jim Young/Reuters)

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    Books and Reports

    James A. Baker III, Lee H. Hamilton, Robert M.Gates, Vernon E. Jordan, Jr., Edwin Meese III,Sandra Day OConnor, Leon E. Panetta, WilliamJ. Perry, Charles S. Robb, and Alan K. Simpson.The Iraq Study Group Report, United StatesInstitute of Peace, December 6, 2006.

    Ashton B. Carter, Michael May, and William J. Perry.

    The Day After: Action in the 24 Hours Following aNuclear Blast, Preventive Defense Project, Harvardand Stanford universities, May 31, 2007.

    Combating Terrorism Center. Al-Qaidas(mis)Adventures in the Horn of Africa, CombatingTerrorism Center, U.S. Military Academy, WestPoint, May 4, 2007. (Jacob N. Shapiro contributed.)

    Stephen E. Flynn. The Edge of Disaster: Rebuildinga Resilient Nation, Council on Foreign Relationsand Random House, 2007.

    Siegfried S. Hecker. Report on North Korean

    Nuclear Program, CISAC, November 15, 2006.Paul Kapur. Dangerous Deterrent: NuclearWeapons Proliferation and Conflict in South Asia,Stanford University Press, 2007.

    Michael Kenney. From Pablo to Osama: Traffickingand Terrorist Networks, Government Bureaucracies,and Competitive Adaptation, Penn State UniversityPress, 2007.

    Charles Perrow. The Next Catastrophe: ReducingOur Vulnerabilities to Natural, Industrial, andTerrorist Disasters, Princeton University Press, 2007.

    Elizabeth Sherwood-Randall.Alliances andAmerican Security, Strategic Studies Institute ofthe U.S. Army War College, November 1, 2006.

    Jeremy M. Weinstein. Inside Rebellion: The Politics ofInsurgent Violence (Cambridge Studies in ComparativePolitics), Cambridge University Press, 2006.

    Congressional Testimony and Public Lectures

    Herbert Abrams. The Fourth Dimension ofBiomedicine, Commencement Address, StanfordUniversity School of Medicine, June 16, 2007.

    Mariano-Florentino Cullar. Restoring HabeasCorpus: Protecting American Values and the GreatWrit, U.S. Senate, Committee on the Judiciary,May 22, 2007.

    James Fearon. Iraq: Democracy or Civil War?U.S. House of Representatives, Committee onGovernment Reform, Subcommittee on NationalSecurity, Emerging Threats, and InternationalRelations, September 15, 2006.

    William J. Perry. Alternative Perspectives onIraq, U.S. House of Representatives, ArmedServices Committee, January 17, 2007.

    William J. Perry. The Situation in Iraq and theAdministrations Strategy, U.S. Senate, ArmedServices Committee, January 25, 2007.

    Paul Stockton. Five- and Ten-Year HomelandSecurity Goals, U.S. House of Representatives,Appropriations Committee, Homeland SecuritySubcommittee, January 30, 2007.

    Op-Eds and Commentary

    Robert Carlin and John W. Lewis. What North KoreaReally Wants, Washington Post, January 27, 2007.

    Eileen Chamberlain Donahoe. Why Iraq TeachesNothing About Intervention in Darfur, San JoseMercury News, November 6, 2006.

    Albert Chang and Robert C. Bordone. RealSuperpowers Negotiate, washingtonpost.com,October 26, 2006. (Chang was a 2006 CISAChonors graduate.)

    David Laitin. Uncle Sams Lonely Predicament,Newsday, December 8, 2006.

    Michael M. May. The Null Hypothesis in Iraq,Los Angeles Times, February 18, 2007.

    William J. Perry. In Search of a North KoreaPolicy, Washington Post, October 11, 2006.

    William J. Perry, Michael M. May, and AshtonCarter. After the Bomb, New York Times, June12, 2007.

