Cheffins v. Stewart - Decision (9th Cir. 2016)

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    FOR PUBLICATION

    UNITED STATES COURT OF APPEALS

    FOR THE NINTH CIRCUIT

    SIMON CHEFFINSand GREGORYJONES,Plaintiffs-Counter-Defendants-

    Appellants,

    v.

    MICHAEL B.STEWART,Defendant-Counter-Plaintiff-

    Appellee.

    No. 12-16913

    D.C. No.3:09-cv-00130-RAM

    OPINION

    Appeal from the United States District Courtfor the District of Nevada

    Robert A. McQuaid, Magistrate Judge, Presiding

    Argued and Submitted October 8, 2014San Francisco, California

    Filed June 8, 2016

    Before: Sidney R. Thomas, Chief Judge, and Diarmuid F.OScannlain and M. Margaret McKeown, Circuit Judges.

    Opinion by Judge OScannlain;Concurrence by Judge McKeown

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    CHEFFINS V.STEWART2

    SUMMARY*

    Visual Artists Rights Act

    The panel affirmed the district courts judgment in favorof the defendant in an action under the Visual Artists RightsAct and Nevada law.

    Plaintiffs transformed a used school bus intoLa Contessa,a mobile replica of a 16th-century Spanish galleon for use atthe Burning Man Festival. After the defendant tookpossession of the land on whichLa Contessawas stored, heburned its wooden structure so that a scrap metal dealer couldremove the underlying school bus from his property.

    Affirming the district courts summary judgment on theVARA claim, the panel held thatLa Contessawas appliedart and therefore was not covered by VARAs protection ofartists rights of integrity and attribution in works of visual

    art. Agreeing in large part with the Second Circuits analysis,the panel held that an object constitutes a piece of appliedartas opposed to a work of visual artwhere the objectinitially served a utilitarian function and the object continuesto serve such a function after the artist makes embellishmentsto it.

    The panel held that at trial on the plaintiffs conversionclaim, the district court did not abuse its discretion inexcluding expert testimony, nor in instructing the jury onabandoned property, lost profits, and punitive damages. The

    *This summary constitutes no part of the opinion of the court. It hasbeen prepared by court staff for the convenience of the reader.

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    CHEFFINS V.STEWART 3

    district court also did not abuse its discretion in admittingevidence of drug paraphernalia surroundingLa Contessaasit sat on the defendants property.

    Finally, the panel held that the district court did not err inawarding attorneys fees to the defendant after the plaintiffsrejected an offer of judgment made under Nevada law.

    Concurring, Judge McKeown expressed concern with the

    majoritys definition of applied art. She wrote that the rightquestion to ask is whether the primary purpose of the work asa whole is to serve a practical, useful function, and whetherthe aesthetic elements are subservient to that utilitarianpurpose.

    COUNSEL

    Paul E. Quade (argued), Quade Law, Ltd., Reno, Nevada,Plaintiff-Appellants.

    Keegan G. Low (argued) and Kristen L. Martini, Robison,Belaustegui, Sharp & Low, Reno, Nevada, for Defendant-Appellee.

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    CHEFFINS V.STEWART4

    OPINION

    OSCANNLAIN, Circuit Judge:

    We must decide whether the Visual Artists Rights Actapplies to a used school bus transformed into a mobile replicaof a 16th-century Spanish galleon.

    I

    A

    Plaintiffs Simon Cheffins and Gregory Jones, along witha number of volunteers, built theLa Contessa,a replica of a16th-century Spanish galleon for use at the Burning ManFestival.1Cheffins began his creation by acquiring a usedschool bus. He and Jones then designed and constructed thegalleon facade, including a hull, decking, masts, and a hand-crafted figurehead. These elements and the bus were thentransported to the Black Rock Desert in northern Nevada, the

    site of Burning Man, and assembled. When completed, theLaContessa was approximately sixty feet wide and sixteen feetlong with a mast over fifty feet tall.

    TheLa Contessafirst appeared at the Festival in 2002.Festival participants took rides on the La Contessa, and atleast two weddings were performed on its deck. It reappearedin 2003 and 2005. In 2003, it was used as part of a marchingband performance, and, in 2005, it was the centerpiece of achildrens treasure hunt, among other things.

    1As Cheffins and Jones helpfully explain, Burning Man is an art andcountercultural festival held each year for the week preceding Labor Day.

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    After the 2002 Festival, Cheffins and Jones stored theLaContessaon property owned by Festival organizers. After the2003 and 2005 Festivals, Cheffins and Jones stored the LaContessaon land in Nevada held in life estate by one JoanGrant, who had given them permission to do so. In late 2005,however, Grants home burned down, causing her to abandonthe life estate. Thereafter, defendant Michael Stewart tookpossession of the land in fee simple through a limited liabilitycompany.

    Cheffins and Jones did not relocate theLa Contessa afterthe change of property ownership. Rather, it sat unmoved onStewarts land until December 2006. Sometime during thatmonth, Stewart intentionally burned the wooden structure oftheLa Contessa so that a scrap metal dealer could remove theunderlying school bus from his property.

    B

    Cheffins and Jones filed this suit in the District of Nevada

    in March 2009, alleging that Stewart violated the VisualArtists Rights Act, 17 U.S.C. 106(A) (VARA), andcommitted common law conversion when he destroyed theLaContessa. After cross motions for summary judgment,Magistrate Judge Robert McQuaid dismissed Cheffins andJoness claim under the VARA, concluding that the LaContessa was applied art and so not protected by thestatute.2Cheffins and Joness conversion claim proceeded totrial before a jury, which found in favor of Stewart, who thenmoved for and was granted an award of attorneys fees under

    2The parties consented to proceed before a magistrate judge under28 U.S.C. 636(c).

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    CHEFFINS V.STEWART6

    Federal Rule of Civil Procedure 54(d)(2) and Nevada statelaw.

    II

    In this timely filed appeal, Cheffins and Jones contendthat the trial court erred when it granted summary judgmenton their VARA claim and that Stewart was not entitled toattorneys fees. Cheffins and Jones also appeal several

    evidentiary rulings, assert that the trial court gave severaldeficient jury instructions, and contend that the trial courterred when it failed to grant summary judgment on theirconversion claim.

