Avern L Cohn Financial Disclosure Report for 2010

8/3/2019 Avern L Cohn Financial Disclosure Report for 2010

1/21

Rev. i/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S,C. app. I01-111)

1 . Person Repor ting ( las t name, f ir s t , middle init ial)C O H N , A V E R N L .

4. Tit le (Art ic le I I I judges ind ica te act ive o r sen io r s ta tus;magistrate judges indicate full- or part-time)U .S. D I ST RI C T J U D G E- SEN I O R

7 . C h a m b e r s o r O f f i c e A d d r e s s2 1 9 F E D E R A L B U I L D I N GA N D U . S . C O U R T H O U S EDE T R OIT , M IC HIGAN 482 2 6

2. Court or OrganizationU .S. D I STRI CT COU RT -MI CHI G AN

5a. Report Type (check appropriate type)] Nomina t ion , D a t e[] Initial [] Annual [] Final5h. [] Amended Report8.On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icable l aws and regu la t ions .

3. Date of R e p o r t04/30/201 i

6. Report ing Pe riod01/01/2010

to12/31/2010

R e v i e w i n g O f f i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individualonly; seepp. 9-13 of filing instructions.)~] N O N E (No reportable positions.)

POSITION NAM E OF ORGANIZ ATION/ENTITY

2.3.

4.

5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)D A T E PARTIES AND TERMS


2/21

FINANCIAL DISCLOSURE REPORTPage 2 of 21 Iame of Person ReportingCOHN, AVERN L. Date of Report04/30/2011III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Fi l er s Non-Inves tmen t Incom e

~] (No reportable non-investment income.)O N EDATE SOURCE AND TYPE

2.3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any po rtion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertalnmenL(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.

5.

PURPOSE ITEM S PAID OR PROV IDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 21

N a m e o f P e r s o n R e p o r t i n gCOHN, AVERN L.

Date of Report04/30/2011

V . G I F T S . a , c i u d c s , i , o s e t o s p o u , e ,n d d e p e n d e n t c h U d r ~ n ; s ~ ~ . 2 S - ~ ~ of f il ing in struct ions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.

2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n a u ~ e s t l , o s ~ o l s p o . s ~ . h a a ~ p ~ n ~ n t c h i l d r e n ; s e r ~ . ~ 2 4 ~ of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gCOHN, AVERN L.

Date of Report04/30/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c rip t io n o f A s s e ts In c o m e d u r in g G r o s s v a lu e a t e n d( in c l u d i n g t r u s t a s se ts ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

O) (2) (t ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) or i n t . ) (J-P) C o d e 3( Q - W )

1NTEL CORP D Dividend MPROCTER & GAM BLE (FORM ERLY A Dividend KGILLETYE)ROYAL DUTCH PETROLEUM C Dividend LSCHLUMBERGER, LTD. B Divider~d MSIGM A ALDRICH CORP. A Dividend LKIMB ERLY CLARK C Dividend LW ALT DISNEY CO. A Dividend LQUALCOMM INC B Dividend MBOEING C Dividend LARCHER DANIELS MIDLAND A Dividend KRAYTHEON NEW B Dividend LJOHNSON & J OHNSON B Dividend LPEPSICO B Dividend LLOCKHEED MARTIN C Dividend LROVI CORP, FORMERLY GEMSTAR None KINTLISHARES TR RUSSELL 2000 VALUE 1 3 Dividend LINDEX FUNDISHARES TR MSC1 EAFE INX FD D Dividend N

2.3.4.5.

7.8.

~9 .

1 0 .

1 1 .1 2 .

1 4 .

1 5 .

1 6 .1 7 .

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

TT

TT

(1 ) (2) (3)Type (e.g. , D a t e V a l u ebuy, se l l , m m /d d/y y C od e 2

redemption) ( J - P )

Donated( p a r t )

T D ona ted(par t)T D ona ted(par t)T D ona ted(par t)T

T

T

T

T

T

(4) (5 )Gain Identity of

Code 1 buyer/se l le r(A-H) (if private

transaction)

1. Income Gain Codes: A = $1,000 o r less B = $1,001 - $ 2,500 C = $2,501 - $5 ,000 D = $5,001 - $ 15,000( See C olu nms B I and D4) F = $50.001 - $100,000 G = $100,001 - $1,000,000 H I =$1,000,001 - $5 ,000,000 H 2 = More than $5,000,0002. V alu e C odes J =$15,000 or Ies s K = $15,001 o $ 50,000 L =$ 50,001 - $ 100.000 M =$100,001 - $250,000( See C olu mns C I and D3 ) N =$250,001 - $500,000 O =$ 50 0.001 - $ 1, 000,00 0 P I = $1,0 00,00 1 - $5 ,000,0 00 P2 =$5,000,001 - $25,000,000

P 3 =$25 ,000,001 - $50,000.000 P 4 = Mo re than $50,000,0003 . Va l ue Met h o d Co d es Q =Appraisal R ~C os t ( R eal E s t a t e O nly ) S = A s s es s ment T = C a s h M a r k e tISce C olu mn C 2) U = B ook V alu e V - O t h e r W =Estimated

E =$15,001 - $ 50,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 21


Date of Report04/30/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (No reportable income, assets, or transactions.)A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( i n c l u d i n g t ru s t a ss e t s ) re p o r t i n g p e r io d o f r e p o r t i n g p e r i o d(1) C2) C I )

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u eexempt from prior disclosure C o d e 1 d iv ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)Type (e.g:i D a t e V a l u e

buy, se l l , m m / d d / y y Code 2redempt ion) ( J - P )

( 4 ) C 5 )G ai n Identity of

C o d e 1 b u y e r / s e l l e r( A - H ) (if private

t r a n s a c t i o n )

18. ISHARES TR S& P M IDCAP 400/B A RRA C D ividendV AL19. ISHARES S&P MIDCAP 400/BARRA GR B D ividendIDX20 . BAX TER INTL C D ividend21. EM CORGROUP INC. N o n e

M TL T

D ona ted(par t)

2 2. PRAX AIR INC B Dividend L23 .24 .25 .

