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Chapter 16:Sample Designs
andSampling Procedures
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Learning Outcomes
After studying we should be able to• !plain reasons for ta"ing a sample rather than a
complete census• Describe the process of identifying a target
population and selecting a sampling frame• Compare random sampling and systematic
#nonsampling$ errors• %dentify the types of nonprobability sampling&
including their ad'antages and disad'antages
• Summari(e the ad'antages and disad'antages ofthe 'arious types of probability samples• Discuss how to choose an appropriate sample
design& aswell as challenges for %nternet sampling
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Changing Poc"etboo" Problems for )oday*s +amilies
• %t is easy to as" people what theyconsider to be the most pressing,nancial problems they face-
– Low wages – .ising health care and housing costs
– )oo much debt
• /hen pressed about which ,nancialproblem is most important& someinteresting trends occur-
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Changing Poc"etboo" Problems for )oday*s +amilies
• ach 0uarter& the allup Corporationde'elops a representati'e sample ofappro!imately 1&222 3-S- adults& aged 14and older-
• .esearchers can be 5 percent con,dentthat the responses of the sample arere7ecti'e of this national population& witha sampling error of less than 8 percent-
• 3sing telephone based inter'iews& theallup Corporation as"s the respondent todescribe 9the most important ,nancialproblem facing your family today-
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Changing Poc"etboo" Problems for )oday*s +amilies
• )rends suggest that the most important,nancial problem facing families canoften change o'er time-
• %n ;224& energy and gas prices was theirmost important problem-
• %n ;225& health care costs wasmentioned-
• The use of large-scale representativesamples by the Gallup Corporationhelped reveal these interesting trends.
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Sampling )erminology
• A sample is a subset of a larger population- – )he purpose of sampling is to estimate an un"nown
characteristic of a population-
• A population is any complete group<for
e!ample& of people& sales territories& stores& orcollege students-
– Shares some common set of characteristics-
• Population element refers to an indi'idual
member of the population-• A census is an in'estigation of all the
indi'idual elements that ma"e up thepopulation-
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/hy Sample=
• Pragmatic .easons: – >udget and time constraints? for e!ample census
of past purchasers* reactions of +ord motors-
– Sampling cuts costs& reduces labor re0uirements&and gathers 'ital information 0uic"ly-
• Accurate and .eliable .esults: Sample may onoccasion be more accurate than a census sincenonsampling errors may increase duringbecause of the increased 'olume of wor"-
• Destruction of )est 3nits: specially those in0uality@control testing& re0uire the destructionof the items being tested- +or e!ample& testingbulbs& blood count-
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Stages in the Selection of aSample
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Stages in the Selection of aSample
1- De,ning the )arget Population: – One sur'ey concerning organi(ational buyer
beha'ior incorrectly de,ned the population aspurchasing agents whereas industrial engineers
substantially aected buying decisions-;- )he Sampling +rame: A list of elements
from which a sample may be drawn? alsocalled wor"ing population-
– A list of all members of +inance AlumniAssociation-
– %n practice& almost e'ery list e!cludes somemembers of the population-
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Stages in the Selection of aSample
– Sampling frame error: error that occurs whencertain sample elements are not listed or arenot accurately represented in a samplingframe-
• +or e!ample uni'ersity student e@mail directory- – Population elements can be either under@ or
o'errepresented in a sampling frame-
• +or e!ample& a sa'ings and loan de,ned its
population as all indi'iduals who had sa'ingsaccounts- Bowe'er& indi'iduals who hadmultiple accounts were o'errepresented in thesample-
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Stages in the Selection of aSample
8- Sampling 3nits: A single element orgroup of elements subect to selectionin the sample-
– +or e!ample& if an airline wishes to sample
passengers& it may ta"e e'ery ;th name ona complete list of passengers-
– Primary Sampling 3nits #PS3$: A unitselected in the ,rst stage of sampling-
– Secondary Sampling 3nits: selected in thesecond stage of sampling-
– )ertiary Sampling 3nits: Selected in the thirdstage of sampling-
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.andom Sampling rror
• )he dierence between the sampleresults and the result of a censusconducted using identical procedures
• Statistical 7uctuation due to chance'ariations means the sampling units&e'en if properly selected according tosampling theory& may not perfectlyrepresent the population& but generallythey are reliable estimates-
• As sample si(e increases& randomsampling error decreases-
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Systematic rrors
• rrors result from nonsamplingfactors such as unrepresentati'esample results
• ot due to chance• Due to study design or imperfections
in e!ecution
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Less )han Perfectly .epresentati'eSamples
• Sample considering both errors produce less thanperfectly representati'e samples-
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)wo Eaor Categories of Sampling
• Probability sampling: – e'ery member of the population has a
"nown& non(ero probability of selection-
• onprobability sampling
– Probability of selecting any particularmember is un"nown-
– .esearchers rely hea'ily on personal
udgment- – o appropriate statistical techni0ues e!istfor measuring random sampling error froma nonprobability sample-
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onprobability Sampling
• Con'enience
• Fudgment
• Guota• Snowball
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Con'enience Sampling
• )he sampling procedure of obtaining thepeople or units that are most con'enientlya'ailable- – +or e!ample& tele'ision stations often present
