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     APEC Building Codes,Regulations, and Standards

    Minimum, Mandatory, and Green

    DISCLAIMER

    This document is made possible by the support of the American people through the United States Agency for

    International Development (USAID). Its contents are the sole responsibility of the author or authors and do not

    necessarily reflect the views of USAID or the United States government.

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     AcknowledgementsThe author of this report is Dr. Oswald Chong with contributions by Sylvana Ricciarini. Thereport was prepared for the Asia-Pacific Economic Cooperation (APEC) organization as part ofthe APEC Technical Assistance and Training Facility (TATF) program. APEC TATF is managed by USAID, with funding and strategic direction provided by the U.S. State Department Bureau ofEast Asian and Pacific Affairs, Office of Economic Policy. For further information, pleasecontact Ms. Victoria Waite, Chief of Party, [email protected]

    TECHNICAL ADVISORY BOARD FOR THE STUDY 

    The following experts helped to shape this study:

      Alberto Herrera, International Code Council  Cary Bloyd, Pacific Northwest National Laboratory  Derek Greenauer, Underwriters Laboratories  Guiliana Orrezoli Alvarez, Direccion Nacional de Construccion, Peru

      James Olshefsky, ASTM International  Jessica Roop, American National Standards Institute  Joanne Littlefair, U.S. Department of Commerce International Trade Administration  Len Swatkowski, Plumbing Manufacturers International  Maggie Comstock, US Green Building Council  Maureen Guttman, Alliance to Save Energy   Nancy McNabb, National Institute of Standards and Technology  Pete DeMarco, IAPMO  Renee Hancher, U.S. Department of Commerce, International Trade Administration  Ryan Colker, National Institute of Building Sciences

      Shelley Pursell, Air-Conditioning, Heating and Refrigeration Institute  Sylvana Ricciarini, Civil Engineer, MSCE, Codes and Conformity Assessment Expert

    mailto:[email protected]:[email protected]

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    Executive SummaryOBJECTIVES This study was developed for the purpose of understanding how APEC member economies utilized building codes to increase building performance, aligning with the “green” goals of resource conservationand waste reduction. Building codes historically have been important policy tools for managing thesafety, security, health, environment, and economy of the building sector. They also are regulatory toolsfor improving the performance of buildings and building professionals. Because buildings areresponsible for a high percentage of materials consumption; greenhouse gas; and other emissions,

    regulation of the building sector offers a prime opportunity for economies to pursue resource conservationand waste reduction objectives. Building codes also provide policymakers with an important tool toencourage economic growth and conduct risk management.

    This study is organized with a chapter devoted to each APEC member economy, which seeks to detail:

      The approach to developing, adopting, administering and enforcing building codes.

    This includes, for non-residential buildings, the existing minimum building codes, including the typesof buildings covered, adoption and evolution, key actors and processes, points of accountability,enforcement mechanisms, and main expression of criteria.

       How existing codes establish minimums for key elements.Such elements include electrical, energy, water, sanitation, structural, mechanical, indoor air quality,security, safety, siting, and others.

       Any existing “green” building codes. This includes elements of the minimum code that already are stringent and may be considered“green,” as well as any stand-alone green building code.

       Protocols and mechanisms in place for monitoring, review, and assessment.

    RESEARCH BASIS 

    Terminology related to building regulation differs among the APEC member economies. For the purposes of this study, “building code” refers a set of rules that specify a minimum level of r equirementsfor non-residential building construction and occupancy/operation and which meet the following criteria:(i) requirements are adopted and/or enforced by, or on behalf of, a government entity; (ii) criteria arewritten in mandatory language; (iii) the minimum criteria are mandatory, while requirements above theminimum may be voluntary, mandatory for certain recognitions, or mandatory for a specific population of buildings; and (iv) there is use of referenced standards.

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    E X E C U T I V E S U M M A R Y |   2

    In completing this study, the author conducted independent research to develop information responsive tothe objectives. Each APEC member economy was then provided with a draft of the economy-specificchapter and requested to provide comment or clarification. The final study reflects all feedback providedto the author during that comment period. The study also reflects expertise provided by APEC membereconomy representatives and building industry professionals who participated in the March 5-7, 2013

    workshop, Sharing Experiences in the Design and Implementation of Green Building Codes, a jointAPEC-ASEAN workshop hosted by Peru in Lima, Peru.

    KEY FINDINGS AND RECOMMENDATIONS This Executive Summary expands upon four key findings, which are further elaborated in the economy-specific chapters.

      Multiple pathways support greener building code development in APEC economies.  Economies have successfully evolved greener codes to increase building performance utilizing

    different approaches that fit the economy’s specific approach to r egulation and engagement of

    non-governmental entities.  There are strong commonalities in target areas for greening.  Common building elements targeted for performance improvement through building codes

    include energy efficiency, water efficiency, indoor air quality, light pollution, land use,environmental protection, and storm water management.

      Relevant international reference standards exist, supporting all code approaches.  Regardless of the pathway chosen, international reference standards already exist for many green

    elements. Such standards can be important mechanisms for efficiently establishing greener coderequirements that reflect consensus technical and procedural solutions to common challenges.Use of existing, relevant international standards can also reduce unnecessary obstacles to trade in

     building products.  Embracing established best practices in building codes becomes increasingly important.  As economies move to make codes greener, new and rapidly changing technologies and processes

     present new complexities and challenges. Specific best practices are detailed on pages 6-7.

    APPROACHES TO BUILDING CODES APEC member economies rely on three fundamental approaches to developing, adopting, administeringand enforcing building codes.

    Approach Details

    Model Code Developed

    Separate from Building

    Regulations

    This approach utilizes model codes developed and administered by private organizations and quasi-governmental agencies. Jurisdictionshave independent responsibility for developing and adopting buildingcodes, and model codes offer an efficient way of doing so. The jurisdictions also manage building code enforcement, includinginspection and permit issuance.

    In such a system, code enforcement officials, building sector

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    E X E C U T I V E S U M M A R Y |   3

     professionals affected by the codes, academics and others participatein code development. Model codes are updated every three to fiveyears. Reference standards are developed by separate organizations.

    Australia, Canada, and the United States follow this system.

    Model Code Developed

     Alongside Building

    Regulations by the

    Government.

    A national regulatory system is the most common among APECeconomies, with variations coming in the degree of freedom regional(local) governments have in modifying, adopting, and enforcingregulations.

    In China and Indonesia, the central government develops regulationsand codes and local governments may freely adopt or reject the codesand regulations.

    In Chile, Chinese Taipei, Japan, Korea, Peru, and Vietnam, local

    governments have little to no authority to modify codes andregulations.

    Regulations Specify Use of

    Best Practices and Standards

    But Allow Equivalents.

    Under this approach, building regulations are developed and enforced by the government.

    This approach is utilized in Brunei Darussalam, Hong Kong, China,and Singapore. The regulations allow the use of nonlocal codes,standards, and best practices in place of local ones.

    In Malaysia, local jurisdictions may develop and enforce their ownstandards.

    REFERENCE STANDARD DEVELOPMENT AND UTILIZATION All building codes rely on reference standards. In terms of developing standards for various buildingelements, all APEC member economies rely on committees of industry experts, academics, governmentofficials, and other stakeholders to arrive at a standard. The difference among the economies relates towhether the committees are managed by the government or are private sector-led.In terms of the types ofstandards cited by reference by the APEC economies in their building codes, the following chart

    summarizes the study findings.

    9

    Economies

    8

    Economies

    4

    Economies

    Strong use of local standardsand reference international

    Strong use of internationalstandards from multiple

    Local standards andinternational standards are

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    E X E C U T I V E S U M M A R Y |   4

    standards from selectivesources.

    sources. used at the same time.

    MINIMUMS To begin determining pathways utilized to develop greener building codes, or stand-alone green buildingcodes, the study first examined how economies approached minimum requirements for a set of core building elements. The following chart summarizes the study findings with respect to the approach tothese elements in each economy’s code. Some elements of minimum code requirements also contribute

    to energy or other resource savings, and may be considered natural potential pathways to greening.

    Building Code Element Status APEC Economies

    Fire, Structural, and Electrical Mandatory All

    Energy & Energy Efficiency Mandatory

    MinimumPlanning

     None

     No reporting

    13

    41

    1

    2

    Water Quality & Sewage Mandatory

    Minimum

    Other

    Most reporting

    3

    Via environmentallaws

    Location, Siting, Zoning & Environmental Protection Mandatory andenforced via

    regulation

    All reporting

    Indoor Air Quality Mandatory

    Minimum

     Not addressed

    7

    5

    9

    Lighting Mandatory All but 3 reporting

    Light Pollution Mandatory

    Recommended

     Not addressed

    1

    3

    17

    PATHWAYS TO GREEN APEC economies have relied on three fundamental approaches to make buildings greener and increase building performance:

    Approach Details

     Integrate Green Elements into

     Existing Building Codes

    Most APEC member economies integrate certain green elements intomandatory building codes and building regulations.

