33
DEPARTMENT OF BIOLOGICAL AND ENVIRONMENTAL SCIENCES ASSESSING THE CONNECTION BETWEEN NEGATIVE RUN-OFF TRENDS AND LAND USE CHANGE A study in the Brazilian Cerrado Lucas Guimarães Gebrim Degree project for Master of Science (120 hec) with a major in Environmental Science 2019, 120 HEC Second Cycle

ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

  • Upload
    others

  • View
    0

  • Download
    0

Embed Size (px)

Citation preview

Page 1: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

DEPARTMENT OF BIOLOGICAL AND ENVIRONMENTAL SCIENCES

ASSESSING THE CONNECTION BETWEEN NEGATIVE RUN-OFF TRENDS AND LAND USE CHANGE A study in the Brazilian Cerrado

Lucas Guimarães Gebrim Degree project for Master of Science (120 hec) with a major in Environmental Science 2019, 120 HEC Second Cycle

Page 2: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

2

Abstract

The cerrado Region has been subject to rapid land use change in the last century. At the same

time, river run-off (R) has been decreasing significantly in several basins, going against the

trend that deforestation usually increases it. This study used the Budyko Framework to

analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

to the land use change they went through in the works time frame (1985-2017). The Budyko

curve help to assign changes in the actual evapotranspiration (AET) to landscape driven

processes and comparing it to changes in potential evapotranspiration (PET) and precipitation

(P). The results show that the Sapão River basin had a run-off decrease (-32%) that could be

assigned to land use change since the basin was mainly converted into crops (increase of

31%). For Sapão, there was an increase in the actual evapotranspiration with a decrease in the

aridity index (PET/P) that could be observed in the unexpected movement in Budyko space

(consisting of a x-axis with the aridity index and a y-axis with the actual evapotranspiration

index) Land use change would then be the cause for the increase in AET. For Manuel Alves,

Santa Tereza and Alpercatas river basins the same pattern was not observed. The movement

was along the Budyko Curve assigning to climate change the downward trends in river run-

off. They had large parts of their land cover consisting of pasture (39%, 18% and 26%,

respectively) which did not affect the landscape driven evapotranspiration. The Budyko

movement direction for the three basins show warming with increased actual

evapotranspiration and aridity index. The conclusion is that land use explains the changes

only for Sapão, leaving the remaining three basins run-off decrease to be explained by

climatic changes according to the results observed in the Budyko Curve.

Page 3: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

3

Contents

Abstract ...................................................................................................................................... 2 

1.  Introduction ........................................................................................................................ 5 

2.  Background ......................................................................................................................... 5 

2.1 An overview of the cerrado biome ................................................................................... 5 

2.2 Agricultural expansion in the cerrado region ................................................................... 7 

2.2 Using a planetary boundaries perspective ........................................................................ 7 

2.3 Connections between evapotranspiration, land use changes and run-off ......................... 8 

2.4 The Budyko framework ................................................................................................. 10 

3.  Methods ............................................................................................................................ 13 

3.1 Estimating annual run-off, precipitation and climate data ............................................. 13 

3.2 Calculating land use change ........................................................................................... 14 

3.3 Understanding hydrological change through the Budyko framework ........................... 15 

3.4 Understanding hydrological change through the landscape driven evapotranspiration

Index ..................................................................................................................................... 16 

4.  Results .............................................................................................................................. 17 

4.1 Trends in climatic data ................................................................................................... 17 

4.2 Movements in Budyko space ......................................................................................... 21 

4.3 Land use change ............................................................................................................. 24 

5.  Discussion ......................................................................................................................... 25 

6.  Conclusions ...................................................................................................................... 29 

7.  Uncertainties and recommendations ................................................................................. 29 

8.  Acknowledgments ............................................................................................................ 30 

9.  References ........................................................................................................................ 30 

Page 4: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

4

List of Names

ANA – The National Agency of Water in Brazil – Hydrological and Precipitation data was

gathered from the HIDRO platform on the website.

INMET – National Institute of Meteorology – Climatic data was gathered from the website’s

data base.

MapBiomas Project - is a multi-institutional initiative to generate annual land cover and use

maps using automatic classification processes applied to satellite images. The complete

description of the project can be found at http://mapbiomas.org.

Page 5: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

5

1. Introduction

The cerrado Biome in Brazil has been going through a fast process of deforestation and land

conversion into agriculture and pastures. The consequences of such changes are unknown,

but there could be many more. A current trend that has been observed in many basins is the

decrease in run-off, that could be happening for reasons including land use change, climate

change and farm irrigation, which may be increasing evapotranspiration.

This run-off decrease, and consequent increase in evapotranspiration, is one of many stressors

suffered by the planet caused by the exploitation of natural resources in several systems, as it

can be seen in Rockström’s (2009) Planetary Boundaries concept. That concept identifies

nine planetary boundaries, essential for the maintenance of life on Earth, that should not be

transgressed. This work took inspiration in two of the boundaries – global freshwater use and

land use change – which according to the Planetary Boundary concept are not operating in a

safe space .Although the boundaries do not account for regional differences and small scale, I

choose to join them because those boundaries should ideally be analysed together, due to the

fact that on a small scale several basins are stressed and probably reached their own high risk

point (Steffen et al., 2015) when looking at both boundaries.

The aim of this work is to identify whether changes in run-off could be due to changes in

climatic conditions or to changes in the landscape, such as deforestation and land conversion

into cropland and pasture. The hypothesis is that land conversion has been one of the main

responsible factors for the recent changes observed, since agriculture appears to be one of the

main drivers of the transgression of planetary boundaries.

2. Background

2.1 An overview of the cerrado biome

The study is based on the Brazilian cerrado (Figure 1) which is the second largest biome in

the country, occupying 15 states and approximately 24% of the country’s area, totalling

2,036,448 km2 (IBGE, 2004). It is the most biodiverse savannah in the world and considered

a global hotspot of biodiversity (Myers et al., 2000), which are places of high concentration

of endemic species. Thirty percent of the Brazilian species inhabit the biome (Françoso et al.,

2015). The climate in the cerrado is mainly tropical with a dry season (May to October) and

annual precipitation between 1100 and 1600 mm depending on the region (Ferreira & Huete,

2004). The average annual temperatures of the studied basins varied between 24 and 27°C.

Page 6: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

6

Figure 1: The Brazilian cerrado Territory.

The natural vegetation is heterogeneous and can be divided into three main natural vegetation

types – forest, savanna and grassland formations - and two anthropogenic types – crop

cultivation (agriculture) and pastures. This studied used those vegetation types when

classifying land use change. The four selected basins are all within the biome.

Figure 2: The vegetation gradient of the cerrado including its three main formations and its subtypes.

Adapted from Schwieder et al (2016).

Page 7: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

7

2.2 Agricultural expansion in the cerrado region

Initially, the biome was considered uninteresting for agriculture due to its acidic soils

(Blancaneaux et al., 1993). The lack of interest started to change with the advances in the

agricultural techniques brought in the 20th century with fertilization techniques that helped

improving soil fertility. There was also an active effort from the government to expand the

economic development from the heavily populated coastal zones to the country’s hinterland

with the construction of Brasília, during the 60s (Ganem et al., 2008). The combination

between technology development and government action opened the eyes of farmers coming

from all parts of the country to start exploring the region and expanding the agricultural

frontier of the country to a part that had been heavily forgotten until then.

