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1 Atmospheric River-Induced Precipitation and Snowpack 1 during the Western United States Cold Season 2 3 Hisham Eldardiry, Asif Mahmood, Xiaodong Chen, Faisal Hossain and Bart Nijssen 4 Department of Civil and Environmental Engineering, University of Washington, 5 Seattle 6 7 Dennis P Lettenmaier 8 Department of Geography, University of California, Los Angeles 9 10 11 12 13 Corresponding Author: Faisal Hossain 14 Department of Civil and Environmental Engineering 15 More 201, University of Washington, 16 Seattle, WA 98195 17 Email: [email protected] 18

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Page 1: Atmospheric River-Induced Precipitation and Snowpack ... · 1 1 Atmospheric River-Induced Precipitation and Snowpack 2 during the Western United States Cold Season 3 4 Hisham Eldardiry,

1

Atmospheric River-Induced Precipitation and Snowpack 1

during the Western United States Cold Season 2

3

Hisham Eldardiry, Asif Mahmood, Xiaodong Chen, Faisal Hossain and Bart Nijssen 4

Department of Civil and Environmental Engineering, University of Washington, 5

Seattle 6

7

Dennis P Lettenmaier 8

Department of Geography, University of California, Los Angeles 9

10

11

12

13

Corresponding Author: Faisal Hossain 14

Department of Civil and Environmental Engineering 15

More 201, University of Washington, 16

Seattle, WA 98195 17

Email: [email protected] 18

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Abstract 19

Atmospheric Rivers (ARs) are narrow elongated corridors embedded in the warm sector 20

of extratropical cyclones. We characterize land surface hydrologic conditions 21

associated with ARs intersecting the coast of the Western US from Southern California 22

to the Canadian border during the cold season (November through March) of water 23

years 1949-2015. Landfalling ARs resulted in higher precipitation amounts throughout 24

the domain than did non-AR storms. ARs contributed the most extreme precipitation 25

events during January and February. Daily snow water equivalent (SWE) changes 26

during ARs indicate that higher positive net snow accumulation conditions accompany 27

ARs in December, January, and February. We also assess the historical impact of AR 28

storm duration and precipitation frequency by considering the precipitation depth 29

estimated during a 72-hour window bounding the AR landfall date. More extreme 30

precipitation amounts are produced by ARs in the South Cascades and Sierra Nevada 31

range compared with ARs with landfall farther north. Most AR extreme precipitation 32

events are produced during warm AR dates, especially towards the southern end of our 33

domain. Analysis of ARs during dry and wet years reveals that ARs during wet years 34

are more frequent, and produce heavier precipitation and snow accumulation as 35

compared with dry years. 36

Keywords: Atmospheric Rivers, Western United States, Extreme Precipitation, Snow 37

Water Equivalent. 38

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1. Introduction 39

Atmospheric Rivers (ARs) are narrow elongated corridors with horizontal water 40

vapor transport embedded in the warm sector of extratropical cyclones (Browning and 41

Pardoe 1973; Bao et al. 2006; Neiman et al. 2008; Ralph and Dettinger 2011; Zhu and 42

Newell 1998). When an AR event makes landfall, the transport of large amounts of 43

water vapor can lead to heavy precipitation and sometimes flooding, especially if the 44

moisture-laden air is forced to rise rapidly over a mountain barrier (Dettinger et al. 45

2011). For instance, in January 2017, an AR event in northern California produced 46

powerful storms and resulted in extensive flooding, triggered power outages, and 47

mudslides (Rosen 2017). Such heavy storms bring challenges to water managers 48

operating dams whose operating purposes include flood risk reduction. Thus, better 49

management strategies for water resources in the western US are needed to cope with 50

the expected increase in AR-induced precipitation as the climate continues to change 51

(Hagos et al. 2016; Dettinger 2011). 52

While it is widely known that most heavy precipitation events across the coastal 53

Western US are driven by ARs (e.g., Leung and Qian 2009; Dettinger et al. 2011; Ralph 54

and Dettinger 2011; Warner et al. 2012), multi-decadal characteristics of AR induced 55

precipitation and snowpack changes have not yet been fully documented. We provide 56

here a comprehensive analysis of landfalling AR dates that generated heavy rainfall in 57

the coastal Western US over the period 1949-2015. We also evaluate changes in snow 58

water equivalent (SWE) associated with AR events over the same period. Snowmelt 59

can exacerbate the direct effects of extreme precipitation, and is a particularly important 60

consideration given recently observed trends toward earlier snowmelt across the region 61

(Cayan et al. 2001; Regonda et al. 2005; Trujillo and Molotch 2014). 62

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Several studies have highlighted the importance of ARs and their connection 63

with heavy precipitation and flooding across the Western US (Ralph et al. 2006; 64

Neiman et al. 2008; Neiman et al. 2011). For instance, Ralph et al. (2006) used 65

observations from an 8-year series of field observations combined with satellite 66

observations in Northern California to explore the possible role of ARs in generating 67

precipitation that has led to flood events in the Russian River basin. They concluded 68

that AR conditions caused heavy rainfall as a result of orographically enhanced 69

precipitation for all major flooding events. Recently, Young et al. (2017) examined the 70

relationship between flood events and ARs in California for water years 2005-2014 71

using a catalog of landfalling ARs produced by Rutz et al. (2013). Their results 72

indicated that most of the high impact events related to floods and debris flows were 73

associated with cold season ARs with landfall in Northern California. Nonetheless, the 74

relationship among land surface hydro-meteorological variables, including 75

precipitation, snowpack changes, and associated surface temperature during AR events 76

has received relatively little attention in past studies. Here, we extend the analysis of 77

Guan et al. (2010) who considered the relationship between SWE change and surface 78

temperature for AR events across the Sierra Nevada range to include the entire coastal 79

