91
BBI 3219 Semantik & Pragmatik

BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Embed Size (px)

Citation preview

Page 1: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

BBI 3219

Semantik & Pragmatik

Page 2: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

TOPIC

1 Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

2 Presupposition, entailment

3 Contextual meaning / context and inference- Utterance meaning - Deixis, reference

4 Cooperation and Implicature - The cooperative principle, Grice’s maxim - Conversational implicature, Relevance Theory - Conventional implicature

5 Speech Acts and Events - The speech act theory - Felicity conditions - Speech act classification

6 Politeness and Interaction - Politeness theory - Positive and negative face - Positive and negative politeness

Page 3: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• The study of meaning in context– Situational context– Linguistic context– Social context

• Utterances not sentences1.Deixis2.Speech Acts3.Cooperation Principles & Implicature4.Politeness

Pragmatics

Page 4: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Deixis

• “Deixis is a technical term (from Greek) - ‘pointing’ via language.

• Any linguistic form used to accomplish this ‘pointing’ is called a deictic expression.

• When you notice a strange object and ask, ‘What’s that?’, you are using a deictic expression(‘that’) to indicate something in the immediate context.

• Deictic expressions are also sometimes called indexicals. [Yule, 1996: 9]

Page 5: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Person deixis: Any expression used to point to a person (me, you, him, them)

Place / Spatial deixis: Words used to point to a location (here, there, yonder)

Time / Temporal deixis: used to point to a time (now, then, tonight, last week)

• All these deictic expressions have to be interpreted in terms of what person, place or time the speaker has in mind.

• There is a broad distinction between what is marked as close to the speaker (this, here, now) and what is marked as distant (that, there, then).

• It is also possible to mark whether movement is happening towards the speaker's location (come) or away from the speaker's location (go).

Page 6: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Temporal Deixis: Tenses •indicating past, present, and future time•must also be regarded as deictic, because past, present, and future times are defined by reference to the time of utterance.

– The present tense - proximal form– the past tense - distal form.

•The actual distance or proximity to be expressed means not only the distance from current time, but also distance from current reality or facts (Yule 1996, 14-15). •Coding vs receiving time:

– An utterance in present tense was produced “during a temporal span including the coding time” (Levinson 2005, 115).

– Past tense would mean that the event took place before the coding time.

Page 7: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

SPEECH ACT THEORY

Page 8: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Declarative sentences likeDeclarative sentences like

There’s a snake in the grass

may involve more than a description of the may involve more than a description of the world:world:

The speaker could be:1. guessing that there was a snake in the grass2. claiming ...3. warning the hearer that ...4. expressing his surprize that ...5. expressing his relief that there is ...

Page 9: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Language can be used not just for describing the thoughts and beliefs conveyed, but rather of the acts the speakers perform: the illocutionary forces of uttrances.

• State• Conclude• Apologize• Complain• Reprimand• Correct• Offer• Invite• Greet• Congratulate

We doWe do thingsthings with words

with words

Page 10: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

A speech act is an action performed by means of language

Ex.:describing something ("It is snowing.")

asking a question ("Is it snowing?")

making a request or order ("Could you pass the salt?", "Drop your weapon or I'll shoot you!")

making a promise ("I promise I'll give it back.")

Page 11: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

We use language to do a wide range of things.

Ex.:Conveying information: The PM is out of the country.Requesting information: When and where is the lecture?Giving orders: Stand up!Making requests: Please, carry my bags.Making threats: Do that again, and I’ll send you to your room.Giving warnings: There’s a spider on your shoulder.Giving advice: You ought to go to the lectures every week.and so on...

Page 12: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• A PERFORMATIVE utterance is one that actually describes the act that it performs, i.e. it PERFORMS some act and SIMULTANEOUSLY DESCRIBES that act.

• Which one is a performative and which is not? Why?

a)‘I promise to repay you tomorrow’ b)‘John promised to repay me tomorrow’

Page 13: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• ‘I promise to repay you tomorrow’ is performative because in saying it the speaker actually does what the utterance describes, i.e. he promises to repay the hearer the next day. That is, the utterance both describes and is a promise.

• ‘John promised to repay me tomorrow’, although it describes a promise, is not itself a promise.

