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ASSESSMENT OF BACK OF THE BOOK INDEXES IN NATURAL
SCIENCE BOOKS PUBLISHED IN NIGERIA
BY
EZI O. NJOKU
PG/MLS/05/40442
UNIVERSITY OF NIGERIA, NSUKKA
DEPARTMENT OF LIBRARY AND INFORMATION SCIENCE
JULY, 2011
i
ASSESSMENT OF BACK OF THE BOOK INDEXES IN
NATURAL SCIENCE BOOKS PUBLISHED IN NIGERIA
BY
EZI O. NJOKU
PG/MLS/05/40442
A PROJECT SUBMITTED IN PARTIAL FULFILMENT OF
THE REQUIREMENTS FOR THE AWARD OF MASTER OF
LIBRARY AND INFORMATION SCIENCE
DEPARTMENT OF LIBRARY AND INFORMATION
SCIENCE
UNIVERSITY OF NIGERIA NSUKKA
SUPERVISOR: PROF. M. AFOLABI
JULY, 2011
ii
APPROVAL PAGE
This work by Ezi Onwuka Njoku (Reg. No Pg/MLS/05/40442) has been
approved for the Department of Library and Information Science by
…………………………..
……………………………..
Prof. M. Afolabi Prof.V. W. Dike
Supervisor Head of Department
…………………………….
……………………………..
Internal Examiner External Examiner
……………………………………….
Prof. S. A. Ezeudu
Dean of Faculty
iii
CERTIFICATION
EZI ONWUKA NJOKU, a postgraduate student in the Department of
Library and Information Science, with Registration Number PG/MLS/05/40442, has
satisfactorily completed course work and research requirements for the award of
Master of Library and Information Science (MLIS). The work embodied in this
project is original and has not been submitted in part or in full for another degree of
this or any other University.
--------------------------------- ----------------------
Ezi O. Njoku
Prof.M.Afolabi.
(Student)
(Supervisor)
iv
DEDICATION
This Project is dedicated to my loving husband, Prof. O.N. Njoku, who, above
anything else, wishes me to be an academic; and to the memory of my loving mother,
Esther Mong who, amidst severe handicaps, ensured that I had secondary education.
v
ACKNOWLEDGEMENTS
The researcher is most grateful to a host of people whose contributions -
directly and indirectly made this work to be successful. The people cannot all be
mentioned in full here, for want of space. However, a few deserve due recognition.
First and foremost among them is my supervisor, Prof. M. Afolabi, whose tutelage,
comments and guidance made it possible for me to finish this work. I wish to thank
the entire members of the academic staff of the Department of Library and
Information Science, who have been encouraging me in one way or the other to bring
this work to a successful conclusion.
I greatly cherish the useful comments and contributions made by the Head of
Department, Prof. (Mrs.) V. W. Dike; Dr. E. O. Omeje and Dr. A.J.C Mole during
the proposal stage. I thank Dr. R. E. Ozioko especially, for sparing time to read
through the first phase of this work and for his useful advice and comments that
helped to shape the background of this work. He also validated the instrument I used
for sampling. My sincere appreciation goes to Dr. (Mrs.) V.N. Okafor, who has been
truly a worthy academic adviser; I can hardly thank her enough for encouragement. I
also thank my friend and Minister- Rev. Dr. Sam Odachi for his efforts to see that I
finish this work. My thanks also go to my boss, Dr. Charles O. Omeku, the University
Librarian, whose constant prodding pushed me on, even when I was almost inclined
to discontinue with this topic.
Above all, I want to emphatically thank my loving husband, Prof. O. N. Njoku,
for persistently urging and pushing me to get this work to a successful end. I thank
him also for patiently reading my drafts and making useful editorial corrections. I
wish to thank Ifeoma and Okoro in a special way, and the rest of my family in
vi
general for accepting some neglect from me while this work was in progress. To God,
who granted me life and strength to do this work be the Glory.
Mrs. E. O. Njoku.
vii
TABLE OF CONTENTS
Title Page ........................................................................................................... i
Approval Page ................................................................................................... ii
Certification Page ............................................................................................... iii
Dedication ......................................................................................................... iv
Acknowledgments .............................................................................................. v
Table of Contents .............................................................................................. vi
List of Tables ...................................................................................................... vii
List of figures .................................................................................................... viii
Abstract .............................................................................................................. x
CHAPTER ONE: INTRODUCTION Background of the Study ................................................................................... 1
Statement of the Problem .................................................................................... 8
Purpose of the Study ........................................................................................... 9
Research Questions ........................................................................................... 9
Significance of the Study .................................................................................... 10
Scope of the Study .............................................................................................. 11
CHAPTER TWO: LITERATURE REVIEW
Conceptual Framework ....................................................................................... 13
BOB Indexes in Locally Published Books in Nigeria .......................................... 17
Basic Indexing Elements .................................................................................... 19
Review of Empirical Studies ............................................................................... 28
Summary of Literature review ............................................................................ 31
CHAPTER THREE: RESEARCH METHODS Research Design ................................................................................................ 33
Area of Study .................................................................................................... 33
Population ......................................................................................................... 34
Sample and Sampling Technique ....................................................................... 35
Instrument for Data Collection ............................................................................ 35
Validation of the Instrument .............................................................................. 36
Method of Data Collection ................................................................................. 36
Method of data Analysis .................................................................................... 37
CHAPTER FOUR: DATA PRESENTATION AND ANALYSIS ................. 39 Summary of Findings ........................................................................................ 52
CHAPTER FIVE: DISCUSSION, CONCLUSION, RECOMMENDATIONS
AND SUMMARY Discussion of Findings ...................................................................................... 54
Implication of findings ....................................................................................... 62
Recommendations ........................................................................................... 63
Limitations of the Study ..................................................................................... 64
viii
Suggestions for Further Research ....................................................................... 65
Conclusion ......................................................................................................... 65
References ......................................................................................................... 68
Appendix ........................................................................................................... 72
ix
LIST OF TABLES
TABLE PAGE
1. Provision of BOB indexes in Nigerian Published
texts in the Natural Sciences .................................................................. 40
2. Provision of Basic Indexing Elements .................................................. 42
3. The Page Percentages, Index Densities
of the Overall Books Sampled ............................................................... 45
4. Filing and Arrangement Pattern of the Index Entries .............................. 46
5. Summary of BOB index analysis for Sec. School
Texts in Natural Science ....................................................................... 47
6. Summary of Index Analysis of Tertiary/
GS books in the Natural Sciences .......................................................... 48
xi
ABSTRACT
The purpose of this study was to assess the back of the book indexes in Natural
Science books published in Nigeria. But the specific objectives of the study were to
determine: how indexes are provided in the Natural Science texts sampled; the extent
to which basic indexing elements are provided; the depth of indexing; the filing and
arrangement pattern of the index entries and finally, if differences exist in the indexes
of secondary school texts and tertiary/general Science books. Four research questions
guided the study, and a structured checklist was adopted and used to obtain
information to answer the research questions. A descriptive design using document
examination was adopted for this research. The researcher used the accidental
sampling technique to sample books in the Natural Sciences. All the books published
in the Natural Sciences in Nigeria within the period 1990 – 2010 constituted the
population of the study. Sixty books were sampled, 35 of which had indexes, while 25
of them had no index. The data collected were organized in tables and analyzed, using
simple percentages, frequencies and histogram. The findings revealed that: many
Nigerian published books in the Natural Sciences lack back-of-the-book indexes;
most index entries lack sub-headed entries and semantic relationship; cross-references
– ‘see’ and ‘see also’ were very few; the filing order and arrangement patterns of the
index entries were in line with international standards and no outstanding differences
were found in the indexes of secondary school texts and tertiary /general Science
books. In view of these findings, the study recommends that book publication in
Nigeria should be assessed and controlled. Nigerian Information professionals should
set up standard indexing outfits to be manned by professional indexers who should
handle book indexing in Nigeria; public enlightenment programmes should be carried
out by information scientists from time to time to enlighten publishers and authors on
the importance of indexing in their work. Finally, further research in this area of study
was suggested by the researcher.
1
CHAPTER ONE
INTRODUCTION
Background of the Study
The concept of book is derived from an early English word boc, which
means tablet or written sheets. A book consists of written or printed sheets of
paper or some other material fastened together along one edge so it can be
opened at any point. Most books have protective cover. According to
Ellenbogen (2004) Books are inexpensive and convenient way to store,
transport, and find knowledge and information. There are different forms of
books, namely, story books, textbooks, workbooks, comic books, novels,
almanacs, dictionaries, encyclopedia, telephone books, etc. But the Natural
Science books and the general Science books or general non-fiction fall under
the category of books regarded as textbooks
The Natural Science is a systematized body of knowledge based on
observation and experimentation. It deals with the phenomena of the universe
and its laws – physical and natural. This branch of study is especially
distinguished from the arts due to its empirical method of enquiry. The subject
disciplines studied under natural science include: Physics-(Phy), Astronomy-
(Astr), Chemistry-(Chem), Biology-(Biol), Geology-(Geol), Paleontology-
(Paleo), Zoology-(Zoo), Botany-(Bot) and Microbiology-(MCB); ( LCSH:
Schedule, 1996).
2
With information explosion, (i.e. an extensive increment in the field of
knowledge and knowledge output in different disciplines) especially in the
Natural Sciences and their concomitant complex concepts; compounded with
the increasing reservoir of both books and non-books (that is, on-line
documents) that contain the information in demand, information retrieval has
become a daunting problem. In fact, not only is information retrieval
becoming more problematic by the day, but the retrieval systems are also
becoming complex too. Hence, the emphasis is the need for information
retrieval systems that will match the retrieval need of information documents
by end users.
Thus, Lancaster (1991) and Chowdhury (2004) have identified a number
of information retrieval subsystems namely: document subsystem, indexing
sub-system, user-interface and matching sub-system. However, among these
subsystems only the indexing sub-system can adequately perform an effective
retrieval operation. An indexing system, as observed by Lahtinen (2000) is a
set of prescribed procedures (manual/or machine) for organizing contents of
records of knowledge for purposes of retrieval and dissemination of
information. This is done by organizing an appropriate guide call index into a
database.
Indexes are extracted words and phrases joined together, and structurally
designed to make searching through millions of pages very fast. (Croft, 2004).
The British Standards Institute (BSI 3700: 1988) describes an index as a
3
systematic guide to the text of any reading matter or to the contents of a
collected documentary material comprising a series of entries with headings
arranged in an alphabetical order, or any other chosen order and with
references to show where each item indexed is located. The extracted words
and phrases which form the index entries, as pointed out by Croft, are not just a
list of words but serve as organized maps and guide through the several pages
of a text. Mulvany’s (1994) definition that seems to sum up the others, stated
that, an index is a structured sequence – resulting from a thorough and
complete analysis of the text---of synthesized access points to all the
information contained in the text. The structured arrangement of the index
enables users to locate information efficiently. Perhaps, this is why Walls
(2009) has also likened it to a complete body x-ray – an abbreviated, in-depth
view of every important topic and sub-topic, along with locators guiding the
reader to the actual pages for quick, deeper inspection of critical areas.