      Most APEC economies have incorporated energy efficiencyrequirements into mandatory codes.

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      Building, plumbing and mechanical codes are common areas forintroduction of green elements.

      Green elements that have been incorporated by some APECmember economies also include indoor air quality, lighting, light pollution, water efficiency, waste recycling and reuse,environmental and land use, and hazardous materials. Please refer

    to the chart on the following page.

     Develop a Separate Green

     Building Code

    This approach involves developing a building code that combines allgreen elements into one enforceable code.

      Examples include the International Code Council’s InternationalGreen Construction Code (IgCC) and codes developed in China.

      In some economies, building regulations mandate the utilizationof certain green building rating systems. The combination of the building regulatory mandate and the building rating system becomes, in effect, the green building code. Singapore and Koreaare examples of this approach.

     Develop Separate Regulations

     for Green Features

    This approach utilizes regulation other than building codes to mandatecompliance in green areas throughout the economy.

      For example, an economy may establish regulations for toxic orhazardous materials use and disposal, land use, zoning, stormwater and water quality, or light pollution, among other greenfeatures.

      Such regulations are typically managed by government entitieswith enforcement authority, removing the need to re-state therequirements in the building code specifically.

    GREEN ELEMENTS As noted above, APEC economies have almost universally embraced energy efficiency requirements.The following table summar izes the study findings with respect to economies’ adoption of other elementsthat are specifically considered to be green elements.

    19

    Economies

    17

    Economies

    16

    Economies

    12

    Economies

    2

    Economies

    Environmentaland zoningrequirements

    Energy andenergy efficiency

    Water quality andsewagerequirements

    Indoor air qualityrequirements

    Light pollutionrequirements

    STUDY FINDINGS: SUMMARY TABLES Tables 1-4 following this executive summary summarize the findings of this study for each APECmember economy, with respect to minimum codes for select building elements, mandatory coderequirements, status of green elements within the code or a stand-alone green building code, and theeconomy’s regulatory framework. 

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    E X E C U T I V E S U M M A R Y |   6

    RECOMMENDATIONS 1.  Best practices in basic bu il ding code design , adoption, implementati on and enfor cement become all

    the more important as economies pursue pathways to greener buil ding.

    With greening come new challenges in rapidly evolving technologies and processes, it is imperativethat APEC economies increase the likelihood of success with greener codes by embracing established

     best practices, including:

    Best Practice Details

     Early planning Plan early and have a vision. With green codes, balanceenergy, environment, and other societal concerns. Establishindicators for measuring success at the outset.

     Early and continuing engagement of

    all affected stakeholders in

    development, implementation, and

    enforcement

    Collaboration is important and includes involvement andtraining of all relevant stakeholders.

    Consider all affected stakeholders (consumers, labor groups,

    contractors, building owners). All parties need to understandwhat the green requirements mean and why they have beenincorporated.

    Cultivate partnerships. Collaboration with standardsdevelopers, architects/builders, and rating programs may also be helpful.

    Transparency An open and transparent process for code development willhelp assure support as the code is implemented.

     Reference to international standardsreflecting best consensus solutions

    To facilitate trade, standards used in codes should bedeveloped using the World Trade Organization TechnicalBarriers to Trade (WTO TBT) principles for what constitutesan international standard (which include transparency,openness, impartiality and consensus, relevance andeffectiveness, coherence, and developing country interests).

     A focus on training and outreach Given that green codes are a new area, a well-trained codestaff is essential for effective implementation.

    Communication and education about green requirements

    must occur for green codes to succeed. Use of technology,like webinars and online courses, can be good ways toeducate relevant stakeholders. Academia can be a resourcefor education and training. 

    Clarity and consistency facilitate all

     stages

    Processes should be kept simple. A streamlined permitting process is key.

    Plan and create tools, such as guides and checklists, so theuser knows what to do. Such tools can also help the inspector

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     perform his job successfully.

    Enforcement of green codes depends upon inspection and plan review. Inspection is essential or green codes will not beeffective. 

     Early engagement of policymakers

    on a broader level to ensure support

    2.  Consensus reference standar ds exist and may provide eff icient opti ons for economies to develop

    greener bui ldi ng codes.

    International reference standards provide access to up-to-date professional consensus decisions aboutappropriate technologies and procedures to meet challenges presented by building elements targetedfor greening.

    3.  Balance is requi red in an evolving envi ronment.

    The green code system is evolving. It is crucial to maintain building safety while moving forward

    with greener materials and equipment.4.  F lexibi li ty exists to meet economy-specif ic r equi rements.

    Market tools can be adopted based on specific economies’ social, economic and geographic needs,and establish a proving ground for potential changes in baseline codes.

    5.  I t is important to recognize post-construction impacts on green performance.

    With regard to assessing green performance, it is important to focus on commissioning, maintenance,and operation of a building to ensure it achieves its potential, as well as the value of developing acommon understanding of how to measure and evaluate green building performance.

    6.  Addi tional wor k i s needed on metri cs for green measur ement.

    Data is needed to measure whether policies are working. There are indicators that can be used, but

    currently there is no standard way to measure green performance. The effort must begin with benchmarking. Each economy can also use baselines and pilot projects in order to determine theirstarting point and goals.

    7.  Economies may benefi t f rom referr ing to a wide range of APEC green code resources.

    All speaker presentations provided at the March 5-7, 2013 workshop, Sharing Experiences in the Design and Implementation of Green Building Codes, are available at the APEC website. Thiscompendium includes the results of the detailed survey conducted by Peru, in which each of thetwenty one APEC member economies was queried on specific actions and experiences to date withregulation to advance green building. The web link for this material is:http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013

    http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013http://mddb.apec.org/Pages/search.aspx?setting=ListMeeting&DateRange=2013/03/01%2C2013/03/end&Name=Workshop%20on%20Sharing%20Experiences%20in%20the%20Design%20and%20Implementation%20of%20Green%20Building%20Codes%202013

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    Table 1A

     A PEC Economies’ Minimum and/or Mandatory Codes: Electric, Energy, Water/sanitation, Mechanical, Indoor air, Lighting  

    Economy Electrical Code Energy Code Water & Sanitation Mechanical System Indoor Air Quality Lighting

    Australia AEMA National ElectricityRules, AS/NZS 3000 &3017 (mandatory)

    GEMS Act & MEPS(mandatory)

    Australian National WaterGuidelines, NEPC, & NEPM(minimum)

    AS/NZS 1668, AS 1691, AS1731, AS 2665, AS/NZS 2918,AS 3823, AS 4254, ARI 460, ARI550/ 590, BS 7190 (minimum)

     None NCC, AS/NZS 4847,MEPS, and CalifornianCode (mandatory)

    BruneiDarussalam

    Electrical Act 1973,Electricity Act (2011)(mandatory), and DESGuidelines on ProperInstallation and Use ofElectrical Wirings(minimum)

     None WHO Water Quality Guidelines(minimum)

     None None None

    Canada CSA C22 (mandatory) NEC (mandatory) Legislations from EnvironmentCanada (mandatory)

    CAN/CSA-C260-M90,CAN/CSA-B602-05, B52-05 andother Canadian Standards(mandatory)

    ASHRAE 62.1(minimum)

    Canadian FederalEnergy Efficiency Act1992, MOL Act onLighting for workplace(mandatory)

    Chile INN .7.7 Electricalinstallations of buildings

    Program Pais de EficienciaEnergetica (PPEE,Program Energy EfficientCountry)

    INN

    F.7.1 Drinking water installations

    HVAC

    INN F.7.5 Heating, artificialventilation, air conditioning

    INN

    F.7.3 Electricity andartificial lighting

    People’s

    Republic ofChina

    GB 50303-2002 (codeacceptance of constructionquality of electricalinstallation in building ).

    GBJ 303-88 (buildingelectrical safety inspectionnational standards), GB50259-96 (code ofacceptance of electricalinstallations of over 1kv and below), and GB 50259-96(code of acceptance ofelectrical installations andlighting duringconstruction), JGJ 16-2008(commercial buildingelectrical code), JGJ242-2011 (residential buildingelectrical code), GBC63-90(electrical installations and

    GB 50411-2007 (code foracceptance of energyefficient buildingconstruction)

    CECS 137:2002 (design for steel potable water pipes), GBT19570-2004 (installation of waste waterstorm water system), GCC-T98-2003

    (design and installation of aluminumand copper potable water pipes),GBT 11836-89 (mandatoryguideline, design code and standardsfor concrete and gas delivery pipes),GB50032-2003 (design andinstallation of external potable waterand gas delivery in earthquake zone),DBJ 08-42-95 (design of rainwaterdisposal systems), Code ofInstallation and Design MandatoryGuidebook, Code of Design andInstallation for Pressure Piping –  Industrial Piping, GB3091-2001(design of soldered pipes), andCECS164-2004 (design and

    GBJ 242-82 (design andinstallation of heating andhygiene engineering), GBJ 302-88 (mandatory quality and

    inspection control guidelines andstandards), GB 50231-88(installation and inspection ofmechanical systems), GB 50243-97 (design and installation ofHVAC), GB 50235-97(mandatory standards for steel piping used for mechanicalsystems), GBJ 304-88 (mandatorystandards for HVAC ), GB50274-98 (design and installationof air quality handling systems forrefrigeration of air , GB 50275-98(design and installation of fan,compressors and boiler systems)

    Ministry of Health’s

    Indoor Air Quality CodeRequirements forlighting energy use andlighting installationmethods are part of the

    energy and buildingsystem (including fire)codes and mandatorystandards.

