Shareholding Pattern as per Regulation 31(1)(b) of the SEBI (Listing Obligations and Disclosure Requirements)

Regulations, 2015 for the quarter ended 31st December, 2018

1 Name of Listed Entity: Alembic Pharmaceuticals Limited 2 Scrip Code/Name of Scrip/Class of Security: BSE: 533573 NSE: APLLTD 3 Share Holding Pattern Filed under: Reg. 31(1)(a}/Reg. 31(1)(b)/Reg.31(l}(c}

a. If under 31(1}(b) then indicate the report for Quarter ending: 31st December, 2018 b. If under 31(1}(c) then indicate date of allotment/extinguishment: NA

4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Particulars Yes* No*

1 Whether the Listed Entity has issued any partly paid up shares? No

2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No

3 Whether the Listed Entity has any shares against which depository receipts are issued? No

4 Whether the Listed Entity has any shares in locked-in? No

5 Whether any shares held by promoters are pledge or otherwise encumbered? No

*If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities.

5 The tabular format for disclosure of holding of specified securities is as follows:-

Table I - Summary Statement holding of specified securities

Category Category of shareholder Number No. ollully No.of No. of Total nos. Share hold Number of Voting Rights held In each class of No.of Shareholdl Number of locked In Number of Shares pledged Number of

of paid up equity Partly shares shares held Ing as a% securities Shares ng,asa% shares or otherwise encumbered equity shares

sharehold shares held paid-up underlyln of total Underlying assuming held In

ers equity g no. of No of Voting Rights Total as a Outstandln full No.(a) Asa%of No.(a) Asa%of de materialise

shares Depositor shares % of g conversion total total dform

held y Receipts (calculate (A+B+C) convertible of Shares Shares ,. d as per securities convertibl held(bl held(bl

SCRR, Class eg: X Class eg: y Total (Including e 19S7) Warrant~) securities (

as a percentage of diluted

share capital)

(I) (II) (Ill) (IV) (VJ (VI) (VII)= (VIII) (IX) (XI (XI)= (XII) (XIII) (XIV)

(IV)+(V)+ (VI) Asa%of (Vll)+(X)As (A+B+C2) a% of

{A+B+C2)

(A) Promoter & Promoter Group 20 137549073 0 0 137549073 72.9642 137549073 0 137549073 72.9642 0 72.9642 0 0.0000 0 0.0000 137549073

(BJ Public 42061 50966841 ,0 0 50966841 27.0358 50966841 0 50966841' , 27.0358 0 27.0358 0 0.0000 0 ·0.0000 48647050

(CJ Non Promoter - Non Public 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

(Cl) Shares Underlvln• DRs 0 0 0 0 0 0.0000 0 0 0 0.0000 . 0 0.0000 0 0.0000 0 0.0000 0

(C2) Shares Held By Employee Trust 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Total 42081 188515914 0 0 188515914 100.0000 188515914 0 188515914 100.0000 0 100.0000 0 0.0000 0 0.0000 186196123

·.~ .... ~ • .,,.;.._, ... ~ ....... , ,.1 ...... ,'

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group ,

- - category & Name of PAN Nos. of · No. offuUy Partly No.of Total nos. Sharehold Number of Voting Rights held In each dass of No. of Shareholdln Number of Locked In Number of Shares Number of

shareholders sharehold paid up equity paid-up shares shares held Ing as% securities Shares g,asa% shares pledged or otherwise equity shares

ers shares held equity underlyln (calculate Underlying assuming encumbered held In

shares g dasper No of Voting Rights Total as a OUtstandln full No.(a) Asa%of No. (a) Asa%of dematerlallse

held Depositor SCRR, %of Total g conversion total total dforrn

yRecelpts 1957) Voting convertible of Shares Shares securities convertible held(b)

Oasseg: X Oass eg: Total Rights (including securities (

held(b)

y Warrants) as a

percentage of dlluted share capital)

(I) (II) (111) (IV) (V) (VI) (Vii)= (VIII) (IX) (X) (XI)= (XII) (XIII) (XIV)

(IV)+(V)+ (VI) Asa%of (Vll)+(X) As

(A+&+C2) a%of (A+&+Cl)

1 Indian (a) Individuals/ Hindu Undivided 8 9663975 0 0 9663975 5.1263 9663975 0 9663975 5.1263 0 5.1263 0 0.0000 0 0.0000 9663975

Famllv Chiravu Ramanbhai Amin ABMPA5729P 1• 4521465 0 0 4521465 2.3985 4521465 0 4521465 2.3985 0 2.3985 0 0.0000 0 0.0000 4521465

Malika Chiravu Amin ABMPA5730G 1 3005730 0 0 3005730 1.5944 3005730 0 3005730 1.5944 0 1.5944 0 0.0000 0 0.0000 3005730