It is perhaps for this reason that Olason (2000) also concluded that the
primary purpose of an index is to support the user in practical application of
knowledge. It does this by providing the most efficient access map to
information – or data plus context – embedded in the material. It is therefore
pertinent to add here that an index is not only a guide but a search tool and a
mirror that gives at-a-glance view into the body of a document.
Indexes are therefore very important tool in information
retrieval, for they help to ease off the stress involved in research, by providing
4
easy access to information resources. This is particularly so for a good quality
and effective index which searches for pertinent data and ignores the irrelevant
ones. In other words, a good index distinguishes between substantial
(significant) and insignificant (i.e. one-time mentioned) information. At the
same time, it can provide some terminologies not explicitly present in the text
(Lukon, 2004). Accordingly, fruitful literature search is guided by the index.
This is because it enables the reader to achieve direct information retrieval with
minimal or no strain at all. An effective index also leads the user to all the
pertinent information on a given topic in the work or works indexed (Knight
1979). Furthermore, indexes have been observed to contribute significantly to
works of knowledge or imagination (Afolabi, & Daudu, 1994). Indexes
provide a gateway to the author’s ideas and serve as a road-map to the contents
of a book. In other words, an index, as an information retrieval system, serves
as a bridge between the world of creators or generators of information (i.e.
authors) and those of the users of that information, i.e. the end users. Also, a
good index can give the author a new perspective on the effectiveness of
his/her presentation (Osgood, 2008). According to Pyne (2007), the quality of
an index also affects marketability of non-fiction books. In other words, high
quality index promotes the marketability of such books, while poor quality
index or even absence of it has a reverse effect.
In fact, poor quality index does not, unfortunately, provide the easy and
fast access they are expected to give. Rather, they are either too scanty or too
5
lengthy and clumsy and seem to rewrite the book itself. A lengthy index could
force the user to study the index structure before proceeding to the main work.
As Knight has argued, if an index cannot lead its user to the information sought
for, or omits and fails to point out information not suited to the user’s needs,
the index has failed its purpose. This sort of situation often is frustrating to the
user of the index. Inadequate or poor quality index makes retrieval of specific
information very difficult. It also makes the work of librarians who deal with
users’ queries and constantly make use of indexes to trace information in a text
less effective (Lancaster 1991).
However, with the functions of indexes indicated above, arise their
relevance or necessity. Indeed, the usefulness of an index is too central to be
overlooked. This is why experts lay stress on this matter. For instance, Knight
(1979) suggests that any publication beyond the size of a pamphlet is
incomplete if a full index is not added to that publication. Also, Preschel (1981)
in Lancaster, 1991), in discussing the issue of indexable documents stressed
that,
All text information of a substantive nature should
be indexed. ‘Substantive’ is here defined as
information that covers 8-10 text lines or that is
unique or outstanding and will almost certainly not
occur elsewhere in the encyclopedia. P13.
Due to the importance of book indexes, publishers, authors, critics and
indexers are generally agreed that certain classes of books must be indexed.
6
These may include text books, in all fields of knowledge, and at all levels of
academic pursuits, (Afolabi & Daudu, 1994).
Unfortunately, in spite of these admonitions, guidelines, suggestions and
agreement, serious indexing lapses have been observed in many a text.
Publishers and authors have been known to neglect to add index to some of
their books. When this happens, most information in such books become
difficult to access quickly and so is easily forgotten. Such books are often held
in low esteem by users. Suffice it to add that, it is not only the absence of an
index that may cause a text to be held in low esteem but poor quality of the
index could make the text unpopular because it lacks a good and concise index.
This is why Bella (1996) has stressed the need for indexes to be as precise and
direct to the point as possible. In this regard, he argued that the system that
meets the basic criterion of satisfying the reader’s need is the Back-of-the-
Book (BOB) index; which has a simple structure and provides access to natural
language terms. (This is an index term that uses direct language of the
document)
The Book Index, also known as the back-of-the-book index, (BOB refers
to the content summary at the back of non- fiction books. The BOB is a type of
printed index that offers ready access to items of information in a book. Entries
may be the names of persons, corporate bodies, places or concepts to represent
subjects, (Tulic, 2008), followed by page numbers on which information is to
be found. Terms must reflect the contents of the book and vary from one book
7
to another (Rowley, 1992). Though other indexes abound, the researcher is
paying particular attention to back-of-the-book index, also call “BOB” because
of its variations in style of indexing; and its usefulness in providing access
points to important information in a book document, particularly its use in the
provision of access points to information in natural science books, which often
have complex concepts.
From the on-going, discourse, BOB index is a unique information
retrieval system which may vary in design and style according to the indexer.
But no matter the variations and styles employed, the critical thing is that the
whole essence of indexing is observed. That is to provide access to
bibliographic information; using basic indexing elements or variables, and
making the index as simple and straight to the point as possible. Some of these
indexing elements or variables for back-of-the-book indexes include: Scope
Note, Heading (indexing word or phrase), Sub-headings, Control Devices-
Locators and Cross references, Index Density, Arrangement/ Filing Order,
Physical Appearance, etc. The use of any of the listed characteristics depends
on the choice of the indexer and is acceptable as long as they conform to global
standards and are approved by standard bodies such as American National
Standard Institute (ANSI, 1984) and British Standards (BS: 37OO, 1988) that
moderate indexing standards. The above listed basic indexing elements or
criteria are also used to analyze and evaluate or assess the quality and
effectiveness of an index in information retrieval.
8
Statement of Problem
It is common knowledge that, one of the qualities of a good book is the
availability of quality back-of-the-book index. This facilitates access
to/retrieval of specific information within the document. And by so doing,
helps to ease off the stress involved in research by enabling direct information
retrieval, with minimal or no strain.
From the perspective of information retrieval, a book without an index is
more difficult to use than another that has an index. Also, such book may be
seen as being of inferior quality to another that has an index. (Daudu &
Afolabi, 1994). This is because retrieval of specific information in such a
book/document is very difficult. Secondly, poor quality index, makes the use of
such document less effective because of the inconveniences such poor index
causes the user of the index.
Very little is known about the quality of indexes of books published in
Nigeria, a fact recognized by some scholars such as Nwafor (1991). Who
acknowledged that even the very little that is known, the quality of indexes of
books published in Nigeria appears generally below acceptable standard. More
so, not much is known about the indexes of Natural Science books that use a lot
of scientific concepts. The poser that this study is seeking to address is
whether the quality of indexes of books published in Nigeria, particularly so,
the Natural Science books, conforms to international standards. This study is
9
being conducted to fill this gap in knowledge, by assessing the back-of-the-
book indexes of Natural Science books published in Nigeria.
Purpose of the Study
The purpose of this work is to assess the quality of back- of- the book
indexes of Natural Science books published in Nigeria. The study aims
specifically to achieve the following objectives:
1. Determine how BOB indexes are provided in Natural Science books
published in Nigeria.
2. Find out how basic indexing elements such as (i) Scope notes, (ii) Sub-
headings, (iii) Control devices- locators and cross-references are
provided in Natural Science books.
3. Determine the average index densities of the various indexes.
4. Establish the pattern of arrangements of the indexes
5. Examine the differences that exist in the indexes of secondary school
textbooks and those of tertiary/ general science books.
Research Questions
The study was guided by the following research questions.
1. How are indexes provided to locally published books in the Natural
Sciences?
10
2. How are basic indexing elements provided in the BOB indexes in
Natural Science books?
3. What are the index densities of the indexes (i.e. the length statistics)?
4. What are the patterns of arrangement of the index entries?
Significance of the Study
This work is expected to be beneficial to various groups of people.
These include: Students, Lecturers, Authors, Indexers and Publishers. First,
students of Library and Information Science are expected to find this work very
helpful as a research material in their training as information scientists and
future indexers. This is because the information in this work will make them to
appreciate the important position of BOB index in a book and its usefulness.
Second, lecturers and research fellows are also expected to find the work useful
as reference materials in their teaching and research. This may also serve as a
stimulant to other future researchers for further work in this area of study.
Thirdly, it is hoped that through this work, Indexers, Authors and
publishers would become more aware of the central place of a good index in
the assessment of the quality of their products. This work should therefore,
make such authors and publishers, to appreciate and understand the
requirements and qualities of a good BOB indexes in their publications.
11
Scope of the Study
This work focuses on back-of-the-book indexes of books published in
Nigeria, in the Natural Sciences. The work assessed the availability of BOB
indexes in Nigerian published books in the Natural Sciences; and the quality of
indexes of books in the various subject disciplines in Natural Science, using a
checklist as an instrument for data collection. These subject disciplines include:
Biology, Biochemistry, Botany, Chemistry, Geology, Mathematics,
Microbiology, Physics, Zoology and General Science books in Natural
Sciences. The study covered books for tertiary and secondary levels of our
educational system in Natural Science within the period 1990 to 2010,
available in libraries and bookshops in Enugu state. This work further tried to
examine if differences exist in the indexes of secondary and tertiary/general
science books.
12
CHAPTER TWO
LITERATURE REVIEW
This chapter contains the review of literature under the following
subheadings:
Conceptual framework.
BOB indexes in locally published books in Nigeria.
Basic indexing elements
Review of empirical studies
Summary of literature review
Conceptual Framework
The back-of-the-book index as an information retrieval system has been
an age old concept, which has gone through a series of structural changes over
the years. Though it is probably as old as recorded knowledge, but the first ever
recorded index was developed as early as the 3rd
century B.C; by a Greek poet
called Calimacus (Tauber, 2000). The indexes were little papyrus slips attached
to scrolls in the Alexandrian Library. These slips were in the form of guides to
the contents of the papyrus rolls, and allowed the identification of the scroll
without opening it (Csomai & Mihalcea, 2007). Since then, there has been
steady progress in the field of indexing. For instance, in 1878 Henry B.
13
Wheatley tried to define and formulate a theory of indexing (Knight, 1979;
Tauber 2000). And continuously, indexing and indexes have progressively
increased in nature and in structure, especially in this era of information
explosion where retrieval need of information is also getting complex.
This need led to more researches in the field of indexing so as to
facilitate access points to complex concepts in different subject disciplines.
