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n engl j med 372;22 nejm.org may 28, 2015 PERSPECTIVE 2083 Screening for Lung Cancer with Low-Dose CT L ung cancer is the third most common cancer and the lead- ing cause of cancer-related deaths in the United States. Attention to lung cancer is especially rele- vant for the Medicare popula- tion, because the median age at diagnosis is 70 years. A suitable screening test has long been sought to accurately detect lung cancer at earlier stages, when treatments are more effective and survival is more likely. Current- ly, more than half of cases are diagnosed after the cancer has metastasized. 1 Although low-dose computed tomography (CT) has been stud- ied in several screening trials, the National Lung Screening Tri- al (NLST), sponsored by the Na- tional Cancer Institute, is the only trial to date that has shown that screening with low-dose CT reduces lung-cancer mortality. 2 That study provided the primary evidence to support a Grade B recommendation (indicating “high certainty that the net benefit is moderate or . . . moderate cer- tainty that the net benefit is moderate to substantial”) by the U.S. Preventive Services Task Force (USPSTF) — one of three requirements for adding coverage of a preventive service to the Medicare program. For such a service to be covered by Medicare, the Centers for Medicare and Medicaid Services (CMS) must also determine that it is reason- able and necessary for the pre- vention or early detection of an illness or disability and that it is appropriate for Medicare benefi- ciaries under conditions estab- lished in a national coverage determination. The NLST enrolled a well- defined population (smokers or former smokers 55 to 74 years of age with a cigarette-smoking his- tory of at least 30 pack-years), used specific imaging protocols, and employed a multidisciplinary team of investigators. Such strict parameters, although standard in studies, create challenges for translating research into policy and ultimately into practice. In this instance, there were three key implementation challenges that CMS had to address in its cover- age policy. First, eligible patients must be accurately identified for screen- ing to be successful. Although age is typically straightforward to measure, incongruity between the NLST — which provided data for patients up to 77 years of age — and screening recommenda- tions may potentially compound implementation problems. The USPSTF extended its screening recommendation to include per- sons up to 80 years of age not on the basis of empirical data but on the basis of results of simula- tion models that assumed 100% adherence to long-term, annual screening — a potentially unreal- istic level that even the NLST could not achieve (it reported 95% adherence to three annual screen- ing tests). Under our national cov- erage determination, at-risk pa- tients 55 to 77 years of age are eligible for a Medicare benefit. In addition, a patient’s smok- ing history — which is usually self-reported and subject to recall bias — is particularly challeng- ing yet critical to determine, since screening trials in patients with a less extensive smoking history have not shown that health out- comes were improved. 3,4 Screen- ing persons at lower risk for lung cancer, a practice known as down- ward eligibility creep, may very well degrade the overall benefits of screening. To facilitate a focused discus- sion of patient-specific issues such as age, smoking history, and willingness to adhere to a long- Screening for Lung Cancer with Low-Dose CT — Translating Science into Medicare Coverage Policy Joseph Chin, M.D., Tamara Syrek Jensen, J.D., Lori Ashby, M.A., Jamie Hermansen, M.P.P., Joseph D. Hutter, M.D., and Patrick H. Conway, M.D. CMS has established a mechanism to provide responsible access to high-quality lung-cancer screening with low-dose CT in the Medicare population while data continue to be collected. The New England Journal of Medicine Downloaded from nejm.org on August 3, 2015. For personal use only. No other uses without permission. Copyright © 2015 Massachusetts Medical Society. All rights reserved.

