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Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
CHAPTER 1
General Introduction
2 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
1.1. Introduction to Nanoscience and Nanotechnology
“The principles of physics, as far as I can see, do not speak against the possibi-
lity of maneuvering things atom by atom. It is not an attempt to violate any laws; it is
something, in principle, that can be done; but in practice, it has not been done
because we are too big.” The above words, by Richard Feynman in his talk entitled,
There’s plenty of room at the bottom, during a presentation to a meeting of the Ameri-
can Physical Society in 1959 at Caltech, is widely accepted as the spark that initiated
the present ‘nano’ age [1]. In his lecture he considered the possibility of manipulating
materials at atomic scale and envisions the whole volumes of the Britannica Encyclo-
pedia written in a pin head [2, 3]. The term "nanotechnology" was first used by Norio
Taniguchi in 1974, though it was not widely known. Inspired by Feynman's concepts,
K. Eric Drexler independently used the term "nanotechnology" in his 1986 book
Engines of Creation: The Coming Era of Nanotechnology, which proposed the idea of
a nanoscale "assembler" which would be able to build a copy of itself and of other
items of arbitrary complexity with atomic control [4]. Since then lot of research on
nanoscience and nanotechnology has carried out throughout the globe [5]. And it has
resulted into the discovery of new types of materials which possess physical and che-
mical properties which are not observed in their bulk counterparts [6-9]. Harold Kroto
and co-workers discovered in 1985, a new allotrope of carbon, fullerene (C60) [7].
Iijima burst into the scene in 1990s with the discovery of another allotrope of carbon,
called carbon nanotubes, and phenomena of superconductivity and ferromagnetism
were found in C60 [2, 8]. Novoselov et al. in 2004 discovered graphitic films called
graphene [9].
As the need often arises, the national nanotechnology initiative (NNI), USA
established a general working definition of nanotechnology [10]. Nanotechnology is
thus defined as possessing the following features;
• Nanotechnology involves research and technology development at the 1 nm to
100 nm range.
• Nanotechnology creates and uses structures that have novel properties because
of their small size.
• Nanotechnology builds on the ability to control or manipulate at the atomic
scale.
3 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
The most common working definition of nanoscience and nanotechnologies as
given by the Royal Society & The Royal Academy of Engineering, UK are as the
following: “Nanoscience is the study of phenomena and manipulation of materials at
atomic, molecular and macromolecular scales, where properties differ significantly
from those at a larger scale” and “nanotechnologies are the design, characterisa-
tion, production and application of structures, devices and systems by controlling
shape and size at nanometre scale” [11].
Nanoscience now deals with the science of materials and technologies having
size scale in the range of ~ 1-100 nm. One nanometre (1 nm) being equal to 10-9
metre. The prefix “nano” which is derived from the Greek word for dwarf, is referred
to the length scale of one billionth of a metre (10-9) [2, 12, 13]. To put this idea of
scale in perspective, we may take up this example; the average strand of a human hair
is roughly 75,000 nm in diameter, or from the other extreme 1 nm is the length of 10
hydrogen atoms lined up end to end. This means, the nanoscience deals with a few
hundred to a few thousand atoms or atomic clusters, whereas the microscopic world is
made out of trillion of atoms or molecules. As the grain sizes become so small; a
significant volume fraction of the atoms resides in grain boundaries and the materials
possess a large number of interfaces [14-18]. Nanoscience and nanotechnology is thus
made up of a broad umbrella covering interdisciplinary research on fabrication of
nanomaterials, tuning their properties and applications of these novel properties.
The world of nanotechnology is implanting its footprint in the present decade
very rapidly. According to a study by Global Industry Analysts Inc. [19], the global
market for products incorporating nanotechnology is projected to grow at a compound
annual growth rate of 11.1% between 2010 and 2015 and will reach the impressive
sum of US $ 2.4 trillion, that is, roughly 1/25 of the current world gross domestic
product [20]. Presently, the nanoscience and technology represents the most active
discipline all around the world and is considered as the fastest growing technology
revolution, the human history had ever seen. This intense interest in the science of the
nanomaterials, which confined within the atomic scales, stems from the fact that these
nanomaterials exhibit fundamentally interesting unique properties with great potential
of next generation technologies in electronics, computing, optics, biotechnology,
medical imaging, medicine, drug delivery, structural materials, aerospace, energy, etc.
4 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
1.2. Nanomaterials
Generally, nanomaterials have structured components with at least one dimen-
sion less than 100 nm (1 nm = 10-9m) and often exhibit distinctly different physical
and chemical properties in comparison to their micron sized counterparts [21]. In
nanoparticles, the various material properties such as electrical, mechanical, optical,
magnetic etc. can be selectively controlled by engineering the size, morphology and
composition of the particles [22]. It is possible to produce nanostructure materials,
using a variety of synthesis methods, in the various forms like thin films, powder,
quantum wires, quantum wells, quantum dots, etc. Generation of carbon nanostruc-
tures, which are related to the famous Bucky ball, is also of considerable interest.
Conventional materials have grains varying in size anywhere from hundreds of
microns (µm) to millimetres (mm). A nanocrystalline material has grains on the order
of 1-100 nm. The average size of the atom is of the order of 1 to 2 Å in radius. One
nanometre comprises of 10 Å and hence in one nanometre (nm), there may be 3-5
atoms, depending on the atomic radii [23, 24].
The most intuitive ‘nano-size’ effect is produced due to the dominance of sur-
face atoms in the nanomaterials. There are atoms which have dangling bonds or dis-
order of atomic arrangement at the outermost surface and this is compensated within a
crystal by strained lattice parameters of the surface atoms with their penultimate
atoms. As bulk lattice bonds are much abundant compared to the strained surface
bonds, this ‘tweaking’ usually goes unnoticed in most materials. If a chunk of a crystal
is broken into two, its exposed surface area would increase, thereby slightly increasing
the ratio of strained surface bonds to the bulk bonds. If the crystal is kept breaking up
into smaller units a situation will come when the surface bonds will dominate over the
bulk bonds. Theoretical calculations and experiments found that such a situation
occurs when dimensions of the matter is hundred nanometres or less [25, 26]. The new
properties of the material are now determined by strained bonds of the surface atoms
[27]. A lower melting point for nanomaterials is one of the several manifestations of
the effect of dominance of the strained surface bonds [28]. It also leads to an enhanced
chemical reactivity and for this reason, aluminium metal in the form of a fine powder
acts as fuel for rocket engines, including the booster stages that were used in space
shuttle launches. The change in the quantum mechanical states of the electrons in a
nanomaterial is another distinct nano-scale effect. There are distinct energy states for
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.
single atoms that the electrons can occupy. When lot of atoms come together to form
bulk lattice, due to inter
now available for an excited electron to form a continuum called conduction band.
The corresponding ground states merge to form the valence band as s
tically in Figure 1.1.
enough atoms, the availability of energy states for electrons become di
apart (Figure 1.1).
