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8/21/2019 Braeckel Et Al-2013-Developmental Medicine & Child Neurology
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DEVELOPMENTAL MEDICINE & CHILD NEUROLOGY REVIEW
Visuospatial and visuomotor deficits in preterm children: theinvolvement of cerebellar dysfunctioning
KOENRAAD N J A VAN BRAECKEL1
H GERRY TAYLOR2
1 Division of Neonatology, Beatrix Children’s Hospital, University Medical Center Groningen, University of Groningen, Groningen, the Netherlands. 2 Department of
Pediatrics, Case Western Reserve University and Rainbow Babies & Children’s Hospital, University Hospitals Case Medical Center, Cleveland, OH, USA.
Correspondence to Dr K N J A Van Braeckel, Afdeling Neonatologie, Beatrix Kinderziekenhuis, Postbus 30.001, 9700RB Groningen, the Netherlands. E-mail: [email protected]
PUBLICATION DATA
Accepted for publication 4th April 2013.
One of the more consistent findings in follow-up studies of preterm children is a deficit in
visuospatial and visuomotor skills. Impairment of the dorsal visual stream and basal ganglia
damage have been hypothesized to underlie this deficit. However, given recent findings of
impaired cerebellar development in preterm children without lesions to this structure, and
the involvement of the cerebellum in visuospatial and visuomotor functioning, we argue the
cerebellum should be included in models relating impaired development of brain networks to
visuospatial and visuomotor deficits in this population. Here, we review the current literature
on impaired cerebellar development in preterm children, and suggest possible underlying
mechanisms.
As a result of improved care in the past few decades, an increasingnumber of children survive preterm birth (<37 weeks gestationalage) without serious neurological complications.1 Research into thelong-term consequences of preterm birth in this group has focusedon more subtle signs of impairment.2 One of the more consistent findings in follow-up studies is a deficit in visual and visuomotorskills.2 – 5 Impairment of the dorsal visual stream, a neural network linking the occipital and posterior parietal cortices and its connec-tions with prefrontal and premotor cortex, and hippocampalregions6 has been hypothesized to underlie these deficits in pretermchildren.2 – 5 Basal ganglia damage sustained in the first 6 months of life independent of cortical injury has also been shown to underliealtered visual development in children.7 However, given recent findings of impaired cerebellar development in preterm children without lesions to this structure,8 and the involvement of the cere-bellum in visuospatial and visuomotor functioning,9,10 we arguethat the cerebellum should be included in models relating impaireddevelopment of brain networks to visual and visuomotor deficits inthis population. To this end, we consider the role of the cerebellumin visuospatial and visuomotor skills, review the present literatureon impaired cerebellar development in preterm children, and sug-gest possible underlying mechanisms.
CEREBELLAR INVOLVEMENT IN VISUOSPATIAL ANDVISUOMOTOR FUNCTIONINGFor most of the 20th century, the cerebellum has been associated
with coordination, balance, and motor speech regulation. In 1986,Leiner et al.11 proposed cerebellar involvement in cognition onthe basis of anatomical, physiological, and clinical data. Subse-quent research documented involvement of the cerebellum inplanning, learning, and language.12 Botez9 was one of the first toreport visuospatial deficits in a large group of patients with bilat-eral cerebellar damage. More recent studies in adults with focalcerebellar infarcts confirmed visuospatial and visuomotordeficits.13 – 15 In children, Levisohn et al.10 showed wide ranging
cognitive – affective deficits including impaired visuomotor and visuospatial functioning in a group of 3- to 14-year-olds, whounderwent cerebellar tumor resection without having receivedcranial irradiation or chemotherapy.
Neuro-anatomical studies proposing an afferent and efferent cerebello-cerebral network are in line with the results of theseclinical behavioral studies. An afferent system provides input fromthe posterior parietal cortex through the pontine nuclei to thelateral lobes of the cerebellum. An efferent system sends output from the cerebellum through the thalamus back to the posteriorparietal cortex.16 Given the pivotal role of the posterior parietalcortex in visuospatial and visuomotor functioning,6 such acerebello-cerebral network supports the suggestion of cerebellarinvolvement in visuospatial and visuomotor functioning.