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n engl j med 372;22nejm.orgmay 28, 2015PERSPECTI VE2083Screening for Lung Cancer with Low-Dose CTLung cancer is the third most common cancer and the lead-ing cause of cancer-related deaths intheUnitedStates.Attention to lung cancer is especially rele-vantfortheMedicarepopula-tion, because the median age at diagnosis is 70 years. A suitable screeningtesthaslongbeen soughttoaccuratelydetectlung canceratearlierstages,when treatments are more effective and survivalismorelikely.Current-ly,morethanhalfofcasesare diagnosedafterthecancerhas metastasized.1Althoughlow-dosecomputed tomography (CT) has been stud-iedinseveralscreeningtrials, the National Lung Screening Tri-al (NLST), sponsored by the Na-tionalCancerInstitute,isthe only trial to date that has shown thatscreeningwithlow-doseCT reduceslung-cancermortality.2 Thatstudyprovidedtheprimary evidencetosupportaGradeB recommendation (indicating high certaintythatthenetbenefitis moderateor...moderatecer-taintythatthenetbenefitis moderatetosubstantial)bythe U.S.PreventiveServicesTask Force(USPSTF)oneofthree requirements for adding coverage ofapreventiveservicetothe Medicareprogram.Forsucha service to be covered by Medicare, theCentersforMedicareand MedicaidServices(CMS)must alsodeterminethatitisreason-ableandnecessaryforthepre-ventionorearlydetectionofan illness or disability and that it is appropriateforMedicarebenefi-ciariesunderconditionsestab-lishedinanationalcoverage determination.TheNLSTenrolledawell- definedpopulation(smokersor former smokers 55 to 74 years of age with a cigarette-smoking his-toryofatleast30pack-years), usedspecificimagingprotocols, and employed a multidisciplinary team of investigators. Such strict parameters, although standard in studies,createchallengesfor translatingresearchintopolicy andultimatelyintopractice.In this instance, there were three key implementationchallengesthat CMS had to address in its cover-age policy.First, eligible patients must be accuratelyidentifiedforscreen-ingtobesuccessful.Although ageistypicallystraightforward to measure, incongruity between the NLST which provided data for patients up to 77 years of age andscreeningrecommenda-tionsmaypotentiallycompound implementationproblems.The USPSTFextendeditsscreening recommendationtoincludeper-sons up to 80 years of age not on thebasisofempiricaldatabut on the basis of results of simula-tionmodelsthatassumed100% adherencetolong-term,annual screening a potentially unreal-isticlevelthateventheNLST could not achieve (it reported 95% adherence to three annual screen-ing tests). Under our national cov-eragedetermination,at-riskpa-tients55to77yearsofageare eligible for a Medicare benefit.Inaddition,apatientssmok-inghistorywhichisusually self-reported and subject to recall biasisparticularlychalleng-ing yet critical to determine, since screeningtrialsinpatientswith alessextensivesmokinghistory havenotshownthathealthout-comeswereimproved.3,4Screen-ing persons at lower risk for lung cancer, a practice known as down-wardeligibilitycreep,mayvery well degrade the overall benefits of screening.To facilitate a focused discus-sion of patient-specific issues such asage,smokinghistory,and willingnesstoadheretoalong-Screening for Lung Cancer with Low-Dose CT Translating Science into Medicare Coverage PolicyJoseph Chin, M.D., Tamara Syrek Jensen, J.D., Lori Ashby, M.A., Jamie Hermansen, M.P.P., Joseph D. Hutter, M.D., and Patrick H. Conway, M.D.CMS has established a mechanism toprovide responsible access to high-qualitylung-cancer screening with low-dose CTin the Medicare population while datacontinue to be collected.The New England Journal of Medicine Downloaded from nejm.org on August 3, 2015. For personal use only. No other uses without permission. Copyright 2015 Massachusetts Medical Society. All rights reserved. PERSPECTI VEn engl j med 372;22nejm.orgmay 28, 20152084term screening program and un-dergo additional diagnostic tests andtreatmentifnecessary,CMS coversadistinctvisitforformal shareddecisionmakingusing dedicated evidence-based decision aids.Shareddecisionmaking involves engaging the patient in dialogueandpermitsacareful determinationoftheappropri-ateness of screening. As targeted decisionaidsaredevelopedand tested,theeffectofthesevisits on appropriate screening and long-term population outcomes can be measured to inform refinement of their structure and delivery.The second challenge was that lung-cancerscreeningmustbe performedaspartofacohesive screeningprogramtoenhance its likelihood of success. Radiolo-gistsshouldnotonlyproperly furnishandinterpretthelow-doseCTbutalsoreinforcethe importanceofadherencetoevi-dence-basedscreening,smoking cessation,andfollow-upevalua-tions. NLST investigators report-edthatparticipantswithposi-tivescreeningresultsalways receivedfollow-uprecommenda-tionsfromNLSTradiologists.5 Low-dose CT, though a key com-ponentofscreening,mayprovide no benefit if nodule identification andreportingarenotstandard-izedandevidence-basedalgo-rithms are not used to determine thesubsequentcourseofaction and follow-up.Accordingly, in its national cov-erage determination, CMS set spe-cificcriteriaforradiologistsand imaging centers and required use ofastandardizednodule-identi-fication-and-reportingsystemand datacollection.AlthoughCMS onlyrequirescollectionofdata