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Renato Manuel Monteiro Nora
Bachelor in Micro and Nanotechnologies Engineering
Characterization of undoped and doped ZnO Nanowires for Optoelectronic Applications
Dissertation submitted in partial fulfilment of the requirements for the degree of
Master of Science in
Micro and Nanotechnologies Engineering
Advisor: Joana Vaz Pinto, Assistant Professor, Faculty of Sciences and Technology, NOVA University of Lisbon Co-advisor: João Pedro Oliveira, Assistant Professor, Faculty of Sciences and Technology, NOVA University of Lisbon
Examination Committee:
Chairperson: Luís Miguel Pereira, Associate Professor of DCM, FCT-UNL Vogal(s): Joana Vaz Pinto, Assistant Professor of DCM, FCT-UNL
Rita Salazar Branquinho, Assistant Professor of DCM, FCT-UNL
September 2019
Characterization of undoped and doped ZnO Nanowires for Optoelectronic applications
Copyright © Renato Manuel Monteiro Nora, Faculdade de Ciências e Tecnologia, Universidade
NOVA de Lisboa.
A Faculdade de Ciências e Tecnologia e a Universidade NOVA de Lisboa têm o direito, perpétuo
e sem limites geográficos, de arquivar e publicar esta dissertação através de exemplares impressos
reproduzidos em papel ou de forma digital, ou por qualquer outro meio conhecido ou que venha
a ser inventado, e de a divulgar através de repositórios científicos e de admitir a sua cópia e
distribuição com objetivos educacionais ou de investigação, não comerciais, desde que seja dado
crédito ao autor e editor.
Nobody ever figures out what life is all about, and it doesn´t matter. Explore the world.
Nearly everything is really interesting if you go into it deeply enough.
— Richard Feynman
vii
Acknowledgements
I would like to thank my supervisor, Prof. Dra. Joana Vaz Pinto, and co-supervisor,
Dr.João Pedro Oliveira, for all the guidance, time and availability provided to teach and help me,
despite their busy schedules and to Ana Pimentel for all the supervision and assistance on the
chemical synthesis, and also for being always available to answering my questions related to that
matter.
I would also like to acknowledge Prof. Dr. Rodrigo Martins, in the quality of President
of the Department of Science and Materials and thank you for all the passion and hard work that
elevates our department and master´s course.
To Prof. Dr. Elvira Fortunato, in the quality of President of CENIMAT, my thank you for
your incredible work and commitment to our investigation centre which is internationally
acknowledge much due to your efforts and achievements.
My thank you to all the professors, docents and researchers, that teaches me and helped
me to become a better engineer.
I would like to thank also to my fellow colleagues and friend that were doing their thesis
at the same time as me for all the positive spirit, energy and good time that they show while
working on our thesis.
To the people of room 202 and specially to my friends Carolina Natal, Margarida Glória,
Joana Cristina, Ricardo Nogueira, Hadassa Valle, my thank you for enduring my jokes, for the
longest and very interesting conversations, for the pauses in the study to drink coffee and for
making me have the best time while studying hard.
To my closest friends, Luís Bettencourt, Guilherme Castelo, Guilherme Ferreira, Joan
Concha and Mafalda Pina, thank you for studying with me and making all a lot easier and for
making me learn that there´s other life beyond college.
To the most important and special friends, Bernardo Rodrigues, Sofia Pádua and Mariana
Matias, for being always there in the hardest moments and the best ones, for making me be what
I ‘am today.
Por fim, gostava de agradecer a toda a minha família, e em especial aos meus pais, por
terem tornado isto possível e pelo apoio incondicional que demonstraram ao longo destes 5 anos.
ix
Abstract
Metal oxide nanostructures such as ZnO have a huge impact due to its unique properties.
This work focuses on the synthesis and characterization of ZnO NWs. In particular,
Rietveld Refinement method is implemented to perform a deeper structural characterization of
the nanostructure’s properties.
Undoped and doped NWs (Ca, Eu, Ga) morphological, structural and optical properties
were studied, varying the post-annealing temperature (in undoped nanowires) from 300 °C to
700 °C and doping concentration (in doped NWs) from 1 to 5 mol% on both microwave and
conventional oven.
The structural and morphological characterization of undoped NWs by SEM showed that
the microwave synthesis promoted the formation of wurtzite ZnO nanowires and flower-like
structures, while conventional synthesis formed more dispersed nanowires. In both cases average
dimensions of 5 μm of length and near 1 μm of diameter were observed with a very broad size
distribution.
The synthesis of doped NWs revealed morphology changes when compared to the
undoped ones, and in particular for the europium doped NWs, Eu(OH)3 was formed attached to
ZnO NWs. UV-Vis spectroscopy was also performed to determine the band gap. Differences were
observed between undoped and doped ZnO NWs and between not annealed ZnO NWs and the
annealed ones with band gap values between 3.1 and 3.2 eV, as also reported in literature.
Rietveld Refinement method was implemented on these NWs to study the evolution of
the crystal structure of NWs. The lattice parameters were determined, and the results showed a
decrease of the c/a ratio with increasing annealing temperature in undoped NWs. However, the
overall tendency does not follow a standard behavior in doped ZnO NWs. No major differences
were found when comparing microwave and conventional synthesis in the doped material. A
protocol for Rietveld Refinement was developed as a tool for a deeper microstructural
characterization of nanocrystalline structures.
Keywords: Hydrothermal synthesis, post-annealing, doping concentration, Rietveld
Refinement, lattice parameters, UV-Vis spectroscopy
xi
Resumo
Nanoestruturas de óxido de metal, como o ZnO, têm um enorme impacto devido às suas
propriedades únicas. Este trabalho concentra-se na síntese e caracterização de nanofios de ZnO.
Em particular, o método de refinamento de Rietveld é implementado para realizar uma
caracterização estrutural mais profunda das propriedades da nanoestrutura.
As propriedades morfológicas, estruturais e óticas dos nanofios não dopados e dopados
(Ca, Eu, Ga) foram estudadas, variando a temperatura pós-recozimento (em nanofios não
dopados) de 300 °C a 700 °C e a concentração de dopagem (em NWs dopados) de 1 a 5 % molar
no microondas e no forno convencional.
A caracterização estrutural e morfológica das nanopartículas não dopadas por SEM
mostrou que a síntese por microondas promoveu a formação de nanofios de ZnO de wurtzite e
estruturas semelhantes a flores, enquanto a síntese convencional formou nanofios mais dispersos.
Em ambos os casos, foram observadas dimensões médias de 5 μm de comprimento e perto de
1 μm de diâmetro, com uma distribuição de tamanho muito grande.
A síntese de nanotubos dopados revelou alterações morfológicas quando comparadas às
não dopadas, e em particular para os nanotubos dopados com európio, foi formado Eu(OH)3
ligado aos nanotubos de zinco. A espectroscopia UV-Vis também foi realizada para determinar a
diferença no hiato energético. Observaram-se diferenças entre os nanofios de ZnO não dopados e
dopados e entre os nanofios de ZnO não recozidos e os recozidos com valores de hiato energético
entre 3.1 e 3.2 eV, como também relatado na literatura.
O método de Refinamento de Rietveld foi implementado nesses nanofios para estudar a
evolução da estrutura cristalina dos mesmos. Os parâmetros da rede foram determinados e os
resultados mostraram uma diminuição na proporção com o aumento da temperatura de
recozimento nos nanofios não dopadas. No entanto, a tendência geral não segue um
comportamento padrão nos nanofios de ZnO dopados. Não foram encontradas grandes diferenças
na comparação entre microondas e síntese convencional no material dopado. Um protocolo para
o refinamento de Rietveld foi desenvolvido como uma ferramenta para uma caracterização
microestrutural mais profunda das estruturas nanocristalinas.