Cerebellar contributions to these functions are further sup-ported by findings from functional magnetic resonance imaging(fMRI). Functional magnetic resonance imaging in healthy adultsreveals activation of the cerebellum during non-motor visuospatialtasks, such as line bisection, judgment of line orientation, mentalrotation of shapes, and mental navigation.17 Other studies indicatean association of visuospatial functioning with the topography of the lateral lobes of the cerebellum,17,18 as is consistent with
neuro-anatomical connections between the cerebellar lateral lobesand the posterior parietal cortex.16 Although most of these studieshave been conducted with samples of adults, they suggest a special
role for the lateral cerebellar lobes in spatial cognition.
IMPAIRED CEREBELLAR DEVELOPMENT IN PRETERMCHILDRENIn Table I, findings from studies8,19 – 24 of cerebellar volume inpreterm children are summarized. The findings document early and persisting volume reductions across childhood untiladulthood, as well as an association of volume reductions withlower gestational age and birthweight, suggesting that pretermbirth disrupts early cerebellar development. This decreased vol-
© The Authors. Developmental Medicine & Child Neurology © 2013 Mac Keith Press, 55 (Suppl. 4): 19 – 22 DOI: 10.1111/dmcn.12301 19
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ume is more pronounced in the lateral lobes than in the midlineregions, with no differences in vermis size between preterm andterm children.22,25 These studies also reveal a strong positive rela-tion between reduced cerebellar volume, specifically of the lateralcerebellar lobes, and visuospatial and visuomotor functioning laterin life. Impaired development of the lateral lobes in preterm chil-dren may therefore contribute to visuospatial and visuomotor
impairments in preterm children.
LIKELY MECHANISMS UNDERLYING IMPAIREDCEREBELLAR DEVELOPMENT IN PRETERM CHILDRENOne potential mechanism for impaired cerebellar development in very preterm children is a crossed trophic effect of cerebral insult on the development of the cerebellum, also referred to as diaschi-sis. Diaschisis refers to a loss of function in a neurally connectedregion remote from a brain lesion. A second potential mechanismis disrupted growth of the cerebellum’s granular layer secondary to preterm birth, a structure that is undergoing rapid changes inthe later stages of fetal development.
Rollins et al.26 described crossed trophic effects or diaschisis inextremely preterm infants, and suggested that cerebellar atrophy ismost often a secondary degenerative phenomenon after severe
intracranial hemorrhage and/or ischemic necrosis of white matter. More recently, Limperopoulos et al.27 found both a reduction incontralateral cerebellar volume with unilateral cerebral parenchy-mal injury and a reduction in total cerebellar volume with bilateralcerebral lesions in very preterm infants. Messerschmidt et al.19 alsofound cerebellar growth impairment in very preterm children withcerebral injuries. Consistently, Allin et al.22 and Argyropoulouet al.25 found positive associations between cerebral white matter volume and cerebellar volume in very preterm children.
Preterm children enter the world during a vulnerable period inthe development of the cerebellum. From about 16 weeks gesta-tional age until about 7 weeks after term birth, granule cells pro-
liferate and migrate from the external granular layer to the
internal granular layer of the cerebellum.28
Granular cell prolifer-ation and migration are especially critical for cerebellar develop-
ment given that most neurons in the cerebellum are granule cellsand the number of these cells in the adult cerebellum, about 1011,far exceeds the total number of neurons in the entire cerebral cor-tex.29 Haldipur et al.30 compared molecular markers of cerebellar
development in preterm infants who survived 5 to 36 days ex ute-ro with those in gestationally age-matched stillborn infants. Thelive-born preterm infants had significant reductions in the thick-
ness of the cerebellum relative to the stillborn infants, as well asan increased packing density of cells within the external and theinternal granular layers. They concluded that the neurogenesis of the cerebellum is altered by events after preterm birth and that granular layer development is specifically affected. This selective
effect is consistent with the results from the MRI study of Lim-peropoulos et al.,8 who found cerebellar underdevelopment intheir subgroup of preterm children without cerebral injury. Thefinding by Allin et al.22 of cerebellar underdevelopment specific tothe lateral lobes is also consistent with these findings, as the gran-ular layers are situated in the lateral lobes. We speculate that increased risk for altered development of the granular layers inpreterm children results in poorer efference to parietal areas of the cerebrum and thus in poorer parietal development (cerebello-cerebral diaschisis/crossed trophic effect). Such poorer parietaldevelopment may jeopardize the development of the dorsal visualstream and lead to impairment in visuospatial and visuomotorfunctioning.
