112
i References Acemoglu, Daron, Simon Johnson, and James A. Robinson. 2001. “The Colonial Origins of Comparative Development: An Empirical Investigation.” The American Economic Review 91 (5):1369-401. Acemoglu, Daron, Simon Johnson, and James A. Robinson. 2004. Institutions as the Fundamental Cause of Long-Run Growth. Acemoglu, D., D. North, D. Rodrik, and F. Fukuyama. 2008. “Governance, Growth, and Development Decision-Making.” World Bank. Akcay, Selcuk. 2006. “Corruption and Human Development”, Cato Journal, Vol. 26, No. 1, Winter. Andvig, J.C., and O.-H. Fjeldstad (2001) Corruption: A Review of Contemporary Research.Bergen: Chr. Michelsen Institute for Development Studies and Human Rights, Report No. 2001/7. Besley, Timothy and Masayuki Kudamatsu. 2006. "Health and Democracy," American Economic Review, American Economic Association, vol. 96(2), pages 313-318, May. Bilefsky, Dan “Medical Care in Romania Comes at an Extra Cost” The New York Times, March 9 th 2009 Brand, H. 2007. "Good governance for the public's health." Eur J Public Health 17(6). Böhringer, C. and P. E. P. Jochem. 2007. "Measuring the immeasurable - A survey of sustainability indices." Ecological Economics 63(1): 1-8.

Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

  • Upload
    others

  • View
    3

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

i

References

Acemoglu, Daron, Simon Johnson, and James A. Robinson. 2001. “The Colonial Origins

of Comparative Development: An Empirical Investigation.” The American

Economic Review 91 (5):1369-401.

Acemoglu, Daron, Simon Johnson, and James A. Robinson. 2004. Institutions as the

Fundamental Cause of Long-Run Growth.

Acemoglu, D., D. North, D. Rodrik, and F. Fukuyama. 2008. “Governance, Growth, and

Development Decision-Making.” World Bank.

Akcay, Selcuk. 2006. “Corruption and Human Development”, Cato Journal, Vol. 26, No.

1, Winter.

Andvig, J.C., and O.-H. Fjeldstad (2001) Corruption: A Review of Contemporary

Research.Bergen: Chr. Michelsen Institute for Development Studies and Human

Rights, Report No. 2001/7.

Besley, Timothy and Masayuki Kudamatsu. 2006. "Health and Democracy," American

Economic Review, American Economic Association, vol. 96(2), pages 313-318,

May.

Bilefsky, Dan “Medical Care in Romania Comes at an Extra Cost” The New York Times,

March 9th

2009

Brand, H. 2007. "Good governance for the public's health." Eur J Public Health 17(6).

Böhringer, C. and P. E. P. Jochem. 2007. "Measuring the immeasurable - A survey of

sustainability indices." Ecological Economics 63(1): 1-8.

Page 2: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

ii

Bäck Hannah, Axel Hadenius. 2008. “Democracy and State Capacity: Exploring a J-

Shaped Relationship.” Governance 21 (1): 1–24.

Bågenholm, Andreas. 2009. Politicizing Corruption – The Electoral Impact of

Anti-corruption Discourse in Europe 1983-2007, The Quality of Government

Institute, University of Gothenburg, Working paper 2009:10.

Castle, Stephen “E.U. Repost Finds Bulgaria and Romania Beset with Problems” The

New York Times, July 23rd

2009.

Charron, Nicholas and Victor Lapuente. 2009. “Does Democracy Produce

Quality of Government?” The Quality of Government Institute Working Papers

Series. 2009/1.

Clague, Christopher, Philip Keefer, Stephen Knack, and Mancur Olson. 1996. Property

and Contract Rights in Autocracies and Democracies. Journal of Economic Growth

1 (2):243-76.

Chetwynd, E., Chetwynd, F. and Spector, B. 2003. Corruption and Poverty: A Review of

Recent Literature, Management Systems International.

Collier, P. 2007. The Bottom Billion: Why the Poorest Countries are Failing and What

Can Be Done About It. Oxford: Oxford University Press

Collier, Paul. 2009. Wars, Guns, and Votes: Democracy in Dangerous Places New York:

Harper

Easterly, William. 2001. The Elusive Quest for Growth: Economists' Adventures and

Misadventures in the Tropics. Cambridge, Mass.: The MIT Press.

Page 3: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

iii

Easterly, William, Jozef Ritzan and Michael Woolcock. 2006. "Social Cohesion,

Institutions, and Growth," Working Papers 94, Center for Global Development.

Easterly, William, and Ross Levine. 2003. Tropics, germs, and crops: how endowments

influence economic development. Journal of Monetary Economic 50:3-39.