ISHARES TR MSCI EMERGING MK TSINDX FUN D C Dividend MISHARES RUSSELL 2000 GROW TH A DividendINDX FUNDCHUBB CORP B Dividend L T

26 . IB M B Dividend M27 . DREYFUS/LAUREL FDS TR PRM C Dividend MEMRGN MK 128 . DREYFUS/LAUREL FDS TR PRM NoneEMRGN MK 129 . ISHARES M SCI EX-JAPAN INDEX FD A Dividend M

T Donated(part)

T Bu yBuy

(addl)

05/28/1012/30/10

LJ

30 . DODGE& COX INTL FUND C D ividend N31 . JP M ORGAN TAX AW ARE REAL RET D I n t e r e s t NFD32 . ISHARES TR RUSSELL 1000 VALUE C Dividend MINDEX FD3 3. E AT ON V AN CE M U T F DS TR D Dividend M34 . M ANNING &NAPIER FD INC EQUITY B Dividend NSERICES

T

T

T

T

Buy(addIt

05/28/10

1. Income Gain C0dcs: A *$ 1,000 or less B =$ 1,001 - $2,500 C = $2,501 - $5 ,000( S ee Co l um n s B I an d D 4 ) F =$50,001 - $ 100,000 G =$ 100,001 - $ 1.000,000 H I =$1,000,001 - $5,000,000

2. V alu e C odes J = $15.000 or less K = $15 .001 - $50,000 L -$50,001 - $ 100,000( See C olu mns C I and D3 ) N =$250.001 - $500.000 O =$500,001 - $1,0003)00 PI -$1,000,001 - $5 ,000,000P3 =$25.000.001 - $St).O00.t)00 P4 =More than $50,000.0003 . Va l ue Met h o d ( o d es Q =Appraisal R ~-Cost 1Real E~.tate Only) S = A s s es s ment( See C olu nm C 2) U = B ook V alu e V - O t h e r W =Est i m a l c d

=$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000

= C as h Mar ket

E =$15,001 - $ 50,000


6/21




V I I . I N V E S T M E N T S a nd T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tio n of Assets Inco m e d uring Gross value at end Transac t ions dur ing repor t ing per iod( inc luding t rus t asse ts ) reporting period of repor t ing per iod

(l) (2) (1) (2) (l ) (2) (3) (4) (5 )Place "(X )" after each asse t A m ount Type (e.g., V alue V a lu e Type (e.g., Date Value Gain Identity ofexempt f rom pr ior d isc losure C o d e l d i v . , r e n t , Co d e 2 Method buy, se l l , m m /d d!yy C ode 2 Code 1 buyer/se l le r(A-H) o r i n t . ) (J-P) C o d e 3 redem ption) ( J - P ) (A-H) (if private(Q-W) transaction)

35 . M A N N I N G & N A P I E R F D I N C W O R L D C D i vi d e n d N TO P P S E R I E S36 . J P M O R G A N A S I A E Q U IT Y F U N D A D i v i d e n d M T

Bu y 01/15/10 N

37 . A R T I O G L O B A L I N V T I N T L E Q F D C D i v i d e n d M T38 . T R O W E P R I C E N E W A S I A E D B D i v i d e n d N T

39. PAYDEN & RYGEL INV GRP E D i v i d e n d N T

Bu y 12/20/10( a d d l )

40. GO LDM AN SA C HST R E D ividend N T41. X S P R A D A C O R P S E R B C O N V P F D N o n e L T42 . B E L L E V I L LE N O R T H V E N T U R E - N o n e L UB E L L E V I L L E , M 143 . H U N T I N G T O N G A R D E N A P T S . O A K E R e n t L UP A R K , M l44 . H U N T I N G T O N G A R D E N A P T S . F Dist r ibut ion L U4 5. L A N C AS TE R H IL L S A P T S. C O .- F R e n t M USOUTHFIELD, MI46 . L A N C A S T E R H I L L S A P T S . C O . G Distr ibut ion M U4 7. F R AN K E L -N O DL E H S- B LO O M FI EL D N o n e K UHILLS, MI48 . BLOOMFI ELD VI LLAG E SQU ARE- B Interest J UB L MFL D H IL L S, MI4 9. B LO O M FI EL D VI LL A GE S QU AR E - F Re n t J UB L O O MFIE L D H IL L S, MI50 . F E R R I S P A R K T O W E R S - L A N S I N G , M I E Re n t L U51 . F E R R I S P A R K T O W E R S A D ividend L U

I . I~come Gain C odes : A =$1,000 or less B =$1.001 - $2.500 C =$2.501 - $5 ,000( See C olu mns 0 1 and D4) F =$50,001 - $ 1 0 0 , 0 0 0 G =$100,001 - $1,000.000 HI =$1,000,001 -$5,000,0002. V alue C od es J -$ 15 ,000 or less K = $15 ,001 - $50.000 L =$50,001 - $100,000

( See C olu mns C I an d I ) 3 ) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI = $1,000,001 - $5 ,000,000P3 ~.$25,000,001 - $50,000.000 P4 -More tha n $50,000.0003. Value Melhod ( odc,~ O =A p p r a i sa l R =Cost (Real Estate Only) S = A s s es s ment( See C olu mn C 2) U = [ ] O O k V i I h le V = O ther W = E s l imatcd

D =$5,001 - $15,000H2 =More than $5,000,000M -$ 100.001 - $250.000P2 -$5,000,001 - $25,000,000T - C a s h M a r k e t

E =$15.001 - $50,000


7/21


Name of Person ReportingCOHN, AVERN L.


V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v.lue, ,r..s.etio.s anct.des those of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t ru s t a ss e t s ) re p o r t i n g p e r io d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s cl o s u r e C o d e 1 d i v . , r e n t ,

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (~)

V a lu e V a lu eC o d e 2 M e t h o d


( I ) (2) (3) (4)Type (e.g., D a t e V a l u e G a i n

buy, se l l , m m / d d / y y C o d e 2 C o d e 1( A - H ) o r i n t . ) (J-P)

52 . FERRISPARK TOW ERS E Distribution L53 . BELLEV ILLENORTH M ARSH- B Rent LBELLEVILLE, MI V ENTURE-BELLEV1LLE, MI54 . DIXIE PROPERTIES A I n t e r e s t M55 . DIXIEPROP ERTIES -W ATERF ORD, MI E Rent M56 . DIXIE PROPERTIES E Distribution M5 7 . B L OO M FI EL D PL AZ A , LL C- G Rent NBLOOM FIELD HILLS, M I58 . BLOOM FIELD PLAZA, LLC B I n t e r e s t N5 9 . B L OO M FI EL D PL AZ A , L LC G Distribution N60 . GG PLIMITED PARTNERSHIP-MULTI A Rent NSTATE61 . GG PLIMITED PARTNERSHIP B I n t e r e s t N6 2. G G P L IM I TE D PA RT NE RS HI P G Dividend N6 3 . E AT ON N UR SE RY S AL ES - E Rent KBIRMINGHAM, M I64 . EATON NURSERY SALES E Distribution K65 . WOODFORD APT. HOTEL CO.- C R e n t KBLOOMFIELD HILLS, MI66 . W OODFORD APT. HOTEL CO. B Distribution K67 . NORTH HIL L CENTE R, LL C- E R e n t NROCHESTER, MI