However, Srinivasan et al.31 showed cerebellar growth impair-ment in very preterm infants only in association with supratentoriallesions, whereas cerebellar volume in very preterm infants without supratentorial lesions did not differ from that of term comparisoninfants. Similarly, Shah et al.32 observed associations of cerebellar volumes in preterm infants with cerebral white matter injury but not in preterm infants without cerebral white matter injury. Thesefindings support the possibility that cerebral injury associated withprematurity results in poorer afference to the cerebellum (cerebro-cerebellar diaschisis), but they appear to contradict those of Lim-peropoulos et al.8 indicating cerebellar underdevelopment in theirsubgroup of preterm children without cerebral injury. However,the latter investigators found that the difference in cerebellar vol-ume between preterm children without cerebral injury and term
comparison children, although significant, was smaller than that between preterm children with cerebral injury and the term com-parison group. Adverse effects of perinatal events on cerebellar
development (second mechanism) may thus be small relative to theeffects of cerebro-cerebellar diaschisis. The results of Limperopou-los et al.8 lead us to speculate that preterm children with braininjury sustain an additive negative impact of preterm birth on cere-
bellar development (second mechanism), over and above the effectsof cerebro-cerebellar diaschisis, resulting in smaller cerebellar vol-umes in preterm children with cerebral injury than in children with-
out cerebral injury. Studies comparing the cerebellar volumes of subsets of preterm children with and without cerebral injury withthose of term children would shed light on this possibility. Finally,
smaller cerebellar volumes may result in the development of alter-
native neural pathways. Interestingly, such an alternative network may not be accompanied by poorer functional development, as hasbeen shown for language development in preterm adults.33 Thissuggests that the preterm infant’s brain’s capacity for the recruit-ment of alternative neural pathways plays an important role in theinfant’s functional development.
CONCLUSIONIn summary, there is a growing body of evidence suggesting aheightened risk for impaired cerebellar development in preterm
children, even in the absence of identifiable perinatal cerebellarinsults. Reduced cerebellar volumes, moreover, are associated withpoorer visuospatial and visuomotor functioning in preterm chil-
dren. Afferent and efferent connections between the cerebellumand parietal regions also support involvement of the cerebellum in visuospatial and visuomotor functioning. We thus propose toinclude cerebellar underdevelopment in explanatory models to
account for poorer visuospatial and visuomotor functioning in pre-term children. Studies focusing on the status of the motor and cog-nitive processes specifically subserved by the cerebellum in thispopulation would allow the construction of clinical tests assessingthe motor and cognitive aspects of cerebellar functioning in pre-term children. These tests could also be applied to assess cerebellarfunctioning in term-born children with learning problems and intypically developing children. Motor processes could be investi-gated by testing ‘classical’ motor functions, such as upper limb
What this paper adds• Preterm birth can result in direct insult to the cerebellum or in cerebro-cere-
bellar diaschisis, but may also affect cerebellar development in the absence
of brain lesions.
• Further research is needed to understand these effects and their relation to
the deficits in visuospatial and visuomotor functioning commonly observed in
preterm children.