thatwillallowphysicianstode-terminetheappropriatenessof screening, it also emphasizes the need to collect sufficient data on healthoutcomesandadverse events and to establish a broader screening registry with this infor-mationtostimulatecontinuous quality improvement.These requirements are among many important checks, since the new Medicare coverage represents the first wide implementation of lung-cancerscreeningwithlow-doseCT.TheMedicareEvidence DevelopmentandCoverageAdvi-soryCommittee(MEDCAC)was concernedaboutimplementing broadscreeningintheMedicare populationonthebasisofre-sultsfromonepositivetrial; MEDCACemphasizedtheneed for additional evidence on harms from evaluation offalsepositive resultsandextrapulmonicfind-ings in older adults. The data to becollectedwillfacilitatemoni-toringofsubsequentdiagnostic workup,treatments,andout-comesbyallowinglinkageof clinicaldatatoadministrative claimsdata.TheAmericanCol-lege of Radiology has recognized theneedforenhancedradiolo-gist involvement and data collec-tioninthecasesofotherimag-ing tests as seen in the Breast ImagingCenterofExcellence program and the National Mam-mographyDatabaseandhas developed a similar approach for lung-cancer screening as well.Finally,duringthecourseof screening, a patient may encoun-ter physicians from a number of different specialties, including pri-marycare,radiology,pulmonol-ogy, surgery, and oncology. Each physicianhasauniqueroleand responsibility, but communication and coordination will be needed. Since screening begins with shared decision making, active participa-tionofprimarycareclinicians will help address issues that may arise in appropriate patient selec-tionandtomaintaincontinuity of screening-related care.Recognizingtheimportance ofmultidisciplinaryinvolvement, CMS directly engaged stakehold-ersfrommultipleprofessional societiesandhealthadvocacy organizationsandaskedthem toprovideinputintotheele-mentsofascientificallysound, sustainablescreeningprogram. Theknowledgeandcommit-mentoftheseexperts,whoin-cluded NLST investigators, were invaluableinourdevelopment ofthebasicstructureandcom-ponents of Medicares lung-can-cerscreeningbenefit,including the establishment of an indepen-dent,multidisciplinarygover-nancebody.Thesuccessofthis typeofapproachhasbeendem-onstratedbytheNationalColo-rectalCancerRoundtable,acol-laborative partnership with more than60memberorganizations established by the American Can-cerSocietyandtheCentersfor DiseaseControlandPrevention. Amultisocietygovernancebody or national coalition will increase multidisciplinary involvement and help ensure that screening proto-cols continue to evolve and that progressismadeinreducing lung-cancer mortality in the Unit-ed States.The NLST provided the initial evidencetosupportlung-cancer screening with low-dose CT. The nextstepistoaddressthechal-lenges ahead to ensure that pop-ulation screening confers similar benefits over time and minimiz-esrisk.Bycreatinganewpre-Screening for Lung Cancer with Low-Dose CTThe New England Journal of Medicine Downloaded from nejm.org on August 3, 2015. For personal use only. No other uses without permission. Copyright 2015 Massachusetts Medical Society. All rights reserved. n engl j med 372;22nejm.orgmay 28, 2015PERSPECTI VE2085ventive benefit with specific evi-dence-basedcoveragecriteria, CMShasestablishedamecha-nismtoprovideresponsibleac-cess to high-quality lung-cancer screeningwithlow-doseCTin theMedicarepopulationwhile trialscontinueinEuropeand data on long-term screening out-comesintheUnitedStatesare collectedtoinformdecisions aboutscreeningfrequencyand duration. However, the primary re-sponsibility for ensuring appropri-ateintegratedscreeninginwhich benefitsoutweighharmsulti-mately rests with practicing phy-sicians,informedpatients,and the multidisciplinary stakeholders involved in screening efforts.Theviewsexpressedinthisarticleare those of the authors and do not necessarily represent the views or policies of the Cen-ters for Medicare and Medicaid Services.Disclosure forms provided by the authors are available with the full text of this article at NEJM.org.From the Center for Clinical Standards and Quality, Centers for Medicare and Medicaid Services, Woodlawn, MD.1.Surveillance,Epidemiology,andEndRe-sults (SEER) Program. SEER stat fact sheets: lung and bronchus cancer (http://www.seer .cancer.gov/statfacts/html/lungb.html).2.TheNationalLungScreeningTrialRe-search Team. Reduced lung-cancer mortality withlow-dosecomputedtomographic screening. N Engl J Med 2011;365:395-409.3.InfanteM,CavutoS,LutmanFR,etal. A randomized study of lung cancer screen-ingwithspiralcomputedtomography: three-yearresultsfromtheDANTEtrial. AmJRespirCritCareMed2009;180:445- 53.4.SaghirZ,DirksenA,AshrafH,etal.CT screeningforlungcancerbringsforward earlydiseasetherandomisedDanish Lung Cancer Screening Trial: status after five annual screening rounds with low-dose CT. Thorax 2012;67:296-301.5.NationalLungScreeningTrialResearch Team.TheNationalLungScreeningTrial: overview and study design. Radiology 2011; 258:243-53.DOI: 10.1056/NEJMp1502598Copyright 2015 Massachusetts Medical Society.Screening for Lung Cancer with Low-Dose CTThe New England Journal of Medicine Downloaded from nejm.org on August 3, 2015. For personal use only. No other uses without permission. Copyright 2015 Massachusetts Medical Society. All rights reserved.