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Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library Brussels, 2007 November 19 Reinhard Altenhöner, Deutsche Nationalbibliothek, Frankfurt am Main

Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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Page 1: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

The legal deposit for digital publications - new challenges for the German National

Library

Brussels, 2007 November 19

Reinhard Altenhöner, Deutsche Nationalbibliothek, Frankfurt am Main

Page 2: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

Outline

• Introduction: The changing environment –new infrastructure for science, new types of media and communication

• Challenges for the DNB/GNL• Focus: Digital preservation• Workflow development• Conclusion

Page 3: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

New forms / formation of scientific work

Information retrieval

Editing and analysis

Information dissemination and storage

Scientific work in the lab and at the desktop

Apart and collaborative

Interdisciplinary

New possibilities:internet, digitization, electronic communication, open access, grid

New forms of scientific workIncrease of efficiency

Characteristics of scientific workstrategytarget

Page 4: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Neue Publikationsformen

media challenges & conversions

digitisation

born digital

multimedia

Page 5: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

Deutsche Nationalbibliothek

The National Library of Germany

Page 6: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

• Publications issued in Germany since 1913

• German-language publications issued abroad

since 1913

• Digital "hand-hold" publications (CD-ROM, DVD,

floppy) are covered by law and deposited within

DNB

• Since June 22, 2006 Online- / Net-publications

are covered by the new law.

Our task: Collecting and archiving

Page 7: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

DNB: functions und services

German National Bibliography

Other bibliographic tasks, data, data services

Central national unit for standardisation on authority files and bibliographic standards

Representation of the german library community on national and international level

entries ca. 23.500.000

DNB 240.000 p.a.

stuff 740

budget 38 Mio €

orders ca. 1.000.000 p.a.

Page 8: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Electronic archives at DNB• ~ 640 TByte on physical media• E/net-Publications:• 58.000 Online-Dissertations• 454 e-journals and 8.400 monographs from Springer

(Heidelberg, Berlin) (http://link.springer.de)• 90 newsletters (currently)• Results from digitisation projects in other libraries• Electronic publications from approx. 600 commercial

and non-commercial publishers• Web-Sites workflows, modules, procedures

Page 9: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Net-publications - issues

concerns

• selection• access• copyright• authenticity• ressources

advantages

• availability• accessibility• Needed time for

publication• scalability• retrieval

Page 10: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

Starting point for the DNB

• Increasing number of born-digital publications• The WEB – part of the (national) cultural heritage• Preservation and access to these materials are

tasks of national libraries and other cultural heritage organizations

• Quantity of forms & formats becomes higher – especially from the historic perspective German online publications are being delivered in numerous file formats

• Innovative file formats have been encouraged over the years

• 3-D images & simulations• Embedded audio and video, Executables• First file types are no longer accessible

Page 11: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

• Selection starts with acquisition: Not all digital materials can be collected.

• Not all digital collections can be preserved. • We might never be able to get more than

fragmentary and incomplete results.• There are different selection traditions in

archives, museums and libraries. • Obvious criteria for selection are

– significance today and / or – anticipated lasting value (economic,

cultural, social, scholarly, evidential …)

Selection

Challenges 1

Page 12: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

• Ensuring permanent access • long term storage solutions• Persistant identifiers • Ensuring as much of the original „look and

feel“ as possible• Preserving the context• Digital rights management

Access

Challenges 2

Page 13: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

• Maintaining authenticity throughout the digital life cycle means working closely together with different groups:

• Creators or producers• Hosts and their users• Long term preservation institutions

Authenticity

Challenges 3

Page 14: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

• One policy for all types of media!• Use of synergies when

– defining aims and missions,– compiling one set of methods for analysing

problems,– assessing and managing of risks,– finding solutions.

One policy

Challenges 4

Page 15: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Challenge LTP

Bit-stream

Hard- and Software to read

110111011100111100110100101010111010111001010101110001101010101010001101010101010101010100010101010101010101010101010101000101010101010101010011100000101111110011011101110011110011010010101011101011100101010111000110101010101000110101010101010101010001010101010101010101010101010100010101010101010101001110000010111111001101110111001111001101001010101110101110010101011100011010101010100011010101010101010101000101010101010101010101

Hard- and Software to interpret

Hard- and Software to display

Reading a document

Page 16: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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Challenge II

• Rapid technology changes hinder the access to older file formats

– Problem 1: Conservation of binary data (0 and 1)

– No existing data carrier lasts forever

– Solution: Regular bitstream-preservation

– Problem 2: Access to the content

– Numerous formats; always new ones; old ones vanish

– Dependencies from present soft- and hardware

– Solutions: Migration (regular conversion),

Emulation (re-enacting used systems)

Page 17: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Transfer of data from an old platform

eg. C64 / AMIGA

original system 1988

target system 2002 img

Emulation OS

migration

Page 18: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Page 19: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

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ABD/BVD 60, Conference 2007 november 19

nestor Network of Expertise in Long-Term Storage of Digital Resources for Germany

kopalCo-operative development of a long-term digital information archive

Initiatives

Page 21: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Goals of nestor

• create a network for information and communication about present and future LTP activities in Germany