    A

    The VARA was enacted in 1990 as an amendment to theCopyright Act. 17 U.S.C. 106A. The purpose of VARA isto protect two moral rights of artiststhe rights ofintegrity and attribution. Cort v. St. Paul Fire & Marine

    Ins. Cos., 311 F.3d 979, 98485 (9th Cir. 2002) (citing H.R.Rep. No. 514, 101st Cong., 2nd Sess. 5 (1990)). The right ofintegrity allows the [artist] to prevent any deforming ormutilating changes to his work, even after the title in the workhas been transferred.Id.at 985 (citation omitted and internalquotation marks omitted) (alteration in original). The rightof attribution allows the artist to be recognized by name asthe creator of a work. Id. In order to provide thoseprotections, the VARA states that the author of a work ofvisual art shall have the right, among other things, toprevent any intentional distortion, mutilation, or other

    modification of [a] work which would be prejudicial to his orher honor and to prevent any destruction of a work of

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    recognized stature, and any intentional or grossly negligentdestruction of that work . . . . 17 U.S.C. 106A(a).

    As the text of the statute shows, the VARA only appliesto works of visual art. It does not define the term work ofvisual art, but the VARA is part of the Copyright Act, whichdefines work of visual art in the affirmative and in thenegative. A work of visual art is:

    (1) a painting, drawing, print, or sculpture,existing in a single copy, in a limited editionof 200 copies or fewer that are signed andconsecutively numbered by the author, or, inthe case of a sculpture, in multiple cast,carved, or fabricated sculptures of 200 orfewer that are consecutively numbered by theauthor and bear the signature or otheridentifying mark of the author; or

    (2) a still photographic image produced for

    exhibition purposes only, existing in a singlecopy that is signed by the author, or in alimited edition of 200 copies or fewer that aresigned and consecutively numbered by theauthor.

    17 U.S.C. 101. On the other hand, a work of visual art isnot:

    (A)(i) any poster, map, globe, chart, technicaldrawing, diagram, model, applied art, motion

    picture or other audiovisual work, book,magazine, newspaper, periodical, data base,

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    electronic information service, electronicpublication, or similar publication;

    (ii) any merchandising item or advertising,promotional, descriptive, covering, orpackaging material or container;

    (iii) any portion or part of any item describedin clause (i) or (ii).

    Id. (emphasis added).

    B

    On summary judgment, Stewart asserted, and the trialcourt subsequently concluded, that theLa Contessawas nota work of visual art because it was applied art. Whetherthe trial court properly granted summary judgment on theVARA claim turns on whether theLa Contessa was a workof visual art. The parties assert that this question, in turn,

    depends on whether it was applied art.3

    3Even if theLa Contessawere not applied art it is not clear that itwould qualify for protection under the VARA. After all, the VARAsdefinition of work of visual art operates to narrow and focus the statutescoverage; only a painting, drawing, print, or sculpture, or an exhibition

    photograph will qualify.Kelley v. Chicago Park Dist., 635 F.3d 290, 300(7th Cir. 2011) (internal quotation marks omitted). While the trial courtconcluded that the La Contessa was a sculpture, we need not furtheraddress the issue because it is not raised on appeal.

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    III

    A

    The VARA does not define the term applied art, andfederal courts have rarely had occasion to interpret itsmeaning. In Carter v. Helmsley-Spear, Inc., 71 F.3d 77 (2dCir. 1995), the Second Circuit held that a sculptureconstructed of portions of a school bus and affixed to a wall

    in a building lobby was not applied art. Id. at 83. Itexplained that the term applied art means two-and three-dimensional ornamentation or decoration that is affixed tootherwise utilitarian objects.Id. at 8485 (internal quotationmarks omitted). The court further explained that the sculpturewas not applied art simply because it was affixed to thelobbys floor, walls, and ceiling because [i]nterpretingapplied art to include such works would render meaninglessVARAs protection for works of visual art installed inbuildings.Id.at 85.

    The Second Circuit provided an additional gloss on whatconstitutes a work of visual art, and by extension whatconstitutes applied art, in Pollara v. Seymour, where itexplained that the VARA may protect a sculpture that lookslike a piece of furniture, but it does not protect a piece ofutilitarian furniture, whether or not it could arguably be calleda sculpture. 344 F.3d 265, 269 (2d Cir. 2003). The courtwent on to hold that an elaborate painted banner was not awork of visual art eligible for protection under the VARA.Id. at 271.

    We agree in large part with the Second Circuits analysis.As the Second Circuit suggested, the focus of our inquiryshould be on whether the object in question originally

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    wasand continues to beutilitarian in nature. Such a focuscomports with dictionary definitions of the term appliedart.4 For example, Websters Dictionary defines appliedart as employed in the decoration, design or execution ofusefulobjects. The Merriam Webster Dictionary 105 (3d ed.1974) (emphasis added). Similarly, the Oxford EnglishDictionaryexplains that one definition of applied is put topractical use and lists applied arts as a frequent applicationof the term. The Oxford English Dictionary (2d ed. 1989).

    These definitions suggest that, in its ordinary meaning,applied art consists of an object with a utilitarian function thatalso has some artistic or aesthetic merit.

    Further, this approach makes sense in the statutorycontext in which applied art is used in 17 U.S.C. 101.Applied art is enumerated in a list that also contains, interalia, maps, globes, charts, technical drawings, diagrams,models, newspapers, periodicals, data bases, and electronicinformation services. 17 U.S.C. 101. The fact that the otheritems in the list are utilitarian objects leads us to conclude

    that the listed items are related by their practical purposes andutilitarian functions, requiring a focus on utility whenconstruing the term applied art.5

    4We adopt the common practice of consulting dictionary definitionsto clarify the ordinary meaning of terms used in a statute but not definedtherein.Johnson v. Aljian, 490 F.3d 778, 780 (9th Cir. 2007). We consultthe edition [of the dictionary] in print when Congress enacted theVARA.Id.

