Bare Trustee Agreements11 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 12 AIP Asset Management Canada Limited

Bare Trustee Agreements

Approved Fund Managers as of March 31, 2019

Fund Manager Region Type of ProductsFunds covered by agreement

Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1

Includes Deposit accounts

Pooled FundCanada3IQ CORP.2

3IQ Corp.

Mutual FundOverseasAberdeen Global Services S.A.3

Aberdeen Global Funds

Aberdeen Global II Funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaAccilent Capital Management Inc.4

Capsure Hedged Oil and Gas Income & Growth Trust

Mutual FundCanadaAcker Finley Asset Management Inc.5

QSATM Funds

Mortgage Investment FundCanadaACM Advisors Ltd.6

ACM Commercial Mortgage Fund

Pooled FundCanadaAddenda Capital Inc.7

Addenda Pooled Funds

GIC's / Investment Savings AccountsCanadaADS Canadian Bank8

Limited PartnershipCanadaAGAWA Fund Management Inc.9

AGAWA Fund I Limited Partnership

Mutual Fund / Pooled FundCanadaAGF Investments Inc.10

AGF family of mutual funds

Acuity Pooled funds

AGF Pooled funds

AGF Elements family of mutual funds

Harmony family of mutual funds

Acuity family of mutual funds

Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.11

AHF Credit Opportunities Fund - Series A, F and I

Limited PartnershipCanadaAIP Asset Management12

AIP Global Marco Fund LP

GIC'sCanadaAldergrove Credit Union13

Limited PartnershipCanadaAlgonquin Capital Corporation14

Hedge FundCanadaAlignvest Capital Management Inc.15

Page 1 of 21Listing of Approved Fund Managers by Name


Pooled FundCanadaAlignvest Investment Management Corporation16

REITCanadaAlitis Investment Counsel Inc.17

Alitis Mortgage Plus Pool

Alitis Private REIT

Mutual FundCanadaAlphaNorth Asset Management18

Hedge FundCanadaAltema Asset Management Inc.19

Altema Diversified Equity Market Neutral Fund

Pooled FundCanadaAltervest Ltd.20

Pooled FundCanadaAntares Investment Management, Inc.21

Limited PartnershipCanadaAR3 Capital Management Inc.22

Hedge FundCanadaArrow Capital Management Inc.23

Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited24

Robson Alpha Scout Fund

Alpha Scout Fund and RSP Fund

Limited PartnershipCanadaAryeh Capital Management Ltd.25

Aryeh Capital Partners Canada, LP

Mutual FundCanadaATB Investment Management Inc.26

Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.27

Auspice Diversified Trust

Mutual FundCanadaAventine Management Group Inc.28

BTH Tactical Growth Fund

Aventine Canadian Equity Fund

Mutual Fund TrustCanadaAYAL Capital Advisors Liited29

AYAL Capital Advisors Trust Fund

Mutual FundCanadaB.E.S.T Investment Counsel Limited30

B.E.S.T. Active 365 Fund LP

B.E.S.T. Total Return Fund Inc.

The Business, Engineering, Science & Technology Discoveries Fund Inc.

GIC's / Investment Savings AccountsCanadaB2B Bank31

Pooled FundCanadaBaker Gilmore & Associates Inc.32

Baker Gilmore & Associates Pooled Funds

GIC'sCanadaBank of America, National Association (Canada Branch)33

OtherCanadaBank of Canada34

Investment Savings Account / GIC'sCanadaBank of Montreal35

GIC'sCanadaBank of Montreal Mortgage Corp.36

GIC'sCanadaBank of Nova Scotia37



Scotia Mortgage Corporation

Montreal Trust Company of Canada

National Trust Company / Victoria&Grey MortgageCorp.

Bank of Nova Scotia

Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.38

Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.39

Limited PartnershipCanadaBedford Park Capital Corporation40

Bedford Park Opportunities Fund

Pooled FundCanadaBellwether Investment Management Inc.41

Bellwether family of funds.

Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd42

Pooled FundCanadaBirchLeaf Investments Inc.43

BirchLeaf Growth Fund

Limited PartnershipCanadaBlack Swan Dexteritas Inc.44

BSD Global Tech Hedge Fund LP

Mutual FundCanadaBlackBridge Capital Management Corp.45

Mutual FundOverseasBlackRock (Luxembourg) SA46

BlackRock Global Funds

Mutual FundCanadaBlackRock Asset Management Canada Limited47

BlackRock Asset Management Canada Limited

Pooled FundCanadaBloom Burton Investment Group Inc.48

Bloom Burton Canadian Healthcare Fund

Mutual FundCanadaBloom Investment Counsel, Inc.49

Mutual FundCanadaBloombergSen Inc.50

BloombergSen Partners RSP Fund

Mutual FundCanadaBMG Management Services Inc.51

Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.52

BMO Mutual Funds

Segregated FundCanadaBMO Life Assurance Company53

BMO Guaranteed Investment Funds

Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.54

Mutual FundCanadaBMO Private Investment Counsel Inc.55

GIC's / Investment Savings AccountsCanadaBMO Trust Company56

Linked NotesCanadaBNP Paribas (Canada)57

Mutual FundOverseasBNY Mellon Global Management Ltd.58

Universal Liquidity Funds PLC

BNY Mellon Global Management Ltd. family of funds

Mutual FundCanadaBrandes Investment Partners & Co.59



Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC60

GIC'sCanadaBridgewater Bank61

Pooled FundCanadaBridgingFinance Inc.62

Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.63

Bristol Gate U.S. Equity Fund LP

Mutual FundCanadaBrompton Funds Limited64

Pooled FundCanadaBrookfield Investment Management (Canada) Inc.65

Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.66

Soundvest North American Opportunity Pool

Hedge FundCanadaBT Global Growth Inc.67

BT Global Growth Fund L.P.

Pooled FundCanadaBull Capital Management Inc.68

Canadian Equity Class Shares

Balanced Class Shares

Global Equity Class Shares

EFG Private Portfolio Series ING

Mutual FundCanadaBurgundy Asset Management Ltd.69

Mutual FundCanadaCADO Investment Fund Management Inc.70

Maple Leaf Income Class

Maple Leaf Resources Class

Mutual FundCanadaCaldwell Investment Management Ltd.71

Segregated FundCanadaCanada Life Assurance Company (The)72

GIC'sCanadaCanadian Tire Bank73

Canadian Tire Bank

GIC'sCanadaCanadian Western Bank74

Mutual Fund / GIC'sCanadaCanadian Western Trust75

Investment Funds / Limited PartnershipCanadaCanoe Financial LP76

Mutual FundCanadaCanso Fund Management Ltd.77

Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.78

Pooled FundCanadaCapstone Asset Management Inc.79

Pooled FundCanadaCardinal Capital Management Inc.80

Cardinal Foreign Equity Pool

Cardinal Canadian Equity Pool



Limited PartnershipCanadaCastle Ridge Asset Management Limited81

Castle Ridge LP

Hedge FundCanadaCelernus Investment Partners Inc.82

Celernus Absolute Growth Fund

Celernus Mortgage and Income Trust Fund

REITCanadaCenturion Asset Management Inc.83

Pooled FundCanadaCGOV Asset Management84

Mutual FundCanadaChou Associates Management Inc.85

Mutual Fund / Segregated FundCanadaCI Investments Inc.86

Mutual Fund / GIC's / Linked NotesCanadaCIBC87

Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.88

GIC'sCanadaCIBC Investor Network89

Services Hypothecaires CIBC Inc.

CIBC Mortgages Inc. (FLT)

CIBC Mortgages Inc.

CIBC Trust Corporation

CIBC

Pooled FundCanadaCidel Asset Management Inc.90

GIC'sCanadaCoast Capital Savings Federal Credit Union91

GIC'sCanadaCoastal Community Credit Union92

GIC'sCanadaCommunity Trust Company Ltd.93

GIC'sCanadaConcentra Bank94

Mutual FundCanadaConnor, Clark & Lunn Funds Inc.95

CC&L fund family

Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.96

Pooled FundCanadaCornerstone Investment Counsel Ltd.97

Blueprint Global Strategies Pool

Limited PartnershipCanadaCortland Credit Group Inc.98

Cortland Credit Strategies L.P.