The government initiatives together with the agricultural progress proved efficient and it is

estimated that the biome has lost at least 50% of its original coverage to agriculture and

pasture, playing a strong role in the deforestation (Espírito-Santo et al., 2016). In 2012, the

cerrado was already responsible for 70% of Brazilian food production (Wickramasinghe et

al., 2012) and nowadays “it accounts for 95% of the total cotton, 54% of soybean, 55% of

beef, and 43% of sugarcane produced in Brazil” (Gomes et al., 2019). It also accounts for

35% of the country’s cattle, which occupies 560,000 km2 of pastures (Santos & Costa, 2018).

The pastures are not usually covered with native grasses. Instead, they are usually cultivated

with the Bracchiaria genus, a high productivity grass associated with soil degradation (de

Oliveira et al., 2004) and high responsiveness to weather variability (Meirelles et al., 2011).

The region is currently a significant part of the global food chain, which comes with

environmental costs such as deforestation, chemical and pesticide pollution, soil degradation

and others (Espírito-Santo et al., 2016; Gomes et al., 2019)

2.2 Using a planetary boundaries perspective

Climate change is one of the main threats for our planet and its effects can be seen and

identified not only through elevations in the average mean temperatures of the globe, but also

through the chain of effects that this temperature elevation causes in the environment.

According to the fifth assessment report released by the Intergovernmental Panel on Climate

Change the planet could have its average temperature increased by 1.5°C to 4.5°C in the next

century (IPCC, 2014).

Page 8: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

8

An interesting way to see this study is through the concept of planetary boundaries

(Rockström et al., 2009). The boundaries are a compilation of nine thresholds that are

important for life on earth. It also quantifies whether we are operating into a “safe space”, or

in other words, a sustainable space for humanity to continue to thrive on. Two of those

boundaries are very important for this work, as said in the introduction: freshwater use and

land system change. In Rockström’s (2009) work, those boundaries are already in a high risk

zone. The fact that Rockström’s work only considers the global scale risk led to criticism

since it did not consider regional scales (Steffen et al., 2015). By using the criticism and

applying it to the scope of this work, an important question could be subsequently raised – is

the biome itself operating in a safe space regarding its land system change and freshwater

use? And how do the two relate?

Brazil is a country rich in freshwater resources, but unfortunately most of the water is

concentrated in the Amazon River Basin. However, the cerrado also plays an important role

in the hydrological cycle of the country, containing eight of the twelve main basins of Brazil

within its territory (Oliveira et al., 2014), giving the region the nickname of “the source of the

waters”. This water is used as supply for industries and population, hydropower generation

and irrigation. The importance of the region can be even more highlighted when considering

that the Guarani aquifer, one of the biggest in the world has almost half of its territory located

within the biome’s borders (Wendland et al., 2007).

The scale of the land use modifications that happened in the cerrado (loss of almost 50% of

its initial natural coverage) are certain to have a high impact in the dynamics of the biome.

Studies found the land use changes had a high potential of interference in the chemical,

biological and physical balance of streams (Gücker et al., 2009), therefore compromising

freshwater availability. For the scope of this work, the focus will be on hydrological changes,

including both river run-off and land evapotranspiration (ET).

2.3 Connections between evapotranspiration, land use changes and run-off

Land cover has a big influence in how the water that is stored or entering a system will be

infiltrated into the soil or evaporated (Reguees et al., 2018; Sterling et al., 2012). However,

the results can be contradictory and with several sources of uncertainty, such as wrong

estimations in hydrological data. The fact that the system can be modified by an array of

other influences which are not shown in the data (Oliveira et al., 2014) is also a source of

uncertainty for studies in this field.

Page 9: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

9

Several studies show an increase in run-off being caused by deforestation. Levy et al. (2018)

studied 324 basins in the cerrado from 1950 to 2013 and found that deforestation increased

run-off by an average of 0.76 mm/year2. Another study found an increase in 25% in river

discharge between 1970 and 1990 (Coe et al., 2011) for the Araguaia River, Brazil, and the

same happened in the Nam Pong catchment in Thailand, where run-off increased by 15%

from 1987 to 1995, with a reduction in natural vegetation cover from 80% to 27% (Wilk et

al., 2001).

It is well-known that in several cases land use conversion from natural vegetation to

agricultural land or pastures decreases ET and potentially leads to increases in run-off.

However, that is not always the case. In a study by Oliveira (2014), decreases in run-off were

found for some major basins in Brazil while for others there was no change (it is important to

notice that precipitation did not present any significative trend). Oliveira et al. (2014) found

that crops would present a reduction in evapotranspiration in the first year, but from the

second year on they would equal the evapotranspiration of the natural vegetation. It is

important to highlight that evapotranspiration is crop dependent and varies greatly (Figure 3).

An example of that is a study using sugar cane. The crop showed similar evapotranspiration

levels when comparing to the natural vegetation (Loarie et al., 2011).

Figure 3:Adapted from Oliveira et al. (2004). Different evapotranspiration values according to land

cover. Cerradão and cerrado sensu strictu denso are forest formations.

Apart from being crop dependent, the type of coverage that existed prior to the conversion is

also a key factor when analysing the changes in run-off and evapotranspiration for a basin,

especially when investigating the potential role of evapotranspiration in the change. A global

analysis by Sterling et al. (2012) reveals that overall terrestrial evapotranspiration is

decreasing at an annual average of 5.4%. However, when looking at irrigated croplands, there

is an increase of 1.1% in evapotranspiration. By stratifying by types of land cover, when the

conversion is made from forest formations, the increase in evapotranspiration compared to

Page 10: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

10

the average was 4%. And from grassland formations the increase in evapotranspiration is

10% annually. If the conversion is done to pastures instead – in the cerrado case they are

mostly cultivated pastures – there are significant decreases, 32% for forest formations and 7%

for natural grassland. The study does not consider savanna formations, an important part of

the present study.

Other factors like dams and irrigation could also contribute to the increases in evaporation.

Lathuillière et al. (2018) analysed ET in rain fed and irrigated croplands and found higher

values of yearly average ET (982 ± 119 mm y -1) for irrigated cropland when compared to

transition forest (965 mm y -1) and cerrado forest and grassland mix (927 mm y -1). Rain fed

croplands (801 ± 187 mm y -1) show a significant value proving that irrigation can be a major

influence in the ET levels.

2.4 The Budyko framework

To study catchment behaviour and its relations with land use change it is necessary to

understand how the water fluxes are distributed through the system. Precipitation plays a key

role in the system since is the main input of water, which can be divided mainly into run-off,

actual evapotranspiration (AET) and storage (Fernando Jaramillo & Destouni, 2014).

Figure 4: Budyko’s framework and curve. Line A–B defines the energy-limit to evapotranspiration,

and line C–D defines the water-limit. Figure taken from Donohue, et al. (2007).