Figure 1.1: Schematic
in a single atom, atoms in a bulk crystal
Such nanocrystals are characterized as atomic clusters and are cal
confined systems [29]. The requirement for quantum confinement is that the size of
the nanocrystals should be smaller than the exciton
The band gap energy and the separation between available states for an excited
electron in a nanocrystal become larger with decreasing size.
nano-size effect, wherein, below a certain material dependant critical size, th
trons in a nanocrystal becomes ‘quantum confined’ leading to novel size dependant
interactions of the valence electrons to specific energies of excitation (notably
and electric field) [31].
respect to energy (per unit volume of the material) is called the ‘density of states’. For
quantum confined nanocrystals
sensitively dependant on the size of the nanocrystal (along the confi
[32]. When the radius of nanocrystals is less than the Bohr radius of excitons (elec
tron-hole pairs) in bulk materials, the charge carriers become spatially confined and
the continuous energy bands of bulk semiconductor will split into
vels like molecules. This spatial confinement can be in one dimension (1D), two di
Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.Ph. D. Thesis: Ningthoujam Surajkumar Singh
single atoms that the electrons can occupy. When lot of atoms come together to form
bulk lattice, due to interatomic interactions, several closely placed en
now available for an excited electron to form a continuum called conduction band.
ding ground states merge to form the valence band as s
. However, for very small crystal (nanocrystal), due to
enough atoms, the availability of energy states for electrons become di
chematic representations of excited states available to valance electrons
e atom, atoms in a bulk crystal and atoms in a nanocrystal.
Such nanocrystals are characterized as atomic clusters and are cal
]. The requirement for quantum confinement is that the size of
the nanocrystals should be smaller than the exciton Bohr radius of the mate
The band gap energy and the separation between available states for an excited
electron in a nanocrystal become larger with decreasing size. This is another distinct
size effect, wherein, below a certain material dependant critical size, th
trons in a nanocrystal becomes ‘quantum confined’ leading to novel size dependant
interactions of the valence electrons to specific energies of excitation (notably
]. The availability of allowed states for an excited e
respect to energy (per unit volume of the material) is called the ‘density of states’. For
quantum confined nanocrystals (NCs), the band-gap and the density of states become
sensitively dependant on the size of the nanocrystal (along the confi
When the radius of nanocrystals is less than the Bohr radius of excitons (elec
hole pairs) in bulk materials, the charge carriers become spatially confined and
the continuous energy bands of bulk semiconductor will split into
This spatial confinement can be in one dimension (1D), two di
5 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
single atoms that the electrons can occupy. When lot of atoms come together to form a
atomic interactions, several closely placed energy states are
now available for an excited electron to form a continuum called conduction band.
ding ground states merge to form the valence band as shown schema-
However, for very small crystal (nanocrystal), due to lack of
enough atoms, the availability of energy states for electrons become discrete and far
of excited states available to valance electrons
s in a nanocrystal.
Such nanocrystals are characterized as atomic clusters and are called quantum
]. The requirement for quantum confinement is that the size of
Bohr radius of the material [30].
The band gap energy and the separation between available states for an excited
This is another distinct
size effect, wherein, below a certain material dependant critical size, the elec-
trons in a nanocrystal becomes ‘quantum confined’ leading to novel size dependant
interactions of the valence electrons to specific energies of excitation (notably photons
The availability of allowed states for an excited electron with
respect to energy (per unit volume of the material) is called the ‘density of states’. For
nd the density of states become
sensitively dependant on the size of the nanocrystal (along the confined direction)
When the radius of nanocrystals is less than the Bohr radius of excitons (elec-
hole pairs) in bulk materials, the charge carriers become spatially confined and
the continuous energy bands of bulk semiconductor will split into discrete energy le-
This spatial confinement can be in one dimension (1D), two di-
6 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
mensions (2D), or in all the three dimensions (3D). Nanostructures can thus be classi-
fied into three groups depending upon the confinement of particles in a particular
crystallographic direction within a structure. The three groups are [33]:
1. Zero-dimensional (0D) nanostructure: the materials that confine electrons in
three dimensions or the structure do not permit free particle motion in any
direction. Semiconductor quantum dots (QDs), nanoparticles and colloidal
particles are some examples to include in this group.
2. One-dimensional (1D) nanostructure: the materials that confine electrons in two
dimensions or the structure do not permit free particle motion in two
dimensions. Some examples are nanorods, nanowires, nanotubes and nanofila-
ments etc.
3. Two-dimensional (2D) nanostructure: the materials exhibit a confinement of
electrons in one dimension or the structure does not permit free particle motion
in one dimension, such as nano discs or platelets, thin film on a surface and
multilayered material.
The values of energy levels are ultimately determined by the size of NCs. As a
result, the optical and electronic properties are also dependent on the size of NCs. As
shown in Figure 1.2, the energy of the bulk materials is continuous in three-
dimensional space. When the system is transited from bulk to QDs, the density of
states will be gradually reduced. When the charge carriers are confined by the quan-
tum confinement in one-dimensions, the energy is only continuous in the two-dimen-
sional space, so the materials are termed quantum wells or quantum films. Similarly,
when the carriers are confined in the two-dimensional space and the energy is only
one-dimensionally continuous, the materials are quantum wires or quantum rods
(QRs). When the carriers are confined in all three spatial dimensions, like the move-
ment of carriers limited in a ‘small box’, these are quantum dots (QDs), whose energy
is completely quantized. With the size decreasing of the materials resulting in
quantum effects, the structure and property will shift from macro to micro. QDs have
more obvious quantum effect than quantum wells and quantum wires, resulting from
the confinement of three-dimension.
The term, quantum confinement effect, was introduced to explain a wide range
of mechanical, electrical and optical properties of nano-sized materials in response to
changes in dimensions or shapes within nano-scales [34-38]. Excitons have an average
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.
physical separation between the electron and hole, r
radius, this physical distance is different for each material. In bulk, the dimensions of
the semiconductor crystal are much larger than the Exciton Bohr radius, allowing
exciton to extend to its natural limit.
becomes small enough that it approaches the size of the material's Exciton Bohr
radius, then the electron energy levels can no longer be treated as continuous
must be treated as discrete, meaning that there is a small and finite separation between
energy levels.
Figure 1.2: The density of energy states of bulk materials, quantum wells, quantum
rods and quantum dots show the process of energy bands splitting
This situation of discrete energy levels is called qua
conditions, the semiconductor material ceases to resemble bulk and instead can be
called a quantum dot. This has large repercussions on the absorptive and emissive
behaviour of the semiconductor material.
changes in colour in the range of the visible spectrum,
ZnS appear in the ultraviolet region. Similar findings are
nanoparticles, exhibiting red shifts of the UV
less than 7 nm in size [39
1.3. II - VI Semiconductor nanoparticles
A compound semiconductor
or more different groups of the
Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.Ph. D. Thesis: Ningthoujam Surajkumar Singh
physical separation between the electron and hole, referred to as the Exciton Bohr
adius, this physical distance is different for each material. In bulk, the dimensions of
the semiconductor crystal are much larger than the Exciton Bohr radius, allowing
exciton to extend to its natural limit. However, if the size of a semiconductor crystal
becomes small enough that it approaches the size of the material's Exciton Bohr
radius, then the electron energy levels can no longer be treated as continuous
must be treated as discrete, meaning that there is a small and finite separation between
The density of energy states of bulk materials, quantum wells, quantum
rods and quantum dots show the process of energy bands splitting
from bulk to quantum dots.