Mutual FundCanadaCote 100 Inc.99

Mutual FundCanadaCounsel Portfolio Services Inc.100

Labor Sponsored FundCanadaCovington Capital Corporation101

Covington Funds

Unit TrustCanadaCovista Capital Corp.102



Covista Value Fund Trust

Pooled FundCanadaCowan Asset Management Limited103

Cowan Absolute Return Fund

Mutual FundCanadaCQI Capital Management L.P.104

Genesis Partners Fund LP

CQI Equity Opportunities Fund II

CQI Equity Opportunities Fund I

CQI Income Opportunities Fund

Linked NotesOverseasCredit Suisse AG105

Limited PartnershipCanadaCrimson Asset Management106

Crimson Partners Small Cap Fund LP

Mutual FundCanadaCrystal Wealth Management System Ltd.107

Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.108

Mutual FundCanadaCWB Wealth Management Ltd.109

CWB Onyx Portfolio Series

Limited PartnershipCanadaCygnus Investment Partners L.P.110

Cygnus/KKR Multi-Strat Fund LP

Pooled FundCanadaCypress Capital Management Ltd.111

Pooled FundCanadaDaVinci Capital Partners Inc.112

DaVinci Alterntive Income Fund

Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.113

Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.114

Deans Knight Income Fund

Deans Knight Equity Growth Fund

Deans Knight Equity Growth Fund II

Deans Knight Capital Pool Funds

Mutual FundCanadaDelbrook Capital Advisors Inc.115

Delbrook Resource Opportunities Fund

GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec116

Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.117

Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.118

Mutual FundCanadaDesjardins Société de placement inc.119

Mutual FundCanadaDesjardins Trust Inc.120

Maestral Funds

Hedge FundCanadaDifference Capital Management Inc.121

Mutual FundCanadaDimensional Fund Advisors Canada ULC.122

Mutual FundCanadaDiscovery Capital Management Corp.123



Mutual FundCanadaDixon Mitchell Investment Counsel Inc.124

Dixon Mitchell Small Cap Fund

Limited PartnershipCanadaDonville Kent Asset Management Inc.125

Donville Kent Asset Management

Mutual FundCanadaDuncan Ross Associates Ltd.126

Pooled FundCanadaEast Coast Fund Management Inc.127

Limited PartnershipCanadaEast West Investment Management Corporation128

East West Canada Fund LP

Hedge FundCanadaEdgeHill Partners129

EdgeHill family of funds.

Mutual FundCanadaEdgePoint Wealth Management Inc.130

Edgepoint family of mutual funds

Mutual FundCanadaEducators Financial Group Inc.131

GIC'sCanadaEffort Trust Company (The)132

Segregated FundCanadaEmpire Life Insurance Company133

Segregated Funds

Interest investment options provided within an insurance contract

Mutual FundCanadaEmpire Life Investments Inc.134

Empire Life

Unit TrustCanadaEnTrust Focus Partners LP135

EnTrust 49 Focus Fund

Pooled FundCanadaEpic Capital Management Inc.136

Mutual FundCanadaeQuaTe Asset Management Inc.137

Mutual FundCanadaEquilibrium Capital Management Inc.138

GIC's / Investment Savings AccountsCanadaEquitable Bank139

GIC'sCanadaEquitable Trust140

Pooled FundCanadaEquiton Capital Inc.141

Equiton Residential Income Fund Trust

Mutual FundCanadaEquium Capital Management Inc.142

Pooled FundCanadaETF Capital Management143

Quintessence Wealth Group of Funds

Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.144

Ewing Morris Flexible Income Fund LP

Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.145

Excalibur Small Cap Opportunities LP

Excalibur Limited Partnership

Mutual FundCanadaExcel Funds Management Inc.146



Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.147

Faircourt Pooled Monthly Income Fund (Pooled Fund)

Faircourt Dividend Fund (Mutual Fund)

Mutual FundCanadaFederated Investors Canada ULC148

Federated Strategic Value U.S. Equity Dividend Fund

Linked NotesCanadaFédération des caisses Desjardins due Quebec149

Mutual FundCanadaFidelity Investments Canada ULC150

Mutual FundCanadaFiducie Desjardins Inc.151

Mutual FundCanadaFieldhouse Capital Management Inc.152

Fieldhouse Pro Funds Inc.

Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation153

.

