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Course Description: The course covers the fundamental knowledge of engineering ceramics,
polymeric materials, composite materials and construction materials, as well ascorrosion/degradation of these materials. The materials microstructure,processing, mechanical behaviour and applications are emphasized. Materialsselection is discussed with case studies.
Prerequisites: MECH 141 Engineering Materials I or equivalent course
Textbook: Materials Science and Engineering, eighth edition,by William D. Callister, Jr. and David G. Rethwisch
Supplementary Textbooks (Reserved in the Library):Engineering Materials 2: An introduce to Microstructures, Processing and
Design, second edition, 1998 by M. F. Ashby and D. R. H. Jones, Butterworth-Heinemann, Oxford
Engineering Materials: Properties and Selection, 6th edition, 1999, by K.G.Budinski and M.K. Budinski, Prentice Hall, N.J.
Materials Selection in Mechanical Design, 1st edition, by M.F. Ashby,
Butterworth-Heinemann, Oxford, 1993
MECH3420 (MECH 242) ENGINEERING MATERIALS II
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Instructor: Tong-Yi ZHANG, Chair Professor
(Tel. 7192, Rm: 2546, E-mail: [email protected])
Teaching Assistants:Miss Yijing SUN (Tel. 7199, Rm: 2125, E-mail: [email protected])Mr. Yu Xuan TEOH (Tel. 7461, Rm: 4599, E-mail: [email protected])
Lectures: Monday & Wed 10:30-11:50 am (Room 3008) Tutorials: Tuesday 6:00-6:50 pm (Room 2306)
Grading Policy: Homework and quizzes: 20%Midterm exam: 35%Final exam: 45%
All homework assignments should be handed in by the same day of theweek after the tutorial class. A late submission bears a penalty of 10%per day of the mark.
Mid-term exam is scheduled on 24 October (Monday).
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1. Engineering Ceramics (3 weeks)
Ceramic structures
Mechanical properties
Processing and applications
2. Polymers (3 weeks)
Polymer structures Mechanical and thermomechanical behavior
Processing and applications
3. Composites (2 weeks) Particle-reinforced composites
Fiber-reinforced composites
Structural composites
Lecture Contents
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4. Corrosion and Degradation of Materials (2 weeks) Corrosion and oxidation of metals
Corrosion of ceramics & degradation of polymers
5. Electrical Properties (2 weeks) Electrical conductivity Semiconduction Electrical properties of metals, ceramics and
polymers
6. Construction Materials (2 weeks) Cements and concrete Wood
Lecture Contents
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Chapter 12
Structures and Properties ofCeramics
Department of Mechanical Engineering
Hong Kong University of Science & Technology
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Outline of the Chapter
Why Ceramics? Applications?
Understanding the ceramicstructures
Mechanical Properties of Ceramics
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Part I
Why Ceramics and Their Applications?
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Characteristics of Ceramics
Ceramic = Keramikos in Greek meaning burnt stuff
General characteristics Inorganic and non-metallic
Outstanding hardness
High mechanical strength
High dimensional stability
Resistance to wear
Other distinctive characteristics in applicationspecific ceramics Piezoelectric ceramics dimensional change in response
to an electric field, or vice versa
Biocompatible ceramic coating bone implantation coating
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Highlights of Ceramic Applications
Kitchenware
High performance electronic substrates
Knock sensorTo detect theknocking of enginedue to gasolinequality or difference
in operatingconditions
Cutting blade
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Part II
Understanding the ceramic structures
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Ceramic StructuresIntroduction (1)
Composed of at least two electrically charged
elements: cations (metallic) and anions(nonmetallic)
Bonding: mostly ionic, some covalent
The closer the atoms are together, the greater thedegree of covalency
Degree of ionic character is determined by
electro-negativity of the atoms
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Percentage of Ionic Character
% Ionic Character (IC) ={1exp [-(0.25)(xA-xB)2]} x 100% (Eq.2.10)
where xA & xB are the electronegativities of the
respective elements e.g. CaF2 Ca ~ 1.0; F ~ 4.0 (see Table 12.1)
IC = {1exp [-(0.25)(1-4)2]} x 100% = 89.46%
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Ceramic StructuresIntroduction (2)
Factors determining the crystal structure
Magnitude of the electrical charge of thecomponent ions electrically neutral
Relative size of the cations and anions
Stable ceramics: anions surrounding a cation are all incontact with that cation
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Ceramic StructuresIntroduction (3)
Coordination number:
number of the nearestneighbors or touching atoms
Common coordination
numbers of ceramicmaterials: 4,6,8
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Ceramic StructuresIntroduction (4)
rcationranion
Coord #
< .155
.155-.225
.225-.414
.414-.732
.732-1.0
ZnS(zincblende)
NaCl(sodiumchloride)
CsCl(cesium
chloride)
2
3
4
6
8
Coordination number increases with rcation/ranion
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Example 12.2Q. On the basis of ionic radii, what crystal structure
would you predict for FeO?