Eslava-Schmalbach J, Alfonso H, Oliveros H, Gaitán H, Agudelo C. 2008. “A new

Inequity-in-Health Index based on Millennium Development Goals: methodology

and validation”. J Clin Epidemiology. Feb;61(2):142-50.

Fedderke, J. and R. Klitgaard. 2006. "Economic growth and social indicators: An

exploratory analysis." Journal of Comparative Policy Analysis 8: 283-303.

Fredriksson, Per and Mani, Muthukumara. 2002. “The Rule of Law and the Pattern of

Environmental Protection.” IMF Working Paper No. 02/49.

Frey, Bruno S., and A. Stutzer. 2000. "Happiness, Economy and Institutions." The

Economic Journal 110(466): 918-938.

Ghobarah, H. A., P. Huth, and B. Russett. 2004. “Comparative Public Health: The

Political Economy of Human Misery and Well-Being.” International Studies

Quarterly 48(1):73–94.

Glaeser, Edward L., R. La Porta, Fl. Lopez-de-Silanes and A. Shleifer. 2004. "Do

Institutions Cause Growth?," Journal of Economic Growth, Springer, vol. 9(3),

pages 271-303.

Glaeser, Edward L., Jose Scheinkman, and Andrei Shleifer. 2003. "The injustice of

inequality." Journal of Monetary Economics 50:199-222.

Page 4: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

iv

Grindle, M. 2004. “Good Enough Governance: Poverty Reduction and Reform in

Developing Countries”, Governance 17(4).

Gupta, Sanjeev, Davoodi, Hamid R. and Alonso-Terme, Rosa. 1998. "Does Corruption

Affect Income Inequality and Poverty?" IMF Working Paper No. 98/76 (May).

Hall, Robert E., and Charles I. Jones. 1999. Why Do Some Countries Produce So Much

More Output Per Worker Than Others? Quarterly Journal of Economics 114 (1):83-

116.

Harris-White, B. and G. White. 1996., Liberalization and New Forms of Corruption.

Brighton: Institute of Development Studies.

Holmberg, Sören. 2007. “The Good Society Index”. Göteborg: The QoG Institute.

Holmberg, Sören, Bo Rothstein & Naghmeh Nasiritousi: “Quality of

Government: What You Get,” The Quality of Government Institute,

University of Gothenburg, Working paper, 2008: 21.

Hope, Kerin “Greece warned to act over default risk” Financial Times December 13th

2009

Isham, Jonathan & Kaufmann, Daniel & Pritchett, Lant H. 1997. "Civil Liberties,

Democracy, and the Performance of Government Projects," World Bank Economic

Review, Oxford University Press, vol. 11(2), pages 219-42, May.

Page 5: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

v

Kaufmann, Daniel, 2004. “Human Rights and Governance:

The Empirical Challenge”, Presented at the New York

University School of Law, March.

Kaufmann, Daniel and Kraay, Aart. 2002 "Growth Without Governance". World Bank

Policy Research Working Paper No. 2928 (November).

Kaufmann, Daniel, Kraay, Aart and Zoido-Lobatón, Pablo. 1999. “Governance Matters”.

Policy Research Working Paper 2196. World Bank Institute.

Knack, Stephen, and Philip Keefer. 1995. Institutions and Economic Performance: Cross-

Country Tests Using Alternative Institutional Measures. Economics and Politics 7

(3):207-27.

Keefer, Philip. 2007. “Clientelism, Credibility, and the Policy Choices of Young

Democracies.” American Journal of Political Science 51 (4) , 804–821.

Kornai, János, Bo Rothstein, and Susan Rose-Ackerman. 2004. Creating Social Trust in

Post-Socialist Transition. New York: Palgrave/Macmillan.

Kraay, Aart. 2004. "When is Growth Pro-Poor? Cross-Country Evidence," IMF Working

Papers 04/47, International Monetary Fund.

Kudamatsu, Masayuki. 2006. “Has Democratization Reduced Infant Mortality in Africa:

Evidence from Micro Data.” Unpublished Manuscript, London School of

Economics.

Lambsdorff, J. Graf (2006) Causes and Consequences of Corruption: What Do We Know

from a Cross-Section of Countries?. In International Handbook on the Economics

of Corruption, S. Rose-Ackerman (ed.). Cheltenham: Edward Elgar, pp. 3-52.

Page 6: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

vi

Lambsdorff, J. Graf (2007) The Institutional Economics of Corruption and Reform:

Theory, Evidenceand Policy. Cambridge/New York: Cambridge University Press.

Lee, Soo-Young and Whitford, Andrew B. 2008. "Government Effectiveness in

Comparative Perspective." Paper presented at the annual meeting of the MPSA

Annual National Conference, Palmer House Hotel, Hilton, Chicago, IL.

