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April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 11April 19, 2023April 19, 2023 11
Comparative Comparative MethodMethod
Frank H. BrooksFrank H. Brooks
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 22April 19, 2023April 19, 2023 22
Problems of Problems of ComparisonComparison Too many variables, too few countriesToo many variables, too few countries Many countries, one systemMany countries, one system Same phenomenon, different meaningSame phenomenon, different meaning BiasBias Political Agendas of ComparativistsPolitical Agendas of Comparativists Is a scientific method of comparing Is a scientific method of comparing
politics thus even possible?politics thus even possible?
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 33April 19, 2023April 19, 2023 33
Conceptual Conceptual Frameworks, Frameworks, Approaches, ModelsApproaches, Models What is the focus of analysis? (scope)What is the focus of analysis? (scope)
– What is central to understanding politics?What is central to understanding politics?– State-centered approach v. society-centered State-centered approach v. society-centered
approachapproach What is the proper methodology?What is the proper methodology?
– Large “n” v. small “n”Large “n” v. small “n”– Falsifiable hypotheses v. descriptionFalsifiable hypotheses v. description
History of comparative politics History of comparative politics characterized by shifts in scope and characterized by shifts in scope and methodsmethods– Intellectual developmentsIntellectual developments– Impact of political eventsImpact of political events
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 44April 19, 2023April 19, 2023 44
AristotleAristotle
Compares “regimes” (constitutions)Compares “regimes” (constitutions)– Who’s a citizen? Who’s entitled to rule?Who’s a citizen? Who’s entitled to rule?– How many rule?How many rule?– Large n; functionalist; comparative Large n; functionalist; comparative
anatomyanatomy Also looks at “society”Also looks at “society”
– What kinds of government are most likely What kinds of government are most likely in particular societies?in particular societies?
– Society is the foundation for the stateSociety is the foundation for the state Also considers normative questionsAlso considers normative questions
- Which are good governments?Which are good governments?- Considering “purpose” is relevant (even Considering “purpose” is relevant (even
necessary) to effective analysisnecessary) to effective analysis
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 55April 19, 2023April 19, 2023 55
PositivismPositivism
Focus on describing structures of governance Focus on describing structures of governance – ““positive” because focused on “what is” not positive” because focused on “what is” not
“what should be”“what should be”– E.g. Auguste Comte in 19E.g. Auguste Comte in 19thth century century
Compare political constitutionsCompare political constitutions– The most significant differences are legal The most significant differences are legal
and structural onesand structural ones– state-centered approachstate-centered approach– E.g. composition of legislature, executive-E.g. composition of legislature, executive-
legislative relationshipslegislative relationships Criticized by mid-20Criticized by mid-20thth century political century political
scientists as formalistic, superficial, scientists as formalistic, superficial, conservativeconservative
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 66April 19, 2023April 19, 2023 66
Political SociologyPolitical Sociology
Society-centered approachSociety-centered approach– Politics determined by social processes and structuresPolitics determined by social processes and structures– Focus on power relations “below” and outside the stateFocus on power relations “below” and outside the state– State structures are “tools” of societyState structures are “tools” of society
Karl MarxKarl Marx– State is a “superstructure”State is a “superstructure”– Politics determined by class relations and class strugglePolitics determined by class relations and class struggle
Max WeberMax Weber– State is a “human community” characterized by its techniquesState is a “human community” characterized by its techniques– Focused on religion in society, social bases of “authority”Focused on religion in society, social bases of “authority”
Robert MichelsRobert Michels– Elite theory focusing on social and organizational effects on Elite theory focusing on social and organizational effects on
partiesparties– American political scientists focused on “pressure groups”American political scientists focused on “pressure groups”
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 77April 19, 2023April 19, 2023 77
Postwar Hegemony of Postwar Hegemony of Society-Centered Society-Centered ApproachApproach Roy Macridis’ critique of “traditional approach”Roy Macridis’ critique of “traditional approach”
– Scope too limitedScope too limited Western representative democraciesWestern representative democracies Looked at “isolated aspects of governmental process”Looked at “isolated aspects of governmental process”
– Methodology unsystematicMethodology unsystematic Descriptive rather than problem-solving, explanatory or Descriptive rather than problem-solving, explanatory or
analyticanalytic Prevented elaboration of hypotheses and broader Prevented elaboration of hypotheses and broader
