Cause and Effect Analysis - how it is work out

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    1

    Cause and EffectCause and Effect

    Analysis:Analysis:1. Fishbone Diagram1. Fishbone Diagram

    2. Cause and Effect Matrix2. Cause and Effect Matrix

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    2

    Cause and Effect Analysis

    Learning b!ecti"esLearning b!ecti"es

    Define the relationship between Cause andEffect

    Explain use and construction of:

    Fishbone Diagram Guidelines for Brainstorming

    Cause and Effect Matrix

    Learn how to integrate Fishbone Diagram andCause Effect Matrix into !our Compan!

    "#$s

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    %

    Cause and Effect Analysis

    #hat do you mean by $ Cause % Effect&'#hat do you mean by $ Cause % Effect&'

    CA()EE"ents*conditions

    that led to

    the +roblem

    A ,-LEM #/0C/

    /A) CC(-ED

    EFFEC)ym+toms that

    +ro"ide e"idence

    of the +roblem

    A ,E0AL

    F((-E ,-LEM

    EFFEC)ym+toms that

    3ould result

    from the +roblem

    CA()EE"ents*conditions

    that 3ould lead to

    the +roblem

    Dave Wessel, An Ounce of Prevention, Quality Progress, Dec, 1998

    4FMEA5

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    &

    Cause and Effect Analysis

    Cause 6 Effect -elationshi+Cause 6 Effect -elationshi+

    CA()EE"ents*conditions

    that led tothe +roblem

    A ,-LEM #/0C/

    /A) CC(-ED

    EFFEC)ym+toms that

    +ro"ide e"idenceof the +roblem

    AC0

    C--EC1

    07E

    Elim

    inatesth

    e

    CA(

    )E

    ofa+

    roblem

    ADA,1

    07E

    Lim

    itsth

    e

    EFFEC1o

    fa

    +roble

    morde"ia

    tion

    Dave Wessel, An Ounce of Prevention, Quality Progress, Dec, 1998

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    5

    FishboneFishbone

    DiagramDiagram

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    '

    Cause and Effect Analysis

    #hat is a Fishbone Diagram'#hat is a Fishbone Diagram'( )isual tool used to identif!* explore and

    graphicall! displa! all the possible causes relatedto a problem to disco)er root causes+

    ( Fishbone diagram is also ,nown as a Causeand Effect Diagram or -shi,awa Diagram+

    MethodsMaterials

    Machinery Man+o3er

    ,roblem*

    Desired

    0m+ro"ement

    C/N/X

    C

    C

    C

    N N

    NNN

    C

    C

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    Cause and Effect Analysis

    Dr 8aoru 0shi9a3aDr 8aoru 0shi9a3a

    /ualit! control statistician$rofessor in 0ni)ersit! of 1o,!o#ne of the pioneers of apan3s 4ualit!

    re)olution in the 56&7s

    $la!ed ma8or role in growth of /C circlesBest ,nown for formali9ing use of

    CauseandEffect Diagram;on the Deming $ri9e and "hewhart

    Medal("/ established the -shi,awa Medal to

    recogni9e the human side of 4ualit!

  • 8/10/2019 Cause and Effect Analysis - how it is work out

    8/38? "ometimes* the effect can be a desirableeffect+

    ? ;hen something desirable has happened* it is

    useful to find out what caused it so that !ou canma,e it happen again

    1o )isual possible relationships between causes

    for a gi)en problem under in)estigation

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    Cause and Effect Analysis

    Constructing a Fishbone DiagramConstructing a Fishbone Diagram1. Establish 3hat the +roblem 4effect5 is

    -t must be stated in clear and concise terms*agreed b! e)er!one+

    2. #rite the effect on the head of the fish

    . Decide the ma!or categories of causes

    Brainstorming 0se standard categories such as @MAE

    =Machines* Materials* Methods* Manpower*

    Measurement En)ironment> 0se ma8or steps in the process if the effect is

    resulted from a recogni9able process "ee example

    Lets create a Fishbone Diagram using MinitabLets create a Fishbone Diagram using Minitab

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    Cause and Effect Analysis

    Constructing a Fishbone DiagramConstructing a Fishbone Diagram"tat/ualit! 1oolsCauseandEffect

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    Cause and Effect Analysis

    Constructing a Fishbone DiagramConstructing a Fishbone Diagram

    )urface Fla3s

    Man

    Machines

    Materials

    Methods

    Measurements

    En"ironment

    Fishbone Diagram for )urface Fla3s

    Ma!or categories of causes

    4or sometimes call ma!or bones5

    ,roblem 4effect5

    at the $head of

    the fish&

    List s+ecific

    causes in

    each category

    Why do we need to group the causes?Why do we need to group the causes?

