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CHIN. PHYS. LETT. Vol. 36, No. 7 (2019) 076801 Express Letter Experimental Realization of an Intrinsic Magnetic Topological Insulator * Yan Gong( ) 1 , Jingwen Guo( ) 1 , Jiaheng Li( ) 1 , Kejing Zhu( ) 1 , Menghan Liao( ) 1 , Xiaozhi Liu( ) 2 , Qinghua Zhang( ) 2 , Lin Gu( ) 2 , Lin Tang( ) 1 , Xiao Feng( ) 1 , Ding Zhang( ) 1,3,4 , Wei Li( ) 1,4 , Canli Song( ) 1,4 , Lili Wang( ) 1,4 , Pu Yu( ) 1,4 , Xi Chen( ) 1,4 , Yayu Wang( ) 1,3,4 , Hong Yao( ) 4,5 , Wenhui Duan( ) 1,3,4 , Yong Xu( ) 1,4,6** , Shou-Cheng Zhang( ) 7 , Xucun Ma( ) 1,4 , Qi-Kun Xue( ) 1,3,4** , Ke He( ) 1,3,4** 1 State Key Laboratory of Low Dimensional Quantum Physics, Department of Physics, Tsinghua University, Beijing 100084 2 Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, Chinese Academy of Sciences, Beijing 100190 3 Beijing Academy of Quantum Information Sciences, Beijing 100193 4 Collaborative Innovation Center of Quantum Matter, Beijing 100084 5 Institute for Advanced Study, Tsinghua University, Beijing 100084 6 RIKEN Center for Emergent Matter Science (CEMS), Wako, Saitama 351-0198, Japan 7 Stanford Center for Topological Quantum Physics, Department of Physics, Stanford University, Stanford, California 94305-4045, USA (Received 27 May 2019) An intrinsic magnetic topological insulator (TI) is a stoichiometric magnetic compound possessing both inherent magnetic order and topological electronic states. Such a material can provide a shortcut to various novel topo- logical quantum effects but remained elusive experimentally for a long time. Here we report the experimental realization of thin films of an intrinsic magnetic TI, MnBi2Te4, by alternate growth of a Bi2Te3 quintuple layer and a MnTe bilayer with molecular beam epitaxy. The material shows the archetypical Dirac surface states in angle-resolved photoemission spectroscopy and is demonstrated to be an antiferromagnetic topological insulator with ferromagnetic surfaces by magnetic and transport measurements as well as first-principles calculations. The unique magnetic and topological electronic structures and their interplays enable the material to embody rich quantum phases such as quantum anomalous Hall insulators and axion insulators at higher temperature and in a well-controlled way. PACS: 68.35.bg, 73.23.Ad, 71.20.Nr, 73.20.At DOI: 10.1088/0256-307X/36/7/076801 A topological insulator (TI) is non-magnetic, car- rying gapless surface electronic states topologically protected by the time-reversal symmetry (TRS). [1,2] Many exotic quantum effects predicted in TIs, how- ever, need the TRS to be broken by acquired mag- netic order. [3] A remarkable example is the quan- tum anomalous Hall (QAH) effect, a zero-magnetic- field quantum Hall effect that had been sought for over two decades until it was observed in a mag- netic TI with ferromagnetic (FM) order induced by magnetic dopants. [37] The experimental realization of the QAH effect paved the road for hunting many other novel quantum effects in TRS-broken TIs, for example, topological magnetoelectric (TME) effects and chiral Majorana modes. [3,8,9] However, magnet- ically doped TIs are notorious “dirty" materials for experimental studies: the randomly distributed mag- netic impurities induce strong inhomogeneity in the electronic structure and magnetic properties, and the sample quality is sensitive to the details of the molec- ular beam epitaxy (MBE) growth conditions. [1012] Such a complicated system is often a nightmare for some delicate experiments such as those on chiral Ma- jorana modes and topological quantum computation, and the strong inhomogeneity is believed to contribute to the extremely low temperature (usually <100 mK) required by the QAH effect. [13] An ideal magnetic TI is an intrinsic one, namely a stoichiometric compound with orderly arranged and exchange-coupled magnetic atoms, which features a magnetically ordered ground state, but becomes a TI when the TRS recovers above the magnetic ordering temperature. A thin film of such an intrinsic magnetic TI could be a congenital QAH insulator with homogeneous electronic and mag- netic properties, and presumably higher QAH working temperature. Yet few experimental progresses were achieved in this direction in spite of several interest- ing theoretical proposals raised in past years. [1416] Some stoichiometric ternary tetradymite com- pounds, which can be considered as variants of well- studied Bi 2 Te 3 family 3D TIs, have been found to be also 3D TIs. [17] A simplest system is XB 2 T 4 where X is Pb, Sn or Ge, B is Bi or Sb, and T is Te or Se. Such a compound is a layered mate- rial with each septuple-layer (SL) composed of sin- gle atomic sheets stacking in the sequence T–B–T– X–T–B–T. If X is a magnetic element, there will be a chance that XB 2 T 4 is an intrinsic magnetic TI. * Supported by the Ministry of Science and Technology of China, the National Science Foundation of China, and the Beijing Advanced Innovation Center for Future Chip (ICFC). ** Corresponding authors. Email: [email protected]; [email protected]; [email protected] © 2019 Chinese Physical Society and IOP Publishing Ltd 076801-1