Lewis, Maureen. 2006. "Governance and Corruption in Public Health Care Systems."

Center for Global Development Working Paper No. 78 (January).

Li, H., L. Squire, and H.-F. Zou. 1998. "Explaining International and Intertemporal

Variations in Income Inequality." The Economic Journal. 108:26-43.

Longstreth, M. and Shields, T. "A Comparison of Within Household Random Selection

Methods for Random Digit Dial Surveys" Paper presented at the annual meeting of

the American Association For Public Opinion Association, Fontainebleau Resort,

Miami Beach, FL

Lopez, J.H. 2004. “Pro-growth, pro-poor: Is there a tradeoff?” World Bank Policy

Research Working Paper 3378, World Bank: Washington, DC.

López, Ramón, and Siddhartha Mitra. 2000, “Corruption Pollution, and the Kuznets

Environment Curve”. Journal of Environmental Economics and Management 40:

137–150.

Matthews, E. and G. Mock. 2003. “More Democracy, Better Environment?” World

Resources 2002-2004, p.32-33.

Mauro, P. 1995. “Corruption and Growth”. Quarterly Journal of Economics 110 (3):

681–712.

Page 7: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

vii

Meyer-Sahling, J.-H. (2008) The Changing Colours of the Post-Communist State: The

Politicisation of the Senior Civil Service in Hungary. European Journal of Political

Research. 47(1): 1 – 33.

Meyer-Sahling (2009) The Sustainability of Civil Service Reform in Central and Eastern

Europe Five Years after Accession. Paris: SIGMA Paper No 44.

Mo, P. H. 2001. “Corruption and Economic Growth.” Journal of Comparative Economics

29: 66–79.

Montinola, Gabriella R, and Robert W. Jackman. 2002. "Sources of Corruption: A Cross-

Country Study." British Journal of Political Science 32:147-170.

Morse, S. 2006. “Is corruption bad for environmental sustainability? A cross-national

analysis.” Ecology and Society 11(1): 22.

Mungiu-Pippidi, A. 2006. "Corruption: Diagnosis and Treatment." Journal of Democracy

17:86-99.

Myhrman, Johan. 2003. Hur Sverige blev rikt. Stockholm: SNS Förlag.

Neumayer, Eric. 2002. “Do Democracies Exhibit Stronger International Environmental

Commitment? A Cross-Country Analysis”, Journal of Peace Research 39(2).

North, Douglass C. 1998. "Where have we been and where are we going?" Pp. 491-508

in Economics, Values and Organization, edited by Avner Ben-Ner and Louis

Putterman. Cambridge: Cambridge University Press.

Page 8: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

viii

North, Douglas, Joseph Wallis, and Barry Weingast. 2006. "A Conceptual Framework for

Interpreting Recorded Human History." Cambridge, Mass.: National Bureau for

Economic Research (NBER Working paper 12795).

Nye, J. S. 1967. “Corruption and Political Development: A Cost-Benefit Analysis.”

American Political Science Review 61 (2): 417–27.

OECD, European Commission, Joint Research Centre, Handbook on Constructing

Composite Indicators: Methodology and User Guide, by Nardo, M. M. Saisana, A.

Saltelli and S. Tarantola (EC/JRC), A. Hoffman and E. Giovannini (OECD), OECD

publication Code: 302008251E1.

O‟Dwyer, Conor. 2004.“Runaway State Building: How Political Parties Shape States in

Postcommunist Eastern Europe,” World Politics 56 (July 2004): 520-53.

Pacek, A. and B. Radcliff. 2008. "Welfare Policy and Subjective Well-Being Across

Nations: An Individual-Level Assessment." Social Indicators Research.

Pellegrini, L. and R. Gerlagh. 2008. "Causes of corruption: a survey of cross-country

analyses and extended results." Economics of Governance.

Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN

Doc. A/CONF.151/5/Rev. 1

Rodrik, Dani. 2007. One Economics, Many Recipes: Globalization, Institutions and

Economic Growth. Princeton: Princeton University Press.

Rodrik D, Subramanian A, Trebbi F. 2004. “Institutions rule: the primacy of institutions

over geography and integration in economic development.” Journal of Economic

Growth 9(2):131–165.

Page 9: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

ix

Ross, M. 2006. "Is Democracy Good for the Poor." American Journal of Political

Science 50: 860-874.

Rotberg, Robert I. 2007. "On Improving Nation-State Governance." Dædalus CXXXVI:

151-155 (Winter).