Palavras-Chave: Síntese Hidrotermal, pós-recozimento, Concentração de dopante,
Refinamento de Rietveld, parâmetros de rede, espectroscopia UV-VIS
xiii
Contents
List of Figures ................................................................................................................ xv
List of Tables ................................................................................................................. xix
Symbols ......................................................................................................................... xxi
Acronyms .................................................................................................................... xxiii
Objectives ..................................................................................................................... xxv
Motivation .................................................................................................................. xxvii
1. Introduction ............................................................................................................... 1
ZnO nanostructures: general properties and applications ............................... 1
ZnO synthesis methods ..................................................................................... 2
Doped ZnO nanostructures ............................................................................... 3
Structural Characterization of ZnO nanostructures by Rietveld Method ......... 3
2. Methods and Materials .............................................................................................. 7
ZnO Synthesis .................................................................................................... 7
Doped ZnO Nanostructures ............................................................................... 8
Nanowires dispersion and deposition on glass substrates ............................... 8
Nanowire annealing .......................................................................................... 8
Characterization Techniques ............................................................................. 8
3. Results and Discussion ............................................................................................ 11
Undoped ZnO nanowires ................................................................................ 11
3.1.1. Synthesis Route – Microwave Vs Conventional ........................................ 11
3.1.2. ZnO annealed Nanowires .......................................................................... 13
3.1.3. Band Gap and Rietveld Refinement Method ............................................ 16
Doped ZnO Nanostructures ............................................................................. 19
3.2.1. Calcium Doping .......................................................................................... 19
3.2.1.1. Structural and Morphological Characterization – SEM and XRD ..... 19
3.2.2. Europium Doping ....................................................................................... 22
3.2.2.1. Structural and Morphological Characterization – SEM and XRD ..... 22
3.2.3. Gallium Doping .......................................................................................... 25
3.2.3.1. Structural and Morphological Characterization – SEM and XRD ..... 25
xiv
3.2.4. Rietveld Refinement .................................................................................. 28
4. Conclusions and Future Perspectives ...................................................................... 33
5. Bibliography ............................................................................................................ 35
6. Annexes ................................................................................................................... 41
Annex A – Growth of ZnO nanowires .............................................................. 41
Annex B – Structural Analysis of Nanostructures ............................................ 42
Annex C – Rietveld Refinement Procedure ..................................................... 46
xv
List of Figures
Figure 1.1: Scheme of the hexagonal wurtzite structure of ZnO [17] .............................. 1
Figure 1.2: Typical x-ray diffraction (XRD) patterns for different ZnO nanostructures
prepared using hydrothermal methods (a) nanoparticles, (b) nanowires and (c) nanoflowers [48].
....................................................................................................................................................... 4
Figure 3.1: SEM images of nanowires produced by microwave synthesis (a) and by
conventional synthesis (b). XRD diffractograms of ZnO nanostructures produced by microwave
synthesis and conventional synthesis (c). .................................................................................... 11
Figure 3.2: SEM images of nanostructures produced by microwave synthesis (a) and by
conventional synthesis (b). .......................................................................................................... 13
Figure 3.3: SEM images of nanowires produced by microwave synthesis (a) and by
conventional synthesis (b) annealed at 700 °C. XRD diffractograms of ZnO nanostructures
produced by microwave synthesis, annealed at different temperatures (c). ................................ 14
Figure 3.4: Average crystallite size of the 3 peaks with more intensity for different
annealing temperatures for both microwave and conventional syntheses. The standart deviation
values are to small to be represented. .......................................................................................... 15
Figure 3.5: Tauc plot representing the process of the optical band gap calculation from
the data of the UV-VIS spectrophotometry. ................................................................................ 16
Figure 3.6: Example of an experimental and simulated diffraction pattern with Rietveld
refinement using Gsas of ZnO nanowires produced by microwave sinthesys without annealing.
..................................................................................................................................................... 17
Figure 3.7: ratio of lattice parameters (c/a) for different anealling temperatures for both
microwave and conventional synthesis. ...................................................................................... 17
Figure 3.8: SEM images of nanostructures produced by conventional synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of calcium (c). .................................................................. 19
Figure 3.9: Example of XRD diffractograms of different calcium doping percentages
produced by conventional synthesis. The inset shows a magnified area of the diffraction pattern
of these samples in which the reflections of other phase were visible. ....................................... 20
Figure 3.10: Average crystallite size of the 3 peaks with more intensity of calcium doped
ZnO for both microwave and conventional synthesis. The standart deviation values are to small
to be represented. ........................................................................................................................ 21
Figure 3.11: Zoom in on (101) difraction plane of XRD diffractograms of different
calcium doping percentages produced by conventional synthesis. ............................................. 22
xvi
Figure 3.12: SEM images of nanostructures produced by microwave synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of europium (c). ............................................................... 23
Figure 3.13: Example of XRD diffractograms of different europium doping percentages
produced by microwave synthesis. The inset shows magnified area of the diffraction pattern of
these samples in which the reflections of secondary phases were visible. .................................. 23
Figure 3.14: Average crystallite size of the 3 peaks with more intensity of europium doped
ZnO for both microwave and conventional synthesis. The standart deviation values are to small
to be represented. ........................................................................................................................ 24
Figure 3.15: Zoom in on (101) difraction plane of XRD diffractograms of different
europium doping percentages produced by microwave synthesis. ............................................. 25
Figure 3.16: SEM images of nanostructures produced by microwave synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of gallium (c). .................................................................. 26
Figure 3.17: Example of XRD diffractograms of different gallium doping molar
percentages produced by microwave synthesis. .......................................................................... 26
Figure 3.18: Average crystallite size of the 3 peaks with more intensity of gallium doped
ZnO for both microwave and conventional synthesis. The standart deviation values are to small
to be represented. ........................................................................................................................ 27
Figure 3.19: Zoom in on (101) difraction plane of XRD diffractograms of different
gallium doping molar percentages produced by microwave synthesis. ...................................... 28
Figure 3.20: Ratio of lattice parameters (a and c) for different molar percentages of
calcium for both microwave and conventional synthesis. ........................................................... 29
Figure 3.21: Ratio of lattice parameters (a and c) for different molar percentages of
europium for both microwave and conventional synthesis. ........................................................ 29
Figure 3.22: Ratio of lattice parameters (a and c) for different molar percentages of
gallium for both microwave and conventional synthesis. ........................................................... 30
Figure 6.1: SEM images of nanostructures produced by microwave synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of calcium (c). .................................................................. 41
Figure 6.2: SEM images of nanostructures produced by conventional synthesis with
0 mol% (a) 1 mol% (b) and 5 mol% of europium (c). ................................................................ 41
Figure 6.3: SEM images of nanostructures produced by conventional synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of gallium (c). .................................................................. 41
Figure 6.4: XRD diffractograms of ZnO nanostructures produced by conventional
synthesis, annealed at different temperatures. ............................................................................. 42
Figure 6.5: Example of XRD diffractograms of different calcium doping molar
percentages produced by microwave synthesis. .......................................................................... 42
xvii
Figure 6.6: Example of XRD diffractograms of different europium doping molar
percentages produced by conventional synthesis. ....................................................................... 43
Figure 6.7: Example of XRD diffractograms of different gallium doping molar
percentages produced by conventional synthesis. ....................................................................... 43
Figure 6.8: Zoom in on (101) difraction plane of XRD diffractograms of different calcium
doping molar percentages produced by microwave synthesis. ................................................... 44
Figure 6.9: Zoom in on (101) difraction plane of XRD diffractograms of different
europium doping molar percentages produced by conventional synthesis. ................................ 44
Figure 6.10: Zoom in on (101) difraction plane of XRD diffractograms of different
gallium doping molar percentages produced by conventional synthesis. ................................... 45
Figure 6.11: Creating a new project in Gsas II. .............................................................. 46
Figure 6.12: Importing na XRD data file on Gsas II. ..................................................... 46
Figure 6.13: Selecting the file to determine the instrument parameters. ........................ 47
Figure 6.14: Confirming the file that Gsas II must read. ................................................ 47
Figure 6.15: Default window to select instrument parameter file on Gsas II. ................ 48
Figure 6.16: Window with the default intrument parameters for data on Gsas II. ......... 48
Figure 6.17: On the left there is the data tree with the different parameters to change. On
the right the initial XRD spectra of silicon. ................................................................................ 49
Figure 6.18: Selecting the number of coefficients for the background function. ........... 49