CHIN.PHYS.LETT.Vol.36, No.7(2019)076801 Express Letter · A remarkable example is the quan-tum anomalous Hall (QAH) effect, a zero-magnetic-field quantum Hall effect that had been

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  • CHIN.PHYS. LETT. Vol. 36, No. 7 (2019) 076801 Express Letter

    Experimental Realization of an Intrinsic Magnetic Topological Insulator ∗

    Yan Gong(龚演)1, Jingwen Guo(郭景文)1, Jiaheng Li(李佳恒)1, Kejing Zhu(朱科静)1,Menghan Liao(廖孟涵)1, Xiaozhi Liu(刘效治)2, Qinghua Zhang(张庆华)2, Lin Gu(谷林)2, Lin Tang(唐林)1,

    Xiao Feng(冯硝)1, Ding Zhang(张定)1,3,4, Wei Li(李渭)1,4, Canli Song(宋灿立)1,4, Lili Wang(王立莉)1,4,Pu Yu(于浦)1,4, Xi Chen(陈曦)1,4, Yayu Wang(王亚愚)1,3,4, Hong Yao(姚宏)4,5, Wenhui Duan(段文晖)1,3,4,

    Yong Xu(徐勇)1,4,6**, Shou-Cheng Zhang(张首晟)7, Xucun Ma(马旭村)1,4,Qi-Kun Xue(薛其坤)1,3,4**, Ke He(何珂)1,3,4**

    1State Key Laboratory of Low Dimensional Quantum Physics, Department of Physics, Tsinghua University,Beijing 100084

    2Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, Chinese Academy of Sciences, Beijing100190

    3Beijing Academy of Quantum Information Sciences, Beijing 1001934Collaborative Innovation Center of Quantum Matter, Beijing 1000845Institute for Advanced Study, Tsinghua University, Beijing 100084

    6RIKEN Center for Emergent Matter Science (CEMS), Wako, Saitama 351-0198, Japan7Stanford Center for Topological Quantum Physics, Department of Physics, Stanford University, Stanford, California

    94305-4045, USA

    (Received 27 May 2019)An intrinsic magnetic topological insulator (TI) is a stoichiometric magnetic compound possessing both inherentmagnetic order and topological electronic states. Such a material can provide a shortcut to various novel topo-logical quantum effects but remained elusive experimentally for a long time. Here we report the experimentalrealization of thin films of an intrinsic magnetic TI, MnBi2Te4, by alternate growth of a Bi2Te3 quintuple layerand a MnTe bilayer with molecular beam epitaxy. The material shows the archetypical Dirac surface states inangle-resolved photoemission spectroscopy and is demonstrated to be an antiferromagnetic topological insulatorwith ferromagnetic surfaces by magnetic and transport measurements as well as first-principles calculations. Theunique magnetic and topological electronic structures and their interplays enable the material to embody richquantum phases such as quantum anomalous Hall insulators and axion insulators at higher temperature and ina well-controlled way.

    PACS: 68.35.bg, 73.23.Ad, 71.20.Nr, 73.20.At DOI: 10.1088/0256-307X/36/7/076801

    A topological insulator (TI) is non-magnetic, car-rying gapless surface electronic states topologicallyprotected by the time-reversal symmetry (TRS).[1,2]Many exotic quantum effects predicted in TIs, how-ever, need the TRS to be broken by acquired mag-netic order.[3] A remarkable example is the quan-tum anomalous Hall (QAH) effect, a zero-magnetic-field quantum Hall effect that had been sought forover two decades until it was observed in a mag-netic TI with ferromagnetic (FM) order induced bymagnetic dopants.[3−7] The experimental realizationof the QAH effect paved the road for hunting manyother novel quantum effects in TRS-broken TIs, forexample, topological magnetoelectric (TME) effectsand chiral Majorana modes.[3,8,9] However, magnet-ically doped TIs are notorious “dirty" materials forexperimental studies: the randomly distributed mag-netic impurities induce strong inhomogeneity in theelectronic structure and magnetic properties, and thesample quality is sensitive to the details of the molec-ular beam epitaxy (MBE) growth conditions.[10−12]Such a complicated system is often a nightmare forsome delicate experiments such as those on chiral Ma-jorana modes and topological quantum computation,

    and the strong inhomogeneity is believed to contributeto the extremely low temperature (usually

  • CHIN.PHYS. LETT. Vol. 36, No. 7 (2019) 076801 Express Letter

    A few works have observed MnBi2Te(Se)4 in multi-crystalline samples, or as the second phase or surfacelayer of Bi2Te(Se)3, without figuring out their topolog-ical electronic properties.[18−20] Interestingly, an SL ofMnBi2Te(Se)4 on Bi2Te(Se)3 was reported to be ableto open a large magnetic gap at the topological surfacestates of the latter.[20,21]

    In this study, we find that high-quality MnBi2Te4films can be fabricated in an SL-by-SL manner by al-ternate growth of 1 quintuple layer (QL) of Bi2Te3and 1 bilayer (BL) of MnTe with MBE. Amazingly,MnBi2Te4 films with the thickness 𝑑 ≥ 2SLs showDirac-type surface states, a characteristic of a 3D TI.Low temperature magnetic and transport measure-ments as well as first-principles calculations demon-strate that MnBi2Te4 is an intrinsic antiferromagnetic(AFM) TI, composed of ferromagnetic SLs with a per-pendicular easy axis, which are coupled antiferromag-netically between neighboring SLs. Remarkably, a

    thin film of such an AFM TI thin film with FM sur-faces is expected to be an intrinsic QAH insulator oraxion insulator depending on the film thickness.

