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Bruce Stiftel. "Plannin theor. II Pp.4-16 in The National AICP b 0, ed. Bosh! pe:J:asey . Am. Inst. Cert. Planners: Washington DC, 2000. PLANNING THEORY Bruce Stiftel, AICP Professor, Department of Urban and Regional Planning Florida State University It is common for AICP exam takers to think that their study in preparation for the planning theory portions of the exam ought to focus on theorists' names and brief descriptions of major theories. This is not the best strategy. While it may help in answering the few exam questions in this category, it does little to prepare the exam taker for the numerous exam questions in which planning situations, behaviors, and outcomes must be diagnosed, predicted, and assessed. A solid grounding in planning theory's concepts and its claims and assertions is of immense help in correctly answering the other exam questions. Achieving such a solid grounding cannot be accomplished in a night or a week, however. It requires careful reading of original works, contemplation and discussion of the claims made, as well as achievement of one's own way of cataloguing and synthesizing the subject. This chapter is intended to remind the accomplished student of the terrain of planning theory for review, or to lead the novice to appropriate sources for first study. ~ Depending on your perspective, planning theory is either the marginalized preoccupation of a few professors or the engine that drives renewal of planning practice through reflection and the generation of new ideas. Truth probably lies somewhere in between. Some planning theories neither stimulate action nor describe it effectively. Much of what planners do today reflects their understanding of practice and their aspirations as molded by the planning theories they have read or heard about, or by the ideas of others which, in turn, were molded by theories (Beauregard 1995; Sandercock 1998). The Birth of Modem Plannina Theorx Theorizing about planning goes back to the first days of the profession. However, the earliest theories still influential date only to the New Deal era. President Roosevelt's famed Brain Trust included Rexford Tugwell, former Governor of Puerto Rico, who championed planning as a so-called "Fourth Power" of government. New Deal experiments with planning, guided by emerging Keynesian economic principles, included the National Resources Planning Board, the Resettlement Administration, and the Tennessee Valley Authority. These programs championed a kind of planning that was rooted in the collection and examination of data, the evaluation of alternative courses of action and the creation of systems for implementation. They expanded planning's definition as a design activity and incorporated scientific techniques. The New Deal's Demonstration Cities program was perhaps the most influential on the urban planning profession, because it illustrated this new (social) scientific model at the urban level. While Americans were busy with these planning experiments, sociologist Karl Mannheim, a German exile, was preparing what would become a highly influential statement of why planning was necessary to free and open societies. Mannheim's (1940) Man and Society in an Age of Reconstruction distinguishes four social structures resulting from variations in participation and centralization: 4

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Page 1: b 0, ed. Bosh! pe:J:asey . Am. Inst. Cert. Planners: … · Am. Inst. Cert. Planners: Washington DC, 2000. PLANNING THEORY Bruce Stiftel, AICP Professor, Department of Urban and Regional

Bruce Stiftel. "Plannin theor. II Pp.4-16 in The National AICP

b 0, ed. Bosh! pe:J:asey .

Am. Inst. Cert. Planners: Washington DC, 2000.

PLANNING THEORY

Bruce Stiftel, AICPProfessor, Department of Urban and Regional PlanningFlorida State University

It is common for AICP exam takers to think that their study in preparation for theplanning theory portions of the exam ought to focus on theorists' names and briefdescriptions of major theories. This is not the best strategy. While it may help inanswering the few exam questions in this category, it does little to prepare the examtaker for the numerous exam questions in which planning situations, behaviors, andoutcomes must be diagnosed, predicted, and assessed. A solid grounding in planningtheory's concepts and its claims and assertions is of immense help in correctlyanswering the other exam questions. Achieving such a solid grounding cannot beaccomplished in a night or a week, however. It requires careful reading of originalworks, contemplation and discussion of the claims made, as well as achievement ofone's own way of cataloguing and synthesizing the subject. This chapter is intended toremind the accomplished student of the terrain of planning theory for review, or to leadthe novice to appropriate sources for first study.

~

Depending on your perspective, planning theory is either the marginalized preoccupationof a few professors or the engine that drives renewal of planning practice throughreflection and the generation of new ideas. Truth probably lies somewhere in between.Some planning theories neither stimulate action nor describe it effectively. Much of whatplanners do today reflects their understanding of practice and their aspirations asmolded by the planning theories they have read or heard about, or by the ideas of otherswhich, in turn, were molded by theories (Beauregard 1995; Sandercock 1998).