    Pavel Podvig. Behind Russia and Irans NuclearReactor Dispute, The Bulletin Online, March 26,

    2007.

    selected publications and presentations cisac 25

    Selected Publications and Presentations

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    26 cisac selected publications and presentations

    Pavel Podvig. Boris Yeltsins Arms Control Legacy,The Bulletin Online, April 30, 2007.

    Pavel Podvig. Life after START, The BulletinOnline, January 9, 2007.

    Pavel Podvig. Missile Defense: The RussianReaction, The Bulletin Online, February 26, 2007.

    Pavel Podvig. A U.S.-Russian Missile DefenseCooperative? The Bulletin Online, April 24, 2007.

    Lawrence M. Wein. Biological and ChemicalSafety Nets, Wall Street Journal, February 27, 2007.

    Lawrence M. Wein. Face Facts, New York Times,October 25, 2006.

    Leonard Weiss and Larry Diamond. CongressMust Stop an Attack on Iran, Los Angeles Times,February 5, 2007.

    Professional and Scholarly Articles and Chapters

    Michael P. Atkinson, Zheng Su, Nina Alphey,Luke S. Alphey, Paul G. Coleman, and LawrenceM. Wein. Analyzing the Control of Mosquito-Borne Diseases by a Dominant Lethal GeneticSystem, Proceedings of the National Academy ofSciences 104.22 (29 May 2007): 9540-9545.

    Chaim Braun. The Nuclear Energy Market andthe Nonproliferation Regime, NonproliferationReview 13.3 (November 2006).

    George Bunn. Enforcing International Standards:Protecting Nuclear Materials From TerroristsPost-9/11,Arms Control Today 37.1 (JanuaryFebruary 2007).

    George Bunn. Nuclear Safeguards: How FarCan Inspectors Go? IAEA Bulletin 48.1 (March2007): 49-53.

    George Bunn. U.S.-India Nuclear CooperationAgreement: Can President Bush Refuse to Follow

    the Expressed Will of Congress ConcerningNuclear Exports to India? Lawyers Alliance forWorld Security (17 January 2007).

    Sheena Chestnut. Illicit Activity and Proliferation:North Korean Smuggling Networks, InternationalSecurity 32.1 (Summer 2007): 80-111. (Based onChestnuts 2005 CISAC honors thesis.)

    Mariano-Florentino Cullar. Auditing ExecutiveDiscretion, Notre Dame Law Review 82.1(November 2006): 227-312.

    Mariano-Florentino Cullar. Running Aground:

    The Hidden Environmental and RegulatoryImplications of Homeland Security,AmericanConstitution Society for Law and Policy (May 2007).

    Lynn Eden. Response to My Critics, ReviewSymposium on Whole World on Fire, with commentsby Renee Anspach, Hugh Gusterson, ThomasP. Hughes, Social Studies of Science 36.4 (August2006): 628-656.

    Lynn Eden. Why? Charles Tillys Cabinet ofWonders, Symposium on Tillys Why? QualitativeSociology 29.4 (December 2006): 551-555.

    James Fearon. Iraqs Civil War, Foreign Affairs86.2 (MarchApril 2007): 2-15.

    M. Steven Fish and Matthew Kroenig. Diversity,Conflict, and Democracy: Some Evidence fromEurasia and East Europe, Democratization 13.5(December 2006): 828-842.

    Siegfried S. Hecker. Toward a ComprehensiveSafeguards System: Keeping Fissile MaterialsOut of Terrorists Hands,Annals of the AmericanAcademy of Political and Social Science 607(September 2006): 121-132.

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    Siegfried S. Hecker and William Liou. DangerousDealings: North Koreas Nuclear Capabilities and

    the Threat of Export to Iran,Arms Control Today37.2 (March 2007): 6-11.

    David Holloway. Jockeying for Position in thePostwar World: Soviet Entry into the War withJapan in August 1945, in The End of the PacificWar: Reappraisals, Tsuyoshi Hasegawa, ed.(Stanford University, 2007).