Rothstein, Bo. 1996. "Political Institutions - An Overview." Pp. 104-125 in A New

Handbook for Political Science, edited by Robert E. Goodin and Hans-Dieter

Klingemann. Oxford: Oxford University Press.

Rothstein, Bo. 1998. "State Building and Capitalism: The Rise of the Swedish

Bureaucracy." Scandinavian Political Studies 21:287-306.

Rothstein, Bo. 2007. “Anti-Corruption – A Big Bang Theory”. The Quality of

Government Institute, University of Gothenburg, Working paper 2007:3.

Rothstein, Bo. 2009. Preventing Markets from Self-Destruction: The Quality of

Government Factor The Quality of Government Institute, University of

Gothenburg, Working paper 2009: 2.

Rothstein, Bo, and Daniel Eek. 2009. "Political Corruption and Social Trust - An

Experimental Approach." Rationality and Society (forthcoming).

Rothstein, Bo, and Dietlind Stolle. 2008. "The State and Social Capital: An Institutional

Theory of Generalized Trust." Comparative Politics 40:441-467.

Rothstein, Bo, and Jan Teorell. 2008. "What is Quality of Government: A Theory of

Impartial Political Institutions." Governance-an International Journal of Policy and

Administration 21:165-190.

Page 10: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

x

Roy, Indrajit. 2005. "Good Governance and the Dilemma of Development: What Lies

Beneath?" Socio-Economic Review, Vol. 3, pp. 83-116, January.

Sacks, Audrey and Margaret Levi. 2007. "Measuring Government Effectiveness and its

Consequences for Social Welfare", Paper Discussed at WGAPE Meeting, 20-21

April 2007, Stanford.

Sayari, S. 1977. “Political Patronage in Turkey”, in E. Gellner and J. Waterbury (eds.),

Patons and Clients in Mediterranean Societies, London: Duckworth, pp. 103-113.

Scott, James C. 1972. Comparative Political Corruption, Englewood Cliffs, NJ: Prentice-

Hall.

Sung H –E. 2004. “Democracy and political corruption: a cross-national comparison.”

Crime, Law and Social Change 41:179–194.

Shepherd, A. 2000. "Governance, Good Government and Poverty Reduction."

International Review of Administrative Sciences 66(2): 269-284. 41 42.

Tavits, Margit 2005. “The Development of Stable Party Support: Electoral Dynamics in

Post-Communist Europe.” American Journal of Political Science 49 (2): 283–298.

The Economist “Justice for some”. Economist, 11/3/2007, Vol. 385 Issue 8553, p64-64

The Economist “A new colonialism.” 3/21/2009, Vol. 390 Issue 8623, p57-57

The Economist “Talking of virtue, counting the spoons.” 5/24/2008, Vol. 387 Issue 8581,

p72-72

Transparency International, Global Corruption Report 2008 (Cambridge: Cambridge

University Press, 2008).

Page 11: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xi

Transparency International, Global Corruption Report 2006 (London: Pluto Press, 2006).

Transparency International, “Poverty and Corruption”, Working Paper #02/2008.

Transparency International (1995 – 2008) Transparency International Corruption

Perception Index, 1995 – 2008.

Treisman, D. (2006) What have we learned about the causes of corruption from ten years

of crossnational empirical research?. Annual Review of Political Science 10: 211-

244.

United Nations, United Nations Millennium Declaration (2000). Resolution 55/2 adopted

by the General Assembly, September 8.

UNDP, Human Development Report 2003: Millennium Development Goals: A compact

among nations to end human poverty (New York: Oxford University Press, 2003).

Varese, Federico. 1997. “The Transition to the Market and Corruption in Post-socialist

Russia”, Political Studies, 45, 579–96.

Wade, Robert. 1985. “The Market for Public Office: Why the Indian State is not Better at

Development.” World Development, 13, 467–97.

Welsch, Heinz. 2004. "Corruption, growth, and the environment: a cross-country

analysis," Environment and Development Economics, Cambridge University Press,

vol. 9(05), pages 663-693 (October).

Welzel, Christian and Inglehart, Ronald. 2008. “The Role of Ordinary People in

Democratization.” Journal of Democracy 19(1).

Page 12: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xii

Weyland, K. 1998. “The Politics of Corruption in Latin America”. Journal of

Democracy, 9 (2): 108-121.

Uslaner, Eric M. 2008. Corruption, inequality, and the rule of law : the bulging pocket

makes the easy life. Cambridge: Cambridge University Press.

You, J.-S. and S. Khagram. 2005. "A Comparative Study of Inequality and Corruption."

American Sociological Review 70: 136-157.