Figure 6.19: Selecting the Source type used. ................................................................. 50
Figure 6.20: Step for searching peaks in an XRD data spectra. ..................................... 50
Figure 6.21: On the left there is the peak list of the XRD data spectra represented on the
right. ............................................................................................................................................ 51
Figure 6.22: Checking all the boxes for all intensities. .................................................. 51
Figure 6.23: On the right a zoom in on the XRD spectra shows the calcuted values not yet
well fitted with the experimental values...................................................................................... 52
Figure 6.24: Checking all the boxes for all positions. .................................................... 52
Figure 6.25: Fitting the position values of the peaks. ..................................................... 53
Figure 6.26: XRD spectra fitted are shown on the right. The position and intensity refined
values are shown on the left. ....................................................................................................... 53
Figure 6.27: Selecting U, W and X to refine and set V, Y and SH/L to zero. ................ 54
Figure 6.28: Fitting the XRD data values again. ............................................................ 54
Figure 6.29: On the right a zoom in on the XRD spectra shows the calcuted values well
fitted with the experimental values. ............................................................................................ 55
Figure 6.30: On the left some instrument parameters already refined and other set to
default minima. On the right the XRD spectra (blue) fitted as well as the background (red). .... 55
xviii
Figure 6.31: Saving the instrument parameter file for future use. .................................. 56
Figure 6.32: Selecting the properly file to open. ............................................................ 56
Figure 6.33: Selecting Bragg-Brettano diffractometer type. .......................................... 57
Figure 6.34: Importing a ZnO phase as a CIF file. ......................................................... 57
Figure 6.35: Choosing the ZnO phase CIF file. ............................................................. 58
Figure 6.36: Selecting the histogram to add the new phase. .......................................... 58
Figure 6.37: Refining the background and histogram scale factor. ................................ 59
Figure 6.38: Refining unit cell. ...................................................................................... 59
Figure 6.39: Refining Zero parameter. ........................................................................... 60
Figure 6.40: Refining Zero + U parameters. .................................................................. 60
Figure 6.41: Refining Zero + U + V parameters. ........................................................... 61
Figure 6.42: Refining zero + U + V + W parameters. .................................................... 61
Figure 6.43: Refining thermal parameters. ..................................................................... 62
Figure 6.44: On the left lattice parameters a and c refined. On the right a zoom in of the
three important peaks. ................................................................................................................. 62
xix
List of Tables
Table 3.1: Crystallite sizes calculated for microwave and conventional synthesis when
annealing temperature is a variable. ............................................................................................ 15
Table 3.2: Rietveld Refinement parameters and band gap of ZnO nanowires annealed at
different temperatures produced by microwave synthesis. ......................................................... 18
Table 3.3: Crystallite sizes calculated for calcium doped ZnO produced by microwave
and conventional synthesis when mol% doping is a variable. .................................................... 21
Table 3.4: Crystallite sizes calculated for europium doped ZnO produced by microwave
and conventional synthesis when mol% doping is a variable. .................................................... 24
Table 3.5: Crystallite sizes calculated for gallium doped ZnO produced by microwave
and conventional synthesis when mol% doping is a variable. .................................................... 27
Table 3.6: Rietveld Refinement parameters and band gap of doped ZnO nanowires
produced by microwave synthesis. .............................................................................................. 31
xxi
Symbols
mol%
Eg
α
h
λ
A
m
K
Percentage by mol
Optical Band Gap
Linear Absorption Coefficient
Planck Constant
Wavelength
Frequency of Vibration
Proportionality Constant
Value of the Optical Band Gap Transition
Size of the Crystallite
Scherrer Constant
Full Width at Half Maximum of the Diffraction Peak
Bragg Angle of the Diffraction Peak
Rietveld Fitting
xxiii
Acronyms
IPA
RT
MW
NW
SEM
UV
VIS
NIR
XRD
CO
Isopropanol
Room Temperature
Microwave
Nanowire
Scanning Electron Microscopy
Ultraviolet
Visible
Near Infrared Radiation
X-Ray Diffraction
Conventional Oven
xxv
Objectives
The main purpose of this work is the structural and morphological characterization of
zinc oxide (ZnO) nanowires synthetized by solvothermal methods using conventional and
microwave ovens, to be used in optoelectronic devices. The nanowires are to be compared
according to the type of heating step (conventional or microwave oven), post-annealing
temperature (from 300° to 700°C), doping agent (calcium/europium/gallium) and dopant
concentration (1 mol% to 5 mol%). This comparison is to be conducted by different
characterization techniques as morphological (SEM), structural (XRD) and optical (UV-VIS
spectroscopy).
In particular Rietveld Refinement method will be applied to study the crystallinity of
ZnO, which is a method that allows to fit XRD data and extract the structural parameters of the
crystal lattice from a partial or complete ab initio structure solution, such as unit cell dimensions,
phase quantities, crystallite sizes/shapes, atomic coordinates/bond lengths, micro strain in crystal
lattice, texture, and vacancies.
xxvii
Motivation
ZnO is one of the most promising and studied semiconductor in optoelectronics. The
study of its properties at the micro and nanoscale in nanostructures plays a very important role
due to the ever-growing relevance that this material is getting in the semiconductor´s research and
industry world. ZnO material has interesting physical properties like a large exciton binding
energy, high electron mobility, high thermal conductivity and his wide and direct band gap [1].
These promising and versatile nanostructures can be synthetized in a wide range of forms, for
instance, nanowires with a variety of applications such as UV sensors [2], biosensors , cosmetics,
storage [3], optoelectronic devices, displays, among others [4].
Its importance is also enhanced by its synthesis, which has easier and greener processes
and by its abundance being a non-toxic, biodegradable and biocompatible material.
Hence, studying single crystals structures of ZnO is essential to understanding the
material and its properties. Since those structures are very small at a nanoscale, it’s very difficult
to study them, so if we could characterize those single crystals at microscale, it would be an
improvement for structural and electrical characterizations. The aim of this work is the synthesis
of nanowires and, by means of post-annealing and doping, characterize them structurally using
Rietveld Refinement method.
xxviii
Chapter 1
1
1. Introduction
ZnO nanostructures: general properties and applications
Nowadays nanotechnology as seen many powerful advancements in numerous fields of
science by means of working with materials and devices at a nanoscale using different advanced
techniques. These nanostructures are defined by having a size between 1-100 nm and in general,
possess three different morphologies: zero-dimensional (0D), one dimensional (1D), and two-
dimensional (2D) nanostructures, all of which in the last few years have been a common material
for the development of new cutting-edge technologies in energy storage, data storage, optics,
medicine, biology, microelectronics and communications as a result of having exceptional
magnetic, optical and electrical properties [5]–[7].
Amongst today´s world most used materials, metal oxides nanostructures made a huge
impact on society due to their unique properties and versatile functionalities. Many metal oxides
such as titanium dioxide (TiO2), tungsten oxide (WO3), tin oxides (SnO and SnO2), copper oxides
(CuO and CuO2) and zinc oxide (ZnO) have been reported by being low-cost, nontoxic, abundant
and reliable [8]–[13]. In particular ZnO, is an n-type semiconductor with unique properties such
as a direct and wide band gap (Eg=3.37 eV) and high exciton binding energy (60 meV) at room
temperature [9], [14]. Besides that, ZnO nanomaterials are highly stable and possess good
mechanical strength (between 25 and 150 GPa), and high electron mobility (200 cm2/V s) [15],
[16].
ZnO has a wurtzite crystal structure (P63mc) at ambient conditions with a hexagonal unit
cell as represented in Figure 1.1 and lattice parameters a = b = 0.3296 nm and c = 0.52065 nm.
Figure 1.1: Scheme of the hexagonal wurtzite structure of ZnO [17]
Chapter 1
2
This structure consists of alternating planes composed of tetrahedrally coordinated O2-
and Zn2+ stacked along the c-axis which results in an absence of a centre of symmetry in its
wurtzite structure (Figure 1.1) along with large electromechanical coupling that contributes to
strong piezoelectric and pyroelectric properties.
Due to such remarkable properties, ZnO can work in different areas of study such as from
thin film transistors to piezoelectric devices and biomedical applications [9], [18], [19].
ZnO synthesis methods
There are several chemical, electrochemical and physical techniques used to prepare ZnO
nanostructures with different morphologies. Solvothermal and hydrothermal synthesis are some
examples of techniques that play a role on the different optoelectronic and electrical properties of
the nanostructures as well as different solvents that can change the crystal morphology [20]–[22].
Because of today´s societal challenges, where the use of nanodevices and nano systems
are essential for sustainability, new reliable and low-cost strategies are required to generate
systems which can be appropriate for the variety of nanoelectronics and biological applications.
In a wide-ranging way, the classification of different types of synthesis can be divided as
solution state synthesis and gas state synthesis. As for the first one, it represents all methods in
which a liquid environment is present for the growing process, commonly called solvothermal
process or hydrothermal process if it is in the presence of an aqueous solution [23]–[25].
As for the gas state synthesis, these methods can be characterized by using a gaseous
environment inside a reaction chamber and require high temperatures (ranging from 500 °C to
1500 °C), being a disadvantage when it comes to the usage. This approach includes various
techniques such as physical vapour deposition, chemical vapour deposition, vapour phase
transport, metal organic chemical vapour deposition, thermal oxidation and condensation of pure
Zn and microwave assisted thermal decomposition [25]–[28].
Considering the solution-based synthesis, the most used method is the solvothermal
growth from a zinc acetate hydrate precursor, which is the chosen route in this work. This method
of solvothermal growth can either be applied using a conventional or microwave oven [9], [29].
As comparing both, it comes out some essential characteristics which differentiate one another.
Microwave oven due to his ability of produce nanostructures in just a few minutes became more
popular than conventional oven [30]–[32]. Likewise, microwave oven can grow nanostructures
with greater uniformity and less thermal gradient effect problems, which can be found on
conventional oven due to his convection type of heating.
However, with a faster synthesis some problems arise. As a result of a faster synthesis
produced by localized heating of the molecules in solution, defects begin to appear in the
Chapter 1
3
nanostructures, as well as different morphologies, shapes and sizes with the change of the
microwave power, time and temperature [30]–[32].
Doped ZnO nanostructures
ZnO nanostructures may have very different properties that can be tuned by the synthesis
parameters such as time, temperature, solvents, etc. Its electrical and structural properties are
highly dependent of the defect density. By doping, different properties may arise as will be seen
further [23], [33]–[38].
