Chapter 12 - Structures and Properties of Ceramics

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    Course Description: The course covers the fundamental knowledge of engineering ceramics,

    polymeric materials, composite materials and construction materials, as well ascorrosion/degradation of these materials. The materials microstructure,processing, mechanical behaviour and applications are emphasized. Materialsselection is discussed with case studies.

    Prerequisites: MECH 141 Engineering Materials I or equivalent course

    Textbook: Materials Science and Engineering, eighth edition,by William D. Callister, Jr. and David G. Rethwisch

    Supplementary Textbooks (Reserved in the Library):Engineering Materials 2: An introduce to Microstructures, Processing and

    Design, second edition, 1998 by M. F. Ashby and D. R. H. Jones, Butterworth-Heinemann, Oxford

    Engineering Materials: Properties and Selection, 6th edition, 1999, by K.G.Budinski and M.K. Budinski, Prentice Hall, N.J.

    Materials Selection in Mechanical Design, 1st edition, by M.F. Ashby,

    Butterworth-Heinemann, Oxford, 1993

    MECH3420 (MECH 242) ENGINEERING MATERIALS II

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    Instructor: Tong-Yi ZHANG, Chair Professor

    (Tel. 7192, Rm: 2546, E-mail: [email protected])

    Teaching Assistants:Miss Yijing SUN (Tel. 7199, Rm: 2125, E-mail: [email protected])Mr. Yu Xuan TEOH (Tel. 7461, Rm: 4599, E-mail: [email protected])

    Lectures: Monday & Wed 10:30-11:50 am (Room 3008) Tutorials: Tuesday 6:00-6:50 pm (Room 2306)

    Grading Policy: Homework and quizzes: 20%Midterm exam: 35%Final exam: 45%

    All homework assignments should be handed in by the same day of theweek after the tutorial class. A late submission bears a penalty of 10%per day of the mark.

    Mid-term exam is scheduled on 24 October (Monday).

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    1. Engineering Ceramics (3 weeks)

    Ceramic structures

    Mechanical properties

    Processing and applications

    2. Polymers (3 weeks)

    Polymer structures Mechanical and thermomechanical behavior

    Processing and applications

    3. Composites (2 weeks) Particle-reinforced composites

    Fiber-reinforced composites

    Structural composites

    Lecture Contents

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    4. Corrosion and Degradation of Materials (2 weeks) Corrosion and oxidation of metals

    Corrosion of ceramics & degradation of polymers

    5. Electrical Properties (2 weeks) Electrical conductivity Semiconduction Electrical properties of metals, ceramics and

    polymers

    6. Construction Materials (2 weeks) Cements and concrete Wood

    Lecture Contents

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    Chapter 12

    Structures and Properties ofCeramics

    Department of Mechanical Engineering

    Hong Kong University of Science & Technology

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    Outline of the Chapter

    Why Ceramics? Applications?

    Understanding the ceramicstructures

    Mechanical Properties of Ceramics

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    Part I

    Why Ceramics and Their Applications?

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    Characteristics of Ceramics

    Ceramic = Keramikos in Greek meaning burnt stuff

    General characteristics Inorganic and non-metallic

    Outstanding hardness

    High mechanical strength

    High dimensional stability

    Resistance to wear

    Other distinctive characteristics in applicationspecific ceramics Piezoelectric ceramics dimensional change in response

    to an electric field, or vice versa

    Biocompatible ceramic coating bone implantation coating

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    Highlights of Ceramic Applications

    Kitchenware

    High performance electronic substrates

    Knock sensorTo detect theknocking of enginedue to gasolinequality or difference

    in operatingconditions

    Cutting blade

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    Part II

    Understanding the ceramic structures

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    Ceramic StructuresIntroduction (1)

    Composed of at least two electrically charged

    elements: cations (metallic) and anions(nonmetallic)

    Bonding: mostly ionic, some covalent

    The closer the atoms are together, the greater thedegree of covalency

    Degree of ionic character is determined by

    electro-negativity of the atoms

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    Percentage of Ionic Character

    % Ionic Character (IC) ={1exp [-(0.25)(xA-xB)2]} x 100% (Eq.2.10)

    where xA & xB are the electronegativities of the

    respective elements e.g. CaF2 Ca ~ 1.0; F ~ 4.0 (see Table 12.1)

    IC = {1exp [-(0.25)(1-4)2]} x 100% = 89.46%

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    Ceramic StructuresIntroduction (2)

    Factors determining the crystal structure

    Magnitude of the electrical charge of thecomponent ions electrically neutral

    Relative size of the cations and anions

    Stable ceramics: anions surrounding a cation are all incontact with that cation

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    Ceramic StructuresIntroduction (3)