Page 14: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Performatives vs. Constatives

• Performatives: Utterances that are used to do things or perform acts.

1. I pronounce you man and wife.2. I sentence you to 50 years in prison.3. I promise to drive you to Singapore.Austin initially also believes that Performatives can not be

verified as true or false.

• Constatives: Utterances that can be verified as true or false. These utterances were typically in the form of assertions or statements. “The Michigan River sometimes freezes over”.

Page 15: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

PERFORMATIVE VERBS

• I assert that | the Prime Minister is out of the country.• I ask | when and where is the lecture?• I order you to | stand up.• I request that you | carry my bags.• I warn you that if you | do that again, and I’ll send you to your room.• I warn you that | there’s a spider on your shoulder.• I bet you | fifty dollars that New Zealand will beat Australia in the Rugby World Cup.• I advise you to | go to the lectures every week.

These sentences have verbs that state the speech act.

These sentences are explicit performatives.

These verbs are called performative verbs.

These verbs can be used to perform the acts they name.

Page 16: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Not every speech act has its own explicit performative verb……..

The performative hypothesisEx.:

Clean up this mess!

This is an impicit performative (no performative verb is present)

How can I define its communicative intention / what kind of speech act is it?

Page 17: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

The “hereby” test

One simple way to decide whether a speech act is a performative (an implicit performative) is to insert the word “hereby” between subject and verb. If the resulting utterance makes sense, then the speech act is probably a performative.

Hereby: As a result of this, by this means

Ex:

Clean up this mess!

I hereby order you that you clean up this mess. (ordering)

Please, take out the garbage.I hereby request you to take out the garbage. (making a request)

Page 18: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• In order for a performative utterance to ‘work’, there are certain conditions that have to be met.

• Austin called these felicity conditions—they’re the conditions that must be in place for the act in question to come off successfully (or felicitously).

FELICITY CONDITIONS

Page 19: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

FELICITY CONDITIONS

The context and the situation that allow us to recognize a speech act as intended by the speaker.

The conditions that must be fulfilled for a speech act to be satisfactorily performed or realized

A sentence must not only be grammatically correct, it must also be felicitous , that is situationally appropriate.

Page 20: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

FELICITY CONDITIONS

• Felicity conditions: expected or appropriate circumstances for a speech act to be recognized as intended

I sentence you to six months in prison

- performance will be infelicitous if the speaker is not a judge in a courtroom

Page 21: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Locutionary, Illocutionary and Perlocutionary Speech Acts

• Austin (1962) says that when a speaker utters a sentence, s/he may perform three types of acts: locutionary act, illocutionary act and perlocutionary act.

Page 22: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Locutionary Act

• The basic act of speaking • Making meaningful utterance• An act of uttering a sentence with a certain sense

and reference, which is roughly equivalent to ‘meaning’ in the traditional sense.

(1) The final exam will be difficult.

Page 23: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Ilocutionary Act

• an act of performing some action in saying something (e.g, warning);

• Is the speaker’s intention. What is said has a purpose in mind.

• An utterance either verbal or written with the purpose in mind to fulfill an intention or accomplish an action.

• Performing an Illocutionary act means issuing an utterance that carries an illocutionary force/point.

Page 24: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Ilocutionary Act

• Examples of illocutionary forces would be accusing, promising, naming, ordering.

(1) The final exam will be difficult.

• By uttering (1), the speaker may be performing the act of informing, claiming, guessing, reminding, warning, threatening, or requesting.

Page 25: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Perlocutionary Act

• What speakers bring about or achieve by saying something, such as convincing, persuading, deterring.

• (1) The final exam will be difficult.

• By uttering (1), I may have achieved in convincing you to study harder for the final exam

Page 26: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• A sentence can be associated with several different illocutionary forces, depending on the discourse context.

(3) I will send you an email next week.• By uttering (3) the speaker can report a

decision, and at the same time make a promise.