20 Developmental Medicine & Child Neurology 2013, 55 (Suppl. 4): 19 – 22
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T a b l e
I :
O v e r v i e w
o f s t u d i e s a s s e s s i n g c e
r e b e l l a r v o l u m e i n p r e t e r m - b o r n g r o u p s
S t u d y
G e s t a t i o n a l
a g e , w k
n
G e s t a t i o n a l
a g e , w k
n
A g e a t
a s s e s s m e n t
o f c e r e b e l l u m
M
e t h o d o f
c e r e b e l l a r
a s s e s s m e n t
A g e a t
t e s t i n g
T y p e o f t e
s t i n g
M a j o r fi n
d i n g s
P r e t e r m
g r o u p
C o m p a r i s o n g r o u p
L i m p e r o p o u l o s
e t a l . 8
2 9 . 1
( 3 . 4
)
1 6 9
3 9 . 6
( S D 0 . 8
)
2 0
4 0 . 1 w k ( 1 . 5
)
M
R I
1 .
C e r e b e l l a r v o l u m e s w e r e s m a l l e r i n p r e t e r m
i n f a n t s
w i t h o u t d e m o n s t r a b l e c e r e b
r a l o r c e r e b e l l a r i n s u l t s .
2 .
R e d u c e d g e s t a t i o n a l a g e a t b i r t h a n d b i r t h w e i g h t
w e r e r e l a t e d t o d e c r e a s e d c e r e b e l l a r v o l u m e .
M e s s e r s c h m i d t
e t a l . 1 9
2 7 . 0
( 1 . 6
)
3 1
G e s t a t i o n a l
a g e - m a t c h e d
3 1
1 ,
3 ,
5 ,
7 d
p o s t n a t a l l y
p l u s w e e k l y
u p t o t h i r d
m o n t h
a d j u s t e d
a g e
U
l t r a s o u n d
2 4 – 3 6 m o
N e u r o l o g i c a l p
l u s
n e u r o m o t o r (
B S I D )
p l u s m e n t a l
d e v e l o p m e n t
( B S I D )
T h e p r e t e r m
g r o u p w i t h r e d u c e d c e r e b e l l a r v o l u m e
s h o w e d a p o o r e r n e u r o m o t o r a n d m e n t a l
d e v e l o p m e n t t h a n t h e p r e t e r m
g r o u p w i t h a
s u p r a t e n t o r i a l b r a i n i n j u r y a n d a n o r m a l c e r e b e l l a r
u l t r a s o u n d .
P e t e r s o n e t a l . 2 0
2 8 . 7
( 1 . 7
)
2 6
3 9 . 4
( S D 1 . 3
)
3 9
8 y
M
R I
8 y
I Q ( W I S C - I I I ) p l u s
v i s u o m o t o r ( V M I ) p l u s
p s y c h i a t r i c d i a g n o s e s
p l u s b e h a v i o u r a l
p r o b l e m s ( C B
C L ) p l u s
n e u r o l o g i c a l
1 .
V o l u m e s o f c e r e b e l l u m
a n d o t h e r b r a i n s t r u c t u r e s
w e r e s i g n i fi c a n t l y s m a l l e r i n
t h e p r e t e r m
g r o u p .
2 .
S m a l l e r v o l u m e s o f c e r e b
e l l u m
a n d o t h e r b r a i n
s t r u c t u r e s i n t h e p r e t e r m g r o u p w e r e c o r r e l a t e d
s i g n i fi c a n t l y w i t h l o w e r f u l l - s c a l e I Q , v e r b a l I Q ,
p e r f o r m a n c e I Q , a n d V M I .
A l l i n e t a l . 2 1
2 9 – 3 1
6 7
3 8 – 4 2 w k
5 0
1 4 . 9 y
M
R I
1 ,
4 ,
8 , a n d
1 4 – 1 5 y
I Q ( W I S C - R / K - A B C ) p l u s
n e u r o p s y c h o l o g i c a l
p l u s n e u r o l o g
i c a l
1 .
C e r e b e l l a r v o l u m e w a s s i g
n i fi c a n t l y s m a l l e r i n t h e
p r e t e r m
g r o u p .
2 .