    To prepare a MnBi2Te4 film, we first grow a 1-QLBi2Te3 film on a Si(111) or SrTiO3(111) substrate (seethe supplementary materials).[22] Mn and Te are thenco-evaporated onto Bi2Te3 surface with the coveragecorresponding to a MnTe BL with the sample keptat 200∘C. Post-annealing at the same temperature for10 min is carried out to improve the crystalline qual-ity. This leads to the formation of an SL of MnBi2Te4[see the schematic in Fig. 1(a)],[20] as experimentallyproved and theoretically explained below. Then onthe MnBi2Te4 surface, we grow another QL of Bi2Te3,which is followed by deposition of another BL of MnTeand post-annealing. By repeating this procedure, wecan grow a MnBi2Te4 film SL by SL in a controlledway, in principle up to any desired thickness.

    625 665 645

    EELS

    Energy loss (eV)

    Posi

    tion (

    nm

    )

    0

    15

    5

    10

    Mn Mn

    Cut 2

    Position (nm)

    Cut 1

    0.0 2.41.60.8 3.2

    Cut 1

    Cut 2

    (a)(b)

    1 QL B

    i2Te3 1

    SL

    MnBi2Te4

    Te Mn

    Mn Bi Te

    Inte

    nsi

    ty (

    arb

    . units)

    Inte

    nsi

    ty (

    arb

    . units)

    MBT(006)(009)

    (0012)

    (0015)

    (0018)

    (0021)

    (0024)

    Si

    Si

    10 30 50 70

    2θ (deg)

    2 nm

    (c) (d) (e)

    (f)

    Fig. 1. MBE growth and structural characterizations of MnBi2Te4 films. (a) Schematic illustrations of the MBEgrowth process of 1 septuple layer (SL) MnBi2Te4 thin film. (b) XRD pattern of a MnBi2Te4 (MBT) film grownon Si(111). (c) Cross-sectional HAADF-STEM image of a 5-SL MnBi2Te4 film grown on a Si (111) substrate. (d)Zoom-in view of (c) with the structural model of MnBi2Te4. (e) Intensity distribution of HAADF-STEM along Cut1 in (c). (f) EELS spectra mapping along Cut 2 in (c). The pink curve shows the intensity distribution of the Mn𝐿2,3-edge along Cut 2 in (c).

    The MnBi2Te4 film shows sharp 1 × 1 reflectionhigh-energy electron diffraction streaks (Fig. S1) in-dicating its flat surface morphology and high crys-talline quality. The x-ray diffraction (XRD) pattern[Fig. 1(c), taken from a 7-SL MnBi2Te4 film] exhibits aseries of peaks (marked by blue arrows), most of whichcan neither be attributed to Bi2Te3 nor to MnTe.From the positions of these XRD peaks, we can esti-mate the spacing between the crystalline planes to be∼1.36 nm, very close to the inter-SL distance of bulk

    MnBi2Te4 (1.356 nm) predicted by our first-principlescalculations.

    High resolution scanning transmission electron mi-croscopy (STEM) was used to characterize the real-space crystalline structure of a MnBi2Te4 film (5 SLs).The high-angle annular dark field (HAADF) images[Figs. 1(a) and 1(b)] clearly show the characteristicSL structure of XB2T4 compounds, except for the re-gion near the substrate where stack faults and disloca-tions are observed. Figure 1(e) displays the intensity

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  • CHIN.PHYS. LETT. Vol. 36, No. 7 (2019) 076801 Express Letter

    profile along an atomic row across two SLs [Cut 1 inFig. 1(c)]. One can see that the atomic contrast variesa lot at different positions in an SL. The contrast ofan atom in an HAADF-STEM image is directly re-lated to its atomic number. The intensity distributionalong an SL is thus well consistent with the Te–Bi–Te–Mn–Te–Bi–Te sequence. The electron energy losespectroscopy (EELS) [Fig. 1(f)] reveals the Mn 𝐿2,3edges at ∼645 eV. The intensity distribution curve ofEELS at 645 eV [the pink line in Fig. 1(f)] taken alongCut 2 in Fig. 1(c) shows a peak at the middle atom ofeach SL, which also agrees with the MnBi2Te4 struc-ture.

    The in situ angle-resolved photoemission spec-troscopy (ARPES) was used to map the electronicenergy band structure of the MBE-grown MnBi2Te4films. Figures 2(a)–2(d) show the ARPES bandmapsof the MnBi2Te4 films with the thickness 𝑑 = 1,2, 5, 7 SLs, respectively, with the sample tempera-ture at ∼25 K (the lowest temperature that the sam-ple stage can reach with liquid helium). The spec-tra were taken around the Γ point along the 𝑀–Γ–𝑀 direction of the Brillouin zone. The spectra ofthe 𝑑 = 1 SL sample [Fig. 2(a)] shows a bandgap