Page 13: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xiii

Appendix: Part I:

Table 1

Page 14: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xiv

Page 15: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xv

Appendix: Part Ib – Assessment of QoG Data for E.U. states

Complete rankings for each pillar 1.Government

Effectiveness 2. Control of Corruption 3. Rule of Law 4. Voice & Accountability 5. QoG Combined Rank

1 DENMARK 1 FINLAND 1 DENMARK 1 SWEDEN 1 DENMARK

2 SWEDEN 2 DENMARK 2 AUSTRIA 2 NETHERLANDS 2 SWEDEN

3 FINLAND 3 SWEDEN 3 SWEDEN 3 LUXEMBOURG 3 FINLAND

4 NETHERLANDS 4 NETHERLANDS 4 FINLAND 4 DENMARK 4 NETHERLANDS

5 AUSTRIA 5 LUXEMBOURG 5 LUXEMBOURG 5 FINLAND 5 AUSTRIA

6 UNITED KINGDOM 6 AUSTRIA 6 NETHERLANDS 6 IRELAND 6 GERMANY

7 GERMANY 7 GERMANY 7 IRELAND 7 BELGIUM 7 UNITED KINGDOM

8 LUXEMBOURG 8 IRELAND 8 GERMANY 8 AUSTRIA 8 IRELAND

9 FRANCE 9 UNITED KINGDOM 9 UNITED KINGDOM 9 GERMANY 9 LUXEMBOURG

10 IRELAND 10 FRANCE 10 MALTA 10 UNITED KINGDOM 10 FRANCE

11 BELGIUM 11 BELGIUM 11 FRANCE 11 FRANCE 11 BELGIUM

12 MALTA 12 SPAIN 12 BELGIUM 12 MALTA 12 MALTA

13 CYPRUS 13 PORTUGAL 13 SPAIN 13 PORTUGAL 13 SPAIN

14 ESTONIA 14 CYPRUS 14 CYPRUS 14 SPAIN 14 PORTUGAL

15 PORTUGAL 15 MALTA 15 PORTUGAL 15 ESTONIA 15 CYPRUS

16 CZECH REPUBLIC 16 SLOVENIA 16 ESTONIA 16 CZECH REPUBLIC 16 ESTONIA

17 SLOVENIA 17 ESTONIA 17 SLOVENIA 17 SLOVENIA 17 SLOVENIA

18 SPAIN 18 HUNGARY 18 CZECH REPUBLIC 18 HUNGARY 18 CZECH REPUBLIC

19 SLOVAKIA 19 SLOVAKIA 19 HUNGARY 19 CYPRUS 19 LITHUANIA

20 HUNGARY 20 POLAND 20 GREECE 20 ITALY 20 HUNGARY

21 LITHUANIA 21 CZECH REPUBLIC 21 LITHUANIA 21 SLOVAKIA 21 SLOVAKIA

22 LATVIA 22 LATVIA 22 LATVIA 22 GREECE 22 GREECE

23 GREECE 23 LITHUANIA 23 POLAND 23 LATVIA 23 LATVIA

24 POLAND 24 ITALY 24 SLOVAKIA 24 POLAND 24 POLAND

25 ITALY 25 GREECE 25 ITALY 25 LITHUANIA 25 ITALY

26 BULGARIA 26 ROMANIA 26 ROMANIA 26 BULGARIA 26 BULGARIA

27 ROMANIA 27 BULGARIA 27 BULGARIA 27 ROMANIA 27 ROMANIA

List of Underlying Sources of World Bank Governance Data for E.U. Countries

BRI Business Environment Risk Intelligence

DRI Global Insight Global Risk Service

EIU Economist Intelligence Unit

PRS Political Risk Services International Country Risk Guide

WMO Global Insight Business Condition and Risk Indicators

GCS Global Competitiveness Report

WCY Institute for Management Development World Competitiveness Yearbook

GWP Gallup World Poll

EGV Global E-Governance Index

BPS Business Enterprise Environment Survey

Page 16: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xvi

BTI Bertelsmann Transformation Index

IPD Institutional Profiles Database

FRH Freedom House

GII Global Integrity Index

GCB Global Corruption Barometer Survey

HER Heritage Foundation Index of Economic Freedom

HUM Cingranelli Richards Human Rights Database

TPR US State Department Trafficking in People report

OBI International Budget Project Open Budget Index

MSIª International Research & Exchanges Board Media Sustainability Index

For a more thorough look at each individual indicators, see:

http://info.worldbank.org/governance/wgi/sources.htm

Factor analyses results

1. Government Effectiveness (GE)

Factor analysis/correlation Number of obs = 27

Method: principal-component factors Retained factors = 1

Rotation: (unrotated) Number of params = 9

Factor | Eigenvalue Difference Proportion Cumulative

Factor1 | 5.40802 4.45461 0.6009 0.6009

Factor2 | 0.95341 0.14380 0.1059 0.7068

Factor3 | 0.80961 0.22995 0.0900 0.7968

Factor4 | 0.57967 0.20968 0.0644 0.8612

Factor5 | 0.36999 0.03855 0.0411 0.9023

Factor6 | 0.33144 0.02272 0.0368 0.9391

Factor7 | 0.30872 0.18238 0.0343 0.9734

Factor8 | 0.12633 0.01352 0.0140 0.9875

Factor9 | 0.11281 . 0.0125 1.0000

GE Weights from FA:

Variable Factor Sq. Factor Weight

BRI 0.7883 0.621417 0.114908

DRI 0.6195 0.38378 0.070966

EIU 0.9144 0.836127 0.154611

PRS 0.8569 0.734278 0.135778

WMO 0.8267 0.683433 0.126376

GCS 0.815 0.664225 0.122824

GWP 0.7854 0.616853 0.114065

WCY 0.836 0.698896 0.129235

EGV 0.411 0.168921 0.031236

Page 17: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xvii

total 5.40793 1

Control of Corruption (CC)

Factor analysis/correlation Number of obs = 27

Method: principal-component factors Retained factors = 1

Rotation: (unrotated) Number of params = 9

Factor | Eigenvalue Difference Proportion Cumulative

Factor1 | 6.96323 6.21165 0.7737 0.7737

Factor2 | 0.75159 0.30907 0.0835 0.8572

Factor3 | 0.44252 0.12392 0.0492 0.9064

Factor4 | 0.31860 0.14586 0.0354 0.9418

Factor5 | 0.17274 0.02671 0.0192 0.9610

Factor6 | 0.14603 0.03386 0.0162 0.9772

Factor7 | 0.11218 0.05332 0.0125 0.9897

Factor8 | 0.05886 0.02460 0.0065 0.9962

Factor9 | 0.03426 . 0.0038 1.0000

Factor weights for CC:

Variable Factor Sq. Factor Weight

BRI 0.825 0.680625 0.095782

DRI 0.648 0.419904 0.059091

EIU 0.927 0.859329 0.12093

GAD 0.967 0.935089 0.131591

PRS 0.918 0.842724 0.118593

WMO 0.901 0.811801 0.114242

GCS 0.943 0.889249 0.125141

GWP 0.897 0.804609 0.11323

WCY 0.929 0.863041 0.121452

total 7.955 7.106371 1.000052

Rule of Law (RL)

Factor analysis/correlation Number of obs = 27

Method: principal-component factors Retained factors = 2

Rotation: (unrotated) Number of params = 23

Factor | Eigenvalue Difference Proportion Cumulative

Factor1 | 7.52198 6.10592 0.6268 0.6268

Factor2 | 1.41606 0.46259 0.1180 0.7448

Factor3 | 0.95347 0.22800 0.0795 0.8243

Factor4 | 0.72547 0.35391 0.0605 0.8847

Factor5 | 0.37157 0.03971 0.0310 0.9157

Factor6 | 0.33186 0.12844 0.0277 0.9434

Page 18: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xviii

Factor7 | 0.20342 0.01358 0.0170 0.9603

Factor8 | 0.18984 0.09380 0.0158 0.9761

Factor9 | 0.09604 0.01917 0.0080 0.9841

Factor10 | 0.07687 0.00787 0.0064 0.9905

Factor11 | 0.06900 0.02457 0.0058 0.9963

Factor12 | 0.04443 . 0.0037 1.0000

LR test: independent vs. saturated: chi2(66) = 311.36 Prob>chi2 = 0.0000

Figure 1

.87

.96 .89

.86 .68 .78

WorldBank

ICRG

FraserInst.

FreedomHouse

4 6 8

6

8

10

6 8 10

4

6

8

10

4 6 8 10

7

8

9

10

Correlations among Rule of Law Indicators: 2000-2008

Note: The data is averaged from 2000-2008 and all 27 EU-members states are available for each of the four „rule of

law‟ indicators. Each indicator has been re-scaled (0-10) so that higher scores represent stronger rule of law. The

pairwise correlations are accompanied by Pearson‟s correlation coefficients. The number of total times-series

observations are found in Table 2

Figure 2

Page 19: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xix

.93

.99 .94

.85 .74 .84

WorldBank

ICRG

CPI

FreedomHouse

4 6 8 10

4

6

8

10

4 6 8 10

0

5

10

0 5 10

6

8

10

12

Correlations Among Corruption Indicators

Figure 3

.92

.64 .60

WorldBank

ICRG

WVS

4 6 8 10

0

5

10

0 5 10

2

3

4

Correlations Among Bureaucracy Indicators

Note: data for all EU countries is a cross-sectional average from 1999-2008. Note: missing from the WVS question on

confidence of the civil service is Cyprus

Page 20: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xx

Figure 4

.40

.46 .43

.53 .63

.65

.85 .69

.56 .80

PolityIV

FreedomHouse

(politicalrights)