This situation of discrete energy levels is called quantum confinement and under these
conditions, the semiconductor material ceases to resemble bulk and instead can be
called a quantum dot. This has large repercussions on the absorptive and emissive
r of the semiconductor material. For example, CdSe
r in the range of the visible spectrum, while confinement effects in
ZnS appear in the ultraviolet region. Similar findings are also observed with ZnO
nanoparticles, exhibiting red shifts of the UV-Vis absorption peaks for
less than 7 nm in size [39].
VI Semiconductor nanoparticles
compound semiconductor is a semiconductor composed of
or more different groups of the periodic table. II- VI semiconductors are thus a type of
7 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
eferred to as the Exciton Bohr
adius, this physical distance is different for each material. In bulk, the dimensions of
the semiconductor crystal are much larger than the Exciton Bohr radius, allowing the
However, if the size of a semiconductor crystal
becomes small enough that it approaches the size of the material's Exciton Bohr
radius, then the electron energy levels can no longer be treated as continuous - they
must be treated as discrete, meaning that there is a small and finite separation between
The density of energy states of bulk materials, quantum wells, quantum
rods and quantum dots show the process of energy bands splitting
ntum confinement and under these
conditions, the semiconductor material ceases to resemble bulk and instead can be
called a quantum dot. This has large repercussions on the absorptive and emissive
example, CdSe nanocrystals show
while confinement effects in
also observed with ZnO
peaks for the particles
composed of elements from two
VI semiconductors are thus a type of
8 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
compound semiconductors composed of group II and VI elements. Nanoparticles of
these types of semiconductors, which have wide and direct band gap structures, are
very important in many fields, due to their tunable electrical and optical properties.
Their physical properties depend on their crystallite sizes and they show size depen-
dent electrical or optical properties in the quantum size regime. Due to the fundamen-
tal as well as technological importance, the modification in the energy band gap of
semiconductors is the most attractive property. Semiconductors which possess such
property of tunable energy band gap are considered to be the materials for next gene-
ration flat panel displays, photovoltaic, optoelectronic devices, laser, sensors, photonic
band gap devices, etc.
Some of the well known II - VI semiconductors are: ZnO, ZnSe, ZnS, ZnTe,
CdS, CdSe, CdTe, HgS, HgSe, HgTe, etc. In the present work, technologically
important ZnO semiconductor nanoparticles are dealt with the consideration of its
synthesis, structural, luminescence and magnetic properties. The properties and poten-
tial applications of some of the above semiconductors are given in Table.1.1 [40, 41].
Table 1.1: Properties and potential applications of Semiconductors
Group Name Bandgap (eV)
Properties and Potential applications
II -VI Zinc
Oxide
(ZnO)
3.37 Possess direct band gap, tunable from 3-4 eV
by doping with Magnesium and Cadmium.
Intrinsic n-type, p-type doping is difficult.
Used as window coatings transparent in visible
and reflective in infrared region. Possible use
in LEDs and laser diodes and in LCD displays.
Can have novel magnetic properties as well as
many pharmaceutical applications.
II – VI Zinc
Selenide
(ZnSe)
2.7 Direct band gap. Used for the development of
lasers, LEDs, sensors and fluorescent biologi-
cal labelling. Easy to n-type doping, p-type
doping is difficult. Common optical material in
infrared optics.
9 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
II – VI Zinc
Sulfide
(ZnS)
3.54 /
3.91
Direct band gap. 3.54 eV (cubic), 3.91 (hexa-
gonal). Can be doped both n-type and p-type.
Common scintillator / phosphor when suitably
doped.
II – VI Zinc
Telluride
(ZnTe)
2.26 Direct band gap. Used in solar cells, micro-
wave generators, blue LEDs and lasers. Toge-
ther with lithium niobate used to generate tera-
hertz radiation.
II – VI Cadmium
Selenide
(CdSe)
1.74 Direct band gap. Intrinsic n-type, difficult to
dope p-type, but can be p-type doped with
nitrogen. Possible use in optoelectronics.
Tested for high-efficiency solar cells.
II – VI Cadmium
Sulfide
(CdS)
2.42 Direct band gap. Used in Photoresistors and
solar cells; CdS/Cu2S was the first efficient
solar cell. Common as quantum dots. When
doped, can act as a phosphor.
II – VI Cadmium
Telluride
(CdTe)
1.49 Direct band gap. Used in solar cells with CdS.
Used in thin film solar cells and other
cadmium telluride photovoltaics; less efficient
than poly silicon but cheaper. Fluorescent at
790 nm.
1.4. Diluted Magnetic Semiconductors
Diluted magnetic semiconductors (DMS) are a class of magnetic semiconduc-
tors in which a fraction of the cations are substitutionally replaced by magnetic transi-
tion metal ions like Cr, Mn, Fe, Ni, or Co (having net spin) into a semiconducting host
such as III–V (GaAs, GaN, etc.) and II–VI (ZnTe, ZnO, etc.) compound semiconduc-
tors [42-51]. The diluted magnetic semiconductors (DMSs), which have both ferro-
magnetic and semiconducting properties, are a unique type of promising materials for
the fast emerging field of spintronics, where conventional charge-based electronics
could be replaced with devices possessing both spin and charge functionality. The po-
ssibility to manipulate the spin of the electron, as well as the charge, opens up fasci-
nating routes for processing information and data storage [52]. The spin-dependent
10 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
magnetic phenomena can be manipulated in the low-dimensional tailored magnetic
DMSs thin films for various spin-based devices to unprecedented capabilities [53, 54].
These DMSs have recently attracted increasing attention because of their potential use
in spintronic devices [43, 55-59].
As a consequence of the substitution of 3d transition-metal ions (some species
of magnetic ions, i.e., ions bearing a net magnetic moment) for the cations of the host
semiconductors, the electronic structure of the substituted 3d transition-metal impuri-
ties in semiconductors is influenced by two competing factors: strong 3d-host hybridi-
zation and strong Coulomb interactions between 3d-3d electrons. The later is respon-
sible for the multiplet structures observed in d-d optical-absorption spectra. On the
other hand, as specifically shown for the Mn-doped systems the hybridization between
the transition-metal 3d and the host valence band gives rise to the magnetic interaction
between the localized 3d spins and the carriers in the host valence band [53].