Page 11: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

11

A very powerful tool to assess how the distribution of water changed in a system is the

Budyko Framework and curve (Figure 4). Scientist Mikhail Budyko (1920-2001) wrote and

published in 1974 a work with the name Climate and Life (Sposito, 2017). The book

contained a framework that, among other calculations, would take average precipitation data

for a catchment and partition into average evapotranspiration and average run-off (Donohue

et al., 2007). It consists of a series of equations used to help determine the allocation of water

into the basin system (Sposito, 2017). The result of the calculations results in a graph, the

Budyko space or the heat and water balance of the Earth (Budyko et al., 1974), used to

identify whether the system is limited by water availability or energy.

The Budyko space consists in two axes containing the Dryness Index (x-axis), which includes

potential evapotranspiration (PET) and precipitation (P), and the Evapotranspiration Index (y-

axis), consisting of actual evapotranspiration (AET) and P. One of the uses of the Budyko

space is to understand if changes in water fluxes on land (ET or run-off) are mainly climate-

driven or landscape-driven. Jaramillo and Destouni (2014) found that most changes in water

partitioning in basins worldwide cannot be solely explained by climate change.

The classic way to analyse whether change is due to climate or landscape influences is by

looking into how a point in the graph (Figure 4) (positioned according the AET/P and PET/P

values of a basin) moves in a two time periods comparison. The movement direction of the

point is then assigned an angle considering the y-axis as the start (0° and going clockwise). A

movement of the point within the space of 270°-360° and 90°-180° (movement that does not

go along the line in Figure 4) would represent landscape influences inside of the basin. This

happens because ideally, AET/P and PET/P would increase or decrease together, however if

they show different upwards or downwards changes, there should be a landscape factor

influencing evapotranspiration on the basin.

This type of analysis can be extended even further to separate human influence in run-off

from climate change influence (Arora, 2002) when the movement deviates from the expected

curve. Jiang et al. (2015) applied Budyko equations to differentiate drivers of changes in run-

off in the Weihe River Basin in China. The paper used a run-off sensitivity method which

subtracted the change in overall run-off to the climate change related run-off results to figure

what was the landscape-driven contribution to the overall change (Jiang et al., 2015). It was

found that climate change was the main influencing factor for changes in run-off in the basin,

but it was followed closely by landscape influences.

Page 12: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

12

Another example also uses the movement in Budyko space to study changes in ET for three

different ecosystems in Sweden – mountains, forests and agricultural lands. The results in

Budyko movement helped the researchers identify how the Swedish ecosystems have been

behaving and concluded they have been moving closer to the water and energy limit defined

by the Budyko space (Velde et al., 2014). With the overall increase in precipitation, it was

concluded that in mountains, for example, evapotranspiration did not increase, resulting in

bigger run-off.

The Budyko framework can also be used to study effects of biomass change on ET, such as

the increase in the Swedish forest’s biomass, which has been increasing. A study by Jaramillo

et al (2018) aimed to investigate “the dominating effect(s) of forest change on

evapotranspiration by studying changes in the ratio of actual evapotranspiration to

precipitation” and used the Budyko curve to understand the behaviour by also looking at the

movement of the points through the time period. From the hypotheses raised to justify the

changes in evapotranspiration the most accepted one was that standing forest biomass was

most likely the reason for the observed changes in AET. The movement in Budyko space

could not be explained by changes in climate leaving landscape influences as the main factor.

It is also important to notice that the Budyko Framework follows a Darwinian approach in

hydrology, which “seeks to explain the behaviour of a hydrologic system as a whole by

identifying simple and robust temporal or spatial patterns that capture the relevant processes”

(Wang & Tang, 2014). This simple approach allows for broad understanding of the system.

The Darwinian type of approach has been criticized for lack of understanding of the

hydrological processes in the basins, presenting a simplified version attached to time. A more

thorough analysis would be called Newtonian, which is independent from an specific time

frame (Wang & Tang, 2014). Another criticism that can be draw is the fact that the Budyko

equations fail to include influences of vegetations characteristics and dynamics –

photosynthesis, leaf area index and others – with some of the literature advocating for their

inclusion (Donohue et al., 2007; Zhang et al., 2016), in order to take into account change in

vegetations throughout the time scale used.

Page 13: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

13

3. Methods

3.1 Estimating annual run-off, precipitation and climate data

Run-off (Q) data is widely available in Brazil through the National Agency of Waters (ANA).

The data is collected through fluviometric stations installed at the streams and made available

through an online platform called HIDRO (2019). The data was downloaded as

georeferenced files for ArcGIS and several filters were applied to the material when selecting

the stations, since the database included all stations in the country. The filters were all

performed through ArcGIS and were done in the following order: firstly, the stations were

filtered geographically, keeping only the stations contained within the limits of the cerrado

Region. Afterwards, stations that had a data series from 1985 (which was the time period of

land cover data), and an area greater than 1000 km2 were selected. The stations fulfilling the

requirements totalled 346 possible catchments.

For the collected climatic and run-off data, the following calculations were done: annual Q

was calculated after transforming the original monthly data (m3/s) to mm. Annual

precipitation (P) was calculated from adjacent pluviometric stations by summing the monthly

data and average temperature (T) was calculated with data from the National Institute of

Meteorology (INMET) by taking the nearest station. None of the meteorological stations for

temperature coincided with the selected basins and for this reason the nearest station was

selected (Table 1), assuming there were non-significant climatic differences. The results

gathered can be seen in Table 1.

Table 1: Basin size and average climatic data for the selected catchments: Sapão, Manuel Alves,

Santa Tereza and Alpercatas.

Sapão Manuel Alves

Santa Tereza

Alpercatas

Avg. T (°C) 25.3 26.2 26.2 26.3 Avg. P (mm) 985.7 1486.8 1302.6 1095.9 Avg. R (mm) 144.8 497.1 333.1 144.5

Size (m²) 7000 1070 1652 1359

Distance to Climatic Station (km)

153 65 39 51

Page 14: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

14

Trends in the data were calculated using a regression analysis in order to check if the

observed declines were significant. The gathered data was used to calculate the following

variables:

325 21 0.9 . 1

Langbein (Langbein, 1949) was used to calculate Potential Evapotranspiration (PET) (Eq. 1)

Actual Evapotranspiration (AET) was calculated by subtracting the Q from P and assuming

the difference would be the AET and that changes in soil storage (Δs) would be negligible

because of the long time period applied, the size of the basins and by assuming that there is

not groundwater of transfer between the catchments analysed and their neighbouring

catchments (Pike, 1964), as seen in Eq. (2)

– . 2

3.2 Calculating land use change

The process used to calculate land use change was divided in several stages. Firstly, it was

necessary to find all basins containing at least one of the relevant fluviometric and

pluviometric stations. This was achieved by using ANA’s Portal for Open Data, which

provides users with a large amount of geographic information regarding Brazilian hydrology.

The government agency uses the Otto Classification System (Silva et al., 2008) for the

Brazilian basins, which has different levels depending on which position the stream occupies

in the basin. For this work, the fifth level was selected because it matched the scale of most

basins and the area requirement of over 1000 km2. Level one would have returned only the

country’s eight main basins, while level eight would have returned only micro basins. The

shapefile with the basins was again filtered to delete outliers with a size smaller than 1000

km2 and matched with the stations.