The efficiency of doping elements like Al, Ga, In, Cu, Sb, etc in ZnO is strongly
influenced by the synthesis method depending also on parameters such as the dopant
electronegativity and ionic radius [34], [39]. For instance, as reported in [40], that gallium is a
very promising metal as a dopant, since it has a similar ionic radius compared to Zn resulting in
a substitution without any lattice distortion leading to a stress-free ZnO:Ga material [41]. Another
example of how the photocatalytic properties change is Fe and Cu, which produce lattice defects
that influence the material performance. Not only optical and morphological properties can be
altered but also physical properties can change as well using, for instance, Ni and In as a dopant
having advantages in both environment and industrial applications. This capacity combined with
a facile route of synthesis presents distinct advantages such has low cost, homogeneity on the
molecular level due to the mixing of liquid precursors, excellent composition control and lower
crystallization temperature [42]. The length to diameter ratio (aspect ratio) is another
characteristic to consider, which can be changed by doping. This value can be less than 10 for
nanorods and more than 10 for nanowires, as expected in [43], although the ratio is very debated
in science community.
The present work is devoted to find the effects of the doping of ZnO nanowires with
different dopant agents on the structural and optical properties of the nanostructures. Different
dopants (Ga, Ca and Eu) with different atomic radius will be studied having different doping
levels.
Structural Characterization of ZnO nanostructures by Rietveld
Method
ZnO nanostructures can be characterized using many different techniques such as
Scanning Electron Microscopy (SEM), Transmission Electron Microscopy (TEM), X-ray
diffraction (XRD), X-ray photoelectron spectroscopy (XPS) and spectrophotometry among
others.
Chapter 1
4
Regarding the morphological characterization, SEM can be an excellent tool as it gives
the possibility to see different sizes, shapes and morphologies of the doped and undoped ZnO
nanostructures [44]. As for structural characterization, XRD measurements can be performed.
The hydrothermally growth of ZnO nanostructures exhibit hexagonal wurtzite structure. This is
shown by the analysis of different diffractograms for different ZnO structures grown through
hydrothermal methods which peaks could be indexed according to JCPDS card No. 79-2205 [45]–
[47]. An example of this result is shown in Figure 1.2.
Figure 1.2: Typical x-ray diffraction (XRD) patterns for different ZnO nanostructures
prepared using hydrothermal methods (a) nanoparticles, (b) nanowires
and (c) nanoflowers [48].
Another important aspect to analyse the internal structure of ZnO nanostructures are the
lattice parameters. The Rietveld method, as proposed by Hugo M. Rietveld, is one powerful
technique to get structural information of nanocrystalline materials. This fits a calculated profile
(including all structural and instrumental parameters) to experimental data by using a non-linear
least squares method, and requires the many free parameters including peak shape, unit cell
dimensions and coordinates of all atoms in the crystal structure [49]–[51].
It is possible to determine the accuracy of a crystal structure model by fitting a profile to
a 1D plot of observed intensity vs diffraction angle. It is important to remember that Rietveld
refinement requires a crystal structure model and offers no way to come up with such a model on
its own. However, it can be used to find structural details missing from a partial or complete ab
initio structure solution, such as unit cell dimensions, phase quantities, crystallite sizes/shapes,
atomic coordinates/bond lengths, micro strain in crystal lattice, texture, and vacancies. The
successful outcome of the refinement is directly related to the quality of the data, the quality of
the model (including initial approximations), and the experience of the user [52], [53].
As for ZnO material, due to the three types of fastest-growth directions — ,
and — as well as the ± (0001) polar-surface-induced phenomena it is a versatile
functional material that has a diverse group of growth morphologies and understanding the
fundamental physical properties is crucial to the rational design of functional devices which
Chapter 1
5
requires detailed study of its structural properties [54]–[57]. In the present study, effects of doping
with different elements at different mol% and annealing at high temperatures on lattice parameters
will be studied.
Chapter 2
7
2. Methods and Materials
ZnO Synthesis
Although considering a solvothermal growth assisted by microwave and conventional
irradiation, the ZnO (Zinc Oxide) nanostructures have been synthetized from the precursors zinc
acetate dihydrate (Zn (CH3COO)2·2H2O; 98 to 101.0 %, CAS: 5970−45−6) from Alfa Aesar and
sodium hydroxide (NaOH; CAS: 1310−73−2) from Eka. Deionized water and 2-ethoxyethanol
(C4H10O2; CAS: 110-80-5) from Honeywell, were the solvents used.
It was used surfactant, sodium lauryl sulphate (NaC12H25SO4; 95 %, CAS: 151-21-3) from
Scharlau to stabilize the nanostructures, prevent the development of agglomerates and to help
assist with the length growth of the nanowires.
The preparation was made by dissolving the zinc acetate solution with molar
concentration of 0.45 M at constant stirring, Zn (CH3COO)2·2H2O in deionized water and adding
NaOH to reach a molar concentration of 8 M of solution. This produces a transparent solution of
Zn (OH)4-2 (solution A).
It was prepared a surfactant solution (solution B) by dissolving NaC12H25SO4 in deionized
water with a final molar concentration of 1.04 mM. The chemical reactions for the ZnO nanowires
synthesis from Zn (II) acetate can be described as follow [9]:
3 2 2 2 3 2( ) 2 2 ( ) 2 2ZnO CH COO H O NaOH Zn OH CH COONa H O + → + + (1)
2
2 2 4( ) 2 ( ) 2Zn OH H O Zn OH H− ++ → + (2)
2
4 2( ) 2Zn OH ZnO H O OH− −→ + + (3)
To synthetize ZnO nanostructures it was used a microwave and an oven. The first one
was helped by the usage of 50 ml Teflon vessels in which 10 ml of 2-ethoxyethanol was added
with 5ml of solution B and 2 ml of solution A. The vessels were loaded into CEM Mars One
microwave, with capacity for 12 vessels in which 3 vessels were used with the following
microwave parameters of 110 °C of temperature, 600 W of power and 30 min of synthesis time
(with heating ramp time of 7 min), already optimized for this reaction. When the synthesis is
finished, the vessels were allowed to cooldown at room temperature.
As for convention oven a similar process was conducted. The vessels used were also
Teflon, with a capacity of 17 ml, which were placed in a stainless-steel autoclave and loaded into
a Heraeus furnace from Thermo Scientific. In each vessel was added 10 ml of deionized water, 5
Chapter 2
8
ml of solution B and 2 ml of solution A. The oven parameters were 80 °C of temperature (with a
heating ramp rate of 200 °C/h) and 24 h of synthesis time.
After either microwave or oven assisted synthesis was complete, a white precipitate was
obtained. This precipitate was then washed with deionized water alternated with 2-isopropanol
(IPA) and centrifuged at 4000 rpm for 3 min at least 3 times each. The powders were set to dry at
room temperature for at least 72 h.
Doped ZnO Nanostructures
For doping the nanowires it must be considered the procedure in the section 2.1 where
dopants as calcium (CH3COO)2Ca·xH2O; 99.99 %, CAS: 62-54-4) from Sigma-Aldrich,
europium (Eu(NO3)3·5H2O; 99.9 %, CAS: 63026-01-7) from Sigma-Aldrich and gallium
(Ga(NO3)3·xH2O; 99.9 %, CAS: 69365-72-6) from Sigma-Aldrich were set in the reaction varying
the concentration percentage between 1 mol% and 5 mol%. These dopants were introduced before
the adding of NaOH in the solution A of section 2.1.
Nanowires dispersion and deposition on glass substrates
Considering future characterization of ZnO nanowires, a dispersion has been made in IPA
(isopropanol) with concentration of 1 mg/ml. Afterwards, the dispersion was placed in ultrasonic
bath for 15 min to prevent nanowire aggregations. The next step consisted in spin-coating the
dispersed solution on glass and silicon substrates (2.5 x 2.5 cm2) using a velocity 3000 rpm for
30 s. To evaporate IPA, the substrates were heated on a hotplate at 60 °C.
Nanowire annealing
For further characterization the powders and substrates were annealed in a Nabertherm
L030K1BN L311 B170 Muffle Furnace at different annealing temperatures between 300 °C and
700 °C. A heating rate of 5 °C/min was used in all annealings, and the samples were kept at the
annealing temperature for 2 h before cooldown.
Characterization Techniques
For the morphology analysis, the experimental study was conducted in the Hitachi
Tabletop Microscope TM3030 and on Carl Zeiss AURIGA Crossbeam workstation instrument.
For the optical band gap analysis, the measurements were performed with the use of a
Spectrometer UV-Vis-NIR – Perkin Elmer Lambda 950. Those measurements have been carried
out from 200 nm to 800 nm, with a scanning step size of 1 nm.
Chapter 2
9
The structural and crystallite size analysis was determined using a PANalytical Xpert
PRO X-ray diffractometer, with a monochromatic CuKα radiation source (wavelength
1.540598 Å). XRD measurements have been carried out from 20° to 100° (2θ), with a scanning
step size of 0.016°. The data were then analysed by Rietveld Refinement using Gsas II –
Crystallography Data Analysis Software [58].