The main challenge in the practical applications of the DMS materials is the
attainment of ferromagnetism (FM) above room temperature (RT) to be compatible
with junction temperatures. Dietl et al., [60] predicted the existence of high-tempera-
ture FM in some magnetically doped wide band gap semiconductors [59, 60]. The
ferromagnetism in DMSs due to interactions between local magnetic moments of
doped magnetic ions and the spins of charge carriers in host semiconductors is known
as carrier-induced ferromagnetism [61]. The interaction among the doped magnetic
ions (mediated through holes or electrons) leads to ferromagnetic order at relatively
low temperatures [62-64]. The pair exchange interactions exhibit a strong directional
dependence and exponentially damped with increasing distance between doped
magnetic atoms [65]. Among wide band gap semiconductors, ZnO has been consi-
dered as one of the promising candidates for fabricating DMS due to its high solubility
for transition metals (TM) and superior semiconductor properties [59]. Despite large
number of studies reported on ZnO-based DMSs, there is no clear agreement about the
nature and origin of the magnetic properties of samples prepared by different methods
and different groups [57]. Some reports suggested segregation and the formation of
Co clusters as the origin of FM signal [66], but more recent results seems to indicate
the existence of intrinsic FM [67-69]. Ueda and Kawai reported FM with a Curie tem-
perature higher than RT for the Co-doped ZnO films grown by the pulsed laser depo-
sition technique [70]. RT and high temperature FM has been reported on Co doped
11 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
ZnO thin films by several groups [71-73]. Rao and Deepak observed the absence of
ferromagnetism in Co doped ZnO powder fabricated by the low-temperature decom-
position of acetate solid solution [74]. These controversial results between research
groups suggest that the magnetic properties of DMS materials seem to be very sensi-
tive to the preparation method and the structure of materials [75]. The RT FM in Co
doped ZnO are sensitive to the synthesis conditions, and are still debatable, thus re-
search work in this field is still in its infancy and stalk of RT FM semiconductors,
which are the basis for spintronics, are still in exigency. Potential applications for
ferromagnetic semiconductors and oxides include electrically controlled magnetic
sensors and actuators, high-density ultralow-power memory and logic, spin-polarized
light emitters for optical encoding, advanced optical switches and modulators, and
devices with integrated magnetic, electronic, and optical functionality. Challenges are
formidable in that in addition to coherent spin injection, the device dimensions must
be comparable if not less than the spin-coherence lengths.
1.5. ZnO nanoparticles
As far as nanomaterial is concerned, Zinc oxide (ZnO) is one of the materials
which have been attracting attention due to its numerous interested properties. Re-
cently, it has attracted much attention within the scientific community as a ‘future ma-
terial’. In fact ZnO has however, been widely studied since 1935 [53, 76], with much
of our current industry and day-to-day lives critically reliant upon this compound.
ZnO is an important II–VI compound semiconductor material due to its direct energy
gap and large excitonic binding energy at room temperature. Compared to other com-
pounds of group II-VI materials, the bonding in ZnO is largely ionic (Zn2+-O2-) with
the corresponding radii of 0.74 Å for Zn2+ and 140 Å for O2- and space group of ZnO
is P63mc or [77]. The crystal structures for ZnO could be wurtzite (B4), zinc
blende (B3), and rocksalt (B1), as schematically shown in Figure 1.3. The zinc blende
structure can be stabilized only by growth on cubic substrates, and the rocksalt (NaCl)
structure may be obtained at relatively high pressures [78, 79]. Generally, at ambient
conditions, it has been found to crystallize in the hexagonal wurtzite-type (B4) struc-
ture in which the Zn or O atoms are tetrahedrally coordinated to 4-O (or Zn) atoms
[77, 80, 81]. The schematic diagram of tetrahedrally coordinated hexagonal wurtzite
structure of ZnO is shown in figure 1.4. ZnO has the unique optical and electrical pro-
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.
perties which can be used in a variety of applications, such as high transmittance
ductive oxide coatings for solar cells, gas sensors, UV photodetectors, and bulk acous
tic wave resonators.
Figure 1.3: Stick and ball representation of ZnO crystal structures:
(a) hexagonal wurtzite (
Figure 1.4: Tetrahedrally coordinated hexagonal wurtzite structure of ZnO
The renewed interest in this material has arisen out of the
growth technologies for the fabrication of high quality single crystals and epitaxial
layers, allowing for the realization of ZnO
vices. ZnO, which is a direct band gap semiconductor with a wide band ga
eV having a large exci
good piezoelectric characteristics, chemical stability and biocompatibility, suggest a
Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.Ph. D. Thesis: Ningthoujam Surajkumar Singh
perties which can be used in a variety of applications, such as high transmittance
ductive oxide coatings for solar cells, gas sensors, UV photodetectors, and bulk acous
Stick and ball representation of ZnO crystal structures:
hexagonal wurtzite (B4), (b) cubic zinc blende (B
and (c) cubic rocksalt (B1)
Tetrahedrally coordinated hexagonal wurtzite structure of ZnO
The renewed interest in this material has arisen out of the
growth technologies for the fabrication of high quality single crystals and epitaxial
layers, allowing for the realization of ZnO-based electronic and optoelectronic de
vices. ZnO, which is a direct band gap semiconductor with a wide band ga
xcitonic binding energy of 60 meV [82-87], at room temperature,
good piezoelectric characteristics, chemical stability and biocompatibility, suggest a
12 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
perties which can be used in a variety of applications, such as high transmittance con-
ductive oxide coatings for solar cells, gas sensors, UV photodetectors, and bulk acous-
Stick and ball representation of ZnO crystal structures:
B3),
Tetrahedrally coordinated hexagonal wurtzite structure of ZnO.
The renewed interest in this material has arisen out of the development of
growth technologies for the fabrication of high quality single crystals and epitaxial
based electronic and optoelectronic de-
vices. ZnO, which is a direct band gap semiconductor with a wide band gap of 3.37
], at room temperature,
good piezoelectric characteristics, chemical stability and biocompatibility, suggest a
13 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
host of possible practical applications, notably in the areas of ultraviolet/blue emission
devices [88]. Together, these properties of ZnO make it an ideal candidate for a
variety of devices ranging from sensors through to ultra-violet laser diodes and nano-
technology-based devices such as displays.
At nanoscale the size not only directly impacts the defect contents but also alters
the optical properties of materials [89]. As a matter of fact, unlike the luminescence
properties of bulk crystals which have been well characterized the photoluminescence
(PL) spectra of nanostructured ZnO largely depend on synthesis methods, crystallite
size and structure, and probably the most important, the defect contents in core and
surfaces [90-94]. Group II–VI semiconductor materials have many new properties that
attract both fundamental and technological interest to many researchers. The develop-
ment of advanced display and lighting technology such as field-emission displays and
plasma display panels require phosphors which has a high efficient and low degrada-
tion [95, 96]. Since sulphide is known to easily degrade at high current densities, the
research and development of oxide-based phosphors have become very important. In
order to design the electrical, optical and magnetic properties of ZnO for the practical
applications, the control of shape and crystal structure are very important, and the
synthesis of novel nanostructures is highly desired [97]. However, it has been realized
that tuning the band gap only by changing the morphology or size of nanocrystals is
not well suited for some applications such as fluorescent imaging and nano-electronics
[98, 99].
Doping ZnO with selective element has become an important route for
enhancing and controlling its optical, electrical, and magnetic performance, which is
usually crucial for their practical applications [97]. Rare earth (RE) ions incorporated
into ZnO nanoparticles result in remarkable changes in the optical properties of ZnO
[100, 101]. Of many RE ions, Tb3+ ion is an important dopant element for green emi-
ssion band [97, 102]. ZnO:Tb3+ nanoparticles are assumed to be new type of green
phosphor with interesting Photoluminescence (PL) properties [97, 102]. ZnO-based
diluted magnetic semiconductors have been predicted to have ferromagnetic proper-
ties with Curie temperature (TC) above room temperature [60, 103, 104]. Rath et al.