C o d e 3( Q - W )

Uu

uuUUuuUUuuuUuu

redempt ion) (J-P) (A-H)

(5 )Identity of

buyer/se l le r(if private

transaction)

I . I n c o m e G ai n Co d es : A =$1,000 o r le ss B =$ 1.001 - $2,500 C = $2,501 - $5 ,000 D = $5 ,001 - $15 ,000(See Co lunm s B I an d D41 F =$50,001 - $ 100,000 G =$ 100,001 - $ 1,000.000 H 1 =$1,000,001 - $5 ,000,000 H 2 = Mo re than $5 ,000,000

2. V alu e C odes J -$15,000 or less K = $15,001 - $50.000 L =$50,001 - $ 100.000 M =$ 100,001 - $250,000( S c Co l um n s CI an d D 31 N =$250.001 - $500,000 O =$500,t)01 - $1,000,000 PI =$ 1,000,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000P3 =$ 25.000.001 - $50.000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R = Co st ( Rea l Es t a t e On l y ) S = A s s es s ment T = C as h Mar ket

( See C olu mn C 2 1 U = B ook V alu e V ~ Other W = E s t imated

E =$15,001 - $50.000


8/21




V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tio n of Assets In co m e d ur in g Gross va lue a t end Transac t ions dur ing repor t ing per iod( includ ing t rust a sse ts) reporting period o f reporting period

( 1 ) ( 2 ) (1) (2) (1) (2) (3) (4) (5 )Place "(X)" after each asset A m o u n t Type (e.g., V alue V a lue Type (e.g. , D a t e V alu e Gain Identity of

exempt f rom pr ior d isc losure Code 1 div., rent, C o de 2 Metho d buy, se ll, m m/dd /yy Code 2 C o d e I buyer /se l l e r(A-H) o r i n t . ) (J-P) Cod e 3 redem ption) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) transaction)

68 . NORTHHILL CENTER, LLC. A I n t e r e s t N U69 . BLOOM FIELD PLAZA I1 LLC- A I n t e r e s t K UBLOOM FIELD HILLS, M I7 0. B L OO M F IE LD P LA Z A II L LC - F Rent K UBLOOM FIELD HILLS, M I71 . BLOOM FIELD PLAZA II LLC E Distribution K U72 . MANISTE E MI SCHOOLS BOND D I n t e r e s t Redeemed 05/03/10 M C73 . M ICHIGAN M UN BOND AUTH D I n t e r e s t N T7 4. G E NE SE EE CO UN TY M I B O ND D I n t e r e s t N T75 . KING COUNTY WA BOND C I n t e r e s t M T7 6 . SA N A NT ON IO TX B ON D C I n t e r e s t Redeemed 02/01/10 M A

77 . INDIANA STATE FIN AUTH B OND D I n t e r e s t M T78 . REGIONAL TRANS DIST COLORADO D I r ~ t e r e s t M TBOND79 . ANCHORAGE ALASKA BOND D I n t e r e s t M T80 . RUT HE RFORD CNT Y T N BOND D I n t e r e s t M T81 . KING&SNOHOMISH CNTY WA BOND D I n t e r e s t M T82 . ILL INOIS STATE BOND D I n t e r e s t Redeemed 12/01/10 M A8 3 . U TA H S TA TE B O ND D I n t e r e s t M T8 4. O LA TH E K A NS AS B ON D D I n t e r e s t M T

I . Income Gain C odes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $ 15,000(Se e C o lum ns B I an d D4) F = $50,001 . $190,00~ G = $100,~01 - $1.090,000 H I = $1,000,001 - $5 ,000,000 H2 =More than $5,000,0002. V alu e C odes J =$15.000 or less K =$15,001 - $50,000 L =$50,001 - $100.000 M =$100,001 - $250,000(See Columns C I and I)3 ) N = $ 250.001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P 1 = $1,0 00 ,0 01 - $ 5,0 00,0 00 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 00 ,0 00

P 3 =$25.000.001 - $5 (I.000.000 P 4 = Mo re than $50,000,0003. Value Method (odes Q =Appraisal R = C os t ( R eal E s t a t e O nly ) S = A s s es s ment T - C a s h M a r k e t(See Column C2 ) U = Bo o k Va l ue V = Ot h e r W = E s t imated

E ~$15.001 - $50,000


9/21




V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , , .e , v a l u . , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)I--] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p ti o n o f A s s e t s Income dur ing Gross value at end( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of report ing period

(l) (2) (1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g ., V alue V aluee x e m p t fr o m p r i o r d i s c l o s u r e C o d e 1 d iv . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q -W )

85 . W E S T C L A R K , IN D B O N D86 . O H IO ST A TE BO N D87 . S T A T E O F T E X A S - T E C H C O L L E G EB O N D88 . S T T A M M A N Y P A R I S H L A B O N D89. FR ISC O, TX B ON D90 . N Y S T A T E B O N D91 . C O N DO M IN IU M- C HA R L EV O IX , M I.92. ~ ~2~HOLDINGS93 . E X XO N/M OBIL C OR P

94. E X XO N/M OBIL C OR P95 . GE

!96. GE97. P FIZ E R

Transac tions during report ing period( 1 ) (2 ) ( 3 )T y p e ( e . g ., D a t e Valueb u y , s e l l , m m / dd /y y C o d e 2r e d e m p t i o n ) ( J - P )

(4 ) ( 5 )G a i n Identity ofCode I buyer/seller( A - H ) (if privatet r a n s a c t i o n )

D Interest M TD I n t e r e s t M TCB

Interest MInterest M

TT Bu y 03/23/10 M

B In te res t M T Bu y 05/18/10 MB Interest M T Bu y 12/09/10 M

N o n e M WN o n e

A Dividend

N o n eA D ividend

N o n e

T Bu y 06/14/10 K(ad d l )Sold 07/16/I 0 K(par t)Bu y 05/03/10 K(ad d l )Sold 05/20/10 K A

A Dividend Sold 12/21/10 J A98 . P R O C T E R & G A M B L E A D ividend J Bu y 05/03/10 J9 9. P R O C T E R & G A M B L E1 0 0. P R O C T E R & G A M B L E1 0 1. P R O C T E R & G A M B L E