    GB 50034-2004(lighting fesign of buildings) is amandatory standard as ithas been incorporatedinto many codes. It isadministered by theMinistry ofConstruction.

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    Economy Electrical Code Energy Code Water & Sanitation Mechanical System Indoor Air Quality Lighting

    distribution), GB 50062(electrical installation protection and automatedsystem), and GB 50055(electrical distributionnetwork design system)

    installation of underground piping).

    Hong Kong,China

    EMSD’s Code of Practicefor the Electricity (Wiring)Regulations (Mandatory)

    EMSD’s Building Energy

    Code (BEC) 2012(Mandatory)

    Various codes from EMSD(mandatory)

    Indoor Air QualityCertification Scheme(voluntary)

    EMSD’s BEC 2012(covering lightinginstallations)(Mandatory)

    Indonesia SNI Design Procedures(minimum)

     National Energy Policyand Voluntary CommercialEnergy Codes 1992(minimum)

     National Plumbing Code Handbook(minimum)

    WHO Guidelines on Drinking Water(minimum)

    IAPMO (minimum) None SNI 03-2396-2001Procedures for NaturalLighting System Designin Building (minimum)

    Japan JIS C 60364-5-55(mandatory)

    JIS Q 50001:2011(mandatory)

    JIS Z 9204:1991(minimum)

    JIS B 2312 (mandatory) JIS B 9908, JIS A 1431(minimum)

    Building Standard Law’s

    (2003) :

    Emission Control andInstallation ofVentilation System(2007)

    Indoor Air QualityGuidelines, BuildingSanitation Law (2002)

    Housing QualityAssurance Law (2002)(mandatory)

    Mandatory: JIS C 0364(electrical installationsof buildings), JIS C 8105(luminaires in buildings), JIS Z 9120 -29( indoor workplace,outdoor workplace,sports, tennis court, sportstadiums, swimming pools etc.), ISO 8995(work place: indoor,security, and outdoor),ISO 30061 (emergency)

    Minimum: outdoor light pollution guidelines

    Republic ofKorea

    Korean Standard on variouselectrical engineering andworks (mandatory)

    Mandatory: BuildingDesign Criteria for EnergySaving (BDCES), BuildingCertification System

    Minimum: Energy Audit

    Included in Korean Building Codeand Korea’s Water QualityStandards (both mandatory)

    Korean Standards for MechanicalEngineering (mandatory)

    Ministry ofEnvironment’s IAQ

    Control in PublicFacilities Act(mandatory)

    Various policies on IAQ(minimum)

    Mandatory: Ministry ofEnvironment’s Lighting

    Pollution PreventionLaw Based on ArtificialLighting

    Minimum: EnergyStandard and Labeling

    Malaysia MS 1979, ElectricalInstallations of Buildings – Code of Practice (minimum)

    MS 1525, Code of Practiceon Energy Efficiency fornon-residential Buildings,UNDP Malaysia BuildingSector Energy EfficiencyProject, National Energy

    Water Services Industry Act 2006, National Water ServicesCommission Act for PeninsulaMalaysia (not affecting EastMalaysia), Sewerage Act 1994(Affects both), and Water Forum,

    MS 1460, MS 1918, MS IEC60335 (minimum)

    Code of Practice on IAQ,Department ofOccupational Safety andHealth (minimum)

    MS 1038, MS IEC60364, MS 603, MS ISO8995, MS 825, MS IEC60335, MS 947(minimum)

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    EX E C U T I V E SU M M A R Y |   10

    Economy Electrical Code Energy Code Water & Sanitation Mechanical System Indoor Air Quality Lighting

    Policy (minimum) Ministry of Energy, GreenTechnology and Water (mandatory)

    Mexico NOM-001-SEDE 2012 bythe Secretary of Energy –   based on internationalstandardsstandards, such as National Fire ProtectionAssociation (NFPA) 70, National Electrical Code(NEC) 2011, and othersreferenced in thecomplementary technicalstandards (CTN) of theMexico City Building Code(MCBC)

     NOM-018 Thermalinsulation for buildings -Energy Agency

     National Agency forStandardization andCertification of Buildingand Construction,

     NOM-003-ENER-2000Energy Secretary. ThermalEfficiency of WaterHeaters

    There are several NOMand NMX.

     NOM-008-CAN 1998 SEMARNAT(minimum and maximum flow inshower heads)

    There are several NOM and NXMon this subject.

    MCBC-CTN and localcodes/standardsstandardsordinances

    MCBC-CTN and localcodes/standardsordinances

    MCBC-CTN and localcodes/standardsordinances

     New Zealand NZ Energy SafetyAuthority Electrical Codesof Practice (minimum)

    Building Code of NZ (in National Code, mandatory)

    Ministry of Health Water Qualityand Foul Water standards, ResourceManagement Act, WaterMinimization Act, and NZS 9201(mandatory)

    AS/NZS 2537 & 4793(mandatory)

    BRANZ DesigningQuality Learning Spaces:Ventilation and IndoorAir Quality Guidelines,Building Code of NZ, NZS 4303 (Mostlymandatory w/ guidelines)

    Building Code of NZ(mandatory)

    Peru National Electric Code –  Supply (2001), NationalElectric Code –  Use (2006),Modifications to NationalElectric Code –  Use (2008)

    47 voluntary energyefficiency standards(Normas TécnicasPeruanas –  NTP) up toDecember 2012. Existence

    of EE policies and programs.

    Title II.3 of the RNE Obras deSaneamiento OS Standards /Sanitation Works and InstalacionesSanitarias standards / sanitaryinstallations

    Title III.3 of the RNE

    Title III.4 Instalaciones Eléctricasy Mecánicas

     None None

    Philippines Included in NationalBuilding Code, NationalElectrical Code (mandatory)

    Some in National BuildingCode, no separate code(mandatory), Philippines National Energy Efficiencyand Conservation Program(minimum)

    Clean Water Act, Plumbing Code ofthe Philippines, National SanitationCode of the Philippines (mandatory)

    Philippines Mechanical Code National Ambient AirQuality Standards(minimum)

    Included in Philippines National EnergyEfficiency andConservation Program(minimum)

    Singapore EMA’s code of practice onlighting for workplace andinstallations (mandatory)

    EMA’s code of practice for

    energy efficiency in building (mandatory)

    PUB Code of practice for water andsewerage, and SS CP 48, PUB ABCWater Design Guidelines(mandatory)

    SS 553, BCA Code on ETTV,ASHRAE standards 90.1 andguidelines (mandatory)

    SS 554 (minimum) SS 531 (minimum)

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    Economy Electrical Code Energy Code Water & Sanitation Mechanical System Indoor Air Quality Lighting

    Chinese Taipei Electrical Act (mandatory) Energy Management Law, National EnergyConservation and CarbonReduction Masterplan(mandatory)

    Plumbing code in Building Act(mandatory), Sewerage Law andEnforcement Rule for Sewerage Act(mandatory), Sewer EngineeringDesign Guidelines (minimum)

    Enforcement Rules for CommonDuct, Common Duct Act(mandatory), Equipment EnergyEfficiency Management andPromotion (minimum)

    IAQ Act (mandatory) Various lightingstandards (somemandatory, others arenot)

    Thailand Included in BuildingControl Act (mandatory)

    Energy ConservationPromotion Act, BuildingEnergy Code (mandatory)

    Ministerial Regulation onMechanical and Sanitary Design,Ministerial Regulation on WasteWater (mandatory), Ministry of

     Natural Resources and EnvironmentGuidelines (minimum)

    Ministerial Regulation onMechanical and Sanitary Design(mandatory)

    Included in BuildingEnergy Code(mandatory)

    Included in BuildingEnergy Code(mandatory)

    United States NFPA 70, NEIS (mandatoryif implemented)

    ASHRAE 90.1, IECC(mandatory ifimplemented)

    USEPA, NPDES, Clean Water Act(mandatory: Federal Law),

    Guidelines on Water Reuse, SDWA(minimum)

    IMCC (mandatory ifimplemented),

    ASHRAE Standard 15, variousASTM standards (minimum)

    OSHA IAQ Standards,ASHRAE 62.1(minimum)

    Requirements includedin ASHRAE 90.1, 189.1,IEC, IBC, IDA, and thusmandatory ifimplemented

    IESNA Handbook(minimum)

    IDA-IES ModelLighting ZoneOrdinance (mandatory ifimplemented)