    with Fermi level cutting the conduction band. Thefilms with 𝑑 ≥ 2SLs all show similar band struc-tures [Figs. 2(b)–2(d)]. One can always observe a pairof energy bands with nearly linear band dispersioncrossing at the Γ point forming a Dirac cone. Fig-ures 2(e) and 2(f) show the momentum distributioncurves (MDCs) and the constant-energy contours ofthe 7-SL sample, respectively, which exhibit archety-pal Dirac-type energy bands. It is worth noting thatthe Dirac-type bands are quite different from the topo-logical surface states of Bi2Te3.[23,24] The band disper-sion observed here is rather isotropic, as shown by thenearly circular constant-energy contours, even at theenergy far away from the Dirac point, which is distinctfrom the strongly warped Bi2Te3 topological surfacestates.[24,25] The Dirac point observed here is locatedright in the band gap, in contrast with the Bi2Te3 casewhere the Dirac point is below the valence band max-imum. Moreover, the Fermi velocity near the Diracpoint is 5.5±0.5×105 m/s, obviously larger than thatof Bi2Te3 surface states (3.87–4.05×105 m/s in differ-ent directions).[24] Therefore the Dirac-type bands canonly be attributed to MnBi2Te4 and are the topolog-ical surface states of a 3D TI as demonstrated below.

    -0.2 0.0 0.2

    5 SL

    Min

    Max

    2 SL 7 SL

    -0.4

    -0.2

    0.0

    0.150

    0.150.15 0 0.15

    K

    ΓM

    M

    Inte

    nsi

    ty (

    arb

    . units)

    -0.19

    -0.38

    0.2-0.2 0.0-0.2 0.0 0.2

    1 SL

    -0.5

    -0.4

    -0.3

    -0.2

    -0.1

    0.0 E

    ner

    gy (

    eV)

    -0.2 0.0 0.2 -0.2 0.0 0.2

    (a) (b) (d)(c) (e) (f)

    Energ

    y (

    eV

    )

    M MΓ M MΓ M MΓ M MΓ M MΓ

    k// (A-1) k// (A-1) k// (A-1) k// (A-1) k// (A-1)

    ky (A

    -1) kx (A

    -1)

    EF EF

    Fig. 2. Energy band structures of MnBi2Te4 films measured by ARPES. (a)–(d) ARPES spectra of 1, 2, 5, 7-SL MnBi2Te4 films measured near the Γ point, along the 𝑀–Γ–𝑀 direction. (e) Momentum distribution curves(MDCs) of the 7-SL film from 𝐸F to −0.38 eV. The red triangles indicate the peak positions. (f) Constant energycontours of the 7-SL film at different energies. All the ARPES data were taken at 25K.

    The orderly and compactly arranged Mn atoms inMnBi2Te4 are expected to give rise to a long-rangemagnetic order at low temperature. Figure 3(a) dis-plays the magnetization 𝑀 of a 7-SL MnBi2Te4 filmversus magnetic field 𝐻, measured with a supercon-ducting quantum interference device (SQUID) at dif-ferent temperatures 𝑇 . The linear diamagnetic back-ground contributed by the substrate and capping layerhas been subtracted (the raw data are shown in Fig. S2in the supplementary materials). The unit of 𝑀 isthe magnetic moment 𝜇

    Bper in-plane unit cell (2D

    U.C.), i.e. the average magnetic moment of each Mnatom multiplied by the number of SLs. 𝐻 is applied

    perpendicularly to the sample plane. With decreasingtemperature, hysteresis appears in the 𝑀–𝐻 curvesand grows rapidly, exhibiting a typical FM behavior.The Curie temperature 𝑇C is 20 K according to thetemperature dependence of the remnant magnetiza-tion [𝑀r = 𝑀(0 T)] shown in Fig. 3(b). The 𝑀–𝐻curve measured with in-plane magnetic field has muchsmaller hysteresis than the curve measured with per-pendicular one [see the inset in Fig. 3(a), which wastaken from another 7-SL MnBi2Te4 sample]. There-fore the magnetic easy axis is along the 𝑐 direction[perpendicular to the (0001) plane]. Estimated fromthe saturation magnetization 𝑀s = 8𝜇B/2D U.C., the

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  • CHIN.PHYS. LETT. Vol. 36, No. 7 (2019) 076801 Express Letter

    Mn atomic magnetic moment is about 1.14𝜇B, which

    is much smaller than 5𝜇B

    expected for Mn2+ ions. Itsuggests that Mn2+ ions in the material may have a

    more complex magnetic structure than a simple uni-form ferromagnetic configuration.

    -5 0 5 -5 0 5-5 0 5 -5 0 5 -5 0 5 -5 0 5

    -2

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    (a)

    4 SL 5 SL 6 SL 7 SL 8 SL 9 SL

    3 K

    above TC

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    1

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    -10 V0 V

    -20 V-40 V-80 V-120 V

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    HallM

    /M

    s

    H (kOe)

    H (kOe)

    H (kOe) H (kOe)

    H (kOe)

    Hc (

    kO

    e)

    3 K

    15 K

    20 K

    30 K

    3 K

    15 K

    20 K

    30 K

    M (µ

    B/2D

    U.C

    .)

    M (µ

    B/2D

    U.C

    .)

    M (µ

    B/2D

    U.C

    .)M

    B/2D

    U.C

    .)

    Mr (µ

    B/2D

    U.C

    .)

