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Strain Engineering of Thermal Transport in Nanocrystalline Materials Brandon N. Davis PhD Student Department of Mechanical Engineering Oral Preliminary Exam May 14, 2014 Advisor: Prof. Sandeep Kumar Committee: Prof. Javier Garay, Prof. Masaru Rao, Prof. Lorenzo Mangolni

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Strain Engineering of Thermal Transport in Nanocrystalline

Materials

Brandon N. DavisPhD Student

Department of Mechanical Engineering

Oral Preliminary ExamMay 14, 2014

Advisor: Prof. Sandeep KumarCommittee: Prof. Javier Garay, Prof. Masaru Rao, Prof. Lorenzo Mangolni

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Nanomechanics and Multiphysics Lab

Presentation Outline

• Background– Part I: Thermoelectric Materials– Part II: Strain Engineering– Part III: Lead Telluride

• Proposed Research Plan• Future Work

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Nanomechanics and Multiphysics Lab

Presentation Outline

• Objective• Background– Part I: Thermoelectric Materials– Part II: Strain Engineering– Part III: Lead Telluride

• Proposed Research Plan• Future Work

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Nanomechanics and Multiphysics Lab

Background: Applications

• We can take advantage of the “Seebeck Effect” and use the heat generated to create electrical current

Example: Satellite Example: Car Exhaust

(1) http://www.spacetoday.org/(2) http://www.gizmag.com/

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Nanomechanics and Multiphysics Lab

Background: Applications

• Thermoelectric Generators is an example of a thermoelectric material exhibiting the “Seebeck Effect”

• Using p and n type semiconductors

• Connected electrically in series thermally in parallel

• Quiet, Reliable, Cheap, Durable

• Potential for heat reclamation in car exhaust systems

• VERY INEFFICIENT

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Nanomechanics and Multiphysics Lab

Background: Thermoelectric Materials

Temperature Gradient

Electrical Potential

Materials that exhibit a change in temperature can create an electrical potential

Materials that exhibit a change in electrical potential can generate a temperature difference

Known as Seebeck Effect

Known as Peltier Effect

http://www.thermoelectrics.caltech.edu/

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Nanomechanics and Multiphysics Lab

Background: Seebeck Effect

http://www.thermoelectrics.caltech.edu/

Hot

Cold

NP

•Discovered by Thomas Seebeck in 1821•Hot and Cold side •Electron build up causes electric potential•Voltage drop is the result

Holes Electrons

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Nanomechanics and Multiphysics Lab

• Thermal Efficiency equation describes the maximum efficiency of thermoelectric materials

Background: Thermal Efficiency

𝑧𝑇= 𝑆2𝜎𝑇𝑘

S – Seebeck coefficient (add units)

σ– Electric conductivity (add units)

T – Absolute temperature

k – Thermal conductivity

zT – Figure of merit

• Part of my goal is to increase the zT of a material

• Typical zT <1

G. Jeffrey Snyder et. Al. :complex thermoelectric materials. Nature publishing group February 2008

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Nanomechanics and Multiphysics Lab

Background: Thermal Transport

• Our goal is to optimize the properties of thermoelectric materials by specifically improving the thermal transport of the material

PbTeStrategies to improve the Figure of Merit (zT)

New Material DesignNanostructuring/ Interface

Engineering

Alloying NanoinclusionsNanocrystalline grain structure

Heterostructures

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Nanomechanics and Multiphysics Lab

Presentation Outline

• Objective• Background– Part I: Thermoelectric Materials– Part II: Strain Engineering– Part III: Lead Telluride

• Proposed Research Plan• Future Work

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Nanomechanics and Multiphysics Lab

Background: Strain Engineering

• Strain engineering is a technique used to improve the performance of materials

• Using strain engineering to improve the performance of the thermoelectric material, PbTe

Strain Engineering can be used for and applied to:

• Influence the properties of a material

• Tune to specific parameters• Effect the carrier mobility and

band gap of materials

• Nanocrystalline & Nanostructured Materials• Semiconductors• Thermoelectrics

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Nanomechanics and Multiphysics Lab

Background: Current Methods

• Current method of strain engineeringTension

Compression

Compression

Tension

Lattice match

Dislocation + Defect Trap

Relaxation

Lattice Mismatch

EpilayerSubstrate

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Nanomechanics and Multiphysics Lab

Background: Four Key of Strain Engineering

• The implementation of strain engineering can be classified by four processes

This process will be further outlined and applied to our proposed processJu Li et. al. “Elastic strain engineering for unprecedented materials properties” Materials research Socciety February 2014 vol 39

Synthesizing Load Bearing

Nanostructures

Applying Force to the Material

Measuring Strain

Prediction of Strain Effect

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Nanomechanics and Multiphysics Lab