    Vietnam Code on Electric Facility-Part I: General Regulation,Code on Electric Facility-Part IV: Protection &Automatic

     National technical codes foroperating and maintenance power system facilities

     National technicalregulations on electricsafety, on safe work forelectric welding & welding jobs (mandatory)

    Part of Vietnam BuildingCode (mandatory)

    Code of Internal Water Supply &Drainage Systems, national technicalregulation on surface water quality(mandatory)

     National technical regulations onsafe work of steam boiler and pressure vessel, and on safe workfor electric lift

     National technicalregulations on ambientair quality, and onhazardous substances inambient air (mandatory)

     None

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    Table 1B

     APEC Economies’ Minimum and/or Mandatory Codes: Security, Fire, Structural, Location/Siting/Zoning, Environment, Safety  

    Economy Security Fire Structural Location, Siting, Zoning Environment Safety

    Australia None NCC (mandatory) NCC (mandatory) Legislation from Department ofSustainability, Environment, Water,Population and Communities(mandatory)

    Included in Zoning(mandatory)

    BCC (mandatory)

    BruneiDarussalam

     None Brunei Fire Code, and PBD12 (mandatory)

    Building Control Act (mandatory) Laws of Brunei’s Town and CountryPlanning (Development Control), and National Land Use Master Plan(mandatory)

    Various environmentalregulations and policies of theDepartment of EnvironmentParks and Recreations(mandatory)

    Brunei Standards:Site Safety Audit (8),Guidelines for SafetyOrganization (12),Site SafetyAssessment (11-2),and Guidelines onSafety onConstruction Site.(minimum)

    Canada Variousgovernmentagencies(minimum)

     NFC (mandatory) NBC (mandatory) Canadian Environmental ProtectionAct and other government related acts(mandatory)

    Included in Zoning(mandatory)

    CSA standards andHealth Canada’s

    workplace regulation(mandatory)

    Chile INN

    F.5.2 Safety inexecution of works- PersonalProtection

    INN

    F.5.1 Fire prevention

    F.2.3 Technical Drawing - Project presentations - Technical Specifications

    F.4.6 Sustainability F.5.2 Safety inexecution of works -Personal Protection

    People’s

    Republic ofChina

     No mandatory code

    or standards.

    There are several fire codes

    and mandatory standards:GB 50045-95 (design ofhigh rise buildings), GBJ16-2001(design of buildings), GB 50016-2006(design of building fire protection and prevention),GB 50067 -97 (design ofgarage and parking fire protection), GB 50038-2005(mandatory designspecification for civil airdefense — including fire protection), GB 50098-2009(engineering design for firesafety norm for civil air

    42 mandatory structural codes

    28 mandatory structural standards

    Codes are divided into loading, concrete,steel, brick and masonry, timber, rolledsteel, seismic, foundation, PRC, RCstructure for tall buildings, RC structurefor shell, mash concrete structure, FRCstructure, and RC solid.

    Extensive laws are enforced by the

    Ministry of Planning and EconomicAffairs, Department of DevelopmentPlanning of the Ministry of Scienceand Technology, and the Ministry ofHousing, and Urban-RuralDevelopment.

    All environmental laws and

    regulations are enforced anddeveloped by the Ministry ofEnvironment.

     No separate safety

    code or standard, allare incorporate intoother elements.

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    Economy Security Fire Structural Location, Siting, Zoning Environment Safety

    defense basement), GB50222 – 95 (fire preventiondesign of interiordecorations in buildings),GB 50261 (installation ofautomated fire extinguishingsystem).

    Building codes also havefire protection requirements.

    Hong Kong,ChinaSecurity Bureau’sManual for SecurityPersonnel ProvidingGuarding Servicesin Buildings(minimum)

    Codes of Practice forMinimum Fire ServiceInstallations and Equipmentand Inspection, Testing andMaintenance of Installationsand Equipment and FireServices DepartmentCircular Letters(Mandatory). BuildingsDepartment’s various

    regulations and codes, not asa specific document(Mandatory)

    Buildings Department’s various

    regulations and codes, not a specificdocument (Mandatory)

    Town Planning Ordinance andstatutory plans and master layout plans for comprehensive developmentschemes (mandatory)

    Environmental ordinances onair, noise and water pollutions, ozone layer, EIA,chemical control, and products. (Mandatory)

    OSHC guidelines onworkers safety

    Indonesia None SNI 03-1735-2000, SNI 03-1736-2000, SNI 03-1745-2000, SNI 03-1746-2000 (Mandatory)

    Included in National Regulation Law 28of 2002 and Regulation 36 of 2005(Mandatory)

    Zoning Law 26 of 2007 (mandatory) Regulations published byEnvironmental Agency(mandatory)

    Included in NationalRegulation Law 28of 2002 andRegulation 36 of2005 (mandatory)

    Japan None Fire Service Law(mandatory)

    Building Standards Law (in mandatoryBuilding Code)

    City Planning Law, EnvironmentalLaws and Standards (mandatory)

    Environmental Laws andStandards (mandatory)

    Included inmandatory Building

    Code

    Republic ofKorea

     None Included in Building Act(mandatory)

    Included in Building Act (mandatory),various standards provided by KCI,KSSC, KRISC, and KATS are alsomandatory (even though they’re

    standards)

    Most zoning laws are mandatory andmanaged by the Ministry ofEnvironment (mandatory)

    All environmental are lawsand mandatory. All lawsenforced by the Ministry ofEnvironment (mandatory)

    Special Act on theSafety Managementof Facility(mandatory)

    Malaysia None (or unclear) Circular and code in Malaylanguage (mandatory)

    ICS D Section, MS 416, MS 977, MSIEC 8124, MS 544, MS 1294, MS 1057,MS 229, MS 1933, MS 1195, MS 1226,MS 1553, MS 1314, MS 1490 etc.(included in Building Code andmandatory)

    10th Malaysia Plan, MalaysiaEconomic Planning Unit, Town andCountry Planning Act (mandatory butthe enforcement is depends onsituation)

    Environmental Quality Act1974-2011, Fisheries Act,Land Conservation Act, LocalGovernment Act, NationalForestry Act, National ParkAct, Protection of WildlifeAct, Radioactive SubstancesAct, Water Enactment Act,Sarawak Biodiversity Center

    Department ofOccupational Safetyand Health’s

    guidelines for publicsafety and health atconstruction sites,and code of practicefor safe working in aconfined space.

    http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001457http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001459http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001459http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001459http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=000912http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=000912http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=000912http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=000912http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001459http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001459http://www.pu.go.id/satminkal/balitbang/SNI/detail_sni.asp?gto=001457

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    Economy Security Fire Structural Location, Siting, Zoning Environment Safety

    Ordinance, SabahBiodiversity Enactment,Sarawak Natural Resourcesand Environment Ordinance,Sabah EnvironmentalProtection Enactment, SabahForest Enactment, SarawakForest Ordinance (mandatory)

    Occupational Safetyand Health Act 1994(mandatory)

    Mexico MCBC-CTN andlocalcodes/standardsordinances

    MCBC-CTN and localcodes/standards ordinances

    MCBC-CTN and local codes/standardsordinances

    MCBC-CTN and localcodes/standards ordinances

    MCBC-CTN and localcodes/standards ordinances

    MCBC-CTN andlocal codes/standardsordinances

     NewZealand

     None Building Code of NZ(mandatory)

    Building Code of NZ (mandatory) Urban Design Protocol, ResourceManagement Act, & Quality PlanningAct (mandatory)

    Included in Zoning(mandatory)

    Building Code of NZ, AS/NZS 4804,Health and Safety inEmployment Act1992, HazardousSubstances and NewOrganisms Act 1996(mandatory)

    Peru None None Title III.2 of RNE Estructuras (structures)E.010 (wood), E.020 (loads), E.030(seismic resistant design –  being revised),E.040 (glass), E.050 (soil and foundation

     –  being revised), E.060 (reinforcedconcrete), E.070 (masonry), E.080(adobe), E.090 (steel structures)

     None N/A N/A

    Philippines None National building code(NBC) covers fire resistivitydesign; National Fire Code(mandatory)

    Code in NBC (mandatory) National Planning Act or similar(mandatory)

    Embedded in PollutionControl Decree, and variousregulations (mandatory)

     None

    Singapore Prescribedguidelines bySingapore CivilDefense Force,Internal SecurityDept., Police Forceand BuildingControl Act (BCA)(minimum)

    SS CP 2, 10 & 19 (in BCA)(mandatory)

    BCA (mandatory) URA Master Plan (mandatory) NEA codes of practice:environmental health, pollution control, legionella bacteria, & piped drinkingwater sample (mandatory)

    SS CP 20, 45, & 79,98, 473, 506, 508,510, 531, 536, &537, MOM code of practice on heights,risk management(minimum)

    Chinese None Included in Building Act Building Act, and Seismic Design National Park Law, Urban RenewalAct, Urban Road Act, New Town