    Macartan Humphreys and Jeremy M. Weinstein.Handling and Manhandling Civilians in CivilWar, American Political Science Review 100.3(August 2006): 429-447.

    Michael M. May, Jay Davis, and Raymond Jeanloz.Preparing for the Worst, Nature 443.7114(25 October 2006): 907-908.

    Michael Miller. Nuclear Attribution as Deterrence,Nonproliferation Review 14.1 (March 2007).(Based on Millers 2006 CISAC honors thesis.)

    Pavel Podvig. Reducing the Risk of an AccidentalLaunch, Science and Global Security 14.2-3(SeptemberDecember 2006): 75-115.

    Scott D. Sagan and Kenneth N. Waltz. A NuclearIran: Promoting Stability or Courting Disaster?

    Journal of International Affairs (Spring/Summer2007).

    Sonja Schmid. Nuclear Renaissance in the Ageof Global Warming, Bridges 12 (December 2006).

    Jacob N. Shapiro. Strictly Confidential, ForeignPolicy (July/August 2007).

    Jacob N. Shapiro. Terrorist OrganizationsVulnerabilities and Inefficiencies: A RationalChoice Perspective, in Terrorism Financing andState Responses: A Comparative Perspective,Harold Trinkunas and Jeanne K. Giraldo, eds.(Stanford University Press, 2007).

    Jacob N. Shapiro and Rudolph P. Darken.Homeland Security: A New Strategic Paradigm?

    in Strategy in the Contemporary World, 2nd ed.,John Baylis, James J. Wirtz, Colin S. Gray, and EliotCohen, eds. (Oxford University Press, 2006).

    Elizabeth Sherwood-Randall. The Case for Alliances,Joint Force Quarterly 43.4 (October 2006): 54-59.

    Lisa Stampnitzky. How Does Culture BecomeCapital? Cultural and Institutional Struggles OverCharacter and Personality at Harvard, SociologicalPerspectives 49.4 (December 2006): 461-481.

    Steven Weber, Naazneen Barma, MatthewKroenig, and Ely Ratner. How Globalization Went

    Bad, Foreign Policy (January/February 2007).Lawrence M. Wein. Preventing CatastrophicChemical Attacks, Issues in Science & Technology23 (Fall 2006): 31-33.

    Lawrence M. Wein, A.H. Wilkins, Manas Baveja,and Stephen E. Flynn. Preventing the Importationof Illicit Nuclear Materials in Shipping Containers,Risk Analysis 26.5 (October 2006): 1377-1393.

    Jeremy M. Weinstein. Africas RevolutionaryDeficit, Foreign Policy (July/August 2007).

    Yunhua Zou. Preventing Nuclear Terrorism:

    A View from China, Nonproliferation Review 13.2(July 2006). (Based on Zous research as a20042005 CISAC visiting scholar.)

    cisac 27selected publications and presentations

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    CISAC is a truly challenging and engaging intellectual community. I feel asthough I have received something of a crash course in political science and

    security studies, with the faculty and other fellows always willing to engage

    my questions. Being at CISAC has also been invaluable to my research in

    practical ways, aiding in making contacts with members of the terrorism

    studies community and other homeland security researchers.

    Lisa Stampnitzky, CISAC predoctoral fellow

    CISACs researchers, staff, and students on the steps of Stanford Universitys Encina Hall, CISACs home.

