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Briefing on Human Capital and Equal Employment Opportunity Commission Meeting June 18, 2019

Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

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Page 1: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Briefing on Human Capital and

Equal Employment Opportunity

Commission Meeting

June 18, 2019

Page 2: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Agenda

2

• Opening Remarks

– Margaret Doane, EDO

• Overview on Human Capital

– Miriam Cohen, CHCO

• Update on Strategic Human Capital

Management – Jason Shay, OCHCO

• Update on Learning and Development

– Susan Abraham, OCHCO

• Civil Rights and Diversity and Inclusion

Update – Pamela Baker, SBCR

Page 3: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

3

Overview on Human Capital

Miriam Cohen

Chief Human Capital Officer

Office of the Chief Human Capital Officer

Page 4: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Permanent Staff on Board

4

2868

500

1500

2500

3500

4500

FY 08 FY 09 FY 10 FY 11 FY 12 FY 13 FY 14 FY 15 FY16 FY17 FY18 FY19(Mar)

Page 5: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

5

Permanent Attrition by Type

0.00%

1.00%

2.00%

3.00%

4.00%

5.00%

6.00%

7.00%

8.00%

9.00%

FY 11 FY 12 FY 13 FY 14 FY 15 FY 16 FY 17 FY 18 FY 19(Mar)

Att

riti

on

Ra

te

Fiscal Year

Transfers Retirements Resignations

Page 6: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

6

Staff by Retirement Eligibility

FY 2019

752

26%

FY 2020

120

4%

FY 2021

118

4%

FY 2022

132

5%FY 2023

96

3%

FY 2024+

1650

58%

Page 7: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

7

Staff by Age

29 and Under

52

2%

30-39

610

21%

40-49

596

21%

50-59

971

34%

60+

639

22%

Page 8: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Investments in Human Capital

• Enhancing how we do strategic

workforce planning

• Developing competency models to

improve employee agility

• Strengthening leadership

development at all levels

• Supporting organizational culture

initiatives

8

Page 9: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

9

Update on Strategic Human

Capital Management

Jason Shay

Associate Director for Human Resources

Operations and Policy

Office of the Chief Human Capital Officer

Page 10: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

A Lack of Entry-Level Hiring has an Impact

• What is an entry-level hire?

• Current state of entry-level hires

• Impacts on demographics (employees

under the age of 30)

1

0

Page 11: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

1

1.83%

21.26% 20.77%

33.86%

22.28%

0%

5%

10%

15%

20%

25%

30%

35%

40%

Pe

rce

nta

ge o

f Em

plo

yee

s

Age Groups

Percentage of Employees by Age Group(Agency wide) FY 2019 Q2

29_Under 30_39 40_49 50_59 60_Plus

(52)

(604) (590)

(962)

(633)

Page 12: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

2

0.4

2%

2.0

7%

3.1

3%

15

.55

% 21

.60

%

41

.67

%

21

.43

%

20

.58

%

21

.88

%

43

.91

%

32

.44

%

17

.71

%

18

.70

%

23

.31

%

15

.63

%

0%

5%

10%

15%

20%

25%

30%

35%

40%

45%

50%

Corporate Technical Legal

Pe

rce

nta

ge o

f Em

plo

yee

s

Percentage of Employees by Age Group(Corporate, Technical and Legal)

FY 2019 Q2

29_Under 30_39 40_49 50_59 60_Plus

Page 13: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

3

How Did We Get Where We Are?

• Right-sizing the agency

• Preference for mid-career vs. entry-

level hires

• Deferment of the Nuclear Safety

Professional Development Program

• Attrition

Page 14: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

4

12.7%

4.0%3.1% 3.1%

14.4%

3.54%

1.45% 1.34%

2.86%

7.70%

0%

2%

4%

6%

8%

10%

12%

14%

16%

29_Under 30_39 40_49 50_59 60_Plus

Att

riti

on

Rat

e

Age Groups

Attrition Rates by Age GroupsFY 2018 and FY 2019 (Q2)

FY 2018

FY 2019

Page 15: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

5

The New Workforce Is Different

• Blend of High-Touch and High-Tech

• Work-Life Balance

• Collaborative and mobile approach

to learning

• Diversity and Inclusion

Page 16: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

6

Reinvigorating Traditional Entry-Level

Hiring Strategies

• Temporary Summer Student Program

• Integrated University Program

• University Champions Program

Page 17: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

7

Pursuing Innovative Solutions To

Increase Entry-Level Hiring

• Modernized NRC developmental

program

• New marketing campaign

• Exposure to non-traditional entry-level

workforce

Page 18: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

8

We Hired Them, But How Do We Retain

Them?