    5Under the canon of noscitur a sociis statutory terms grouped in a list

    should be given related meaning and the fact that several items in a listshare an attribute counsels in favor of interpreting the other items aspossessing that attribute as well.Rosebrock v. Mathis, 745 F.3d 963, 976(9th Cir. 2014) (quoting United States v. Kimsey, 668 F.3d 691, 701 (9th

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    We therefore hold that an object constitutes a piece ofapplied artas opposed to a work of visual artwherethe object initially served a utilitarian function and the objectcontinues to serve such a function after the artist madeembellishments or alterations to it.6 This test embraces thecircumstances both where a functional object incorporates adecorative design in its initial formulation, and where afunctional object is decorated after manufacture but continuesto serve a practical purpose. Conversely, applied art would

    not include a piece of art whose function is purely aestheticor a utilitarian object which is so transformed through theaddition of artistic elements that its utilitarian functions cease.

    B

    We respond briefly to the concern expressed in theconcurrence that the standard we adopt today may not beworkablethat it raises difficult questions regarding whereexactly the line defining applied art will be drawn. SeeConcurrence at 22. The analysis we adopt today directs the

    courts attention away from assessments of an objects artisticmerit and instead toward the objects practical utility. Thestandard is relatively simple: where a functional object,despite claims of artistic merit, continues to serve a utilitarian

    Cir. 2012));see also Antonin Scalia and Bryan Garner, Reading Law: TheInterpretation of Legal Texts 19598 (2012) (discussing the noscitur asociiscanon).

    6With recognition that nearly every object on which art is installed willbe in some sense utilitarian, we caution that the utilitarian function must

    be something other than mere display of the work in question. See also17 U.S.C. 101 (A useful article is an article having an intrinsicutilitarian function that is not merely to portray the appearance of thearticle or to convey information.).

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    purpose, it is applied art. Although the answers to some ofthe questions regarding this standard may be clear,7resolutionof the case before us does not require us to provide acomprehensive inventory of all the objects that will or willnot meet the definition of applied art.

    Indeed, the call for a more textured and flexibledefinition of applied art, Concurrence at 22, raises evengreater concerns of line drawing. The concurrence would

    have judges evaluate [a] work as a whole, to determinewhether the artistic creation is subservient to its usefulfunction. Id.at 28. Such an analysis necessarily requirescourts to express judgments regarding the importance of anobjects artistic qualities, and to determine whether thosequalities predominate over the objects non-artistic utility.Even approached from the perspective of a reasonableobserver, id.at 29, the question for a court remains whetheran objectively reasonable person would conclude that acreation is more art than useful object. How differentjudges could answer such a question on a consistent basis is

    anything but clear.

    Any attempt to guide judicial determinations of anamorphous concept like applied art is unlikely to becompletely satisfying to all. But the approach we adopt today

    7 For example, we have explained that the transformation fromutilitarian object to work of art, Concurrence at 22, occurs where anobjects utilitarian functions cease. We can leave for another casewhether there might be some de minimis exception to this standard, wherean object continues to serve only the most trivial of utilitarian functions.

    Further, we have explained that our focus is on objects that in factcontinue to serve real utilitarian functions (as opposed to those which mayretain the ability to serve utilitarian functions, or those which at one pointin history served such functions,see id.).

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    instructs courts to focus precisely on an objects continuingutilityand not to ask whether that utility is somehowsubservient to an artistic creation. Difficult cases may stillarise, but our standard aims to limit the situations in whichthey do.

    C

    We now apply this standard to the facts of this case.

    TheLa Contessabegan as a simple school busan objectwhich unquestionably served the utilitarian function oftransportation. To transform the bus into the La Contessa,Cheffins and Jones adorned it with the visual trappings of a16th-century Spanish galleon. While the La Contessaselaborate decorative elements may have had many artisticqualities, theLa Contessa retained a largely practical functioneven after it had been completed. At Burning Man, the LaContessa was used for transportation, providing rides tofestival-goers, hosting musical performances and weddings,

    and serving as a stage for poetry and acrobatics shows.Indeed, theLa Contessa often was driven about the Festivalgrounds and was banned from the Festival in 2004 becauseits unsafe driving practices far exceeded communitytolerance and out-weighed the visual contribution it made.

    Under the definition we adopt today, the La Contessaplainly was applied art. It began as a rudimentary utilitarianobject, and despite being visually transformed throughelaborate artistry, it continued to serve a significant utilitarianfunction upon its completion. As applied art, the La

    Contessa was not a work of visual art under the VARA andtherefore not eligible for its protection. Therefore, the trial

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    court properly granted summary judgment to Stewart onCheffins and Joness VARA claim.

    IV

    A

    Cheffins and Jones next argue that the trial court abusedits discretion when it excluded the testimony of Joanne

    Northrup and Diedre DeFranceaux, two of their expertwitnesses, and when it refused to allow Cheffins and Jones tosupplement other expert reports. After conducting a lengthyhearing on the matter, the trial court concluded that theproffered testimony would be unduly speculative. The trialcourt did not abuse its considerable discretion in this case.We have repeatedly explained that a trial court not only hasbroad latitude in determining whether an experts testimonyis reliable, but also in deciding how to determine testimonysreliability.Hangarter v. Provident Life & Accident Ins. Co.,373 F.3d 998, 1017 (9th Cir. 2004) (internal quotation marks

    omitted).

    B

    Cheffins and Jones raise two issues related to the trialcourts jury instructions on abandoned property. First, theycontend that the trial court abused its discretion when itdeclined to instruct the jury on abandoned property, lostprofits, and punitive damages based on Nevada RevisedStatues 487.210487.250. The trial court did not abuse itsdiscretion. The statutory scheme only applies to vehicles

    abandoned on public land, and it is uncontested that theLa

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    Contessa remained on Stewarts private land until itsdestruction. N.R.S. 487.235.8

    Second, Cheffins and Jones contend that the trial courtimproperly instructed the jury on abandonment under Nevadalaw, asserting that the given instruction failed to explain therequired showing of intent. The given instruction, however,explained that abandonment may be inferred from . . . actsdone and thus comported with Nevada law. See J.H. Mallett

    v. Uncle Sam Gold & Silver Mining Co., 1 Nev. 188, 20405(1865) (holding that the moment the intention to abandonand the relinquishment of possession unite, the abandonmentis complete).