The Birth of Modem Plannina TheorxTheorizing about planning goes back to the first days of the profession. However, theearliest theories still influential date only to the New Deal era. President Roosevelt'sfamed Brain Trust included Rexford Tugwell, former Governor of Puerto Rico, whochampioned planning as a so-called "Fourth Power" of government. New Dealexperiments with planning, guided by emerging Keynesian economic principles, includedthe National Resources Planning Board, the Resettlement Administration, and theTennessee Valley Authority. These programs championed a kind of planning that wasrooted in the collection and examination of data, the evaluation of alternative courses ofaction and the creation of systems for implementation. They expanded planning'sdefinition as a design activity and incorporated scientific techniques. The New Deal'sDemonstration Cities program was perhaps the most influential on the urban planningprofession, because it illustrated this new (social) scientific model at the urban level.

While Americans were busy with these planning experiments, sociologist KarlMannheim, a German exile, was preparing what would become a highly influentialstatement of why planning was necessary to free and open societies. Mannheim's(1940) Man and Society in an Age of Reconstruction distinguishes four social structuresresulting from variations in participation and centralization:

4

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ThA NRtinnRI AICP E'~RminRtinn PrA_nRratinn CnlJrsa (;'Jirlahl>nk 2DOO 1

1) Dictatorship is the result of low levels of participation and high levels ofcentralization.2) Anarchy results from high levels of participation and low levels of centralization3) Anomie results from low levels of both participation and centralization.4) A "democratically planned society,- Mannheim's clearly favored outcome, is aresult of high levels of both participation and centralization.

Mannheim believed that planning was inevitable due to technology and populationgrowth. The only relevant question was "who would plan?" Would it be fascist forces ofdictatorship or democratic participatory institutions? Mannheim went on to cautionplanners against over-reliance on functional rationality, or mere attention to means, bydemanding attention to substantial rationality I the definition of correct end states orgoals.

Mannheim's book triggered what became known as the Great Debates. These debateswere both scholarly and political. Planners favoring increased levels of governmentorganization and influence in the economy were pitted against laissez-faire advocatessuch as Frederick Hayek (1944). Hayek saw government at best as clumsy andinefficient, and feared the power of stronger government. The U.S. Congress, too,entered the fray by refusing to reauthorize the National Resources Planning Boardamidst considerable publicity in 1941. One important insight from the Great Debates wasthe distinction drawn between freedom from and freedom to. Barbara Wooten (1945)argued that it was a mistake to focus only on freedom from the exercise of coercion bygovernment. She further argued for the need to also recognize that through the creationof social organizations not otherwise possible, government affords us freedom to dothings that we would be unable to do in its absence.

Rational PlanninqAfter World War II, Tugwell joined the University of Chicago's newly created Program inEducation and Research in Planning, where his colleagues included Harvey Perioff,Edward Banfield, and Julius Margolis. This program, lasting only nine years, wasenormously influential in setting the direction of planning theory. Perloff, a Keynesianeconomist, pushed the faculty to define and systematize core areas of knowledge inplanning, perceived essential to practice. It was the search for this core for theprofession that led to the development of a generic model for planning in capitalistdemocracy and incorporation of ideas from various social scientific disciplines, includingeconomics and political science. Banfield's (1955; 1959) new generic model, therational planning model, became a guide in the profession and beyond as an approachto problem solving in the public sphere. Margolis later carried the model into theemergent profession of public policy analysis as its guiding principles (Garcia 1993;Sarbib 1983; Perioff 1957).

Banfield's rational planning model had five steps:1. Ends reduction and elaboration;2. Design of courses of action;3. Comparative evaluation of consequences;4. Choice among alternatives;5. Implementation of the chosen alternative.

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The NationRI AICP FXRminRtinn Prenamtinn CnlJfSa GI1irlRbonk ?DtJt1, I

The five steps were later simply described as "Desires, Design, Deduction, Decision,and Deeds~ (Harris 1967). Reproduced, more or less, in countless presentations since,these steps describe a problem-solving framework for complex human enterprises. Themodel is both self-evident due to simplicity and unachievable due to its demands onresources and expertise. Banfield recognized complexities, including the elusiveness ofthe aim of serving the public interest and politics' resistance to scientific analysis.