Page 27: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Searle’s typology of speech acts

Illocutionary point Direction of point/fit Expressed psychological state

Representative words-to-world belief (speaker)

Directives world-to-words desire (addressee)

Commissives world-to-words intention (speaker)

Expressives none variable (speaker)

Declarations both none (speaker)

Searle grouped speech acts into five types:

Examples: Match the examples to correct category:1. “Wow, great!“2. “I’ll be back in five minutes.“3. “Chinese characters were borrowed to write other languages,

notably Japanese, Korean and Vietnamese.“4. Jury foreman: “We find the defendant not guilty.“5. “Turn the TV down.“

Page 28: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Searle’s typology of speech acts

Illocutionary point Direction of point/fit Expressed psychological state

Representative words-to-world belief (speaker)

Directives world-to-words desire (addressee)

Commissives world-to-words intention (speaker)

Expressives none variable (speaker)

Declarations both none (speaker)

Searle grouped speech acts into five types:

Examples: Match the examples to correct category:Expressives: “Wow, great!“Commissives: “I’ll be back in five minutes.“Representative: “Chinese characters were borrowed to write other languages, notably Japanese, Korean and Vietnamese.“Declarations: Jury foreman: “We find the defendant not guilty.“Directives: “Turn the TV down.“

Page 29: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Types of Illocutionary act

• Searle classifies Speech Acts into five categories: 1.Assertives/ Representatives: commit the Speaker to the

truth of the expressed proposition. They have a truth value and express Speaker’s belief that p.

Paradigm cases: asserting, concluding, affirming, alleging, announcing, answering, attributing, claiming, classifying, concurring, confirming, conjecturing, denying, disagreeing, disclosing, disputing, identifying, informing, insisting, predicting, ranking, reporting, stating, stipulating.

Page 30: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Searle’s speech act classification

2. Directives: are Speech Acts which are attempts the Speaker makes in order to get the addressee engage in a certain action. They express Speaker’s wish that Hearer do the act A.

•Paradigm cases include requesting, questioning, advising, admonishing, asking, begging, dismissing, excusing, forbidding, instructing, ordering, permitting, requiring, suggesting, urging, warning.

Page 31: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Searle’s speech act classification

3. Commissives: commit Speaker to some future course of action. Speaker expresses the intention that Speaker do the act A.

•Paradigm cases comprise promising, threatening, offering, agreeing, guaranteeing, inviting, swearing, volunteering .

Page 32: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Searle’s speech act classification

4. Expressives express Speaker’s attitude to a certain state of affairs specified (if at all) in the propositional content; a variety of different psychological states; propositional content must be related to Speaker or Hearer.

•Paradigm cases: thanking, apologizing, welcoming, congratulating, condoling, greeting, accepting.

Page 33: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Searle’s speech act classification

5. Declarations are Speech Acts which effect immediate changes in the institutional state of affairs and which tend to rely on elaborate extralinguistic institutions.

•Paradigm cases include excommunicating, declaring war, christening, marrying, firing from employment.

Page 34: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• A single utterance can express two different illocutionary forces at the same time.

(1) I will send you an email next week.

By uttering (1), the speaker can report a decision, and at the same time make a promise.

Page 35: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Indirect speech acts

• Searle also recognized the existence of INDIRECT SPEECH ACTS.

• In a direct speech act there is a direct relationship between its linguistic structure and the work it is doing.

• In indirect speech acts the speech act is performed indirectly through the performance of another speech act.”

Page 36: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

1(a) ‘Come in, please.’ is a direct request.2(a) ‘It is quite wrong to condone robbery.’ is a direct assertion against robbery.3(a) ‘You should go to the doctor.’ is a direct piece of advice.

•Performing an indirect speech act, the speaker utters a sentence which does not mean exactly what he or she says:

1(b) ‘Won’t you come in?’ is not merely a Yes-No question. an indirect request made in a very concerned manner.2(b) ‘Is it right to condone robbery?’ is an indirect assertion against, robbery though it is in form of a Yes-No question.3(b) ‘Why don’t you go to the doctor?’ is not used to ask for any reason. Instead, it is used to give an indirect piece of advice though it is in form of a Wh-question

Page 37: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Indirect speech acts are more polite than their direct counterparts. The more indirect a speech act is, the more polite it is.

• The most influential model of politeness is Brown and Levinson’s face-saving-model.

Page 38: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Politeness and interaction

• General idea of politeness: fixed concept of social behavior/etiquette within a

culture, involves certain general principles as being tactful, generous, modest, sympathetic towards others

• Narrower concept of politeness within an interaction:

face = the public self-image of a person (emotional and social sense of self one has and expects everyone else to recognize)

Page 39: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Face is the public self image that every member wants to claim for himself.