    C

    Cheffins and Jones next assert that the trial court abusedits discretion by failing to include jury instructions on lostprofits and punitive damages resulting from the destruction ofthe La Contessawhich the court concluded were unduly

    speculative. The court did not abuse its discretion. Moreover,even if the district court had erred, such error was harmlessbecause the jury found in favor of Stewart on Cheffins andJoness conversion claim, meaning that there were nodamages to award in any case. SeeKennedy v. S. Cal. EdisonCo., 268 F.3d 763, 770 (9th Cir. 2001) (explaining that[h]armless error review applies to jury instructions in civilcases).

    8

    Cheffins and Joness related contention that the trial court should haveprovided a jury instruction based on N.R.S. 118A.460 fails for a similarreason. That statute applies to landlord-tenant relationships, and isinapplicable to the facts of this case.

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    D

    Cheffins and Jones also contend that the trial court erredwhen it admitted evidence of drug paraphenalia surroundingtheLa Contessaas it sat on Stewarts property. The trial courtfirst determined that it would not admit such evidence, butthen reversed itself and allowed the evidence simply to showthe condition of things around the ship when a witnessvisited theLa Contessa. We have previously explained that

    evidentiary rulings should not be reversed absent clear abuseof discretion and some prejudice, S.E.C. v. Jasper, 678 F.3d1116, 1122 (9th Cir. 2012), and we see neither clear abuse ofdiscretion nor prejudice here. Such evidence was relevant tothe value of theLa Contessaat the time of its destruction, andthe trial court provided the jury with an appropriate limitinginstruction.

    E

    Cheffins and Jones next contend that the trial court erred

    when it denied their motion for partial summary judgment ontheir conversion claim. The conversion claim subsequentlywas presented to a jury, which returned a verdict in favor ofStewart.Cheffins and Joness appeal therefore fails at theoutset, because we do not review the denial of summaryjudgment when the case has gone to trial.Affordable Hous.Dev. Corp. v. City of Fresno, 433 F.3d 1182, 1193 (9th Cir.2006);see also Lum v. City & Cty. of Honolulu, 963 F.2d1167, 1170 (9th Cir. 1992) (concluding that there is no needto review denials of summary judgment after there has beena trial on the merits, and dismissing appeal).

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    V

    Finally, Cheffins and Jones challenge the courts awardof attorneys fees to Stewart, which the court made after theyrejected an offer of judgment made under Nevada law.Federal Rule of Civil Procedure 54(d) allows a party torecover attorneys fees, when, among other things, a motionspecifies the statute, rule, or other grounds entitling themovant to the award. Moreover, we have recognized that,

    under Nevada law, a prevailing [party] is entitled to recoverattorneys fees if an offer of judgment is rejected. MROCommcns, Inc. v. AT&T, 197 F.3d 1276, 1281 (9th Cir.1999);seeNev. R. Civ. P. 68.

    Cheffins and Jones assert that the timing requirements ofFederal Rule of Civil Procedure 68 apply to an offer ofjudgment made under state law, rendering the award ofattorneys fees improper because the offer of judgment onwhich the trial court based its award would not have beentimely. Stewart urges that Rule 68 does not apply.

    We agree with Stewart. Rule 54 provides a federalprocedural mechanism for moving for attorneys fees that aredue under state law.Med. Protective Co.v. Pang, 740 F.3d1279, 1283 (9th Cir. 2013). Therefore, Nevadas offer ofjudgment rules and statutes . . . provide the applicableprocedure for awarding attorneys fees in a case like thisone, where the only claim at the time Stewart made his offerof judgment was a state law conversion claim. MRO,197 F.3d at 128183 (In an action where a district court isexercising its subject matter jurisdiction over a state law

    claim the state law denying the right to attorneys fees orgiving a right thereto, which reflects a substantial policy ofthe state, should be followed. (quoting Alyeska Pipeline

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    Serv. Co. v. Wilderness Socy, 421 U.S. 240, 259 n.31(1975))). Because Federal Rule of Civil Procedure 54(d)(2)provides the applicable procedure for awarding attorneysfees, and because Stewarts offer of judgment complied withthe underlying Nevada state law rule, it was timely forpurposes of the trial courts award of attorneys fees.9

    AFFIRMED.10

    McKEOWN, Circuit Judge, concurring:

    I write separately to express my concern with themajoritys definition of applied art, which centers on whetheran object has or retains a utilitarian function. Maj. Op. 10.This focus runs the risk of unduly narrowing the protectionsof artists under the Visual Artist Rights Act of 1990,17 U.S.C. 106A (VARA), and not focusing on the workas a whole. Although the majoritys formulation may protect

    the clearest casesthose works that are purely aesthetic orso transformed through the addition of artistic elements that[their] utilitarian functions cease, Maj. Op. 11,it leaves

    9While the parties did not brief the issue, we agree with the trial courtthat there is no conflict between Federal Rule of Civil Procedure 68 andNevada Rule of Civil Procedure 68. See Goldberg v. Pac. Indem. Co.,62 F.3d 752, 756 n.7 (9th Cir. 2010) (explaining that theMROopinion isnot relevant to whether Arizonas offer of judgment rule conflicts withFederal Rule of Civil Procedure 68 because, unlike Arizona, Nevadasrule allows for recovery of attorneys fees).

    10The denial of Cheffins and Joness motion for summary judgment isnot appealable and their appeal from that order is therefore DISMISSED.Affordable Hous. Dev. Corp., 433 F.3d at 1193.

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    other casessuch as works of art that incorporate utilitarianelements, or that could be put to practical purposesout inthe cold. To better effectuate the purpose of VARA, we needa more nuanced definition of applied art that balancesbetween the risk of unduly restricting VARAs reach and therisks of turning judges into art critics or consigning tolitigation every work of art that includes some utilitarianfunction. In determining whether a work is applied art, theright question to ask is whether the primary purpose of the

    work as a whole is to serve a practical, useful function, andwhether the aesthetic elements are subservient to thatutilitarian purpose. Because the bus/Spanish galleon LaContessa is applied art under either standard, I concur in thejudgment as well as parts I, II, IV, and V of the panel opinion.