VanhanenIndex

WorldBank

FreedomHouse/Polity

IV

7 8 9 10

6

6.5

7

6 6.5 7

20

30

40

50

20 30 40 50

6

7

8

6 7 8

8.5

9

9.5

10

Correlations Among Democracy Indicators

Note: Polity IV does not contain states under a certain population threshold, thus Luxembourg and Malta are not

included in these correlation. Running the correlations without Polity IV renders near identical results.

Freedom House Nations in Transit: 10 questions

1. Has the government implemented effective anticorruption initiatives?

2. Is the country's economy free of excessive state involvement?

3. Is the government free from excessive bureaucratic regulations, registration

requirements, and other controls that increase opportunities for corruption?

4. Are there significant limitations on the participation of government officials in

economic life?

5. Are there adequate laws requiring financial disclosure and disallowing conflict of

interest?

6. Does the government advertise jobs and contracts?

Page 21: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxi

7. Does the state enforce an effective legislative or administrative process-particularly

one that is free of prejudice against one's political opponents-to prevent, investigate, and

prosecute the corruption of government officials and civil servants?

8. Do whistle-blowers, anticorruption activists, investigators, and journalists enjoy legal

protections that make them feel secure about reporting cases of bribery and corruption?

9. Are allegations of corruption given wide and extensive airing in the media?

10. Does the public display a high intolerance for official corruption?

Page 22: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxii

Appendix Part II – Sensitivity test of WGI

Table 2.4: Pearson's Correlation Coefficients between Underlying Data, Pillar

and QoG Index

Pillar Availability Indicator Index Pillar

Correlation Correlation

Government All (9) BRI 0.78*** .76***

Effectiveness DRI 0.57*** .56***

EIU 0.91*** .92***

PRS 0.87*** .88***

WMO 0.81*** .81***

GCS 0.80*** .84***

WCY 0.81*** .84***

GWP 0.74*** 0.71***

EGV 0.42** .39**

Regional (2) BPS -0.2 -0.33

BTI 0.49 0.53

Limited (1) IPD 0.78*** .81***

Control of All (9) BRI 0.83*** 0.83***

Corruption DRI 0.66*** 0.60***

EIU 0.91*** 0.93***

GAD 0.78*** 0.82***

PRS 0.89*** 0.94***

WMO 0.88*** 0.86***

GCS 0.92*** 0.96***

GWP 0.84*** 0.86***

WCY 0.94*** 0.95***

Regional (4) BPS -0.13 -0.21

BTI 0.66** 0.70**

FRH 0.77*** 0.93***

GII -0.45 -0.55

Limited (2) IPD 0.91*** 0.92***

GCB 0.75*** 0.76***

Rule of Law All (12) BRI .89*** .81***

DRI .49*** .46***

EIU .94*** .87***

GAD .43** 0.28

PRS .87*** .73***

WMO .81*** .67***

GCS .92*** .80***

GWP .80*** .68***

WCY .80*** .72***

HER .90*** .78***

HUM .63*** .63***

TPR .40** .38**

Page 23: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxiii

Regional (4) BPS 0.11 0.02

BTI 0.94*** 0.74**

GII -0.30 -0.51

Limited (1) IPD 0.91 0.82

Voice & All (10) WMO .85*** .90***

Accountability FRH .84*** .85***

PRS .55*** .62***

EIU .84*** .92***

RSF .62*** .65***

HUM 0.27 .38**

WCY .84*** .80***

GCS .92*** .86***

GAD .75*** .77***

GWP .69*** .70***

Regional (3) BTI .86** .81***

GII 0.43 0.45

OBI .71** .69**

Limited (2) IPD .74*** .77***

MSIª 0.99 0.99

ªonly available for Bulgaria & Romania.

Number of sources in parentheses under „availability. For a full list and

description of variable sources, see the Appendix.

*** p<.01, **p<.05

Table 2.5: Nominal & effective weights of the 4 Pillars

of QoG

Pillars Unweighted Effective

Contribution Weight

Government 25% 27%

Effectiveness

Control of 25% 27%

Corruption

Rule of Law 25% 20%

Voice & 25% 26%

Accountability

The total variance of the index score follows the simple formula of the variance of a sum

with underlying weights:

Page 24: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxiv

Where „a‟ represents the weight and „x‟ the score from each pillar „i‟ to explain the

overall variance of the QoG index.

