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Chapter 11
Political Parties and Interest Groups
Pearson Education, Inc. © 2005
American Government2006 Edition(to accompany the Essentials Edition)
O’Connor and Sabato
Pearson Education, Inc. © 2006
What Is A Political Party? A group of office holders, candidates,
activists, and voters who identify with a group label and seek to elect to public office individuals who run under that label.
Consist of three separate but related entities: Governmental party. Organizational party. Party in the electorate.
Pearson Education, Inc. © 2006
Evolution of American Party Democracy
Federalists and Anti-Federalists Hamilton and Jefferson
Jefferson’s group (later the Republicans) preferred a federal system with more powerful states.
Hamilton’s group preferred strong central government.
No broad-based party organizations existed on either side to mobilize popular support.
Congressional factions primarily governmental party factions
Pearson Education, Inc. © 2006
American Party History at a Glance
Pearson Education, Inc. © 2006
The Modern Era Versus The Golden Age: Is the Party Over?
Social, political, technological, and governmental changes have contributed to party decline since the 1920s. Government assumed functions of party
Printing ballots, conducting elections, providing social welfare services.
1930s social services seen as right not privilege extended in exchange for support.
Flow of immigrants slowed dramatically.
Pearson Education, Inc. © 2006
Why Third Parties Tend to Remain Minor Electoral system
Single-member, plurality elections v. proportional representation A voting system that apportions legislative seats
according to the percentage of the vote won by a particular political party
State laws Democrats and Republicans in state legislatures
protect their interests Public funding rules News media tendencies Voter behavior Can’t win syndrome
Pearson Education, Inc. © 2006
Political and Social Changes Direct primary Civil service laws Issue-oriented politics
Post-WWII era: rise in education associated with rise to focus on politics in context of specific issues Civil rights, tax-cutting, environmentalism rather than
party labels Issue politics leads to more ticket-splitting.
Shift from urban to suburban locales Privacy and detachment (hurt party organizers)
Television Emphasizes personalities rather than abstracts like
party label
Pearson Education, Inc. © 2006
The Parties Endure Evolved Changed form Have been reliable vehicles for mass participation in a
representative democracy Orchestrated the gradual expansion of suffrage in quest of new
supporters Some efforts to contract electorate
Southern Democrats and black participation Flexible and pragmatic Competitive
Of the 30 presidential elections from 1884 to 2004, Republicans have won 17 and Democrats 14.
Have bounced back from landslide defeats Contemporary parties are starting to stand for very different
pictures of political reality.
Pearson Education, Inc. © 2006
The Functions of American Parties
Mobilizing support and gathering power
Force for stability and moderation Unity, linkage, and accountability Electioneering Voting and issue cue Policy formation and promotion
National party platform
Pearson Education, Inc. © 2006
Political Party Organization in America
Pearson Education, Inc. © 2006
What Are Interest Groups? An organized group that tries to
influence public policy Robert Putnam
“bowling alone” Social capital Civic virtue
Pearson Education, Inc. © 2006
Why and How Interest Groups Form and Maintain Themselves
The Role of Leaders The Role of Patrons and Funding The Role of Members
Collective good Free rider problem
Pearson Education, Inc. © 2006
The Roots & Development of American Interest Groups
National groups emerge (1830-1889) Communication networks enabled
nationalization of groups First were single-issue groups deeply rooted in
the Christian religious revivalism Temperance, Peace, Education, and Slavery
Other groups emerged after the Civil War Lobbyists
Interest group representative who seeks to influence legislation that will benefit his or her organization through political persuasion.
Pearson Education, Inc. © 2006
The Roots & Development of American Interest Groups The Progressive Era (1890-1920)
Grew out of concern for impact of rapid industrialization, influx of immigration, monopolistic business practices, crime, poverty, poor working conditions
Organized Labor AFL Clayton Act: allowed unions to organize free from
prosecution and guaranteed their right to strike Business Groups and Trade Associations
Trade Associations: a group that represents a specific industry
National Electric Light Association
Pearson Education, Inc. © 2006
The Rise of the Interest Group State 1960s and 1970s saw
a reappearance of the Progressive spirit. Civil Rights Women’s Rights Elderly Poor Consumers Environment
Common Cause and Ralph Nader’s Public Citizen
Conservative Backlash: Religious and Ideological Groups Jerry Falwell and the
Moral Majority Pat Robertson, the
700 Club and the Christian Coalition
National Rifle Association
Pearson Education, Inc. © 2006
Conservative Backlash: Religious and Ideological Groups
1978: Rev. Jerry Falwell founded first major new religious group, the Moral Majority
1990: Pat Robertson, The 700 Club and the Christian Coalition
The NRA (National Rifle Association)
Pearson Education, Inc. © 2006
How NRA Membership Has Fluctuated
Pearson Education, Inc. © 2006
What Do Interest Groups Do? Lobbying
The activities of a group or organization that seeks to influence legislation and persuade political leaders to support the group’s position
23 ways for lobbyists and organizations to lobby on the state and national level Most often they: testify at legislative
hearings, contact government officials directly, help draft legislation
Pearson Education, Inc. © 2006
Lobbying Congress Members of Congress targets of
lobbyists Many lobbyists former members
Former Senators Bob Dole (R-KS) and Robert Mitchell (D-ME) earn well over a million dollars a year as Washington lobbyists.
Pearson Education, Inc. © 2006
Lobbying Congress Today lobbyists try to develop
close relationships with members to gain access to the process of policy making. Information is critical.
Lobbyists also work most closely with representatives who are their friends.
Pearson Education, Inc. © 2006
Attempts to Reform Congressional Lobbying Federal Regulation of Lobbying Act, 1946 Lobbying Disclosure Act, 1995
Employs a strict definition of lobbyist Requires lobbyists to:
Register with the clerk of the House and the secretary of the Senate
Report their clients and issues and the agency or house they lobbied
Estimate the amount they are paid by each client Makes it easier for watchdog groups to track the
lobbying activity
Pearson Education, Inc. © 2006
Lobbying the Executive Branch
As the scope of federal government has expanded, so has lobbying of the executive branch Many potential access points Lobbyist seek influence at formation and
implementation stages. An especially strong link exists between
interest groups and regulatory agencies.
Pearson Education, Inc. © 2006
Lobbying the Courts
Can take two forms Direct sponsorship Filing amicus curiae briefs
Brief that informs the court of the group’s policy preferences, generally in guise of legal arguments
Interest groups also attempt to influence who is nominated and placed on the bench.
Pearson Education, Inc. © 2006
Grassroots Lobbying
A form of pressure-group activity that attempts to involve individuals who contact their representatives directly in an effort to influence policy
Persuading ordinary voters to act as the group’s advocates
Pearson Education, Inc. © 2006
Protest Activities
Some groups resort to more forceful, legal as well as illegal measures to attract attention to their cause. Sometimes violent, illegal protest
(Boston Tea Party, Shay’s Rebellion) Civil Rights Movement
Marches with permits legal
Pearson Education, Inc. © 2006
Election Activities
Candidate recruitment and endorsements
Getting out the vote Rating the candidates or office
holders Political action committees
Pearson Education, Inc. © 2006
What Makes An Interest Group Successful?
Leaders Patrons and Funding
Person who finances a group or individual activity
Members Free riders: potential members fail to join
a group because they can get the benefit, or collective good, sought by the group without contributing to it.