    T (K)

    Ryx (W)

    Ryx (W)

    Ryx (

    kW)

    0

    -0.2

    -0.2

    0

    Mr @3 K

    Hc

    DMs (1/2)

    µ0H (T)

    Fig. 3. Magnetic and magneto-transport properties of MnBi2Te4 films. (a) Magnetization vs magnetic field (𝑀–𝐻) of the 7-SL MnBi2Te4 film measured with SQUID at 3K (red), 15K (light green), 20K (green), and 30K(blue), respectively. 𝐻 is perpendicular to the sample plane. The inset shows the 𝑀–𝐻 curves measured with𝐻 perpendicular to (red) and in (blue) the sample plane (a different 7-SL MnBi2Te4 sample). (b) Temperaturedependences of the remnant magnetization (𝑀r) and zero-magnetic-field Hall resistance (𝑅0𝑦𝑥) of the 7-SL film,which give the Curie temperature (𝑇C). (c) 𝑀–𝐻 curves of the 6 SL MnBi2Te4 film measured with SQUID at 3K(red), 15K (light green), 20K (green), and 30K (blue). 𝐻 is perpendicular to the sample plane. (d) 𝑅𝑦𝑥–𝐻 curvesmeasured at 1.6K at different gate voltages. (e) 𝑀–𝐻 curves of 4, 5, 6, 7, 8, 9-SL MnBi2Te4 films measured at 3Kand right above 𝑇C (upper panels) and the differences between the curves at the two temperatures (lower panels).(f) Thickness dependences of 𝑀r at 3K, 𝑀r difference at 3K and above 𝑇C (upper panel) and 𝐻c (lower panel).(g) 𝑅𝑦𝑥–𝐻 curve of the 7-SL MnBi2Te4 film measured at 1.6 K with 𝐻 up to 9T. The blue arrows indicate themagnetic configurations at different 𝐻. Each arrow represents the magnetization vector of an SL. In (e) and (f),(1/2) means that the displayed magnetization has been multiplied by 1/2 for sake of comparison.

    Ferromagnetism of the 7-SL MnBi2Te4 film is alsodemonstrated by Hall measurements. Figure 3(d) dis-plays the Hall resistance 𝑅𝑦𝑥 of the 7-SL film grown ona SrTiO3(111) substrate vs 𝐻, measured at 1.6 K un-der different gate voltages 𝑉g. The SrTiO3 substrateis used as the gate dielectric for its huge dielectricconstant (∼20000) at low temperature.[26] The curvesexhibit hysteresis loops of the anomalous Hall effect(AHE) with a linear background contributed by theordinary Hall effect (OHE). The slope of the OHEbackground reveals that the sample is electron-dopedwith the electron density 𝑛𝑒 ∼ 1.1× 1013 cm−2, which

    basically agrees with 𝑛𝑒 ∼ 8×1012 cm−2 derived fromthe Fermi wavevector (𝑘F ∼ 0.07Å−1) of the ARPES-measured Dirac-type band. The hysteresis loops ofthe AHE confirm the ferromagnetism of the film withperpendicular magnetic anisotropy. The 𝑇C obtainedfrom the 𝑅𝑦𝑥–𝑇 curve is similar to that given by theSQUID data [Fig. 2(b)]. The 𝐻c of the 𝑅𝑦𝑥–𝐻 hys-teresis loops is however larger than that of the 𝑀–𝐻loops. Tuning the chemical potential of the film byapplying different 𝑉g, we observe obvious change inthe anomalous Hall resistance. The sensitivity of theAHE to the chemical potential suggests that the AHE

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    is mainly contributed by the Berry curvature of theenergy bands induced by intrinsic magnetism of thematerial instead of magnetic impurities or clusters.[27]

    Noticeably, the 6-SL MnBi2Te4 film shows differ-ent magnetic properties from the 7-SL one. As shownin Fig. 3(c), the hysteresis (𝑀r and 𝐻c) in the 𝑀–𝐻 curve of the 6-SL film is rather small even at 3 K,and 𝑀s decreases slowly with increasing temperature.Clearly the film is not dominated by long-range FMorder. The 𝑀–𝐻 curves of the 4–9-SL MnBi2Te4 filmsare displayed in Fig. 3(e), which will be analyzed be-low based on our theoretical results.

    +3

    0.5

    0

    Bi

    Mn

    +2

    Te

    -0.5

    Te

    Bi

    Te

    Te

    -2

    -2

    -2

    -2

    +3

    +3

    Mn

    Bi

    +2

    Te

    Te

    Bi

    Te

    Te

    -2

    -2

    -2

    -2

    +3

    Bi

    Mn

    Te

    SOC (%)0.6 0.8 1.0

    0

    0.25

    nn

    (a)

    (b)(c)

    (d)

    2|mz|

    E (

    eV

    )

    Eg (

    eV

    )

    M Γ K M

    Fig. 4. First-principles calculation results of MnBi2Te4.(a) Lattice structures of a MnTe bilayer adsorbed on aBi2Te3 quintuple layer (left) and a MnBi2Te4 SL (right).Valence states of atoms were labelled by assuming −2 forTe. Atom swapping between Mn and Bi results in stablevalence states, thus stabilizing the whole structure. (b)Atomic structure of layered MnBi2Te4, whose magneticstates are ferromagnetic within each SL and antiferromag-netic between adjacent SLs. Insets show Te-formed octa-hedrons together with center Mn. (c) Band structure ofthe 7-SL MnBi2Te4 film, which is an intrinsic QAH insu-lator (band gap ∼52meV), as proved by the dependenceof band gap on the strength of SOC (inset). (d) Schematicband structure of MnBi2Te4 (0001) surface states, showinga gapped Dirac cone with spin-momentum locking. Theenergy gap is opened by the surface exchange field (𝑚𝑧),which gets vanished when paramagnetic states are formedat high temperatures.