• Individual's self-esteem (face) motivates strategies of politeness (solidarity, restraint, avoidance of unequivocal impositions).

• Within everyday social interaction people generally behave as if their expectations concerning their face wants (i.e. public self-image) will be respected

1. Positive face2. Negative face

Politeness (Brown and Levinson 1987)

Page 40: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Positive face: individual’s desire to be accepted and liked by others; positive self-image or ‘personality’

• Positive politeness orients to preserving the positive face of others.

• Speech strategies that emphasize solidarity with the addressee, e.g. claiming common ground, conveying that speaker and addressee are co-operators

Politeness (Brown and Levinson 1987)

Page 41: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Negative face: individual’s right of freedom of actions; the basic claim to territories, personal preserves, rights to non-distraction -- i.e., to freedom of action and freedom from imposition

• Negative politeness orients to maintaining the negative face of others.

• Speaker tends to choose the speech strategies that emphasize his deference to the addressee.

• As rational agents, conversational participants will ideally try to preserve both their own face and the other’s in a verbal interaction.

Page 42: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Face-threatening acts (FTAs) are speech acts that intrinsically threaten face, for example complaints, disagreements and requests.

• Speaker says something that represents a threat to another individual's expectations regarding self-image.

• FTAs can threaten positive face (e.g. accusations, insults, criticism), negative face (e.g. orders, suggestions, requests) or both positive and negative face (e.g. complaints, threats)

Page 43: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Face saving act: speaker says something to lessen a possible threat

• Situation: Young neighbour is playing loud music late at night. Older couple cannot sleep.A: I'm going to tell him to stop that awful noise

right now!B: Perhaps you could just ask him if he's going to

stop soon because it's getting a bit late and people need to get to sleep.

Page 44: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Indirect speech acts

• Which one does more to save the addressee's negative face?1) Could you pass the salt?2) Pass the salt.

• Is there a difference in positive politeness?

Page 45: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• This theory holds that the speakers considering the performance of a speech act will generally choose more polite strategies in proportion to the seriousness of the act.

• There are four different levels of polite strategies that have the potential to gain the goal:

1. Bald on Record2. Positive Politeness3. Negative Politeness4. Off-record Strategy

Politeness Theory (Brown and Levinson 1987)

Page 46: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

1.Bald on Record• This strategy is a direct way of saying things, without any

minimisation to the imposition, in a direct, clear, unambiguous and concise way.

• Directly address the other person to express your needs• Using imperative forms

‘‘Wash your hands’’

Generally, however, bald on record expressions are associated with speech events where the speaker assumes he/she has power over the other - in everyday interaction between social equals they are avoided as face threatening acts

Page 47: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

2. Positive Politeness

• Acts of saving or protecting the hearer's positive face• This strategy is directed to the addressee's positive face,

her/his perennial desire that her/his wants - or the actions, acquisitions, values resulting from them - should be thought of as desirable.

• A face saving act concerned with the person's positive face will tend to show solidarity, emphasize that both speakers want the same thing and have a common goal

• e.g. strategies seeking common ground or co--operation, such as in jokes or offers:

‘‘Wash your hands, honey”

Page 48: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Positive Politeness StrategiesSt. 1 Noticing, attending to HSt. 2 ExaggerationSt. 3 Intensifying interest to HSt. 4 Using in- group identity makersSt. 5 Seeking agreementSt. 6 Avoiding disagreementSt. 7 Presupposition/ raise/ assert common groundSt. 8 JokingSt. 9 Asserting or presuppose S’s knowledge of and concern for H’s wantsSt. 10 Offering and promisingSt. 11 Being optimisticSt. 12 Including both S and H in the activitySt. 13 Giving (or ask) reasonsSt. 14 Assuming or asserting reciprocitySt. 15 Giving gifts to H (goods, sympathy, understanding, cooperation)

Page 49: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

3. Negative Politeness

• Negative politeness attends to a person's negative face needs and includes indirectness and apologies. It expresses respect and consideration.