Even before publication, the rational planning model had its critics. It has sufferedbattering from countless quarters since. Yet, for about 20 years it remained the mostwidely subscribed planning theory. To this day, its logic can be found in the justificationsand methodological outlines given in the introductions to most plans. It remains a majorunderpinning of planning school curricula. It spawned the principal language urbanplanners use in methodological discourse (Baum 1996; Dalton 1986). Moreover,theoretical and methodological work detailing and extending the model continues. Thisincludes efforts to compare alternative rules for aggregating individual preferences,examination of the implications of risk and uncertainty, and consideration of the impactof new and faster computers on our abilities to ascertain public preferences andcompletion of the necessary calculations (Sager 1997; Fischoff 1996; Klosterman 1994).

By drawing on Keynesian economics and policy studies in political science, the rationalplanning modelled to the incorporation of numerous social scientific concepts intoplanning offices. It highlighted planning's role in correcting market failures related toexternalities, public goods, inequity, transaction costs, market power, and the non-existence of markets. Justifications for planning included reduction of nuisance andcongestion, protection of resources, reduction of taxes or of public costs, provision of astable business environment, and the improvement of environmental quality andlivability. Planning borrowed the tools and language of cost-benefit analysis andoperations research, including notions of decision criteria, multiple objectives,constraints, shadow pricing, willingness-to-pay, optimization, and minimization (Weimerand Vining 1992; Klosterman 1985).

A fundamental aspect of planning in the rational mode is the disjuncture betweenindividual rationality and collective rationality. Mircoeconomics has long spoken ofrationality as a concept applied to individuals and firms, but the transfer of the concept tocomplex public entities is difficult. Individuals may know what they want, but how docities and regions decide what is in their best interest? According to Thomas Schelling(1971). in certain situations, individual preferences aggregated to a societal levelproduce illogical or undesirable outcomes, including rubber-necking delays on highwaysand hockey players' reluctance to wear helmets. In such situations, if the group made adecision as a whole, it would be far different from the sum of the individual decisions ofthe members. In a market-oriented economy, planning's reason for being isfundamentally tied to this disjunction between individual rationality and collectiverationality.

~riticisms and Extensions of Rational PlanningThe incrementalist critique of rational planning gained wide circulation by the early1960s. Political scientist Charles Lindblom (1959) suggested that comprehensive or.synoptic. planning, as he called it. was unachievable and out of step with politicalrealities. He argued that political leaders cannot agree on goals in advance, as therational model requires. They prefer to choose policies and goals at the same time. He

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The National AICP Examination PfBDarRtinn Cnurse Guidebook 2(J{J{J ~~ 1

rational model requires. They prefer to choose policies and goals at the same time. Hethought that the rational model's preoccupation with the comparison of all possiblealternatives and their comprehensive assessment on all measures of performanceexceeds human abilities. The relationship between science and policy choice wasoblique at best. The real measure of "good policy" is whether policymakers agree on it.Lindblom's alternative, incrementalism, calls for the simultaneous selection of goalsand policies, consideration of alternatives only marginally different from the status quo,examination of simplified, limited comparisons among the alternatives, and thepreference for results of social experimentation over theory as the basis of analysis.

Lindblom's critique was powerful and influenced many planners. Amitai Etzioni's (1967)middle range bridge was an effort to reconcile rational planning with incrementalism.The strategic planning movement drew heavily from Lindblom's ideas, arguing for afocus on organizational survival rather than societal benefit, short- rather than long-range time horizons, and the use of impression in the absence of hard data (Bryson andEinsweiler 1988; Kaufman and Jacobs 1987). But in the late 1970s, Lindblom arguedthat he had been misunderstood. Incrementalism really had three meanings plannershad blurred:

1) strategic analysis, or any attempt to simplify complex policy problems;2) disjointed incrementalism, or analysis carried out without the advance

determination of goals, with few alternatives considered, and modestcomplexity of data;

3) simple incrementalism, where the alternatives considered are only marginallydifferent from the status quo.

Planning had embraced the third meaning, simple incrementalism, while Lindblomclaimed he had been arguing for disjointed incrementalism.