Pranav Chiravu Amin ABMPA5731H 1 1009800 0 0 1009800 0.5357 1009800 0 1009800 0.5357 0 0.5357 0 0.0000 0 0.0000 1009800

Shaunak Chiravu Amin ABJPA6783G 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.5342 0 0.0000 0 0.0000 1006980

lnaava Shaunak Amin BHYPA9184K 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0159 0 0.0000 0 0.0000 30000

Naintara Shaunak Amin ARXPA0076E 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0159 0 0.0000 0 0.0000 30000

Ranvlr Pranav Amin APDPA2105A 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0159 0 0.0000 0 0.0000 30000

Samira Pranav Amin AIPPA9819C 1 30000 0 0 30000 0.0159 30000 0 30000 0.0159 0 0.0159 0 0.0000 0 0.0000 30000

(b) Central Government/ State 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Governmentfsl (cl Financial Institutions/ Banks 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

(di Anv Other !Soecllvl Bodies Coroorate 4 125577818 0 0 125577818 66.6139 125577818 0 125577818 66.6139 0 66.6139 0 0.0000 0 0.0000 125577818

Alembic Limited AABCA7950P 1 55541528 0 0 55541528 29.4625 55541528 0 55541528 29.4625 0 29.4625 0 0.0000 0 0.0000 55541528

Shreno Ltd AABCA7953Q 1 20698780 0 0 20698780 10.9799 20698780 0 20698780 10.9799 0 10.9799 0 0.0000 0 0.0000 20698780

Niravu Pvt Limited AAACN7427K l 49336655 0 0 49336655 26.1711 49336655 0 49336655 26.1711 0 26.1711 0 0.0000 0 0.0000 49336655

Paushak Limited AAACD5006G 1 855 0 0 855 0.0005 855 0 855 0.0005 0 0.0005 0 0.0000 0 0.0000 855

Trusts 6 1299400 0 0 1299400 0.6893 1299400 0 1299400 0.6893 0 0.6893 0 0.0000 0 0.0000 1299400

VidvanldhJ Trust AAATV1633L 1 809550 0 0 809550 0.4294 809550 0 809550 0.4294 0 0.4294 0 0.0000 0 0.0000 809550

Arosvavardhtnl Societv AAATA2302D 1 280950 0 0 280950 0.1490 280950 0 280950 0.1490 0 0.1490 0 0.0000 0 0.0000 280950

Utkarsh VJdyakendra AAATU0282C 1 146250 0 0 146250 0.0776 146250 0 146250 0.0776 0 0.0776 0 0.0000 0 0.0000 146250

Uiiwal Vidvalava AAATU1113G. 1 62250 0 0 62250 0.0330 62250 0 62250 0.0330 0 0.0330 0 0.0000 0 0.0000 62250

Laburnum Familv Trust" AABAL2508C l 200 0 0 200 0.0001 200 0 200 0.0001 0 0.0001 0 0.0000 0 0.0000 200

Vlrsad Familv Trust" AACAV4176B l 200 0 0 200 0.0001 200 0 200 0.0001 0 0.0001 0 0.0000 0 0.0000 200

Limited Llabllitv Partnershln 1 900 0 0 900 0.0005 900 0 900 0.0005 0 0.0005 0 0.0000 0 0.0000 900

Viramva Packllaht LLP AAOFV5056H 1 900 0 0 900 0.0005 900 0 900 0.0005 0 0.0005 0 0.0000 0 0.0000 900

Sub Total lAllll 19 136542093 0 0 136542093 72.4300 136542093 0 136542093 72.4300 0 72.4300 0 0.0000 0 0.0000 136542093

2' Forehm (a) Individuals (Non-Resident 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.5342 0 0.0000 0 0.0000 1006980

Individuals/ Foreign Individuals)

Udit Chiravu Amin ACKPA4056E l 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.5342 0 0.0000 0 0.0000 1006980

lb) Government 0 0 0 0 0 0.0000 0' 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

lcl Institutions 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

ldl Forel2n Portfolio Investor 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

!el Anv Other 1Soeclfvl 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Sub Total (All2l 1 1006980 0 0 1006980 0.5342 1006980 0 1006980 0.5342 0 0.5342 0 0.0000 0 0.0000 1006980

Tota l Sha rehol ding Of Promoter 20 137549073 0 0 137549073 72.9642 137549073 0 137549073 72.9642 0 72.9642 0 0.0000 0 0.0000 137549073

And Promoter Group (A)= irAH1l+IAll2l

•10,73,lSO·Equity Shares held In the name of O,irayu Ramanbhai Amin In representative capacity of Karta of 0,lrayu Ramanbl,ai Amin HUF. "Equity Shares held In the name of the Trustees on behalf of the Trust.