    Environmental laws are alsointegrated into zoning, like

    In Building Codes

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    Economy Security Fire Structural Location, Siting, Zoning Environment Safety

    Taipei (mandatory) Standards (mandatory) Development Act, Regulation onLand Use Control and Buildings in New Towns, Regional Planning Act(mandatory)

    waste water, waste disposal,carbon emissions, air pollution etc. All are managed by Environmental Department(mandatory)

    (mandatory)

    Thailand Unsure Fire requirement included inBuilding Control Act, andMinisterial Regulation onStructural Design(mandatory)

    Ministerial Regulation on StructuralDesign, Building Control Act (1979),Engineering Institute of ThailandStandards, IBC, and ACI 318 –  BuildingCode Requirements (All in Thai exceptACI 381) (mandatory)

    Ministerial regulation on open space, boundary and building interval(mandatory)

    Environment QualityPromotion and PreservationAct (mandatory)

     None

    UnitedStates

    Codes by GSA andDOD (Only forFederal)

    IFC, NFPA 1 (mandatory ifimplemented)

    IBC, NFPA 5000 (mandatory ifimplemented), ACI, ASI (minimum)

    IZC, IWUIC, EPA BrownfieldRecovery Act, EPA Smart Growth, NPDES, Dredge and Fill Activities,SuperFund, and various EPAregulations (mandatory); zoning isgenerally the responsibility of jurisdictions

    Analyzed with zoning as EPAenvironmental regulationsaffect zoning (EPAregulations mostlymandatory)

    Included in fire andsecurity (mandatory)

    Vietnam None Part of Vietnam BuildingCode (mandatory)

    Part of Vietnam Building Code(mandatory)

    Vietnam Building Code. Regionaland Urban Planning and RuralResidential Planning (mandatory)

     National technical regulationson effluents of natural rubber processing industry, onemission of health care solidwaste incinerators, on theallowable limits of heavymetals in the soils, on theeffluents of aquatic products processing industry, on pesticide residue in soils on

    hazardous waste thresholds,on industrial emissions ofinorganic substances anddusts, on emission of thermal power industry

    Dwellings and PublicBuildings -Occupational Healthand Safety, NationalTechnical Regulationon Noise, NationalTechnical Regulationon Vibration(mandatory)

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    Table 2

    Status of Green Building Codes in APEC Economies  

    Economy

    Green Code/Rating

    System

    Green Features in

    Mandatory Code

    Implementation

    Status Evolution

    Code is Part of

    National Building

    Code System

    Australia No code. Green Star is therating system.

     No Voluntary Green Building Council of Australia administers Green Star. Inputsand suggestions from stakeholders and general public areadministered by Green Star Review Committee. Standards areadopted from various Australian and Australia/New ZealandStandards, and the environmental acts and regulations of the

    Department of Sustainability, Environment, Water, Population andCommunities.

     No

    BruneiDarussalam

    Green Building Initiative Per website, may becomenational code

    Still at implementation stage Just started; no details provided. No

    Canada No code. BOMA BESt,BREEAM, CSA, LEED,EnerGuide, GreenGlobeare rating systems.

     No Mostly voluntary, however, NBC has included similarstandards in NBC

    LEED and BOMA BESt managed by their respective non-profitorganizations.

    Separate green buildingcode not on the radar but code has many ofgreen features.

    Chile No code. No N/A Development of different standards addressing sustainability issuesin the built environment is notes. Important efforts on EE.

     No.

    People’s

    Republic ofChina

    JGJ/T229-2010 (greendesign for civil buildings)

    Green features are inhundreds of codes.

    Mandatory. Not sure. Yes.

    Hong Kong,China

     No code. CEPAS andBEAM Plus are ratingsystems.

     No Voluntary at this time. CEPASis maintained by the BuildingsDepartment and BEAM is

     private and nonprofit

    CEPAS is maintained and managed by the Buildings Department. Itdoes not set a timeline for updates and is generally not enforced.BEAM Plus is maintained by the Green Building Council of Hong

    Kong. BEAM follows the concept of BREEAM closely but isimplemented like LEED.

     No

    Indonesia No code. GREENSHIP israting system.

     No Voluntary and run by privatesector

    Developed by private sector entirely. administered by Green BuildingCouncil of Indonesia.

     No

    Japan No code. CASEBEE isnationally accepted ratingsystem.

     No Voluntary and run by privatesector.

    Developed and administered by Japan Green Building Council. No

    Republic ofKorea

     No code.

    Green BuildingCertification System(GBCS) is mandatory andenforced. It is a ratingsystem.

    Most green standards andfeatures are in the BuildingAct. The GBCS ratingsystem somehow enforcesfeatures in the Act. Theminimum rating isconsidered mandatory.

    Enforced. Standards are partof the national building code.

    Enforced by the Building Act, and thus the Building PlanningDivision enforces the Act and GBCS. The Korean Agency forTechnology and Standards maintains and updates the GBCSstandards (they are also involved in NBC too).

    Green standards are butGBCS is not.

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    Economy

    Green Code/Rating

    System

    Green Features in

    Mandatory Code

    Implementation

    Status Evolution

    Code is Part of

    National Building

    Code System

    Malaysia No code, Currently exist1rating systems, the GreenBuilding Index non-government);Thegovernment underMinistry of Works(MOW) is in the midst ofdeveloping another green building assessmentsystem.

    Incentives provided byGreen TechnologyInitiatives

    GBI: Initial document checksand followed by on-siteverification; GreenTechnology Initiatives:

    GBI: Committee with members from industry, academia andgovernment. GBI is maintained by Malaysian Green BuildingConfederation (MGBC)

    Partially

    Mexico No code. Standards andstandards addresssustainability in the builtenvironment.

    The complementarytechnical standards of theMexico City BuildingCode address aspects ofsustainability (water andenergy efficiency).

    A national green code may bedeveloped.

     N.A Not at this time.

     New Zealand No code. Green Star of New Zealand is the ratingsystem

     No Voluntary Green Star is administered by Green Building Council of NewZealand.

     No

    Peru No code or rating system. No N/A N/A N/A

    Philippines No code, but governmenthas plans to develop one. No rating system.

     No N.A. N.A. N.A.

    Singapore The Green Mark ratingsystem is administeredlike a code. Some aspectsof the system areenforced.

    Part of the rating system ismandatory, even thoughGreen Mark is not a code.

    Enforced at minimum levelwith incentives.

    Green Mark is administered by the Building and ConstructionAuthority of Singapore. It has a separate department that maintainsand updates the requirements in the rating system. The samedepartment also enforces the rating system on all buildings in theeconomy (i.e. its enforced like a code, even though it’s a ratingsystem).

     No

    Chinese Taipei No mandatory code. TheGreen Building Promotion program promotes GreenBuilding Labels.

     No Developed by the Ministry ofInterior, and BuildingResearch Institute

    Building Promotion program provides the education and workshop onhow to implement green building standards (includes Green BuildingLabel), while the Ministry of Interior’s Building Departmentimplements the Label. Building Research Institute updates andmaintains the standards.

     No

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    Economy

    Green Code/Rating

    System

    Green Features in

    Mandatory Code

    Implementation

    Status Evolution

    Code is Part of

    National Building

    Code System

    Thailand No mandatory code.Rating system is the ThaiRating of Energy andEnvironmentalSustainability

     No. Launched in December 2012. Maintained by private sector, the Thai Rating of Energy andEnvironmental Sustainability

     No.

    United States IgCC and ASHRAE 189.1 Some green features arealso in model codes

    (energy and waterefficiency)

    5 states have adopted the IgCCstatewide as a compliance

     pathway for their greenrequirements, 3 other stateshave jurisdictions that haveadopted parts or all of theIgCC as their green code orcompliance path

    DoD uses parts of ASHRAE189.1, but not all.

    IgCC administered by International Code Council while ASHRAE189.1 administered by the American Society for Hea ting,

    Refrigeration, and Air-conditioning Engineers.

    Some green buildingfeatures are in model

    codes.

    Vietnam No code. Rating system isLOTUS, administered privately by VietnamGreen Building Council.

     No, even though energyconservation and indoor airquality might be in thenational code.

     Not yet released but will bethis year.

    Privately developed by the Vietnam Green Building Council. Yet to be launched.

     No.

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    Table 3

    Status of Mandatory Building Codes in APEC Economies 

    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Australia NationalConstructionCode (NCC),and comprising

    the BuildingCode ofAustralia(Volumes 1 and2), and thePlumbing Codeof Australia(Volume 3)

    Four levels:Objectives andFunctionalStatements

     providingguidance; andPerformanceRequirements andBuildingsSolutions(deemed-to-satisfysolutions andalternativesolutions) forcompliance.

    Mainly AS,AS/NZS and ISO,selectiveEuropean,

    American andBritish Standards

    Energy efficiency;Health and Amenity

    Water and energyefficiency relating to plumbing work andnew building workare included in the NCC.