Chapter 3
11
3. Results and Discussion
Undoped ZnO nanowires
In this section the results concerning the synthesis of ZnO nanostructures by microwave
and conventional oven are presented and discussed. Annealings (from 300 to 700 °C) were also
performed and the effect on the structural, morphological and optical properties is discussed.
3.1.1. Synthesis Route – Microwave Vs Conventional
As previously discussed, two solvothermal synthesis routes were performed during this
work using the same zinc precursors and reagents but changing the temperature and pressure step,
using either an autoclave irradiated in a microwave oven or using a conventional oven. The chosen
parameters were optimized for each route in previous work [59].
As it can be seen in Figure 3.1, both routes lead to the production of ZnO nanowires with
wurtzite structure although some changes in morphology were also detected. In fact, the synthesis
assisted by MW lead to the presence of more aggregated nanostructures (Figure 3.1a) while the
conventional oven (CO) route was characterized by more dispersed NWs, that when aggregated
form spikes-like nanostructure (Figure 3.1b).
Figure 3.1: SEM images of nanowires produced by microwave synthesis (a) and by
conventional synthesis (b). XRD diffractograms of ZnO nanostructures produced by
microwave synthesis and conventional synthesis (c).
Chapter 3
12
XRD allowed to confirm the ZnO wurtzite structure and no other phase was identified on
both syntheses (Figure 3.1c). The first 3 peaks between 30° and 40° which represent the
diffraction planes (100), (002) and (101) are the ones with more intensity. This diffraction planes
combined with (102), (110), (103), and (112) diffraction planes represent the wurtzite-type
hexagonal ZnO (space group P63mc), corresponding to ICDD 01-089-0511. Amongst the
recognized peaks, (101) plane was the prominent one, which indicates the growth orientation on
this plane.
A statistical and qualitative analysis was performed in these samples, considering SEM
images with lower amplification to have an overall inspection of the homogeneity of the samples.
In the analysis, the length of many (> than 100) isolated NWs were measured resulting in average
length of 5 μm and 4 μm for the microwave and conventional synthesis respectively. This last
synthesis method results in more isolated NWs.
Considering the aggregates of ZnO NWs, a similar statistical analysis was performed in
order to obtain the apparent diameter of the aggregate. In microwave synthesis NWs form near
spherical aggregates with an average apparent diameter of 7 μm. As for conventional synthesis
these aggregates showed in a wide range of non-spherical forms with a broad size distribution.
In Figure 3.2, it is possible to observe some of the results (at different magnifications) for
different ZnO nanostructure morphologies, which are dispersed and deposited in silicon (as
described in Methods and Materials, chapter 2).
Through the analysis of the SEM images, it is possible to determine that from the
microwave synthesis not only nanowires can be obtained, but also flower-like structures with
hexagonal flat tops as also reported in [30], [60], [61]. This structure formation can be related
with the Ostwald ripening in which the nanowires combine to form bigger structures (larger
crystals) in order to reduce the overall interfacial energy of the system. The larger crystals in this
process are more energetically favoured than smaller ones [9], [30]. As a consequence of a faster
production of nanowires by microwave synthesis, flower-like structures are more likely to appear
(Figure 3.2(a)).
A lot of parameters influence the way crystals grow and each solvent has its own way of
interaction with conventional and microwave irradiation. This difference can cause changes in
temperature and pressure inside the Teflon vessels which originates morphology changes.
Chapter 3
13
Figure 3.2: SEM images of nanostructures produced by microwave synthesis (a) and by
conventional synthesis (b).
For determining the crystallite size of ZnO nanowires and find a connection between two
types of synthesis, Scherrer´s equation was used (equation 4).
cos
K
= , (4)
where is the size of the crystallite, K is a numerical constant (Scherrer constant) equal
to 0.9 (for nanoparticles), is the wavelength of the incident x-rays, the full width at half
maximum of the diffraction peak, and is the Bragg angle of the diffraction peak.
As noticeable in Table 3.1, the crystallite size in microwave synthesis is bigger than in
conventional synthesis. This happens because it was used different types of heating which
influences directly the way the crystal growth (Oswald Ripening) and interact with each other
having a big impact on this evolution.
3.1.2. ZnO annealed Nanowires
In order to characterize the structure and to be sure about the material that was
synthetized, an XRD analysis was performed for each annealed temperature condition. A few
examples of XRD diffractograms produced by microwave oven and SEM images of annealed
nanostructures are shown in Figure 3.3, as well as a graphic with different crystallite sizes for
each annealed temperature produced by microwave synthesis and conventional synthesis in
Figure 3.4.
As can be seen in Figure 3.3, the annealing was made on both ZnO nanostructures formed
by microwave (Figure 3.3(a)) and conventional synthesis (Figure 3.3(b)). It is observed that in
the first one it begins to appear some holes and grooves on the structure of the nanoflowers which
as a preference along the NWs, as can be seen in [62]. As for conventional synthesis, with the
annealing, nanowires appear to become curved on the edges.
A statistical and qualitative analysis was performed in these post-annealed samples as
well considering SEM images with lower amplification to have an overall inspection of the
homogeneity of the samples. Same analysis as in section 3.1.1 was made for post-annealed
Chapter 3
14
nanostructures, and the length of isolated NWs were measured resulting in a decreasing from 5 to
4 μm for the microwave and 4 to 3 μm for conventional synthesis. However, a wide distribution
of lengths is needed to take into account in both syntheses as well.
On both synthesis it’s also possible to see a fusion of the nanowires by those edges.
Neither annealing temperature changed considerable the general shape of nanowires produced by
conventional synthesis nor by microwave synthesis.
Figure 3.3: SEM images of nanowires produced by microwave synthesis (a) and by
conventional synthesis (b) annealed at 700 °C. XRD diffractograms of ZnO
nanostructures produced by microwave synthesis, annealed at different temperatures (c).
The XRD diffractograms of all the different annealing temperatures tested in this work
for microwave (Figure 3.3) and conventional oven (Annex B – Figure 6.4), showed that ZnO was
indeed the produced material. As happens in undoped ZnO nanowires those diffraction patterns
represent the wurtzite-type hexagonal ZnO (space group P63mc), corresponding to ICDD 01-
089-0511. Amongst the recognized peaks, (101) plane was the prominent one, which indicates
the growth orientation on this plane.
Chapter 3
15
Figure 3.4: Average crystallite size of the 3 peaks with more intensity for different
annealing temperatures for both microwave and conventional syntheses. The standart
deviation values are to small to be represented.
For determining the crystallite size of ZnO nanowires and find a connection between
different annealing temperatures, Scherrer´s equation was used (equation 4).
Table 3.1: Crystallite sizes calculated for microwave and conventional synthesis when
annealing temperature is a variable.
Miller
Indices
(hkl)
Temperature (°C)
25 300 400 500 600 700
Crystallite size
(nm)
Microwave
synthesis
100 74.3 77.4 77.9 83.2 80.4 73.3
002 74.5 78.3 78.4 82.2 80.3 74.1
101 74.7 78.8 78.8 83.6 80.3 74.6
Average 74.5 ± 0.2 78.2 ± 0.7 78.4 ± 0.5 83 ± 0.7 80.3 ± 0.1 74 ± 0.6
Crystallite size
(nm)
Conventional
Synthesis
100 58.9 57.5 64.4 79.9 79.1 75.5
002 57.7 57.3 64.7 79.3 78.3 75.0
101 56.9 57.3 64.9 78.8 77.7 74.7
Average 57.8 ± 1.0 57.4 ± 0.1 64.7 ± 0.2 79.3 ± 0.6 78.4 ± 0.7 75.1 ± 0.4
As seen in Table 3.1 and Figure 3.4, the crystallite size values tend to increase as the
annealing temperature increases from 25 °C to 500 °C. This may be due to the fact that increasing
of atomic mobility with the increase of annealing temperature, enhances the ability of atoms to
find the most energetically favoured sites. Another explanation is that densities of vacancies,
interstitials and dislocations of ZnO nanowires decrease with the increased annealing temperature
[63], [64]. So, the annealing temperature can have an effect on ZnO nanostructures, although not
having a clear linear evolution as expected.
0 100 200 300 400 500 600 700
60
70
80
90 Microwave Oven
Conventional Oven
Cry
sta
llit
e S
ize (
nm
)
Temperature (ºC)
Chapter 3
16
3.1.3. Band Gap and Rietveld Refinement Method
With the UV-VIS spectroscopy it is possible to determine the ZnO NWs optical band gap
(Eg). A study of the impact of the different conditions can be conducted regarding its effects in
the spectrum of this type of characterization and its consequent optical band gap value. The raw
data was given as the percentage of reflectance as a function of the light’s wavelength. According
to equation 5, it is possible to plot ( )mh against h
(the Tauc plot) as found in Figure 3.5,
where α is the linear absorption coefficient of the material, m is a constant related to the type of
optical transition (equal to 2 in this case, since we are dealing with a direct band gap transition),
h
is the photon energy and A is the proportionality constant.