If Lindblom's late '50s critique had shown a chink in the armor of rational planning, thesocial unrest of the 1960s brought a full frontal assault. Alan Altshuler's (1965) doctoraldissertation examined the experience of land and transportation planning in theMinneapolis-St. Paul region. He found that planners were seldom able to achieve theirobjective I scientific aspirations. Their claims to comprehensiveness were not backed upby reality. Decision-makers often ignored their recommendations in favor of the wishesof politically connected stakeholders. Organizers of citizen input to planning processesrailed against the often-futile nature of public participation (Arnstein 1969). Marxist-inspired analyses of planning outcomes argued that planners were the handmaidens ofdowntown development interests and seldom really addressed meaningful policychoices (Kravitz 1970; Goodman 1971).

The most influential of the 1960s challenges to rational planning came from a HunterCollege professor who had worked with poor communities in Philadelphia and New Yorkand believed in their lack of representation in the planning process. Paul Davidoff's(1965) article, MAdvocacy and Pluralism in Planning," resonated with the frustration ofmany planners in their inability to meaningfully address the social and economic issuestearing at the fabric of American cities. Davidoff called for the distribution of planningservices into low-income, minority neighborhoods through a cadre of advocateplanners who would be physically located in neighborhoods and would represent theinterests of neighborhood residents in city-level planning processes. Based on analogywith the legal advocacy system, Davidoff thought that many neighborhoods wouldarrange their own advocates. If these were not forthcoming, it was the duty of the city

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_The Natianal AICP FYAminatinn Pmnaratinn Cl>lJ~ GIJirlA~.?DOO I

government to appoint advocates to represent the neighborhood. Debates among thevarious advocate planners would take place "in the coin of the public interest,- so thatthe prevailing positions would be those showing themselves as the most closely alignedwith the broader needs of the city.

The federal Model Cities and Office of Economic Opportunity programs enactedstructures close to Davidoff's proposal. Storefront planning services offices surfaced aspart of "little city halls" in many of the nation's poorest and most troubled districts. Non-profit advocacy planning firms and cooperatives emerged in conjunction withuniversities, social welfare organizations and independently (Heskin 1980).

The results of these initiatives were mixed. Much of the previous assumptions of cityplanners became the subject of conscious discussion and debate. Many new resourceswere targeted to low-income neighborhoods. Many poor residents became emboldenedand later influential in city politics. But, the victories were often won at great personalexpense on the part of the planners involved. More often, there were defeats of equal orgreater magnitude. Reflections from the advocate planners showed their work to beenormously difficult and conflicted. Critics pointed out tendencies of advocate plannersto be demographically quite different from the residents they served. Advocacy planningseemed to raise expectations that could not be met in those communities. It seemed tolull the residents themselves into lowered political action profiles as a result of the beliefthat the city was working in their behalf. Ultimately I Davidoff was moved by theargument that you have to be from a community to effectively advocate in its behalf. Herelocated to the suburbs where his organization, Suburban Action Institute, becameinfluential in promoting federal fair share housing requirements (Needleman andNeedleman 1974; Mazziotti 1974; Davidoff, Davidoff and Gold 1974).

The advocacy planning movement liberated planners from positions labeled ascomprehensive or public interest defined. It quickly spread well beyond the inner city.Advocate planners became common in the service of environmental groups, tradeassociations, and even corporations. The use of publicly supported advocates spreadeven beyond the realm of planning. In Wisconsin, the state Utilities Commissionappointed a "public staff' to represent consumers in rate change deliberations.

By the early 1970s, it was normal to distinguish procedural planning theory focusing onplanning process from substantive planning theory focusing on the growth anddevelopment of cities. Andreas Faludi, the Dutch planning theorist labeled these twosubjects, theory-of-planning and theory-in-planning (Faludi 1973). The distinction wasand remains controversial, with many scholars and practitioners arguing that one cannotstudy process without an understanding of substance, and vice versa. One aspect ofthe controversy is the tendency of the procedural emphasis to separate planning theoryfrom design approaches to planning which are so rooted in the physical aspects of cities(Hightower 1969; Fischler 1995).