• establish a cross-sectoral community to promote and support LTP activities and to raise awareness in society

• trigger synergies between on-going activities in Germany and cooperate with international partners and projects

• establish a permanent organisation which coordinates and represents the concerns of long-term storage

Page 22: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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Page 23: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

nestor2

• continuation of nestor1 (2006 – 2009)

• training, e-tutorials

• standardisation

• building communities

• expertises for LTP and GRID-Infrastructure

• european cooperation

Page 24: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Initiative II: „kopal“

• Co-operative development of a long-term digital information archive

• funded by the Federal Ministry for Education and Research

• Financial volume: 4,2 Mio € + self-financed activities of all partners, duration: 1.7.2004 – 30.6.2007

• Task: Development of a standardized long-term preservation solution to facilitate long-term preservation for other libraries / industries

• Solution as a facilitator for co-operation between libraries

Page 25: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

kopal: Concept• Basis: DIAS (Digital Information and Archiving System) of the

Royal Dutch Library– Developed by IBM reliable (hopefully)– Implementation of the OAIS standard– Further development of a suitable long-term preservation

component (emulation, migration)• Enhancement for cooperative usage• Development of a universal object scheme• Hosting outside the library (remote access)• Extension of DIAS-Core with peripheral open-source based

software tools to broaden its usability• Development of mass routines for digital objects• Platform for preservation planning activities

Page 26: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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GWDG(Göttingen)

DIAS by IBMDIAS by IBM

Account 1

Account 2SUB Göttingen

Die DeutscheBibliothek(Frankfurt)

Localsoftware

Localsoftware

Localsoftware

Localsoftware

kopal: Structure & concept

Partners nn

Page 27: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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Administration InterfacekoLibRI

Online-Archivist

Page 28: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Kopal preservation strategy

• Migrate object with urn xxx into new format yyy• Migrate all objects

– of format xxx and/or– that have been ingested before a certain date and/or– that are larger than zzz MB

into new format xyz (e.g. from TIFF to PNG)

• Implementation of emulation view paths• No restriction as of file size or file format / type – all

known and unknown file formats are being accepted (text, pictures, video, audio, executables, ... etc.)

Page 29: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

Reusability: Concepts

• Core (DIAS): A software “product” based on reliable standard software like DB2, Content Manager, Tivoli Storage Manager and WebSphere

• Locale software: Flexible Java modules to generate and extract metadata, to create the universal object format and to integrate ingest and access in existing software environments→ Open source

• Tool for generating technical metadata: JHOVE by Harvard University (open source)

Page 30: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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Workflow-organisation

Workflow: registration of a "Online-Monograph" respectively initial registration or follow-up registration of a “Online journal”

Per FTP: Lieferung der Netzpublikation mit Dateinamen "Lieferungs-ID"

Archivierung nicht möglich: Interaktive Meldung ohne Liefer-ID

Korrektur Ver-legerdaten per Email, Telefon Verlag/

Vertrieb

Anmelde-formular Startseite

Authentisierung mit Anmelder-ID & Passwort

Anzeige Verle-gerdaten, Aus-wahl Mono, Erst/Folge Zs

Kontaktstelle np-anmeld@ dbl./dbf.ddb.de

Formular Metadaten

XML-Struktur als Re-cord nach INGEST-DATA, nach Bear-beitung der Publ. in METADATA_STORE

Konvertierung nach DC, ONIX, etc.

FTP_STORE

Eingangsüber-wachung

Generator Lieferungs-ID Email mit Lieferungs-ID,

Metadaten, Hinweisen etc. versenden

Konvertierung nach ONIX...?

Page 31: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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• Metadata core-set (bibliograhic, legal, and technical information)

• Web form or well-defined protocols and formats

• Automated communication deliverer - library

• Harvesting mechanism

• Automated indexing / information enrichement

Actions

Page 32: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

System components: import

Import-Interfaces (Webform, OAI-Harvester,

RSS-Reader, ...)

Import-Interfaces (Webform, OAI-Harvester,

RSS-Reader, ...)

URN- ServiceURN-

Service

Repository (LTP-Archive, Workspaces)

Repository (LTP-Archive, Workspaces) CBSCBS

IDM (Users,

Publishers, Deliverers)

IDM (Users,

Publishers, Deliverers)

ImportService (Validation, Conversion, Data Generation, Storing)

ImportService (Validation, Conversion, Data Generation, Storing)

Workflow Management

(Issue Tracking, Help Desk)

Workflow Management

(Issue Tracking, Help Desk)

Page 33: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

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ABD/BVD 60, Conference 2007 november 19

• Massive changes in the information infrastructure

– challenges for national libraries

• issues: availability, access, authenticity,

assignment of data and information and –

digital preservation

• Need for research, for tools, for development, for

new infrastructures, for automated mass-

procedures, but: efforts are high

• So (international) cooperation and collaboration is

the key

Conclusion

Page 34: Brussels, Belgium, ABD/BVD 60, Conference 2007 november 19 The legal deposit for digital publications - new challenges for the German National Library

Brussels, Belgium,

ABD/BVD 60, Conference 2007 november 19

Reinhard Altenhöner

mailto:[email protected]

http://www.d-nb.de