    VARA enshrined the concept of droit moral, or moralrights, in American law to a limited extent. Cheryl Swack,Safeguarding Artistic Creation and the Cultural Heritage: AComparison of Droit MoralBetween France and the UnitedStates, 22 Colum.-VLA J.L. & Arts 361, 363 (1998). Long

    recognized in Europe, moral rights afford protection for theauthors personal, non-economic interests in receivingattribution for her work, and in preserving the work in theform in which it was created, even after its sale or licensing.Jane C. Ginsburg, Copyright in the 101st Congress:Commentary on the Visual Artists Rights Act and the

    Architectural Works Copyright Protection Act of 1990,14 Colum.-VLA J.L. & Arts 477, 478 (1990).

    VARA protects the moral rights of attribution andintegrity, but only for a narrow subset of the works of visual

    art already protected under the Copyright Act. 3 Nimmer onCopyright 8D.06[A][2]. Thus, the creator of a qualifyingpainting, drawing, print, or sculpture, or still photographic

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    image produced for exhibition purposes only, 17 U.S.C. 101, may prevent any intentional distortion, mutilation, orother modification of [the] work which would be prejudicialto his or her honor and to claim authorship of the work.Id. 106A(a). Coverage is limited to these listedcategories of works of visual art. The statute also prohibitsthe destruction of work of recognized stature. Id. 106A(a)(3)(B). As a result, acts of so-called art murderlike the removal of Diego Riveras mural from Rockefeller

    Center, now have limits.1

    Thus, when Kent Twitchells muraldepicting artist Ed Rucha was painted over, Twitchell suedunder VARA; he ultimately settled for $ 1.1 million.2

    The protections provided by VARA are analogous tothose protected by Article 6bis of the Berne Convention.H.R. Rep. No. 101-514, at 5 (1990).3 Affording artists these

    1In 1934, Riveras unfinished mural was removed from the wall of theRCA building and destroyed over the course of a weekend. TheRockefellers apparently made this decision due to Riveras refusal to omit

    the figure of Lenin from his work. See Rivera RCA Mural is Cut fromWall, N.Y. Times, February 13, 1934, at 21. Indeed, the mutilation of aPicasso painting, Trois Femmes, by two Australian entrepreneurs wassignificant to the passage of VARA. See H.R. Rep. No. 101-514, at 17.

    2 Although Twitchells generous settlement was heralded as avindication of artists moral rights under VARA, the case provides nojudicial precedent on this matter. Charles Cronin, Dead on the Vine:Living and Conceptual Art and VARA, 12 Vanderbilt J. Ent. & Tech. L.209, 219 n.49 (2010).

    3The Berne Convention secures the protection of the rights of authorsin their literary and artistic works, Berne Convention for the Protection

    of Literary and Artist Works, art. 1, July 24, 1971, S. Treaty Doc. No. 99-27 (1986), including moral rights [t]o claim authorship and to objectto certain modifications and other derogatory actions, id. at art. 6bis. TheUnited States acceded to the Berne Convention in 1988, but did not

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    rightswhich are otherwise largely not recognized in ourintellectual property systemhelps foster a climate ofartistic worth and honor that encourages the author in thearduous act of creation. Id.(internal quotations omitted);see also Kelley v. Chicago Park Dist., 635 F.3d 290, 29698(7th Cir. 2011) (detailing the history of VARA).

    Although VARA amended the Copyright Act, its uniqueprotections do not extend to every copyrightable work.

    Rather, the statute may be invoked only if the painting,drawing, print, sculpture, or still photographic imageproduced for exhibition purposes only is part of a limitededition of 200 copies or fewer that have been signed andconsecutively numbered by the author. 17 U.S.C. 101.Significantly, a work does not fall within VARAs protectionif, among other exclusions, it is mass-produced, intended foruse in advertising, or is applied art. Id.

    This case hinges on that final exceptionapplied art. Theparties agree thatLa Contessa, a Spanish galleon built on the

    chassis of a school bus by Cheffins and Jones, was asculpture. The parties also do not contest thatLa Contessawas a work of recognized stature. Thus VARA wouldprohibit the destruction ofLa Contessaunless it was a workof applied art.

    The majority focuses the inquiry on whether the objectin question originally wasand continues to beutilitarianin nature. Maj. Op. 910. Thus, the majority holds that anobject constitutes a piece of applied artas opposed to awork of visual artwhere the object initially served a

    recognize moral rights until Congress enacted VARA two years later.Swack,supra at 363.

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    utilitarian function and the object continues to serve such autilitarian function after the artist made embellishments oralterations to it. Maj. Op. 11. This definition paysinsufficient heed to the character of the work as a whole andfails to clarify when the product of artistic creation hascrossed the threshold of functionality that transforms it fromvisual to applied art.

    The central focus of our inquiry should be on whether a

    work is primarily directed to a utilitarian purpose. Themajoritys bare statement provides scant guidance. At whatpoint does the transformation from utilitarian object to workof art occur? Is any residual utilitarian function sufficient toconsign a work to the applied art label, or must theutilitarian function be significant? Does it matter whether anobject within a work retains a possible, but unused orimpractical, utilitarian function versus whether it continues tobe used for its original purpose? What is the magic dividingline that informs our legal determination? These questionshighlight the need for a more textured and flexible definition

    of applied art.

    Defining the term applied art is no easy task. To besure, judicial attempts to categorize artistic creations arefraught with difficulties. As Justice Holmes observed longago, judges make terrible art critics: It would be a dangerousundertaking for persons trained only to the law to constitutethemselves final judges of the worth of pictorial illustrations.Bleistein v. Donaldson Lithographing Co., 188 U.S. 239, 251(1903). There is some irony in the fact that VARA wasenacted as part of the Judicial Improvements Act of 1990,

    Pub. L. No. 101-650, which created eighty-five new federaldistrict and appellate judgeships. Thankfully, apart fromoccasional fair use cases under the Copyright Act, these

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    judges have been able to devote themselves to tasks otherthan critiquing paintings and sculptures. Although VARAdoes not ask us to assess the beauty or value of art, attemptingto discern whether a unique creation is visual or utilitarian artposes similar challenges.