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    Cause and Effect Analysis

    Constructing a Fishbone DiagramConstructing a Fishbone Diagram;. 0dentify +ossible causes through rainstorming

    -dentif! specific causes within each ma8or categor! that

    ma! be affecting the problem+

    "urface Flaws

    Condensation

    Moisture

    -nspectors

    Microscopes

    Micrometers

    Bra,e

    Engager

    (ngle

    "uppliers

    Lubricants

    (llo!s

    "peed

    Lathes

    Bits

    "oc,ets

    #perators

    1raining

    "uper)isors

    "hifts

    $ersonnel

    Machines

    Materials

    Methods

    Measurements

    En)ironment

    Fishbone Diagram for )urface Fla3s

    . Continue

    as9ing:

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    Cause and Effect Analysis

    Analy>ing a Fishbone DiagramAnaly>ing a Fishbone Diagram?. #hen brainstorming session is com+leted@ e"ery

    cause should be labeled as either a $C&@ $& or $&.

    C )ariables that must be held as constantas possible

    and re4uire standard operating procedures to insure

    consistenc!

    )ariables that are noiseor uncontrolled )ariables and

    cannot be cheapl!easil! held constant

    )ariables considered to be H$-Is and need to beexperimented to determine what influence each has on the

    output and what their optimal settings should be to

    achie)e customerdesired performance

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    Cause and Effect Analysis

    Analy>ing a Fishbone DiagramAnaly>ing a Fishbone Diagram

    B. he team should analy>e and >oom in those

    $most li9ely causes&.

    Jelpful Jint

    Loo, out for causes that appear in more than onecategor!+ 1he! ma! be the Kmost li,el! causes+

    . he most li9ely causes should be +rioriti>ed

    for further in"estigation.

    C d Eff t A l i

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    Cause and Effect Analysis

    Exam+le of ho3 fishbone diagram can be used in )CA-.

    Receivedcomplaint/reject

    from customer, in-

    house or supplier.

    Hold meeting with

    relevant

    departments (if

    necessar!

    -receive C"R

    repl from

    production

    - repl to

    customer

    #ollow up on

    C"R

    $enerate

    report for

    management

    review

    %" personnel verif

    the defects.

    &ssue C"R to

    production.

    'urge in-house

    stoc

    #ish)one diagram can )e

    used here to )rainstorm/

    identif root causes

    *. #ish)one diagram can )e used here

    to )rainstorm/ identif root causes.

    +. o prioritie and wor on most liel

    causes.

    Section of SCAR Procedure

    0ntegrating Fishbone Diagram into ),s0ntegrating Fishbone Diagram into ),s

    hould also

    update #ish)one

    diagram

    C d Eff t A l i

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    Cause and Effect Analysis

    5.4.2.4 It is the responsibility of the EA of CMM section to set-up the trend-tests for

    out-of-control in the "SPC" software.

    5.4.2.5 he E.A!Superisor of the #CMM# section shall $onitor the %-& Charts on the

    co$puter and loo'-out for out-of-control situation. (hen out-of-control is detec

    he shall analyse the sub*roup data) the histo*ra$ and the preailin* Cp' alue)based on these he shall decide the action to ta'e. (hen the situation necessitates)

    a "PCA&" shall be issued to the Production E.A!Superisor.

    5.4.2.6 he Production Superisor!E.A shall analy+e the proble$ and ta'e correctie

    actions on the process concerned) after which) new sa$ples shall be sub$itted

    for $easure$ent. (hen the proble$ has been rectified) Production Superisor!E

    shall write in the "PCA&" for$) the correctie actions ta'en and return the for$ tthe E.A or Superisor of "CMM" section.