The classified maps were collected from the MapBiomas project (2019). The maximum time

frame allowed was 33 years (1985-2017) and it was the limiting factor for the time period

that could be covered by this study. The provided data is divided in 33 different

classifications, from which seven are considered relevant land use fractions (RLUF) to this

work and these were further grouped into three broader categories: natural vegetation, pasture

and agriculture (Figure 4). The selection was done due to their high probability of influencing

run-off and evapotranspiration on a land use perspective. The basins were required to have at

Page 15: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

15

least: 80% of their area consisting of a mix of the RLUFs. Natural vegetation should

represent at least 50%. A minimum of 25% negative change in natural vegetation that did not

happen in the first or last five years of the series, was also a requirement. The last one was a

threshold of at least 20% negative change in natural vegetation. Ten stations fulfilling the

requirements were selected; the low number was due to limited time series for most basins.

Figure 5: The seven relevant land use fractions (RLUF) according to the scope of this work. Basins

were required to have over 80% of their area containing a sum of the seven categories. Those

categories were relevant due to the high probability they can influence run-off and evapotranspiration

on a non-urban perspective.

From the 10 stations that were suitable according to the land use criteria, only four had

consistent climatic data that could be used for the work, the others were excluded mainly

because of big data gaps in the years. The four selected basins – Sapão, Manuel Alves, Santa

Tereza and Alpercatas – had complete datasets for temperature, run-off and precipitation

making them a perfect match to the study.

3.3 Understanding hydrological change through the Budyko framework

Finally, the Budyko space was used to assign run-off change to either climate or landscape

drivers of change. This was made possible by studying the location and movement of the

basins with respect to the water or energy limits (Figure 4) (Donohue et al., 2007).

For this work, data from the study basins was plotted into the Budyko space in order to

understand how the basin changed using averages values of AET/P and PET/P from the first

10 years of the series (1985-1994) and the last 10 years (2008-2017). The angle of movement

Page 16: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

16

from the first time period average to the last, gave clues on basin behaviour. A Budyko curve

was also drawn for each basin using the Turc (1953) equation (Equation 3) for AET/P using

the average precipitation of each basin as P. Then random PET/P values were generated by

using random numbers from 0 to 4000 as PET.

0,9

. 3

3.4 Understanding hydrological change through the landscape driven

evapotranspiration Index

Finally, Estimated climate-driven Evapotranspiration (EET; i.e. the Budyko curve) was

calculated based on Turc (1953) and Pike’s (Pike, 1964) equation (4):

1

1

. 4

The importance of understanding the impact of landscape driven changes in the partitioning

of the water inside of the basin system was already identified through the Budyko Space. The

use of the Residual or Landscape driven Evapotranspiration Index (LET) (Fernando Jaramillo

& Destouni, 2014) was chosen in order to quantify how much water was being used by the

system after subtracting the evaporation caused solely by climatic reasons (EET) from AET

(Equation 5) and being able to show it on a year by year method.

5  

If there are no landscape interferences, LET/P should be close to zero. The method is a good

way to interpret changes in Budyko Space. One example is when unusual behaviour in the

Budyko space is identified - unusual behaviour would be defined as the plotted point not

moving along the line - LET/P can be used to quantify how much of a change in AET/P that

is due to changes in the landscape. The 5-year moving averages were used to reach steady-

state conditions, i.e., to assume that storage is negligible, to smooth the data and facilitate

graphic visualization. Figure 6 is showing a conceptual model of all materials and methods

used to gather and analyse the data present in this work. 

Page 17: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

17

Figure 4: Model containing all inputs used to calculate the relevant information for the work.

4. Results

4.1 Trends in climatic data

Each basin (Figure 7) was assessed in order to understand the characteristics of the study sites

(Figure 5) and to find significant trends of increase or decrease of climatic data over time

(Table 2). All basins had similar annual mean temperature, but precipitation and its

partitioning into run-off varied significantly, with more than 500-mm difference in

precipitation between the driest (Sapão) and the rainiest (Manual Alves) sites. Run-off

temporal patterns also differed greatly; the sites with higher run-off (Manuel Alves and Santa

Tereza) had the biggest interannual variations (Figure 8), while the opposite was the case for

the sites with low run-off (Sapão and Alpercatas).

Page 18: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

18

Figure 7: Location of Sapão, Santa Tereza, Manuel Alves and Alpercatas River Basins within the

cerrado Biome.

It is important to notice that according to the Otto classification (Galvão & Meneses, 2005)

used by the National Agency of Waters, even having different sizes, all 4 streams occupy the

same position (5) in the macro basin hierarchy which they belong to. This means there are 4

rivers downstream before the basin reaches the sea.

Table 2: Significance (p-value) for temporal trends in climatic data, run-off. The tests were made on

yearly data from 1985 to 2017 for all 4 catchments. Temperature data for Manuel Alves and Santa

Tereza were extracted from the same meteorological station which explains same values.

Page 19: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

19

There was a significant run-off decrease over time in all basins (Table 2). Temperature had

significant increases in the Sapão and Alpercatas Rivers, which explain the corresponding

increases in PET (temperature is the only input in Eq. 1). Manuel Alves River and Alpercatas

were the only basins to present a significant decrease in precipitation.

Table 3: Run-off statistics for the four catchments. Statistics were calculated from year averages and

losses were calculated using averages from first and last 10 years of the series. The averages were

then subtracted and divided by the total amount of years.

Basin Run-off (mm) Sapão

River

Manuel Alves

River

Santa Tereza

River

Alpercatas

River

Average 144.46 497.14 333.15 144.51

Maximum 204.26 900.64 726.22 210.42

Minimum 56.32 122.49 92.15 95.39

Average 1985-1994 162.82 588.11 410.89 167.67

Average 2008-2017 111.11 408.97 268.54 124.00

Average Loss (%) -32% -30% -35% -26%

Average Loss (mm/year) -1.57 -5.43 -4.31 -1.32

In order to quantify the significant run-off decrease found, 10 years averages were compared

between the first and last 10 years in the period (Table 3). The basins combined had a 31%

average decrease. The averages show a clear decrease for all basins. Another important factor

to highlight is that the minimum run-off values were registered in the last two years of the

series for all basins, except Sapão. (Figure 8). Sapão and Alpercatas also present very low

annual runoff variation in Figure 8. The reason behind that could possibly be partially

assigned to the lower yearly precipitation averages for the two when compared to Manuel

Alves and Santa Tereza (Table 1). The drier catchments would be harder to reach the

saturation point in their soils. No other reasons were identified to understand the behaviour

but there should be further investigations in the reasons why the basins present such

behaviour. It is also important to notice that the runoff data share an axis with precipitation,

when the axes are divided the variability between the years is more visible.

Page 20: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

20

Figure 8: Climatic Data for the study basins, years with lack of data were excluded from the analysis.