    Coordination number:

    number of the nearestneighbors or touching atoms

    Common coordination

    numbers of ceramicmaterials: 4,6,8

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    Ceramic StructuresIntroduction (4)

    rcationranion

    Coord #

    < .155

    .155-.225

    .225-.414

    .414-.732

    .732-1.0

    ZnS(zincblende)

    NaCl(sodiumchloride)

    CsCl(cesium

    chloride)

    2

    3

    4

    6

    8

    Coordination number increases with rcation/ranion

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    Example 12.2Q. On the basis of ionic radii, what crystal structure

    would you predict for FeO?

    Cation

    Al3+

    Fe2+

    Fe3+

    Ca2+

    Anion

    O2-Cl-

    F-

    Ionic radius (nm)

    0.053

    0.077

    0.069

    0.100

    0.1400.181

    0.133

    rcationranion

    0.077

    0.140

    0.550

    Based on this ratio,Coordination No = 6

    From Table 12.3,

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    Ceramic StructuresAX Type (1)

    Containing equal numbers of cations and

    anions 3 structure types

    Rock salt structure: Coordination no. = 6

    Cesium chloride structure: Coordination no. = 8

    Zinc blende structure: Coordination no. = 4

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    Ceramic StructuresAX Type (2)

    Coordination no.=6

    FCC structure

    Typical examples:

    NaCl, MgO, MnS,LiF & FeO

    Rock Salt Structure

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    Ceramic StructuresAX Type (3)

    Coordination no.=8

    Similar to BCCstructure, but notexactly, due to the

    involvement of twodifferent kinds of atoms

    Typical example:

    CsCl

    Cesium Chloride Structure

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    Ceramic StructuresAX Type (4)

    Coordination no.=4

    Tetrahedrallycoordinated

    Typical examples:ZnS, ZnTe and SiC

    Zinc Blende Structure

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    Ceramic StructuresAm

    Xp

    Type

    The absolute charge ofeach cation does notequal that of each anion

    Florite (CaF2): rcation/ranion =0.100/0.133 0.8

    Coordination no.=8 Only half the cation sites

    are occupied since #Ca2+

    ions = F-

    ions

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    Ceramic StructuresAm

    Bn

    Xp

    Type

    Containing more

    than one type ofcation

    Perovskite

    Crystalline Structure

    Typical Example:BaTiO

    3

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    Crystal Structures from the Close Packing

    of Anions (1)

    In ceramics, the close-packed planes of

    anions are stacking on one another to form aFCC (Face-Centered Cubic) or HCP(Hexagonal Close-Packed) structure

    The small cations may reside (or stay) at thesmall interstitial sites in-between the planesof anions

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    Crystal Structures from the Close Packing

    of Anions (2)

    Tetrahedral Position: Four atoms surrounding one site

    Octahedral Position: Six atoms surrounding one site

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    Crystal Structures from the Close Packing

    of Anions (3)

    Two tetrahedral sites per anion 1/4 x 4 x 2 = 2

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    Crystal Structures from the Close Packing

    of Anions (4)

    One octahedral site per anion 1/6 x 3 x 2 = 1

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    Octahedral Position

    An octahedral

    position for an(interstitial) atom isthe space in the

    interstices between 6regular atoms thatform an octahedra

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    Crystal Structures from the Close Packing

    of Anions (3)

    This is a rock salt crystal structure, in which the cationsreside in octahedral position with 6 neighbor anions

    {111} plane

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    Ceramic density computations

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    Silicate ceramics

    Silicates composed of Si & O2 with Si-O covalent bonds: mostabundant on earth (e.g. soils, rocks, clays, sand)

    Basic unit: (SiO4)4- tetrahedron, can be combined into differentarrangements for various silicate structures, like forsterite (Mg2SiO4)and akermanite (Ca2MgSi2O7)

    Basic Unit Silicate ion structuresbased on the Basic Unit

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    Silica: SiO2 (1)

    Silica may form a crystalline3D network, in which atomsare periodically arrangedand every corner oxygen inthe (SiO4)

    4- tetrahedron isshared by adjacenttetrahedrons

    Electrically neutral andstable atomic structure

    Three primary polymorphiccrystalline forms are quartz,cristobalite and tridymite.