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    CISAC DirectorsSiegfried S. Hecker, Co-DirectorScott D. Sagan, Co-DirectorLynn Eden, Associate Director

    for ResearchElizabeth A. Gardner, Associate

    Director for Administrationand External Affairs

    Executive CommitteeWilliam J. Perry, ChairKenneth ArrowJohn H. BartonCoit D. Blacker (ex officio)Edward A. FeigenbaumSiegfried S. Hecker (ex officio)Joshua LederbergMichael A. McFaulNorman M. NaimarkM. Elisabeth Pat-CornellLee D. RossScott D. Sagan (ex officio)Lucy ShapiroJames L. Sweeney

    Faculty and Research StaffHerbert L. AbramsDavid M. BernsteinCoit D. BlackerGeorge BunnWesley ClarkMartha CrenshawMariano-Florentino CullarLynn Eden

    James D. FearonStephen E. FlynnDavid J. HollowayBruce JonesDavid LaitinGail W. LapidusJoshua LederbergJohn W. LewisMichael M. MayMichael A. McFaulWilliam J. PerryPavel PodvigJoseph PrueherScott D. Sagan

    Kenneth SchultzJohn ShalikashviliElizabeth Sherwood-RandallRebecca SlaytonJames J. Spilker, Jr.Stephen J. StedmanPaul StocktonJohn H. TilelliLawrence M. Wein

    Allen S. WeinerJeremy M. WeinsteinDean WilkeningXue Litai

    Individual AffiliatesChristopher F. ChybaKeith ColemanGilbert DeckerDavid ElliottLewis FranklinDavid HafemeisterRon HassnerAlla KassianovaL. David MontagueRichard RhodesRoger Speed

    Visiting ScholarsRobert CarlinEileen Chamberlain DonahoeNina HachigianMacartan HumphreysKoichi NishitaniCharles Perrow

    Science FellowsChaim BraunJungmin KangSonja SchmidLeonard WeissBekhzod Yuldashev

    Predoctoral/PostdoctoralFellowsAlisa CarriganLaura K. DonohueMatthew KroenigDavid Patel

    Philip RoesslerJacob N. ShapiroLisa Stampnitzky

    Zukerman FellowNoah Richmond

    StaffEvelyn Castaneda

    Kate ChadwickSharan L. DanielLeah FelizKimberly FuhrmanElizabeth A. GardnerMichelle GellnerA. Nancy GonzalezDeborah GordonTracy HillCarole HydeJustin LiszanckieRupal MehtaJenny PongJennifer SeverinLisa SickorezMyrna SoperKimberly SulpiziLorraine TheodorakakisNora M. SweenyJosh Weddle

    cisac people cisac 29

    CISAC People

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    donors30 cisac

    Anne AvisDavid BernsteinMark ChandlerEileen Chamberlain DonahoeJamie Halper

    Benjamin HewlettLaurene Powell JobsDavid KellerGilman LouieS. Atiq Raza

    Jesse RogersFred WeintzKaren D. Zukerman

    Grateful Thanks toOur Generous Supporters

    * Design:AKAcreativegroup.com

    Philanthropic LeadershipThe generosity of our donors enabledCISACscholars to address the critical security issues of our time.

    Lifetime Gifts and PledgesCISACgratefully acknowledges thesedonors for their generous support ofgifts and pledges totaling $100,000or more since the centers founding:*

    Anonymous (2)Michael and Barbara Berberian

    Daniel CaseWilliam EdwardsJamie and Priscilla HalperBenjamin HewlittReuben and Ingrid HillsFranklin P. JohnsonJoseph KampfMarjorie KiewitJeong KimMelvin and Joan LaneStephen M. LefkowitzWilliam J. PerryPierre R. SchwobRichard TrutanicJ. Fred WeintzAlbert and Cicely Wheelon

    Anne E. and John C. WhiteheadKaren D. and M.E. Zukerman

    Donors 20062007CISACgratefully acknowledges the

    following individuals, foundations, andcorporations for their generous supportduring the 20062007fiscal year:*

    Anonymous (2)Minoru Sam and Anna ArakiAnne R. and Gregory M. AvisDavid and Anne BernsteinDavid BezansonPeter and Helen Bing

    Mark Chandler and Christina Kenrick

    Keith ColemanSimone and Tench CoxeRichard C. DeGoliaKaren EdwardsDavid and Arline ElliottLewis and Nancy FranklinRobert C. and Mary Layne GreggJamie and Priscilla Halper