Western US from Northern California to the Canadian border. 80

The questions that motivate our study are: 1) How do precipitation and 81

snowpack changes induced by ARs vary across the cold season and how do the 82

hydrologic signatures of ARs differ along a latitudinal transect through the Pacific 83

maritime region of the western US? and 2) what is the impact of AR events associated 84

with warm conditions on produced precipitation amounts, as well as SWE changes? To 85

address these questions, we retrieved hydrometeorological outputs from dynamically 86

downscaled atmospheric reanalyses (NCEP-NCAR) using the Advanced Research 87

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Weather Research and Forecast (AR-WRF) model over the period 1949-2015. We 88

incorporate in our analysis the relationships among frequently observed 89

hydrometeorological variables, including precipitation, surface temperature, and SWE. 90

Our characterizations are intended to lay the background for subsequent 91

investigation into the role of AR events and associated hydrologic controls on 92

catastrophic flooding. Addressing such questions has implications for managing water 93

resources and mitigating AR-related flood and drought events in the Western US. 94

Griffin and Anchukaitis (2014) and Swain et al. (2014) for example discussed ARs as 95

relevant to the severe California drought conditions in 2012-2014). The remainder of 96

the paper is organized as follows: we summarize the data sources and methods applied 97

in section 2, with results and discussion in section 3, and concluding remarks are in 98

section 4. 99

2. Data Sources and Methods 100

2.1 Atmospheric River (AR) Catalog 101

Following the criteria defined by Ralph et al. (2004), we characterize ARs as 102

having integrated water vapor (IWV) concentrations of more than 2 cm between 1000 103

hPa and 300 hPa and wind speeds of greater than 12.5 meters per second in the lowest 104

2 km above the surface. The typical AR is no more than 400– 500 kilometers wide, and 105

extends for thousands of km of trajectory (Zhu and Newell 1998). Methods that have 106

been used to identify ARs are generally based on thresholding Integrated Water Vapor 107

(IWV) or integrated water vapor transport (IVT), tracking spatial features in a moisture-108

related field, and setting specific criteria for AR length, orientation and intensity (Ralph 109

et al. 2004; Neiman et al. 2008; Ralph et al. 2013; Nayak et al. 2014; Guan and Waliser 110

2015). Here, we identified ARs using the IVT-based catalog produced by Guan and 111

Waliser (2015) using the National Centers for Environmental Prediction/National 112

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Center for Atmospheric Research (NCEP/NCAR) reanalysis for the 67-year period of 113

water years 1949-2015. 114

We compared the ARs in the Guan and Waliser (2015) catalog with the AR 115

record published in Neiman et al. (2008) (hereinafter referred to as the Neiman catalog) 116

which is based on IWV observed by the Special Sensor Microwave Imager/Sounder 117

(SSM/I) satellites for the period of overlapping water years 1998-2005. The Neiman 118

catalog using SSM/I generally provides the most reliable identification of ARs and has 119

been evaluated in many AR studies (Ralph et al. 2006; Guan et al. 2010; Ralph and 120

Dettinger 2012). We determined the percentage of agreement between the two catalogs 121

for two sets of AR dates: 1) North Coastal AR dates (NAR) where the North Coast is 122

defined as the Washington, Oregon, and British Columbia coasts (from latitudes 41.0°–123

52.5°N), and 2) South Coastal AR dates (SAR) where the South Coast is defined as the 124

California coast between latitudes 32.5°–41.0°N (Figure 1). Table 1 shows the 125

percentage of agreement between the Neiman and Guan-Waliser dates for NAR and 126

SAR dates during the common detection period (1998-2005). We computed the 127

agreement percentage as the ratio between number of ARs identified in the two catalogs 128

for NAR, SAR, and the total AR dates, i.e., summing NAR and SAR dates (Table 1). 129

We allowed an offset of ±1 and ±2 days to account for differences in timing between 130

the two algorithms. The agreement percentage for NAR dates was about 98% when 131

allowing a ±1 day offset. When comparing the total number (union) of AR dates (i.e., 132

NAR+SAR), the Guan-Waliser catalog captures 90% of the Neiman AR dates with ±2 133

days of offset. Based on the relatively high degree of coincidence of AR dates in the 134

overlap period, and the fact that the Guan-Waliser catalog spans many more years 135

(hence better supports statistical analyses of the type we performed here) we adopted 136

the Guan-Waliser catalog as the basis for our study. 137

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We characterized precipitation and SWE changes separately for ARs in 2.5 138

degree latitudinal bands at their intersections with the U.S. Pacific Coast from just north 139

of the Canadian border south to 30° latitude. The use of 2.5 degree latitudinal bands 140

matches the spatial scale provided by the Guan-Waliser AR catalog (2.5 x 2.5 degrees). 141

We focus our analysis on events during the cold season from November through March 142

when ARs are associated with water vapor fluxes sufficient to produce extreme 143

precipitation (Neiman et al. 2008; Lamjiri et al. 2017; Young et al. 2017). Figure 2a 144

shows the monthly distribution of cold season landfalling ARs (4315 dates) during 145

water years (1949-2015). As shown in Figure 2a, a larger number of AR dates are 146

identified in northern latitudes, e.g., at 45° and 50° degree latitudes, compared to 147

southern latitudes with January receiving the largest number of dates (1206) followed 148

by December (1073). Some of these ARs produced little or no precipitation and only 149

about 10% of the ARs (449) contribute to the upper 10th percentile precipitation as 150

depicted in Figure 2b. 151

2.2 WRF Downscaling 152

For each AR landfalling date, we retrieved the precipitation and relevant 153

hydrometeorological variables produced through the dynamic downscaling (via WRF) 154

of the NCEP/NCAR atmospheric reanalysis (Kalnay et al., 1996) which is available at 155

a 6-hourly temporal resolution and about 2 degrees latitude-longitude spatial resolution 156