[105] also studied the magnetic property of ZnO:Co nanoparticles and reported that
the material exhibits paramagnetic behaviour. Rao et al. [106] investigated the struc-
tural, optical and electrical properties of ZnO thin films prepared by spray pyrolysis
14 Chapter 1: General Introduction
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technique. ZnO, because of its potential applications, makes one of the most encoura-
ging materials for probable applications in spintronics and as (DMSs) material.
Although much experimental research has been focused in this area, the origin of
ferromagnetism in DMSs materials is still under debate [67].
1.6. Photoluminescence Spectroscopy
Photoluminescence (PL) is the emission of light from a material under optical
excitation. It is one of the kinds of the more general phenomenon of luminescence,
namely the emission of optical radiation resulting from various types of excitation:
chemical or bio-chemical, electrical energy, subatomic motions, reactions in crystals,
or stimulation of an atomic system. Accordingly, one can speak about bio-, chemi-,
electro-, thermo-, radio-luminescence, and so on. So, depending upon the source of
excitation, there are different types of luminescence [107]. The following are types of
luminescence and their corresponding mechanism of production along with the
sources of excitations [5, 41, 95, 108, 109]:
1. Photoluminescence, a result of absorption of photons.
a. Fluorescence, photoluminescence as a result of singlet-singlet electronic
relaxation (typical lifetime: nanoseconds).
b. Phosphorescence, photoluminescence as a result of triplet-singlet
electronic relaxation (typical lifetime: milliseconds to hours).
2. Chemiluminescence, a result of a chemical reaction.
a. Bioluminescence, emission as a result of biochemical reaction by a living
organism.
b. Electrochemiluminescence, a result of an electrochemical reaction.
3. Crystalloluminescence, produced during crystallization.
4. Electroluminescence, a result of an electric current passed through a substance.
a. Cathodoluminescence, a result of a luminescent material being struck by
the electrons.
5. Mechanoluminescence, a result of a mechanical action on a solid.
a. Triboluminescence, generated when bonds in a material are broken when
that material is scratched, crushed, or rubbed.
b. Fractoluminescence, generated when bonds in certain crystals are broken
by fractures.
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.
c. Piezoluminescence
6. Radioluminescence
7. Thermoluminescen
heated after prior absorption of energy (e.g. radioactive irradiation)
8. Sonoluminescence
in a liquid when excited by sound.
The theme of the thesis is mainly compr
transition metal ion doped ZnO nanopartcles by photoluminescence and hence photo
luminescence spectroscopy is discussed here in detail.
tronic excitations are created w
Eventually, the electrons return to the ground state: if
emitted light is the photoluminescence signal.
cence or phosphoresce
many minerals and metallic compounds, in some organic compounds, and in some
living organisms such as marine fauna and insects (the most familiar one being the
firefly, whose light flashes are produced by biochemiluminescence).
Figure 1.5: Jablonski di
Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles.Ph. D. Thesis: Ningthoujam Surajkumar Singh
Piezoluminescence, produced by the action of pressure on certain soli
Radioluminescence, a result of bombardment by ionizing radiation
Thermoluminescence, the re-emission of absorbed light when a substance is
after prior absorption of energy (e.g. radioactive irradiation)
Sonoluminescence, the emission of short bursts of light from imploding bubbles
in a liquid when excited by sound.
The theme of the thesis is mainly comprised of characterization of rare
transition metal ion doped ZnO nanopartcles by photoluminescence and hence photo
oscopy is discussed here in detail. Photons are absorbed and elec
tronic excitations are created when light of sufficient energy is incident on a
Eventually, the electrons return to the ground state: if this relaxation
ight is the photoluminescence signal. Often one can also refer to fluores
scence: the latter is a type of luminescence that occurs naturally in
many minerals and metallic compounds, in some organic compounds, and in some
such as marine fauna and insects (the most familiar one being the
firefly, whose light flashes are produced by biochemiluminescence).
Jablonski diagram showing the phenomenon of Fluorescence
and Phosphorescence
15 Chapter 1: General Introduction
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, produced by the action of pressure on certain solids.
, a result of bombardment by ionizing radiation.
emission of absorbed light when a substance is
after prior absorption of energy (e.g. radioactive irradiation).
bursts of light from imploding bubbles
ised of characterization of rare earth and
transition metal ion doped ZnO nanopartcles by photoluminescence and hence photo-
Photons are absorbed and elec-
hen light of sufficient energy is incident on a material.
this relaxation is radiative, the
Often one can also refer to fluores-
nce: the latter is a type of luminescence that occurs naturally in
many minerals and metallic compounds, in some organic compounds, and in some
such as marine fauna and insects (the most familiar one being the
firefly, whose light flashes are produced by biochemiluminescence).
Fluorescence
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Phosphorescence is distinguished from fluorescence for two main reasons: (a) in phos-
phorescence there is a longer time period between the excitation and the emission of
light; (b) phosphorescence may continue for some time (even hours) after the exciting
source has been removed, while fluorescence ceases when excitation is off [107]. A
Jablonski diagram showing the phenomenon of fluorescence and phosphorescence is
depicted in figure 1.5.
In the figure, S0, S1, S2 and T1 represent ground, first, second singlet excited and
triplet excited states respectively of a luminescence material. Upon absorption of light
by the material, it is excited to higher energy states, S1 or S2. If excited to S2, it is
rapidly relaxed to the lowest energy level, S1. This is called internal conversion and
occurs within 10-12 s or less. Emission from the excited state occurs at a lower energy
than absorption due to this internal conversion process as the excitation at higher
energy level has already been come down as a result of the internal conversion [5, 95,
110]. The emission can be occurred from S1 in two different ways. If S1 jumps to S0
directly, the type of photoluminescence is called fluorescence. On the other hand, if S1
jumps to S0 through the triplet state, T1, then it is called phosphorescence. Transition
of S1 to T1 is called intersystem crossing. Transition from T1 to the singlet ground
state is spin forbidden, as a result the lifetime of fluorescence and phosphorescence
differ several times. Typical lifetime for fluorescence is 10-8 s and that of phosphores-
cence ranges from millisecond to hours [40, 95-109].
1.6.1. Radiative Transition
There are several possibilities of returning an excited state to the ground state.
The observed emission from a luminescent centre is a process of returning to the
ground state radiatively. Such transitions in which there is emission of photons are
called radiative transitions. Figure 1.6 shows the configurational coordinate diagram
in a broad band emission. Upon excitation, the electron is excited in a broad optical
band and brought in a high vibrational level of the excited state. The centre thereafter
relaxes to the lowest vibrational level of the excited state and give up the excess ener-
gy to the surroundings. This relaxation usually occurs nonradiatively. The electron
then returns to the ground state by means of photon emission from the lowest vibra-
tional level of the excited state. Therefore, the difference in energy (called the Stokes
shift) between the maximum of the excitation band and that of the emission band is
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observed [111]. The radiative transfer consists of absorption of the emitted light from
a donor molecule or ion by the acceptor species. In order that such transfer takes
place, the emission of the donor has to coincide with the absorption of the acceptor.