Cation
Al3+
Fe2+
Fe3+
Ca2+
Anion
O2-Cl-
F-
Ionic radius (nm)
0.053
0.077
0.069
0.100
0.1400.181
0.133
rcationranion
0.077
0.140
0.550
Based on this ratio,Coordination No = 6
From Table 12.3,
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Ceramic StructuresAX Type (1)
Containing equal numbers of cations and
anions 3 structure types
Rock salt structure: Coordination no. = 6
Cesium chloride structure: Coordination no. = 8
Zinc blende structure: Coordination no. = 4
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Ceramic StructuresAX Type (2)
Coordination no.=6
FCC structure
Typical examples:
NaCl, MgO, MnS,LiF & FeO
Rock Salt Structure
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Ceramic StructuresAX Type (3)
Coordination no.=8
Similar to BCCstructure, but notexactly, due to the
involvement of twodifferent kinds of atoms
Typical example:
CsCl
Cesium Chloride Structure
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Ceramic StructuresAX Type (4)
Coordination no.=4
Tetrahedrallycoordinated
Typical examples:ZnS, ZnTe and SiC
Zinc Blende Structure
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Ceramic StructuresAm
Xp
Type
The absolute charge ofeach cation does notequal that of each anion
Florite (CaF2): rcation/ranion =0.100/0.133 0.8
Coordination no.=8 Only half the cation sites
are occupied since #Ca2+
ions = F-
ions
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Ceramic StructuresAm
Bn
Xp
Type
Containing more
than one type ofcation
Perovskite
Crystalline Structure
Typical Example:BaTiO
3
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Crystal Structures from the Close Packing
of Anions (1)
In ceramics, the close-packed planes of
anions are stacking on one another to form aFCC (Face-Centered Cubic) or HCP(Hexagonal Close-Packed) structure
The small cations may reside (or stay) at thesmall interstitial sites in-between the planesof anions
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Crystal Structures from the Close Packing
of Anions (2)
Tetrahedral Position: Four atoms surrounding one site
Octahedral Position: Six atoms surrounding one site
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Crystal Structures from the Close Packing
of Anions (3)
Two tetrahedral sites per anion 1/4 x 4 x 2 = 2
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Crystal Structures from the Close Packing
of Anions (4)
One octahedral site per anion 1/6 x 3 x 2 = 1
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Octahedral Position
An octahedral
position for an(interstitial) atom isthe space in the
interstices between 6regular atoms thatform an octahedra
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Crystal Structures from the Close Packing
of Anions (3)
This is a rock salt crystal structure, in which the cationsreside in octahedral position with 6 neighbor anions
{111} plane
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Ceramic density computations
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Silicate ceramics
Silicates composed of Si & O2 with Si-O covalent bonds: mostabundant on earth (e.g. soils, rocks, clays, sand)
Basic unit: (SiO4)4- tetrahedron, can be combined into differentarrangements for various silicate structures, like forsterite (Mg2SiO4)and akermanite (Ca2MgSi2O7)
Basic Unit Silicate ion structuresbased on the Basic Unit
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Silica: SiO2 (1)
Silica may form a crystalline3D network, in which atomsare periodically arrangedand every corner oxygen inthe (SiO4)
4- tetrahedron isshared by adjacenttetrahedrons
Electrically neutral andstable atomic structure
Three primary polymorphiccrystalline forms are quartz,cristobalite and tridymite.