N o n eN o n eN o n e

Sold 05/05/10(par t)Bu y 06/14/10

(ad d l )Sold 07/16/10(par t)

JJJ

I. Income Gain Codes:(See Columns 131 and D4)

2.V alu e C odes( See C olu mns C I and D3 )

3.Val ue Met h o d Co d es( Scc C olu nm C 2)

=$1.000 or lc s s~$50.001- $100.000=$15.000 orlcss=$250.001. $500,000

P3 =$25.000.001 - $50,000.000Q = A ppr ai s a l

= B ook V alu e

B =$1.001- $2,500G=$100.001- $1,000.000K=$15.001 - $50.000O ~$ 5 0 0 .0 0 1 - $ 1 , 0 00 ,0 0 0R :C os t {R eal E s l a l e O nly )V = Ot h e r

C =$2,501 - $5 ,000H I =$1,000,001 - $5,000,000L =$5 0.001 - St00,000P I =$1,000,001 - $ 5 ,000,000P4 =More Ihan $50,000,000S = A s s es s mentW = E s t imated

D =$5,001- $15,000H2 =Mo re ~ a n $5 ,000 ,000M=$100,001- $250,000P2 555,000,001 -$25,000,000T = C as h Mar kc l

E =$15,001- $50,000


10/21




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)D NONE(No reportable income, assets, or transactions.)A. B. C.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in c lu d i n g t ru s t a s s e t s ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (1) (2)

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u eexempt from prior disclosure Code l d iv ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

( 1 )Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)Date Value Gain

m m / d d / yy C o d e 2 Code 1( J - P ) (A-H)

( 5 )Identity of

b u y e r / s e l l e r(if private


1 0 2. C A T E R P I L L A R A D i vi d e n d

1 0 3 . C A T E R P I L L A R N o n e1 0 4. C A T E R P I L L A R N o n e

I05. FEDEX A D i v i d e n d1 0 6 . F E D E X N o n e1 0 7 . A M E R 1 C A N E X P R E S S C O A D i vi d e n d1 0 8 . A P P L E N o n e1 0 9. C O S T C O W H O L E S A L E A D i vi d e n d

1 1 0. C O S T C O W H O L E S A L E N o n e

1 1 1. C O S T C O W H O L E S A L E N o n e1 1 2. C O S T C O W H O L E S A L E N o n e

1 1 3 . G O G G L E I N C N o n e1 1 4 . G O G G L E I N C N o n e1 1 5 . G O G G L E I N C N o n e1 1 6 . G O G G L E I N C N o n e1 1 7 . G O G G L E I N C N o n e1 1 8 . G O G G L E I N C N o n e

K

J

J

J

T

T

T

T

S o l d 05/16/10 K(pa rt)Bu y 08/09/I 0 O( a d d l )S o l d 08/09110 O(pa rt)B u y 05103110 K

( a d d l )S o l d 05/05/10 K(pa rt)S old 05/05/10 K(pa rt)S o l d 02/04/10 K(pa rt)B u y 04/29/10 J( a d d l )S o l d 05/05/10 J(pa rt)B u y 05/12/10 K( a d d l )S o l d 12/30/10 K(pa rt)S o l d 03/24/l 0 K(pa rt)Bu y 05/26/10 O( a d d l )S o l d 05/26/10 O(pa rt)Bu y 07/27/10 O( a d d l )S o l d 07/27/I 0 O(pa rt)Bu y 08/04110 O( a d d l )

cAD

A

AC

B

I . Income Gain ( odes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000(See Columns B I and D41 F =$50.001 - $ 100.O00 G =$ 100,001 - $ I,O00,000 H 1 =$ I.OO0.001 - $5,000,000 H2 =More than $5,000,0002. V a lu e C o d es J = $15,000 o r less K = $15 ,001 - $50,000 L =$50,001 - $100,000 M = $100,001 - $250,000( See C olu nms C I and D3 ) N =$250,001 - $5O O,000 O =$500,001 - $ I,OO 0,O 00 PI =$ 1,000,001 . $5 ,000,000 P2 =$5,000,001 - $25,000,000

P 3 = $ 2 5 , 1 1 1 h q . 0 O I - $ 5 0 , 0 0 0 , 0 0 0 P4 =More than $50,000,0003 . V alu e Method C odes Q =Appraisal R = Cost (Real Eslale Only) S - A s s es s ment T =Ca sh Ma rk e t(Se e Co lumn ( 2 ) U = B ook V alu e V = O ther W =Est i m a t ed

E =$15,001 - $50,000


11/21



Date of Report04/30/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 offillng instructions.)D NONE(No reportable income, assets, or transactions.)A. B. C.

D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) ( 1 ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu eexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) or i n t . ) (J-P) C o d e 3( Q - W )

(l )Type (e.g.,

b uy, s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

Date Value Gainmm/dd/yy Co d e 2 C o d e l

(J-P) (A-H)

( 5 )Identity of



1 1 9 . GOOGLE INC N o n e1 2 0 . N E S T L E A Divid en d1 2 1 . N E S T L E N o n e1 2 2 . SSGA US GOV M/M FUN D A Divid en d1 2 3 . M C D O N A L D S C O R P A Divid en d1 2 4. M C D O N A L D S C O R P N o n e1 2 5 . M O N S A N T O A Divid en d1 2 6. GILEAD SCIENCE A Divid en d1 2 7 . G IL E A D S C I E N C E N o n e128. SCHLUMBERGER A Divid en d1 2 9 . SCHLUMBERGER N o n e1 30. SCHLUMBERGER N o n e131. SCHLUMBERGER N o n e1 32 . WALT DISNEY A D ividend

OJ

JJ

Sold 08/04/10 O B(part)T Bu y 04/29/10 J

(addl)Sold 05/07/10 J A(part)

T Bu y 05/05/10 N(ad d l )T Sold 05/05/10 K B

(part)Bu y 05/12/10 J(ad d l )

T Sold 05/16/10 K A( p a r t )T Bu y 05/05/10 K

(addl)Sold 05/18/10 K A(part)

T Sold 05/05/10 K A( p a r t )Buy 06/14/10 J

(addl)Sold 07/19/10 J A(par t)Sold 12/30/10 J A(par t)

T Bu y 06/15/10 J133. W ALT DISNEY134. ANDARKO PETROLEUM135. ANDARKO PETROLEUM

ANone

Dividend

None

S o l d(pa rt)B u y

( a d d l )Sold

07/16/10 J A03/09/10 J05/05/10 K C

I.Income Gain Codes:( See C olu mns B I and D4)