(Kalnay et al. 1996; Kistler et al. 2001). Our approach for dynamic downscaling is 157

essentially identical to that used by Chen and Hossain (2016) who relied on the same 158

NCEP/NCAR reanalysis products as initial and boundary conditions for reconstructing 159

historical extreme storms between 1948 and 1979. 160

We performed our WRF simulations over a single domain, i.e., without nesting. 161

Our domain covered the Western US with a grid resolution of 15 km (Figure 1). The 162

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WRF physics options we selected included the Morrison double-moment scheme 163

(option 10) for microphysics, and Kain-Fritsch (option 1) for the cumulus physics. This 164

set of parameterization schemes was also selected by Chen et al. (2017) and Chen and 165

Hossain (2016) as it best reproduced observed precipitation over the Pacific Northwest 166

and California. We used the Noah-MP (Version 1.6) land surface model with Monin-167

Obukhov (option 1) for the surface layer drag coefficient calculation, CLASS option 168

for ground surface albedo, and Jordan (1991) model (option 1) for precipitation 169

partitioning between snow and rain. These parameters, which affect the model’s 170

accumulation and ablation of SWE, are recommended by Niu et al (2011) and Yang et 171

al (2011). We ran the simulations at a time step of 90 seconds with output variables 172

archived hourly for the months of November through March from 1949 through 2015 173

(67 years). For the purpose of our analysis, we archived the following hourly variables: 174

precipitation, SWE, and instantaneous temperature at 2m height. 175

We opted to base our analysis on WRF output rather than data sets derived 176

directly from observations (e.g., gridded precipitation and temperature fields) in the 177

interest of avoiding issues associated with variability in gauge density. Sparse 178

precipitation (and temperature) gauge coverage is especially problematic at high 179

elevations, where most of the precipitation occurs in our study domain. 180

We compared the daily SWE from WRF simulations with the SWE output from 181

the Livneh et al (2013) dataset. The Livneh et al (2013; hereafter L2013) data were 182

generated using the Variable Infiltration Capacity (VIC) hydrologic model, version 183

4.1.2 (Liang et al., 1994) forced with a dataset of gridded precipitation, and temperature 184

adjusted for orographic variations using a climatology from the Precipitation-elevations 185

Regressions on Independent Slopes Model (PRISM) (Daly et al., 1994). Lundquist et 186

al (2015) showed that daily SWE from the L2013 dataset performed reasonably well 187

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when compared with daily snow pillow measurements across the Sierra Nevada, 188

California. Figure 3 shows scatterplots for the April 1 SWE as simulated by the WRF 189

and VIC models for three mountainous subregions within our domain shown in Figure 190

1: 1) North Cascades; 2) South Cascades; and 3) Sierra Nevada. We picked these 191

subregions because they all have substantial orographic relief, and the mountain divides 192

are relatively close to the coast. We delineated their boundaries based on the 193

Commission for Environmental Cooperation Ecological Regions of North America, 194

Level III (McMahon et al. 2001; Omernik 2004). WRF and L2013 agree well for the 195

Sierra Nevada. However, WRF produces slightly lower values in the North and South 196

Cascades regions. This higher daily SWE from VIC model has also been reported by 197

Livneh et al (2013) and Maurer et al (2002, who produced a predecessor data set to 198

L2013) when compared to snow observations over some mountainous regions of the 199

Western US including the Cascades. Based on these comparisons and the previous 200

referenced work, we conclude that the WRF simulations perform plausibly well relative 201

to independent model- and observation-based SWE estimates. 202

2.3 Analysis Approach 203

We characterized precipitation and snowpack during dates of AR landfalls as 204

follows: 205

1) We aggregated the hourly precipitation and SWE change from WRF to daily 206

amounts on the calendar date of each AR. We performed these aggregations for 207

each month considering only the AR landfall dates. We then calculated the AR 208

daily precipitation (or SWE change) for each WRF grid cell by considering the 209

maximum daily estimate during a 72-hour window bounding the AR landfall 210

date (i.e., one day before and after the AR date). We defined high impact AR 211

dates as corresponding to ARs with upper 10th percentile daily precipitation (or 212

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SWE change) for each month of the cold season (November through March). 213

We used the average of the upper 10th percentile precipitation (or SWE) as a 214

way to represent AR dates with large precipitation and/or SWE changes. In 215

addition, we assessed the severity of AR-induced precipitation by quantifying 216

the fraction of AR dates among the upper 10th percentile of daily precipitation 217

(considering all dates and not only AR dates) for each latitudinal band. In 218

analyzing the SWE changes for each grid cell, we treated positive and negative 219

changes separately to indicate the snow accumulation and snowmelt associated 220

with each AR date. 221

2) We evaluated the impact of AR storm duration and frequency on precipitation 222

depth over the three regions (Figure 1) using 2.5° degree latitudinal bands 223

within which the AR landfalling latitude was located. To address the frequency 224

of AR-induced precipitation, we constructed a precipitation series of AR dates 225

for each WRF grid by selecting the AR dates with maximum precipitation in 226

the cold season of each year (sample size =67 out of 4315 total AR dates). We 227

calculated precipitation amounts for each AR date for different durations using 228

hourly precipitation accumulations from WRF outputs. The durations ranged 229

from one hour (duration of the maximum precipitation in the AR event), to three 230

days enveloping the AR event date, i.e., one day before and one day after the 231

nominal AR date (the dates of AR landfall were identified as described in 232

Section 2.1). We also calculated the precipitation associated with an AR event 233

as the maximum precipitation for n consecutive hours out of 72 (3-day window), 234

where n is the duration of the event (and n = 1, 2, 3, 6, 12, 24, 48, 72 hours). We 235

then fitted the precipitation series for each grid to the Generalized Extreme 236

