• Home

  • Documents

  •  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial...
7

 · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)

Embed Size (px)

Citation preview

Page 1:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)
Page 2:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)
Page 3:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)
Page 4:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)
Page 5:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)
Page 6:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)
Page 7:  · Services Authority (the DFSA) by E *TRADE Securities Limited (Dubai International Financial Centre Branch) (ETSL Dubai)

Nasdaq Dubai Business Rules Dubai... · The Business Rules of Nasdaq Dubai as adopted by the Board and approved by DFSA, as amended, and as supplemented by Notices. Buy-in Agent A

Nasdaq Dubai Business Rules Dubai... · The Business Rules of Nasdaq Dubai as adopted by the Board and approved by DFSA, as amended, and as supplemented by Notices. Buy-in Agent A

Documents
To assist the IMF in evaluating the publication policy ...common law jurisdictions. The DFSA is a separate and independent regulatory agency established in 2004 by Dubai Law No. 9

To assist the IMF in evaluating the publication policy ...common law jurisdictions. The DFSA is a separate and independent regulatory agency established in 2004 by Dubai Law No. 9

Documents
Welcome note - DFSA in Action/DFSA in...Welcome to the fourth edition of the DFSA in Action. As I write this, I am reminded of the ancient Chinese curse: “May you live in interesting

Welcome note - DFSA in Action/DFSA in...Welcome to the fourth edition of the DFSA in Action. As I write this, I am reminded of the ancient Chinese curse: “May you live in interesting

Documents
The DFSA Sourcebook - Dubai Financial Services …dfsa.complinet.com/net_file_store/new_rulebooks/d/f/dfsa...The DFSA Sourcebook Regulatory Policy and Process (RPP Sourcebook) Appendix

The DFSA Sourcebook - Dubai Financial Services …dfsa.complinet.com/net_file_store/new_rulebooks/d/f/dfsa...The DFSA Sourcebook Regulatory Policy and Process (RPP Sourcebook) Appendix

Documents
Laboratorija I (1)dfsa

Laboratorija I (1)dfsa

Documents
The DFSA Rulebookdfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA_CP83_App… · The DFSA Rulebook Prudential – Investment, Insurance Intermediation and Banking Module (PIB)

The DFSA Rulebookdfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA_CP83_App… · The DFSA Rulebook Prudential – Investment, Insurance Intermediation and Banking Module (PIB)

Documents
Kindergarten ETSL Scope & Sequence Lessons 1 – 120

Kindergarten ETSL Scope & Sequence Lessons 1 – 120

Documents
JAFZ SUKUK (2019) LIMITED - Home | DFSA · PROSPECTUS JAFZ SUKUK (2019) LIMITED (incorporated with limited liability under the laws of the Dubai International Financial Centre) U.S.$650,000,000

JAFZ SUKUK (2019) LIMITED - Home | DFSA · PROSPECTUS JAFZ SUKUK (2019) LIMITED (incorporated with limited liability under the laws of the Dubai International Financial Centre) U.S.$650,000,000

Documents
REGULATORY LAW DIFC LAW No.1 of 2004dfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA1547_7446... · conferred upon the DFSA by Dubai Law or DIFC Law; and (h) to pursue any

REGULATORY LAW DIFC LAW No.1 of 2004dfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA1547_7446... · conferred upon the DFSA by Dubai Law or DIFC Law; and (h) to pursue any

Documents
The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA...The DFSA Rulebook Anti-Money Laundering, Counter-Terrorist Financing

The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA...The DFSA Rulebook Anti-Money Laundering, Counter-Terrorist Financing

Documents
ICD SUKUK COMPANY LIMITED - Home | DFSA · ICD SUKUK COMPANY LIMITED ... Investment Corporation of Dubai (ICD) and Citicorp Trustee Company Limited as delegate of the Trustee (the

ICD SUKUK COMPANY LIMITED - Home | DFSA · ICD SUKUK COMPANY LIMITED ... Investment Corporation of Dubai (ICD) and Citicorp Trustee Company Limited as delegate of the Trustee (the

Documents
DFSA Regulatory Reporting Regime DFSA Outreach Session 2015/DFSA Regulatory Repor… · Enhanced PIB Module PIB Module Amended EPRS Amended 2004 2007 2012 2013 2015 EPRS Revised 2014

DFSA Regulatory Reporting Regime DFSA Outreach Session 2015/DFSA Regulatory Repor… · Enhanced PIB Module PIB Module Amended EPRS Amended 2004 2007 2012 2013 2015 EPRS Revised 2014

Documents
EMIRATESNBD 2014 TIER 1 LIMITED - DFSA

EMIRATESNBD 2014 TIER 1 LIMITED - DFSA

Documents
EPRS Technical Notes v2.0 - Home | DFSA · 2018-03-12 · EPRS Technical Notes Dubai Financial Services Authority Page 1 of 12 EPRS Technical Notes v2.0.docx ... Microsoft Word -

EPRS Technical Notes v2.0 - Home | DFSA · 2018-03-12 · EPRS Technical Notes Dubai Financial Services Authority Page 1 of 12 EPRS Technical Notes v2.0.docx ... Microsoft Word -

Documents
DP WORLD LIMITED - Home | DFSA World Limited.pdf · BASE PROSPECTUS DATED 9MAY 2016 . DP WORLD LIMITED (a company limited by shares incorporated in the Dubai International Financial