2. Val ue Co d es(Se e Co lumn sCI a n d D3)

3. Val ue Met h o d Co d es( See C olu nm C 2)

A :$1.000 or lessF =$50.001 - $100.000J -$15.000 or lessN =$250.001 - $500,000P3 =$25,000,001 - $50,000.00[)Q =AppraisalU ~Book Value

=$1,001 - $2,500=$100,001 - $1,000.000= $15,001 - $50,000=$500.001 - $1,000,000~Cosl (Real Estate Only)

Other

C =$2,501 - $5 ,000H 1 = $1,000,001 - $5,000,000L =$50.001 - $ 100,000P I =$1,000,001 - $5,000,000P4 =More than $50,000,000S - Asse s sme n tW =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C as h Mar ket

E =$15.001 - $50,000


12/21




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tion of Assets In co m e during Gross va lue a t end Transac t ions dur ing repor t ing per iod(including trust assets) reporting period of repo rting period

(1) (2) (1) (2) (I ) (2) (3) (4) (5 )Place "(X)" after each asset Amount Type (e.g. , V a lue V a lue Type (e.g. , D a t e V a l u e Gain Iden tity o fexempt f rom pr ior d isc losure Code 1 div. , rent, Code 2 Method buy, se l l , mm/dd /yy Co d e 2 C o d e 1 buyer /se l l e r(A-H) o r i n t . ) (J-P ) C od e 3 redempt ion) (J-P) (A-H ) (if private(Q-W) transaction)

1 3 6 . P E A B O D Y E N E R G Y A Divid en d J T Bu y 12/21/10(ad d l )1 3 7 . P E A B O D Y E N E R G Y N o n e So ld 12/21/10(part)1 3 8 . T E V A P H A R M A C E U T I C A L S A Divid en d J T Bu y 04/29/10(ad d l )1 3 9 . T E V A P H A R M A C E U T I C A L S N o n e So ld 05/05/10(part)140 . 3M A Divid en d J T Bu y 11/17/10

O

OJ

K

J

B

1 41 . BOEING A Dividend Sold 05/05/10 K C142. IBM A Div id e n d So ld 05/05/10 K A1 4 3. W E Y E R H A U S E R C O R P A Divid en d So ld 05/07/10 K B1 4 4. P E R R I G O I N C . A D i v i d e n d S o l d 05/05/I0 J A

1 4 5 . A N H E U S E R - B U S C H A Divid en d J T So ld 02/09/10 J A(part)1 4 6. A R C H E R D A N I E L S M I D L A N D A Div id e n d So ld 05/04/10 K A1 4 7 . C L D R O X A Divid en d So ld 05/06/10 K A1 4 8. C O C A C O L A A D i vi d e n d K T B u y 05/12/10 K( a d d l )1 4 9. C O C A C O L A N o n e S o l d 07/16/10 K A(pa rt)1 5 0 . F M C T E C H N O L O G I E S N o n e S o l d 05/05/10 K C1 5 1 . H E S S G R O U P A D i vi d e n d K T B u y 04129/10

( a d d l )1 5 2 . H E S S G R O U P N o n e S old 05/05/10(pa rt)

J

J A

I. Incom e Ga in C o dcs: A = $1.000 or less B =$ 1.001 - $2.500 C = $ 2.501 - $5 .000(Se e Co lun ms BI a n d D4 ) F =$50.001 - $100.000 G =$100.001 - $1.000.000 HI =$ 1.000.001 - $5.000.000

2. V alu e C odes J =$ | 5 .000 or Icss K = $15.001 - $50.000 L =$50.001 - $ | 00.000( S ee Co lu m ns C I a nd D3 ) N =$ 25 0.0 01 - $5 00 .0 00 O =$5 00.001 - $ 1.000.000 P 1 =$ 1.000.001 - $5,000,000P 3 = $ 25 ,000.001 - $5 0.000.000 P 4 = Mo re than $50.000.0003 . V alu e Method ( odes Q =Appraisal R = C os t ( R eal E s l a t e O nly ) S = A s s es s ment(See ( .olunm (_2) U =Book V~,tue V ~Othcr W = E s t imated

D=$5.001- $15.000H2 =More than $5.000.000M=$100.001 -$250.000P2 =$5.000.001- $25.000.000T =Ca sh Ma rk ct

E =$15.001- $50.000


13/21



Dale of Report04/30/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m c , v a t u e , t ,u . s . c t io n s a n c t u d e s t h o s e o l s p o u s ~ u n d d ~ r ~ n d e n t children; s e e p p . 3 4 - 6 0 of filing lnstructions.)~] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t ru s t a ss e t s ) re p o r t i n g p e r i o d(l ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(1) (2) (1 ) (2) (3) (4) (5 )

Value V a l u e Type (e.g., D a t e Value G ai n Identity ofC o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r

(J-P) C o d e 3 r e d e m p t i o n ) (Jo P ) ( A - H ) (if private( Q - W ) t r a n s a c t i o n )

153 . ROYAL BANK -CANADA A Dividend Sold 02/14/10 J A1 5 4 . R O Y A L B A N K - C A N A D A None Bu y 103/18/10 J1 5 5 . R O Y A L B A N K - C A N A D A Non e Sold ~ 05/06/10 J A! 56. ROYAL BANK-CANADA Non e Buy 08/27/10 M1 5 7 . R O Y A L B A N K - C A N A D A None S old 08/27/10 M B1 5 8 . V I S A I N C . A Dividend Sold 05/05/10 K B1 5 9 . A L C O N I N C None Sold 05/05110 K B160. BRISTOL M YERS SQUIBB161. BRISTOL M YERS SQUIBB162. CELGENE CORP

163. JOHNSON & JOHNSON

A DividendNone

NoneA Dividend

K T Bu y 03/09/10 K( a d d l )Sold 05/05/10 K(par t)

J T So ld 05/05/10 K(par t)K T

A

B

1 6 4. R O C H E H O L D I N G S L T D

1 6 5 . R O C H E H O L D I N G S L T D1 6 6. R O C H E H O L D I N G S L T D

1 6 7. R O C H E H O L D I N G S L T D1 6 8 . C U M M I N S I N C .