Value distribution (GEV) using the L-moment method of (Hosking and Wallis 237

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1997). The GEV distribution has been widely applied for predicting hydrologic 238

and meteorological extremes (e.g., Fowler and Kilsby, 2003; Overeem et al., 239

2009; and Eldardiry et al., 2015). We estimated the frequency of each event by 240

converting the cumulative probability of each event into return periods ( =241

), where T is the return period and P is the cumulative probability of an AR 242

event. 243

3) We partitioned ARs into dry vs wet years. To do so, we ranked the accumulated 244

winter (November through March) precipitation over our study period, and 245

defined dry years as being in the lower 10th percentile, and wet years in the 246

upper 10th percentile. We then calculated the AR-induced daily precipitation 247

and SWE changes for each month of the dry and wet years. 248

4) Finally, we analyzed the changes in precipitation depth and SWE change with 249

surface temperature. We performed this analysis by considering the warm 250

events as being associated with the AR dates with upper 10th percentile daily 251

precipitation (or SWE change). We defined warm events as the 20% of AR dates 252

with the highest surface temperature. 253

We present our results for snowpack characterization at a regional scale for the 254

three mountainous subregions shown in Figure 1: 1) North Cascades; 2) South 255

Cascades; and 3) Sierra Nevada. In addition, to account for the elevation effects on 256

snowpack, we used elevation bands with 500 m vertical intervals using the ETOPO1 257

elevation dataset constructed at 1 arc-minute resolution (Amante and Eakins 2009). 258

3. Results 259

3.1 Precipitation 260

Figure 4 shows the average values of the upper 10th percentile of daily 261

precipitation produced by all ARs. The precipitation associated with the AR events 262

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covers most of California to (and slightly beyond) the Sierra Nevada crest and 263

Washington and Oregon about to the Cascade crest. The maximum daily precipitation 264

from these events occurs mostly in December and January in the Sierra Nevada region 265

with many grid cells there having events that average over 160 mm; event averages 266

tend to decline northward (e.g., to an average of 84 mm for the North Cascades), 267

although the number of AR events increases at northern latitudes (Figure 2) with an 268

anomaly for the band centered at 47.5 N latitude, which may be associated with the rain 269

shadow from the Olympic Mountains. 270

Figure 5 shows the fraction of upper 10th percentile precipitation produced by 271

AR events in each latitude band. There is a general gradient with higher extreme (upper 272

10th percentile) AR fractions occurring towards the southern part of our domain, with a 273

local maximum at latitude 37.5°, which covers most of the central part of the Sierra 274

Nevada region. At all southern landfalling latitudes (42.5° and south), January and 275

February have the most extreme AR precipitation (i.e., higher fraction of upper 10th 276

percentile events that are associated with ARs). AR-related extreme precipitation along 277

the Sierra Nevada was also explored by Young et al. (2017) who found that 2-day 278

precipitation associated with ARs was generally ranked in the upper 5% of all such 279

events (AR and non-AR) during water years 2004-2014. 280

We used Depth Duration Frequency (DDF) analysis for the three regions shown 281

in Figure 1 to account for the impact of AR storm duration on precipitation depth and 282

frequency. At each grid cell, we used a parametric approach in which we estimated 283

quantiles from fitted GEV distributions using the L-moment method (Hosking and 284

Wallis, 1997). Figure 6 shows the resulting precipitation depths and frequencies at 1- 285

and 3-day durations for the three regions. Higher precipitation amounts are produced 286

by ARs falling at southern latitudes, i.e., Sierra Nevada region across a range of 287

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durations (only 1-day and 3-day durations are shown in Figure 6) and return periods. 288

During AR dates along the Sierra Nevada, larger relative changes in precipitation 289

amounts occur between low and high return periods, e.g., 2-year vs 100-year (Figure 290

6a) especially at the areas bounding the AR landfalling latitude 37.5°. The larger 291

precipitation relative changes (e.g., ratio of the 100- to 2-year events) are associated 292

with more highly skewed GEV distributions, where the maxima are around 37.5 and 293

40.0 N latitude. For instance, the 3-day AR-induced precipitation along the Sierra 294

Nevada region for the 2-year and 100-year return periods ranges from 176 mm to 512 295

mm (representing 109 % and 318 % of the mean maximum precipitation), respectively 296

at the AR landfalling latitude 37.5°, whereas the precipitation depth for the same return 297

periods ranges from 100 mm to 290 mm (representing 74 % and 215 % of the mean 298

maximum precipitation) at the AR landfalling latitude 50° of the North cascades. 299

3.2 SWE Change 300

We classified the AR dates into ARs producing snow accumulation or snowmelt 301

by separating the daily SWE changes into positive or negative values for each AR date. 302

We calculated the AR-induced SWE change by elevation bands (500 m intervals). We 303

ignored elevation bands less than 500 m and greater than 2500 m because no significant 304

SWE changes occurred at these elevations for any of the three regions. We also 305

considered only ARs that produced SWE changes in the upper 10th percentile of all AR-306

related positive and negative SWE changes. Figure 7 shows daily positive and negative 307

SWE changes which reflect the variations in snowfall and snowmelt respectively. The 308

upper 10th percentile ARs dominantly result in snow accumulations across all regions 309

compared to snowmelt (negative SWE changes). We also observed increases in SWE 310

for more intense ARs representing the upper 5th percentile (figure not shown). For all 311

AR landfalling latitudes and across elevation bands, the highest positive SWE changes 312

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occur in January. The Sierra Nevada region had the highest positive SWE changes at 313