( ) ( )m gh A h E = − (5)
Figure 3.5: Tauc plot representing the process of the optical band gap calculation from
the data of the UV-VIS spectrophotometry.
In Figure 3.5 was plotted a linear fit, which indicates that, when y = 0, it is possible to
extract the value of the optical band gap. In Table 3.2 are the values of band gap calculated for
different annealing temperatures.
From room temperature to 300 °C, band gap increases significantly. This change in band
gap can be attributed to the increase of particle size [65] or to electron impurity scattering, as
expected in [66]. Another explanation may be due to the fact that those minimal differences in
band gap above 300 °C might be attributed to film stress alterations, crystallite size variations or
changes in the film stoichiometry where the effect of O variations clarify the band gap shift [67].
All the variations in lattice parameters and band gap also happens to ZnO nanowires
produced by conventional synthesis, which values variations are practically the same.
Chapter 3
17
The XRD data of ZnO annealed at different temperatures were refined by Rietveld
Refinement using the program GSAS software with the procedure in Annex C – Rietveld
Refinement Procedure, and the extracted lattice parameters are given in Table 3.2 for microwave
synthesis. The standard values for ZnO nanowires are given by COD ID 2300450 (a = b = 3.2493;
c = 5.2057). In Figure 3.6, it’s possible to see an example of an experimental and simulated pattern
produced by microwave synthesis without annealing.
As it can be seen in Figure 3.7, the ratio (c/a) of lattice parameters varies with annealing
temperature indicating the presence of strain in the lattice as expected by [68]. This ratio is
decreasing with temperature, also representing a denser atomic packing of the atoms for higher
annealing temperature [69].
Figure 3.6: Example of an experimental and simulated diffraction pattern with Rietveld
refinement using Gsas of ZnO nanowires produced by microwave sinthesys without
annealing.
Figure 3.7: ratio of lattice parameters (c/a) for different anealling temperatures for both
microwave and conventional synthesis.
0 100 200 300 400 500 600 700
1.60195
1.60200
1.60205
1.60210
1.60215
1.60220
1.60225
c/a
Temperature (ºC)
Microwave Oven
Conventional Oven
http://www.crystallography.net/cod/2300450.html
Chapter 3
18
Table 3.2: Rietveld Refinement parameters and band gap of ZnO nanowires annealed at
different temperatures produced by microwave synthesis.
Temperature
(°C) a=b (Å) c (Å) c/a Eg (eV)
25 3.24987 5.20701 1.60222 3.060
300 3.24883 5.20523 1.60218 3.161
400 3.24913 5.20573 1.60219 3.138
500 3.24867 5.20500 1.60219 3.132
600 3.24927 5.20584 1.60216 3.162
700 3.24937 5.20559 1.60203 3.161
As noticeable on Table 3.2, the overall values of lattice parameters decrease with
temperature. ZnO nanoparticles have several defects such as oxygen vacancies, lattice disorders
and dislocations. As a result of post-annealing, these defects are removed and the lattice contracts.
Also lattice relaxation due to dangling bonds should be considered. The dangling bonds on ZnO
surface interact with oxygen ions from the atmosphere and due to electrostatic attraction, lattice
is slightly contracted.
Chapter 3
19
Doped ZnO Nanostructures
In this section it was investigated the nanostructure of doped ZnO nanowires (doped from
1 to 5 mol%) produced by microwave oven and conventional oven and the effect on the structural,
morphological and optical properties is discussed.
3.2.1. Calcium Doping
3.2.1.1. Structural and Morphological Characterization – SEM and XRD
In this subsection it was analysed the morphology of ZnO nanowires looking over at the
synthesis parameters such as the type of heating stage and doping.
In Figure 3.8, it is possible to observe some of the results (at different magnifications) for
different ZnO nanostructure morphologies synthetized and doped with different molar
percentages (1 to 5 mol%) of calcium, which were dispersed and deposited in silicon (as described
in Methods and Materials, chapter 2).
Through analysing the SEM images, it is possible to see that the morphology of calcium
doped ZnO nanowires change with doping molar percentage. In Figure 3.8a, the covered
nanowires, produced by conventional synthesis, appear to be aligned in the same direction with
rugosities covering its surfaces. When doping was increased to 5 mol% (Figure 3.8b), the holes
seems to disappear, the rugosities became less visible and the nanowire seem to be covered
smoothly all over its surface. As for microwave synthesis (Annex A, Figure 6.1), same thing
occurs in which the hexagonal shape of the nanowire (Figure 6.1a), is masked, changing it form
to a less hexagonal one (Figure 6.1b).
Figure 3.8: SEM images of nanostructures produced by conventional synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of calcium (c).
Effectively, the reaction of calcium with ZnO nanowires change his morphology. It’s
always needed to consider that non-controllable variables may change the final product of
synthesis.
A few examples of XRD diffractograms produced by conventional synthesis are shown
in Figure 3.9, as well as a magnification area of the diffraction pattern showing a reflection of
another phase.
Chapter 3
20
In all the different doping percentages tested in this study for microwave and conventional
oven, the XRD reports confirmed that ZnO was indeed the produced material. The first 3 peaks
between 30° and 40° which represents the diffraction planes (100), (002) and (101) are the ones
with more intensity.
Figure 3.9: Example of XRD diffractograms of different calcium doping percentages
produced by conventional synthesis. The inset shows a magnified area of the diffraction
pattern of these samples in which the reflections of other phase were visible.
These diffraction planes combined with (102), (110), (103), and (112) diffraction planes
represents the wurtzite-type hexagonal ZnO (space group P63mc), corresponding to ICDD 01-
089-0511. Along the recognized peaks, (101) plane was the noticeable one, which indicates the
growth orientation on this plane.
It is also shown the growth of a fourth more intense peak along the mol% of calcium
doped ZnO between 25° and 30°, which occurrence may be due to a phase segregation associated
with CaZn2(OH)6·2H2O phase, matching with ICDD 01-070-1561. The average crystallite size of
the 3 more intense peaks, for each doping percentage, in both microwave and conventional
synthesis, is presented on Figure 3.10.
Chapter 3
21
Figure 3.10: Average crystallite size of the 3 peaks with more intensity of calcium doped
ZnO for both microwave and conventional synthesis. The standart deviation values are to
small to be represented.
For determining the crystallite size of ZnO nanowires and find a connection between
different mol% of calcium, Scherrer´s equation was used (equation 4). The Table 3.3 presents the
determined values for both microwave and conventional synthesis.
Table 3.3: Crystallite sizes calculated for calcium doped ZnO produced by microwave
and conventional synthesis when mol% doping is a variable.
Miller
Indices
(hkl)
Doping (mol%)
0 1 2 3 4 5
Crystallite size
(nm)
Microwave
synthesis
100 74.3 71.1 54.7 88.9 70.3 78.7
002 74.5 70.8 55.0 88.8 70.5 79.0
101 74.7 70.6 55.2 88.6 70.7 79.1
average 74.5 ± 0.2 70.8 ± 0.2 54.9 ± 0.3 88.8 ± 0.2 70.5 ± 0.2 78.9 ± 0.2
Crystallite size
(nm)
Conventional
Synthesis
100 58.9 61.8 66.5 68.6 67.9 63.0
002 57.7 61.4 66.2 68.8 68.2 62.8
101 56.9 61.1 65.9 68.9 68.4 62.7
Average 57.8 ± 1.0 61.5 ± 0.4 66.2 ± 0.3 68.8 ± 0.2 68.2 ± 0.2 62.8 ± 0.2
It is noticeable from Table 3.3 and Figure 3.10 that in microwave synthesis the samples
do not exhibit a homogeneous crystallite size distribution, which can be seen by the differences
of those values. This can be explained by the shifting of 2θ of the diffraction planes towards lower
values (Annex B - Figure 6.8) with the increase in mol% of dopant agent, which affects directly
the crystallite sizes as well as the full width at half maximum and as a consequence the lattice
0 1 2 3 4 550
60
70
80
90
100
Cry
sta
llit
e S
ize (
nm
)
Doping (mol%)
Microwave Oven
Conventional Oven
Chapter 3
22
parameters which it will be seen further [70]. In figure 3.11 is shown the shifting in 2θ of the most
intense peak for conventional synthesis, corresponding to (101) diffraction plane.
Figure 3.11: Zoom in on (101) difraction plane of XRD diffractograms of different
calcium doping percentages produced by conventional synthesis.
Additionally, this behaviour may be attributed to local distortions of the wurtzite lattice
caused by some residual stress inside the nanowires [70]. Same explanation can be given to
conventional synthesis (Figure 3.11) , although a smaller variation of crystallite sizes are shown,
compared with microwave synthesis and these values seem to slower increase when mol% is
increased.
3.2.2. Europium Doping
3.2.2.1. Structural and Morphological Characterization – SEM and XRD
In this subsection it was analysed the morphology of ZnO nanowires, using europium as
doping agent, looking over at the synthesis parameters such as the type of heating stage and
doping.
