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3.1 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Chapter 3: Processes
3.2 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Chapter 3: Processes
Process ConceptProcess SchedulingOperations on ProcessesInterprocess CommunicationExamples of IPC SystemsCommunication in Client-Server Systems
3.4 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Concept
An operating system executes a variety of programs:Batch system – jobsTime-shared systems – user programs or tasks
Textbook uses the terms job and process almost interchangeably
Process – a program in execution; process execution must progress in sequential fashion
A process includes:program counter stackdata section
3.5 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process in Memory
3.6 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process State
As a process executes, it changes statenew: The process is being createdrunning: Instructions are being executedwaiting: The process is waiting for some event to occurready: The process is waiting to be assigned to a processorterminated: The process has finished execution
3.7 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Diagram of Process State
3.8 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Control Block (PCB)
Information associated with each process
Process stateProgram counterCPU registersCPU scheduling informationMemory-management informationAccounting informationI/O status information
3.9 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Control Block (PCB)
3.10 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
CPU Switch From Process to Process
3.11 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Scheduling Queues
Job queue – set of all processes in the system
Ready queue – set of all processes residing in main memory, ready and waiting to execute
Device queues – set of processes waiting for an I/O device
Processes migrate among the various queues
3.12 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Ready Queue And Various I/O Device Queues
3.13 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Representation of Process Scheduling
3.14 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Schedulers
Long-term scheduler (or job scheduler) – selects which processes should be brought into the ready queue
Short-term scheduler (or CPU scheduler) – selects which process should be executed next and allocates CPU
3.16 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Schedulers (Cont.)
Short-term scheduler is invoked very frequently (milliseconds) ⇒(must be fast)
Long-term scheduler is invoked very infrequently (seconds, minutes) ⇒ (may be slow)
3.17 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Context Switch
When CPU switches to another process, the system must save the state of the old process and load the saved state for the new process via a context switch
Context of a process represented in the PCB
Context-switch time is overhead; the system does no useful work while switching
Time dependent on hardware support
3.18 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Creation
Parent process create children processes, which, in turn create other processes, forming a tree of processes
Generally, process identified and managed via a process identifier (pid)
Parent and children share all resourcesChildren share subset of parent’s resourcesParent and child share no resources
ExecutionParent and children execute concurrentlyParent waits until children terminate
Resource sharing: 3 possibility
3.19 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Creation (Cont.)
Address spaceChild duplicate of parentChild has a program loaded into it
UNIX examplesfork system call creates new processexec system call used after a fork to replace the process’ memory space with a new program
3.20 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Creation
3.21 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
C Program Forking Separate Process
int main(){pid_t pid;
/* fork another process */pid = fork();if (pid < 0) { /* error occurred */
fprintf(stderr, "Fork Failed");exit(-1);
}else if (pid == 0) { /* child process */
execlp("/bin/ls", "ls", NULL);}else { /* parent process */
/* parent will wait for the child to complete */wait (NULL);printf ("Child Complete");exit(0);
}}
3.22 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Creation in POSIX
3.23 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Creation in Win32
3.26 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Process Termination
Process executes last statement and asks the operating system todelete it (exit)
Output data from child to parent (via wait)Process’ resources are deallocated by operating system
Parent may terminate execution of children processes (abort)Child has exceeded allocated resourcesTask assigned to child is no longer requiredIf parent is exiting
Some operating system do not allow child to continue if its parent terminates
– All children terminated - cascading termination
3.27 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Interprocess Communication
Processes within a system may be independent or cooperatingCooperating process can affect or be affected by other processes, including sharing dataReasons for cooperating processes:
Information sharingComputation speedupModularity
Cooperating processes need interprocess communication (IPC)Two models of IPC
Shared memoryMessage passing
3.28 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Communications Models
3.30 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Producer-Consumer Problem
Paradigm for cooperating processes, producer process produces information that is consumed by a consumer process
unbounded-buffer places no practical limit on the size of the buffer. The consumer may have to wait for new items,but the producer can always produce new items.
bounded-buffer assumes that there is a fixed buffer size.In this case,the consumer must wait if the buffer is empty, and the producer must wait if the buffer is full.
3.35 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Interprocess Communication –Message Passing
Mechanism for processes to communicate and to synchronize their actionsMessage system – processes communicate with each other without resorting to shared variablesIPC facility provides two operations:
send(message) – message size fixed or variable receive(message)
If P and Q wish to communicate, they need to:establish a communication link between themexchange messages via send/receive
3.37 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Direct Communication
Processes must name each other explicitly:send (P, message) – send a message to process Preceive(Q, message) – receive a message from process Q
Properties of communication linkLinks are established automaticallyA link is associated with exactly one pair of communicating processesBetween each pair there exists exactly one linkThe link may be unidirectional, but is usually bi-directional
3.38 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Indirect Communication
Messages are directed and received from mailboxes (also referredto as ports)
Each mailbox has a unique idProcesses can communicate only if they share a mailbox
Properties of communication linkLink established only if processes share a common mailboxA link may be associated with many processesLink may be unidirectional or bi-directional
3.39 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Indirect Communication
Operationscreate a new mailboxsend and receive messages through mailboxdestroy a mailbox
Primitives are defined as:send(A, message) – send a message to mailbox Areceive(A, message) – receive a message from mailbox A
3.41 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Synchronization
Message passing may be either blocking or non-blocking
Blocking is considered synchronousBlocking send has the sender block until the message is received
Non-blocking is considered asynchronousNon-blocking send has the sender send the message and continue
3.47 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Communications in Client-Server Systems
Sockets
Remote Procedure Call (Remote Method Invocation -RMI- in Java)
3.48 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Sockets
A socket is defined as an endpoint for communication
Concatenation of IP address and port
The socket 161.25.19.8:1625 refers to port 1625 on host 161.25.19.8
Communication consists between a pair of sockets
3.49 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Socket Communication
3.50 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Socket Communication in Java
3.51 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Socket Communication in Java
3.54 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
Remote Method InvocationRemote Method Invocation (RMI) is a Java mechanism similar to RPCs
RMI allows a Java program on one machine to invoke a method on aremote object
3.55 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
RMI registry
3.59 Silberschatz, Galvin and Gagne ©2009Operating System Concepts with Java – 8th Edition
End of Chapter 3