These numerous researches in the field of indexing gave birth to two broad
categories of indexing systems namely: Pre-coordinate and Post-coordinate
indexing systems. In the pre-coordinate indexing system, a document is
represented in the index by a heading consisting of a chain of terms. The lead
term determines the position of other entries, and qualifying terms are
subordinate to the lead term. And due to the fact that coordination of index
terms in the index description is decided before any particular search is made,
thus, the index is termed pre-coordinate index. (Lancaster, 1991; Rowley,
1992; Aina, 2004). On the other hand, the post-coordinate indexing system
(also known as coordinate indexing system) starts with identification of multi-
concept subjects and their component unit concepts, as do pre-coordinate
indexing systems. However, according to Rowley (1992), once the multi-
concept subject has been analyzed into its component concepts or units, the
similarity in the two systems diverge. Entries in a post-coordinate index are
made under terms which represent the unit or elementary concepts. No attempt
is made to establish index headings or search keys which reflect all the
14
components or elementary concepts simultaneously. This system is referred to
as post-coordinate because coordination is only made during the search stage
after a request for a search has been initiated. Examples of this indexing system
are common in on-line searching of computer databases. The pre-coordinate
indexing system mentioned above, yielded a number of indexing styles as well
as indexes such as:
• Chain indexing / indexes. This system was developed by Ranganathan.
It is a system in which for each item included in a collection, a series of
entries are made in a subject index corresponding to the several stages of
division in the classificatory process. In other words, in a chain indexing
only one entry displays the full range of concepts. It is used to generate
subject indexes to classified catalogues. (Craven, 1986)
• The Precis Indexing system (Preserved Context Indexing System) is a
set of procedures for producing index entries. Marcella and Newton
(1994) observed that the Precis is a system designed to delimit the
number of entries deemed necessary and to carter for the preferred
approach of the user. The Precis was used to produce subject indexes to
the British National Bibliography (BNB) up till 1991.
• Compass (Computer Aided Subject Indexing System) is another
indexing system which is based on Precis, but reduces the latter to its
basic components as a subject authority system. Compass focuses on
15
those elements of précis that are valuable in the on-line mode. It
replaced précis of the British National Bibliography. (Lancaster, 1991)
• Book indexes (Back-of-the-book index) also called BOB (see chapter
one, page 6 for details).
All these researches and innovations in indexing styles and indexes
are in a bid to develop acceptable access points that can satisfy the readers
need. According to Bella (1996), back-of-the-book index (BOB) meets this
need. The richness and usefulness of BOB has been variously expressed by
different authors. For instance, Mulvany, (1994), opined that BOB is a product
of a well analyzed documentation not just a list of terms but also more general
abstracts or concepts, not specifically found in the document but guides the
user of the document to easily locate needed information within the document.
Also, authors such as Rowley (1992), Lancaster (1991) and Prasher (1989)
have defined the term back-of-the-book indexes, in different ways, though their
definitions have common underpinnings. The various definitions are
summarized by Ait El Mekki and Nazarenko (2007) thus:
Back of the book indexes consist of alphabetical
list of words called descriptors, associated with
page numbers or page ranges also called
pointers to where those words or descriptors are
found in a document. The descriptors or index
entries give access to the document’s contents.
In their write up, Ait El Mekki and Nazarenko observed that BOB
indexes are precious information retrieval devices that offer an easy way to
16
locate a given piece of information in a large document. Pyne (2007) adds that
a BOB index offers quick access to ideas contained in a book. In addition to
this, Pyne (2010) further explains that an index is a creative network of inter-
relationships of concepts, names and ideas using headings, subheadings,
locators and cross-references or double postings, to provide quick access to
information in a document. According to Wikipedia (2007), “An index is a
guide to the contents of a book, publication or multimedia collection; arranged
in such a way as to help the reader more quickly and easily find required
information”
From these definitions, it is clear that the basic concept underlying BOB
index is to provide not just access to the contents of an information document
but fast and easy access. This is because indexers manipulate words in the text
to create headings and subheadings with page locators which act as a pathway
for quick, efficient access to specific information in the text (Pyne, 2010).
These headings and subheadings which consist of the subject matter of the
book are arranged at the back of the book in such a way as to reveal in a
detailed but condensed form, all the contents of the book. From the fore-going,
the basic conceptual underpinning in ‘BOB index’ is quick and easy access to
information. In fact Meyers (2005) is of the same view when he opined that a
good index is not just a list of words with pointers (locators) but a structure
optimized to help two human minds meet.
17
It is also important to understand that most documents contain numerous
concepts and topics; and accessing such concepts and topics from content
listing alone is extremely difficult; indeed, impracticable. But Maisilin (2008),
observes that this difficulty is greatly minimized, if not completely erased, as a
result of availability of BOB indexes. Thus, Wikki (2007) concludes that BOB
indexes complement the table of contents, by enabling access to information by
specific subject, through broad divisions of the text arranged in the order they
occur, i.e. the headings and sub-headings which show the hierarchical
relationship of the subjects or concepts, via the index entry. Thus, subject
headings summarize the contents of documents, while book indexes provide
access to the detailed information. (Taylor, 1994)
BOB indexes in locally published books in Nigeria
From the foregoing discussion, the progressive increase in nature and
structure of indexing and indexes have not been witnessed in the Nigerian
scenario. This is because indexing in Nigeria, according to Nwafor (1991), is a
recent venture dating to only around 1959, and by the birthed West African
Library Association (WALA), which tried to investigate the practicability of
publishing an index to periodical literature relating to West Africa. This
exercise was not conclusive. Nwafor (1991) though, reported that more
attempts have been made towards indexing in recent times in Nigeria, but these
were also geared towards serials indexing, but added that the quality of the
serials indexes and those found in Nigerian imprints are not known. Three
18
significant observations made by Nwafor deserve special mentioning. One is
that serials indexing have received more attention than back-of-the-book index
in Nigeria. Second, is that, even the attempts to index serials have not been
coordinated, rather these have been disparate. Thus, the little efforts being put
forward are clouded by several shortfalls such as lack of systematic/consistent
application of subject headings and little knowledge of indexing. On this
matter, Nwafor stressed that
From the samples, seen, it was evident that
systematic/consistent application of subject
headings was rare. In almost all cases, the subject
headings used were devised by the library: no
consistent use was made of known published
subject headings/thesauri. Secondly, it also
appears, in many instances, that the indexers have
little knowledge of indexing. p188
Thirdly, gaps occur in the indexes of periodicals in several libraries.
He observed that some libraries have discontinued any further serials indexing
for a variety of reasons. Nothing much was said about Nigerian published
book indexes, but, Nwafor acknowledged that more and more books with
Nigerian imprint now carry indexes though the quality of the indexes is
questionable.
Furthermore, Nwodo and Otokunefor (1991) in V. Diodato (1991)
found that the inclusion of cross references in Nigerian books decreased from
1980s when compared to the 1960s.
19
Another good insight into the nature of BOB indexes in locally
published books, could be seen from the work of Daudu and Afolabi (1994)
titled, comparative study of indexes of books published in Nigeria in the
Humanities, the Social Sciences and the Sciences. Their research revealed the
following: (a) Out of 322 books examined, only 85 (26.4%) contained indexes,
while the rest had no indexes. (b) Most of the books had no introductory notes
to indicate the scope of the indexes. (c) Most of the indexes had single
alphabetical pattern of arrangements. (d) The books in the Sciences had better
indexes than those in the Humanities and the Social Sciences. The duo
attributed this to the fact that most science texts are published by renowned
publishers or publishers with foreign bases such as Heinemann and Longman.
Some of the findings of Daudu and Afolabi, alongside the report of Nwafor,
about the state of BOB indexes in Nigerian published books, indicate a serious
inadequacy and a question mark on the level of improvement in BOB indexes,
which will be answered by the end of this work.
Basic Indexing Elements
It will be recalled that in the statement of problem of this study, it was
categorically stated that quality of the index can raise or mar the quality of the
document. It is also apt to remember that the basic function of a good index is
to allow the information contained in the book to become easily accessible to
the user, by providing a good “roadmap” to pertinent information contained in
the book. (Wordco Indexing Service, 2009). The road maps here are the
20
presence of the headings and subheadings called descriptors, along with their
navigation tools such as the locators and cross references, which show where
important information is found in the text. A more detailed explanation of these
concepts termed here as basic indexing elements is presented below.
• A heading, is an extracted word which serves as a pointer to key
concepts described in the text (Knight, 1979; Csomai and Mihalcea,
2007). These key concepts are reflected as headings and subheadings.
In fact, Csomai and Mihalcea, further observed that, the subject
headings or index headings are usually domain specific and consist of a
simple noun, a phrase, or a combination of phrases with some additional
explanatory information, generally increasing in specificity. This
specificity of index heading may include names of people, places, events
and concepts selected by the indexer as being relevant and of interest to
a possible reader of the book. (Csomai & Mihalcea, 2007; Tulic, 2008).
• Subheadings, also known as sub-entries are index descriptors, which are
structured hierarchically and present explicit semantic relations between
descriptors. The specific descriptors are presented as sub-entries. And,
according to Ait El Mekki and Nazarenko (2007), they correspond to
more generic descriptors. Pyne (2010) and Connolly (2009) describe the
subheadings as the real meat and potatoes of an index. The subheadings
also usually break down major concepts into manageable sub-concepts
(Wordco Indexing, 2009). It is important to note here that index entries
21
more often than not compose of more than one word which results in
compound headings. A concept may be included in regular and inverted
forms in the index. For instance, Saint Francis of Assisi, “under S”, and
Francis of Assisi, “under F”. (Lancaster, 1991). Also important to
mention here, is that, the style of presentation of the subheadings may
contribute to determine the effectiveness of the index-use. For instance,
Olason (2000), in her Index Usability studies, discovered that indented
or line by line style has overall higher efficiencies and higher usefulness
rankings compared to run-on-style. Indented indexes (subheadings) are
also ranked as user-friendly. On the other hand, run-on style was never
ranked in this category.
• Locators are a part of an index entry that tells the user where to look for
information. Locators act as an invisible thread that links pieces of
information in the text together. The links can be headings or sub-
headings of the index entry. Bell, (1992) has observed that an excessive
number of locators contribute a major flaw in a book index, although a
string of page numbers is considered acceptable by some to indicate
minor mention.
• Cross references are directions from one heading or subheading to
another. There are two main types of cross-references namely ‘See’ and
‘See also’. According to Ait El Mekki and Nazarenko (2007), they are
synonymous relations or variations or association links. Connolly,
22
(2009) points out that a ‘see’ reference indicates that there is no
information contained at that entry point; but points to the reader the
correct location to find information on that topic. On the other hand, a
‘see also’ reference directs the reader to related information in addition
to what is found at that entry. Though these two terms are closely
related, they are not quite similar. They perform at least two functions
such as: directing users to the main headings that contain vital
information, e.g. “FRN” see “Nigeria”. “See also” references direct the
user to different but main headings e.g. “Nigeria” see also “Abuja”; or
“Federal Capital Territory”, see also “Abuja”. Cross references prevent
users from having to jump around the index to find a specific concept.
Pyne (2010) has also observed that “see” and “see also” references are
useful navigation routes for the user.
Cross-references, as argued by Connolly (2009), provide alternate path
ways to the information contained in the index. An indexing publisher-
(Wordco, 2009) also opined that the correct and appropriate use of cross-
references is one of the key indications of a good index. Fillmore, (1995)
believes that ‘cross-reference’ and ‘sub-sub entries’ help to create a rich
semantic network of meanings for the book. But one of the major flaws in
cross referencing, as observed by Browne and Jermy (2004), is the use of
circular cross references. For instance, maize – see corn; corn see maize.