• A face saving act oriented to a person's negative face tends to show deference, emphasizes the importance of the other's time or concerns and may include an apology for the imposition

Page 50: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

3. Negative PolitenessStrategy 1: Being conventionally indirectStrategy 2: Questioning, hedgeStrategy 3: Being pessimisticStrategy 4: Minimizing the impositionStrategy 5: Giving deferenceStrategy 6: ApologizingStrategy 7: Impersonalising S and HStrategy 8: Stating the FTA as a general rule

Page 51: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

4. Off--record Strategy

• This strategy is the indirect strategy. • It uses indirect language and removes the speaker

from the potential to being imposing.• statements not directly addressed to another person• e.g. off-record strategies, which consist of all types of

hints, metaphors, tautologies, etc.`Gardening makes your hands dirty`Uh, I forgot my pen.Where is the pen.Hmm, I wonder where I put my pen

Page 52: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche
Page 53: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Conversational Implicature

Page 54: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• When people talk with each other, they try to converse smoothly and successfully.

• Cooperation is the basis of successful conversations.

Cooperation and Implicature

• It is the expectation that the listener has towards the speaker.

• The speaker is supposed to convey true statements and say nothing more than what is required.

Page 55: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

The Cooperative Principle

•Imagine what would happen to language if there were no rules to follow during conversations.

•Then it would be perfectly acceptable to follow "Hi, how are you doing?“ with "cars are typically made from steel", or to simply lie with every statement you made.

•But then communication would be virtually impossible.

Page 56: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

The Cooperative Principle

•Grice suggested that conversation is based on a shared principle of cooperationprinciple of cooperation.

•One of the most basic assumptions we must make for successful communication to take place is that both people in a conversation are cooperating.

Page 57: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Grice’s Cooperative Principles

The Maxims of Conversation• Quality : Try to make your contribution

one that is true• Quantity: Make your contribution as

informative and no more so than is required.

• Relation: Be relevant• Manner: Be perspicuous

Page 58: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

The maxims of the cooperative principle

• The maxim of quantity:– Make your contribution as informative as required;– Do not make your contribution more informative than

required.• The maxim of quality:

– Do not say what you believe to be false;– Do not say that for which you lack adequate evidence.

• The maxim of relation:– Make your contribution relevant.

• The maxim of manner:– Be perspicuous, and specifically:

• avoid obscurity• avoid ambiguity• be brief• be orderly.

Page 59: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

The co-operative principle

• The overriding social rules which speakers follow in conversation.

• How it works:– The speaker observes the co-operative principle

and the hearer assumes that the speakers follow it.

Page 60: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Husband: Where are the car keys?Wife: They’re on the table in the hall.

The wife has answered clearly (manner) and truthfully (Quality), has given just the right amount of information (Quantity) and has directly addressed her husband’s goal in asking the question (Relation).

She has said precisely what she meant, no more and no less.

Page 61: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Implicatures

• Grice’s maxims (or, their violation) form the basis for inferences that we draw in conversation, which Grice called implicatures.

• Grice asserted that different ways of violating these maxims give rise to different types of implicatures.

Page 62: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche
Page 63: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

USING THE MAXIMS TO GENERATE IMPLICATURES

• Overview: three ways to generate conversational implicatures:

1. Observe the maxims 2. Violate the maxims 3. Flout the maxims

Page 64: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

1. Observing the maxims

A: I've run out of petrol. B: There's a garage just round the corner. If B's answer is relevant and informative, but not too informative (i.e. with useless, misleading information), it must connect to A's statement.

Page 65: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

2. Violating a maxim Violation, takes place when speakers intentionally refrain to apply certain maxims in their conversation to cause misunderstanding on their participants’ part or to achieve some other purposes.

Mother: Did you study all day long? Son who has been playing all day long: Yes, I‘ve been studying till now! In this exchange, the boy is not truthful and violates the maxim of quality. He is lies to avoid unpleasant consequences.

Page 66: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

3. Flouting a maxim The flouting of maxims takes place when individuals deliberately cease to apply the maxims to persuade their listeners to infer the hidden meaning behind the utterances; that is, the speakers employ implicature.

Teacher to a student who arrives late more than ten minutes to the class meeting: Wow! You’re such a punctual fellow! Welcome to the class. Student: Sorry sir! It won’t happen again. The teacher teasing the student and his purpose praising him. He exploits the maxim of quality (being truthful) to be sarcastic. The student seems to notice the purpose behind the teacher’s compliment and offers an apology in return.