    Next we discuss the structure, magnetism andtopological electronic properties of MnBi2Te4 withthe above experimental observations and our first-principles calculation results. To understand themechanism for the formation of MnBi2Te4, we calcu-late the energies of a MnTe BL adsorbed on a Bi2Te3QL [Fig. 4(a) left] and a MnBi2Te4 SL [Fig. 4(a) right].The calculations show that the latter has 0.51 eV/unitlower total energy and is thus energetically more sta-ble. The result is easy to understand in terms of va-lence states. By assuming Te2−, the former structuregives unstable valence states of Mn3+ and Bi2+, whichtend to change into more stable Mn2+ and Bi3+ byswapping their positions. The atom-swapping inducedstabilization thus explains the spontaneous formation

    of MnBi2Te4 with a MnTe BL grown on Bi2Te3.We calculate the energies of different magnetic con-

    figurations of MnBi2Te4 (see Fig. S3 in the supple-mentary materials). It is found that the most sta-ble magnetic structure is FM coupling in each SLand AFM coupling between adjacent SLs (i.e. A-type AFM), whose easy axis is out-of-plane [Fig. 4(b)].In MnBi2Te4, Mn atoms are located at the cen-ter of slightly distorted octahedrons that are formedby neighboring Te atoms. The FM intralayer cou-pling induced by Mn–Te–Mn superexchange inter-actions is significantly stronger than the AFM in-terlayer coupling built by weaker Mn–Te· · ·Te–Mnsuper-superexchange interactions. Similar A-typeAFM states were predicted to exist in other magneticXB2T4 compounds.[28]

    Figure 4(c) shows the calculated band structureof the 7-SL MnBi2Te4 film. We can observe theDirac-like energy bands around Γ point, which ba-sically agrees with the ARPES data, expect for a gap(∼52 meV) at the Dirac point. All the films contain-ing larger than 4 SLs show similar band features withnearly identical gap values at the Dirac point, imply-ing that the gapped Dirac cone is an intrinsic sur-face feature of the material. Purposely tuning downthe SOC strength in calculations, the gap at first de-creases to zero and then increases [inset of Fig. 4(c)],which suggests a topological phase transition and thusthe topologically non-trivial nature of the gap. Actu-ally our calculations on the system reveal that bulkMnBi2Te4 is a 3D AFM TI with Dirac-like surfacestates that are gapped by the FM (0001) surfaces without-of-plane magnetization.[28,29]

    As illustrated in Fig. 4(d) and confirmed numeri-cally, the gapped surface states can be described by aneffective Hamiltonian 𝐻(𝑘) = (𝜎𝑥𝑘𝑦 − 𝜎𝑦𝑘𝑥) +𝑚𝑧𝜎𝑧,where 𝜎 is the Pauli matrix with 𝜎𝑧 = ±1 refer-ring to spin-up and spin-down, 𝑚𝑧 is the surface ex-change field.[2,3] For films thicker than 1 SL, hybridiza-tions between top and bottom surfaces are negligi-ble. Thus, their topological electronic properties aredetermined by the two isolated surfaces, which havethe same (opposite) 𝑚𝑧 for odd (even) number of SLsand half-integer quantized Hall conductance of 𝑒2/2ℎor −𝑒2/2ℎ, depending on the sign of 𝑚𝑧. Therefore,odd-SL MnBi2Te4 films are intrinsic QAH insulatorswith the Chern number 𝐶 = 1, meanwhile even-SLfilms are the intrinsic axion insulators (𝐶 = 0) thatbehave like ordinary insulators in dc measurementsbut can show topological magnetoelectric effects in acmeasurements.[3] However, when the TRS is recoveredabove 𝑇C, the exchange splitting of the bands getsvanished while the SOC-induced topological band in-version remains unaffected. MnBi2Te4 thus becomesa 3D TI showing gapless topological surface states,which are exactly the band structure observed in theARPES measurements performed at 25 K (above 𝑇C).

    The theoretically predicted magnetic configurationof MnBi2Te4 (Fig. 4(b)) is supported by our mag-

    076801-5

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    http://cpl.iphy.ac.cn

  • CHIN.PHYS. LETT. Vol. 36, No. 7 (2019) 076801 Express Letter

    netic measurements. For an odd-SL AFM MnBi2Te4film, whatever the exact thickness is, the net mag-netic moment is only of 1 SL. It explains why theatomic magnetic moment of Mn estimated from the7-SL MnBi2Te4 film (1.14𝜇B) is much smaller than5𝜇