23
Double-posting is another form of control device use in place of cross-
referencing. Double-posting, according to Connolly, (2009)creates a duplicate
entry under another often synonymous term, but adds that double-posting is
commonly avoided in favour of ‘see’ references, because of frequent space
limitations in an index. Pyne (2010) has added that indexers may double-post
related or synonymous terms instead of using “see” and “see also” in order to
enhance access to information for readers. Cross references or double posting
are used to keep information consistent. They link related subjects and
synonymous terms, thereby improving the usefulness of the index.
It is also important to add here that the extent of use of index entries –
headings and subheadings and their control devices such as cross-references
and locators- determines the length of the index, usually referred to as the
index density. Index density defines the length of an index as a ratio of the
number of pages of the index to the number of pages of the text. This could
also be expressed in percentage. Csomai and Mihalcea (2007) pointed out that
length is typically affected by several factors, including the topic and
specificity of the text. Less domain specific texts such as children’s books or
elementary school textbooks, require indexes with length, accounting for about
1-3% of the length of the book. Highly specialized monographs on scientific
topics may require indexes with a length of up to 15% of the text. History,
biography, and undergraduate textbook indexes usually fall within 5-8% range.
The length of the index entries can influence the accuracy of the index.
24
Also important in this discourse, is the order of arrangement of the
index entries so as to produce an orderly coherent readable index. According to
Chicago Guide on indexing, the index entries should be arranged in a
recognizable or stated searchable order, such as alphabetical, classified,
chronological or numerical order (Mulvany, 1994). Though most indexes are
arranged in an alphabetical order, sometimes, another order, such as
chronological order, may be more appropriate. This is particularly so in some
web indexes or parts of some indexes such as sub-headings (Browne & Jermy
2004.). Alphabetical filing also often gives chronological filing. For instance,
Web Indexing Prize 1998 is filed first before Web Indexing Prize 1999. Also,
some important information is usually filed at the top of a list of sub-headings,
even though this puts it out of alphabetical order. But a technique commonly
used to avoid breaking the alphabetical order is to index general information on
a topic under a sub-heading called “about”. ‘Aboutness’ here, according to
Lancaster (1991) simply means the same thing as what a document covers.
Both alphabetical and hierarchical arrangements are important in
accessing information as Browne & Jermy, (2004) pointed out that alphabetical
access and hierarchical access complements each other. While an alphabetical
index gives direct access to specific subjects by name, hierarchical access
classifies information by allowing the user to search from broad concepts to
narrower ones and to see related materials together. Arrangement and
organization of indexes can also come in different patterns such as single,
25
double or more columns, depending on how the indexer wants the index to
appear and the space available for the index. But one important thing to bear in
mind is that an effective use of the index also depends on the arrangement. This
is why Mulvany (1994) concludes that the value of an index lies in its
organization.
Having seen how the interrelated roadmap of concepts can ease or
hinder index use, it is also appropriate to mention that there are other
limitations which may hinder back-of-the-book index from providing the much
needed “roadmap” and quick access to the document. For instance, on the part
of the indexer, inadequate knowledge of the subject matter may hinder him/her
from getting across to his/her audience and thereby impede access to the
information in the document (Tatham, 1972). An analysis of this analogy
should explain this fact well. Take for instance, a grass-cutter (an animal) could
be wrongly indexed as a human being who cuts grass with a knife. Or
Olusegun Obasanjo, a name found in a book, could be wrongly indexed as the
former President of the Federal Republic of Nigeria, when the bearer of the
name is a fortune teller. These hypothetical examples/mistakes could result
from lack or shallow knowledge of the subject background by the indexer.
Furthermore, an author’s or an indexer’s inability to get across to users
of the index, or the users’ inability to understand the concepts, keywords or
index terms used, could result from wrong use of descriptors (i.e. index terms),
and this may impair the use of the index. Other factors such as lack of adequate
26
time to organize the index neatly, as well as space constraints could contribute
to poor BOB index. However, the major faults always result from poor
application of the basic indexing elements enumerated above, which will
definitely produce inadequate and poor quality index.
Furthermore, this issue of adequacy and quality of indexes in
information retrieval has been a topic of vexed argument. For instance,
Anderson, (1994) recalls that in the 1992 annual meeting of the American
Society for Information Science (ASIS), Elizabeth Liddy lamented that: we are
proceeding with a new standard for indexes when there is little research and so
much ignorance about indexing, especially on how people use indexes and
what constitutes good and useful indexing.
However, authors such as Anderson (1994), Lancaster, (1991), Rowley,
(1992), Afolabi and Daudu (1994), Olason (2000), among others, all agree that
the usability of a document, especially a printed document, depends on the
adequacy and quality of its BOB index.
It is this researcher’s opinion that this lack of consensus among the
experts/practitioners may have arisen from the fact that book indexes are
produced neither by a particular person, nor a particular group of persons; nor,
are there any laid down fast rules guiding the construction of book indexes. In
fact, indexes are characterized by variability. Rowley (1992) underscored this
point when she said, “Book indexes are compiled either by specialist indexers
or by authors themselves, and their quality can vary considerably”. Also, Ait El
27
Mekki and Nazarenko (2007) in their article, ‘An Application Oriented
Terminology Evaluation, the Case of Back of the Book Indexes’, opined that, it
is difficult to evaluate the quality of indexes since there is no objective
yardstick, and since two indexers do not produce the same index for a given
document. To further buttress this argument, Lancaster (1991) in his book-
Indexing and Abstracting: Theory and Practice, adds that, a set of index terms
assigned to a document cannot be judged ‘correct’ or ‘incorrect’ in any
absolute sense. That is, there is no one ‘best’ set of terms. Wyman (2005)
agrees that indexers lack systematic evaluation protocols.
However all this may be, it is germane to observe that the field is not as
chaotic and uncharted as it may seem at a glance. As discussed earlier, there
exist accepted criteria by which indexes are evaluated. The quality of book
indexes can also be evaluated by carrying out a comparative analysis of
different indexes (El Mekki and Nazarenko; 2007). Also, through the analysis
and evaluation of some book indexes, some reference points about the
characteristics of good quality indexes can be established, as this work intends
to do.
This research is therefore an attempt to address this problem and
contribute to filling the existing lacuna. So, by using the accepted criteria or
basic indexing elements for assessing a good quality index, this work will
evaluate the index quality of books in the Natural Sciences, published in
Nigeria. In other words, the focus is to determine the extent to which the
28
indexes of the said books from this branch of knowledge conform or do not
conform to the accepted criteria or international standards. Although this work
bears close relationship with that of Daudu and Afolabi, it is to be stressed that
the present effort more or less takes off from where that of Daudu and Afolabi
stopped. The idea is to establish whether there have been any improvements or
not, in the situation which these scholars discovered in Nigerian published
Back- of- the- Book indexes.
Review of Empirical Studies
There is clear paucity of literature on the subject of BOB indexes
published in Nigeria. Of the little that exists, none has focused on the specific
subject of this current research. Nevertheless some of these literatures have
some relevance to and shed some light into the present research. Accordingly,
it is worthwhile to take a panoramic view of them. Diodato and Gandt (1990)
in a work titled, Back of the book indexes and the characteristics of author and
non-author indexing: Report of an exploratory study, examined the contents of
back- of- the- book indexes produced by 37 authors and 27 non- authors. The
aim was to find out if there were differences between the groups of indexers by
counting the occurrence of certain characteristics in their indexes. Their
research showed that the non-authors (who were mostly professional indexers)
provided more index pages, modified headings, and modifiers than did the
author indexers.
29
In another development, Diodato (1991) analyzed 447 books in
Arts/Humanities, Science/Technology, the Social Sciences and Generalities to
determine how frequently, and for what purpose cross-references were used in
BOB indexes. He revealed that, of the 376 indexes examined, 300 included
cross-references. He also observed that of the three major subject areas, cross-
references most commonly occurred in Science/Technology- indexes, and that
‘see’ references were surprisingly dominant over ‘see also’ , especially in
Science / Technology and Social Sciences. He concluded that indexers and
writers of standards have agreed that the major reason for cross-references
links are to link a pair of synonyms, or a class-member with its class, or an
activity with its agent or product. Diodato agreed that indexers can find many
other reasons to create a cross-reference link.
Furthermore, Diodato conducted another research in which he sought
the opinions of 255 librarians and college professors, of three (3) elements of
BOB indexes. His report appeared in 1994 in an article entitled, User
Preferences for Features in Back- of- the- Book Indexes. His findings were as
follows: (a) both groups preferred line by line sub-headings to run-on
arrangements, although many books use the later. (b) All librarians preferred
the word by word alphabetization to letter by letter method; but 2/3 of the
professors shared this preference. (c) Most of the librarians preferred ‘see
references’ to duplicate entries or what is called double posting; while most of
the professors preferred duplicate entries.
30
Olason (2000) has examined the usability of indexes from a systems
engineering and human factor perspectives. She found users complaining that
indexes are confusing, and felt we may have fallen into the trap of indexing for
indexers at the expense of users. Her study also examined the importance of the
following features for index efficiency:
i. Run- on versus indented style.
ii. Sub-entries beginning with prepositions and conjunctions.
iii. Access paths.
A significant observation Olason made is that, in systems engineering,
the most important factor in determining quality is involvement of users
throughout the life cycle of the product. The usability of a book throughout its
life cycle has also been pointed out, depends on the quality of its index which
has to be made usable for its users.
In 2001, Connolly and Laudeen published an article entitled Towards a
Standard Measure of Index Density, where they tried to measure index density.
They tried different methods such as word by word count of the number of
pages of the text vis-à-viz the number of pages of the index terms or
descriptors; and line by line methods. The line by line count eventually
culminated into the two methods they used to achieve their aim. These two
methods were page percentage (pg %) measure and text lines/locators (L/L)
methods. Connolly and Laudeen found that the lines (of text) per locator (L/L)
31
method appeared to offer the best solution to determine the depth/length of the
index, as it met the preconditions for good density measure. They observed that
line by line count was the most appropriate method for measuring index density
because, according to them, it is easy to implement, and calculate, convenient,
conceptually easy to understand, accurate and consistent.
Summary of Literature Review
The foregoing discourse has briefly highlighted the extent of work done
generally on different aspects of back of the book index. From the literature,
there is no doubt that back- of- the- book index is a well established
information retrieval system. Most authors agree that it is not just an
information retrieval system, but a system that facilitates fast and easy access
to sources of information. They also agree that this effectiveness in retrieval is
possible because an index, being a condensed and detailed summary of the
contents of a document, makes retrieval easy and fast. This may, though, be
hindered by scanty and inadequate index; or long and loopy index’ and/or lack
of in-depth knowledge of the subject matter by the indexer. Furthermore, some
of the relevant works studied indicate the usefulness of the indexing elements;
and also show how the different versions of these variables are preferred to the
other in indexing works and index uses.