• Expanded use of the Student Loan

Repayment Program

• Emphasizing work-life programs

Page 19: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

1

9

Progress Continues, But Challenges

Remain

• Workload – Planning for work in the

future (Strategic Workforce Planning)

• Prioritizing a demographically

balanced workforce

Page 20: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

2

0

Update on Learning and

Development

Susan Abraham

Associate Director for Human Resources

Training and Development

Office of the Chief Human Capital Officer

Page 21: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Investing in the NRC Workforce

2

1

Workforce Planning

Core Positions

Future of Learning

Learning Transformation Initiative

Competency Based

Knowledge Management

Talent Management

Appraisal System Automation

Individual Development Plans

Competency Assessments

Modernizing Learning and Development

Page 22: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

• Ongoing investment in blended

solutions

• Learning flexibilities and efficiencies

• Insights: Adapting instruction to

blended learning and ownership of

training

22

Modernizing Training Delivery with

the Learning Transformation Initiative

Page 23: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Developing Talent Today and

Preparing for the Future with

Competency Models

• Complements SWP

• Bridges a skill gap/broadens a skill

• Supports two-way career

development discussions

• Promotes learning through

Skill-based Mentoring

• Expands into competency based

training and qualification programs23

Page 24: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Leveraging Technology with the Talent Management System

• Integrated solution

• Capabilities:

– Performance appraisal system

automation

– Qualification tracking

– Course accessibility with

mobile devices

• Phased implementation

24

Page 25: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Innovation in Collaborative Learning

• Implementation of an NRC Wiki tool

• Topics of interest - sponsored by the

office KM champion

• Significant events captured by the

Senior Level Staff

• Challenge: Adoption and use of the

tool

25

Page 26: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

2

6

Civil Rights and Diversity and

Inclusion Update

Pamela Baker

Director

Office of Small Business and Civil Rights

Page 27: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Empowering Talent Through

Inclusion

• EEO Engagement in Organizational

Initiatives• Advisory Committee Leadership Model Passport Series

• DMAC and DIALOGUE involved with Futures Assessment

• Targeting IUP/MSIP Grant Recipients for Entry Level Hiring

• Integrating Special Emphasis Program

Events into Mission Work • Women’s History Month Luncheon during the RIC

(FEWPAC/NTWN)

• Dawnland film viewing/discussion (NAAC/NMSS)

• Safe Spaces training (ACLGBT/GLOBE)

2

7

Page 28: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Preserving Relationships through

Early Intervention and Creative

Resolution

• DIALOGUE Ambassadors• Workplace Listeners

• 11 Cohorts to Date – 8% of Staff

• Expanding to Regions

• EEO Counselors• Trained to Facilitate Understanding

• Reinforcing Community

• Restructuring Cadre

• Trainers, Facilitators, and Mediators• EEO Refresher Training

• Anti-Harassment Sessions

• Speed of Trust2

8

Page 29: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

6

12

4

9

1

3

0 2 4 6 8 10 12 14

FY 2018

FY 2019 TO-DATE

ADR 2018 to 2019 Comparison

Settlements ADR Held ADR Offered

Resolving Differences

• Alternative Dispute Resolution• Increased Activity

• Programmatic Changes

2

9

Page 30: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

All Complaints (Informal and Formal)

FY 2009 – March 31, 2019

3

0

16

25

33 33

22

26

2827

24

22

13

8

15

1716

11

17

22

17

1920

10

0

5

10

15

20

25

30

35

FY 09 FY 10 FY 11 FY 12 FY 13 FY 14 FY 15 FY 16 FY 17 FY 18 FY 19 (As of March 31, 2019)Informal Formal

Page 31: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Analyzing EEO Complaint Activity

• By the numbers:• In comparison to similarly sized Federal agencies, NRC’s

activity remains low

• Number of complaints relatively static, despite

decreased staffing

• By Bases:• Age, gender, and retaliation remain among the top

allegations, equating to 70% of complaints.

• Race as a claimed basis is increasing as disability

complaints are decreasing

• By issue:• Most frequent issues are assignment of duties,

harassment, and performance appraisals

• This is consistent with FY2017 data3

1

Page 32: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

3

2

Progressing Beyond Awareness & Tolerance to Integration and Inclusion

Copyright DTUI.com 2006

Conventional Defensive Ambivalent Integrative Inclusive

Level o

f Cu

ltural C

om

pete

nce

Low Competence

Attitude

Knowledge

Skills

High Competence

Awareness

Skills

Page 33: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Moving from Vision to Reflection

3

3

SBCR

2016-2019

Page 34: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Acronyms

• ACLGBT - Advisory Committee for

Lesbian, Gay, Bisexual and

Transgender Employees

• CHCO – Chief Human Capital Officer

• DIALOGUE – Diversity Inclusion

Awareness Leading Organizational

Growth, Understanding, and

Engagement

• DMAC - Diversity Management

Advisory Council 3

4

Page 35: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Acronyms (continued)

• EDO – Executive Director for

Operations

• EEO – Equal Employment Opportunity

• FEWPAC - Federal Women’s Program

Advisory Committee

• FY – Fiscal Year

3

5

Page 36: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Acronyms (continued)

• IUP - Integrated University Program

• KM - Knowledge Management

• LMS - Learning Management System

• LTI - Learning Transformation Initiative

3

6

Page 37: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Acronyms (continued)

• MSIP – Minority Serving Institution

Program

• NAAC - Native American Advisory

Committee

• NRC – U.S. Nuclear Regulatory

Commission

• NTWN – NRC Technical Women’s

Network

3

7

Page 38: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

3

8

Acronyms (continued)

• NMSS - Office of Nuclear Material

Safety and Safeguards

• OCHCO – Office of the Chief

Human Capital Officer

• SWP - Strategic Workforce Planning

• SBCR – Office of Small Business

and Civil Rights

Page 39: Briefing on Human Capital and Equal Employment Opportunity · 2 •Opening Remarks ... –Performance appraisal system automation –Qualification tracking –Course accessibility

Acronyms (continued)

• TMS - Talent Management System

3

9