AR landfalling latitude 40° at different elevation bands compared to the North Cascades 314

and South Cascades regions. For instance, snow accumulation occurring during cold 315

season AR dates is greatest in January in the Sierra Nevada region at the AR landfalling 316

latitude 40° and elevation band 2000-2500 m with an average of 67 mm. Along the 317

Sierra Nevada range, higher snowfall is produced by ARs falling at the northern-most 318

latitudinal band (40°) compared to southern-most band (35°). A similar result was 319

reported by Huning et al., (in review) who concluded higher magnitudes of AR 320

cumulative snowfall across northwestern Sierra Nevada during the 1985-2015 winter 321

season. The North Cascades and South Cascades experience higher snowfall in January 322

(compared to other winter months) at the elevation bands (1000-1500) and (1500-2000) 323

with an average of 40 mm and 30 mm respectively. Such positive SWE changes 324

associated with ARs were also observed by Neiman et al. (2008) who concluded that 325

ARs predominantly increase SWE in the autumn and winter along both the northern 326

and southern coast regions of the western US. 327

In addition to snow accumulation, AR dates resulted in snowmelt (i.e., AR-328

related negative SWE changes) during the cold season months across all three regions. 329

The largest AR-related snowmelt (-16 mm) is in December at the AR landfalling 330

latitude (50°) and averaged over the northern cascades at elevation band (1000-1500). 331

To further explore the impact of ARs on snowmelt, we investigated some of the largest 332

floods in our record that are associated with AR events (Table 2). For each flooding 333

event, we calculate the exceedance probability of the AR daily snowmelt from the upper 334

10th percentile daily negative SWE changes produced during AR and non-AR dates. 335

As indicated in Table 2, the ARs in the all three regions resulted in snowmelt amounts 336

that had exceedance probabilities (with one exception) of less than 5%. Hence, at least 337

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some of the ARs that brought copious amounts of rainfall with subsequent major 338

flooding were associated with extreme snowmelt Similar results were also reported for 339

the Sierra Nevada region by Guan et al. (2016) who found that 50% of the ROS 340

occurrences between the water years (1998-2014) are associated with landfalling ARs. 341

3.3 Dry vs Wet Years 342

We evaluated AR-related precipitation and SWE change during dry vs wet 343

years, where we defined dry years as having lower 10th percentile accumulated 344

precipitation, and wet years as having upper 90th percentile precipitation during the 345

winter months. Table 3 shows the six years in our record in each region that are defined 346

as dry and wet years. As Table 3 indicates, the number of AR dates in the three regions 347

in wet years is larger than the number of AR dates during dry years. For instance, 594 348

AR dates were recorded along the northern cascades during the wet years compared to 349

322 AR dates during the dry years. The largest number of AR dates was in the wet year 350

1983 along the Sierra Nevada region with 120 AR dates. 351

For each region, we evaluated the precipitation and SWE change at the elevation 352

band associated with the highest AR-related SWE change (as identified in section 3.2). 353

Accordingly, we used the elevation bands (1000-1500), (1500-2000), and ((2000-2500) 354

to represent the North Cascades, South Cascades, and Sierra Nevada region 355

respectively. It is worth noting that the same elevation bands, selected for SWE change, 356

resulted also in the maximum AR induced precipitation for each region (Figure not 357

shown). Figures 8, 9, and 10 show the range of precipitation amounts during dry and 358

wet years for the North Cascades, South Cascades, and Sierra Nevada regions 359

respectively. The box plot for each month represents the range of precipitation or SWE 360

change depth produced by AR dates identified during dry or wet years. Comparing the 361

three regions during wet years, we notice higher precipitation amounts in the Sierra 362

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Nevada region, which decrease moving north. The maximum interquartile range of 363

precipitation amounts produced by AR dates is in January (170 AR dates during 6 wet 364

years) at the AR landfalling latitude 40° with 113 mm. 365

In addition to larger number of AR dates in wet years, it is also clear that wet 366

year AR dates produce heavier precipitation compared to dry years during the cold 367

season months. For instance, the median AR daily precipitation at the AR landfalling 368

latitude (50°) for January is 40 mm in wet years compared to median precipitation of 369

only 13 mm during January of dry years. Such differences are attributable to differences 370

in both the number of AR events and AR precipitation intensities between wet and dry 371

years. The differences in the intensity of AR precipitation between dry and wet years 372

agree in general with the results of Dettinger (2016) (see his Figure 5) who showed that 373

the wettest 5% of precipitation events (not segregated into AR-vs non-AR, however the 374

largest events are disproportionately associated with ARs) in northern California 375

account for a higher fraction of total (water year) precipitation in wet years than in dry 376

years. 377

The differences in AR induced precipitation between dry and wet years become 378

much smaller in February and March. In particular, for the North Cascades dry year 379

ARs produce precipitation with very comparable values to wet years (Figures 9 and 380

10). For example, the median AR daily precipitation produced in March at AR 381

landfalling latitude (50°) over the North Cascades is 22.9 mm during wet years 382

compared to 21.2 mm during dry years. Furthermore, when comparing between 383

northern and southern ARs during dry years, Figures 8, 9, and 10 indicate that southern 384

ARs falling on Sierra Nevada produce much less intense precipitation with a median 385

precipitation less than 5 mm in all winter months. Such differences in the intensity of 386

AR precipitation between dry and wet years agree with the results of Dettinger (2016) 387

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who showed that ARs drives the wettest 5% events in northern California with higher 388

precipitation amounts compared to drier events. 389

Similar patterns are also present for positive SWE changes in the three regions 390

where higher snow accumulation is observed in the wintertime months (December to 391