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    Cristobalite crystal

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    Silica (2)

    Quartz Cristobalite Tridymite

    They all possess the same chemical composition, SiO2, but theyhave different structures and appearances

    Low density, e.g. quartzs room density is 2.65g/cm3

    High melting point (1710C)

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    Silica Glasses

    Non-crystalline, highdegree of atomicrandomness

    Adding of CaO & Na2O(network modifiers) can

    lower the melting pointand viscosity of a glasseasier for shapechanging

    Applications: containers,windows

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    Layered Silicates A layered structure is

    produced by repeating thetetrahedral unit of (Si2O5)

    2-

    In a common layered

    silicates, kaolinite, the silicatetrahedral layer iselectrically neutralized by anadjacent Al2(OH)4

    2+

    Bonding within this two-layered sheet is strong andintermediate ionic-covalent,whereas bonding between

    the adjacent sheets is weak,van der Waals.

    +ve

    +ve

    -ve

    -ve

    -ve

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    CarbonDiamond (1)http://en.wikipedia.org/wiki/Diamond#Crystal_structure

    Carbon exists in variouspolymorphic forms, like

    diamond, graphite, fullerenesand Carbon nanotube

    Diamond structure

    Metastable crystal structure

    at ambient temperature andpressure

    A variant of the zinc blende

    Totally covalent carbon-carbon bonds

    Also called diamond cubiccrystal

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    CarbonDiamond (2) Hardness: the hardest known

    material

    Clarity: optical transparent over alarger range of wavelengths (from

    the ultraviolet into the far infrared) Thermal Conductivity: conducts

    heat better than anything - fivetimes better than the second bestelement, Silver!

    Melting Point: possess thehighest melting point (3820K)! Lattice Density: The atoms of

    Diamond are closely packed. Diamond or/and diamond-like thin

    film coatings are used to enhancehardness and wear properties ofother materials

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    CarbonGraphite (1)

    Composed of layers ofhexagonally arranged

    carbon atoms Coexistence of strong

    covalent bonds betweencarbon atoms and a

    weak van der Waalsbond between layers

    The weak interplanebond allows easy

    interplanar cleavage -excellent lubricationproperties

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    CarbonGraphite (2)

    Characteristics High electrical conductivity

    parallel to the hexagonalsheets

    high strength and goodchemical stability at hightemperatures

    high thermal conductivity low coefficient of thermal

    expansion high resistance to thermal

    shock

    Applications: heating elements; electrodes

    for arc welding; metallurgicalcrucible; casting moulds; high-temp refractories; insulation inrocket nozzle

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    Carbon - Fullerenes Hollow spherical cluster of 60

    carbon atoms (carbon-cagemolecules)

    Each C60 molecule consists of

    groups of carbon atoms toform hexagon (x20) andpentagon (x12)

    In the solid state, the C60 unitsform a crystalline structure andpack together in a FCC array

    Pure crystalline solid of C60 iselectrically insulating. Whenpotassium (3K+ ions) is added,

    the resulting material K3C60has a very high electricalconductivity, withcharacteristics of a metal.

    Composed of both hexagonand pentagon, in whichnotwo pentagon share acommon side

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    CarbonNanotube (1)

    Multi-wall carbon nanotubeDepartment of Mechanical EngineeringHong Kong University of Science & Technology

    A single sheet of graphite rolling into atube with the end cap of C60 fullerenehemisphere

    Excellent mechanical properties Strongest and stiffest fibers ever

    known (E = 0.3 1.2 TPa; UTS =50-200GPa)

    Thermal properties Good thermal conductor at room

    temp. (higher than metals) High decomposition temp. >600 )

    Negligible CTE Electrical conductivities

    Variable electrical conductivity

    (metal to semiconductor to insulator)depending fabrication process andstructure

    Low density (1.30~1.80 g/cm3) Excellent chemical stability (Acid, base)

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    CarbonNanotube (2)

    Patterning of the carbon multi-walled

    nanotubes (Dai & Mau, Adv Mater,2001)

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    Single-walled nanotube (SWNT) fabricatedby Phy Dept, HKUST

    Potential Applications: LightEmitting Diode (LED) and flatpanel display, nano-scaletransistor, nanoelectronic

    devices, electrical conductingmaterial, structural composites.

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    Multi-Wall Carbon Nanotubes synthesized by thermal

    decomposition of hydrocarbons in the presence of catalysts andpurified in nitric acid.