S m a l l e r c e r e b e l l a r v o l u m e i n t h e p r e t e r m
g r o u p
w a s c o r r e l a t e d s i g n i fi c a n t l y
w i t h l o w e r f u l l - s c a l e I Q ,
v i s u o s p a t i a l s u b t e s t s o f W I S
C - R , r e a d i n g a g e , a n d
w o r k i n g m e m o r y .
3 .
C e r e b e l l a r v o l u m e i n t h e p r e t e r m g r o u p d i d n o t
c o r r e l a t e w i t h m o t o r n e u r o l o g i c a l s i g n s .
A l l i n e t a l . 2 2
2 9 – 3 1
6 7
3 8 – 4 2 w k
5 0
1 4 . 9 y
M
R I
1 ,
4 ,
8 , a n d
1 4 – 1 5 y
I Q ( W I S C - R / K - A B C ) p l u s
n e u r o p s y c h o l o g i c a l
p l u s n e u r o l o g
i c a l
S m a l l e r l a t e r a l b u t n o t m i d l i n e c e r e b e l l a r v o l u m e w a s
c o r r e l a t e d s i g n i fi c a n t l y w i t h
l o w e r s c o r e s o n t h e
v i s u o s p a t i a l s u b t e s t s o f W I S
C - R , a n d r e a d i n g a g e .
T a y l o r e t a l . 2 3
2 5 . 9
( 1 . 8
)
3 7
T e r m
3 6
1 6 . 8
( 1 . 3 y )
M
R I
V o l u m e s o f c e r e b e l l a r w h i t e
a n d g r e y m a t t e r a n d
o t h e r b r a i n s t r u c t u r e s w e r e s i g n i fi c a n t l y s m a l l e r i n
t h e p r e t e r m
g r o u p .
K a l p a k i d o u
e t a l . 2 4
2 9 . 5
( 2 . 4
3 )
1 2
3 7 w k
0 d – 4 2 w k 6 d
1 7
2 0 y
M
R I
R i g h t c e r e b e l l a r g r e y m a t t e r
v o l u m e w a s s i g n i fi c a n t l y
s m a l l e r i n t h e p r e t e r m
g r o u p d e s p i t e a n o r m a l
u l t r a s o u n d n e o n a t a l l y .
M R I , m a g n e t i c r e s o n a n c e i m a g i n g ; B S
I D ,
B a y l e y S c a l e s o f I n f a n t D e v e l o p m e n t ;
W I S C ,
W e c h s l e r I n t e l l i g e n c e S c a l e s ; V M I , V i s u a l - M o t o r I n t e g r a t i o n T e s t ; C B C L ,
C h
i l d B e h a v i o r C h e c k l i s t ;
K - A B C ,
K a u f m a n n - A s s e s s m e n t B a t t e r y
f o r C h i l d r e n .
Visuospatial and Visuomotor Deficits in Preterm Children Koenraad N J A Van Braeckel and H Gerry Taylor 21
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coordination, eye movements, motor speech, motor learning, andmotor timing and rhythm.21,34 The investigation of cognitiveprocesses is more challenging, as we know little about the indepen-dent contribution of the cerebellum to cognition. However, existingresearch reveals deficits in executive, visuospatial, language, read-ing, and memory functioning after acquired or ontogenetic cerebel-lar injury in children and adults.35,36 A promising direction for
future investigation is to examine the cerebellum’s selective involve-
ment in timing, structuring, and learning aspects of cognitive func-tions. Such studies may well lead to new tools to identify individual
learning needs and would help guide the design of educationalapproaches that consider the role of cerebellar contributions to
learning.37 A further benefit is the opportunity to explore the inter-play of changes in cerebellar structure and function with growth incognitive and learning skills. Associations between motor and cog-nitive development, such as those between fine manual control and visual processing38 along with evidence for cerebellar contributionto diverse cognitive functions, raise the possibility of wide-rangingeffects of cerebellar abnormalities on development.
CONFLICTS OF INTERESTNo financial assistance has been received in support of this paperand the authors have not declared any conflicts of interest.
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