A Crisis and New DirectionsFollowing the first experiences with advocacy planning, planning theorists begandiverging in many directions. The rational planning model gradually lost ground.Indeed, in the late 1970s, it was common to talk about a "crisis in planning theory"resulting from the loss of a center to the field (Goldstein and Rosenberry 1978; Clavel,Forester and Goldsmith 1980).

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ThA NRtinnal A/~P E"xRminRtinn PrenRnltinn CnIJ~A GlJidahnnk 2000 I

The criticisms of advocacy led to a wave of radical approaches to planning for theunderpriviledged. Stephen Grabow and Alan Heskin's (1973) -Foundations for a RadicalConcept of Planning," was the best read of a series of polemics on the inabilities of thecurrent planning framework to respond to the needs of the poor. They called for asystemic change including decentralization, ecological attentiveness, spontaneity, andexperimentation. The radical literature was more a critique rather than a road map. Yet,it spawned the progressive planning movement seeking out incremental changes thatover time would result in structural changes promoting equality, participation, andlegitimacy. Progressive planners promoted public ownership of land and job generatingindustries, worker-managed enterprises, tax reform, community organizations, andleveraging of public resources through partnerships with private organizations that wouldagree to serve public purposes. Notable examples include Berkeley, California;Hartford, Connecticut; and Burlington, Vermont. Some progressives worked outside themainstream government doing opposition planning or organizing community self-helpinitiatives (Krumholz and ClaveI1994; Friedmann 1987).

In the late 1970s. Molotch (1977) argued that pro-growth interests dominated citycouncils and planning boards across America so strongly as to constitute a growthmachine. This growth machine was making it hard for environmental or other oppositiongroups to win decisions. partly because boards and commissions would not evenunderstand the arguments opposing growth. Empirical data began to flow on this issue,expanding the claim. The urban regime theory holds that in certain places. communityleadership has a certain framework, or regime. for examining issues. Individuals orinterest groups that argue from outside that regime will find it very difficult or evenimpossible to win decisions. This results in an effective disenfranchisement of theoutsiders. Implications for planners are both descriptive and normative: power lies inspeaking the language of the dominant regime(s). If planners want to influencedecisions, they will have to make arguments in a manner that the dominant regime(s)will understand and be responsive to (Lauria 1997).

During the development of the radical critique, other planning theorists werereconsidering the overtly political directions of planning theory. A series of newdirections emerged, focusing on planners' facilitative roles in shaping decisionsemerged. Often referred to as socialleaming theories, these contributionsemphasized planners' roles in bringing stakeholders together, gathering and sharinginformation, and helping social structures to learn from their experiences. JohnFriedmann's transactive planning emphasized that citizens and civic leaders, notplanners, had to be at the core of planning if plans were to be implemented. Othersdefined a social experimentation process using elements of incrementalism. ChrisArgyris and Donald Schon began to articulate a theory of action in which the planner,acting as catalyst and boundary spanner I strives to create a self-correcting decisionstructure capable of learning from its own errors (Argyris and Schon 1974; Friedmann

1987).

Toward UnificationBy the late 1970s, planners recognized that the completeness with which they hadembraced notions of science in their work had exacerbated their isolation from politicaldecision-makers. Planning theorists began drawing from political philosophers whoquestioned mainstream social science, particularly Jurgen Habermas, a so-called criticaltheorist from Germany. Cornell professor John Forester's interpretation of Habermas

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Th8 Natinnal AICP Fyaminatinn Pmnaration CDUrsA GllirlAbnnk~" I

was key to uniting socialleaming theories and progressive planning theories. Forestersuggested that ensuring widespread availability of data and understanding of publicdecision processes would help to enfranchise the underpriviledged. His communicativeplanning theory (1989) asserted that through communicative strategies complementingtheir technical work, planners can alert citizens to the issues of the day, arm them withtechnical and political information, and otherwise encourage community-based planningactions. It would then be necessary for them to work in the midst of the wide variety ofviews expressed by diverse interest groups to formulate new consensus policies thatmight be widely supported (Hemmens and Stifte11980; Sager 1994).

Forester's philosophical justification for consensus building was supported by a moreproblem-oriented approach to the use of mediation in planning under development byLarry Susskind and others. Susskind (Susskind and Ozawa 1984) argued that thetechnical analytic skills of planners were highly useful to fulfilling the traditional aims ofmediators given complex problems complex and numerous stakeholder groups. Hesuggested that if planners learned the interpersonal skills of mediators at identifyinginterests (goals), crafting options (alternatives), and finding "fair" decision rules (criteria),they would improve their effectiveness (Healey 1997: Innes 1995).