Page 21: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

21

4.2 Movements in Budyko space

0

0,2

0,4

0,6

0,8

1

1,2

1,4

0 0,2 0,4 0,6 0,8 1 1,2 1,4 1,6 1,8

Eva

pot

ran

spir

atio

n I

nd

ex (

AE

T/P

)

Aridity Index (PET/P)

Budyko Movement - Sapão River

1985-1994

2008-2017

Water Limit

Energy Limit

Budyko Curve(Turc)

0

0,2

0,4

0,6

0,8

1

1,2

1,4

0 0,2 0,4 0,6 0,8 1 1,2 1,4 1,6 1,8Eva

pot

ran

spir

atio

n I

nd

ex (

AE

T/P

)

Aridity Index (PET/P)

Budyko Movement - Manuel Alves River

1985-1994

2008-2017

Water Limit

Energy Limit

Budyko Curve(Turc)

0

0,2

0,4

0,6

0,8

1

1,2

1,4

0 0,2 0,4 0,6 0,8 1 1,2 1,4 1,6 1,8Eva

pot

ran

spir

atio

n I

nd

ex (

AE

T/P

)

Aridity Index (PET/P)

Budyko Movement - Santa Teresa River

1985-1994

2008-2017

Water Limit

Energy Limit

Budyko Curve(Turc)

Page 22: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

22

Figure 5: Budyko movement for Sapão, Manuel Alves, Santa Tereza and Alpercatas rivers basins. The

data points represent average values for the first and last 10 years of the 1985-2017 period. The

arrow shows the direction of movement.

The Budyko curves for each basin were created and the average for the first and last 10 years

of the series were plotted in the Budyko space. The movement direction helps to identify how

the basin behaviour changes over time. A movement between 90° and 180° and 270° and

360° always indicates a landscape influence, when 0° starts at the y axis and is counted

clockwise. A value between 90° and 180° also implies positive LET/P

Sapão River Basin

The movement in Budyko Space for Sapão (between 270˚ and 360˚) (see Figure 9) shows a

decrease in the aridity index (PET/P) and an increase the evapotranspiration index (AET/P).

In that sense, the decrease in the aridity index for the basin would mean the basin got more

humid, with a bigger part of the water partitioning going to evapotranspiration rather than

runoff. However, the increase in AET/P contradicts the expected results. The results indicate

a landscape influence since a bigger part of the water present in the system is being taken up

by ET than before. 

Manuel Alves, Santa Tereza and Alpercatas River Basins

Differently from Sapão, the other rivers had a similar pattern on their Budyko movement,

following the curves predicted by climatic change only (see Figure 9). The movement clearly

shows that both AET/P and PET/P increase for the basin. The increase in PET/P means that

the basins got drier, or, that the amount of precipitation going into ET increased. The data for

AET/P validates the PET/P values with the correspondence from in situ data.

0

0,2

0,4

0,6

0,8

1

1,2

1,4

0 0,2 0,4 0,6 0,8 1 1,2 1,4 1,6 1,8Eva

pot

ran

spir

atio

n I

nd

ex (

AE

T/P

)

Aridity Index (PET/P)

Budyko Movement - Alpercatas River

1985-1994

2008-2017

Water Limit

Energy Limit

Budyko Curve(Turc)

Page 23: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

23

Concluding, there is an indication that the Sapão Basin has abnormal behaviour compared to

the others. Nevertheless, all basins register an increase in AET/P, placing them closer to the

water limit of the systems.

Figure 6: 5-year moving averages for the 4 studied basins. 5-year moving averages were calculated

from AET/P and EET/P. The difference between the two results in LET/P. Positive temporal trends in

LET/P indicate that a landscape driven evapotranspiration change is present.

After observing the Budyko space for each basin. A further analysis method to help

illustrating the changes in the basins on a year by year scale. The landscape driven

evapotranspiration index (LET/P) is the difference between the actual evapotranspiration

index (AET/P) and the estimated climate driven evapotranspiration index (EET/P). In this

case, EET includes also precipitation data for the basins in its calculations, while the

calculations before only used temperature to calculate PET. These analyses are smoothed and

calculated yearly. It is important to notice that there is significant uncertainty leading this

method. It serves more as a yearly insight of how the basins changed. The results gathered

on LET/P (Figure 10) show shows positive LET/P for Sapão and Alpercatas, indicating

landscape influence, and a negative one for Manuel Alves and Santa Tereza, indicating a

climatic influence. However, the differences are too small to be further analysed.

Page 24: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

24

4.3 Land use change

The result from the land use changes using the classified maps from the Mapbiomas Project

revealed a very diverse set of basins, but overall there was significant reduction in the natural

vegetation and increase on anthropogenic influence, when considering the relevant land use

fractions (RLUFs). The initial average for all basins was an 86% coverage consisting of

forest, savanna and grassland (natural vegetation) in 1985. In 2017, the value had been

reduced to 62% and the loss of natural vegetation was rather similar in all basins (declines of

19-31% of total land area). All basins had an average of 21-26% forest formation cover at the

beginning, while savanna (41-70%) and grassland (2-21%) fractions varied greatly between

basins. Overall, Sapão mainly lost forests and gained croplands while the other tree basins

mainly lost savannah to pastures.

Sapão River Basin

In 1985, the natural vegetation land cover for Sapão consisted mainly of savanna (42%),

while forest (26%) and grassland (21%) had similar values (Table 3). The anthropogenic

RLUF was only represented by crops (12%) (Table 4). The main losses were in forest

formations, with -17%, and the main increase came from crops with a 31% positive change.

Manuel Alves River Basin

In 1985, the natural vegetation land cover for Manuel Alves consisted mainly of savanna with

55%. Forest formations comprised 21% of the land cover while grasslands comprised only

2% (Table 3). The anthropogenic RLUF was comprised by crops and pasture, with 12% and

10% respectively. The main losses were in savanna formations, with -20%, and crops loss of

-8%. The main increase came from pasture, which gained 29% in land cover since 1985

(Table 4).

Santa Tereza River Basin

The natural vegetation land cover for Santa Tereza consisted in 1985 mainly of savanna with

70%. Forest formations comprised 26% of the land cover while grasslands comprised only

2% (Table 3). The anthropogenic RLUF was represented only by a small 2% coverage of

crops. The main losses were in savanna formations, with -13%. Forest formations lost 6% of

the original coverage. The main increase came from pasture, which gained 18% in land cover

since 1985 (Table 4).

Page 25: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

25

Alpercatas River Basin

In 1985, the natural vegetation land cover for Alpercatas consisted of savanna (41%), forest

(21%) and grassland formation (18%) mix (Table 3). The anthropogenic RLUF shows a good

degree of anthropization with a 13% crop and 6% pasture coverage. The losses were well

distributed: savanna formations lost 13% of its land cover, savannas lost 6% and grasslands

lost 8%. Those landcovers were replaced with pasture, which gained 26% in land cover, and

crops, which gained 3% since 1985 (Table 4).

Table 3: Land use change for natural vegetation classes from 1985 to 2017.

Basin Forest Formation Savanna Formation Grassland Formation

1985 2017 Change 1985 2017 Change 1985 2017 Change

Sapão River 26% 9% -17% 42% 35% -7% 21% 14% -7%

Manuel Alves River 21% 19% -2% 55% 35% -20% 2% 3% 1%

Santa Tereza River 26% 20% -6% 70% 57% -13% 2% 2% 0%

Alpercatas River 21% 15% -6% 41% 32% -10% 18% 11% -8%

Table 4: Land use change for anthropogenic classes from 1985 to 2017.