Background: Characterizing Strain Engineering

• Relating strain engineering to the figure of merit (zT)

Small Grain

𝒛𝑻=𝑺𝟐𝝈𝑻𝒌

Electric Conductivity

Thermal ConductivityPhonon

Large Grain

Electron

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Nanomechanics and Multiphysics Lab

Presentation Outline

• Objective• Background– Part I: Thermoelectric Materials– Part II: Strain Engineering– Part III: Lead Telluride

• Proposed Research Plan• Future Work

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Nanomechanics and Multiphysics Lab

Background: Lead Telluride

• Narrow gap material

• Rock Salt Structure (NaCl)

• Is optimum for mid-temperature application

• Operates in the temperature range of 500k- 900 K

• Has shown to have a maximum zT of 2

1. http://www.webelements.com/2. Y. Q Cao et. al. “Low thermal conductivity and improved figure of merit in fine-grain binary PbTe

thermoeletric alloys

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Nanomechanics and Multiphysics Lab

Presentation Outline

• Objective• Background– Part I: Thermoelectric Materials– Part II: Strain Engineering– Part III: Lead Telluride

• Proposed Research Plan• Future Work

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Nanomechanics and Multiphysics Lab

Nanofab : Photolithography and Sputtering

Synthesizing Load Bearing

Nanostructures

Applying Force to the Material

Measuring Strain

Prediction of Strain Effect

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Nanomechanics and Multiphysics Lab

Proposed Research: Nanofab Process

Step 1: Create Mask

Design

Step 2: Use photolithography

to transfer pattern (frontside and

backside)

Step 3: DRIE Etch

Step 4: Hydro Fluoric (HF)

Vapor Etch

Specimen and MEMS Device Ready for

Experimentation and Analysis

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Nanomechanics and Multiphysics Lab

Nanofab: Mask

• L-edit Mask Design

Backside Alignment

MEMS DeviceMask with MEMS Device

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Nanomechanics and Multiphysics Lab

Nanofab: Process Flow

Photo Resist Substrate PbTeSilicon Oxide

MASK

MASK

Deep Reactive Ion Etching

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Nanomechanics and Multiphysics Lab

Nanofab: MEMS Device and Experiment

Synthesizing Load Bearing

Nanostructures

Applying Force to the Material

Measuring Strain

Prediction of Strain Effect

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Nanomechanics and Multiphysics Lab

Experimental Setup

Tensile Strain

Applied Current

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Nanomechanics and Multiphysics Lab

MEMS Device

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Nanomechanics and Multiphysics Lab

Experiment and Analysis

Synthesizing Load Bearing

Nanostructures

Applying Force to the Material

Measuring Strain

Prediction of Strain Effect

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Nanomechanics and Multiphysics Lab

Raman Spectroscopy

• A laser is focused on to the sample

• This excites and scatters the phonons across the material

• Raman light reflected and collected

• Measure the total phonon scattering to understand thermal conductivity and strain being applied

http://chemie.uni-paderborn.de/

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Nanomechanics and Multiphysics Lab

Prediction of Strain

Synthesizing Load Bearing

Nanostructures

Applying Force to the Material

Measuring Strain

Prediction of Strain Effect

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Nanomechanics and Multiphysics Lab

Presentation Outline

• Objective• Background– Part I: Thermoelectric Materials– Part II: Strain Engineering– Part III: Lead Telluride

• Proposed Research Plan• Future Work

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Nanomechanics and Multiphysics Lab

Future Work

• 3 omega method to measure the eletrical conductivity

• Use 4 probe method to measure the thermal conductivity

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Nanomechanics and Multiphysics Lab

Proposed Research Timeline

2013-14 2014-15 2015-2016 2016-2017

Su Fa W Spr Su fa w Spr Su Fa W Spr Su Fa W Spr

Phase 1

Phase2

phase3

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Nanomechanics and Multiphysics Lab

Acknowledgements• Nanomechanics and Multiphysics Lab

– Principal Investigator Prof. Sandeep Kumar– Mr. Devil Garcia

• Nanofabrication Facility @ UCR & UCSD– Mr. Mark Heiden– Mr. Dexter Humphrey– Other names from UCSD

• Oral Prelim Committee– Principal Investigaor Prof. Sandeep Kumar– Prof. Lorenzo Mangolini– Prof. Javier E. Garay (double check middle initial)– Prof. Masaru P. Rao

GEM Fellowship Award Year 2014

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Nanomechanics and Multiphysics Lab

Questions?

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Nanomechanics and Multiphysics Lab

Background: PbTE response to Temp

• At Temperature range 400 C – 600 C Dramatic Increase in zT

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Nanomechanics and Multiphysics Lab

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Nanomechanics and Multiphysics Lab

Sputtering and Liftoff