Translational symmetry leads to the formation of electronic energy bands in the bulk
of a crystalline material.
Figure 1.6: Configurational coordinate diagram in a luminescent centre.
Defects and impurities break the periodicity of the lattice and perturb the band
structure locally. The perturbation usually can be characterized by a discrete energy
level that lies within the bandgap. The state then acts as a donor or acceptor of excess
electrons in the crystal depending on the defect or impurity. Donors and acceptors
have different binding energies because electrons and holes have different effective
masses. When the temperature is sufficiently low, carriers will be trapped at these
states. If these carriers recombine radiatively, the energy of the emitted light can be
analyzed to determine the energy of the defect or impurity level [112]. Shallow levels,
which lie near the conduction or valence band edge, are more likely to participate in
radiative recombination, but the sample temperature must be small enough to
discourage thermal activation of carriers out of the traps [112]. Deep levels tend to
facilitate nonradiative recombination by providing a stop-over for electrons making
their way between the conduction and valence bands by emitting phonons [112].
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Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
Several intrinsic and impurity transitions are illustrated in Figure 1.7. Surfaces
and interfaces usually contain a high concentration of impurity and defect states. The
surface represents a drastic interruption of the material itself resulting in the forma-
tion of dangling bonds. Dangling bonds often provide numerous midgap states that
facilitate rapid nonradiative recombination.
Figure 1.7: (a–c) Radiative recombination paths: (a) band-to band;
(b) donor to valence band; (c) conduction band to acceptor;
(d) Nonradiative recombination via an intermediate state.
1.6.2. Nonradiative Transition
The energy absorbed by the luminescent materials which is not emitted as
radiation is dissipated to the crystal lattice. Transitions associated with such dissipa-
tions which are not emitted as photon are called nonradiative transitions. Nonradia-
tive transitions compete with the radiative transitions and it is crucial to suppress such
radiationless processes. In order to understand the physical processes of nonradiative
transitions in an isolated luminescent centre, the configurational coordinate diagrams
are presented in Figure 1.8. In Figure 1.8 (a), there is a Stokes shift between the
ground state and the excited state. The relaxed-excited state may reach the crossing of
the parabolas if the temperature is high enough. It is possible for electrons to return to
the ground state in a nonradiative manner via the crossing. The energy is given up as
phonon vibrations to the lattice during the process [95]. In Figure 1.8 (b), the parabo-
las of ground state and excited state are parallel. If the energy difference is equal to or
less than four to five times the higher vibrational frequency of the surrounding, it can
simultaneously excite a few high-energy vibrations, and therefore is lost for the radia-
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Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
tion of phonons. This is called multiphonon emission. In a three-parabola diagram as
shown in Figure 1.8 (c), both radiative and nonradiative processes are possible. The
parallel parabolas (solid lines) from the same configuration are crossed by a third
parabola originated from a different configuration. The transition from the ground
state to the lower excited state (solid line) is optically forbidden, but it is allowed to
transit to the upper excited state (dash line). Excitation to the transition allowed para-
bola then relaxes to the relaxed excited state of the second excited parabola. There-
after, emission occurs from it.
Figure 1.8: Configurational coordinate diagram representing nonradiative transitions.
The nonradiative processes competing with luminescence are creation of phonon
vibrations of surrounding atoms and energy transfer to electronic states of atoms,
which may be resonant or phonon assisted. Special cases of energy transfer are cross-
relaxation, where the original system loses the energy (E2 − E1) by obtaining the lower
state E1 (which may also be the ground state E0) and another system acquires the
energy by going to a higher state. Cross relaxation may take place between the same
lanthanide (being a major mechanism for quenching at higher concentration in a given
material) or between two differing elements which happen to have two pairs of energy
levels separated by the same amount [95, 113].
Nowadays, photoluminescence is mostly exploited for materials’ characteriza-
tion: from the analysis of the PL signal one can derive much information on the
emitting material, and PL may be particularly useful in surface analysis, because the
phenomenon often originates from the surface layers of the material. A noticeable ad-
20 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
vantage of PL analysis is that it is a simple, versatile, and non-destructive technique.
Obviously, PL depends much on the nature of the optical excitation, as the excitation
energy selects the initial photoexcited state and governs the penetration depth of the
incident light.
1.6.3. Luminescence Quenching
The phenomenon of decrease in intensity of fluorescent compound at its λmax is
generally termed luminescence quenching [40, 95, 110,114] Luminescence quenching
can be occurred due to various mechanisms, such as multi-phonon emission, cross
relaxation, up-conversion, energy transfer between same luminescent centres, energy
transfer between different luminescent centres, etc [95, 110, 114, 115]. Energy trans-
fers between luminescent centres are unavoidable to doped nanocrystal. For a doped
nanocrystal, large concentration of the dopant and small crystal size plays a great role
in quenching [114, 116, 117].
1.6.4. Luminescence Emission from Lanthanide ions
In display application of luminescence, rare earth ions are mostly used by
doping in inorganic solids. Basically, there are four important parameters for the
mechanism of these display materials, viz. excitation type and spectrum, relaxation to
emitting state and the decay time, and emission intensity and emission spectrum. RE
spectra were observed extremely sharp (line-spectra). The above-mentioned four
factors vary from one-host materials to another [113]. RE (lanthanide) ions are
characterized by [Xe].4f12.6s2 electronic configuration; all of them have the same
outer-shell configuration, namely 5s25p66s2. The most stable ionisation state is the
trivalent one, with the 5s and 5p electrons remaining untouched and acting to screen
the energy levels of the 4f electrons from the effect of the surrounding environment.
Ions corresponding to configurations 4f 0(La3+), 4f 7(Gd3+) and 4f 14(Lu3+) are stable.
The RE element next to these three tends to exchange electron and acquire this stable
configuration. The energy levels of the RE ions are shown in figure 1.9 [107]. The
electronic energies were determined on the basis of published data [118].
The Judd-Ofelt theory [119, 120] is usually adopted to calculate transition
probabilities from the data of absorption cross-sections of several f-f transitions.
According to this theory, the strength of an f-f transition may be expressed by the sum
of the products of three intensity parameters Ωi (i = 2, 4, 6) times the squared matrix
21 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
elements U(i) between the initial J-states and the terminal J’-state. Once the phenome-
nological parameters Ωi have been calculated, it is possible to derive the strength of
any absorption or emission transition, as well as the stimulated emission cross-section,
the fluorescence branching ratio from level J to J’, and the radiative lifetime of an
excited level. For understanding the luminescent properties of rare earth ions, it is
necessary to know their key energy levels. The energy level may be divided into three
categories, those corresponding to 4f n configuration, 4f n−15d configuration, and those
corresponding to charge transfer involving the neighbouring ions [113].
Figure 1.9: Energy levels of trivalent rare-earth ions.