Page 67: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

3. Flouting a maxim Majid and Ali are talking on the phone: • Ali: Where are you, Majid? • Majid: I’m in my clothes.

Majid tells the truth because it is expected that people are always in some clothes, yet he flouts the maxim of quantity because the information is insufficient for Ali.

Humorous effect

Page 68: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

The flouting of the cooperative principle

• Assuming that the speaker is a bona fide (goodwill) speaker.

• Inference comes into play in the conversation.• Flouting is effectively an invitation to find a

new meaning, beyond `what is said' -- one that makes the utterance co-operative after all

• Flouting is generally associated with particular rhetorical effects

Page 69: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Implicature can be considered as an additional conveyed meaning (Yule, 1996: 35).

• It is attained when a speaker intends to communicate more than just what the words mean.

• It is the speaker who communicates something via implicatures and the listener recognizes those communicated meanings via inference.

Page 70: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Presupposition &

Entailment

Page 71: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

What on earth is entailment?Examples of entailment for the sentence in (1) are represented in (2).

(1) Rover chased three squirrels. (2) a. Something chased three squirrels. b. Rover did something to three squirrels. c. Rover chased three of something. d. Something happened.

Page 72: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Entailment• A logical relation between propositions. • A proposition P entails a proposition Q, if and only if

the truth of Q follows inescapably from the truth of P.

e.g. if P is ‘Pete killed the wasp’ and

Q is ‘The wasp died’

then if P is true, Q must also be true, and if Q is false, P must also be false.

The wasp died could not be true any time before it was true that Pete killed the wasp.

Page 73: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• The English sentence (14) is normally interpreted so that it entails the sentences in (15) but does not entail those in (16).

(14) Lee kissed Kim passionately.

• (15)a. Lee kissed Kim.b. Kim was kissed by Lee.c. Kim was kissed.d. Lee touched Kim with her lips.

• (16)a. Lee married Kim.b. Kim kissed Lee.c. Lee kissed Kim many times.d. Lee did not kiss Kim.

(Gennaro Chierchia and Sally McConnell-Ginet, Meaning and Grammar: An Introduction to Semantics. MIT Press, 2000)

Page 74: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

EntailmentP QIt’s a dog. It’s an animal.All dogs are purple My dog is purple.

P entails Q if it is the case that whenever P is true, B is true.

Test/JustificationIf there is any situation where A can be true, and B might not be true, then A does NOT entail B.If there is no such situation, then A entails B.Step 1. Assume that A is true.Step 2. Assume that B is NOT true.Step 3. Check for contradiction.→ If there is a contradiction, then A entails B.If not, then A does not entail B.

Page 75: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Contradiction

• Contradictory sentence: A contradictory sentence (or a contradiction) is a sentence which is necessarily false, because of the senses of the words in the sentence.

e.g. • Elephants are not animals. • Cats are fish. • A man is a butterfly.

Page 76: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Analytic sentence• Analytic sentences are generally self-explanatory. • They often have little to no informative value redundant

statements

Frozen water is ice.Bachelors are unmarried men.Two halves make up a whole.

• No additional meaning or knowledge is contained in the predicate that is not already given in the subject.

• Analytic sentences tell us about logic and about language use. They do not give meaningful information about the world

Page 77: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Synthetic Sentence• Synthetic statements are based on our sensory

data and experience. • The truth-value of a synthetic statements cannot

be figured out based solely on logic.

Children wear hats.The table in the kitchen is round.My computer is on.

• A synthetic sentence is one which is not analytic or contradictory, but which may be true or false depending on the way the world is.

Page 78: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Anomaly

• Refers to what happens when you break semantic rules and create nonsensical expressions.

• An example of a semantic anomaly would be the phrase the cat sewed the milk.

• It's not ungrammatical, but it is nonsensical since milk cannot be sewn, nor can cats sew with their tiny adorable paws, as far as we know!

Page 79: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Presuppositions

• Presuppositions can be used to communicate information indirectly.

• If someone says My brother is rich, we assume that the person has a brother, even though that fact is not explicitly stated.