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, ootstandlng shares held In demat/undaimed suspense account, voting rights which are frozen etc.: N.A.

Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assi gned under regulation 28(3) of 5EBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

!~· .-, ~ , ~· -~-:-"'"-.' .-v•. ,-, ,..,.,,;,

Table Ill - Statement showing shareholding pattern of the Public Shareholder

Cat egOf'( & Name of PAN Nos. of No. offullv Partly No.of Total nos. Sharehold Number of Voting Rights held In each dass No.of Shareholding Number of Lod<ed In Number of Shares pledged Number of shareholders sharehold paid up equity paid-up shares shares held Ing% of securities Shares ,as a% shares or othe rwise encumbe red equity shares

ers shares held equity underiyln (calculate Underiylng assuming full held in shares g d as per No of Voting Rights Total as a Outstandin conversion of No. (a) Asa%of No.(a) Asa%of dematerialise held Depositor SCllll. %of Total g convertible total total dform

V Receipts 1957) Voting conve rtible securities ( Shares Shares Rights securities asa held(b) held(b)

OassX aassv Total (indudlng (Equity

percentage Warrants) of diluted

Shares) share capital)

(1) (II) (Ill) (IV) (V) (VI) (VII)= (VIII) (IX) (X) (Xl)=(Vll)+(X) (XII) (Xiii) (XIV)

(IV)+(V)+ (VI) Asa%of Asa%of (A+&+CZ) (A+B+Q)

1 Institutions lai Mutual Fund 10 9808466 0 0 9808466 5.2030 9808466 0 9808466 5.2030 0 5.2030 0 0.0000 0 0.0000 9808466

ICICI Prudential Mutual Fund AAAAl0038F 1 6383983 0 0 6383983 3.3864 6383983 0 6383983 3.3864 0 3.3864 0 0.0000 0 0.0000 6383983 lb) Venture Cacltal Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 le) Alternate Investment Funds 1 71621 0 0 71621 0.0380 71621 0 71621 0.0380 0 0.0380 0 0.0000 0 0.0000 71621 (d) Foreign Venture Capital 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

Investors le) Forelan Portfolio Investor 85 17671849 0 0 17671849 9.3742 17671849 0 17671849 9.3742 0 9.3742 0 0.0000 0 0.0000 17671849

Elara India Opportunities Fund AA8CE6307N 1 2333790 2333790 1.2380 2333790 0 2333790 1.2380 0 1.2380 0 0.0000 0 0.0000 2333790

limited Matthews India Fund AA8TM6157F 1 4147557 0 0 4147557 2.2001 4147557 0 4147557 2.2001 0 2.2001 0 0.0000 0 0.0000 4147557 Cresta Fund limited AADCC2634A 1 2547710 0 0 2547710 1.3515 2547710 0 2547710 1.3515 0 1.3515 0 0.0000 0 0.0000 2547710

lfl Financial Institutions/ Banks 11 813737 0 0 813737 0.4317 813737 0 813737 0.4317 0 0.4317 0 0.0000 0 0.0000 798637

lei Insurance Comoanles 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 lh) Provident Funds/ Pension Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Iii Anv Other l5oecilvl 1 3250 0 0 3250 0.0017 3250 0 3250 0.0017 0 0.0017 0 0.0000 0 0.0000 3250

Foreilm Bank 1 3250 0 0 3250 0.0017 3250 0 3250 0.0017 0 0.0017 0 0.0000 0 0.0000 3250 Sub Total IB1111 108 28368923 0 0 2836B923 15.0486 28368923 0 2B368923 15.0486 0 15.0486 0 0.0000 0.0000 0.0000 28353823

2 Central Government/ State Govemment(s)/ President of India Sub Total 1Bll21 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

3 Non-Institutions lal Individuals

I. individual shareholders 39868 1427851S 0 0 14278515 7.5742 14278515 0 14278515 7.5742 0 7.5742 0 0.0000 0 0.0000 11988849 holding nominal share capital up to Rs. 2 lakhs. II. individual shareholders 12 4520380 0 0 • 4520380 2.3979 4520380 0 4520380 2.3979 0 2.3979 0 0.0000 0 0.0000 4520380 ~ding nominal share capital In excess of Rs. 2 lakhs.

lbl NBFCs resrlstered with RBI 5 2836 0 0 2836 0.0015 2836 0 2836 0.0015 0 0.0015 0 0.0000 0 0.0000 2836 {cl Emolovee Trusts 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (d) Overseas Depositories(holdlng 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