Basin Crops Pasture

1985 2017 Change 1985 2017 Change

Sapão River 12% 43% 31% 0% 0% 0%

Manuel Alves River 12% 4% -8% 10% 39% 29%

Santa Tereza River 2% 4% 3% 0% 18% 18%

Alpercatas River 13% 16% 3% 6% 26% 20%

5. Discussion

Some of the basins found suitable for this study presented partially different behaviour

separating it from the others. For this reason, it was necessary to divide this discussion

analysing the basin by behaviour instead of analysing them together. Sapão results are

discussed separately, while Manuel Alves, Santa Tereza and Alpercatas results are interpreted

together.

Sapão River Basin

Page 26: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

26

When analysing Sapão River Basin it is important to highlight the fact that it was the only

basin to present a Budyko Movement going on a direction between 270˚ and 360˚ (Figure 9).

Jaramillo and Destouni (2014) explain that a move in this direction can only mean that the

basin has increased evapotranspiration by drivers other than climate change, such as changes

in the landscape or vegetation. That indicates a positive landscape effect on ET exists,

causing more of precipitation ending up in ET rather than run-off.

A part of this work is understanding if there is a landscape factor altering the basin’s

behaviour. The influence of landcover in evapotranspiration plays a strong role (de Oliveira

et al., 2004; F. Jaramillo et al., 2018; Loarie et al., 2011), particularly for a basin which is

completely covered by vegetation. The land cover change throughout the years could be one

of the main reasons behind the observed trend. For this basin, there is a big decrease in forest

cover (17%) and smaller decreases for savanna (7%) and grasslands (7%). The natural

vegetation is then completely replaced by crops (31%) (Tables 3 and 4).

The replacement of natural vegetation (forest, savanna and grasslands) by crops can provide

an insight into what happened with the basin. Crops in the region are usually irrigated at

some level and depending on the crop they can evaporate as much or more as the natural

vegetation it replaced. The results are aligned with Loarie et al. (2011) which confirms that

when natural vegetation is converted into sugar cane, as an example, the evapotranspiration

levels are similar. Oliveira et al. (2014) also show similar results, showing a decrease in ET

in the first year followed by a return to original levels in the following years. Lathuillière et

al. (2018) with the research in the state of Mato Grosso shows higher average yearly ET for

irrigated crops than for transition forest and cerrado. The high AET in Sapão could, therefore

represent a sign of irrigated crops. It is important to notice that the forest formation in the

region is not the typical tropical rainforest, therefore, less evapotranspiration is expected

when comparing to the Amazon, for example.

Manuel Alves, Santa Tereza and Alpercatas River Basins

The basins of the Manuel Alves, Santa Tereza and Alpercatas rivers showed similar declines

in precipitation, with Manuel Alves having the most significant decrease in precipitation

(Table 2).

The three basins present several similarities which justify analysing them together. When

examining run-off decrease trends, the basins have significant decrease (Table 2). Also, their

position in Budyko space move similarly, along the curve. A movement along the curve does

Page 27: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

27

not point to any landscape influence in the water partition for the basin (Fernando Jaramillo

& Destouni, 2014). The movement indicates that changes in climate (in the case less

precipitation and an indication of increases in temperature) affected the basins behaviour

causing the movement in Budyko to show signs of drying in the landscape. The LET analysis

reveals a deeper insight into what the Budyko curve presents and – apart from a small

negative period for Manuel Alves and Santa Tereza – indicates little or no landscape driven

evapotranspiration happening. An analysis of land use could, again, deliver a more accurate

understanding into the functioning of the basins. The three studied basins had very similar

land covers both at the beginning and end of the series, with most of the conversion going

from savannah into pastures. Pastures have low evapotranspiration potential compared to

crop cultivation (Oliveira et al., 2014) and in the case, the overall water balance was not

changed because of the replacement of vegetation. The results from Budyko would then

assign the transformation to climatic changes instead.

Budyko and Landscape Evaporation Index as tools

The declining run-off data alone show that there were changes happening to the basins but

with insufficient details over why the changes were happening. The well-documented

methods using the Budyko Curve (Arora, 2002) and the LET/P (Fernando Jaramillo &

Destouni, 2014) to analyse the nature of the change (climatic or not) were an essential and

efficient tool to get a deeper understanding of the changes taking place in the basins.

However, influences such as irrigation and damming of rivers (big drivers of increases in

evaporation) cannot be directly identified and are one of the main limitations of this study.

When analysing climate change impacts on the Earth, it is hard to understand and separate

what are the impacts of temperature increase alone, precipitation decrease and all other

influences on the basin level. The Budyko framework has an array of possible uses, such as

the identification of the role land cover plays in increasing or reducing run-off. They are

important tools, since any changes in a natural system would be likely to affect

evapotranspiration and therefore the water balance. Landscape changes are one of the main

transformation humans impose to the environment. However, it is often challenging to

identify how much they contribute to changes observed in basins, showing another important

use of the framework when studying climate changes impacts. The studies can be performed

mainly due to the possibility of understanding different drivers for hydrological change and

Page 28: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

28

assign each part of the data – precipitation, evapotranspiration and run-off – a place and a

quantifiable value in the studied basin.

Implications

The cerrado region has been threatened with a massive shift in land cover in the last century.

Being Brazil's most productive area when it comes to farming it is of extreme importance to

understand the impacts such rapid changes can cause in the environment.

A sustainable way to approach the region’s resources – mainly land and water – should be

found and if not available yet, developed. The economic importance of the region in both a

regional, national and global scale add extra pressure on the environment. The inflow of

money and influence from government and big companies interested in exploring the cerrado

certainly get in the way of finding new alternatives that would suit the region better, by

creating sustainable development. However, the economic importance of the region should

not be underestimated since it provides the livelihoods of millions of Brazilians, fuel for cars,

food for cattle and many other provisions that feed not only Brazil, but also the world.

When looking into a planet boundaries perspective (Rockström et al., 2009) and whether land

use changes and freshwater systems are operating in a safe space, it is difficult to assess the

impacts on their entirety when the analysis cover only four basins included in this complex

system. However, it is noticeable that the decreases in run-off pose a risk to the sustainability

of not only economic activity in the region but also to the communities who depend on the

water provided by the rivers, apart from the entire hydrological network they help feeding.

Land use change also does not seem to be operating in a safe space with such rapid change,

which compromises the local environment, animal and plant species, water quality and

others. Climate change should not be left unmentioned, the increase in temperatures could

compromise crop growth and increase evapotranspiration in basins which could also be

already water limited.

The rapid changes, which leaves no space for keeping track of the basin behaviour shift, pose

a risk not only from the hydrology perspective, they are also a risk from the smallest scale

features, such as local soil chemistry and morphology, to the largest, such as the climatic

fluxes caused by evapotranspiration.

Page 29: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

29

When discussing how we can create a sustainable use of the cerrado for the future, taking into

account not only the aspects covered by this work, but also climate change adaptation, the

government and the people should be responsible and engaged in finding another way to

bring economic development to the region: the government, because it should be its duty and

the population, to guarantee its livelihoods and the ecosystem services the cerrado provides.