• Often, after a conversation has ended, we will realize that some fact imparted to us was not specifically mentioned.

• That fact is often a presupposition.

Page 80: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Presuppositions

• The propositions or beliefs assumed by an utterance.

Those people stopped smoking presupposes that (1)the designated people exist; (2)that the activity called smoking exists; (3)that that activity is known to the hearers; and (4)that the designated people habitually smoked in the

past.

Page 81: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Your brother is waiting outside for youPresupposition you have a brother.

• Why did you arrive late? Presupposition you did arrive late.

• When did you stop smoking cigars? Presupposition: 1. you used to smoke cigars2. you no longer do so.

Page 82: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• Questions like this, with built-in presuppositions, are very useful devices for interrogators or trial lawyers.

• If the defendant is asked by the prosecutor :Okay, Mr. Smith, how fast were you going when you ran the red light?

Presupposition: Mr. Smith did, in fact, run the red light.

• If he simply answers the How fast part of the question, by giving a speed, he is behaving as if the presupposition is correct

Page 83: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

• When did you stop beating your wife?Presupposition: The target of the question is married to

someone he has beaten at some point in the past

Find the presupposition for the following statements:1. John knows that Mary passed the exam.2. Mary has stopped revising.3. John didn’t manage to pass the exam.4. Mary is better at revising than John

Page 84: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

1. John knows that Mary passed the exam.Mary passed

2. Mary has stopped revising.Mary has revised previously.

3. John didn’t manage to pass the exam.John tried to pass.

4. Mary is better at revising than John.Both Mary and John revised.

Page 85: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Constant under negation• One of the tests used to check for the presuppositions

underlying sentences involves negating a sentence with a particular presupposition and considering whether the presupposition remains true.

• e.g. My car is a wreck. Take the negative version of this sentence:

My car is not a wreck. Notice that, although these two sentences have opposite

meanings, the underlying presupposition, I have a car, remains true in both.

This is called the constancy under negation test for presupposition.

Page 86: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Constant under negation

I used to regret marrying him, but I don't regret marrying him now

• The presupposition I married him remains constant even though the verb “regret” changes from being affirmative to being negative.

John realized/didn't realize that he was in debt• Presupposition: John was in debt

My cat loves sardines / My cat hates sardines• Presupposition: I have a cat

Page 87: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Presuppositions• Presuppositional information adds facts/beliefs to what is explicitly said

• Presuppositional information is that which is taken for granted

My wife will go to London tomorrow (the speaker has a wife)My number is 212-555-1212 (the speaker has a telephone account)I’m upset about being charged for a call to Ethiopia (the speaker was

charged for a call to Ethiopia)I’m a bachelor (the speaker is an unmarried male person)

• Test: the negation and question presuppose the same thing

Diane’s children are nice. Diane’s children aren’t nice. Diane has got some childrenAre Diane’s children nice?

Page 88: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Characteristics of presupposition• The presupposition of an utterance remains the same under its

NEGATION:(1)a. John stopped smoking.(1)b. John didn’t stop smoking.(1)a-b both presuppose that John once smoked cigarettes.

(2)a. The dog’s tail was cut.(2)b. The dog’s tail wasn’t cut.(2)a-b both presuppose that the dog had a tail.

(3)a. I like his car.(3)b. I don’t like his car.(3)a-b both presuppose that he owns a car.

Page 89: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

Characteristics of presupposition

• The presupposition of an utterance remains the same under its INTERROGATION:

(4)a. John stopped smoking.(4)b. Did John stop smoking?(4)c. Why did John stop smoking?

(4)a-c all presuppose that John once smoked cigarettes.

Page 90: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche

PracticeWhat are the presuppositions for the following utterances?1.I lost my watch yesterday at Ipoh market.2.Emily was very sad when her turtle went missing.3.This is my youngest sister.4.The king of Sweden has just left for France.5.I wasn’t aware that she was married.6.I dreamed that I was rich.7.You’re late again.8.I ’m going to change job.9.Who is going to give me a lift to the airport?10.You shouldn’t have seen such a horror film.’

Page 91: BBI 3219 Semantik & Pragmatik. TOPIC 1Figurative Language - Compositional meaning - The Principle of Compositionality - Metaphor, Metonymy, Idioms - Synecdoche