    Green BuildingCouncil of Australiahas taken on the taskto develop green building ratingsystem in Australia

    Building Code of Australia isinvolved for all national code.Australian National Standardsdevelops standards for green

     buildings. Green BuildingCouncil develops green buildingrating system.

    Water and energy efficiencyare the only green featuresincluded in the NCC.

     NCC is developed as a model code bythe Australian Building Code Board(ABCB), Standards are developed andadministered predominantly by

    Standards Australia, BuildingRegulatory and Enforcement Power is aState and Territory responsibility,technical committee.

    Members are mainly from various tradeassociations, professionalorganizations, government, andscientific/research agencies.

    BruneiDarussalam

    Town andCountryPlanning(DevelopmentControl)

    Building

    Control Act

    All except low-rise

    Brunei Standards,ISO/IECStandards, andPBD

     None Green Building Initiative islaunched by the government andthe BCD seems to be anextremely important authority toimplement green features andgreen codes.

     None at this time. The Construction Planning andResearch Unit of the Ministry ofDevelopment is the main developer andenforcer. The unit also conductsinspections alongside a private sector“Qualified Person” and issues permits.

     No timeline to update codes.

    Canada NationalBuilding Codes

    Loading andstrengthrequirements, plushouse, small buildings, large buildings,complex buildings, andonsite seweragesystems

    Standards fromCanada and USAmainly: Such asCSA, UL,Canadian WoodCouncil etc.

    Indoor air quality,noise reduction,hazardous materialscontainment, view ofthe outdoors, waterand sewerage protection of buildings,conservation ofresources, water, andenergy, andenvironmentalintegrity

    Codes involving the CCC andCommission on Building andFire Codes must include thefeatures. For privately developedcodes, the codes and standardsorganizations have to includethemselves. Provincial andterritorial governments mayinclude green features in theircodes.

    Canada has many privatelydeveloped green building ratingsystems (these are not codes).

    Most green features have been in most mandatorycodes since 2000. More will be included in futureeditions.

    The Canadian Codes Center of the National Research Council of Canada publishes and maintains six nationalmodel construction codes on behalf ofthe Canadian Commission on Buildingand Fire Codes. The four codes relevantto this project include the NationalBuilding Code, the National Fire Code,the National Plumbing Code, and the National Energy Code. The CanadianCommission on Building and FireCodes is responsible for accepting,reviewing, amending and rejectingrequests for code change.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Chile National building code-General Law ofUrban PlanningandConstruction

    Housing andcommercial

    Mainly NormasChilenas INN

    Standards addressingaspects ofsustainability (energyefficiency)

    Energy efficiency and othersustainable aspects in the builtenvironment are incorporated inthe technical standards.

     N/A Code adoption is local through regionalsecretariat ministries. The Ministry ofHousing and Urban Developmentsupervises laws, regulations,administrative and technicalrequirements for construction andurbanization and interprets provisions

    of land zoning tools.

    People’s

    Republic ofChina

     NationalConstructionLaw leading todevelopment ofmany codes (45for structuresand hundreds of building codes)

    Building uses,height etc.

    Standards are notreferenced butincorporateddirectly into thedocuments

    Energy efficiency,water efficiency,waste management,lighting, light pollution have beenintegrated intoexisting codes.

    Centrally by the Ministry. N.A. See Table 4.

    Hong Kong,China

    BuildingOrdinance andBuildingsDept.’s codes

    of practice

    Building use BS, AS/NZS, JIS,AmericanStandards, EUstandards, Chinesestandards

     None Mostly government, but privatesector and professional orgshave been developing and promoting rating systems. Oneof the few economies where agovernment green rating systemruns hand in hand with a privately run rating system.

    Government green buildingrating has existed since2004, and the private ratingsystem since 2008.

    Enforced and administered by theBuildings Department. There are onlyfour divisions in the department.

    Indonesia Law 28, Law29, Regulation36, Regulation76, Land and building controlare integrated(mandatory)

    Building use National StandardsInstitute

    Environmental protection andrequirements areintegrated into Law29 (land planning)and thus are part ofthe buildingregulatory controlsystem

    At this time, no governmenteffort to develop green codesand standards. Private sector(Green Building Institute ofIndonesia) has a rating systemcalled GREENSHIP.

     N.A. Laws by the central government are passed by the parliament, and enforcedin all central government jurisdictions.The central government also passeslaws for regional governments, andassists them in developing codes, eventhough regional and local governmentstend to develop their own codes.Regional and local codes mostlycontain punishment and paymentinformation, rarely technicalinformation. The authority handling thelaw is the Building Department.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Japan BuildingStandard Law

    All buildingsexcept low-riseresidential

    AIJ standards,guidelines, andspecifications, andJCI guidelines,specifications andmanuals

    Indoor air quality The government introducesindoor air quality law andenergy efficiency into code.Light pollution andenvironmental impacts areenforced by other ministries.CASEBEE is maintained and

    administered by the privatesector.

    See CASEBEE history. Building Standard Law EnforcementOrder by the Minister of Land,Infrastructure, and transport, andordinances of municipal governments.Both laws are applicable throughoutJapan. The Japan Housing LoanCorporation and building officials

    designated by the Building StandardLaw enforce the law. Buildingengineers are also obligated to ensurecode compliance.

    Republic ofKorea

    Building Act

    EnforcementDecree of theFramework Acton theConstructionIndustry

    EnforcementDecree of theBuilding Act

    By building use Korean Standards Energy efficiency,energy saving,treatment ofrainwater, protectionof water quality,waste reuse andrecycling, and indoorair quality.

    With Canada has themost green featuresin regulations andcodes. The only othereconomy with a

    government greenrating system thatincludes all greenfeatures inregulations.

    By the Ministry of Land,Transport and Maritime’s task

    force or committee. TheBuilding Planning Division(BPD) will develop regulations.Most green features are in building regulations. BPD alsoruns a green rating system. Somemandatory green features incodes are also in the ratingsystem.

    Green features have beenincluded in the codes since2008 . They were introduced by BPD through research projects (mainly throughuniversities).

    The Building Act and amendmentsthereto are passed by the Congress andSenate for approval by the President.The Ministry of Land, Transport, andMaritime Affair’s Building Planning

    Division makes the Act implementableand establishes enforcement decrees.The Division also manages, updates,and enforces the Act throughout theentire economy. Each local governmentis required to enforce the code and toensure that local ordinances conform tothe Act.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Malaysia Street,Drainage andBuilding Act(1974);UniformBuildingBylaws (1984);

    Building(FederalTerritory ofKuala Lumpur)Bylaws 1985(mandatory),OccupationalSafety andHealth Act(1994), SolidWaste andPublicCleansingManagementAct 2007(Act672)

    Dept. ofStandardsMalaysia

    throughIndustryStandardsCommittee onBuilding,Constructionand CivilEngineering,ISC D hasdevelops 357MS where 20MS has beenmademandatory andreferred in theacts.

    Building use(excludes low-riseup to three stories)

    MalaysianStandards (MS),and otherstandards thatadopted fromUSA, Australia,Canada,

    Singapore, andJapan.

    Part of MalaysianStandards (MS) butexcluded from ISCD,, the Ministry ofWorks, CIDB GreenTechnologyInitiatives

    Code is controlled bygovernments and green featureshave to be introduced bygovernment.

    Rating system is privately run bythe Malaysian Green BuildingConfederation.

    Malaysia Standards (MS)recently developed a lot of greenstandards such as energyefficiency.

    Green Building tool firstdeveloped in Malaysia in2009 through engagementwith key stakeholders in theindustry.

    Malaysian Standard (MS) aredeveloped by Dept. of StandardsMalaysia but enforced by relevantdepartments under respective ministriese.g. Department of Local Governmentunder Ministry of Local Governmentand Housing, Department of

    Environment under MOSTI, EnergyCommission under KeTTHA andConstruction Industry DevelopmentBoard (CIDB) of the Ministry ofWorks. Standards are updated byIndustry Standards Committees (ISCs)and relevant ministries.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Mexico Most codedevelopment isfor MexicoCity, the capitaland largest city.Cities andmunicipalities

    of differentsizes and inregions withdistinct hazardshave codes butusually justadapt or simplycopy theMexico City building code(2004).

    All building types Mandatory normasoficiales

     Mexicanas (NOM)and normas

     Meicanas (NXM)which areavailable for

    voluntaryadoption.

    Green aspects areaddressed throughthe standards andstandards available inthe MCBC’scomplementarytechnical standards.

    A green code may be developed.Various standards and standardsaddress aspects of sustainability,especially energy efficiency.

     N.A Jurisdictional authorities enforce building code provisions. There arelocal systems for the enforcement ofgeneral building codes in place, withsome third party involvement throughauxiliary, nongovernmental entities thatconfirm compliance with building

    codes.

     NewZealand

    Building Codeof NZ

    Building use(excludes low-riseresidential)

    Mostly AS andAS/NZS, withsome European,American andBritish Standards

    Energy efficiency,hazardous wastes,waste treatment,indoor air quality,and noise pollution

    The building code has provisionsfor energy efficiency, hazardouswastes, waste treatment, indoorair quality, and noise pollution.These are inserted into the codes by the Building and HousingDepartment.