    B. The measured 𝑀s = 8𝜇B per 2D U.C. may

    have contributions from both the FM surfaces (sup-posed to be 5𝜇

    B) and the AFM bulk which can give

    magnetic signals via canting or disorder. With theAFM arrangement of neighboring FM SLs, MnBi2Te4films are expected to show oscillation in its magneticproperties as the thickness changes between even andodd SLs. We indeed observed even-odd oscillation intheir magnetic properties as shown in Figs. 3(e) and3(f). The remnant magnetization 𝑀r, which char-acterizes long-range ferromagnetic order, is larger inodd-SL films than in even-SL ones. 𝐻c shows similaroscillation below 7 SLs, but increases monotonouslyin thicker films. This is because the Zeeman energyin magnetic field (𝐸𝑧) in an AFM film with FM sur-faces is only contributed by the FM surfaces and thusinvariant with film thickness, while the magnetocrys-talline anisotropy energy 𝐸MCA, which is contributedby the whole film, increases with thickness and thusbecomes more difficult to be overcome by 𝐸𝑧. In ad-dition, as shown in the 6-SL film [Fig. 3(c)] and othereven-SL films, 𝑀s is less sensitive to temperature thanin odd-SL films. For a comparison, the differences be-tween the 𝑀–𝐻 curves measured at 3 K and thosemeasured above 𝑇C are displayed in the lower panelsof Fig. 3(e), which shows a clear even-odd oscillation[Fig. 3(f)]. A rapid increase of 𝑀s with decreasingtemperature below 𝑇C is typical for ferromagnetic or-der. The magnetic signal from AFM canting, on theother hand, decreases or keeps nearly constant withdecreasing temperature. Thus the odd-SL films obvi-ously have more FM features.

    The large inter-SL distance (∼1.36 nm) is expectedto give a weak AFM coupling between neighboringSLs, which can be aligned into FM configuration ina magnetic field of several tesla.[30] We carried out aHall measurement of a 7-SL MnBi2Te4 film with 𝐻 upto 9 T. As shown in Fig. 3(g) (the linear background ofthe OHE has been subtracted from the 𝑅𝑦𝑥–𝐻 loop),besides a small hysteresis loop at low field contributedby the FM surfaces, 𝑅𝑦𝑥 resumes growing above ∼2 Tand is saturated at a higher plateau above 5T. Thephenomenon is a characteristic of a layered magneticmaterial and presumably results from an AFM-to-FMtransition (see the schematic magnetic configurationshown by the blue arrows in Fig. 3(g)). The FM con-figuration may drive the system into a magnetic Weylsemimetal phase.[28,29]

    In spite of the above evidences for an A-type AFMorder of MnBi2Te4, there are still some observationsthat we have not yet fully understood. For example,the even-SL films show larger 𝑀s than odd-SL onesabove 𝑇C, which is particularly clear in comparison

    of the 6 SLs [Fig. 3(c)] and 7 SLs [Fig. 3(a)] data at30 K. We also notice that overall 𝑀s shows a maxi-mum around 6 SLs and 7 SLs at 3 K, regardless ofeven or odd of SLs. Another confusion is that the mag-netic properties revealed by Hall effect measurementsare not fully consistent with those revealed by mag-netization measurements: 𝑅𝑦𝑥–𝐻 loops always showlarger 𝐻c than 𝑀–𝐻 loops, and oscillatory behav-iors are barely observed in the AHE data of the filmsof different thicknesses. These phenomena should re-sult from the interplays between the complex mag-netic structures and topological electronic propertiesof the unique layered magnetic material and requirea comprehensive study combing various techniques toclarify. Moreover, we find that MnBi2Te4 films arerelatively easy to decay under ambient conditions: 𝑀sof a sample decreases significantly after it is exposedin air for a couple of days. This may also compli-cate the magnetization and magneto-transport mea-surement results. Finding an effective way to protectthe material is crucial for the experimental investiga-tions on this system and for the explorations of theexotic topological quantum effects in it.

    The authors thank Wanjun Jiang and Jing Wangfor stimulating discussions.

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  • Supplementary Materials: Experimental Realization of an Intrinsic

    Magnetic Topological Insulator

    Yan Gong (龚演)1, Jingwen Guo (郭景文)1, Jiaheng Li (李佳恒)1, Kejing Zhu (朱科

    静)1, Menghan Liao (廖孟涵)1, Xiaozhi Liu (刘效治)2, Qinghua Zhang (张庆华)2,

    Lin Gu (谷林)2, Lin Tang (唐林)1, Xiao Feng (冯硝)1, Ding Zhang (张定)1,3,4,

    Wei Li (李渭)1,4, Canli Song (宋灿立)1,4, Lili Wang (王立莉)1,4, Pu Yu (于浦)1,4,

    Xi Chen (陈曦)1,4, Yayu Wang (王亚愚)1,3,4, Hong Yao (姚宏)4,5,

    Wenhui Duan (段文晖)1,3,4, Yong Xu (徐勇)1,4,6*, Shou-Cheng Zhang (张首晟)7,

    Xucun Ma (马旭村)1,4, Qi-Kun Xue (薛其坤)1,3,4*, Ke He (何珂)1,3,4* 1State Key Laboratory of Low Dimensional Quantum Physics, Department of Physics,

    Tsinghua University, Beijing 100084

    2Beijing National Laboratory for Condensed Matter Physics, Institute of Physics,

    Chinese Academy of Sciences, Beijing 100190

    3Beijing Academy of Quantum Information Sciences, Beijing 100193

    4Collaborative Innovation Center of Quantum Matter, Beijing 100084

    5Institute for Advanced Study, Tsinghua University, Beijing 100084

    6RIKEN Center for Emergent Matter Science (CEMS), Wako, Saitama 351-0198,

    Japan

    7Stanford Center for Topological Quantum Physics, Department of Physics, Stanford