However, from the available locally published works relating to this
study, some serious gaps do exist in the area of indexing knowledge in Nigeria,
particularly so in book indexing. These gaps were found first, in the report of
32
Nwafor, which revealed that, there is no systematic/consistent application of
subject headings in the indexes, and that the indexers have little knowledge of
indexing. Second, in the work of Daudu and Afolabi, which revealed that: less
than 1/3 of 322 books assessed were not indexed, the indexes were mostly
single alphabetical arrangement, indexes had no scope notes, etc.
These revelations pose a serious inadequacy and a big question mark on the
level of improvement in providing BOB indexes in local imprints after the
work of Daudu and Afolabi since 1994. This inadequacy and doubts will be
addressed by the end of this work. This is because this work is out to evaluate
the quality and determine how indexes are provided to books in the Natural
sciences published in Nigeria. The researcher will use books from the Natural
Sciences to determine this and assess the quality of the indexes. This work
intends to fill this gap in knowledge.
33
CHAPTER THREE
RESEARCH METHODS
This chapter lays out the various methods used in carrying out this work.
It has the following sections: research design, area of study, population, sample
and sampling method, instrument for data collection, validation of the
instrument, method of data collection and method of data analysis.
Research Design
The design used in this research is a descriptive survey, applying
document examination procedure for data collection. This is a type of design
which after examining briefly a number of cases, describes the situation as it is,
using books as the population. Books were used as the population for this study
because they are the only source of gathering information and data (related to
back of the book indexes) for analysis.
Area of study
The area of study is Enugu State, one of the 5 states that make up the
south-east geopolitical zone of Nigeria. This state has about four academic
libraries namely: Nnamdi Azikiwe Library, UNN and its branches at Enugu
campus of the university; Enugu State University of Technology (ESUT)
Library; Institute of Management and Technology (IMT) Library; Enugu State
College of Education, Enugu and Federal College of Education Library,
34
Ehamufu. The state has one major public library at Enugu with branches
scattered in various local government areas. It also hosts a branch of the
National library.
Population
The population of the study consists of all the books in the Natural
Sciences published in Nigeria during the period 1990-2010. Textbooks from
the following subject disciplines made up the population of the books in this
area of study: Mathematics, Physics, Chemistry, Geology, Biochemistry,
Biology, Botany, Microbiology, Zoology and General Science books- GS.
(LCSH: Schedule, 1996)
It was not possible to determine the actual number of Nigerian published
texts in the Natural Sciences because of lack of concrete records on Nigeriana
documents in Nnamdi Azikiwe Library, UNN, Enugu State Library, Enugu
State University of Technology (ESUT) Library and some secondary school
libraries visited. Efforts to extract the population of Nigeriana texts in the
Natural Sciences from the National Library Enugu, yielded no positive result.
This is because most of the books found there, in the Natural Sciences were
either primary school texts, or were published much earlier than the period of
time stated for selecting the samples of the books for analysis. Furthermore, a
head count of individual Natural Science texts in Nnamdi Azikiwe Library,
UNN, suggests that the Legal Deposit law seems not to be strictly obeyed by
35
publishers. This may be the explanation for the scantiness of Nigerian
publications in this area of study observed in these two depository libraries.
Sample and Sampling Technique
A total of sixty (60) books were sampled. Due to the scantiness of texts in
the various subject disciplines under Natural Sciences, the sample of this study
embraced all the available texts in this area of study, found in major libraries
and bookshops in Enugu State. Hence, accidental sampling technique was used
in this work. This method of sampling enabled the researcher to include only
the elements which the researcher could meet (Nworgu, 1991). This method
was applied due to the difficulty in getting access to Nigerian published texts in
the Natural Sciences. Actually, Nworgu, (1991) and Ali, (2005) have warned
against using the accidental sampling method unless the characteristics of the
population is known. This is because of the fear that the sample (e.g. where
human beings are involved) may not contain all the required regimes or factors
needed in case of any interview. However, in the present, the researcher is of
the opinion that, since the characteristics of the population are alike, (i.e. books
published in Nigeria and in the same discipline) this sampling method can be
legitimately applied.
Instrument for Data Collection
The instrument that was used for collecting data was a checklist,
developed by the researcher. The idea used to develop this instrument was
36
inspired by a journal titled Forum: A journal for the teacher of English, a
literary journal of English Teaching Forum published in (1998). The checklist
consists of structured questions based on the research questions and the basic
elements or criteria to be tested as shown in appendix 1. These basic elements
include: scope note, sub-heading, control devices such as locators and cross-
references; index density and arrangement of index entries.
Validation of the Instrument
Two senior academic members of staff in the Department of Library and
Information Science, UNN; did a face validation of the instrument. They made
some inputs through their useful questions and suggestions. Their suggestions
helped to modify the instrument to be in line with the research questions.
Method of Data Collection
The data were personally collected by the researcher, through the use of
checklist (Appendix. 1) and document examination. The researcher examined
the books one after the other and isolated books without BOB indexes and
recorded their number. But the books with indexes were closely studied, using
the checklist to record information obtained on basic indexing elements, depths
of indexing, filling order and arrangement of the indexes.
37
Data Analysis
Descriptive statistics, particularly percentage, frequency table and
histogram were used to analyze the data. The determination of index density
(length statistics) was achieved through the application of the following
mathematical steps shown below: Index Density = Total Text lines / Total entry
locators. In determining the total text lines and entry locators, the following
procedural steps were adhered to.
Text:
The number of text pages = a
The number of Lines on a full text page = b
Lines per page x total number of text pages = Total Text Lines. i.e.; a
x b = ab (i.e. the text
lines)
Index:
The total number of locators in two random full columns of the index = y
The average number of locators resulting from the two columns = y2
The total number of index columns = z
Entry or total locators = Average number of locators x Total number of
index columns. i.e.; y2 x z = y2z (i.e. the entry locators)
38
The combination of the products of the two mathematical operations above
gave the index density as shown below:
Index Density = Total Text Lines / Entry Locators, (L/L) i.e.
Lines/Locators. i.e. ab/y2z.
It is important to state here that, while counting the entry locators, it is
only a single page or a single page range that is counted as one locator.
Furthermore, to obtain the page percentage (pg %) measure, the following
mathematical procedure was also applied.
Index Pages/Text Pages x100.
The mathematical operations shown above gave rise to table 3 in chapter 4.
(Adopted from Connolly and Laudeen, 2000).
39
CHAPTER FOUR
DATA PRESENTATION AND ANALYSIS
The data collected from the checklist and their analyses, using simple
percentage, frequencies and histogram are presented in this chapter. The
presentation and analysis of the data were done in line with the research
questions which guided the study
Research question 1
How are indexes provided to books published in Nigeria in the Natural
Sciences?
To answer this question, a checklist was used to obtain relevant data.
There were two categories; the first category consisted of sample of books with
back-of-the-book index. The second category consisted of sample of books
without back-of-the-book index. Table 1 and Figure 1 show these two
categories.
40
Table 1: Provision of BOB Indexes in Natural Science Books – Frequencies and
percentages of indexed and un-indexed books Disciplines FREQ.
& %
GS
MATH
PHY
CHEM
GEOL
BIO
BIOCH
BOT
MCB
ZOO
TOTAL
No of indexed
books
F 2 3 7 6 2 4 5 1 3 2 35
% 40 50 78 55 67 44 71 25 75 100 60.5*
No of Un-indexed
books
F 3 3 2 5 1 5 2 3 1 - 25
% 60 50 22 45 33 56 29 75 25 0 39.5*
Total no of books
sampled in each
subject discipline.
F 5 6 9 11 3 9 7 4 4 2 60
% 100 100 100 100 100 100 100 100 100 100 100*
* Average percentage (%)
Key: BIO = biology, BIOCH = biochemistry, BOT= botany; CHEM = chemistry, GS
= General Science, GEO = geology, MATH =mathematics, MCB =
microbiology, PHY = physics and ZOO = zoology.
The data presented in Table 1 gives detailed information about the
frequencies and percentages of the indexed and un-indexed books in each
subject discipline. For instance, out of 5 books sampled in GS books, 3 (or
60%) were un-indexed while 2 (that is 40%) were indexed. In Mathematics, 6
books were sampled, 3 (or 50%) were indexed and 3 (or 50%) were not
indexed. In Physics, 9 books were sampled out of which 2 (that is 22%) had no
indexes and 7 (or 78%) had indexes. Out of 11 books sampled in Chemistry, 6
(that is 55%) were indexed, while 5 (or 45%) were un-indexed. In Geology, 1
out of 3 books, (that is 33%) had no index while 2 (or 67%) had indexes. Nine
books were sampled in Biology, out of which 4 (or 44%) were indexed and 5
(or 56%) were un-indexed. Likewise, 2 (or 29%) out of 7 books sampled in
Biochemistry had no indexes, while 5 (that is 71%) were indexed. Out of 4
books sampled in Botany, 3 (or 75%) were un-indexed, while 1 (or 25%) had
41
index. In Microbiology (MCB), 1 or (25%) out of 4 books sampled had no
index, while 3, (75%) had indexes. It is only in Zoology that the 2 books
sampled had BOB indexes. In all, a total of 60 books were sampled, out of
which number, 35 books (58%) had BOB indexes while 25books (42%) had no
BOB indexes.
Figure: 1:
Provision of Back-of-the-book indexes in Natural Science Books
0
20
40
60
80
100
120
GS MATTH PHY CHEM GEOL BIOL bIOCH BOT MCB ZOO
Subjects
pe
rcen
tag
e
Indexed Books
Un-indexed Books
The presentation given above in Table 1on how indexes are provided in
Nigerian published books in Natural Sciences, are better understood with a
pictorial view of the histogram of Table 1, and shown as figure 1 above.
Research Question 2
How are basic indexing elements provided in books published in Nigeria
in the Natural Sciences?
Indexed Books
Un-indexed Books
42
Table 2 presents the data on research question 2, that is, the provision of
basic indexing elements as follows:
Table 2: Provision of Basic Indexing Elements
GS MAT PHY CHM GEOL BIO BIOCH BOT MCB ZOO TOTAL %
1 Total No. of
books sampled
5 6 9 11 3 9 7 4 4 2 60 100
2 No. of books
with indexes
2 3 7 6 2 4 5 1 3 2 35 58
3 Basic Indexing
Elements.