    The difficulty of our job is compounded because VARAprovides no definition of applied art. Leaders of the artcommunity warned Congress that VARA does not offer firm

    definitions of applied and visual art, leaving open forconjecture the kinds of art and artists eligible for protection.Hearing on H.R. 3221, Visual Artists Rights Act of 1987,

    Before the Subcomm. on Courts, Civil Liberties and the

    Admin. of Justice of the H. Comm. on the Judiciary, 100thCong. 136 (1988) (testimony of the Association of ArtMuseum Directors, American Arts Alliance, and AmericanAssociation of Museums). Congress was unmoved: theHouse Report accompanying the bill unhelpfully states thatthe definition of applied art is self-explanatory and instructscourts construing the statute to use common sense as well

    as the generally accepted standards of the artisticcommunity. H.R. Rep. No. 101-514, at 11, 13.

    Although many court decisions have addressed appliedart, these cases provide little guidance on how to distinguishapplied from visual art. The issue in nearly all applied artcases is whether the work was copyrightable applied art orinstead a noncopyrightable work of industrial design. See,e.g., Gay Toys, Inc. v. Buddy L Corp., 703 F.2d 970, 972 (6thCir. 1983) (Congress intended to distinguish betweencopyrightable works of applied art and uncopyrighted works

    of industrial design. (quoting H.R. Rep. No. 1476, 94thCong., 2d Sess. 54));Norris Indus., Inc. v. Intl Tel. & Tel.Corp., 696 F.2d 918, 920 (11th Cir. 1983) ([There is a]

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    distinction between works of applied art eligible for copyrightprotection and industrial designs ineligible for protection.);Eltra Corp. v. Ringer, 579 F.2d 294, 297 (4th Cir. 1978)(noting the precise line between copyrightable works ofapplied art and uncopyrighted works of industrial design).

    The analysis in these cases is driven by the principle thatworks may unquestionably be applied art, such as a detailedcarving on the back of a chairan obviously utilitarian

    objectbut may also enjoy certain copyright protection.4

    Whether such a work falls under VARAs protections is adifferent question. Thus, while these opinions have coalescedaround a definition of applied art for the purpose of copyrightprotection as pictorial, graphic, and sculptural works that areintended to be or have been embodied in useful articles, 8-4A Nimmer on Copyright 102, they do not provide ananswer under VARA because VARA protects a new anddifferent genus of works of visual art, 3 Nimmer onCopyright 8D.06[A][2].

    VARAs protections cannot be limited only to worksentirely devoid of any utilitarian purpose. As Judge Gesellonce noted: Art through the ages has often served autilitarian purpose[].Esquire, Inc. v. Ringer, 414 F. Supp.939, 941 (D.D.C. 1976), revd591 F.2d 796 (D.C. Cir. 1978).Many outstanding sculptures, including the Caryatids of theAcropolis and the monumental carvings of Ramses at thetemple of Karnak are in fact columns that provided buildingswith structural integrity. Medieval tapestries not only

    4

    Indeed, examples of original pictoral, graphic, and sculptural worksprotected by copyright include dolls and toys, mosaics, and stained glassdesigns. United States Copyright Office, Circular 40.0915, CopyrightRegistration for Pictorial, Graphic, and Sculptural Works(2015).

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    represented a form of fine art, but also ke[pt] castles andcathedrals free from draft. William S. Lieberman,ModernFrench Tapestries, 6 Metropolitan Museum of Art Bulletin142, 142 (1948). Of course, the famous Bayeux tapestries,which depict events leading to the Battle of Hastings, retaintheir utilitarian function to some extent: they could still beused to keep a drafty castle warm. Likewise, Tracy EminsMy Bed, displayed at the Tate Britain, incorporates Eminsreal bed as a monument to the heartache of a relationship

    breakdown.5

    The bed arguably retains its original utilitarianfunctionit remains a bed, and could still be slept inbut itis no longer meant or used for this utilitarian purpose.Rather, like the Bayeux tapestries,My Bedis now appreciatedand viewed as a work of creative expression and, whenviewed as a whole, the utilitarian object has become part ofa visual art piece.

    The modern era abounds with examples of fine art thatserve some utility. Perhaps the most famous sculpture of themodern eraRodins The Thinkerwas conceived when the

    artist was designing a set of monumental doors titled TheGates of Hell.6 Doors, of course, are utilitarian objects thatfacilitate the movement of people into and out of buildings.Likewise, a young Pablo Picasso painted a massivebackground piece for the balletLe Tricorne. Although thatpainting surely served some utilitarian purpose as a stage

    5Hannah Ellis-Petersen, Tracy Emins Messy Bed Goes on Display atTate for First Time in 15 Years, The Guardian (Mar. 30, 2015, 10:41 AM),http://www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years.

    6Rodin envisioned Dante sitting and contemplating the scenes of eternaldamnation portrayed on the Gates. Albert E. Elsen,Rodins Thinker andthe Dilemmas of Modern Public Sculpture43 (1985).

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    curtain, following that debut, it has been displayed as apainting for half a century. The painting was the focus ofintense debate when it was removed last year from the FourSeasons restaurant in New Yorks Seagram Building, whereit had hung since 1959.7 Some sculptures designed by DaleChihuly are fantastically artistic and original and yet couldalso serve a utilitarian purpose of diffusing fresh water orserving as a room divider. The artistic and utilitarian aspectsare entwined in some of Chihulys pieces.8

    It is easy to imagine a sculpture composed of an array ofutilitarian objects. VARAs legislative history confirms thissituation: Congress emphasized that because [a]rtists maywork in a variety of media, and use any number of materialsin creating their works . . . . whether a particular work fallswithin the definition should not depend on the medium ormaterials used. H.R. Rep. No. 101-514, at 11. Indeed, aFlorida plumber/artist who created a sculpture with autoparts, plumbing fixtures and scrap wiring, found himself inthe middle of VARA litigation when the junk was

    removed.9

    Automatically relegating these pieceswhich are

    7Le Tricornehas found a new home at the New York Historical Society.Benjamin Muller,After 55 Years in Vaunted Spot, a Picasso Is Persuadedto Curl, N.Y. Times, Sept. 7, 2014, at A14.