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Cristobalite crystal
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Silica (2)
Quartz Cristobalite Tridymite
They all possess the same chemical composition, SiO2, but theyhave different structures and appearances
Low density, e.g. quartzs room density is 2.65g/cm3
High melting point (1710C)
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Silica Glasses
Non-crystalline, highdegree of atomicrandomness
Adding of CaO & Na2O(network modifiers) can
lower the melting pointand viscosity of a glasseasier for shapechanging
Applications: containers,windows
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Layered Silicates A layered structure is
produced by repeating thetetrahedral unit of (Si2O5)
2-
In a common layered
silicates, kaolinite, the silicatetrahedral layer iselectrically neutralized by anadjacent Al2(OH)4
2+
Bonding within this two-layered sheet is strong andintermediate ionic-covalent,whereas bonding between
the adjacent sheets is weak,van der Waals.
+ve
+ve
-ve
-ve
-ve
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CarbonDiamond (1)http://en.wikipedia.org/wiki/Diamond#Crystal_structure
Carbon exists in variouspolymorphic forms, like
diamond, graphite, fullerenesand Carbon nanotube
Diamond structure
Metastable crystal structure
at ambient temperature andpressure
A variant of the zinc blende
Totally covalent carbon-carbon bonds
Also called diamond cubiccrystal
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CarbonDiamond (2) Hardness: the hardest known
material
Clarity: optical transparent over alarger range of wavelengths (from
the ultraviolet into the far infrared) Thermal Conductivity: conducts
heat better than anything - fivetimes better than the second bestelement, Silver!
Melting Point: possess thehighest melting point (3820K)! Lattice Density: The atoms of
Diamond are closely packed. Diamond or/and diamond-like thin
film coatings are used to enhancehardness and wear properties ofother materials
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CarbonGraphite (1)
Composed of layers ofhexagonally arranged
carbon atoms Coexistence of strong
covalent bonds betweencarbon atoms and a
weak van der Waalsbond between layers
The weak interplanebond allows easy
interplanar cleavage -excellent lubricationproperties
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CarbonGraphite (2)
Characteristics High electrical conductivity
parallel to the hexagonalsheets
high strength and goodchemical stability at hightemperatures
high thermal conductivity low coefficient of thermal
expansion high resistance to thermal
shock
Applications: heating elements; electrodes
for arc welding; metallurgicalcrucible; casting moulds; high-temp refractories; insulation inrocket nozzle
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Carbon - Fullerenes Hollow spherical cluster of 60
carbon atoms (carbon-cagemolecules)
Each C60 molecule consists of
groups of carbon atoms toform hexagon (x20) andpentagon (x12)
In the solid state, the C60 unitsform a crystalline structure andpack together in a FCC array
Pure crystalline solid of C60 iselectrically insulating. Whenpotassium (3K+ ions) is added,
the resulting material K3C60has a very high electricalconductivity, withcharacteristics of a metal.
Composed of both hexagonand pentagon, in whichnotwo pentagon share acommon side
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CarbonNanotube (1)
Multi-wall carbon nanotubeDepartment of Mechanical EngineeringHong Kong University of Science & Technology
A single sheet of graphite rolling into atube with the end cap of C60 fullerenehemisphere
Excellent mechanical properties Strongest and stiffest fibers ever
known (E = 0.3 1.2 TPa; UTS =50-200GPa)
Thermal properties Good thermal conductor at room
temp. (higher than metals) High decomposition temp. >600 )
Negligible CTE Electrical conductivities
Variable electrical conductivity
(metal to semiconductor to insulator)depending fabrication process andstructure
Low density (1.30~1.80 g/cm3) Excellent chemical stability (Acid, base)
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CarbonNanotube (2)
Patterning of the carbon multi-walled
nanotubes (Dai & Mau, Adv Mater,2001)
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Single-walled nanotube (SWNT) fabricatedby Phy Dept, HKUST
Potential Applications: LightEmitting Diode (LED) and flatpanel display, nano-scaletransistor, nanoelectronic
devices, electrical conductingmaterial, structural composites.
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Multi-Wall Carbon Nanotubes synthesized by thermal
decomposition of hydrocarbons in the presence of catalysts andpurified in nitric acid.