Mutual FundOverseasFIL Limited154

Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.155

Mutual FundCanadaFirst Asset Investment Management Inc.156

GIC'sCanadaFirst Ontario Credit Union157

REITCanadaFirst Reliance Asset Management158

First Reliance Real Estate Investment Trust

GIC'sCanadaFirst West Credit Union Ltd.159

Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Natio160

Foresters Asset Management Inc.161

Pooled Fund / Hedge FundsCanadaForge First Asset Management Inc.162

Forge First Long Short Trust

Forge First Multi-Strategy Trust

Mutual Fund / Hedge FundCanadaFormula Growth Limited163

Formula Growth Hedge Funds Class A

Formula Growth Hedge Funds Class F

Formula Growth Fund

Pooled Fund / Limited PartnershipU.S.Fort LP164

Pooled FundCanadaFoyston, Gordon & Payne Inc.165

FGP Funds

Family of Pooled Funds

Mutual FundOverseasFranklin Templeton International Services S.à.r.l.166

Franklin Templeton Investment Funds

Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.167

Franklin Templeton Mutual Funds



Bissett Mutual Funds

Mutual FundCanadaFrontFour Capital Corp.168

FrontFour Opportunity Fund

Mutual FundCanadaFT Portfolios Canada Co.169

Mutual FundCanadaFulcra Asset Management Inc.170

Fulcra Focused Yield Fund

Mutual FundU.S.Gabelli Funds (The)171

Pooled FundCanadaGalibier Capital Management Ltd.172

Galibier Canadian Global Equity Pool

Galibier U.S. Equity Pool

Galibier Opportunities Fund

Mutual FundCanadaGalileo Global Equity Advisors Inc.173

Investment FundsCanadaGalliant Advisors LP174

Galliant Equity Long/Short Fund LP

GIC'sCanadaGeneral Bank of Canada175

Pooled FundCanadaGenus Capital Management176

Mutual FundCanadaGestion Ferique177

Hedge FundCanadaGFI Investment Counsel Ltd.178

Good Opportunities Fund

Mutual FundCanadaGlobal Growth Assets Inc.179

Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.180

Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.181

Mutual FundCanadaGoodwood Inc.182

Goodwood Funds

OtherCanadaGovernment of Quebec (for Placements Quebec)183

Unit TrustCanadaGrafton Asset Management Inc.184

Global Energy Growth Fund

Mutual FundCanadaGravitas Securities Inc.185

Pooled FundCanadaGreenchip Financial Corp.186

Pooled FundCanadaGreystone Managed Investments Inc.187

Greystone Pooled Fund Trusts

Venture Capital FundCanadaGroundlayer Capital Inc.188

.

Labor Sponsored FundCanadaGrowth Works Capital Ltd.189

Working Opportunity Fund (EVCC) Ltd.

Pooled FundCanadaGuardian Capital LP190



Vega Funds

Guardian Funds

Vector Funds

Limited PartnershipCanadaHamilton Capital Partners Inc.191

Mutual FundCanadaHarvest Portfolios Group Inc.192

GIC'sCanadaHaventree Bank193

Pooled FundCanadaHemisphere Capital Management Inc.194

Limited PartnershipCanadaHGC Investment Management Inc.195

HGC Arbitrage Fund LP

Mutual FundCanadaHighstreet Asset Management Inc.196

Pooled FundCanadaHillsdale Investment Management Inc.197

GIC'sCanadaHome Bank198

GIC's / Investment Savings AccountsCanadaHome Trust Company199

GIC'sCanadaHomEquity Bank200

Unit TrustCanadaHorizons ETFs Management (Canada) Inc.201

Mutual FundCanadaHSBC Bank Canada202

Structured Alternative Investment Return Securities

Mutual FundCanadaHSBC Investment Funds (Canada) Inc.203

Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.204

Malachite Aggressive Preferred Fund

Mutual FundCanadaI.A. Michael Investment Counsel Ltd.205

ABC Funds

Mutual FundCanadaI.G. Investment Management Ltd.206

Mutual FundCanadaIA Clarington Investments Inc.207

GIC's / Investment Savings AccountsCanadaICICI Bank Canada208

Mutual FundCanadaICM Asset Management Inc.209

ICM (1X) Real Estate Trust

Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.210

GIC'sCanadaIndustrial Alliance Trust Inc.211

GIC'sCanadaIndustrial and Commercial Bank of China (Canada)212

Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.213



Unit TrustCanadaInflection Management Inc.214

Inflection Strategic Opportunity Fund

GIC'sCanadaInnovation Credit Union215

Investment FundsCanadaInvesco Canada Ltd.216

The following investment products are covered:

Investment Savings Accounts

Segregated funds

Investment funds

IncomeTrusts

Linked notes

LP's

GIC's

Mutual FundOverseasInvestec Asset Management Limited217

Limited PartnershipCanadaInvico Capital Corporation218

Mutual Fund / Segregated FundCanadaIvari219

Pooled FundCanadaJ. Zechner Associates Inc.220

Pooled FundCanadaJ.C. Clark Ltd.221

Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited222

Pooled FundCanadaJDM Investments Partners Ltd.223

Investment Partners Fund

Mutual Fund / Pooled FundCanadaJemekk Capital Management (2017) Inc.224

Hedge FundCanadaJM Fund Management Inc.225

JM Catalyst Fund

Pooled FundCanadaK J Harrison & Partners Inc.226

Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.227

The K2 Principal Trust

Pooled FundCanadaKAI Asset Management Inc.228

KAI Core Equity Pool

Mutual Fund/Hedge Fund/Pooled FundCanadaKawartha Asset Management Inc.229

Kawartha High Conviction Resource Fund

Kawartha Energy Opportunities Fund Inc.