    I f i i C i (1) A i P i

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    Imperfections in Ceramics (1)Atomic Point

    Defects

    2 types of Atomic PointDefects

    Frenkel Defect: cation-vacancy + cation-interstitial

    Schottky Defect: cation-vacancy + anion vacancy

    Condition of the Defects:

    Electroneutrality shouldbe maintained

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    E ilib i b f F k l d

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    Equilibrium numbers of Frenkel and

    Schottky defects Equilibrium number of vacancies, Nv

    kT

    QNN vv exp (4.1)

    N: the total number of atomic sitesQv: the formation energy of a vacancy

    k: Boltzmanns constant

    T: the absolute temperature in kelvins

    E ilib i b f F k l d

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    Equilibrium numbers of Frenkel and

    Schottky defects Equilibrium number of Frenkel defects, Nfr,

    and Schottky defects, Ns

    N: the total number of lattice sites

    Qfr: the formation energy of a Frenkel defectQs: the formation energy of a Frenkel defect

    k: Boltzmanns constant

    T: the absolute temperature in kelvins

    kT

    QNN

    fr

    fr exp

    kT

    QNN ss exp

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    I f ti i C i (2)

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    Imperfections in Ceramics (2)

    Stoichiometry (Valence defects) Stoichiometry: a state for ionic compounds

    wherein there is the exact ratio of cations toanions as predicted by the chemical formula

    Non-stoichiometry one of the ion types in

    the ceramic showing two valence (or ions)states

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    Imperfections in Ceramics Non

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    Imperfections in CeramicsNon-

    stoichiometry

    Example for non-stoichiometry

    Both Fe2+ and Fe3+ canexist, depending ontemperature and the

    ambient oxygen pressure The electrically neutrality

    is always maintained, butthe ratio of cation and

    anion would not as shownin the chemical formula

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    Imp rf ti n in C r mi (3) Impurities

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    Imperfections in Ceramics (3)Impurities

    Substitution impurity

    will substitute for thehost ion to which it isthe most similar in

    an electrical sense Interstitial: impurity

    ionic radius must be

    small compared tothe anion

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    Ceramic Phase Diagrams

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    Ceramic Phase Diagrams

    Experimentally or/and theoretically

    determined It is frequently the case that the two

    components are compounds that share a

    common element, often oxygen Ceramic phase diagram may have

    configurations similar to metal-metal systems

    Examples: Al2O3-Cr2O3 , MgO-Al2O3 , ZrO2-CaO ,SiO2-Al2O3

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    Ceramic Phase Diagrams Al O Cr O

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    Ceramic Phase DiagramsAl2O3-Cr2O3 Same form as the

    isomorphous Cu-Ni phasediagram

    Single liquid, single solid

    and two-phase solid-liquidphases

    Al2O3 and Cr2O3 have thesame crystal structure

    Al and Cr have the samecharge and similar radii(0.053 and 0.062 nm,respectively)

    Al2O3-Cr2O3 is also called asSapphire, which is used ashard bearings in watchesand scientific instruments, ordinnerware, artware, andwithin the tile industries

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    Ceramic Phase Diagrams MgO Al O (1)

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    Ceramic Phase Diagrams MgO-Al2O3 (1)

    Similar to Pb-Mg phasediagram

    An intermediate phase

    (spinel: MgO-Al2O3 =MgAl2O4) there is a rangeof composition over whichspinel is stable

    Limited solubility of Al2O

    3in MgO below 1400Cdue to the differences incharge and radii of theMg2+ and Al3+ ions

    (0.072nm, 0.053nm). Two eutectic reactions

    (on either side of spinel at2000C)

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    Ceramic Phase Diagrams Eutectic and

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    Ceramic Phase Diagrams Eutectic and

    Eutectoid Reactions Eutectic reaction Upon cooling, a liquid

    phase transforms isothermally and reversiblyinto two intimately mixed solid phases

    Eutectoid reaction Upon cooling, a solid

    phase transforms isothermally and reversiblyinto two intimately mixed, new solid phases

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    Ceramic Phase Diagrams ZrO CaO

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    Ceramic Phase Diagrams ZrO2-CaO

    One eutectic (2250C and 23wt%CaO), two eutectoid (at 1000 and2.5wt% CaO; and at 850C and

    7.5wt% CaO) reactions Three different crystal structures:

    tetragonal (T), monoclinic (M) andcubic (C).

    Pure ZrO2 experiences T - M phase

    transformation at about 1150C, with alarge volume change (shrinkage) andcrack formation

    Partially stabilized ZrO2 (PSZ) byadding 3-7wt% CaO (or Y2O2, MgO):Upon cooling the C + T phases are

    retained, without causing crackformation

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    Ceramic Phase Diagrams SiO2-Al2O3

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    Ceramic Phase Diagrams SiO2 Al2O3

    Silica and Alumina areprime refractory

    materials They are not mutually

    soluble in one another An intermediate

    compound (mulite:3Al2O3-2SiO2) forms at72wt% Al2O3

    A single eutectic exists(at 1587C and 7.7 wt%Al2O3 )

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    Part III

    Mechanical Properties of Ceramics

    Mechanical Properties of Ceramics

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    Mechanical Properties of Ceramics

    Brittle Fracture At room temperature, ceramics exhibit brittle fracture without

    plastic deformation in tension.