    Green Star New Zealand, a building rating system, ismaintained by the private GreenBuilding Council.

    Green features have been inthe codes since 2005through various acts by thecentral government. Thesefeatures are continuouslyupdated by the Building andHousing Department.

    Department of Building and Housingdevelops and enforces the code that istranslated from Building Control Act passed by the parliament. The BCAscheme requires that any territorialauthority or regional authority/councilthat carries out building consent,inspection and approval work be

    accredited (International Accreditation New Zealand) against the standards andcriteria in the Building (Accreditationof Building Consent Authorities)Regulations 2006. The council mustthen be registered by the Department ofBuilding and Housing against thestandards and criteria in the Building(Registration of Building ConsentAuthorities) Regulations 2007.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Peru NationalConstructionCode( Reglamento

     Nacional de

     Edificaciones)

    (RNE)

    Residential andcommercial

    Technicalstandards in theRNE aredeveloped and/orupdated by thevice ministries ofhousing and

    urbanization andof constructionand sanitation.Voluntarystandards aredeveloped byPeru's nationalinstitute for thedefense ofcompetition andthe protection ofintellectual property(INDECOPI)

    Standards addressingaspects ofsustainability, such asenergy efficiency.

     N/A Energy efficiency is animportant element of greenfeatures in the BuildingCode. There are plans toinclude more sustainablefeatures in National Code.

    The Ministry of Housing, Constructionand Sanitation approves and issues theRNE. As the national governing body,the Ministry is in charge of designing,regulating and implementing policy fornational housing, urban planning,construction and sanitation.

    Municipalities are responsible forenforcement and use municipaltechnical inspectors.

    Philippines NationalBuilding Codeof Philippines

    All building types but low-rise.

    ASTMInternational forConcrete, ACIStandards forConcrete,

    Philippines National Standards(PNS)

    APEC documentstates that energyefficiency is included but it is not found inactual code

    Government is planning tointroduce green building code.Some local governments haveordinances requiring greenfeatures in homes. Codes are not

    yet green.

    Bills still in Senate fordebate.

    The code is converted from act (passed by the Senate and House) and enforced by the Department of Public Works,Transportation and Communication.All municipalities with an income of

    more than Peso 2.99 million mustcomply with the code. Enforcement isconducted by local municipalities, withlow income municipalities assisted bythe government.

    Singapore BuildingControl Act

    Building use(residential low-rise, privateresidential high-rise, publicresidential (allhigh-rise),commercial,industrial, andothers

    BS, AS/NZS, JIS,AmericanStandards, EUstandards, Chinesestandards

    Most green buildingfeatures if youconsider the use ofgreen building ratingsystem is nowmandatory.

    Ministry of NationalDevelopment will be responsiblefor green plans, and the BCAfor regulations and standards.BCA may also opt to useSingapore Standards.

    BCA administers Green Mark,the rating system.

    Green Mark has been aroundsince 2004, and has beenupdated five times. It is aquasi-regulation, since it ismandated at the minimumrating, but higher rating isnot required.,

    Building Control Act passed by parliament is passed to Ministry of National Development and madeimplementable by the Building andConstruction Authority (BCA). Onlythe BCA drafts and enforces the law.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    ChineseTaipei

    Building Act

    ConstructionIndustry Act

    By building use Chinese NationalStandards

    Building energyefficiency, greenoutdoor space, pollution reduction,and use ofenvironmentallyfriendly products

    The Ministry of the Interior andCPA decide to include greenfeatures in code. Only energyefficiency has been included inthe regulations.

    The green rating system isowned and operated by theMinistry of the Interior throughthe Building Research Institute.

     N.A. Acts are passed by Congress andSenate for approval by the President. toThe Construction and Planning Agencyof the Ministry of Interior then makes itimplementable. The agency alsomanages, updates, and enforces theAct. Municipalities enforce the Central

    Administration Act.

    Thailand BuildingControl Act

    BuildingInspectionRegulation

    EnergyPromotion Act

    Building use andsize

    ThailandStandards Instituteand relevantstandards ofASTMInternational,Uniform BuildingCode, AmericanConcrete Institute,and standardinstitutions aroundthe world.

    Energy efficiency Energy efficiency is mandatoryand part there is a mandatoryenergy efficiency code.Regulations are the soleresponsibility of the Departmentof Public Works, the CityPlanning Building ControlBureau. Thus any green featuresmust be introduced by thegovernment.

    Thai Green Building Institute(private), launched Thai Ratingof Energy and EnvironmentalSustainability (TREE) in 2012.

     Not much informationavailable at this time.

    Acts of the Federal government are passed to ministries, which make themimplementable. The Building ControlAct (1979) and the Building InspectionRegulation are administered by theMinistry of Interiors’ Department of

    Public Works and by the Town andCity Planning’s Building Control

    Bureau. The Act is only enforced in theBangkok Metropolitan Area anddistricts under the Thailand ProvisionalAuthority. Other provinces implementand enforce their own codes.

    UnitedStates

    IBCC or anylocal codes

    Building use Over 200 codesand standards

    developingorganizations

    Energy efficiency Codes and standards developingorganization, and jurisdictions

    that enforce codes.

    Depends on the codes andstandards developing

    organization.

    There is no national building code.Responsibility for development,

    management, and enforcement of building codes resides with authoritiesin individual jurisdictions, includingstates, counties, and cities. In each jurisdiction, a building code becomesmandatory only when formally enacted by authorities, via laws, ordinances,regulations, or administrative orders.Building code adoption and enactment processes vary widely among jurisdictions.

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    Economy Code

    Buildings

    Covered

    Reference

    Standards

    Green FeaturesAdoption, Evolution,

    Enforcement

    (Details in Table 4) Coverage Actors

    Development

    Timeline

    Vietnam VietnamBuilding Code

    Building use VietnamStandards, andnational/localtechnical standardsare issued by theVietnam Standardsand Quality

    Institute(Directorate forStandards,Metrology andQuality(STAMEQ).InternationalStandards andcodes are alsoreferenced.

    Energy efficiency Government as the only green building rating system will beintroduced by the government.Most decisions are by the MOCand other ministries.

    Green building rating systemis relatively new and has notgone online.

    The Central Government developsregulations through the Ministry ofConstruction using construction controldecrees. The Ministry works with otherministries as permits also requirecompliance with the regulations ofthose ministries. Provincial People’s

    Committees enforce regulations. Thecommittees engage building officials,issue building permits, and developregional technical regulations.

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    Table 4

     Regulatory Frameworks in APEC Economies 

    National Code

    Development

    Enforcement of

    National Codes Status of Criteria

    Roles of Public/Private

    Sector

    Actors in

    Development Comments

    Australia

     NCC Series (NCC), comprisingthe Building Code of Australiaand the Plumbing Code ofAustralia, is developed and

    maintained by AustralianBuilding Codes Board (ABCB)on behalf of AustralianGovernment and State andTerritorial Governments — theBuilding Ministers’ Forum(BMF). The NCC is updatedevery year.

    States and Territory Governmentshave constitutional authority toregulate for buildings and have thecapacity to introduce variations to the

     NCC. The NCC, as model code, isreferenced in State/Territory buildinglaw.

     NCC compliance is a State andTerritory Government responsibilityand is outside the remit of the ABCBand NCC. Ministerial oversight ofthe ABCB and NCC is by the BMFvia a non- binding IntergovernmentalAgreement (IGA). The IGA providesthe strategic and operationalframework under which the ABCBmanages development of the NCC.

    Performance –  based code, whichreferences standards as ‘deemed-to-satisfy’ building solutions. 

    All 3 levels of government andindustry are represented on theBoard of the ABCB. The privatesector also contributes to the

    development by participating intechnical committees and through public consultation processes.Standards Australia (SA), a private entity, develops andmaintains standards; however, the NCC makes provision forreferencing non-SA referencedstandards.

    Commonwealth, State andTerritory Governments, industryand special interest stakeholdergroups.

    Brunei Darussalam

    Parliament passed BuildingControl Act, while BuildingControl Division (BCD) converts

    it into implementable document,and enforces it. The code is solelythe responsibility of the BuildingControl Division.

    BCD, through a “Qualified Person”(an architect or engineer). Centrallymanaged by BCD, with one section

    updating Act and the other enforcingit.

    Mostly prescriptive, but some citedstandards (structural and fire) are performance. Outcome base are also

    included in the Act for fire andstructural.

    BCD develops and coordinatesmost development works. Privatesector participates in development

    of act and standards. BruneiStandards is a governmentagency, and the private sector isinvolved in developing standards.

    BCD and private sector.

    A very small economy soeverything is centrally planned.Constitutional monarchy means therole of government is significant.