    8 Chihulys work is heralded for render[ing] meaningless thedistinctions between utilitarian product and art, art and craft, beauty andfunction. Patterson Sims, Suola di Chihuly: Venezia and Seattle,inDaleChihuly: Installations 19641992(1992).

    9The story of this fascinating dispute is outlined in Christopher J.

    Robinsons note: The Recognized Stature Standard in the Visual ArtistsRights Act, 68 Fordham L. Rev. 1935, 1958 (2000). The parties did notcontest that the work was a sculpture, but fought bitterly over whether thevisual art was of recognized stature. Id.

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    unquestionably works of visual artbeyond the scope ofVARA simply because they may serve some practicalfunction would undermine the purpose of the law.

    The majority alludes to the fact that a work would notnecessarily fall outside VARAs scope simply because itcould possibly serve some practical purpose, concluding thatLa Contessamust be applied art because it continued toserve a significant utilitarian function upon its completion.

    Maj. Op. 13. But how significant the utilitarian function mustbeeither when a work is initially created, or after itundergoes artistic modificationscannot be deduced fromthe majoritys test for applied art. The analysis must bemore nuanced, and, as a matter of procedure, in some cases,these issues will raise questions of fact that precludesummary judgment.

    Art dictionaries and reference materials provide usefulguidance on this score. In seeking to distinguish applied artfrom fine art, The Concise Oxford Dictionary of Art Terms

    states that applied art is Art that is created for useful objectsand remains subservient tothe functions of those objects.The Concise Oxford Dictionary of Art Terms 13 (MichaelClarke and Deborah Clarke eds., 2d ed. 2010) (emphasisadded). As examples, it lists ceramics, furniture, glass,leather, metalwork, textiles, arms and armour, clocks, andjewelry. Id. Likewise, The Thames & Hudson Dictionaryof Art Terms confirms that applied art is Art which isessentially functional, but which is also designed to beaesthetically pleasing. The Thames & Hudson Dictionary ofArt Terms 17 (Edward Lucie-Smith ed., 2d ed. 2004)

    (emphasis added). This dictionary provides a similar list ofapplied art items: furniture, metalwork, clocks, textiles,[and] typography. Id. The definition of applied art in

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    materials published by the World Intellectual PropertyOrganization (WIPO)the body tasked with administeringthe Berne Conventionis also helpful. WIPO has definedapplied art as cover[ing] the artistic contributions of themakers of knick-knacks, jewellery, gold and silverware,furniture, wallpaper, ornaments, clothing, etc. WIPO,Guideto the Berne Convention for the Protection of Literary and

    Artistic Works1617 (1978).10

    These definitions illustrate that applied art does notencompass every work that has any conceivable utilitarianpurpose, nor one that incorporates functional objects orpieces. Rather, the definitions employed by art dictionariesand the objects they list reflect that the key question iswhether the primary purpose or essence of the work isutilitarian or functional.

    To effect the purpose of VARA and provide guidance forthe art community, I believe courts should evaluate the workas a whole, asking whether its primary purpose is to serve a

    useful function and whether the artistic creation is subservientto that purpose. If the primary purpose is for the work to beviewed and perceived as art, then any incidental utilitarianfunction will not push it outside the scope of VARA. If aworks primary purpose is functional, however, no amount ofaesthetic appeal will transfer it into visual art subject toVARAs protections. Determining a works primary purposeneed not constitute a judicial inquiry into the nature of art.Rather, as in other legal contexts, courts should ask whether

    1 0

    T h i s d o c u m e n t i s a v a i l a b l e o n - l i n e a tf tp : / / f tp .wipo . in t /pub /l ib r a r y /e books /h i sto r i c a l -ipbooks /GuideToTheBerneConventionForTheProtectionOfLiteraryAndArtisticWorksParisAct1971.pdf

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    a reasonable observer would consider [the work] designedto a practical degree for a utilitarian or artistic purpose. SeeLozman v. City of Riviera Beach, 133 S. Ct. 735, 741 (2013)(articulating a primary purpose test for determiningwhether an object is a vessel).

    In this case, applying the analysis I outline yields thesame result as the majority:La Contessawas applied art. Theschool bus-turned-galleon was designed for, and employed

    as, a performance venue, restaurant, and means oftransportation around the Burning Man festival. Poets,acrobats, and bands performed on its decks. It drove revelersfrom party to party within Nevadas Black Rock desert. Onvarious occasions, the galleon was driven at high speeds,prompting festival organizers to send Cheffins and Jones aletter condemning its unsafe driving practices. WhenLaContessawas not serving this purpose, it was dragged to afield, covered with a tarp, and left to sit idle for months at atime. Taken as a whole, this is powerful evidence that theprimary purpose ofLa Contessa was to serve the utilitarian

    functions of performance venue, gathering space, and people-mover. Although Cheffins and Jones testified passionatelyaboutLa Contessas beauty and the artistic expression theyfelt it embodiedand it is an impressive work of art in manyrespectsI conclude it is applied art because its aestheticappeal was subservient to its primary utilitarian purpose.Thus, the VARA claim fails.

    VARA has spawned comparatively little litigation overthe last quarter-century, and I hope that no spasm of artisticdestruction or mutilation changes this trend. However, given

    the unique protections under VARA and the inherentdifficulties in defining visual arts and applied arts, thearts, the art world, and the legal community would benefit

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    from a more nuanced and flexible test for determining thescope of VARAs protection of artistic works.

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    home arts art & design stage classical movies tv & radio music games books

    Tracey Emin's messy bed goes on display atTate for first time in 15 years

    Artist wants visitors to view her once shocking installation My Bed as sweet moment of history

    and a portrait of a younger woman

    Hannah Ellis-Petersen

    Monday 30 March 2015 10.41 EDT

    This article is 1 year old

    2,738

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    Tracey Emins best known work, her 1998 monument to the heartache of a relationship

    breakdown, My Bed, has gone on display at Tate Britainfor the first time in 15 years.