I f i i C i (1) A i P i
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Imperfections in Ceramics (1)Atomic Point
Defects
2 types of Atomic PointDefects
Frenkel Defect: cation-vacancy + cation-interstitial
Schottky Defect: cation-vacancy + anion vacancy
Condition of the Defects:
Electroneutrality shouldbe maintained
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E ilib i b f F k l d
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Equilibrium numbers of Frenkel and
Schottky defects Equilibrium number of vacancies, Nv
kT
QNN vv exp (4.1)
N: the total number of atomic sitesQv: the formation energy of a vacancy
k: Boltzmanns constant
T: the absolute temperature in kelvins
E ilib i b f F k l d
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Equilibrium numbers of Frenkel and
Schottky defects Equilibrium number of Frenkel defects, Nfr,
and Schottky defects, Ns
N: the total number of lattice sites
Qfr: the formation energy of a Frenkel defectQs: the formation energy of a Frenkel defect
k: Boltzmanns constant
T: the absolute temperature in kelvins
kT
QNN
fr
fr exp
kT
QNN ss exp
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I f ti i C i (2)
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Imperfections in Ceramics (2)
Stoichiometry (Valence defects) Stoichiometry: a state for ionic compounds
wherein there is the exact ratio of cations toanions as predicted by the chemical formula
Non-stoichiometry one of the ion types in
the ceramic showing two valence (or ions)states
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Imperfections in Ceramics Non
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Imperfections in CeramicsNon-
stoichiometry
Example for non-stoichiometry
Both Fe2+ and Fe3+ canexist, depending ontemperature and the
ambient oxygen pressure The electrically neutrality
is always maintained, butthe ratio of cation and
anion would not as shownin the chemical formula
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Imp rf ti n in C r mi (3) Impurities
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Imperfections in Ceramics (3)Impurities
Substitution impurity
will substitute for thehost ion to which it isthe most similar in
an electrical sense Interstitial: impurity
ionic radius must be
small compared tothe anion
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Ceramic Phase Diagrams
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Ceramic Phase Diagrams
Experimentally or/and theoretically
determined It is frequently the case that the two
components are compounds that share a
common element, often oxygen Ceramic phase diagram may have
configurations similar to metal-metal systems
Examples: Al2O3-Cr2O3 , MgO-Al2O3 , ZrO2-CaO ,SiO2-Al2O3
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Ceramic Phase Diagrams Al O Cr O
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Ceramic Phase DiagramsAl2O3-Cr2O3 Same form as the
isomorphous Cu-Ni phasediagram
Single liquid, single solid
and two-phase solid-liquidphases
Al2O3 and Cr2O3 have thesame crystal structure
Al and Cr have the samecharge and similar radii(0.053 and 0.062 nm,respectively)
Al2O3-Cr2O3 is also called asSapphire, which is used ashard bearings in watchesand scientific instruments, ordinnerware, artware, andwithin the tile industries
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Ceramic Phase Diagrams MgO Al O (1)
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Ceramic Phase Diagrams MgO-Al2O3 (1)
Similar to Pb-Mg phasediagram
An intermediate phase
(spinel: MgO-Al2O3 =MgAl2O4) there is a rangeof composition over whichspinel is stable
Limited solubility of Al2O
3in MgO below 1400Cdue to the differences incharge and radii of theMg2+ and Al3+ ions
(0.072nm, 0.053nm). Two eutectic reactions
(on either side of spinel at2000C)
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Ceramic Phase Diagrams Eutectic and
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Ceramic Phase Diagrams Eutectic and
Eutectoid Reactions Eutectic reaction Upon cooling, a liquid
phase transforms isothermally and reversiblyinto two intimately mixed solid phases
Eutectoid reaction Upon cooling, a solid
phase transforms isothermally and reversiblyinto two intimately mixed, new solid phases
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Ceramic Phase Diagrams ZrO CaO
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Ceramic Phase Diagrams ZrO2-CaO
One eutectic (2250C and 23wt%CaO), two eutectoid (at 1000 and2.5wt% CaO; and at 850C and
7.5wt% CaO) reactions Three different crystal structures:
tetragonal (T), monoclinic (M) andcubic (C).