    Exam+le of ho3 fishbone diagram can be used in ),C control

    Section of SPC Control Procedure

    #ish)one diagram can )e used here to

    )rainstorm/ identif root causes

    0ntegrating Fishbone Diagram into ),s0ntegrating Fishbone Diagram into ),s

    C d Eff t A l i

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    Cause and Effect Analysis

    1he effort to integrate Fishbone Diagram into"$C and "C( procedures should be translated

    into specific tas,sin the ;or, Brea,down

    "tructure+

    S/N Tasks Task Owner Target

    Completion Date

    Specific Training

    needed for Task

    Owner/ Date

    Core Team

    Member n

    C!arge

    nternal "erified

    Date

    #roup P!ase

    $nd Date

    Group 1 Tools

    1 SPC

    Integrate Fishbone

    Diagram in the SPC

    procedure/system

    James 10Dec01 Fishbone Diagram

    1! "ct #001

    $ic% 1!Dec01 &1Dec01

    # SC'(

    Integrate Fishbone

    Diagram in the SC'(

    procedure/system

    )arry 10Dec01 Fishbone Diagram

    1! "ct #001

    $ic% 1!Dec01 &1Dec01

    Lin9 ools 0ntegration as9s to #or9Lin9 ools 0ntegration as9s to #or9

    rea9do3n )tructurerea9do3n )tructure

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    1,

    Cause % EffectCause % Effect

    MatrixMatrix

    Cause and Effect Analysis

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    Cause and Effect Analysis

    Cause and Effect MatrixCause and Effect Matrix

    -ating of

    0m+ortance to

    Customer

    5 2 % & @ ' . < 6 57 55 52 5% 5& 5@

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    &e-uire$

    e

    1otal

    ,rocess )te+ ,rocess 0n+ut

    5 7

    2 7% 7

    & 7

    @ 7

    ' 7

    . 7

    < 7

    6 7

    57 7

    55 7

    52 7

    5% 7

    5& 7

    5@ 7

    5' 7

    5. 7

    5< 7

    56 7

    27 7

    7

    1otal 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7

    Lower "pec

    1arget

    0pper "pec

    Cause and Effect

    Matrix-ating of

    0m+ortance toCustomer

    5 2 % & @ ' . < 6 57 55 52 5% 5& 5@

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    &e-uire$

    en

    1otal

    ,rocess )te+ ,rocess 0n+ut

    5 7

    2 7

    % 7

    & 7

    @ 7

    ' 7

    . 7

    < 7

    6 7

    57 7

    55 7

    52 7

    5% 7

    5& 7

    5@ 75' 7

    5. 7

    5< 7

    56 7

    27 7

    7

    1otal 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7

    Lower "pec

    1arget

    0pper "pec

    Cause and Effect

    Matrix

    Cause and Effect Analysis

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    Cause and Effect Analysis

    Descri+tion: Cause and Effects MatrixDescri+tion: Cause and Effects Matrix "imple /FD =/ualit! Function Deplo!ment> matrix+

    0sed to relate and prioriti9e 3s to customer N3s throughnumerical ran,ing using the process map as the primar! source+

    N3s are scored as importance to the customer

    3s are scored as to relationship to outputs

    1his is the team3s first stab at determining N O f=>

    "esults"esults ,areto of 8ey 0n+uts to e"aluate in the FMEA and Control ,lans

    0n+ut into the Ca+ability )tudy

    0n+ut into the initial e"aluation of the ,rocess Control ,lan

    Cause and Effect Analysis

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    Cause and Effect Analysis

    Constructing a Cause % Effect MatrixConstructing a Cause % Effect Matrix1. List 9ey out+uts 4=s5

    Cause and Effect Analysis

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    22

    Cause and Effect Analysis

    2. -an9 =s 3ith res+ect to customer im+ortance

    Mating of

    -mportance to

    Customer

    6 6 . 57 57 6 % 2 '

    5 2 % & @ ' . < 6 57 55 52 5% 5& 5@

    $rocess -nputs Gel1ime

    Iiscosit!

    Cleanliness

    Color

    Jomogeneit!

    Consistenc!

    Digets1ime

    1emperature

    "olids

    1otal

    5 7

    2 7

    % 7

    & 7

    @ 7

    ' 7

    . 7

    < 7

    Cause and Effect

    Matrix

    Constructing a Cause % Effect MatrixConstructing a Cause % Effect Matrix

    Cause and Effect Analysis

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    2%

    Cause and Effect Analysis

    . List 9ey in+uts 4=s5

    ating of

    -mportance to

    Customer

    6 6 . 57 57 6 % 2 '

    5 2 % & @ ' . < 6 57 55 52 5% 5& 5@

    $rocess -nputs Gel1im

    e

    Iiscosit!