    The work, which Emin now describes as a portrait of

    a young woman, was bought last year by the German

    businessman and collector Count Christian

    Duerckheim, who has loaned the artwork to the Tate

    for at least the next 10 years.

    Emin, 51, had expressed her wish for the piece to go

    to a museum and described the Tate as the natural

    home for the work. However, the gallery could not

    afford to bid at the Christies auction where My Bed

    eventuallysold for 2.54m, more than twice the top

    pre-sale estimate.

    The auction last July was the first time the artwork had gone on sale since it was bought

    by Charles Saatchi in 2000. The sale opened at 650,000, and, after frantic bidding,

    was bought minutes later by the YBA dealer and owner of the White Cube gallery Jay

    Jopling, on behalf of Duerckheim. I always admired the honesty of Tracey, but I

    bought My Bed because it is a metaphor for life, where troubles begin and logics die,

    Duerckheim later explained.

    Emin: Bed shows the absolute mess and decay of my life

    The stories you need toread, in one handyemail

    Read morecited

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    3archive

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    Speaking at the unveiling of the work at Tate Britain, Emin admitted to feeling a bit

    tearful after seeing it installed: Its fantastic, its like the work has come home.

    Weirdly enough, it was actually first shown in Japan but it made itself when it was at

    the Tate, and the response people had to it is part of its identity.

    She added: I think now people see the bed as a very different thing. With history and

    time, the bed now looks incredibly sweet and theres this enchantment to it. I thinkpeople will see it differently as they see me differently. And there are things on that bed

    that now have a place in history. Even forms of contraception, the fact that I dont have

    periods anymore, the fact that the belt that went round my waist now only fits around

    my thigh.

    Back in the 90s, it was all about cool Britannia and the shock factor and now I hope, 15

    years later, people will finally see it as a portrait of a younger woman and how time

    affects all of us. I am still very proud of it and I am grateful that the right person bought

    it.

    Tracey Emins My Bed installation returns to Tate Britain for the first time in 15 years, as part of

    the BP Walk through British Art display. Photograph: Lauren Hurley/PA

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    The piece was made by Emin in 1998 when she was living in a council flat in Waterloo.

    It shows her real bed at the time in all its embarrassing glory, with used condoms, dirty

    underwear and empty bottles of alcohol strewn across the crumpled stained sheets.

    My Bed was first displayed at the Tate in 1999 when it was nominated for the Turner

    prize. The polarising work caused such a media frenzy that it pushed the gallerys visitor

    numbers up to a record high. It was bought the following year for 150,000 by CharlesSaatchi, an avid collector of YBA art. The piece then went on display at the Saatchi

    Gallery, then at County Hall London, and Saatchi is also said to have displayed the bed

    in his own dining room.

    My Bed has now been installed as part of the newly rehung displays of the Tates

    permanent collection. Emin herself was very involved in how the work was to be

    presented, and it sits in a gallery alongside two Francis Baconpaintings, his 1951 Study

    of a Dog and his 1961 Reclining Woman, as well as six of her drawings from 2014 that

    Emin gifted to the Tate to mark the occasion. As with all of the Tates permanentcollection, the artwork will be available for the public to see free of charge.

    Close up of My Bed (1998) by Tracey Emin, a snapshot of the artists life after a traumatic

    relationship breakdown. Photograph: Ray Tang/REX

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    Artist Tracey Emin. Photograph: Ray Tang/REX

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    More news Topics Tracey Emin Tate Britain Art Francis Bacon

    Emin said part of the reason she had been so keen to have the work back at Tate Britain

    was to have a chance to change peoples original perceptions of the piece.

    Its really important to me to show it in context, she said. When I showed it originally

    at the Tate Britain as part of the Turner prize, nobody even bothered looking at the

    work that surrounded it, even though there were my watercolours, my drawings. So,

    whats really great by having the Bacons around it, people will look at the Bacons and

    they will understand the connection with the bed and my other drawings. They will seethe bed is art and that, with these incredible artworks around it, it is in good company.

    The sentiment was echoed by curator Elena Crippa. Its wonderful to have it back at

    the Tate and Tracey was very thrilled to have My Bed coming back here. It is a very

    important moment for her as an artist as well as for us as an institution, she said. Its

    a new moment for My Bed and a moment to reassess it. It is not just about the media

    hype, it is about looking at the formal qualities of the work and thinking about the work

    in more historical terms alongside other major figures.

    Crippa added: It is a very different cultural presentation of the work. In 1999, it was

    displayed as part of the Turner prize, so it was all about being fresh and new, whereas

    this time, the desire was to contextualise My Bed as part of 700 years of British art and

    is displayed alongside other works in the permanent collection. So, we discussed this

    with Tracey and what would be the most suitable companions, and she was involved in

    selecting the paintings that would be shown alongside her work. Francis Bacon was a

    very immediate answer, because there are wonderful references between their work.

    There is this sheer vitality of the body that moves in spaces combined with a sense of

    internal turmoil. I think the coupling really works very well.

    Crippa said she was confident that the work still remained as powerful as it was 15 years

    ago, and said the Tate expected it to be a very popular addition to their newly rehung

    galleries.

    I think it certainly holds its power and it was a wonderful experience to see it literally

    unfold in the room, she said. Its still an incredibly vital piece but the main difference

    now is that it has become a very significant piece in the trajectory of a now very

    established British artist. So, I think the status of the work has changed historically but

    certainly hasnt changed in terms of the impact of the piece.

    Following its display at Tate Britain, My Bed will be shown at the Turner contemporary

    in Margate, Emins home town, followed by Tate Liverpool.

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

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    ey Emin's messy bed goes on display at Tate for first time in 15 years | Art and design | The Guardian

    //www.theguardian.com/uk-news/2015/mar/30/tracey-emins-messy-bed-displayed-tate-britain-first-time-in-15-years[6/2/2016 4:19:35 PM]

    2016 Guardian News and Media Limited or its affiliated companies. All rights reserved.

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