At the same time, a research tradition of closely following practicing planners in order tostimulate new planning theoretical knowledge was growing. Since Banfield's efforts,practice had served as an empirical basis for planning theory. But in the late 1970s andearly 1980s, a cadre of researchers consciously endeavored to build a systematic baseof field information about planning process. Studies emerged detailing the innerworkings of planning offices in never before understood, even among practitionersthemselves. Elizabeth Howe's and Jerry Kaufman's widely discussed national survey ofplanners' roles distinguished technical and political planning activities in light of theadvocacy revolution. They found that these behaviors were often complementary ratherthan competing. Howell Baum's interviews with Maryland planners documentedmismatch of planners' self image and public expectations. Charles Hoch showed thatplanners frequently are embroiled in conflicts but have uneven success at persevering(Dalton 1989; Hoch 1994).

Planning theory seemed on a heady course toward a new consensus to replace rationalplanning. Forester's tour de force pulled together the concerns of progressive planningand social learning. Susskind's mapping of a skill set that might make it possible tocarry out Forester's suggestions offered added encouragement. Finally, a growingempirical literature seemed to be producing useful conclusions. Only fragmentingmulticultural debates in our country and abroad, combined with increasing attention tothe post-modem ideas of French philosophers Michel Foucault and Jacques Derridawere standing in the way.

The Post-modem ChallenGe and ResDonseReaganomics, economic globalization, and corporate downsizing placed increasingpressures on poor communities in the U.S. in the 1980s and early 1990s. Substantialimmigration and growing conservative political forces contributed to greatly heightenedawareness of ethnic, racial and gender differences in our society, creating additionalstresses. Multiculturalism became a leading political force, touching many politicalcampaigns and many institutions. Illegal immigration, welfare programs, and affirmativeaction took center stage, as did questions of the domination of school curricula by White

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ThA NAtinn~1 AICP E'Yamin~tinn Pren~ratinn Cnllrs& Guidebook 200lJ J

Europeans. Ethnic wars in Africa, Asia, and Europe only reinforced the sense thatdifferences among sub-groups within a country matter much more than collectiveinterest. In this environment, planners were receptive to the importation of post-modernphilosophy. This stance highlighted diversity in points of view about social and politicalissues, rejected notions of human progress, and saw domination of one group byanother at every turn.

Despite the French post-modem philosophers' high pessimism about the prospects forpositive social change, planning theorists who have drawn upon them actively look forthe solutions to this pessimism. They call for acknowledging and respecting diversityand difference, recognizing the varying forms of evidence persuasive among differentpopulations, as well as meaningfully involving communities early in planning processesand sharing both power and theorizing activities with those they plan for. Still, the post-modem challenge is considerable and planning theorists are not at all clear aboutmeeting them (Harper and Stein 1995; Mandelbaum 1996; Sandercock 1998).

Much recent activity has surrounded identifying better ways for planners to presentarguments so that they will be persuasive in political and multicultural environments.One promising direction proposes that the often-quantitative orientation of urbanplanners matches poorly with the needs of decision-makers who are often moved bystories that convey human behaviors in terms they can understand. Storytelling is aproposed serious planning method that can accomplish what statistical analysis maynever do. Other theorists are drawing on tum of the century American pragmatistphilosophers to suggest that the emphasis on deductive reasoning in our statisticaltraining is out of step with the more pragmatic. problem-solving orientation of most publicdecision makers. These theorists of critical pragmatism are calling for planners to usea blend of inductive and deductive reasoning they call abduction (Throgmorton 1997;Blanco 1994; Verma 1996).

Theories of social capital are a recent development to capture the imaginations ofplanning theorists as a response to the multicultural challenge. They have not yet beenapplied to planning settings in a full way. They emphasize the complexity andeffectiveness of social networks and community leadership in moving a communitytoward an operable response to new challenges (Briggs 1997; Putnam 1995).