1.6.4.1. Discrete f-f Transition
The transitions within 4f shells are strictly forbidden, because the parity does not
change. The forbidden transitions are observed due to the fact that the interaction of
RE ion with crystal field or with the lattice vibrations can mix state of different pari-
22 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
ties into 4f states. Coupling of 4f electrons with transient dipoles induced in the
ligands by the radiation field leads to an amplification of the even parity multipolar
transition amplitudes for transitions within 4f shell. These transitions are called as in-
duced electric dipole transition. Quite often, the transition corresponding to selection
rules (∆S = 0, L ≤ ±2 and J ≤ ±2) shows large variations in oscillator strengths depen-
ding upon the surrounding environment. These have been termed as the hypersensitive
transitions. Table 1.2 lists the various hypersensitive transitions for different RE3+
ions.
Table 1.2: Hypersensitive transitions of rare earths
Rare earth Excited state Ground state
Ce – –
Pr 3H5, 3F2 3H4
Nd 4G5/2, 2G7/2,
4G7/2 4I9/2
Pm 5G12, 5G3 5I4
Sm 4H7/2, 6F1/2,
6F3/2 6H5/2
Eu 7F2 7F1, 7F0
Gd – –
Tb 7F5 7F6
Dy 6F11/2, 6H13/2,
6H11/2 6H15/2
Ho 5G6, 3H6 5I8
Er 2H11/2, 4G11/2 4I15/2
Tm 3F4, 3H4,
3H5 3H6
Yb – –
The transitions that are not allowed as electric dipole may take place as magnetic
dipole. The magnetic dipole transitions obey the selection rules ∆L = 0, ∆S = 0, ∆J = 0
and ∆J = 1(0 → 0 excluded). Spin orbit coupling weakens the selection rule on ∆L and
∆S. Interaction of RE ions with lattice vibrations also can mix the state of different
parities into 4f states [113].
1.6.4.2. f-d Transition
4f n−15d levels may be understood as formed by the electron in the 5d orbital
interacting with 4f n−1 core. As a consequence of this strong crystal field effect on the
23 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
5d electron, 4f n−15d configurations of RE ions in solids are very different from those
of free ions. 4f n → 4f n−15d absorption of most of the RE3+ and RE2+ ions exhibits two
features. First, they consist of strong bands corresponding to the components of 5d
orbital split in the crystal field. Consequently, their spectra are similar when ions are
embedded in same type of host. Second, the structures of 5d bands can be fitted to
energy differences in the ground multiplets of the 4f n−1 configurations [113]. Figure
1.10 shows the emissions given by radiative transitions in Terbium (Tb3+) ions.
Figure 1.10: Radiative Transitions in Tb3+ ions
1.7. Synthesis of nanoparticles
The methods of synthesizing the nanomaterials are broadly classified into two
types:
(i) Top-down process and (ii) Bottom-up process
(i) Top-down process
In this process, the bulk materials are broken into nano sized particle. Semi-
conductor technology uses this method. It is a process in which etching and deposition
techniques are used to sculpt a substrate. In this process, the materials continuously
shrink to smaller dimension. Top-down approach is an example of solid-state
processing of materials.
24 Chapter 1: General Introduction
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(ii) Bottom-up process
In this process, nanomaterials are produced by building of atom by atom. In this
approach, the powder components are formed first and they are packed into the nano-
structured material. Thus the individual atom and molecules are used to construct
useful nanostructured materials.
There are few widely known methods to produce nanomaterials. Using these
methods, it is possible to produce nano-phase materials in the form of nano - powders,
nano - crystals, nano - films, nano - wires, nano - tube, nano - dots, etc. The methods
are the following:
A. Physical Methods
i) Ball milling
One of the top-down approaches is ball milling method. In ball milling, small
hard balls are allowed to rotate inside a container and then it is made to fall on a solid
with high force to crush the solid into nano crystal. Ball milling is also known as
mechanical alloying or crushing. The hardened steel or tungsten carbide balls are put
in a container along with powder of particles (< 50 µm) of a desired material. The
container is closed with tight lids. When the container is rotating around the central
axis, the material is forced to press against the walls. The milling balls impart energy
on collision and produce smaller grain size of nano particle. Few milligrams to several
kilograms of nanoparticles can be synthesized in a short time. This technique can be
operated at large scale.
ii) Plasma arc method
Plasma is an ionized gas. To produce plasma a potential difference is applied
across two electrodes. The gas at low pressure gives up its electrons and gets ionized.
Ionised gas (plasma) conducts electricity and an electric arc is maintained between the
two electrodes. A typical plasma arcing device consists of two electrodes. When an
arc is set up between two electrodes, the material evaporates from anode as positively
charged ions. These positive ions are attracted towards the other electrode (cathode)
where they pick up the electrons and they are deposited to form nanoparticles.
iii) Vapour phase deposition
Vapour phase deposition technique is used to fabricate thin films, multilayers,
nanotubes, nanofilaments and nanosized particles of different materials. These mate-
rials can be organic or inorganic. There are generally two types of vapour phase depo-
25 Chapter 1: General Introduction
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sition techniques used in electronic industry such as, Physical Vapour Deposition
(PVD) and Chemical Vapour Deposition (CVD). PVD involves the direct deposition
of gaseous phase on the substrate surfaces. CVD on the other hand involves diffusion
with chemical reactions at the substrate surfaces. CVD is complex process than PVD.
B. Chemical Methods
(1) Sol-gel method
This method involves two types of materials or components ‘sol’ and ‘gel’ . In
solutions, the molecules of nanometre size are dispersed and move around randomly
and hence the solutions are clear. In colloids the molecules are suspended in a solvent.
When they are mixed with a liquid, colloids look cloudy or even milky. A colloid that
is suspended in a liquid is called as sol i.e., sols are solid particles in a liquid. A
suspension that keeps its shape is called a gel. Gels are nothing but a continuous
network of particles with pores filled with liquid (or polymers containing liquids).
Sol-gel method involves formation of ‘sols’ in a liquid and connecting the sol
particles (or some sub-units capable of forming a porous network) to form a network.
By drying the liquid, it is possible to obtain powders, thin films or even monolithic
solid.
In sol - gel formation, first sol can be obtained by the following methods.
(a) Hydrolysis
(b) Condensation and polymerization of monomers to form particles
(c) Agglomeration of particles
After this, the formation of network which extends throughout the liquid
medium is obtained to form a gel. Synthesis of sol - gel in general involves hydrolysis
of precursors, condensation followed by polycondensation to form particles, gelation
and drying process by various routes. The precursors (starting chemicals) are to be
chosen such that they have a tendency to form gels. The rates of hydrolysis and
condensation reactions are governed by various factors such as pH, temperature,
molar ratio, nature, concentration of catalyst and process of drying. Under proper
conditions spherical nanoparticles are produced.
ii) Electro-deposition Method
This technique is used generally in electroplating and in the production of nano-
films. In this technique, two electrodes are immersed inside the electrolyte [aqueous
solutions of salt, acids etc]. When the current is passed through the electrodes, certain
26 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
mass of substance is liberated from one electrode and is deposited on the surface of
the other electrode and hence forms a thin nano - film on the surface of the electrode.