6. Conclusions

This study investigated how land use change could be affecting the declining run-off trends

registered in the region and found that the changes in land use influenced mainly the Sapão

River Basin as we could see in its movement not following that of a typical Budyko Curve.

That landscape influence shows signs of irrigation used in the basin’s croplands with the high

AET values. The movement shows influences that match that of changing land cover by

replacement of original vegetation (natural vegetation for cropland) concluding that the

human activity in the basin influenced hydrological behaviour pushing run-off values down.

The remaining basins analysed had their changes explained by mostly changes in climate

instead, with downward trends in precipitation and upward trends in temperature, and a

movement that followed the typical shape of the Budyko curves.

Vegetation changes could potentially explain lower evapotranspiration for Manuel Alves and

Santa Tereza in a small time period when the basin had negative values for LET/P, that could

have been caused by low evapotranspiration of pastures. However, the lack of more depth in

the study limits the possibility to conclude anything further, since Alpercatas did not present

the same behaviour. The results show that whether the system is irrigated or not could have a

bigger impact in ET and runoff then the land cover change per se. Concluding that the small

changes in the water balance when compared to big changes in land cover are most likely due

to the differences in ET from different land covers being, sometimes, almost insignificant.

7. Uncertainties and recommendations

There can be several sources of uncertainty for the study. The use of in situ data can have

reading problems (for automatic and analogical hydrological stations). The analysis was done

on a rather small scale (only 4 basins) and the conclusions cannot be dragged into the bigger

picture without further investigations.

Page 30: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

30

A longer time period for the study would have been better but the variations in data series

length between data for hydrology basins, land use and weather (precipitation, temperature)

caused problems to find overlapping data.

Further studies should investigate the type of crop that has been used on the land cover

conversion. When talking about pastures, a comparison between native and cultivated grass

species should be considered. A source of uncertainty that could be addressed in other studies

is the presence of dams or irrigation. It is easy to find the presence of dams through satellite

data but there are several cases of illegal irrigation (by removing water from the rivers)

happening in the country that could be influencing run-off data.

8. Acknowledgments

To my supervisor Johan Uddling for helping me navigate all the data, for giving valuable

input and ideas on the analysis. I would also like to thank him for the patience and for all the

meetings we had to discuss my progress and next steps.

To Fernando Jaramillo for the study inspiration, the availability even with such a busy

schedule and for receiving me in Stockholm and help me checking if I was doing the right

thing.

To all my master’s colleagues who were there going through the same struggle and

supporting each other, specially Luca Merelli and Frida Winbom who shared some pleasant

fika breaks during the thesis process.

And finally, to my husband, Aaran Lewis, who always gives me support and brings some

positivity in the hard times with a smile and a cup of tea.

9. References

ANA. (2019). HIDRO Database. Retrieved from http://www.snirh.gov.br/hidroweb/publico/aprese ntacao.jsf

Arora, V. K. (2002). The use of the aridity index to assess climate change effect on annual runoff. Journal of Hydrology, 265(1), 164-177. doi:https://doi.org/10.1016/S0022-1694(02)00101-4

Blancaneaux, P., Freitas, P. d., Amabile, R. F., & Carvalho, A. (1993). Le semis direct comme pratique de conservation des sols des cerrados du Brésil central. Cahiers Orstom, Série Pédologie, Paris, 28(2), 253-275.

Budyko, M. I., Budyko, M. I., & Miller, D. H. (1974). Climate and Life: Academic Press.

Page 31: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

31

Coe, M. T., Latrubesse, E. M., Ferreira, M. E., & Amsler, M. L. (2011). The effects of deforestation and climate variability on the streamflow of the Araguaia River, Brazil. Biogeochemistry, 105(1), 119-131. doi:10.1007/s10533-011-9582-2

de Oliveira, O. C., de Oliveira, I. P., Alves, B. J. R., Urquiaga, S., & Boddey, R. M. (2004). Chemical and biological indicators of decline/degradation of Brachiaria pastures in the Brazilian Cerrado. Agriculture, Ecosystems & Environment, 103(2), 289-300. doi:https://doi.org/10.1016/ j.agee.2003.12.004

Donohue, R. J., Roderick, M. L., & McVicar, T. R. (2007). On the importance of including vegetation dynamics in Budyko's hydrological model. Hydrol. Earth Syst. Sci., 11(2), 983-995. doi:10.5194/hess-11-983-2007

Espírito-Santo, M. M., Leite, M. E., Silva, J. O., Barbosa, R. S., Rocha, A. M., Anaya, F. C., & Dupin, M. G. V. (2016). Understanding patterns of land-cover change in the Brazilian Cerrado from 2000 to 2015. Philosophical transactions of the Royal Society of London. Series B, Biological sciences, 371(1703), 20150435. doi:10.1098/rstb.2015.0435

Ferreira, L. G., & Huete, A. R. (2004). Assessing the seasonal dynamics of the Brazilian Cerrado vegetation through the use of spectral vegetation indices. International Journal of Remote Sensing, 25(10), 1837-1860. doi:10.1080/0143116031000101530

Françoso, R. D., Brandão, R., Nogueira, C. C., Salmona, Y. B., Machado, R. B., & Colli, G. R. (2015). Habitat loss and the effectiveness of protected areas in the Cerrado Biodiversity Hotspot. Natureza & Conservação, 13(1), 35-40. doi:https://doi.org/10.1016/j.ncon.2015.04.001

Galvão, W. S., & Meneses, P. R. (2005). Avaliação dos sistemas de classificação e codificação das bacias hidrográficas brasileiras para fins de planejamento de redes hidrométricas. Simpósio Brasileiro de Sensoriamento Remoto (SBSR), 12, 2511-2518.

Ganem, R. S., Drummond, J. A., & FRANCO, J. L. d. A. J. E. N. d. A., IV. (2008). Ocupação humana e impactos ambientais no bioma cerrado: dos bandeirantes à política de biocombustíveis. Encontro Nacional da Anppas, IV.

Gomes, L., Simões, S. J., Dalla Nora, E. L., de Sousa-Neto, E. R., Forti, M. C., & Ometto, J. P. H. J. L. (2019). Agricultural Expansion in the Brazilian Cerrado: Increased Soil and Nutrient Losses and Decreased Agricultural Productivity. Land, 8(1), 12.

Gücker, B., Boëchat, I. G., & Giani, A. (2009). Impacts of agricultural land use on ecosystem structure and whole-stream metabolism of tropical Cerrado streams. Freshwater Biology, 54(10), 2069-2085. doi:10.1111/j.1365-2427.2008.02069.x

IBGE. (2004). Mapa de Biomas do Brasil. Retrieved from https://www.ibge.gov.br/geociencias/informacoes-ambientais/estudos-ambientais/15842-biomas.html?=&t=sobre

IPCC. (2014). Climate Change 2014: Impacts, Adaptation, and Vulnerability. Part A: Global and Sectoral Aspects.Contribution of Working Group II to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change (C. U. Press Ed.). Cambridge, United Kingdom and New York, NY, USA: Intergovernmental Panel on Climate change.