person@on@the@street inter'iews that are
presumed to re7ect public opinion• 3sed to obtain a large number of completed
0uestionnaires 0uic"ly and economically-• 3sed when obtaining a sample through
other means is impractical- – Also called hapha(ard or accidental sampling
• Are best used for e!ploratory researchwhen additional research will subse0uentlybe conducted with a probability sample-
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Fudgment Sampling
• An e!perienced indi'idual selects thesample based on his or her udgmentabout some appropriate characteristicsre0uired of the sample member- – Also called purposi'e sampling-
– +or e!ample the consumer price inde! #CP%$is based on a udgment sample of mar"et@bas"et items& housing costs& and otherselected goods and ser'ices-
•.esearchers select samples that satisfytheir speci,c purposes& e'en if they arenot fully representati'e- – Fudgment sampling often is used in attempts
to forecast election results-
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Guota Sampling
• nsures that the 'arious subgroups in apopulation are represented on pertinentsample characteristics to the e!act e!tentthat the in'estigators desire-
• %t should not be confused with strati,edsampling since the inter'iewer has a 0uotato achie'e-
– +or e!ample& an inter'iewer in a particular citymay be assigned 122 inter'iews& 8 withowners of Sony )Hs& 82 with owners ofSamsung )Hs& 14 with owners of Panasonic )Hs& and the rest with owners of other brands-
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Guota Sampling
• Possible bias: – Guota samples tend to include people who
are easily found& willing to be inter'iewed&and middle class-
• Bowe'er oers speed of data collection&lower costs& and con'enience-
• Appropriate when the researcher "nowsthat a certain demographic group is more
li"ely to refuse to cooperate with a sur'ey- – +or instance& if older men are more li"ely torefuse& a higher 0uota can be set for thisgroup-
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Snowball Sampling
• %nitial respondents are selected by
probability methods Additionalrespondents are obtained from informationpro'ided by the initial respondents-
• 3sed to locate members of rare
populations by referrals- – Suppose a manufacturer of sports e0uipmentis considering mar"eting a mahogany cro0uetset for serious adult players-
• .educed sample si(es and costs are clear@
cut ad'antages of snowball sampling-• >ias is li"ely to enter into the study
because one is suggesting another-• Appropriate for focus groups-
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Probability Sampling
• Simple random sample• Systematic sample
• Strati,ed sample
• Cluster sample
• Eultistage area sample
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Simple .andom Sampling
• A sampling procedure that ensuresthat each element in the populationwill ha'e an e0ual chance of being
included in the sample-
• A table of random numbers can beused-
• /idely used-
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Systematic Sampling
• A starting point is selected by a randomprocess and then e'ery nth number on thelist is selected- – Suppose a researcher wants to ta"e a sample of
1&222 from a list of ;22&222 names- /ith
systematic sampling& e'ery ;22th name from thelist would be drawn-
• )he problem of periodicity #the tendency torecur at inter'als$ occurs if a list has a
systematic pattern<that is& if it is notrandom in character- – Collecting retail sales information e'ery se'enth
day would result in a distorted sample becausethere would be a systematic pattern-
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Strati,ed Sampling
•Characteristics of the samples arehomogenous within the group butheterogeneous across the group-
• Strata: Di'iding the population into subgroups-
• Stratum: ach subgroup is "nown as stratum-• Choosing strata on the basis of e!isting
information-
– +or e!ample& classifying retail outlets based
on annual sales 'olume-
• )hen a subsample is drawn using simplerandom sampling within each stratum-
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Strati,ed Sampling
• 3sed to obtain a more eIcient sample than a
simple random sampling-
– +or e!ample& data are collected both from urbanand rural customers-
• .andom sampling error will be reduced and
sample will accurately re7ect the population-
• %n a proportional strati,ed sample the number ofsampling units drawn from each stratum is inproportion to the relati'e population si(e of the
stratum-• %n a disproportional strati,ed sample the sample
si(e for each stratum is not allocated inproportion to the population si(e-
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Strati,ed Sampling
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Cluster Sampling
• )he primary sampling unit is not theindi'idual element in the population but alarge cluster of elements? clusters areselected randomly-
• conomical while retains the characteristicsof a probability sample- – Consider a researcher who must conduct ,'e
hundred personal inter'iews with consumersscattered throughout >angladesh- )ra'el costs
and time are li"ely to be enormous- %f the producte0ually appeals dwellers of Dha"a and Chittagongthen only one cluster can be inter'iewed-
• %deally a cluster should be heterogeneous-
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/hat is the Appropriate SampleDesign=
• Degree of accuracy
• .esources
• )ime• Ad'anced "nowledge of the
population
• ational 'ersus local• eed for statistical analysis
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%nternet Sampling is 3ni0ue
• %nternet sur'eys allow researchers torapidly reach a large sample-
• Speed is both an ad'antage and a
disad'antage-• Sample si(e re0uirements can be met
o'ernight or almost instantaneously-
• Sur'ey should be "ept open longenough so all sample units canparticipate-
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%nternet Sampling
• Eaor disad'antage – Lac" of computer ownership and %nternet
access among certain segments of thepopulation-
• Jet %nternet samples may berepresentati'e of a target populations-
– )arget population @ 'isitors to a particular
/eb site-
• Bard to reach subects may participate-
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