    Gary and Helen Howard HarmonWilliam N. HarrisJohn Harvey and Sara MendelsonChristine HemrickLarry and Amber HenningerBenjamin Hewlett (Flora Family

    Foundation)Frederick IsemanKenneth I. JusterNiloo Farhad and Soroush KaboliAbdo George and Sally KadifaAndrew Kassoy and Kamy WicoffHerant and Stina KatchadourianDavid KellerLoren and Anne KieveMarjorie Kiewit

    Daniel KlimanJ. Burke KnappAndrea and Paul KoontzMelvin and Joan LaneNicole Lederer and Larry OrrWilliam LeviDoug and Virginia LevickGilman Louie and Amy ChanMeena MallipeddiJoseph and Elizabeth MandatoLaird McCullochJonathan MedaliaMichael and Davida RabbinoDr. William J. and Joan P. ReckmeyerRichard and Ginger RhodesJesse and Mindy Rogers

    Scott D. Sagan and Sujitpan Lamsam(John and Margaret SaganFoundation)

    Yoav SchlesingerPierre R. SchwobDavid Seidenwurm and Page RobbinsAnthony Stayner and Elizabeth CrossJames and Emily Thurber

    Tom and Rosemary TischJim and Carol ToneyArthur TruegerPatricia and James WhitePhyllis WillitsFrancisco Wong-Diaz, PhD, Esq.Kathryn ZoglinKaren D. and M.E. Zukerman

    Corporations and LaboratoriesThe Boeing CompanyLawrence Livermore National

    LaboratoryLos Alamos National LaboratorySandia National LaboratoriesSun Microsystems

    FoundationsCarnegie Corporation of New YorkCompton Foundation/Danforth FundThe William and Flora Hewlett

    FoundationThe Henry Luce FoundationThe John D. and Catherine T.

    MacArthur FoundationMinistry of Foreign Affairs of NorwayThe National Science FoundationNaval Postgraduate SchoolNuclear Threat InitiativePloughshares FundSmith Richardson Foundation

    The United Nations Foundation

    Volunteer LeadershipMembers of the CISACAdvisory Group dedicate their time and considerable talents to the centers effortsto build a safer world. They offer diverse experiences, thoughtful perspective, and wide-ranging expertise aswell as providing generous philanthropic support to the center.

    Every effort has been made to provide an accurate listing of our donors. In the event of an inadvertent error or omission,please contact A. Nancy Gonzalez at 650-724-8055 or [email protected].

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    Fiscal Year 20052006

    Revenue*

    %

    Grants and contracts 42.5%

    Endowment payout 24.2%

    Gifts 22.6%

    University general funds 5.7%

    Affiliate income 3.5%

    University one-time support 1.5%

    Total: $3,967,919 100.0%

    Expenses

    %

    Faculty, research staff, and visiting scholars 25.0%

    Fellowships, students 18.1%

    Administrative staff 17.5%

    Benefits 11.8%

    Conferences, seminars, and travel 14.5%

    Indirect costs 8.6%

    Expendables and services 2.8%

    Computing and telecommunications 1.7%

    Total: $4,267,422 100.0%

    photo: (back cover) CISACscience fellow Sonja Schmid asks a question at a CISACseminar, as CISAC

    predoctoral fellow Lisa Stampnitzky and visiting scholar Koichi Nishitani listen.

    Because grant and contract sponsors often provide funding for projects that span more than a fiscal year, revenue in a

    given year may appear to exceed or fall short of expenditures.

    note: 20052006figures were the most recent ones available at the time this Overview went to press.

    *

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    CENTER FOR INTERNATIONAL

    SECURITY AND COOPERATION

    Stanford University

    Freeman Spogli Institute for

    International Studies

    Encina Hall

    Stanford, CA 94305-6165