4 Provision of
scope note
- - - - - - - - - - - -
5 Provision of
sub headings
i Indented style 2 3 7 5 2 4 5 1 3 2 34 97.1
ii Run-on-style - 1 - 1* - - 1* - - - 3* 8.6*
iii Use of about - - - - - - - - - - - -
iv Descriptors
with sub-
headed entries
- 227 291 66 9 384 59 - 73 61 1370 10.6
v Descriptors
without sub-
headed entries
391 608 1978 794 595 3297 1208 1326 553 857 11607 89.4
6 Control
devices
A Cross
references
i ‘see’ - - - 1 - 1 2 - - - 4 11.4
ii ‘see also’ - - 1 1 - - - - - 1 3 8.6
iii Multiple/double
posting
- - 1 - - - - - - - 1 2.9
B Locators -
i Strings of page
no. locators
1 3 5 6 2 4 4 1 3 2 31 88.6*
ii Page Range
versions
locators
- 1 4 6 2 4 3 1 3 2 26 74.3*
iii Bold face
locators
- - - - - - - - - - - -
iv List of
descriptors with
single page
1 1 1 - - - - 1 - 1 5 14.3
43
i) Scope Note:
In table 2, above, there is no indication of the availability of this
variable. In other words, no evidence of the provision of introductory note (pre-
index instruction/ information) about the scope of the index was seen in any of
the sampled books.
Provision of Subheadings:
On table 2 figures representing the number of sub-headed index
descriptors (entries) for each group of subject discipline are shown. The second
group of figures represents the number of index descriptors (entries) without
sub headings. But the overall percentage provision of sub-headed index entries
for all the subject disciplines sampled is 10.6%, while the overall index entries
(descriptors) with no sub-headed entries are 89.4%. (See table 2)
Style of Sub Headings: All the books in GS, Mathematics, Physics, Geology,
Biology, Botany, Microbiology to Zoology (about 97%) used the indented ( or
line by line) style, as shown in table 3. Exceptions are 1 sample each from
Mathematics, Chemistry and Biochemistry, making a total of 3 books (or 8.6%)
which used run-on style paripasu with indented style. In table 3, these figures
are asterisked. This is significant, and indicates that these figures are not
standing alone but share some features or precisely feature some indented
styles as well as run-on style.
Control Devices:
(a) Cross-references: Only 4 books, which are in Physics (1) Biology (1), Biochemistry
(2), used Cross-reference – ‘see’, and these constitute 11.4% of the indexed sample. But
44
cross-reference – ‘see also’ was used, as indicated: Physics 1, Chemistry 1 and MCB 1,
making a total of 3 books that is 8.6% of the indexed samples. Furthermore, one book in
Physics, (or 2.9%) of the sample, used the multiple/double posting. This device is used in
place of see or ‘see also’ (See table 2).
(b) Locators: Table 2 also presents the result on index locators as follows: Thirty one
books,( that is about 88.6% )of the total indexed sample used strings of page numbers to
indicate index locators (entries). The table also shows that 26 of the sample, about 74.3%
of the total indexed sample, also used range-version locators paripasu with strings of
page numbers to indicate locators (index entries) Also about 5 samples, one from each of
these subject disciplines, GS, Math, Physics, Botany and Zoology, which made up of
about 14.3% of the indexed sample, used single page number to assign locators (index
entries)
Research Question 3
What are the index densities of the indexes of subject disciplines?
Checklist was also used to obtain the data to answer this research question. The
checklist was intended to find out the depth or length of indexing in the
sampled books.
45
Table 3: The page percentages and index densities of the overall books
sampled
Natural Science
Subjects
Page %=
Index pages /text
page x100
Rank
Index density=L/L
Textlines/index
locators
Rank
Mathematics 1.3 10th 33.7 7th
Physics 2.3 7th 68.2 10th
Chemistry 4.4 3rd 18.4 3rd
Geology 2.2 8th 37.4 9th
Biology 3.6 5th 20 4th
Biochemistry 3.3 6th 31.8 6th
Botany 9.6 1st 5.1 1st
Microbiology 4.2 4th 22.4 5th
Zoology 8.3 2nd 15.2 2nd
General Science 1.6 9th 35.9 8th
The two methods used, that is, page percentage (page %) and
line/locator (L/L) yielded the results on table 4 above. The table therefore
portrays the length statistics or depth of indexing simply referred to as index
densities, when these two methods namely, the page percentage (pg %) and
text-line/index locators (L/L) are applied (see chapter 3 for details). The page
percentages (pg %), the index densities and their rankings are shown on table 4
above. The table shows that Botany is the most densely indexed sample both
in page percentage measure, at 9.6% and in L/L measure at 5.1index density.
Zoology came second as most indexed, for both pg% and in L/L measurement.
Chemistry is the third most densely indexed in both its pg% and L/L, while
Biochemistry is the 6th
most densely indexed discipline in both the page %
measure and L/L measure.
It can be observed that after the above listed disciplines, disparity is
seen in both the page % and L/L measures. For instance, while Physics
46
measured the 7th
densely indexed discipline under page % measure, it, on the
other hand, measured 10th
and the least densely indexed discipline under L/L
measurement. Biology is ranked 4th
under L/L measure but measured 5th
under
pg% measure; and so on (see table 3). It is important to note that while page %
measure goes in a descending order in their ranking, from highest to the least;
text-lines/locators (L/L) measure of index density follows the ascending order
that is, ranking starts with the least scorer to the highest. (That is, the least
scorer is ranked as the most densely indexed; see table 3). Also of note is that
the L/L index density actually measures for number of text lines per index
locator.
Research question 4
What is the pattern of arrangement of the index entries?
Table 4 answered research question 4, on filing order and arrangement pattern
of the index descriptors (i.e. index entries).
Table 4: Filing/ Arrangement Pattern of the Index Entries.
S/N Variables GS MA
T
PHY CHM GEOL BIOL BIOC
H
BOT MCB ZOO TOT
AL
%
A Filling order
i Alphabetical 2 3 7 6 2 4 5 1 3 2 35 100
ii Chronological - - - - - - - - - - -
iii Nouns separated
from concepts
-
-
-
-
-
-
-
-
-
-
-
iv Concepts not
separated from
nouns
2 3
7 6 2
4 5 1 3 2 35
100
v By titles - - - - - - - - - - -
vi By concept only - - - - - - - - - - -
B Arrangement pattern
i Single order - - 1 - - - - - - - 1
ii Double line order 1 2 4 6 2 2 5 1 2 3 28 2.8
iii Triple line order 1 2 2 - - 1 - - - - 6 16.7
iv Quartet line - - - - - 1 - - - - 1 2.8
47
The result shows the filing order or arrangement of the index entries.
The index entries arranged alphabetically scored 100%, as there was no
indication of chronological filing arrangement. Also in the arrangement of the
entries, concepts and nouns not separated scored 100% percent as there was no
arrangement of nouns separated from the concepts and there was no
arrangement by titles and concepts alone. Furthermore, the pattern in which the
index entries are arranged showed that entries on single columns scored 2.8%
while entries on double columns scored 77.8%. The entries arranged in triple
line columns scored 16.7% while those on quartet line columns scored 2.8%
Table 5: Summary of BOB Index Analysis of Secondary School Texts in
Natural Sciences. Samples Math Phy Chem. Bio Total %
1 No books sampled 4 6 4 7 21 36
2 No of indexed sample 2 4 - 5 12 57
3 No of un-indexed sample 2 2 4 2 9 43
4 Provision of scope notes - - - -- - -
5 Provision of sub-headed index entries. (descriptors) 172 375 - 583 1130 14.9
6 Provision of non-sub headed index entries.
(descriptors)
377 1744 - 4357 6478 85.1
7 Style of sub headed index entries.
i -indented style 2 5 - 4 11 91.6*
ii - run–on style - - - - - -
iii -‘about’ - - - - -
8 Provision of cross reference
i -‘see’ - - - 1 1 8.3
ii -‘see also’ - 1 - - 1 8.3
9 Multiple/ double posting - - - - - -
10 Use of locators
i -string of page nos 2 5 - 4 11 91.6*
ii -range version 2 4 - 4 10 83.3*
iii -bold face locators - - - - - -
11 Index density 1.4/38.4 43.2/28.1 - 3.6/20 28.8 2.4
12 Filing order/ arrangement
i -alphabetical 2 5 - 5 12 100
ii -chronological - - - - - -
iii -by concepts - - - - - -
iv -by titles - - - - - -
v -concepts and nouns combined 2 5 - 5 12 100
13 Pattern of arrangement
i -single line order - 1 - - 1 8.3
ii -double line order 1 2 - 2 5 41.6
iii - triple line order 1 2 - 2 5 41.6
iv -quartet line order - - - 1 - 8.3
48
Table 6: Summary of BOB Index Analysis of Tertiary and General
Science Books in Natural Sciences Samples Maths. Phy. Chem. Geo. Bio. Bioch
.
Bot. MCB Zoo. GS Av
total
Av
%
1 Total no. of books
sampled
2 3 7 3 2 6 4 4 2 5 38 64
2 No. of indexed sample 1 2 6 2 - 5 1 3 2 2 24 63.2
3 No. of un indexed sample 1 1 1 1 2 1 3 1 - 3 14 36.8
4 Provision of scope notes - - - - - - - - - - -
5 Provision of sub-headed
index descriptors
- 116 66 9 - 5 - 73 61 - 384 5.8
6 Provision of non sub-
headed index descriptors
(entries)
51 435 880 595 - 1208 1326 553 798 391 6237 94.2
7 Style of sub-headed
descriptors/ entries
i - indented style 1* 2 5 2 - 4 List of
words
3 1 2* 20 83.3
*
ii -run-on style - - 2 - - 1 List of
words
- - - 3 12.5
iii - double posting - - - - - 2 - 3 - - - -
8 Cross-reference- “see” - - 1 - - 2 - 3 - - 6 25
9 Cross-reference “see also” - 1 1 - - 1 - - - - 3 12.5
i -multiple/double posting 1 - - - - - - - - - 1 4..2
10 Locators – strings of page
Numbers.
1 2 5 2 - 5 1 3 2 2 23 98.5
*
i -range version locator 1 1 5 2 - 4 1 3 2 2 21 87.5
*
ii -bold face locators - - - - - - - - - - - -
11 Index density (length
statistics)
0.8/19.
9
2.2/14
8.3
4.4/18
.4
2.2/37
.4
- 3.3/31
.8
9.6/5.1 4.2/22
.4
8.3/15
.2
1.6/
35.9
37.2 4.0
12 Filing order/arrangement
pattern
i -alphabetical 1 2 6 2 - 5 1 3 2 2 24 100
ii -chronological - - - - - - - - - - - -
iii -concepts separated from
nouns
- - - - - - - - -- - - -
iv - concepts and nouns
combined
1 2 6 2 - 5 1 3 2 2 24 100
v -arranged by title only - - - - - - - - - - - -
13 Arranged by concepts only - - - - - - - - - - - -
14 Patterns of arrangement
15 Single line arrangement - - - - - - - - 1 - 1 4.2
i -double line arrangement 1 2 5 2 - 5 1 3 1 1 21 87.5
ii - triple line arrangement - - 1 - - - - - - 2 2 8.4
Iii - by quartet line
arrangement
- - - - - - - - - - - -
Note: In tables 5and 6, two groups of figures are found in each cell of
the row for index density. The upper case figures represent the page percentage
(pg %) measure, while the lower case figures represent the text Line/Locator
L/L) measure.