The thickness of the nano-films can be adjusted by controlling the current and the time
of deposition. These films are mechanically robust, highly flat and uniform.
iii) Wet Chemical Method
The best method for synthesizing mono dispersed nanoparticles is wet chemical
synthesis which is also called as table top method. Wet Chemical synthesis has a
further advantage of tunable surface properties of the synthesized nanoparticles,
offered by the adsorbed ions (for electrostatic stabilization) or the passivating poly-
mer. Stable colloidal nanoparticles find many futuristic applications, for example
semiconductor and metallic nanoparticles can be used to make futuristic electronic
and optoelectronic devices. Wet chemical synthesis method enables the viability for
large scale production. Moreover, among the other methods, wet chemical approach is
ease processing and inexpensive technique unlike CVD, PVD and MOCVD methods.
In this research, wet chemical method is adopted for the preparation ZnO nanopar-
ticles.
1.8. Applications of nanoparticles
Consolidated nanocomposites and nanostructures enable production of ultra-
high strength, tough structural materials, strong ductile cements, and novel magnets.
Significant developments are occurring in the sintering of nanophase ceramic mate-
rials and in textiles and plastics containing dispersed nanoparticles [121]. Since nano-
particles can literally be particles from any substance, they are also versatile enough
that they can be used in many types of technological applications, from delicate elec-
tronics to revolutionary medical procedures. Surface properties of carbon nanotubes
are being explored for catalytic applications, especially after deposition of metal nano-
particles on the surface. Main applications of fields of metal oxide nanoparticles are
electronics, pharmacy/medicine, cosmetics as well as chemistry and catalysis.
Some universal applications of the nanoparticle include [122]:
Optical: Nanoparticles could be engineered and used for anti-reflection product
coatings, producing a refractive index for various surfaces, and also providing light
based sensors for use in diagnosing cancer. Functional devices based on quantum
confinement would be of use in photonic switching and optical communications.
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Magnetic: Nanoparticles have the potential to increase the density of various
storage media, and also when magnetized they can improve the detail and contrast of
MRI images.
Thermal: Specifically engineered particles could improve the transfer of heat
from collectors of solar energy to their storage tanks. They could also enhance the
coolant system currently used by transformers in these types of processes.
Mechanical: Nanoparticles could provide improved wear and tear resistance for
almost any mechanical device. They could also give these devices previously unseen
anti-corrosion abilities, as well as creating entirely new composites and structural
materials that are both lighter and stronger than those we use today.
Electronic: Because of their tiny size, nanoparticles are inherently poised to aid
in the production of high performance delicate electronics; they may provide not only
materials with a high rate of conductivity, but also sleeker parts for small consumer
electronics like cell phones. Potential applications of carbon nanotubes are many
[123,124]. Carbon nanotubes are being used as tips in scanning microscopes and also
as efficient field emitters for possible use in display devices. Since SWNTs can be
metallic or semiconducting, we would expect many applications exploiting the
electronic structure of these materials [125]. Thus, the supercapacitance of the
nanotubes can be used for applications in various ways, such as electrochemical
actuators. Field-effect transistors have been fabricated using nanotubes.
Energy: Nanoparticle batteries would be longer-lasting and have a higher energy
density than those we use today. Nanostructured electrode materials could improve the
capacity and performance of the Li-ion batteries [122]. Metal nano-particle clusters
could also have revolutionary applications for hydrogen storage; they could also
produce extremely efficient fuel cells by acting as electrocatalysts for these devices.
Nanoparticles may also pave the way for practical and renewable energy; they have
already demonstrated an ability to improve solar panel efficiency many times over.
Not only that, but when nanoparticles are used as catalysts in combustion engines,
they have shown properties that render the engine more efficient and therefore more
economic.
Biomedical: Medical applications of nanoparticles are rapidly advancing. The
pathogen-sized proportions of nanoparticles naturally make them prime candidates for
the fight against various unwanted invaders of the human body; they can be injected
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Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
into the bloodstream to fight viruses and bacteria. Nanoparticles can be equipped with
sensors and cameras as well as cancer-killing drugs. They would then be able to swim
through the bloodstream, using their sensors to locate the exact site of the cancer
where it grows. Their cameras could beam back images so that they can be located on
both optical imaging devices and MRI. One could track these tiny particles as they
make their way through the human system and deliver doses of anti-cancer drugs to
the cancer site, killing off every last molecule of the tumour without painful side
effects or unnecessary damage. This would not only make cancer treatment much less
uncomfortable for patients, but also faster and more effective.
It may soon find that wounds are dressed with antibacterial coatings of silver
nanoparticles. Nanoparticles have also been used to produce “quantum dots,” which
can detect diseases, as well as interactive foods and drinks that change flavour and
colour based on ones tastes, or in some cases may even alter their nutrient content
based on person’s state of health. Colloidal gold particles attached to DNA strands can
be employed to assay specific complementary DNAs. Drug and gene delivery will
become increasingly more effective with the use of nanoparticles and nanocapsules
[122].
Chemical: Chemical and biochemical sensors have been fabricated with
nanotubes. There are many examples where semiconductor or metal nanocrystals or
quantum dots have been tagged for use as biological sensors. Nanotechnology has
given rise to house cleaning chemicals that appear to have miraculous effects; the
nanoparticles inside these cleaning fluids have been engineered on the molecular level
so that when they encounter unwanted dirt or grime, they “eat” it. Self-cleaning
fabrics has been manufactured. The nanoparticles inside these materials have been
similarly engineered to “eat” stains; in others nano-hairs have been applied in a thin,
invisible layer over the fabric itself so that stains cannot penetrate and the resulting
fabric is either extremely stain-resistant or virtually impossible to soil.
Cosmetics/Pharmaceuticals: In the range of cosmetics the most economic
relevant application are nanoparticle-based sunscreens. Here nanoparticulate titania
and zinc oxide are used as UV light absorbing components, which are transparent due
to their small size and provide an effective protection. As a result, TiO2 and ZnO are
finding increasing application in sensitive skin and baby products and daily-wear skin
lotions.
29 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
1.9. Outlook of the Thesis
In the present work an effort has been made in the synthesis of undoped ZnO
nanoparticles using different simple techniques based on low temperature chemical
precipitation method to obtain various sizes of nanoparticles. Synthesis of rare earth
ion, Terbium (Tb) doped ZnO nanoparticles and Magnesium (Mg) doped ZnO nano-
particles have also been carried out. ZnO has also been doped with transition metal
ions Cobalt (Co) and Manganese (Mn). The synthesized nanoparticles are characte-
rized by XRD, TEM, HRTEM, SAED, EDS, UV-Vis, PL spectroscopy and VSM, etc.
The influences on the synthesis and size of the nanoparticles by the presence of water
during synthesis process have been taken into consideration in this work. Size depen-
dent property of PL emission for undoped ZnO is also studied. The structutal and PL
properties of ZnO:Tb and ZnO:Mg nanoparticles are investigated here. The structural,
magnetic and optical properties of ZnO:Co and ZnO:Mn nanoparticles are also invest-
tigated in this work. Each chapter of the thesis contains introductions and motivations
to the basic subject and under study. The chapters are self contain and can be read
independently.
30 Chapter 1: General Introduction
Synthesis, Characterization, Photoluminescence and Magnetic Properties of Zinc Oxide Nanoparticles. Ph. D. Thesis: Ningthoujam Surajkumar Singh
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