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· Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

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Page 1: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 2: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 3: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 4: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 5: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 6: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 7: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Page 8: · Chapter 3 Status Certifications Country Qualified Intermediary Part 14a (All qualified intermediaries check here.) I certify that the entity identified in Part I (or branch, if

Registered Intermediary Procedural Guidance · Registered Intermediary Procedural Guidance 2019. 6 . Part 1 – Professional conduct Registered Intermediary Code of Ethics Registered

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