Jaramillo, F., Cory, N., Arheimer, B., Laudon, H., van der Velde, Y., Hasper, T. B., . . . Uddling, J. (2018). Dominant effect of increasing forest biomass on evapotranspiration: interpretations of movement in Budyko space. Hydrol. Earth Syst. Sci., 22(1), 567-580. doi:10.5194/hess-22-567-2018

Jaramillo, F., & Destouni, G. (2014). Developing water change spectra and distinguishing change drivers worldwide. Geophysical Research Letters, 41(23), 8377-8386. doi:doi:10.1002/2014GL061848

Page 32: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

32

Jiang, C., Xiong, L., Wang, D., Liu, P., Guo, S., & Xu, C.-Y. (2015). Separating the impacts of climate change and human activities on runoff using the Budyko-type equations with time-varying parameters. Journal of Hydrology, 522, 326-338. doi:https://doi.org/10.1016/j.jhydrol.2014 .12.060

Langbein, W. B. (1949). Annual runoff in the United States (52). Retrieved from Washington, D.C.: http://pubs.er.usgs.gov/publication/cir52

Lathuillière, M. J., Dalmagro, H. J., Black, T. A., Arruda, P. H. Z. d., Hawthorne, I., Couto, E. G., & Johnson, M. S. (2018). Rain-fed and irrigated cropland-atmosphere water fluxes and their implications for agricultural production in Southern Amazonia. Agricultural and Forest Meteorology, 256-257, 407-419. doi:https://doi.org/10.1016/j.agrformet.2018.03.023

Levy, M. C., Lopes, A. V., Cohn, A., Larsen, L. G., & Thompson, S. E. (2018). Land Use Change Increases Streamflow Across the Arc of Deforestation in Brazil. Geophysical Research Letters, 45(8), 3520-3530. doi:10.1002/2017GL076526

Loarie, S. R., Lobell, D. B., Asner, G. P., Mu, Q., & Field, C. B. (2011). Direct impacts on local climate of sugar-cane expansion in Brazil. Nature Climate Change, 1, 105. doi:10.1038/nclimate1067

Meirelles, M., Franco, A., Farias, S., & Bracho, R. (2011). Evapotranspiration and plant–atmospheric coupling in a Brachiaria brizantha pasture in the Brazilian savannah region. Grass and Forage Science, 66(2), 206-213.

Myers, N., Mittermeier, R. A., Mittermeier, C. G., da Fonseca, G. A. B., & Kent, J. (2000). Biodiversity hotspots for conservation priorities. Nature, 403(6772), 853-858. doi:10.1038/35002501

Oliveira, P. T. S., Nearing, M. A., Moran, M. S., Goodrich, D. C., Wendland, E., & Gupta, H. V. (2014). Trends in water balance components across the Brazilian Cerrado. Water Resources Research, 50(9), 7100-7114. doi:10.1002/2013wr015202

Pike, J. G. (1964). The estimation of annual run-off from meteorological data in a tropical climate. Journal of Hydrology, 2(2), 116-123. doi:https://doi.org/10.1016/0022-1694(64)90022-8

Project, M. (2019). Land Use Cover of the Cerrado Biome. Retrieved from http://mapbiomas.org/

Reguees, D., Badia, D., Echeverria, M. T., Gispert, M., Lana-Renault, N. S., Leon, F. J., . . . Serrano-Muela, M. P. (2018). Effect of land uses and vegetation cover on infiltration capacity

through field experimentation in three experimental sites in the NE of the Iberian Peninsula. In (Vol. 20). Katlenburg-Lindau: Katlenburg-Lindau, Germany: Copernicus GmbH on behalf of the European Geosciences Union (EGU).

Rockström, J., Steffen, W., Noone, K., Persson, Å., Chapin Iii, F. S., Lambin, E. F., . . . Foley, J. A. (2009). A safe operating space for humanity. Nature, 461, 472. doi:10.1038/461472a

Santos, A. B., & Costa, M. H. (2018). Do large slaughterhouses promote sustainable intensification of cattle ranching in Amazonia and the Cerrado? Sustainability (Switzerland), 10(9), <xocs:firstpage xmlns:xocs=""/>. doi:10.3390/su10093266

Schwieder, M., Leitão, P. J., da Cunha Bustamante, M. M., Ferreira, L. G., Rabe, A., & Hostert, P. (2016). Mapping Brazilian savanna vegetation gradients with Landsat time series. International Journal of Applied Earth Observation and Geoinformation, 52, 361-370. doi:https://doi.org/10.1016/j.jag.2016.06.019

Silva, N. d. S., Ribeiro, C. A. A. S., Barroso, W. R., Ribeiro, P. E. Á., Soares, V. P., & Silva, E. (2008). Sistema de otto-codificação modificado para endereçamento de redes hidrográficas %J Revista Árvore. 32, 891-897.

Sposito, G. (2017). Understanding the Budyko equation. Water, 9(4), 236.

Page 33: ASSESSING THE CONNECTION BETWEEN NEGATIVE ......This study used the Budyko Framework to analyse four basins – Sapão, Manuel Alves, Santa Tereza and Alpercatas - for the study due

33

Steffen, W., Richardson, K., Rockström, J., Cornell, S. E., Fetzer, I., Bennett, E. M., . . . Sörlin, S. (2015). Planetary boundaries: Guiding human development on a changing planet. Science, 347(6223), 1259855. doi:10.1126/science.1259855

Sterling, S. M., Ducharne, A., & Polcher, J. (2012). The impact of global land-cover change on the terrestrial water cycle. Nature Climate Change, 3, 385. doi:10.1038/nclimate1690

Turc, L. (1953). Le bilan d'eau des sols: relations entre les précipitations, l'évaporation et l'écoulement.

Velde, Y., Vercauteren, N., Jaramillo, F., Dekker, S. C., Destouni, G., & Lyon, S. W. (2014). Exploring hydroclimatic change disparity via the Budyko framework. Hydrological Processes, 28(13), 4110-4118. doi:doi:10.1002/hyp.9949

Wang, D., & Tang, Y. (2014). A one-parameter Budyko model for water balance captures emergent behavior in darwinian hydrologic models. Geophysical Research Letters, 41(13), 4569-4577. doi:doi:10.1002/2014GL060509

Wendland, E., Barreto, C., & Gomes, L. H. (2007). Water balance in the Guarani Aquifer outcrop zone based on hydrogeologic monitoring. Journal of Hydrology, 342(3), 261-269. doi:https://doi.org/10.1016/j.jhydrol.2007.05.033

Wickramasinghe, U., S, S., & H, S. (2012). The Role of Policies in Agricultural Transformation Lessons from Brazil, Indonesia and the Republic of Korea.

Wilk, J., Andersson, L., & Plermkamon, V. (2001). Hydrological impacts of forest conversion to agriculture in a large river basin in northeast Thailand. Hydrological Processes, 15(14), 2729-2748. doi:10.1002/hyp.229

Zhang, S., Yang, H., Yang, D., & Jayawardena, A. W. (2016). Quantifying the effect of vegetation change on the regional water balance within the Budyko framework. Geophysical Research Letters, 43(3), 1140-1148. doi:doi:10.1002/2015GL066952