In Figure 3.12, it is possible to observe some of the results (at different magnifications)
for different ZnO nanostructure morphologies and doped with different molar percentages
(1 to 5 mol%) of europium, which were dispersed and deposited in silicon (as described in
Methods and Materials, chapter 2).
Through analysing the SEM images, it is possible to see that the morphology of europium
doped ZnO nanowires changes with doping molar percentage of europium. In Figure 3.12a, the
nanowires have a well-defined hexagonal shape with some agglomerates around them and a
pencil-like shape on the edges. As for Figure 3.12b, when molar percentage was increased to
5 mol%, the structure remains nearly the same with these agglomerates increasing in quantity and
appearing at the edges of those nanowires. As for conventional synthesis, a similar thing happens
as it can be seen in Annex A, Figure 6.2a and Figure 6.2b.
35.5 36.0 36.5 37.0 37.5
Inte
nsi
ty (
a.u
.)
2Θ (º)
ZnO + Ca (0%)
ZnO + Ca (1%)
ZnO + Ca (2%)
ZnO + Ca (3%)
ZnO + Ca (4%)
ZnO + Ca (5%)
Chapter 3
23
Figure 3.12: SEM images of nanostructures produced by microwave synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of europium (c).
A few examples of XRD diffractograms produced by microwave oven are shown in
Figure 3.13 as well as a magnification area of the diffraction pattern showing a reflection of
secondary phase associated with Eu(OH)3 and occurring at diffraction angles that agrees well with
ICDD card number 01-083-2305. The XRD reports shows the presence of ZnO as well. The first
3 peaks between 30° and 40° which represent the diffraction planes (100), (002) and (101) are the
ones with more intensity. This diffraction planes combined with (102), (110), (103), and (112)
diffraction planes represent the wurtzite-type hexagonal ZnO (space group P63mc),
corresponding to ICDD 01-089-0511.
Figure 3.13: Example of XRD diffractograms of different europium doping percentages
produced by microwave synthesis. The inset shows magnified area of the diffraction
pattern of these samples in which the reflections of secondary phases were visible.
Amongst the recognized peaks, (101) plane was the noticeable one, which indicates the
growth orientation on this plane. As for conventional synthesis same investigation was performed,
reaching the same results (Annex B - Figure 6.6).
Chapter 3
24
With the increase in mol% of europium, the intensity of diffraction peaks of secondary
phases (Eu (OH)3) increased. An incomplete reaction on further addition of Eu3+ ions may be the
root in which those ions segregate on the surface due to its bigger ionic radius comparatively to
Zn2+ (Eu3+ ionic radius = 0.95 Ǻ and Zn2+ ionic radius = 0.74 Ǻ). Additionally, the small shift of
the diffraction peaks can be happening because of the small amount of Eu3+ that were introduced
into Zn2+ interstitial sites [71]. The average crystallite size of them for each doping percentage in
both microwave and conventional synthesis is revealed on Figure 3.14.
Figure 3.14: Average crystallite size of the 3 peaks with more intensity of europium doped
ZnO for both microwave and conventional synthesis. The standart deviation values are to
small to be represented.
For determining the crystallite size of ZnO nanowires and find a connection between
different mol% of europium, Scherrer´s equation was used (equation 4). The Table 3.4 exposes
the determined values for both microwave and conventional synthesis.
Table 3.4: Crystallite sizes calculated for europium doped ZnO produced by microwave
and conventional synthesis when mol% doping is a variable.
Miller
Indices
(hkl)
Doping (mol%)
0 1 2 3 4 5
Crystallite size (nm)
Microwave synthesis
100 74.3 95.0 75.5 83.0 71.0 90.9
002 74.5 94.4 75.6 83.2 71.4 106.1
101 74.7 94.0 75.6 83.4 71.7 105.0
Average 74.5 ± 0.2 94.5 ± 0.5 75.5 ± 0.1 83.2 ± 0.2 71.4 ± 0.3 100.7 ± 8.5
Crystallite size (nm)
Conventional Synthesis
100 58.9 80.5 71.6 94.1 71.9 100.9
002 57.7 79.8 72.0 93.3 72.4 102.3
101 56.9 79.4 72.3 92.8 72.7 103.4
Average 57.8 ± 1.0 79.9 ± 0.6 72.0 ± 0.3 93.4 ± 0.7 72.4 ± 0.4 102.2 ± 1.3
0 1 2 3 4 550
60
70
80
90
100
110
Cry
sta
llit
e S
ize (
nm
)
Doping (mol%)
Microwave Oven
Conventional Oven
Chapter 3
25
As can be seen in Table 3.4 and Figure 3.14 that crystallite size values doesn´t have a
linear evolution with mol% of europium. Differences in the 2θ of the diffraction planes influence
directly the value of the crystallite size. Having small shifts, as seen in Figure 3.15, as well as
differences in full width at half maximum on the 3 most relevant peaks result in variations of the
crystallite size can be an indication of the replacement of Zn2+ by the Eu3+ in the lattice.
Additionally, as the Eu3+ have a larger ionic radius (0.95 Ǻ) than Zn2+(0.74 Ǻ), this can cause a
unit cell volume expansion on ZnO lattice [72].
Figure 3.15: Zoom in on (101) difraction plane of XRD diffractograms of different
europium doping percentages produced by microwave synthesis.
The peak shifting mixed with non-linear changes in crystallite size values can be
attributed to lattice distortions, strain in the lattice or lattice mismatching [73]. Overall, the
evolution of the crystallite sizes in both microwave and conventional synthesis resemble nearly
the same.
3.2.3. Gallium Doping
3.2.3.1. Structural and Morphological Characterization – SEM and XRD
In this subsection it was analysed the morphology and ZnO nanowires looking over at the
synthesis parameters such as the type of heating stage and doping.
In Figure 3.16, it is possible to observe some of the outcomes (at different magnifications)
for different ZnO nanostructure morphologies synthetized and doped with different molar
percentages (1 to 5 mol%) of gallium, which were dispersed and deposited in silicon (as described
in Methods and Materials, chapter 2).
Through examining the SEM images, it is possible to see that doping with gallium does
not create a distinct difference in morphology and shape in comparison with pure ZnO (Figure
35.5 36.0 36.5 37.0 37.5
Inte
nsi
ty (
a.u
.)
2Θ (º)
ZnO + Eu (0%)
ZnO + Eu (1%)
ZnO + Eu (2%)
ZnO + Eu (3%)
ZnO + Eu (4%)
ZnO + Eu (5%)
Chapter 3
26
3.2a and b). It can be seen in Figure 3.16a that long ZnO nanowires produced by microwave
synthesis tend to agglomerate into flower-like assembly with pencil-like edges. As for
conventional synthesis, it is shown in Figure 6.3a and Figure 6.3b, long ZnO nanowires slimmer
than those synthetized by microwave synthesis, with urchin-like structure and curved edges.
However, in both syntheses, the increasing of mol% doesn´t affect the overall shape of the
nanowires.
Figure 3.16: SEM images of nanostructures produced by microwave synthesis with
0 mol% (a), 1 mol% (b) and 5 mol% of gallium (c).
This retention in those attributes can be interesting when electronics and optoelectronic
applications of ZnO-based semiconductors are the focus [74], as it is in this study.
XRD allowed to confirm the ZnO wurtzite structure and no other phase was identified on
both syntheses. A few examples of XRD diffractograms produced by microwave oven are shown
in Figure 3.17, as well as a graphic with different crystallite sizes for each doping molar
percentage of gallium produced by microwave synthesis and conventional synthesis in Figure
3.18.
Figure 3.17: Example of XRD diffractograms of different gallium doping molar
percentages produced by microwave synthesis.
As happens with ZnO annealed nanowires in subsection 3.1.2, the first 3 peaks between
30° and 40° which represent the diffraction planes (100), (002) and (101) are the ones with more
intensity. This diffraction planes combined with (102), (110), (103), and (112) diffraction planes
represent the wurtzite-type hexagonal ZnO (space group P63mc), corresponding to ICDD 01-
30 40 50 60 70 80
ZnO + Ga (0%)
ZnO + Ga (1%)
ZnO + Ga (2%)
ZnO + Ga (3%)
ZnO + Ga (4%)
ZnO + Ga (5%)
Inte
nsi
ty (
a.u
.)
2Θ (º)
(10
2)
(10
0)
(00
2)
(10
1)
(11
0)
(10
3)
(20
0)
(11
2)
(20
1)
(00
4)
(20
2)
Chapter 3
27
089-0511. Amongst the recognized peaks, (101) plane was the prominent one, which indicates
the growth orientation on this plane.
Figure 3.18: Average crystallite size of the 3 peaks with more intensity of gallium doped
ZnO for both microwave and conventional synthesis. The standart deviation values are to
small to be represented.
This reports are identical of those with pure ZnO (Figure 3.3, subsection 3.1.2) regardless
of the incorporation of gallium in ZnO crystal with a small lattice distortion and crystallite size
variation. Once more, Scherrer’s equation was used to determine the crystallite sizes of those
nanostructures, as can be seen in Table 3.5.