A DividendNone

None

None

A Dividend

T Sold 05/05/10(par t)Buy 05 /12/10 ~( a d d l )Bu y 06/14/10( a d d l )So ld 07 /16/10(par t)So ld 05 /05 /10

JJJ

JK

AD

1 6 9. S T A N L E Y W O R K S Non e Sold 01/28/10 J A

|. I n c o m e G ai n Co d es :( See C olu mns B I and D4)

2. Val ue Co d es( See C olu mns C I and D3 )

3.Val ue Met h o d Co d es( See C olu mn C 2)

A =$1.000 or lessF =$50,001 - $100.000J=$15.000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =AppraisalU = B ook V alu e

B =$1,001- $2,500G=$100,001- $1,000,000K =$15,001 - $50,000O =$ 500,001 -$1,000,000R = C os t ( R eal E s t a t e O nly )V = O ther

C =$2,501 - $5 ,000H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $100,000P I =$1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s es s mentW = E s t imated

=$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000

= C as h Mar ket

E = $ | 5 , 0 0 | - $ 5 0 , 0 0 0


14/21




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c rip t io n o f A s s e ts In c o m e d u r in g( in c l u d i n g t r u s t a s se ts ) re p o r t i n g p e r i o d(]) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

17 0 . U NI ON P ACI FI C A Divid en d17 1. U NI ON P ACI FI C N o n e1 7 2. A P P L I E D M A T E R I A L S A D ividend1 7 3 . C O R N I N G I N C . A D ividend1 7 4 . O R A C L E C O R P N o n e1 7 5. O R A C L E C O R P N o n e1 7 6. F R E E P O R T - M C M O R A N N o n e1 7 7. F R E E P O R T - M C M O R A N N o n e1 7 8. F R E E P O R T - M C M O R A N N o n e1 7 9. N U C O R C O R P A D ividend1 8 0 . V A L E S A A D ividend1 81 . GOODYEAR N o n e1 8 2. C I T R I X S Y ST E M S N o n e1 8 3 . B M W A G A D ividend18 4 . BMW A G N o n e185. GOLDMAN SACHS GRP N o n e186. GOLDM AN SACttS GRP None

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

Value V a l u eC o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

(l)Type (e.g. ,buy, se l l ,

redempt ion)

J T Sold(part)Buy

(addl)Sold

J T Sold(part)Buy

(addl)S o l d

S o l d

Buy

S o l d

S o l d

S o l d

S o l d

J T BuyBu y

Sold

Bu ySold

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)D a t e Value Gain

m m /d d/y y C od e 2 C o d e l( J - P ) (A-H)

05 / 05 / 10 J A07/14/10 J05/04/10 K A05/05 /1 0 K B04/29/10 J05/05/101 K A02/05/10 K A08/27/10 L08/27/10 L B

05/06/10 K A05/05/10 K B02/04/10 J C05/05110 J02/10/10 J05/06/10 K A07/29/10 N07/30/10 N D

( 5 )Identity of



I. In com e Gain C odes: A = $1,000 or less B = $ 1.001 - $2.500 C =$2,501 - $5 ,000 D =$5,001 - $15,000( See Columns B I and 04 ) F = $ 50,001 - $ 100.000 G = $ 100,001 - $ 1,000.000 H 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M or e t ha n $5 ,0 00 ,0 002. V alu e C odes J - $15,1)00 or less K = $15.001 - $50,000 L =$50.001 - $100,000 M =$ 100,001 o $250,000

( Se e C ol um n s C I a nd 03 ) N :$ 25 0,0 01 - $ 50 0.0 00 O ~ $ 5 0 0 . 0 0 1 - $ | . O O O , O 0 0 P| =$1,000,001 - $ 5 ,000,000 P2 =$5,000,001 - $ 25,000,000P3 =$25,000,001 - $50,000.000 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R = C os l ( R eal E s t a t e O nly} S = A s s es s ment T = C as h Mar ket( See C olu mn C 2) U = B ook V alu e V = O ther W =Estimated

E = $15 ,001 . $50 ,000


15/21



D a t e o f R e p o r t0 4 /3 0 /2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d in g t ru s t a s s e t s ) re p o r t i n g p e r i o d

(l) (2)Place "(X)" a~er each asset Amount Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

187. GOLDM AN SACHS GRP None188. GOLDM AN SACHS GRP None189. B OSTON PROPERTIES None190. B OSTON PROPERTIES None191. CREE INC None192. CREE INC None193 . DAIMLER AG None194. DAIMLER AG None195. DEERE & CO A Dividend196. DEERE & CO None197. DEERE & CO None198. DEERE & CO None199. DEERE & CO None200. DOW A Dividend201. DOW None202. EDW ARDS LIFE SCIENCES None203. EDW ARDS LIFE SCIENCES None

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

J T


(i ) (2) (3)Type (e.g., D a t e V a l u eb u y , s e l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) (J-P)

(4 ) (5 )Gain Ident i ty of

C o d e 1 buyer/se l le r(A-H) (if private

transaction)

Buy 10/18/10 JSold 11/15/10 J ABu y 10/06/10 JSold 10/26/10 J ABuy 05/27/I 0 N

Sold 05/27/10 N C

Bu y 02/09/10 JSold 05/06/10 J ABu y 03/18/10 J

Sold 05/05 /1 0 J A(par t)Bu y 06/14/10 J( a d d l )Sold 08/12/10 J A(par t)So ld 12/30/10 J A(part)Bu y 09/27/10 JSold 11/12/10 J A

Buy 12117 /10 O

Sold 12/17/10 O C

I . Income Gain ( odcs : A =$1,000 or less B =$ 1,001 - $2,500 C = $2,501 - $5 .000 D =$ 5 ,001 - $15 ,000( See C olu mns B I and D4) F = $50,001 . $100.000 G = $100,001 - $1,000,000 H 1 =$1,000,001 - $5 ,000,000 H 2 = Mo re than $5 ,000,000

2. V alu e C odes .I =$15,000 or less K = $15 ,001 - $50,000 L = $50,001 - $100,000 M =$100,001 - $250,000( See C olu mns C I and D3 ) N =$250,001 - $500,000 O =$ 500,001 . $1,000,000 PI =$1.000,00I - $5 ,000,000 P2 =$5,000,001 - $25,000,000

P 3 = $25,000.001 . $50.000,000 P 4 =M o re than $50,000,0003 . Va l ue Met h o d Co d es Q =Appraisal R =Co s t ( R ea l Es l a l e On l y ) S = A s s es s ment T = C as h Mar ket( See C olu mn C 2) U =Bo o k Va l ue V = O ther W = E s t imated

E =$15,001 - $50,000


16/21




V l l. I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. , B. C. D.Description of Assets Income during Gross value a t end Transac t ions dur ing repor t ing per iod( includ ing t rust a sse ts) repor t ing per iod of reporting period