Feminist planning theory, comfortable operating within the post-modem critique, callsplanners to task for valuing economic production while undervaluing or ignoring familialand community re-production, as well as ignoring the different ways men and womenuse space. The feminist theorists argue that economic efficiency measures universallyused in planning analyses attach zero value to home child care, or to volunteer work incommunity organizations, among others. They also cite transportation models asoriented around the joumey-to-work. Women, in particular, tend to make more tripsother than the conventional journeys from home to workplace (Moore Milroy 1991;Ritzdorf 1995).

Planning theory has long been at tension over its normative versus descriptive/predictivenature. Is planning theory philosophically oriented toward laying out the correct way toplan, in an ethical sense? Or is it scientifically oriented toward showing the likelyimplications of undertaking various planning behaviors? Both traditions have alwaysexisted, but movement seems to be away from philosophy and toward science. The

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ThB National AICP FrAminatinn PMn.qratinn CalJ~A ~lJirlAbonk?OtKJ . I

notion of a contingency use of planning theories has accompanied this trend. In the1970s, Hudson (1974) published a widely cited article likening the planning theoryuniverse to an Indian sitar whose strings represent synoptic, incremental, transactive,advocacy, and radical planning. The practitioner plays the strings at appropriate times.Later more sophisticated contingency tables were produced suggesting the use ofdifferent planning approaches under different circumstances of goal agreement,uncertainty, consensus versus accomplishment orientation, community size, and posturetoward the ideal (Christensen 1985; Alexander 1996).

While mainstream planning theory has increasingly focused on the procedural side ofplanning, external developments on the substantive side are increasingly pushing theprofession in new directions and demanding responses. The self-proclaimed newurbanism of Peter Calthorpe (1993) and Andres Duany (Duany and Plater-Zyberk 1992)has captured the imagination of public officials and homebuyers. Their essentiallyphysical design oriented proposals are justified largely by claims about enhancing civiclife and social capital, entering the procedural realm. The sustainability movementwhich has grown to enormous international proportions since the 1987 BrundtlandCommission report (Krizek and Power 1996) appears to focus on resource renewabilityand preservation, with as much concern for the relationship of rich to poor. Themovement proposes new decision criteria and models based on global cooperation andadvancement of equity. Finally, recent explorations into environmental justice issueshave potential to lead to a new understanding of the nature of social divisions in bothrich and poor countries (Petrikin 1995). Procedural planning theory must respond tothese ideas but has yet to do so.

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Tha N:itinn:il AICP Examination Preparation r.nlJr:r;a Gllirlaboak 2tJM . I

SUGGESTED PLANNING THEORY READINGS FOR EXAM PREPARATION- -~~~~~- ~~~--~ ~~-~--

Texts and Summaries:

Alexander, Ernest. 1992. Approaches to Planning: Introducing Cu"ent PlanningTheories, Concepts and Issues, second edition. Gordon and Breach.

Dalton, Linda. 1989. "Emerging Knowledge about Planning Practice.- Journal ofPlanning Education and Research. 9:29-44.

Friedmann, John. 1987. Planning in the Public Domain. Princeton University Press.

Antholoaies of Short Writinas:

Campbell, Scott and Susan Fainstein, eds. 1996. Readings in Planning Theory. BasilBlackwell.

Hendler, Sue, ed. 1995. Planning Ethics. Rutgers University, Center for Urban PolicyResearch.

Mandelbaum, Seymour, Luigi Mazza and Robert W. Burchell, eds. 1996. Explorations inPlanning Theory. Rutgers University, Center for Urban Policy Research.

Statements of Current Theories:

Blanco, Hilda. 1994. How To Think About Social Problems: American Pragmatism andthe Idea of Planning. Greenwood.

Forester, John. 1989. Planning in the Face of Power. University of California Press.Healey, Patsy. 1997. Collaborative Planning: Shaping Places in Fragmented Societies.

University of British Columbia Press.Sandercock, Leonie. 1998. Towards Cosmopo/is: Planning for Multicultural Cities. John

Wiley and Sons.

Emcirical Acclications of Current Theories:

Flyvbjerg, Bent. 1998. Rationality and Power: Democracy in Practice. University ofChicago Press.

Hoch, Charles. 1994. What Planners Do: Power, Politics and Persuasion. APA PlannersPress.

Throgmorton, James A. 1996. Planning as Persuasive Storytelling: The RhetoricalConstruction of Chicago's Electric Future. University of Chicago Press.

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