49
Tables 5 and 6 emanated from the summary of data collected from the
checklist. These two tables try to separate secondary school texts and those of
tertiary/general science. The Tables then summarized the overall BOB index
analysis of secondary school texts and tertiary/general Science sampled books
respectively. This was done in other to find out whether differences exist in
secondary school texts and those of tertiary/general science books. Results
obtained are outlined below:
(1) Books sampled: Table 5 which shows the data related to secondary school texts
indicates that 22 texts were sampled from secondary school texts. This is about 37%
of the entire sample. Out of this sample, 12 books (55%) of the secondary school
texts were indexed, while 10 (about 45%) were not indexed. On the other hand, table
6 relates to tertiary/general Science books. The table indicates that 38 books were
sampled, and these make up 63% of the entire sample. But out of these 38 samples,
only 24 texts were indexed and this represents 63.2% of the indexed sample in
tertiary/GS. Fourteen of the sampled books (or 36.8%) were not indexed (table 6).
2) Provision of Scope Notes: Both tables 6 and 7 indicate no provision for scope
notes for any of the samples in secondary and tertiary/GS books.
3) Provision of Subheadings: Table 6 shows that only 14.9% of secondary school
texts were provided with sub-headings while only 5.8% of tertiary/GS books had
subheadings. But the index descriptors (index entries) without sub- headed entries
constituted 85.1% for secondary texts (table 5) and 94.2% for tertiary/ GS books.
50
(4) Style of Sub-headed Entries: In table 5, secondary school texts had the
following scores for style of sub-headed index entries: indented style
91.6%, and zero score for run-on style. For tertiary/GS books, the
samples that had indented style scored 83.3%* (with asterisk), and
12.5% for run-on-style (table 6). These figures indicated with asterisk
(*) are significant because there are shortfalls due to some of the indexes
that had neither indented style, nor run-on style. They are just list of
words without any sub headings. Examples of such indexes can be seen
in table 6 for Mathematics, Botany and GS columns where sub-headed
entries are completely absent. But generally, the indented style of index
entries predominates in both secondary school texts and tertiary/GS
books
(5) Cross references: The element of cross-reference- ‘see’ scored 8.3% for
one sample in biology (see table 5). However, in table 6, ‘see’ reference
scored 25%. (that is 6 samples out of 24, in Chemistry 1, Biochemistry 2
and Microbiology 3 (see table 6). Also, for the cross reference – ‘see
also’, only 1 sample in Physics (8.3%) of the entire sample used ‘see
also’ (see table 5). But in table 6, i.e. tertiary/ GS books, 3 samples (Phy
1, Chem 1, and Bio1) out of 24, used ‘see also’. And that is 12.5% of the
sample. The same table (6) indicates that 1 sample in Maths used
multiple/double posting, that is, 4.2% of the 24 samples.
51
(6) Locators: Table 5 indicates that secondary texts with strings of page
number index locators scored 91.6%* and 83.3% *for range version
locators. In Table 6 for tertiary/GS books, samples with strings of page
number locators scored 95.8% *and those with range version locators
scored 87.5%
The asterisks on these figures are significant. They are used to indicate
that scores are not static. That is to say that the strings of page numbers and
range versions are used paripasu with each other. No version was used
separately from the other in the index entries. Also none of the tables, that is 5
and 6, showed results for use of bold face ( i.e. darkened letter) index locators.
Index Density: In Table 5, the results on index density gave the page
percentage average at 2.4 and the index density L/L at 28.8 for secondary
school texts. However, that of tertiary/GS has the page percentage (pg%) as
4.0, and the index density (L/L) as 37.2 (see table 6).
Arrangement/Filing Order: Both tables 5 and 6 have similar results for this
variable. Samples whose index entries were arranged or filed in alphabetical
order were 12, (that is 100%) for secondary texts and 24 samples (100%) for
tertiary/ GS books. Also the arrangement of the index entries whereby concepts
and nouns are weaved together in an alphabetical order without separation
scored 100% for all the samples of this study. There was no indication from the
tables of any chronological arrangement, or arrangement by titles, or
arrangement where nouns are separated from concepts.
52
Pattern of arrangement of the index entries: Table 5 indicates the following
results for the arrangement of index entries of secondary school texts: Single
column arrangement, Physics 1 ( 8.3%); double columns- Mathematics 1,
Physics 2, and Biology 2, making a total of 5 samples – 41.6%. Those with
triple columns include Mathematics 1, Physics 2, Biology 2, making a total of 5
samples, and 41.6%. One sample in Biology used the quartet order arrangement
and this translates to 8.3%.
In table 6, index samples with double columns of arrangement scored
87.5%. The number of books per subjects in this category is shown as follows:
Maths 1, Phy 2, Chem 5, Geol 2, Biochem 5, Bot 1, MCB 3, Zoo 1 and GS 1.
For single line order arrangement, 1 sample in zoology scored 4.2%, triple
columns of arrangement scored 4.2% that is 1 in GS. The table indicates no
result for quartet columns of arrangement in tertiary/ GS books.
Summary of Major Findings
1. A substantial number of books/ texts published in Nigeria are
without indexes
2. Those with indexes lack enough sub-headed descriptors (i.e.
subheadings). Rather, most index entries are listed words derived
from the texts with little or no semantic relationship that can be
broken into subheadings.
53
3. Control devices namely ‘see’ and ‘see also’ are almost absent in the
indexes.
4. Locators are predominantly strings of page numbers used alongside
page ranges. No bold face locators were used.
5. The depth of indexing in Nigerian published texts sampled in Natural
Sciences seems to be generally low.
6. The filing order of arrangement follows the normal order of
alphabetical arrangement and the organization of the index entries
depends on the publisher and the space available for the index. This
could be in single, double, triple or quartet columns of arrangement.
7. Finally, there was no outstanding difference in the indexes of
secondary and tertiary/GS books.
54
CHAPTER FIVE
DISCUSSION, CONCLUSION, RECOMMENDATION AND
SUMMARY.
A discussion of the findings presented in chapter 4 and their implications
as well as the limitations of the study are discussed in this chapter. It also
makes recommendations and suggestions for further research, and rounds off
with a conclusion. The discussion of the findings is based on the purpose and
research questions of this study.
Discussion of Findings
Provision of Back of the Book Indexes (BOB) in the Natural Science books
published in Nigeria.
The data analyzed and presented for Research Question 1 revealed that
many Nigerian published texts in the Natural Sciences are without back of the
book indexes. The information obtained from this research buttressed the
information obtained from Daudu and Afolabi’s (1994) work on a comparative
study of books published in Nigeria in the Humanities, the Social Sciences and
the Sciences. Their research showed that out of 322 books sampled in these
disciplines, only 85 books (26.4%) had indexes. This near absence of indexes
in published texts could be attributed to either incompetence or the tendency of
authors/publishers to rush to publish. This observation was also made by
55
Tatham (1972) when he argued that some publishers omit indexes in the books
they publish either in a rush to publish or just because of incompetence. The
researcher is of the opinion that most publishing companies do not employ
professional indexers and would not want to spend money to pay anybody to
do that for them. The same observation can be made in respect to the authors
who feel, it is an unnecessary waste of money to pay a professional indexer to
index their books. Some of them rather resort to extracting words from the
books and listing them at their backs as indexes when they are actually a
concordance.
Provision of Basic Indexing Elements
Research Question 2 solicited information on how basic indexing
elements were provided to the locally published texts in the Natural Sciences.
These basic elements are discussed as follows:
Scope note: This variable or element was completely absent in all the
texts/books. No index had an introductory note to indicate the scope or extent
of indexing in the texts or if special features in the texts were indexed or not
indexed. This shortcoming was also observed by Daudu and Afolabi (1992)
when they stated that there was nearly no introductory notes in the indexes of
books they sampled, to indicate the scope or extent of indexing. Though the
scope note may seem not to serve any purpose in the index, it helps to give
prior information as to the extent a book was indexed. Also, any part of the
56
book that is not indexed is stated in the introductory note. But this important
information was completely missing.
Provision of Sub-Headed Entries: The data presented for this variable
showed that the sub-headed entries provided are very scanty. It is apt to remind
that index sub-entries (that is, sub headings) are index headings (descriptors)
which are structured hierarchically and present explicit semantic relations
between descriptors that are presented as subentries. Unfortunately, most
Nigerian published BOB indexes lack hierarchical structures and semantic
relationships in the headings that could have been broken into specific
descriptors or sub-entries. Instead, most of the indexes are rather long lists of
words (entries) with little or no semantic relationships, drawn from the texts,
and without sub-entries.
Control Devices
The result of the analysis for this variable was almost negative. The use
of control device, namely, cross-references, which consist of ‘see’ and ‘see
also’, was almost lacking. The ‘see’ reference which directs readers from terms
not used in the index to the terms that are used was almost lacking, while the
‘see also’ reference which directs readers to closely related index entries
(terms) was absent in nearly all the books sampled. The researcher is of the
opinion that the inability to use cross-references in the indexing of locally
published books, may have contributed to the lack of semantic relationships in
the index entries. This is because cross-references help to bring the related
57
terms in the text together. This lack of cross-references violates the rule stated
by Mulvany (1994) that, the index must bring together references to similar
concepts that are scattered in the text, or that are expressed in varying
terminologies. This can be done by establishing a single heading with
subheadings, by using cross references, double posting or other appropriate
devices.
It is also necessary to point out that this shortcoming in Nigerian imprint
was observed by Nwodo and Otokunefor (1989). They observed that the
inclusion of cross references in Nigerian books decreased in the 1980’s when
compared to the 1960’s. Also contrary to what is obtainable with regards to the
lack of cross references in Nigerian published texts, Mulvany (1994) argued
that there must be a sufficient number of cross references in the index so that
related terms are connected. Unfortunately, locally published book indexes
have not measured up in this aspect. This may relate to the observation the
researcher earlier made to this effect, that, the inability to find related terms in
the books to march index entries provided, seems to account for lack of
semantic relationship of index headings (entries) provided and non provision
of sub-headed entries. This subsequently leaves no room for the use of cross
references.
Locators: The results obtained on the use of locators, showed that all the texts
combined the use of strings of page numbers, with the use of page range
locators. There was no other type of locators, like ‘bold face’ type. It is
58
important to remember that locators are a part of an entry in an index that
indicates the location of the document unit to which the entry refers. They are
very important in an index. Locators, as argued by Connolly and Laudeen
(2000) are the most precise indicator of density in an index, and are therefore
used to measure the depth of an index. Probably, this is why Taylor (1994)
opined that an index with very few locators may not be exhaustive in
displaying detailed information and providing access to the contents of the
texts through the index. On the other hand, Bell (1992) also argued that an
excessive number of locators constitute a major flaw in a book index. But this
research was not really out to examine whether the locators in the books
examined were few or excessive. That will be work for further research.