    Cleanliness

    Color

    Jom

    ogeneit!

    Consistenc!

    Digets

    1im

    e

    1em

    perature

    "olids

    1otal

    5"cales

    (ccurac!7

    2$reheating

    D-CN 1H7

    %DMF Load

    (ccurac!7

    &DMF

    Cleanliness7

    @DMF aw

    Materials7

    'D-CN Load

    (ccurac!7

    .D-CN En)ir+

    Factors7

    PPPPPPPPPPPPPP =e)> PPPPPPPPPPPPP

    ,rocess

    )te+*,art

    umber ,otential Fa ilure Mode ,otentia l Fa ilure Effects

    )

    E

    7 ,otential Causes

    C

    C Current Controls

    D

    E

    -

    ,

    "pin Draw

    $rocess

    F ib er B rea ,o ut s 0 nd ersi 9e d p ac ,a ge * J ig h "D

    panelhours lost 2Dirt! "pinneret

    :

    He! Contact:

    $hone: Date =e)>:

    , ro ce ss , ro ce ss ) te + 0 n+ ut ut +u t

    ,rocess

    )+ecification4L)L@

    ()L@ arget5

    C+9 *DateMeasurement

    echniue

    -%-

    ,*

    )am+le

    )i>e

    )am+le

    Freuency

    Control

    Method-eaction,lan

    D 0C ur n )t ea m on "cales

    (ccurac!

    DMF Load DMF DMFLoad

    (ccurac!

    DMF Load DMF DMF

    Cleanliness

    D 0C L oad D0C D-CNEn)ir+

    Factors

    D 0C L oad D0C D-CNLoad

    (ccurac!

    D 0C L oad D0C D-CNaw

    Materials

    D 0C L oad D0C D-CNMixer

    "peecd

    DMF Load DMF DMFaw

    Materials

    D 0C ur n )t ea m on $reheating

    D-CN1H

    Control ,lan

    he 8ey 0n+uts are

    e"aluated for +rocess

    control8ey 0n+uts are ex+lored 3hile e"aluating

    +rocess for +otential failure

    ut+u

    ts 0n+uts

    /o3 Cause % Effect can Fit into ,rocess/o3 Cause % Effect can Fit into ,rocess

    0m+ro"ement Acti"ities0m+ro"ement Acti"ities

    he ig ,icture

    Cause and Effect Analysis

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    2

    M a = C >

    L i n e D e n s i t ! = C >

    1 e x t u r e

    1 e m p e r a t u r e = C >

    $ r o g r a m u s e d = E >

    " , e w = E >

    $ 0 $ a d = C >

    " o n i c p o w e r = C >

    1 e x t u r e

    1 e m p e r a t u r e = C >

    C a l ib r a t i o n = E >

    " l u r r ! " t i r r i n g $ r o c e d u r e = C >

    " o a , 1 i m e = C >

    " t a g g i n g 1 i m e = E >

    1 r a n s f e r 1 i m e = C >

    C o m p l i a n c e t o $ r o c e d u r e s = C >

    " e t t li n g o f $ a r t i c l e s = C >

    " l u r r ! " t i r r i n g $ r o c e d u r e s = C >

    $ r o g r a m u s e d = E >

    " p e e d ( d 8 u s t m e n t = C >

    0 l t r a s o n i c o n o f f = C >

    " o a , 1 i m e = C >

    " t a g g i n g 1 i m e = E >

    1 r a n s f e r 1 i m e = C >

    1 e x t u r e 1 e m p e r a t u r e = C >

    C o n c e n t r a t i o n o f C h e m i c a = C >

    1 a p e " p e e d = C >

    " l u r r ! F l o w M a t e = C >

    1 e x t u r e $ r e s s u r e = C >

    " l u r r ! 1 ! p e = C >

    " u b s t r a t e = C >

    1 a p e 1 ! p e = C >

    " u r f a c t a n t 1 ! p e = C >

    $ 0 $ a d = C >

    Cause and Effect Analysis

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    %%

    y

    Estimated

    )hi+ Date

    Changes

    #C)C,-AC0CE)

    0

    -A)0

    0ME)

    07E-

    ACC(-AC

    A,,0ME

    C()ME-

    ,LAED

    )/0, DAE

    ALG-0/M

    MDCCA,AC0

    E)D

    ALG-0/M

    AMAL0E)

    -DE-

    CACELLA0

    )C/ED(LE

    C/AGE)

    MDC,-AC0CE)

    6 (nrealistic

    Del. -e

    Dates

    6 Customer rder

    ,riority Changes

    6 -ecei"ing

    6 ,ic9ing

    6 ,C delays

    6 ff shift su++ort

    LD))

    6 Firm

    6 ,lanned

    6 ... Consol.