GIC'sCanadaKEB Hana Bank Canada230

Pooled FundCanadaKensington Capital Advisors Inc.231

Mutual Fund / Pooled FundCanadaKingwest & Company232

Mutual FundCanadaLandry Investment Management Inc.233



GIC'sCanadaLaurentian Bank of Canada234

Includes B2B Trust term deposits

GIC'sCanadaLaurentian Trust of Canada Inc.235

Pooled FundCanadaLaurus Investment Counsel236

Hedge FundCanadaLawrence Park Asset Management Ltd.237

GIC'sCanadaLBC Trust238

Mutual Fund / Pooled FundCanadaLDIC Inc.239

Includes LDIC Closed-End Funds

Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)240

GIC'sCanadaLeague Savings and Mortgage Company241

Mutual FundOverseasLegg Mason Global Funds PLC242

Mutual FundCanadaLeith Wheeler Investment Funds243

Mutual FundCanadaLester Asset Management Inc.244

Hedge FundCanadaLightwater Partners Ltd.245

Lightwater Long/Short Funds

Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited246

Limited PartnershipCanadaLionGuard Capital Management Inc.247

Mutual FundCanadaLogiq Asset Management Ltd.248

Mutual FundCanadaLongbow Capital Inc.249

Mutual FundCanadaLorica Investment Counsel Inc.250

Lorica Canadian Fixed Income Fund

Pooled FundCanadaLorne Steinberg Wealth Management Inc.251

Steinberg High Yield Fund

Steinberg Global Value Equity Fund

Limited PartnershipCanadaLumen Asset Management Inc.252

Lumen Long Short Equity Fund LP

Pooled FundCanadaLynwood Capital Management Inc.253

Lynwood family of funds

Mutual FundCanadaLysander Funds Limited254

Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.255

Mutual FundCanadaMackie Research Capital Corporation256

Grafton Energy Growth Fund



The Absolute Resource Company L.P.

Pooled FundCanadaMacNicol & Associates Asset Management Inc.257

The Global Opportunities Fund (LP)

The Absolute Return Fund (LP)

The Emergence Fund (LP)

The Conservative Income Fund (LP)

360 Degree U.S. Reality Income Fund

Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC258

GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)259

Deferred Annuities

Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited260

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn

Manulife Financial Corp family of funds

GIC's / Investment Savings AccountsCanadaManulife Bank of Canada261

GIC's / Investment Savings AccountsCanadaManulife Trust Company262

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.263

Hedge FundCanadaMarret Asset Management Inc.264

Marret

Mutual FundCanadaMatco Financial Inc.265

MFI series of funds

Mutual FundCanadaMawer Investment Management Ltd.266

Mutual FundCanadaMaxam Capital Management Ltd.267

GIC'sCanadaMCAN Mortgage Corporation268

Mutual FundCanadaMcElvaine Investment Management Ltd.269

The McElvaine Investment Trust

Mutual FundCanadaMcLean Asset Management Ltd.270

ROMC Trust

Mutual FundCanadaMD Financial Management Inc.271

Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.272

MFG Diversified Strategy Fund

Linked NotesCanadaMerrill Lynch Canada Inc.273

Pooled Fund / Hedge FundsCanadaMetric Asset Management Limited Partnership274

Mutual FundCanadaMFS Investment Management Canada Limited275

Mutual FundCanadaMiddlefield Limited276

Mutual FundCanadaMontrusco Bolton Investment Inc.277

Bolton Tremblay Funds inc.



Pooled FundCanadaMorgan Meighen & Associates Limited278

Smedley Fund Family

Mutual Fund / Pooled FundCanadaNatcan Trust Company279

Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.280

Includes PPN's

GIC'sCanadaNational Bank of Canada281

National Bank Trust GIC's

Natcan Trust GIC's

National Bank of Canada GIC's

Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.282

Mutual FundCanadaNational Trust Company283

Family of Funds

Tourism & Entertainment Growth Fund Inc.