DRs) (balancing flgure) - ~~MACt//

!el Anv Other {Soecifvl 2068 3796187 0 0 3796187 -2.0137 3796187 0 3796187 2.0137 0 2.0137 0 0.0000 0 0.0000 3781162 Trusts 3 9000 0 0 9000 0.0048 9000 0 9000 0.0048 0 0.0048 0 0.0000 0 0.0000 6150 ~ ~ Hindu Undivided Familv 718 442850 0 0 442850 0.2349 442850 0 442850 0.2349 0 0.2349 0 0.0000 0 0.0000 442850

I".) VADODARA c; l cP 390003. I; ~ " )v e .~\, -

Non Resident Indians (Non 341 3000 73 0 0 300073 0.1592 3000 73 0 3000 73 0.1592 0 0.1592 0 0.0000 0 0.0000 298398

Reoatl Non Resident Indians (Renat\ 560 170953 0 0 170953 0.0907 170953 0 170953 0.0907 0 0.0907 0 0.0000 0 0.0000 170953

Foreign Portfolio Investor 1 100 0 0 100 0.0001 100 0 100 0.0001 0 0.0001 0 0.0000 0 0.0000 100

Individual\ Unclaimed Susoense Account 1 178173 0 0 178173 0.0945 178173 0 178173 0.0945 0 0.0945 0 0.0000 0 0.0000 178173

IEPF 1 1011586 0 0 1011586 0.5366 1011586 0 1011586 0.5366 o, 0.5366 0 0.0000 0 0.0000 1011586

Clearlnz Member 119 64139 0 0 64139 0.0340 64139 0 64139 0.0340 0 0.0340 0 0.0000 0 0.0000 64139

Bodies Coroorate 324 1619313 0 0 1619313 0.8590 1619313 0 1619313 0.8590 0 0.8590 0 0.0000 0 0.0000 1608813

Sub Total IB113l 41953 22597918 0 0 22597918 11.9873 22597918 0 22597918 11.9873 0 11.9873 0 0.0000 0 0.0000 20293227

Tota l Public Sha reholding (Bl= 42061 5096684 1 0 0 5096684 1 27.0358 5096684 1 0 5096684 1 27.0358 0 27.0358 0 0.0000 0 0.0000 48647050

I fBlf11+1Blf2l+IB1f3l

Details of the shar eholders acting as persons In Conc ert Including the ir Sha reholding (No. and%) details such as numbe r of shareholders, outst anding shares held In demat/ undalmed suspe nse account, voti ng rights which are frozen etc. Details of Shares which remain unclaimed mav be elven here alon£ 'Nlth

Numbe r of Outstanding Shares In unclaimed Voting Rights whi ch are Sha reholders suspense account frozen

1• 178173 178173 'As on 31st Decembe r, 2018, there were 365 Equity Sha reholders whose Equity Sha res were lying In Unclaimed Suspe nse Account. Note: (1) PAN wou ld not be displayed on website of Stock Exchange(s). (2) The above format need s to be disclosed along with the name of following person s:lnstltut lons/Non lnst lMlons holding mor e than 1% of total numbe r of shares. (3) W.r.t. the Informati on pertaining to Deposi tory Receipts , the same may be disclosed In the respective columns to the extent Informat ion available and the balance to be disclosed as held by cust odian.

f\6"~'.,... ..... :._.. .... .,~···"'···~, ,.,., ...... ,

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public Shareholder

Category & Name of PAN Nos.of No. of fully Partly No. of shares Total nos. Shareholdl Number of Voting Rights held in each dass No.of Shareholdln Number of Locked In Number of Shares Number of

shareholders sharehold paid up equity paid-up underlying shares held ng% of securities Shares g,asa% shares pledged or otherwise equity shares ers shares held equity Depository (calculate Underlying assuming encumbered held in

shares Receipts d asper No of Voting Rights Total as a Outstandln full No. (a) Asa%of No.(a) Asa%of dematerfallse

held SCRR, % of Total g conversion total total· dform 1957) Voting convertible of Shares Shares

Rights) securities convertible held(bl held(bl OassX OassY Total (indudlng securities ( Warrants) asa

percentage of diluted

share capital)

(II (Ill (Ill) (IV} (VJ (Vil (Vil)= (Viii) (IX) (XI (XI)= (Xii) (XIII) (XIV} (IV}+(V}+ (Vi) Asa%of (Vil)+{XJ As

(A+&+a) a %of (A+&+a)

1 Custodian/OR Holder 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 2 Employee Benefit Trust (under 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0

SEBI (Share based Employee Benefit) Regulations, 2014)

Total Non-Promoter- Non Public 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Shareholding (CJ= (C)(1J+{C)(21

Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares. (3) W.r.t. the Information pertaining to Depository Receipts, the same may be disclosed In the respect ive columns to the extent Information available.

For Alembic Pharmaceuticals Limited

~' Charandeep Singh Saluja Company Secretary