    If crack growth in crystalline ceramics is along a specificcrystallographic plane, which is called cleavage.

    Maximum stress at the crack tip:

    Fracture Toughness

    whereY = dimensionless parameter = applied stressa = surface crack lengtht = crack tip radius

    )a

    (2=1/2

    t

    max

    aY=KIc

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    Mechanical Properties of Ceramic

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    p

    Brittle Fracture: Observations (1)#1:The measured fracture strengthsof ceramics

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    Poling direction

    Specimen Silicone oil

    Loading

    High Voltage

    Experimental set-up

    Bending strength (MPa)

    0 20 40 60 80 100 120 140

    0

    10

    20

    0

    10

    0

    10

    20 3.3 kV/cm

    Proba

    bilitydensity(

    %)

    0

    10

    20 6.7 kV/cm

    0

    10

    2010 kV/cm

    0

    10

    20 16 kV/cm

    20 kV/cm

    Zirconate Titanate Ceramics

    Microflaws play an important role

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    c o aws p ay a po ta t o e

    On average, small samples have highfracture strengths than large samples

    because the possibility to have alarge size flaw in a small sample islower than in a large sample.

    Ceramics appear to be stronger in

    bending than in tension because thelargest flaw may not be near thesurface.

    Mechanical Properties of Ceramic

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    p

    Brittle Fracture: Observations (2)#3:Brittle ceramics display much higher strengths in compression than

    in tensionExplanation:For compression, no stress amplification associated with

    flaws

    #4:How can the fracture strength of a brittle ceramic be increased?

    Explanation:By imposing residual compressive stresses at its

    surface by thermal tempering

    #5:Why tensile tests are not employed for brittle ceramics?Explanation:

    1.Difficult to grip brittle samples2.Difficult to prepare samples with specific dimensions

    3.Brittle ceramics fail at about 0.1% strain

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    Stress-strain BehaviorFlexural Strength (1)

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    A linear relationship between stressand strain for most ceramics

    Brittle at room temperature: elasticlimit = fracture strength

    Flexural strength:

    Rectangular cross section

    Circular cross section

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    3R

    LFffs

    22

    3

    bd

    LFffs

    Stress-strain BehaviorFlexural Strength (2)

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    Size effects: Higherpossibility of bigger flaws

    in larger size specimens High specific elastic

    moduli for most

    engineering ceramics(Modulus: 70~500GPa )

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    Plastic DeformationCrystalline Ceramics

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    Plastic deformation is difficult to occur by the

    motion of dislocations For ionic predominant crystalline ceramics

    Very few slip systems

    Slip is difficult in ions of like charge because ofelectrostatic repulsion

    For covalent predominant crystalline ceramics

    Strong covalent bonds

    Limited number of slip systems

    Complex dislocation structures

    Department of Mechanical EngineeringHong Kong University of Science & Technology

    Plastic DeformationNon-crystalline ceramics

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    Plastic deformation is notinduced by dislocation motionbecause of the irregular

    atomic structure. Viscous flow occurs instead

    of dislocation slip: atoms orions slide past one another inshear by the breaking and

    reforming of interatomicbonds.

    The viscosity of glassdecreases with increasingtemperature as theinteratomic bond strength isdiminished.

    dy/d

    F/A

    dy/d

    Viscosity:

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    Effects of Porosity on Mechanical Properties

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    Pores or void spaces existbetween powder particles infabricated ceramics

    Any residual pores aredeleterious because Reduced cross-sectional area Pores act as the stress raisers

    Elastic Modulus of ceramicscontaining pores of volume

    fraction, P:E = E0 (1 1.9P + 0.9 P2 )

    Flexural strength decreasesexponentially with the volumefraction (P) as

    fs = 0 exp (-nP)

    Elastic Modulus

    Flexural Strength

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    Hardness

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    Hardness

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    Hardest known material -beneficial mechanicalproperties of ceramics that can

    be utilised for abrasion andgrinding other materials.

    Creep

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    Ceramics creep when subjected to stresses at elevatedtemperatures

    Time-deformation creep behaviour is similar to metals.

    Department of Mechanical EngineeringHong Kong University of Science & Technology

    Creep strain at a given load and temperature. Effects of stress and temperatureon the creep behavior