Unit TrustCanadaNewGen Asset Management Limited284

Mutual FundCanadaNewport Private Wealth Inc.285

Hedge FundCanadaNext Edge Capital Corp.286

Mutual FundCanadaNGAM Canada LP287

Mutual FundCanadaNiagara Capital Partners Ltd.288

Niagara Access Alpha Fund

Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.289

SPIRE LP's

NWM family of funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNinepoint Partners LP290

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNorrep Capital Management Ltd.291

Mutual FundCanadaNorth Growth Management Ltd.292

GIC'sCanadaNorthern Savings Credit Union293

Terrace & District Credit Union

Limited PartnershipCanadaNorthStream Capital Inc.294

NorthStream Credit Strategies Fund LP

Mutual FundCanadaNorthwest & Ethical Investments L.P.295

Mutual FundCanadaOcean Rock Investments Inc.296

Pooled FundCanadaOnex Credit Partners, LLC297

OCP Debt Opportunity Class

Onex Credit Partners LLC

Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.298

Limited PartnershipCanadaPACE Securities Corp.299



Limited PartnershipCanadaPalette Investment Management Inc.300

First Canadian Securities 2017

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.301

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.302

Rendez-vous Global Equity Fund LP - $CDN and $US

Palos Family of funds

Mutual FundCanadaPathfinder Asset Management Ltd.303

Pooled FundCanadaPavilion Advisory Group Ltd.304

GIC'sCanadaPeace Hill Trust Company305

Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.306

Mutual FundCanadaPenderFund Capital Management Ltd.307

Pender Strategic Growth and Income Fund

Pender Corporate Bond Fund

Pender US All Cap Equity Fund

Pender Canadian Opportunities Fund

Pender Small Cap Opportunities Fund

Pender Value Fund

Pender North American Small Cap Fund

GIC'sCanadaPeoples Trust Company308

Mutual FundCanadaPerennial Asset Management Corp.309

Perennial Equity Portfolio

Perennial Fixed Income Portfolio

Hedge FundCanadaPerformance Capital Ltd.310

Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.311

Pooled FundCanadaPerron & Partners Wealth Management Corp.312

Kipling Private Investment Portfolios

Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.313

SaskWorks Venture Fund Inc.

Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management314

Pooled FundCanadaPier 21 Asset Management Inc.315

Pier 21

Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.316

Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited317

PIMCO Funds - Global Investor Services

Hedge FundCanadaPolar Asset Management Partners Inc.318

Polar Fund Management II Inc.

Altairis



Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.319

Investment FundsCanadaPratte Gestion de portfeuilles320

GIC'sCanadaPresident's Choice Bank321

Mutual FundCanadaPrimevest Capital Corp.322

GIC's / OtherCanadaProspera Credit Union323

Pooled FundCanadaProvisus Wealth Management Limited324

Mutual FundCanadaPurpose Investments Inc.325

Mutual FundCanadaPursuit Financial Management Corp.326

Mutual FundCanadaPutnam Investment Inc.327

Pooled FundCanadaQuadrant Asset Management328

QAM Tracking Pools

Mutual FundCanadaQuantum Leap Asset Management Limited329

Quantum Leap Mortgage Investment Fund

Pooled FundCanadaQV Investors Inc.330

QV Pooled Funds

Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.331

Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.332

Mutual FundCanadaR.N. Croft Financial Group Inc.333

Pooled FundCanadaRadin Capital Partners Inc.334

Radin Capital Partners

Unit TrustCanadaRaintree Wealth Management Inc.335

Raintree Absolute Fund Class A

Raintree Tactical Fund Class A

Pooled FundCanadaRavenstone Capital Management Inc.336

Ravenstone family of funds

Pooled FundCanadaRayne Capital Management Inc.337

Rayne Capital LP

Rayne Capital Opportunities Fund LP

Rayne Capital Opportunities Trust

Linked NotesCanadaRBC Dominion Securities Inc.338

Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.339

Segregated FundCanadaRBC Life Insurance Company340

GIC'sCanadaResmor Trust Company341



Mutual FundCanadaResolute Funds Ltd.342

Hedge FundCanadaResolve Asset Management Inc.343

Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.344

Pooled Funds

Pooled FundCanadaRoadmap Capital Inc.345

Hedge FundCanadaRobson Capital Management Inc.346

Mutual Fund / Limited PartnershipCanadaRoss Smith Asset Management ULC347

Ross Smith Capital Investment Fund

Ross Smith Opportunity Fund

Ross Smith Cryptocurrency Investment Fund LP

Pooled FundCanadaRoundtable Capital Partners Inc.348

Roundtable Growth Fund

Roundtable Focus Equity Fund

Roundtable Everkey Global Fund

Roundtable Dividend & Income Fund

Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)349

GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada350

Royal Trust Company (The)

Royal Bank Mortgage Corp.