(I ) (2) (1) (2) (1) (2) (3) [ (4) (5 )Place "(X)" after each asset A m o u n t Type (e.g. , V alue V alue Type (e.g. , D a t e V a l ue l G a i n Identity ofexempt f rom pr ior d isc losure Code 1 div., ren t, Cod e 2 Method buy; se l l , m m/d d /yy Co d e 2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) C od e 3 red em p tio n) (J-P) ( A H ) (if private(Q-W) transaction)

2 0 4 . F I R S T S O L A R I N C N o n e B u y 05/03/10 K2 0 5 . F I R S T S O L A R I N C N o n e S o l d 05/20/10 K A2 0 6 . H A L L I B U R T O N N o n e B u y 08/02/10 N2 0 7 . H A L L I B U R T O N N o n e S o l d 08/02/10 N B208. MERCK A D i v i d e n d J T B u y 02/09/10 J209. MERCK N o n e S o l d 05/18/10 J A(pa rt)2 1 0. N A L C O H O L D I N G S C O A D iv id e n d B u y 06/16/10 J2 1 1. N A L C O H O L D I N G S C O N o n e Sold 10/19/10 J A2 1 2 . N E T F L I X N o n e J T B u y 05/12/10 J2 1 3 . N E T F L I X N o n e B u y ll/19/10 M( a d d l )2 1 4 . N E T F L I X N o n e S o l d I 1/19/10 M B

(pa rt)2 1 5 . O C C I D E N T A L P E T R O L E U M A D iv id e n d B u y 06/14/10 J2 1 6 . O C C I D E N T A L P E T R O L E U M N o n e S o l d I l/ l 1/10 J A2 1 7 . P O T A S H C O R P A D i v i d e n d J T Bu y 02/17/10 J2 1 8. P O T A S H C O R P N o n e B u y 03/09/10 J( a d d l )2 1 9. P O T A S H C O R P N o n e S old 05/06/ I0 J A

(pa rt)2 2 0. P O T A S H C O R P N o n e S o l d 09/20/10 J A(pa rt)

I . Income Gain C edes : A =$1,000 or less B = $1.001 - $2,500 C = $ 2,5 01 - $5 ,000 D =$5,001 - $15,000( See C olu mns B I and D4) F =$50.001 - $ 100,000 G =$ 100,001 - $1.000,000 H I = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M or e t ha n $5 ,0 00 ,0 002. V alu e C odes J = $15,000 or less K = $15,001 - $ 50,000 L = $ 50,001 - $ 100,000 M =$100,001 - $250,000

( See C olu mns C I and D3 ) N =$250,001 - $500,000 O =$500.001 - $ 1,000,000 P I =$1.000 ,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 -More than $50,000.0003 . V alu e Method C odes Q =Appraisal R :~ Cost (Real Eslale Only) S = A s s cs s mcnt T = C as h Mar kel( See C olu mn C 2) U =Book Value V - O t h e r W = E s t imated

E =$15,001 - $50,000


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V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income dur ing Gross va lue a t end( inc luding t rus t asse ts ) reporting period of reporting period

(1) (2) (1) (2) (1 )Place "(X)" after each asset Amount T y p e ( e . g . , V a l u e V a l u e Type (e.g.,

exempt f rom pr ior d isc losure C o d e I div., rent, C o d e 2 Method buy, se l l ,(A-H) o r i n t . ) ( J - P ) Co de 3 redem ptio n)(Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e V a l u e G a i nm m /d d/yy C od e 2 Code 1

( J - P ) ( A - H )

O)Identity of



221. REPUBLIC SERVICES A Dividend J Bu y 03/29/10 J222. REPUBLIC SERVICES223. PROSHARES ULTRA SHORT S&P

None

None

Sold 06/29/10(part)Bu y 08/25/10

J

JA

224. PROSHARES ULTRA SHORT S&P None Sold 09/17/10 J A225. W HOLE FOODS CO None Bu y 08/27/10 J226. W HOLE FOODS CO None Sold 12/02/10 J A227. US BANCORP A Dividend J T Buy 04/14/10 J228. US BANCORP229. US BANCORP230. US BANCORP

231. US BANCORP232. US BANCORP233. AUTOLIV

None

None

None

None

None

None

Sold 05/06/10(part)Buy 05/12/10

(addl)Buy 06/14/10(addl)Sold 07/15/10(part)Sold 12/30/10(part)

T Buy 05/05/10

J

J

J

J

J

J

AA

234. CHURCH & DW IGHT None T Bu y 05/05/10 J235. BAKER HUGHES None T Bu y 05/05/10 J236. DEVON ENERGY A Dividend J T Buy 12/13/10 J237. NATL OILW ELL A Dividend J T Buy 03/10/10 J

1. I n c o m e G ai n Co d es :(Se e Co lumn s BI a n d D 4 )

2. Val ue Co d es(Se e Co lumn s CI a n d D 3 )

3. Val ue Met h o d Co d esISce C olu mn C 2)

A =$t.000 or lessF=$50,001 - $ 100,000J =$15,000 or lessN =$250.001 - $5 00,000P3 -$25,000,001 - $50,0O0,000Q =AppraisalU =Bo o k Va l ue

B =$|,00t - $2.500G = $ 1 0 0 . 0 0 1 - $ 1 ,0 0 0 . 0 0 0K= $ 1 5 . 0 0 1 - $ 5 2 ,0 0 0O = $500 . 001 - $ 1 , 0 0 0 , 0 0 0R ~ Cost (Rc~d Estate Only)V ~ Ot h er

C =$2,52,1 - $5,01)0H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $ 100,000P 1 =$1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s es s mentW = E s t imated

D =$5,001 - $15,000H 2 =More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C as h Mar ket

E = $ 15 ,0 0 1 - $ 5 0 ,0 0 0


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V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l n e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Income dur ing( inc luding t rus t asse ts ) reporting period of reportin g period(l ) (2 ) (1) (2) (l ) (2) (3)

Place "(X)" after each asset Amount Type (e.g., V alu e V a lu e Type (e.g,, D a t e V a l u eexempt f rom pr ior d isc losure Co d e I div. , rent, Co d e 2 Method buy, se l l , m m / d d / y y C o d e 2(A-H) o r i n t . ) (J-P) C ode 3 redem p tion) ( J - P )(Q-W)