March) during wet years (Figures 11,12, and 13). The highest snow accumulation is 392

produced by the ARs at landfalling latitude (40°) where the median positive SWE 393

change is about 44.5 mm in January with interquartile range of 96 mm. The differences 394

between wet and dry years in the magnitudes of positive SWE changes are smaller for 395

the North and South Cascades (Figures 12 and 13). In addition, the AR events occurring 396

in the North Cascades in March during dry years resulted in higher snow accumulation 397

compared to wet years. For example, the median of positive SWE changes during 398

March for ARs with landfall at latitude 50° during dry years is 16 mm (interquartile 399

range=20 mm) compared to 10 mm (interquartile range=6 mm) during wet years. The 400

negative SWE changes during dry and wet years are comparable although some parts 401

of wet year winters have higher snowmelt, e.g., ARs in November at landfalling latitude 402

42.5 over the South Cascades and January at landfalling latitude 37.5 over the Sierra 403

Nevada region. Earlier snowmelt (November to January) during ARs in wet years 404

occurs in the North and South cascades regions and could also explain the existence of 405

rain-on-snow conditions during AR dates. 406

Under the right conditions, AR events can serve as the sources of major storms 407

that end droughts on the western US or “drought busters” as coined by Dettinger (2013). 408

The AR role in this context is evident by the comparison of wet vs dry years over three 409

mountainous subregions in the western United States, where some dry years are 410

followed by wet years. For example, the (1976-1977) drought years in the Sierra 411

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Nevada were followed by a very wet 1978 with 118 AR dates (compared to only 60 412

and 27 AR dates in 1976 and 1977, respectively). 413

3.4 Warm AR Events 414

We investigated the effects of surface temperatures associated with AR events 415

on the daily precipitation depth and SWE change by considering the largest warm AR 416

events (20% of AR dates with the highest surface temperature). Figure 14 shows the 417

precipitation at different landfalling latitudes for each of the three regions during these 418

warm events. We also compare the precipitation produced during these warm events 419

(the red box plots in Figure 14) with that produced by all upper 10th percentile AR daily 420

precipitation (the blue box plots in Figure 14). For all the three regions, warm AR events 421

are associated with the most extreme precipitation as indicated by Figure 14 where the 422

warm event precipitation lies above the median of all the upper 10th percentile daily 423

precipitation. The warm AR events resulted in higher precipitation along the Sierra 424

Nevada region compared to the North and South Cascades regions which is attributed 425

to warmer and more water vapor contained in south-coast ARs as concluded by Neiman 426

et al. (2008). For instance, the largest precipitation depth is produced along the 427

latitudinal band (40°) in the Sierra Nevada region with a median depth of 131 mm 428

compared to 89 mm at AR landfalling latitude (42.5°) (the largest median precipitation 429

over the North and South Cascades). The high precipitation amounts produced by warm 430

AR events, especially those falling at southern latitudinal bands, is consistent with 431

Lueng and Qian (2009) who concluded large AR-induced precipitation and warmer 432

temperature over most of the mountain ranges in western US. 433

Unsurprisingly, warm AR events have lower median SWE accumulation 434

compared to the upper 10th percentile AR daily positive SWE changes (Figure 15). The 435

largest median positive SWE change occurs for ARs with landfalling latitude (40°) with 436

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127 mm. The average surface temperature for the warm landfalling ARs at this latitude 437

is 1.1 °C which is the lowest average temperature during the warm AR dates with snow 438

accumulation. The patterns are similar for snowmelt rates where smaller negative SWE 439

changes are associated with all of the AR landfalling latitudes during warm events 440

compared to all upper 10th percentile AR daily negative SWE changes. For example, 441

although the highest AR-related negative SWE changes occur along the northern 442

cascades region at latitude (50°), the largest warm AR events (with average 443

temperature=7.2 °C) resulted in lower snowmelt (median -29 mm and 75th percentile -444

33 mm) compared to those produced by the upper 10th percentile AR daily negative 445

SWE change (median -38 mm). 446

4. Conclusions 447

We utilized hydrometeorological outputs retrieved from dynamically 448

downscaled atmospheric reanalyses (NCEP/NCAR) using the WRF mesoscale 449

numerical weather prediction model to characterize precipitation amounts and 450

snowpack changes during atmospheric river dates over the period 1949-2015. We focus 451

on three regions of the coastal western U.S.: North Cascades, South Cascades, and 452

Sierra Nevada. We find that: 453

1) Landfalling ARs in the southern part of our domain (Sierra Nevada region) 454

resulted in higher precipitation amounts than in the two northern regions, 455

although more AR events occur on average in the northern regions. At all 456

southern landfalling latitudes (less than 42.5°), more extreme events occur 457

in January and February than earlier in the winter. 458

2) The highest positive SWE change induced by ARs in all regions occur in 459

January, with the highest snow accumulations occurring in the Sierra 460

Nevada region. AR-related negative SWE changes generally occur during 461

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the cold months. Some of the most extreme snowmelt conditions 462

accompanied major flooding events. High AR-related snowmelt explains 463

the early snowmelt and the potential existence of rain-on-snow (ROS) 464

conditions associated with AR dates. 465

3) ARs play an important role as drought buster as evident by the comparison 466

of the statistics of ARs in wet vs dry years across the three regions. In the 467