Merchant Private Trust

Connor Clark Private

Royal Bank of Canada

Royal Trust Corp.

Mutual FundCanadaRoyal Trust Company (The)351

First Trust Canada Funds

RT Capital Inc.

The Protected American Fund

T.A.L. Investment Pooled Funds

T.A.L. Private Management Pooled Funds

The First American Fund

Classified Investment Trusts

Mutual Fund / Hedge FundCanadaRP Investment Advisors LP352

Mutual FundCanadaRussell Investments Canada Limited353

Life Points mutual funds

Russel Group mutual funds

Soverign mutual funds

Limited PartnershipCanadaSaguenay Strathmore Capital, L.P.354

Titan Masters Canada, L.P.

Mutual FundU.S.Sanford C. Bernstein & Co. LLC355

Mutual FundCanadaScotia Capital Inc.356

Cassels Blaikie Canadian Fund (U.S.)

Pinnacle family of funds - May 7-07



Scotia Capital family of funds

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07

Mutual FundCanadaScotia Securities Inc.357

Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.358

Mutual FundCanadaSEI Investment Canada Company359

Pooled FundCanadaSeymour Investment Management Ltd.360

.

Family of funds managed by Seymour Investment Management Ltd.

Mutual FundCanadaSherpa Asset Management Inc.361

Pooled FundCanadaSIA Wealth Management Inc.362

SIA Wealth Management Private Investment Pools

Limited PartnershipCanadaSilvercreek Management Inc.363

Silvercreek family of funds

Pooled FundCanadaSlate Securities L.P.364

Principal Protected NoteCanadaSociete Generale (Canada)365

CI Protected Coverage Notes, Series 1

Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.366

Spartan Fund Management Inc. family of funds

Thales Fund Management Inc. family of funds

GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)367

Ideal Segregated Funds

Guaranteed Interest Rate Contracts

Mutual FundCanadaStandard Life Mutual Funds Ltd.368

Mutual FundCanadaStandard Life Trust Company369

Hedge FundCanadaStanton Asset Management Inc.370

Mutual FundCanadaStarlight Investments Capital LP371

Starlight group of funds

GIC'sCanadaState Bank of India (Canada)372

Mutual FundCanadaSteadyhand Investment Management Ltd.373

Steadyhand Savings Fund

Steadyhand Small Cap Equity Fund

Steadyhand Income Fund

Steadyhand Equity Fund

Steadyhand Global Equity Fund

GIC'sCanadaSteinbach Credit Union Limited374

GICs

Mutual FundCanadaStone Asset Management Limited375

Mutual FundCanadaStrathbridge Asset Management Inc.376



Limited PartnershipCanadaStratigis Capital Advisors Inc.377

Goforth Technical Fund LP

Uber Strategies LP

GIC'sCanadaStreet Capital Bank of Canada378

Pooled FundCanadaSuccessful Investor Wealth Management Inc.379

Segregated FundCanadaSun Life Assurance Co. (Canada)380

Individual Variable Insurance Contracts

GIC'sCanadaSun Life Financial Trust Inc.381

Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau382

GIC'sCanadaSunshine Coast Credit Union383

Mutual Fund / Pooled FundCanadaT.I.P. Wealth Manager Inc.384

Investment FundsCanadaTactex Asset Management385

Mylo Equity ETF Funds

Mylo Fixed Income ETF Funds

Mylo Money Market Funds

GIC's / Investment Savings AccountsCanadaTangerine Bank386

Pooled FundCanadaTaylor Asset Management Inc.387

Taylor Partners Fund

Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.388

GIC's / Linked NotesCanadaTD Bank Financial Group389

TD Bank - GIC's & Linked Notes

The Canada Trust Compay - GIC's

TD Mortgage Corp. - GIC's

TD Pacific Mortgage Corp. - GIC's

Linked NotesCanadaTD Securities Inc.390

Pooled FundCanadaTempered Investment Management Ltd.391

Tempered Global Value Fund

Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.392

Pooled FundCanadaThird Eye Capital Management Inc.393

Third Eye Capital Alternative Credit Trust

Pooled FundCanadaThornmark Asset Management Inc.394

Thornmark Investment Funds

Mutual Fund / Limited PartnershipCanadaTimbercreek Investment Management Inc.395

Limited PartnershipCanadaTimelo Investment Management Inc.396

Timelo Strategic Opportunities Fund

Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.397



TIS Preservation & Growth Fund Class A and Class F Units

Mutual FundCanadaTonus Capital Inc.398

Tonus Partners Fund

Hedge FundCanadaToronto Trust Management Ltd.399

Friedberg Mercantile Group family of funds

Mutual FundCanadaTradex Management Inc.400

Pooled FundCanadaTrapeze Asset Management Inc.401