    6 )C late

    6 ad 0 days

    6 able Maint.

    6 A"ailability

    "errides

    6 o )toc9s

    6 #aiting for

    Deli"ery A++t.

    6 Late , +rint

    6 Late ED0 data

    Estimated )hi+ Date Change 6 CA()E % EFFEC * F0)/E

    6 o Deli"ery Constraints

    After initial ,)D

    6 ac9 rd. -elease Logic 6 Cust ,riority "s. a"ailability

    6Future orders at A,

    ransactional Ea$ple

    rainstorming

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    /0

    ;h! 0se Brainstorming ( tool for the 1eam =not indi)idual>

    ( method to generate a lot of ideas 1wo persons3 ,nowledge and ideas are

    alwa!s more than an indi)idual3s

    -nput for other CE tools

    (cti)e participation

    '

    '

    '

    '

    ' '

    A techniue toA techniue to

    generate a largegenerate a largenumber of ideas ornumber of ideas or

    +ossibilities in a+ossibilities in a

    relati"ely short timerelati"ely short time

    frame.frame.

    rainstorming

    Cause and Effect Analysis

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    %@

    /o3 to Conduct a rainstorming )ession/o3 to Conduct a rainstorming )essioneam Ma9eu+

    Ex+erts

    $)emi& ex+erts

    0m+lementers

    Analysts

    echnical staff 3ho 3ill run the ex+eriment

    +erators

    Discussion -ules

    )us+end !udgement

    )tri"e for uantity Generate 3ild ideas

    uild on the ideas of others

    Leader=s rules for rainstorming

    e enthusiastic

    Ca+ture all the ideas

    Ma9e sure you ha"e a good s9ills mix

    ,ush for uantity

    )trictly enforce the rules

    8ee+ intensity high

    Get +artici+ation from e"erybody

    Cause and Effect Analysis

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    %'

    Jow do we ,now when we ha)e reached

    ##1 C(0"E

    (oot Cause is the loest cause in a chain o+ cause ande++ect at hich e hae some capability to cause thebrea% 0t=s 3ithin our ca+ability to unilaterally control@ or to influence@changes to the cause

    -oot Cause-oot Cause

    Base castings lea, at mounting screw hole

    "uppliers lea, test ma! not detect porosit! lea,

    $roducts are failing for contamination

    "uppliers ha)e different lea, test processes

    o standard process for supplier lea, test

    W#$?

    W#$?

    W#$?

    W#$?Can 0 causethe brea9 if

    0 sto+ here'

    Cause and Effect Analysis

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    %.

    )+an of Control * )+here of 0nfluence)+an of Control * )+here of 0nfluence

    ),/E-E F 0FL(ECE=-nfluence or persuasion onl!>

    ),A F C-L=Full authorit!>

    ()0DE@ (C-LLED

    E70-ME

    %efore we begin& we must establish the conte't in which the

    Cause(Effect will be used)

    )+an of Control areas where we

    ha)e a high degree of control o)er

    parts or functions* )irtuall! complete

    authorit! to change an!thing

    )+here of 0nfluence areas where we

    can influence things to )ar!ing

    degrees but don3t ha)e direct control+

    utside En"ironment where we

    ha)e neither control nor influence

    Cause and Effect Analysis

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    ,oints to ote for Fishbone Diagram,oints to ote for Fishbone Diagram

    1reat the causeandeffect diagram as a li)ingdocument

    (s new )ariables are disco)ered* update thecauseandeffect diagram

    (fter !our experimental in)estigations* when!ou ha)e optimi9ed the K factors* andimplemented control* update them to KC+

    1herefore* ideall!* when the fishbone diagramhas more KCs* the better we can control theeffect and impro)e its performance measure+