2 3 8 . I T C H O L D I N G S A D i v i d e n d J T B u y 08/30/10 J239. HSBC HOLDINGS A D i v i d e n d J T B u y 08/18/10 J2 4 0 . A L L E R G A N I N C A D i v i d e n d J T B u y 11/08/10 J2 4 1. C A N A D I A N N A T L R A I L W A Y C O N o n e J T B u y 05/05/10 J242. BARRICKGOLD CORP N o n e J T B u y 05/15/10 J2 4 3 . M O L Y C O R P N o n e K T B u y 05/06/10 K2 4 4. P R O C T E R & G A M B L E B O N D A In te res t B u y 05/10/10 M2 45 . P R O C T E R & G A M B L E B O N D N o n e S old 05/18/10 M2 4 6. N O R T H C A R O L I N A S T A T E B O N D B In te re st R e d e e m e d 03/01/10 M2 4 7. N O R T H C A R O L I N A S T A T E B O N D B In te res t R e d e e m e d 03/01/10 L2 4 8. V I R G I N I A S T A T E B O N D C In te res t R e d e e m e d 06/01/10 L2 4 9. T E N E S S E E S T A T E B O N D B In te res t R e d e e m e d 06/16/10 M2 5 0 . U S T R E A S U R Y B I L L S C In te re st M T2 5 1 . U S T R E A S U R Y N O T E S N o n e S o l d 01/31/10 N2 5 2 . U S T R E A S U R Y N O T E S N o n e B u y 06/24/10 L2 5 3 . U S T R E A S U R Y N O T E S N o n e S o l d 06/30/10 L2 5 4 . U S T R E A S U R Y N O T E S , N E W D In te re st N T B u y 03/01/10 N

Gro ss value a t en d T ransactio ns durin g rep ortin g p erio d(4 ) (5 )

Gain Id en tity o fCode 1 buyer /se l l e r(A-H) (if private

transaction)

A

A

AA

A

A

I . I n c o m e G ai n Co d es : A =$1,000 or less B =$1,001 - $2,500 C = $2,501 - $5 ,000 D = $5 ,001 - $15 ,000( Scc C olu mns B I and D4) F =$50.001 - $100.000 G = $100,00 1 - $1,000,000 H 1 = $1,000,001 - $5 ,000,000 H 2 = Mo re tha n $ 5,000,000

2 . Va l ue Co d es J -$15.000 or less K = $15.001 - $ 50.000 L =$50,001 - $ 100,000 M =$100,001 - $250,000( S e e C o h l m n s ( 7 1 a n d I ) 3 ) N = $250.001 - $500,000 O =$50{I.0[) I - $ 1,000.000 P I = $ 1,000,001 - $5 ,000,000 P 2 =$5 ,000,001 - $25 ,000,000

P3 -$25,000,01) 1 - $50,000,000 P 4 = Mo re than $50 ,000,0003 . Va l ue Mc l h o d ( o d es Q =Appraisal R =Co s t ( Rea l Es t a t e On l y } S = A s s es s ment " r - Ca sh Ma rk e t(See Colunm C2 ) U = Book Vahlc V = Ot h e r W =Est i m a t ed

E =$15,001 - $50.000


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V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C, D.D e s c rip t io n o f A s s e ts In c o m e d u r in g G r o s s v a lu e a t e n d T ra n s a c tio n s d u r in g r e p o rt in g p e rio d( i n c l u d i n g t ru s t a s s e ts ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(l) (2) (1) (2) (l) (2) (3) (4) [Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value Type (e.g., Da te Value ! Gainexempt from prior disclosure Code I d iv ., r e n t , C o d e 2 M e t h o d b uy, s e l l , m m / d d , y y Code 2I Code 1( A - H ) or i n t , ) (J-P) C o d e 3 r e d e m ptio n ) (J-P) (A-H)

(Q-W)

255. ARTSPACE, INC., BIRM INGHAM , MI A Distribution M256. ARTSPACE, INC, BIRMINGH AM , MI D Dividend M257. WASHTENAW CO B Distribution J258. W AS H TENAW CO.- W AS HTENAW C Rent JCNTY, M I259. COMM ERCE CENTER BLDG None J260. M ERCURY PLAZA SHOPPING CENTER A Distribution K261. CG& A CENTRAL MALL B Distribution K262. CG& a CENTRAL MALL A I n t e r e s t K263. LPC INVESTM ENTS, LLC F I n t e r e s t PI264. LPC ENTERPRISES None J265. ~.:~ : ........................ ;.. ,~:.~:~ .~:~ ...... - A Re n t KBIRMINGHAM, M I266. BROW N ST ASSOC C Distribution K267. TWENTY TWO TW ENTY TWO, LLC A I n t e r e s t K268. CG A&ACROSSROADS CENTER LP A I n t e r e s t K269. CG&A CROSSROADS CENTER LLP A Distribution K2 70. PACIFIC FUND LP A D ividend M

UUUUUUUUU

UUUUUUU

( 5 )Identity ofb u y e r / s e l l e r(if private


I . Income Gain C odes : A = $1.000 or less B = $1,001 - $ 2.500 C = $2.501 - $ 5.000 D =$5,001 - $15.000( See C olu mns B I and D4) F =$50,001 - $100.000 G = $ I 00 .0 01 - $ 1.0 00 ,0 00 H I = $1 ,0 00 .0 01 - $ 5, 00 0.0 00 H2 =More than $5,000,0002. V alu e C o des J =$15.000 or less K ~$15 .001 - $50.000 L =$50.001 - $100.000 M =$ 100,001 - $250,000( S e e Columt~s El a~d D 3 ) N =$250.00t - $ 5 0 0 . 0 0 0 0 =$500.001 - $1.0~dO,000 P I =$| ,000.001 - $5.000,000 P2 =$5,000,001 - $25,009,009

P 3 - $25.000.001 - $50,000.000 P 4 = Mo re than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real [~slale Only) S = A s s es s ment T = C a s h M a r k e t( See C olu mn C 2) U =Book Value V : O t h c r W = E s t imated

E =$15.001 - $50.000


20/21

FINANCIAL DISCLOSURE REPORTP a g e 2 0 o f 2 1

Name of P e r son Repor t ingC O H N , A V E R N L .

Date o f Report04/30/201 I

V I I I. A D DI T IO N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of report.)


21/21


N a m e o f P e r so n R e p o r t i n gC O L I N , A V E R N L .

Date o f Report04/30/2011

IX. CERTIFICATION.1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/AVERN L. COHN

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U BJ E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

C o m m i tt e e o n F i n a n c i a l D is c l o s u r eAdmini s t ra t ive Off i ce of the Uni t ed S ta t es Cour t sSui te 2-301O n e C o l u m b u s C i r c le , N . E .Wash ington , D.C. 20544

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Avern L Cohn Financial Disclosure Report for 2010