Income TrustCanadaTrez Capital Corporation402

Pooled FundCanadaTri Delta Investment Counsel Inc.403

Limited PartnershipCanadaTriumph Asset Management Inc.404

Triumph Capital Appreciation Fund LP

Pooled FundCanadaTrivest Wealth Counsel Ltd.405

Pooled FundCanadaTurtle Creek Asset Management Inc.406

Pooled FundCanadaUBS Global Asset Management (Canada) Co.407

UBS (Canada) Balanced Fund A

Mutual FundCanadaValue Partners Investment Inc.408

Mutual FundCanadaValue-Contrarian Asset Management Inc.409

GIC'sCanadaVancouver City Savings Credit Union410

Mutual Fund / Pooled FundCanadaVanguard Investment Canada Inc.411

Pooled FundCanadaVantage Asset Management Inc.412

Vantage Protected Performance Fund

Mutual FundCanadaVantage Point Investment Management Inc.413

The Vantage Point Funds

Hedge FundCanadaVenator Capital Management Ltd.414

Venator family of mutual funds

Pooled FundCanadaVeritas Asset Management Inc.415

Veritas Long Short Fund

VAM Signature Fund

VAM V List Plus Fund

GIC's / OtherCanadaVersaBank416

Mutual FundCanadaVertex One Asset Management Inc.417

Pooled FundCanadaViewpoint Investment Partners Corporation418

Viewpoint Global Fund Trust

Hedge FundCanadaVision Capital Corporation419

Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.420



Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.421

Frontenac Mortgage Investment Corp.

Mortgage Investment Corporation of Eastern Ontario (MICEO)

Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.422

Waratah fund family

Pooled FundCanadaWaypoint Investment Partners Inc.423

Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership424

Panorama Fund

Panorama Private Client Fund

Pooled FundCanadaWealthCo Asset Management Inc.425

WealthCo Asset Management Inc.

WealthCo Pooled Funds

Mutual FundCanadaWells Asset Management System Inc.426

Mutual FundCanadaWest Face Capital Inc.427

WFC Opportunities Trust

Mutual FundCanadaWestcap Mgt. Ltd.428

Golden Opportunities Fund Inc.

Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union429

GIC'sCanadaWindsor Family Credit Union430

Mutual FundCanadaYorkville Asset Management Inc.431

Heritage Yorkville Mutual Funds

Southbridge Health Care Fund

Mutual FundCanadaYTM Capital Asset Management Ltd.432

GIC's / Investment Savings AccountsCanadaZag Bank433

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued

by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC

outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the

prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on

behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which

conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual

fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the

third party mutual fund(s) covered by the agreement.

Note:

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership



Additions to List Since January 1, 2019


Date Approved

Fédération des caisses Desjardins due Quebec Canada Linked Notes 1/10/2019

Cardinal Capital Management Inc. Canada Pooled Fund 1/28/2019

Cardinal Foreign Equity Pool

Cardinal Canadian Equity Pool

Waypoint Investment Partners Inc. Canada Pooled Fund 2/5/2019

Foresters Asset Management Inc. 2/19/2019

League Savings and Mortgage Company Canada GIC's 2/19/2019

Pratte Gestion de portfeuilles Canada Investment Funds 2/19/2019

Lorica Investment Counsel Inc. Canada Mutual Fund 2/21/2019

Lorica Canadian Fixed Income Fund

Equitable Trust Canada GIC's 3/7/2019

AGAWA Fund Management Inc. Canada Limited Partnership 3/11/2019

AGAWA Fund I Limited Partnership

Aryeh Capital Management Ltd. Canada Limited Partnership 3/25/2019

Aryeh Capital Partners Canada, LP

Page 1 of 1Listing of Additions to List


January 1, 2019Deletions from List since

Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement

Date Removed

Page 1 of 1Listing of Deletions from List


January 1, 2019Name Changes and Mergers since

Fund Manager Region Type of ProductFunds covered by agreement

Date Comments

Foresters Financial Investment

Managent Company of Canada Inc.

Mutual Fund Name change to Foresters Asset Management Inc.

Canada 2/19/2019

Page 1 of 1Listing of Name Changes and Mergers

Documents

Bare Trustee Agreements11 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 12 AIP Asset Management Canada Limited