DP WORLD LIMITED - Home | DFSA World Limited.pdf · BASE PROSPECTUS DATED 9MAY 2016 . DP WORLD LIMITED (a company limited by shares incorporated in the Dubai International Financial

Documents
The DFSA news publication Volume 10, September 2013 in Action/DFSA in Action English... · The DFSA in Action 1 About the DFSA Peter Casey The DFSA is the independent regulator of

The DFSA news publication Volume 10, September 2013 in Action/DFSA in Action English... · The DFSA in Action 1 About the DFSA Peter Casey The DFSA is the independent regulator of

Documents
ANNUAL REPORT 2011 - Dubai Financial Services Authority Report 2011/Annual Report 2… · with the Deputy Secretary General of the Financial Stability Board ... DFSA ANNUAL REPORT

ANNUAL REPORT 2011 - Dubai Financial Services Authority Report 2011/Annual Report 2… · with the Deputy Secretary General of the Financial Stability Board ... DFSA ANNUAL REPORT

Documents
The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA1547_20015_VER... · The DFSA Rulebook . Anti-Money Laundering, Counter-Terrorist

The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA1547_20015_VER... · The DFSA Rulebook . Anti-Money Laundering, Counter-Terrorist

Documents
DFSA OUTREACH 4 June 2015 - Dubai Financial Services Authority 2015/Breakout group 4_Financial... · DFSA OUTREACH 4 June 2015 The Dubai Financial Services Authority (DFSA) in providing

DFSA OUTREACH 4 June 2015 - Dubai Financial Services Authority 2015/Breakout group 4_Financial... · DFSA OUTREACH 4 June 2015 The Dubai Financial Services Authority (DFSA) in providing

Documents
The DFSA Sourcebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA1547_22662... · The DFSA Sourcebook . ... 1.50 Form B100 Declaration

The DFSA Sourcebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA1547_22662... · The DFSA Sourcebook . ... 1.50 Form B100 Declaration

Documents
The DFSA Rulebook - Thomson Reuters

The DFSA Rulebook - Thomson Reuters

Documents
The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA_PIB_VER1… · The DFSA Rulebook Prudential – Investment, Insurance

The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/d/f/DFSA_PIB_VER1… · The DFSA Rulebook Prudential – Investment, Insurance

Documents
The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/c/p/CP86_App_1_AML.pdf · 9 RELIANCE AND OUTSOURCING ... Accounting firm, audit

The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/net_file_store/new_rulebooks/c/p/CP86_App_1_AML.pdf · 9 RELIANCE AND OUTSOURCING ... Accounting firm, audit

Documents
Address by Paul M Koster - Chief Executive Dubai Financial ...s speech - IFSB Summit... · Dubai Financial Services Authority (DFSA) ... quality of assets in ABN AMRO’S structured

Address by Paul M Koster - Chief Executive Dubai Financial ...s speech - IFSB Summit... · Dubai Financial Services Authority (DFSA) ... quality of assets in ABN AMRO’S structured

Documents
Dubai International Financial Centre...Institute (CGI) Office of the President of the DIFC headed by DIFC Governor (Dr. Omar Bin Sulaiman) DIFC Authority DFSA DJA DIFC Authority Dubai

Dubai International Financial Centre...Institute (CGI) Office of the President of the DIFC headed by DIFC Governor (Dr. Omar Bin Sulaiman) DIFC Authority DFSA DJA DIFC Authority Dubai

Documents
business plan | 2015/2016 - DFSA · PDF fileOur Vision To be an internationally respected regulator and a role model for financial ... of Dubai government strategy, ... DFSA BuSinESS

business plan | 2015/2016 - DFSA · PDF fileOur Vision To be an internationally respected regulator and a role model for financial ... of Dubai government strategy, ... DFSA BuSinESS

Documents
Resolución Directora/ N° 145-2015-0EFA/DFSA/ Ministerio

Resolución Directora/ N° 145-2015-0EFA/DFSA/ Ministerio

Documents
The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/.../d/f/DFSA1547_1843_VER25.pdf · 2010-03-02 · Chapter 3 prescribes, pursuant to Article 42(1), ... 4

The DFSA Rulebook - Dubai Financial Services Authoritydfsa.complinet.com/.../d/f/DFSA1547_1843_VER25.pdf · 2010-03-02 · Chapter 3 prescribes, pursuant to Article 42(1), ... 4

Documents
ORASCOM CONSTRUCTION LIMITED - NASDAQ Dubaifeeds.nasdaqdubai.com/resources/2015/Mar/09/f07c156f-a0e9...Application has been made to the DFSA and NASDAQ Dubai for admission to the Official

ORASCOM CONSTRUCTION LIMITED - NASDAQ Dubaifeeds.nasdaqdubai.com/resources/2015/Mar/09/f07c156f-a0e9...Application has been made to the DFSA and NASDAQ Dubai for admission to the Official

Documents
Fluid Control Research Institute -FCRI India · 2019. 10. 16. · JSS 55555 JSS 50101 GR-63 ETSl-300 019 ETSl-300 ETSl.300 019 ETSl.300 019 - 60068-2-1 'SO 16750-4 ENVIRONMENTAL TEST

Fluid Control Research Institute -FCRI India · 2019. 10. 16. · JSS 55555 JSS 50101 GR-63 ETSl-300 019 ETSl-300 ETSl.300 019 ETSl.300 019 - 60068-2-1 'SO 16750-4 ENVIRONMENTAL TEST

Documents