    Canada

    Canada’s constitution states that

    fire safety and plumbingregulations are the responsibilityof provincial and territorialgovernments. Canadian CodesCenter (CCC) (government)maintains six nationalconstruction codes. CanadianCommission on Building and Firecodes is also responsible for

    Provincial governments enforcecode, and though not required toadopt the national codes, most do.

    Mostly prescriptive, but some citedstandards make the codes performanceand outcome-based (especiallystructural).

    Mandatory codes are maintained by CCC and Commission onBuilding and Fire Codes; the private sector is involved inupdating. These codes referencestandards from 200+ codes andstandards agencies in Canada,United States, Europe and Japan.These standards are mostlydeveloped by private

    Commission on Building and Firecodes, and CCC. Federalgovernment passes bills and theseagencies convert bills into codes.

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    National Code

    Development

    Enforcement of

    National Codes Status of Criteria

    Roles of Public/Private

    Sector

    Actors in

    Development Comments

    municipalities develop their ownas well. Most municipal codesfocus on financial information(fees). The Ministry of Industry,Ministry of Public Works, andTransportation develop codes for buildings and infrastructure.

    of the central government.Municipalities enforce their owncodes. Acts are enforced by Ministryof Industry, Ministry of PublicWorks, and Transportation throughthe Public Works Departments, andmunicipalities enforce their owncodes.

    Standards (SNI) are maintained by a government agency, the National Standards Institute. Verylittle information on whetherstandards development involvesthe private sector.

    Transportation, Public WorksDepartment, and municipalities.

    Japan

    Minister of Land, Infrastructure,and Transport develops andenforce laws. Ordinances ofmunicipal governments arerequired to conform with thecentral government laws.

    Laws are enforced by municipalgovernments.

    Cannot comment as many are inJapanese.

    Ministry of Land, Infrastructureand Transport (through buildingand infrastructure controldepartment) develops andadministers codes, Quasi-government standards agenciesAIJ and JCI rely on the privatesector to develop standards.

    Ministry of Land, Infrastructureand Transport, the government, and private sectors.

     N.A.

    Republic of Korea

    The Building Planning Division(BPD) develops and administersregulations.

    BPD requires municipalgovernments to align localregulations with national ones.Municipal and local governmentsenforce codes. All codes are similar.

    Mostly prescriptive; structural,energy, and fire are performance andoutcome based.

    BPD is the only authority todevelop national regulations.

    Korean Standards are developed by the Korean Agency forTechnology and Standards, agovernment agency. Allapplicable foreign standards areconverted into Korean Standards.

    BPD and the private sector.Universities are also heavilyinvolved, perhaps the mostinvolved of all the APECeconomies.

    Malaysia

    The Department of LocalGovernment under Ministry ofHousing and Local Governmentdevelop and administer buildinglaws and/or regulations but areenforced by the respective localcouncils or municipals at the statelevels, except Sabah and Sarawak.

    Federal government enforcesregulations in its own territory. Statesand territories enforce their ownregulations. Local municipals mayalso develop and enforce their ownregulations.

    Mostly prescriptive, while structuraland other standards are performanceand outcome based.

    .Each state, territory, ormunicipality enforces its ownregulations. Malaysian Standardsis administered by a quasi-government agency., Malaysiarelies on relevant standardsdeveloped outside of Malaysia.

    Federal government; stategovernment and local Authority.

    Mexico

    Most code in Mexico was madefor Mexico City. Cities andmunicipalities simply adapt or

    Enforcement is local. States and jurisdictions enforce own regulations.They may also develop their own

    Language is evolving to be performance based.

    Government, academia, privatesector and other stakeholderswork together to develop

    Process coordinated by academicsand practitioners aimed directly at

    Ministry ofSocialDevelopment

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    National Code

    Development

    Enforcement of

    National Codes Status of Criteria

    Roles of Public/Private

    Sector

    Actors in

    Development Comments

     just copy the Mexico CityBuilding Code (MCBC).

    regulations. A private sector/third party helps ensure compliance.

    standards and standards. updating the code. has tried tocoordinatemodel codes.Progress has been limited.

    New Zealand

    Building and Housing

    Department maintains andadministers NZ national buildingcode. Code closely follows theBuilding Act.

    Building Control Authority (BCA)

    accredits and registers enforcers of building codes. Enforcers can either be a building control department of amunicipal government or a privatecompany appointed by the same.Code is enforced by localgovernment. The building controldepartment and personnel enforcingthe code has to be accredited byBCA.

    Mostly prescriptive, while structural

    and other standards are performanceand outcome based.

    Central government is to develop

    the Act, and the Building andHousing Department converts itinto code.

     New Zealand Standards areadministered by a quasi-government org. Also reliesheavily on standards fromAustralia and Britain. Privatesector is heavily involved in thestandards development andupdating.

    Building and Housing Department. Very close

    relationship between NewZealand andAustralia, but NZ is aheadof Australia inintegratinggreen featuresinto codes.

    Peru

    The Ministry of Housing,Construction and Sanitationapproves and issues theReglamento Nacional deEdificaciones (RNE). It designs,regulates and implements policyfor national housing, urban planning, construction andsanitation.

    The Ministry of Housing andSanitation is responsible for codeadministration, which is enforcedthrough municipalities.Municipalities enforce code.

    Mainly prescriptive. Government is involvedthroughout code development andenforcement. Private sectorcontributes to developmentthrough standards developmentcommittees (voluntary ormandatory).

    Public sector (ministries, regulatoryorganizations, municipalities, etc).Private sector (constructioncompanies, manufacturers, etc) aswell as the academia, and theProfessional schools (e.g., Schoolof Engineers and School ofArchitects).

    Philippines

    Department of Public Works,Transportation andCommunication develops,maintains, reviews, and updatescodes.

    Municipalities enforce codes. TheDepartment of Public Works,Transportation and Communicationassists low income municipalitieswith enforcement. Wealthiermunicipalities must adopt the codes,while poor ones may not.

    Mainly prescriptive; standards are performance based, and guidelinesoutcome based.

    Government, through theDepartment of Public Works,maintains codes. Philippines National Standards (PNS) ismaintained by the government.The private sector is involved inPNS development and revision.

    Department of Public Works,municipalities’ building controldepartments, and private sectors.

    Singapore

    The Building and ConstructionAuthority (BCA) maintains the

    BCA enforces the Act. Mostly prescriptive with structural,energy, and fire are performance and

    BCA develops regulations and BCA, with assistance from the twolocal universities and external

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    National Code

    Development

    Enforcement of

    National Codes Status of Criteria

    Roles of Public/Private

    Sector

    Actors in

    Development Comments

    Building Control Act. outcome based. acts.

    Spring Singapore, maintainsSingapore Standards. Privatesector is heavily involved indeveloping standards.

    BCA also develops standards andguidelines while Singapore relieson relevants standards from other

    sources.

    consultants.

    Chinese Taipei

    The Construction and PlanningAgency (CPA) of the Ministry ofthe Interior develops andadministers the Building Act.

    Municipal and local governments arerequired to enforce the Act. CPA isnot an enforcement agency for theAct but for municipal and localgovernments.

    Mostly prescriptive with structural,energy, and fire are performance andoutcome based.

    CPA develops all acts. Privatesector is very involved as are theuniversities.

     National standards areadministered by the Bureau ofStandards, Metrology, andInspection. Private sectorinvolvement is prominent.

    CPA and the Bureau of Standards,Metrology, and Inspection. Privatesector and universities are heavilyinvolved.

    Thailand

    The Ministry of Interior’sDepartment of Public Works, andthe City Planning BuildingControl Bureau develop andadminister the Building ControlAct. Several ministries are also

    involved in drafting anddevelopment.

    Mandatory regulations are onlyenforced in MetropolitanMunicipality, and the districts underthe Thailand Provisional Authority.Municipal governments may developregulations and acts, but most adopt

    the mandatory regulations of theDepartment of Public Works.

    Mostly prescriptive with structural,energy, and fire being performanceand outcome based.

    See first column.

    Thailand Standards Institute is agovernment agency that developsand maintains Thai Standards.Private sector is involved.

    See first column.

    United States

    Private sector codes and standardsdeveloping orgs develop code.Enforceable codes by local jurisdictions, GSA, and DoD.

    Local jurisdictions enforce localcodes. GSA and DoD enforce theircodes.

    Prescriptive mainly, with performanceand outcome basis for standards.

    The US “bottom up” approach provides local jurisdictionsmechanisms to develop codes forenactment. This approach requiresengaging stakeholders indeveloping model codes andvoluntary standards for standardsreferenced in model codes.

    Private and public sector codes andstandards developing organizations,local building control/dept.officials, and private sector professionals.

    Vietnam

    Ministry of Construction (MOC) MOC ensures that codes are applied Mainly prescriptive, and cite Central government enacts laws; MOC and other ministries and the

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    National Code

    Development

    Enforcement of

    National Codes Status of Criteria

    Roles of Public/Private

    Sector

    Actors in

    Development Comments

    administers development of building codes.

    uniformly. Provincial People’sCommitt