Sierra Nevada region, ARs during wet years are not only greater in number 468

than in dry years, but they also produce heavier precipitation and snow 469

accumulation per event compared to dry years. In contrast, precipitation 470

amounts during AR events are very comparable in wet and dry years in the 471

two northern regions, the main difference is that the number of AR dates is 472

smaller during dry years. 473

4) Warm AR events result in more extreme precipitation events among the 474

upper 10th percentile AR daily precipitation than cold AR events, especially 475

in the Sierra Nevada region. Conversely, Lower SWE accumulation and 476

snowmelt are produced by warm AR events in the northern and southern 477

regions when compared to all upper 10th percentile AR daily SWE changes. 478

479

The implications of AR characterization presented in this study are clearly 480

evident in water management, flood and drought risk assessment, and operational 481

weather forecasting. For instance, better management strategies of water resources in 482

western US are recommended to cope with the expected increase in AR induced 483

precipitation with changing climate. In addition, future efforts will be essential to 484

investigate the impacts of ARs precipitation on modeling the water budget of western 485

US basins and how reservoir operations can be altered based on AR forecasting. 486

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Furthermore, highlighting the spatial differences in areas impacted by AR dates can be 487

a key input for the future development of atmospheric river observatory (ARO) 488

systems. Such systems are currently being developed to detect and monitor the 489

atmospheric forcing that leads to heavy precipitation along the coastal range and inland 490

mountains (Neiman et al. 2009; White et al. 2009). 491

Acknowledgement 492

This study was performed under support from the Strategic Environmental Research 493

and Development Program (SERDP) – Project #RC-2513 granted to the University of 494

California, Los Angeles, and subcontract to the University of Washington. The first 495

author was also supported by NASA grant NNX16AC63G to the University of 496

Washington. The NCEP/NCAR AR catalog used in this paper can be obtained from 497

https://ucla.box.com/ARcatalog. The WRF downscaled reanalysis data is available on 498

the Dropbox folder: https://www.dropbox.com/home/Public/SERDP/Northwest 499

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synoptic evolution. Mon. Wea. Rev., 140(7), 2021-2043. 711

Yang, Y., Zhao, T., Ni, G., and Sun, T., 2017: Atmospheric rivers over the Bay of 712

Bengal lead to northern Indian extreme rainfall. International Journal of 713

Climatology. 714

Yang, Z. L., Niu, G. Y., Mitchell, K. E., Chen, F., Ek, M. B., Barlage, M., ... & Xia, Y. 715

(2011). The community Noah land surface model with multiparameterization 716

options (Noah‐MP): 2. Evaluation over global river basins. J. Geophys. Res.: 717

Atmospheres, 116(D12). 718

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31

Young, A. M., Skelly, K. T., and Cordeira, J. M., 2017: High‐impact hydrologic events 719

and atmospheric rivers in California: An investigation using the NCEI Storm 720

Events Database. Geophys. Res. Lett., 44(7), 3393-3401. 721

Zhao, W., and Khalil, M. A. K., 1993: The relationship between precipitation and 722

temperature over the contiguous United States. J. Climate, 6(6), 1232-1236. 723

Zhu, Y., and Newell, R. E., 1998: A proposed algorithm for moisture fluxes from 724

atmospheric rivers. Mon. Wea. Rev., 126(3), 725-735. 725

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Tables 726

Table 1: Percentage agreement between Neiman AR catalog and NCEP/NCAR catalog 727

during cold seasons of eight water year overlap period (1998-2005). 728

NARa

% Agreement

SARb

% Agreement

Total AR

(NAR+SAR)

% Agreement

±0 Day 84 66 73

±1 Day 98 80 87

±2 Day 98 86 90

aNAR = Northern AR region, north to 41° latitude . 729

bSAR = Southern AR region, south to 41° latitude. 730

731

Table 2: Exceedance probability of negative SWE changes (snowmelt) during AR 732

flooding events. 733

Region Latitudinal Band Flooding event date

Average Negative

SWE Change

Exceedance Probability

North Cascades

50 DEC 1-3, 2007 -21.5 11.5 47.5 -22.0 5.4

South Cascades

47.5 NOV 17-19,

1996

-31.1 3.0 45 -32.0 4.5

42.5 -30.3 3.6

Sierra Nevada 40

DEC 26, 1996 to JAN 3, 1997

-29.4 4.4 37.5 -29.1 5.4 35 -53.3 0.2

734

735

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Table 3: Dry and wet years identified for the three mountainous regions based on total 736

surface precipitation during the 67 year study period (1949-2015). The number in 737

brackets indicates the total number of AR dates identified in the cold season during dry 738

and wet years. 739

Dry Years Wet Years

North

Cascades

South

Cascades

Sierra

Nevada

North

Cascades

South

Cascades

Sierra

Nevada

1970 (88) 1962 (74) 1964 (53) 1953 (100) 1950 (70) 1952 (76)

1977 (27) 1977 (27) 1972 (69) 1954 (95) 1954 (95) 1969 (92)

1979 (61) 1992 (72) 1976 (60) 1967 (100) 1956 (96) 1974 (102)

1985 (47) 1993 (76) 1977 (27) 1974 (102) 1974 (102) 1983 (120)

1993 (76) 2001 (23) 1990 (37) 1999 (96) 1997 (102) 1986 (87)

2001 (23) 2005 (71) 2014 (67) 2007 (101) 1999 (96) 1995 (113)

740

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Figure Captions 741

Figure (1) WRF model domain covering western United States (solid black box) and 742

the three study regions delineated using the Commission for Environmental 743

Cooperation Ecological regions of North America, Level III: 1) North Cascades; 2) 744

South Cascades; and 3) Sierra-Nevada. The red line represents the inland boundary of 745

the coastal domain considered in our analysis. 746

Figure (2) a) Number of all AR dates for each month during the wintertime season 747

(November to March) using the NCEP/NCAR AR catalog. b) Same as (a) but when 748

only considering the AR dates that resulted in upper 10th percentile precipitation. 749

Figure (3) Scatter plots for April 1st SWE as simulated by WRF Noah-MP and VIC 750

models for 67-year record (1949-2015) and averaged over three mountainous regions: 751