The Index Densities of Various Indexes
The result of the data analyzed and presented for research question 3 on
length statistics or depth of indexing showed that most of the locally sampled
books were not densely or heavily indexed. It is important to state that though
two methods were used to determine the density of indexing in which, the most
densely indexed book in one method may not be the most densely indexed
book in the other method. (see table 3). This disparity exists because of some
factors which may add to affect the density of indexing. Prominent among such
factors are the typographical differences in the texts and also in the indexes.
59
Most often the text characters differ from the index characters. It is also
noteworthy to point out that the page % measure takes no account of the
typographical differences of both the text and the index. Anderson (in Connolly
and Laudeen, 2000) rejected the page % method in her work arguing that it is
less accurate and lacks precision per locator.
On the other hand, Connoly and Laudeen (2000) argue that an accurate
relationship does exist between the locator and the text. Thus, in the L/L
method, the arrangement of the index locators affects the density of the index.
Locators arranged in triple and quartet columns give higher index density than
indexes in single and double columns, depending on the number of index
pages. This could definitely change its ranking in the L/L measure from what it
could be in the page % measure. Evidence also shows that other factors that
may affect index density include constraints in space and scope of the text that
are beyond the control of the indexer. In summary, the overall depth of
indexing in the Nigerian texts sampled is generally low.
60
Pattern of Arrangement of the Index Entries.
The result obtained from the checklist, based on Research Question 4 on
arrangement pattern of index entries, showed that all the index entries are
arranged in an alphabetical order. Secondly, the concepts and nouns are
combined and filed in an alphabetical order. This result is in line with the
Chicago Guide on indexing which states that the index entries should be
arranged in a recognizable or stated searchable order, such as alphabetical,
classified, chronological or numerical order. (Mulvany, 1994) Moreover, the
arrangement or organization of the index in columns depends on the indexer
and probably, on the space available for the index. There are no specified
stringent order/patterns to be followed, rather the arrangement ranges from
single to double, triple and quartet order. These orders are used depending on
the indexer and probably the available space left for the index. The view of
Mulvany on indexing expressed in the Chicago guide in 1994 can stand
repetition here. She stated that
The value of an index lies in its organization. While a poor
index may contain reference to all the important information
in the text, if it is not systematically organized, for easy
access, such an index has limited value to the user. (p10)
Systematic arrangement of index entries is therefore very necessary for
the benefit of the user.
61
Differences in the indexes of secondary and tertiary/GS books
The Research objective 5, which aimed at knowing whether differences
exist in the BOB indexes of secondary and tertiary/GS came up with the
following. Though there were no outstanding differences but a few comments
need to be made. First, there were no scope notes in the indexes of the two
categories. Second, the provision of sub-headings in both categories of
academic texts is poor. However, a closer observation reveals that the
percentage of the provision of subheadings in secondary school texts is higher
than that of tertiary/GS books. This could be attributed to the fact that most
tertiary/GS texts are indexed by their authors who are not professional
indexers, and such authors usually write list of words derived from the text as
indexes. On the other hand, most of the secondary school texts are published by
reputable publishers, like Heinemann, Longman and Fep-Africa publishers who
presumably have their indexers working for them.
With regard to the index densities of the two categories of texts, while
tertiary texts showed higher page percentage (pg%) measure, the secondary
texts, on the other hand, measured higher in L/L index density determination
than tertiary texts. Generally speaking, there are no outstanding differences in
the indexes of secondary texts and those of tertiary/GS texts.
62
Implications of the Findings
The implications of the findings are derived from the results and
discussions of this study. Basically, the following implications were identified
which the researcher is of the view, could hamper academic endeavours, slow
down the work of librarians, inconvenience readers/users of local imprints, and
affect publishers/authors and ultimately continue to lower the quality of local
imprints, if serious steps are not taken to address them.
The absence of BOB indexes in local imprints has serious implications.
First, the contents of an un-indexed book are almost hidden to readers/users
who may want to browse for one or two pieces of information and drop the
book. Second, it is also of little use to reference librarians who may browse
through the indexes and refer students to such a material. Thirdly, researchers
in a hurry to finish their work do not consult such books, because they would
not have the time to read through all the pages of the book to sieve useful
information. Such books are generally inadequate for academic use because
access to useful information is hampered.
Fourthly, it has been indicated that the use of cross-references helps to
bring together in the index all the related terms and concepts used in the text. In
this way it eases access to specific information in the text. But, the lack of such
a variable as found to be in Nigerian Published books hampers access to vital
information in the text.
63
Fifthly, lack of sub-headings or sub-entries hinders easy access to vital
information in the text. This is because, if after going through the index, the
user could not find a specific term in the index entries, he/she may abandon the
text, thinking that such a concept was not treated in the text. The academic use
of the material for study and research would thus have been seriously
compromised. The end result would be a dent on the integrity of the author and
the publishers because the work of knowledge they have published has limited
accessibility. Their efforts may be regarded as incomplete and the publisher is
seen as incompetent in publishing books without indexes.
Recommendations
Based on the findings and their implications, the following
recommendations are considered necessary.
I. With regard to un-indexed books/texts, the Nigerian National Library
and other stakeholders in this area, should set up a body that will assess
and control the publication of any book, to see that it measures up to an
acceptable standard with regard to inclusion of indexes before it is
published.
II. Based on the provision of basic indexing elements, Nigerian indexers,
Librarians and Information professionals should team up and establish
standard commercial indexing outfits to be staffed with professional
64
indexers similar to those seen abroad, who will carry out indexing
services of international standard.
III. Information professionals should, from time to time, carry out
enlightenment campaigns or seminars to which authors and publishers
would be invited. Such exposures would make the invitees to recognize
the importance of indexes in the books they write and publish.
IV. There is need for further studies of this subject, especially studies that
would involve comparative assessments of index qualities of local and
foreign books.
V. A bibliographic control and legal deposit system in Nigeria should be
revisited by Nigerian information scientists or whichever body that
handles this type of service, and then re-enforce the legal deposit law
again. This will help to put in place a library or a collection of local
publications which are very scarce in Nigerian libraries.
Limitations of the Study
This study was confronted with some challenges. The most pronounced
among them was first, getting the actual figure for the population of this study.
This turned out to be extremely difficult because there were hardly reliable
records of Nigerian imprints in all the libraries the researcher could visit
including the National Library, Abuja and its branch at Enugu. Secondly,
accessing locally published texts/books in the Natural Sciences posed even a
65
greater challenge. Surprisingly, even the locally published texts listed in the
National Bibliography of Nigeria were not available in the National Library,
Enugu, nor in the public and academic libraries, nor yet in the open market.
The fact that lecturers sell the books they publish by themselves made it
difficult to access locally published books. Against the backdrop of these odds,
the researcher resorted to accidental sampling. (see sample and sampling
technique in chapter three). However, this difficulty did not deter the researcher
from forging ahead. By resorting to accidental sampling, the researcher was
able to sample enough material for the analysis.
Suggestions for Further Research
By acknowledging the fact that there is no research that is
comprehensive or complete, the researcher therefore suggests that, based on the
findings of this study, more studies should be done in the following areas:
(1) A comprehensive analysis of BOB indexes of texts in other disciplines such
as the Arts and the Social sciences be done to find out if the deficiencies
discovered in Natural Sciences exist in such disciplines.
(2) A comparative study of texts in the Natural Sciences with those in the
Humanities, the Social Sciences and the Applied Sciences should be done.
(3) This work has focused on the indexes of Nigerian published books. The
researcher however suggests that a comparative assessment of the indexes of
66
both Nigerian and foreign texts be done in order to determine the areas of
differences and similarities.
Conclusion
From the analysis and discussion of the findings in this study, the
researcher is of the view that, a good number of locally published texts in the
Natural Sciences lack back-of-the-book indexes. Second, the majority of index
entries lack hierarchical construction of the access points, that is, the sub-
headings breaking off from the headings, and thus lacks semantic relationships.
They are rather like a list of words from the texts which could better be
described as concordance, with no synthetic or analytical structures. Thirdly,
locally published BOB indexes lack cross references- ‘see’- and- ‘see also’-
which help to network all the important concepts and nouns in the text-
together and also help to bring out related terms in the texts. Fourth, this study
has also shown that the general length statistics or depth of indexing is shallow.
Fifth, the study further determined that there are no staggering differences in
the indexes of secondary school texts and those of tertiary/GS texts/books.
The above deficiencies notwithstanding, one cannot state that the locally
published book indexes are outright failures. This is because they are actually
performing though only to some extent, the functions expected of them.
Probably this is why Connolly and Landeen (2000) argued that:
No statistic can summarize the appropriate exhaustivity or
specificity of an index, concepts that are more fully
67
summarized the usefulness and quality of the index and the
depth of coverage of the texts contents by the indexer…
The researcher can afford to reiterate that this work has been carried out
to find out the current state of the back-of-the-book indexes in local imprints
and also to determine whether or not there has been improvement following the
work of Daudu and Afolabi on the provision of indexes in locally published
books. Since there seems to have been no improvement in the status quo, the
argument of Connolly and Laudeen may be considered legitimate in this case.
That…(see quote above).
68
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APPENDIX 1
CHECKLIST FOR ASSSSING QUALITY OF BOOK INDEX
(1) Inclusion/Availability of Back of the Book Indexes:
(a) Available [ ] Not Available [ ]
(2) Provision of Basic Indexing Elements
(a) Availability of Introductory/scope Note:
Available [ ] Not Available
(i) Front matter Indexed (Indicated): Available [ ] Not Available [ ]
(ii) Back matter Indexed. (Indicated): Available [ ] Not Available [ ]
(iii) Maps, Charts and Illustrations Indexed: Available [ ] Not Available [ ]
(b) Use of Sub-Headings:
(i) Line by Line or indented [ ]
(ii) Run-on arrangement. [ ]
(iii) Use of ‘about,’ i.e. general information on top of a sub-heading.
Used [ ], Not Used [ ]
Level/extent of use of sub-headings:
(iv) No of indexed words with sub-headed entries. ----------------------?
(vi) No of words indexed without sub-heads. ----------------------------?
(c) Control Devices:
(i) Cross- references:
see [ ] (see also) [ ] multiple/ double posting [ ]
not available [ ]
ii) Locators:
(a) Strings of page numbers [ ], use of range version [ ]
73
(b) use of bold face locators available [ ] not available [ ]
(3) Index Density (Length Statistics)
(i) No. of index pages [ ]
ii) No. of text pages [ ]
iii)No of index locators [ ]
(iv) No. of text lines [ ]
(v) Percentage of Index to actual text [ ]
LocatorsofNo
LinesTextDensityIndex
.=
(4) Arrangement
(a) Filing Order:
(i) Alphabetical [ ] Chronological [ ]
(ii) Nouns separated from concepts [ ] concepts and nouns not separated [ ]
(iii)Arrangement by titles [ ] by concepts [ ]
(b) Pattern:
(i) Single line pattern [ ] double line pattern [ ] Triple line pattern [ ].