Table 3.5: Crystallite sizes calculated for gallium doped ZnO produced by microwave
and conventional synthesis when mol% doping is a variable.
Miller
Indices
(hkl)
Doping (mol%)
0 1 2 3 4 5
Crystallite size
(nm)
Microwave
synthesis
100 74.3 75.3 90.5 73.0 81.4 92.1
002 74.5 75.1 88.5 72.3 80.6 90.5
101 74.7 75.0 87.4 71.9 80.0 89.5
Average 74.5 ± 0.2 75.1 ± 0.2 88.8 ± 1.6 72.4 ± 0.5 80.7 ± 0.7 90.7 ± 1.3
Crystallite size
(nm)
Conventional
Synthesis
100 58.9 72.7 60.5 60.2 60.7 73.7
002 57.7 72.3 59.3 59.0 60.3 73.1
101 56.9 71.9 58.5 58.3 60.0 72.7
Average 57.8 ± 1.0 72.3 ± 0.4 59.4 ± 1.0 59.2 ± 0.9 60.3 ± 0.4 73.2 ± 0.5
According to Table 3.5 and Figure 3.18, the values of crystallite size increased from 0 to
2 mol% and from 3 to 5 mol%. This can be attributed to smaller radius of Ga3+ ion (61 Ǻ)
0 1 2 3 4 550
60
70
80
90
100
Cry
stall
ite
Siz
e (
nm
)
Doping (mol%)
Microwave Oven
Conventional Oven
Chapter 3
28
compared to that of Zn2+ ion (74 Ǻ) in the host ZnO lattice, which contributes to the variation in
the size of the unit cell, due to distortions of ZnO lattice and the saturation of Ga doping. Figure
3.19 shows a zoom in on (101) diffraction plane, in which is possible to see that when mol%
increase, the peak is shifted towards both sides (low and high 2θ). This can be an indication of a
variation in lattice spacing and consequently, differences in crystallite size which is attributed to
the smaller radius of Ga3+. Nevertheless, when there is a shift towards high 2θ, it can occur
degradation of the crystal quality of the nanostructure, as expected in [75].
Figure 3.19: Zoom in on (101) difraction plane of XRD diffractograms of different
gallium doping molar percentages produced by microwave synthesis.
In conventional synthesis an opposite shifting through lower 2θ, can be seen in Annex B
- Figure 6.10, which is the result of a better quality of the present crystal. However, the values of
crystallite size seem to vary less than in microwave synthesis, which apparently may be due to a
differently type of synthesis that provides different temperature profiles to the material.
3.2.4. Rietveld Refinement
In this subsection its was analysed how the molar percentage of the dopant agent affects
the lattice parameters.
The XRD data of ZnO doped with different percentages of calcium, europium and gallium
were refined by Rietveld Refinement using the program GSAS software with the procedure in
Annex C – Rietveld Refinement Procedure, and the extracted lattice parameters are given in Table
3.6 for microwave synthesis. The standard values for ZnO nanowires is given by COD ID
2300450 (a = b = 3.2493; c = 5.2057; V = 47.5984). In Figure 3.20, Figure 3.21 and Figure 3.22
is shown a graphic representing the evolution of lattice parameters of the ZnO nanowires
produced by microwave and conventional synthesis throughout different doping molar
percentages (1 to 5 mol%) and different types of doping agents (Ca, Eu, Ga).
35.8 36.0 36.2 36.4 36.6 36.8 37.0
ZnO + Ga (0%)
ZnO + Ga (1%)
ZnO + Ga (2%)
ZnO + Ga (3%)
ZnO + Ga (4%)
ZnO + Ga (5%)
Inte
nsi
ty (
a.u
.)
2Θ (º)
http://www.crystallography.net/cod/2300450.html
Chapter 3
29
Figure 3.20: Ratio of lattice parameters (a and c) for different molar percentages of
calcium for both microwave and conventional synthesis.
As noticeable on Figure 3.20, the increase of doping molar percentage leads to differences
in the values of lattice parameters and an overall increase in unit cell parameter. This effect is
expected in [76], because the ions of Ca2+ (100 Ǻ) have bigger ionic radius than Zn2+ (74 Ǻ) and
then it suggests that those calcium ions replace the zinc in the lattice sites. Also, this fluctuations
in the values may happen because of the appearance of a secondary phase, as can be seen in [77].
As for conventional synthesis, it is possible to see an overall smaller change in the ratio values,
when compared with microwave synthesis. This may be attributed to less lattice distortions taking
place in ZnO structure synthetized by conventional synthesis since the interaction between the
ZnO material and the temperature profile provided in both syntheses is different.
Figure 3.21: Ratio of lattice parameters (a and c) for different molar percentages of
europium for both microwave and conventional synthesis.
As happened in calcium doped ZnO NWs, the ratio (c/a) of europium doped ZnO NWs
varied throughout mol%. As seen in [78], the increase in lattice parameters may have is cause by
the doping with bigger sized ions as Eu3+ (95 Ǻ) compared with Zn2+ (74 Ǻ). In this study the
lattice parameters values of europium doped ZnO varied with different concentrations, around the
undoped ZnO value (0 mol%), not having a specific linear evolution as could be expected.
0 1 2 3 4 5
1.6020
1.6021
1.6022
1.6023
c/a
Doping (mol%)
Microwave Oven
Conventional Oven
0 1 2 3 4 5
1.6020
1.6021
1.6022
1.6023
1.6024
c/a
Doping (mol%)
Microwave Oven
Conventional Oven
Chapter 3
30
Another explanation for this fact is the 2θ shifting around higher and lower values throughout
mol% of dopant agent, which ultimately affects a and c parameters.
Figure 3.21 shows that these differences are more abrupt in conventional synthesis than
in microwave synthesis, especially from 3 mol% to 5 mol%, where those changes are significantly
more visible.
Figure 3.22: Ratio of lattice parameters (a and c) for different molar percentages of
gallium for both microwave and conventional synthesis.
As visible in Figure 3.22 the increase of doping molar percentage leads to a general
decrease in c/a values. This fact can be explained by wurtzite to rocksalt transformation in high
pressure experiments where the behaviour might be explained by internal pressure produced by
dopants, as expected in [79]. Accordingly, to Vegard´s law, a substitution by an atom with larger
ionic radius, increases the lattice parameters a and b. The ionic radius of Ga3+ (61 Ǻ) is smaller
than Zn2+ (74 Ǻ), and those values still increase. These changes in lattice parameters (a, b and c)
cannot be answered by only taking ionic radius into account. Another explanation could be the
relaxation of lattice parameters due to a decrease in internal attractive forces in the crystal [79]
and by that justify the increase in values of lattice parameters a and c in this work. The small
differences in c/a ratio from microwave to conventional synthesis allows to determine that their
lattice behaviour is similar.
0 1 2 3 4 5
1.6020
1.6021
1.6022
1.6023
1.6024
c/a
Doping (mol%)
Microwave Oven
Conventional Oven
Chapter 3
31
Table 3.6: Rietveld Refinement parameters and band gap of doped ZnO nanowires
produced by microwave synthesis.
Calcium Europium Gallium
Doping
(mol%)
a=b
(Å) c (Å) c/a
Eg
(eV)
a=b
(Å) c (Å) c/a
Eg
(eV)
a=b
(Å) c (Å) c/a
Eg
(eV)
0 3.2499 5.2070 1.6022 3.060 3.2499 5.2070 1.6022 3.060 3.2499 5.2070 1.6022 3.060
1 3.2493 5.2054 1.6020 3.146 3.2494 5.2059 1.6021 3.198 3.2510 5.2080 1.6022 3.134
2 3.2497 5.2068 1.6022 3.216 3.2507 5.2081 1.6021 3.228 3.2499 5.2068 1.6022 3.178
3 3.2505 5.2080 1.6022 3.230 3.2499 5.2066 1.6021 3.234 3.2508 5.2083 1.6022 3.152
4 3.2501 5.2073 1.6022 3.252 3.2508 5.2084 1.6022 3.214 3.2509 5.2084 1.6022 3.118
5 3.2498 5.2069 1.6022 3.245 3.2495 5.2062 1.6022 3.237 3.2509 5.2086 1.6022 3.150
The Table 3.6 summarizes all the lattice parameters values, c/a ratios and band gaps, for
different dopant agents studied (Ca, Eu and Ga) and their different doping molar percentages in
microwave synthesis. It is reported that pure ZnO has a band gap between 3.1 and 3.2 eV [80]. The
band gap of all doped ZnO NWs increases significantly from the undoped to 1 mol% and after
that it has smaller non-linear changes.
In a broad manner, it is possible to say that the lattice parameters and band gaps are
strongly dependent on the type and mol% for each doping agent.
Chapter 4
33
4. Conclusions and Future Perspectives
This work intended to synthetize and characterize annealed and doped ZnO nanowires for
optoelectronic applications. The ZnO nanowires characterization was performed based on the
synthetized Zn