North Cascades, South Cascades, and Sierra Nevada. 752

Figure (4) The average of upper 10th percentile daily precipitation over the western 753

coastal domain during the winter (November to March) ARs for water years 1949-754

2015 (Precipitation amounts less than 14 mm are displayed in white). 755

Figure (5) Fraction of AR dates with the upper 10th percentile of daily precipitation 756

for each latitudinal band by winter month. 757

Figure (6) Left panel: 1-day AR precipitation depths and frequencies by AR 758

landfalling latitude. Right panel: same as left panel but for 3-day totals. 759

Figure (7) Average of upper 10th percentile positive and negative changes in daily 760

Snow Water Equivalent (SWE) during the upper 10th percentile of daily precipitation 761

on AR dates by winter month. Daily SWE changes are calculated at the AR 762

landfalling latitudes crossing the domain as shown in Figure 1 for different elevation 763

bands. 764

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35

Figure (8) Daily precipitation associated with AR dates in North at elevation band 765

(1000-1500 m) and for different AR landfalling latitudes during dry and wet years 766

(For each month, the left and right boxplot represents the precipitation during dry and 767

wet years respectively). On each box, the central mark indicates the median depth, 768

and the bottom and top edges of the box indicate the 25th and 75th percentiles (or 769

interquartile range), respectively. The whiskers of the box extend to the most extreme 770

data points not considered outliers. 771

Figure (9) Same as Figure (8) but for the South Cascades at elevation band (1500-772

2000 m). 773

Figure (10) Same as Figure (8) but for the Sierra Nevada at elevation band (2000-774

2500 m). 775

Figure (11) Daily SWE change induced by AR dates in North Cascades at elevation 776

band (1000-1500 m) and for different AR landfalling latitudes during dry and wet 777

years (For each month, the left and right boxplot represent the precipitation during dry 778

and wet years respectively). 779

Figure (12) Same as Figure (11) but for the South Cascades at elevation band (1500-780

2000 m). 781

Figure (13) Same as Figure (11) but for the Sierra Nevada at elevation band (2000-2500 782

m). 783

Figure (14) Boxplot of the upper 10th percentile daily precipitation considering all AR 784

dates and only warm events for each mountainous region at different AR landfalling 785

latitudes. 786

Figure (15) Boxplot of the upper 10th percentile daily positive and negative SWE 787

change considering all AR dates and only warm events for each mountainous region at 788

different AR landfalling latitudes. 789

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Figures 790

791

Figure (1) WRF model domain covering western United States (solid black box) and 792

the three study regions delineated using the Commission for Environmental 793

Cooperation Ecological regions of North America, Level III: 1) North Cascades; 2) 794

South Cascades; and 3) Sierra-Nevada. The red line represents the inland boundary of 795

the coastal domain considered in our analysis. 796

797

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37

798

Figure (2) a) Number of all AR dates for each month during the wintertime season 799

(November to March) using the NCEP/NCAR AR catalog. b) Same as (a) but when 800

only considering the AR dates that resulted in upper 10th percentile precipitation. 801

802

Figure (3) Scatter plots for April 1st SWE as simulated by WRF Noah-MP and VIC 803

models for 67-year record (1949-2015) and averaged over three mountainous regions: 804

North Cascades, South Cascades, and Sierra Nevada. 805

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806

Figure (4) The average of upper 10th percentile daily precipitation over the western 807

coastal domain during the winter (November to March) ARs for water years 1949-808

2015 (Precipitation amounts less than 14 mm are displayed in white). 809

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810

Figure (5) Fraction of AR dates with the upper 10th percentile of daily precipitation 811

for each latitudinal band by winter month. 812

813

Figure (6) Left panel: 1-day AR precipitation depths and frequencies by AR 814

landfalling latitude. Right panel: same as left panel but for 3-day totals. 815

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40

816

Figure (7) Average of upper 10th percentile positive and negative changes in daily 817

Snow Water Equivalent (SWE) during the upper 10th percentile of daily precipitation 818

on AR dates by winter month. Daily SWE changes are calculated at the AR 819

landfalling latitudes crossing the domain as shown in Figure 1 for different elevation 820

bands. 821

822

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41

823

824

Figure (8) Daily precipitation associated with AR dates in North at elevation band 825

(1000-1500 m) and for different AR landfalling latitudes during dry and wet years 826

(For each month, the left and right boxplot represents the precipitation during dry and 827

wet years respectively). On each box, the central mark indicates the median depth, 828

and the bottom and top edges of the box indicate the 25th and 75th percentiles (or 829

interquartile range), respectively. The whiskers of the box extend to the most extreme 830

data points not considered outliers. 831

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832

Figure (9) Same as Figure (8) but for the South Cascades at elevation band (1500-833

2000 m). 834

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43

835

Figure (10) Same as Figure (8) but for the Sierra Nevada at elevation band (2000-836

2500 m). 837

838

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44

839

840

Figure (11) Daily SWE change induced by AR dates in North Cascades at elevation 841

band (1000-1500 m) and for different AR landfalling latitudes during dry and wet 842

years (For each month, the left and right boxplot represent the precipitation during dry 843

and wet years respectively). 844

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45

845

Figure (12) Same as Figure (11) but for the South Cascades at elevation band (1500-846

2000 m). 847

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46

848

Figure (13) Same as Figure (11) but for the Sierra Nevada at elevation band (2000-849

2500 m). 850

851

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47

852

853

Figure (14) Boxplot of the upper 10th percentile daily precipitation considering all 854

AR dates and only warm events for each mountainous region at different AR 855

landfalling latitudes. 856

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48

857

Figure (15) Boxplot of the upper 10th percentile daily positive and negative SWE 858

change considering all AR dates and only warm events for each mountainous region 859

at different AR landfalling latitudes. 860