Pure ZrO2 experiences T - M phase
transformation at about 1150C, with alarge volume change (shrinkage) andcrack formation
Partially stabilized ZrO2 (PSZ) byadding 3-7wt% CaO (or Y2O2, MgO):Upon cooling the C + T phases are
retained, without causing crackformation
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Ceramic Phase Diagrams SiO2-Al2O3
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Ceramic Phase Diagrams SiO2 Al2O3
Silica and Alumina areprime refractory
materials They are not mutually
soluble in one another An intermediate
compound (mulite:3Al2O3-2SiO2) forms at72wt% Al2O3
A single eutectic exists(at 1587C and 7.7 wt%Al2O3 )
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Part III
Mechanical Properties of Ceramics
Mechanical Properties of Ceramics
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Mechanical Properties of Ceramics
Brittle Fracture At room temperature, ceramics exhibit brittle fracture without
plastic deformation in tension.
If crack growth in crystalline ceramics is along a specificcrystallographic plane, which is called cleavage.
Maximum stress at the crack tip:
Fracture Toughness
whereY = dimensionless parameter = applied stressa = surface crack lengtht = crack tip radius
)a
(2=1/2
t
max
aY=KIc
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Mechanical Properties of Ceramic
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p
Brittle Fracture: Observations (1)#1:The measured fracture strengthsof ceramics
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Poling direction
Specimen Silicone oil
Loading
High Voltage
Experimental set-up
Bending strength (MPa)
0 20 40 60 80 100 120 140
0
10
20
0
10
0
10
20 3.3 kV/cm
Proba
bilitydensity(
%)
0
10
20 6.7 kV/cm
0
10
2010 kV/cm
0
10
20 16 kV/cm
20 kV/cm
Zirconate Titanate Ceramics
Microflaws play an important role
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c o aws p ay a po ta t o e
On average, small samples have highfracture strengths than large samples
because the possibility to have alarge size flaw in a small sample islower than in a large sample.
Ceramics appear to be stronger in
bending than in tension because thelargest flaw may not be near thesurface.
Mechanical Properties of Ceramic
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p
Brittle Fracture: Observations (2)#3:Brittle ceramics display much higher strengths in compression than
in tensionExplanation:For compression, no stress amplification associated with
flaws
#4:How can the fracture strength of a brittle ceramic be increased?
Explanation:By imposing residual compressive stresses at its
surface by thermal tempering
#5:Why tensile tests are not employed for brittle ceramics?Explanation:
1.Difficult to grip brittle samples2.Difficult to prepare samples with specific dimensions
3.Brittle ceramics fail at about 0.1% strain
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Stress-strain BehaviorFlexural Strength (1)
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A linear relationship between stressand strain for most ceramics
Brittle at room temperature: elasticlimit = fracture strength
Flexural strength:
Rectangular cross section
Circular cross section
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3R
LFffs
22
3
bd
LFffs
Stress-strain BehaviorFlexural Strength (2)
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Size effects: Higherpossibility of bigger flaws
in larger size specimens High specific elastic
moduli for most
engineering ceramics(Modulus: 70~500GPa )
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Plastic DeformationCrystalline Ceramics
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Plastic deformation is difficult to occur by the
motion of dislocations For ionic predominant crystalline ceramics
Very few slip systems
Slip is difficult in ions of like charge because ofelectrostatic repulsion
For covalent predominant crystalline ceramics
Strong covalent bonds
Limited number of slip systems
Complex dislocation structures
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Plastic DeformationNon-crystalline ceramics
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Plastic deformation is notinduced by dislocation motionbecause of the irregular
atomic structure. Viscous flow occurs instead
of dislocation slip: atoms orions slide past one another inshear by the breaking and
reforming of interatomicbonds.
The viscosity of glassdecreases with increasingtemperature as theinteratomic bond strength isdiminished.
dy/d
F/A
dy/d
Viscosity:
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Effects of Porosity on Mechanical Properties
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Pores or void spaces existbetween powder particles infabricated ceramics
Any residual pores aredeleterious because Reduced cross-sectional area Pores act as the stress raisers
Elastic Modulus of ceramicscontaining pores of volume
fraction, P:E = E0 (1 1.9P + 0.9 P2 )
Flexural strength decreasesexponentially with the volumefraction (P) as
fs = 0 exp (-nP)
Elastic Modulus
Flexural Strength
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Hardness
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Hardness
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Hardest known material -beneficial mechanicalproperties of ceramics that can
be utilised for abrasion andgrinding other materials.
Creep
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Ceramics creep when subjected to stresses at elevatedtemperatures
Time-deformation creep behaviour is similar to metals.
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Creep strain at a given load and temperature. Effects of stress and temperatureon the creep behavior