theorytheory Political and Intellectual AspectsPolitical and Intellectual Aspects
– Rise of states outside Europe challenged state-centered Rise of states outside Europe challenged state-centered approachesapproaches
– ““Behavioral revolution”Behavioral revolution”– Modernization theoryModernization theory
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 88April 19, 2023April 19, 2023 88
““Bringing the State back Bringing the State back in”in” Critique of behavioralismCritique of behavioralism
– Tended to be biased against political change (new Tended to be biased against political change (new generation of political scientists influenced by political generation of political scientists influenced by political events of 1960s)events of 1960s)
– Emphasized methodology over knowledge, technical Emphasized methodology over knowledge, technical jargon over clarityjargon over clarity
Revival of “state-centered” approachRevival of “state-centered” approach– Argued that the state is not merely set of institutions and Argued that the state is not merely set of institutions and
processesprocesses– But, not simply a return to positivismBut, not simply a return to positivism– ““Relative autonomy” in Marxist theoryRelative autonomy” in Marxist theory– Alfed Stepan’s studies of militaries and authoritarian Alfed Stepan’s studies of militaries and authoritarian
governmentsgovernments– Studies of bureaucracies and bureaucratsStudies of bureaucracies and bureaucrats
The state is an “actor” that shapes societyThe state is an “actor” that shapes society– It stands “at intersection of domestic sociopolitical orders It stands “at intersection of domestic sociopolitical orders
and … transnational orders” (Skocpol)and … transnational orders” (Skocpol)– Focus on state “autonomy”Focus on state “autonomy”
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 99April 19, 2023April 19, 2023 99
Policy-Centered Policy-Centered ApproachApproach The policies implemented by the state The policies implemented by the state
affect the state itself and societyaffect the state itself and society Compare performance and efficacyCompare performance and efficacy
– Particular focus on economic performanceParticular focus on economic performance– Relevant to older debates on Relevant to older debates on
modernization and to modern examination modernization and to modern examination of democratizationof democratization
Brings “politics” back in: who gets Brings “politics” back in: who gets what, when and howwhat, when and how
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 1010
Contemporary Contemporary Approaches (Lichbach & Approaches (Lichbach & Zuckerman)Zuckerman) Rational ChoiceRational Choice
– Focus on deliberate choices and interestsFocus on deliberate choices and interests– Abstract logic and mathematical reasoningAbstract logic and mathematical reasoning– Game theory (e.g. analysis of Cuban missile crisis)Game theory (e.g. analysis of Cuban missile crisis)
Culturalist approachesCulturalist approaches– ““thick description” – emphasis on particular and contextthick description” – emphasis on particular and context– ““identity” gives meaning to and poses constraints on identity” gives meaning to and poses constraints on
actions actions Structuralist approachesStructuralist approaches
– Focus on political and social institutions (state, class, Focus on political and social institutions (state, class, etc.)etc.)
– ““rules” imposed by structured relationshipsrules” imposed by structured relationships All three grapple with characteristic, unique themes of All three grapple with characteristic, unique themes of
social theory: social theory: “reason, rules and relations” “reason, rules and relations” (p. 5)(p. 5)
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 1111
Modeling (Lave & Modeling (Lave & March) March) ““Practical guide to speculation”Practical guide to speculation”
– ““developing, elaborating, contemplating, developing, elaborating, contemplating, testing, and revising models of human testing, and revising models of human behavior” (p. 7)behavior” (p. 7)
– Improve quality of speculationImprove quality of speculation Necessary skillsNecessary skills
– AbstractionAbstraction from reality to a model from reality to a model– DerivationDerivation of (additional) implications of (additional) implications– EvaluationEvaluation to determine if model to determine if model
inappropriate (inaccurate, immoral)inappropriate (inaccurate, immoral)– FamiliarityFamiliarity with common models (building with common models (building
on or reacting to previous theory)on or reacting to previous theory)
April 19, 2023April 19, 2023 Introduction to Political ScienceIntroduction to Political Science 1212
Rules of ThumbRules of Thumb
Think “process”Think “process”– Not just assumptions about a state of beingNot just assumptions about a state of being– Statements of causality where Y may or may Statements of causality where Y may or may
not happen depending on presence of A, B, or not happen depending on presence of A, B, or CC
Develop interesting implicationsDevelop interesting implications– Look for “natural” variations in explanatory Look for “natural” variations in explanatory
factorfactor– Sharpens explanationSharpens explanation
Look for generalityLook for generality– Typically, more abstractTypically, more abstract– Applies to more situations (large “n”)Applies to more situations (large “n”)