    University, Stanford, California 94305-4045, USA

    **Correspondence authors. Email: [email protected]; [email protected]; [email protected]

    Methods

    Molecular beam epitaxy (MBE) growth of MnBi2Te4 films and angle-resolved

    photoemission spectroscopy (ARPES) measurements were carried out in one

    ultrahigh vacuum (UHV) system with a base pressure 1 × 10 −10

    mbar. Si(111)

    substrates were cleaned by repeated rapid heating (flashing) up to 1100℃ until they

    show clean 77 surface reconstruction. SiTiO3(111) substrates were processed by

    annealing in oxygen up to 930℃ before they were loaded to the UHV chamber and

    outgassed at 400℃ for half an hour. High purity Bi (99.999%), Te (99.9999%) and

    Mn (99.999%) were evaporated with standard Knudsen cells. Bi2Te3 films were

    grown on Si (111) or SrTiO3(111) substrates that were kept at 200℃. Then Mn and Te

    were co-deposited on Bi2Te3 at 200℃ with post-annealing at the same temperature

    for 10 min, which leads to formation of MnBi2Te4. ARPES measurements were

    carried out with unpolarized He-Iα photons (21.21 eV) generated by a Gammadata He

    discharge lamp and a Scienta-R4000 analyzer. The samples were cooled with liquid

    He-4 to ~ 25 K in measurements. The samples for SQUID and Hall measurements

  • were capped by a Te layer of ~ 20 nm before loaded out of the UHV chamber.

    SQUID measurements were performed in a commercial MPMS-52 system

    (Quantum Design). The linear diamagnetic backgrounds of the substrates and capping

    layers were subtracted from all data.

    Transport measurements were carried out in a closed cycle system (Oxford

    Instruments TelatronPT) (base temperature=1.5 K). Freshly cut indium cubes were

    cold pressed onto the sample as contacts. Standard lock-in techniques were employed

    to determine the sample resistance in a four-terminal configuration with a typical

    excitation current of 100 nA at 13 Hz.

    First-principles density functional theory calculations were performed using the

    projector augmented wave method [1,2] and the plane-wave basis with an energy

    cutoff of 350 eV, as implemented in the Vienna ab initio simulation package [3]. The

    Perdew-Burke-Ernzerhof type exchange correlation functional [4] in the generalized

    gradient approximation (GGA) was employed together with the GGA+U method [5]

    to treat the localized 3d orbitals of Mn (U = 4 eV). The Monkhorst-Pack k-grids of

    12 × 12 ×1 and 9 × 9 ×3 were selected for calculations of thin films and bulk

    MnBi2Te4, respectively. Structure optimizations were carried out with a force

    convergence criterion of 0.01eV/Å. Van der Waals corrections [6] were included to describe interlayer interactions in multi-layer and bulk MnBi2Te4.

    Reflection high energy electron diffraction (RHEED)

    Fig. S1. RHEED patterns of MnBi2Te4 along [112] and [110] directions, respectively.

    The sharp diffraction steaks indicate the two-dimensional morphology and high

    quality of the film.

  • Raw SQUID data

    Fig. S2. Raw SQUID data of the 7 SL (A) and 6 SL (B) MnBi2Te4 film at different

    temperatures. Subtracting linear diamagnetic backgrounds from these data, we obtain

    the data shown in Figs. 3(a) and 3(b).

  • Theoretical study of magnetic ground states

    Firstly, different spin configurations in monolayer MnBi2Te4 were considered,

    including FM, stripy AFM, zigzag AFM and in-plane AFM (Fig. S3). Their total

    energies (referenced to the FM state) are 0.0, 5.0, 5.4 and 6.4 meV, respectively. The

    calculated exchange interactions between the nearest-neighbor (J1) and next

    nearest-neighbor spins (J2) are J1 = -1.4 meV and J2 = 0.2 meV. These data suggest

    that the exchange coupling is ferromagnetic within the monolayer. Secondly, the

    out-of-plane ferromagnetism in monolayer MnBi2Te4 gives a total energy 0.25

    meV/unit lower than the in-plane ferromagnetism, implying an out-of-plane easy axis.

    Thirdly, the A-type AFM bulk gives a total energy per formula unit 1.2meV lower

    than the FM bulk, which is the magnetic ground state of MnBi2Te4.

    Fig. S3. Top view of different spin configurations of Mn atoms in monolayer

    MnBi2Te4: (A) FM, (B) stripy AFM, (C) zigzag AFM, and (D) in-plane AFM. Mn

    atoms form a triangular lattice. Supercell cells are denoted by dashed lines. Up, down

    and in-plane spins are denoted by black filled circles, open circles and arrows,

    respectively. Exchange interaction between the nearest-neighbor (J1) and next

    nearest-neighbor spins (J2) are denoted by red lines.

  • Band structures of MnBi2Te4 thin films

    Fig. S4. (A)-(C) Band structures of MnBi2Te4 thin films with a thickness of (A) 3, (B)

    4 and (C) 6 SLs. Their calculated band gaps are 50, 40 and 51 meV, respectively.

    References

    [1] P. E. Blöchl, Phys. Rev. B 50, 17953 (1994).

    [2] G. Kresse, D. Joubert, Phys. Rev. B 59, 1758 (1999).

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    [4] J. P. Perdew, K. Burke, M. Ernzerhof, Phys. Rev. Lett. 77, 3865 (1996).

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    TitleFig. 1Fig. 2Fig. 3Fig. 4ReferencesSupplemental Material