Figure 2.2

Cluster Means Over the 4 Pillars of QoG

0

0.5

1

1.5

2

2.5

QoG(total) CC VA RoL GE

Cluster 1

Cluster 2

Cluster 3

Rotated (Varimax) Factor analysis/correlation Number of obs = 27

Method: principal-component factors Retained factors = 2

Rotation: orthogonal varimax (Kaiser off) Number of params = 23

Factor | Variance Difference Proportion Cumulative

Factor1 | 6.59990 4.26177 0.5500 0.5500

Factor2 | 2.33814 . 0.1948 0.7448

Rotated factor loadings (pattern matrix) and unique variances

Page 25: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxv

Variable | Factor1 Factor2 | Uniqueness

bri08rls | 0.7909 0.4488 | 0.1729

dri08rls | 0.3154 0.4646 | 0.6846

eiu08rls | 0.9135 0.2298 | 0.1128

gad08rls | 0.2422 0.7661 | 0.3545

prs08rls | 0.8601 0.3001 | 0.1702

wmo08rls | 0.7037 0.5702 | 0.1797

gcs08rls | 0.9543 0.0986 | 0.0796

gwp08rls | 0.8277 0.1510 | 0.2920

wcy08rls | 0.8966 0.2431 | 0.1371

her08rls | 0.9360 0.1111 | 0.1115

hum08rls | 0.6769 -0.0148 | 0.5417

tpr08rls | 0.1134 0.8728 | 0.2253

Factor Weights for RL

FA weights - RL (original & squared factor loading)

original FA Sq. FA loading

Variable Factor 1 Factor 2 Factor 1 Factor 2 PC weights

Bri 0.8 0.64 0.07532278

Dri 0.65 0.4225 0.06119976

Eiu 0.92 0.8464 0.08662119

Gad 0.87 0.7569 0.15340741

Prs 0.87 0.7569 0.08191352

Wmo 0.71 0.5041 0.06684896

Gcs 0.94 0.8836 0.08850426

Gwp 0.82 0.6724 0.07720585

Wcy 0.94 0.8836 0.08850426

Her 0.93 0.8649 0.08756273

Hum 0.63 0.3969 0.05931669

Tpr 0.60 0.36 0.07296429

TOTAL VAR 7.02 2.07

Explain Total 0.77227723 0.22772277

Voice & Accountability (VA) Factor analysis/correlation Number of obs = 27

Method: principal-component factors Retained factors = 2

Rotation: (unrotated) Number of params = 19

Factor | Eigenvalue Difference Proportion Cumulative

Factor1 | 5.98366 4.80982 0.5984 0.5984

Factor2 | 1.17383 0.24474 0.1174 0.7157

Factor3 | 0.92909 0.23570 0.0929 0.8087

Factor4 | 0.69339 0.27023 0.0693 0.8780

Factor5 | 0.42315 0.11226 0.0423 0.9203

Page 26: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxvi

Factor6 | 0.31090 0.10473 0.0311 0.9514

Factor7 | 0.20617 0.06583 0.0206 0.9720

Factor8 | 0.14034 0.05859 0.0140 0.9861

Factor9 | 0.08175 0.02402 0.0082 0.9942

Factor10 | 0.05773 . 0.0058 1.0000

Rotated (varimax)

Factor | Variance Difference Proportion Cumulative

Factor1 | 5.02605 2.89462 0.5026 0.5026

Factor2 | 2.13143 . 0.2131 0.7157

Factor weights for VA

Variable Factor 1 Factor 2 SquaredF1 SqF2 WeightFA

WMO 0.819 0.670761 0.096991

FRH 0.668 0.446224 0.064523

PRS 0.521 0.271441 0.03925

EIU 0.886 0.784996 0.113509

RSF 0.663 0.439569 0.11477

HUM 0.841 0.707281 0.184669

WCY 0.85 0.7225 0.104472

GCS 0.907 0.822649 0.118954

GAD 0.634 0.401956 0.058122

GWP 0.849 0.720801 0.104227

total Var 5.02 2.13 4.841328 1.14685 0.999486

Factor weights for QoG Index from 4 Pillars:

Factor weights

Pillar factor SqFactor weight rounded

GE08 0.9867 0.973577 0.272779 0.27

CC08 0.9758 0.952186 0.266785 0.27

VA08 0.9682 0.937411 0.262646 0.26

RL08 0.8402 0.705936 0.197791 0.20

Total - 3.56911 1 1

Hierarchical clustering, using Ward’s method & squared Euclidian distancing

Page 27: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxvii

AUSTRIA

BELGIUM

BULGARIA

CYPRUS

CZECH REPUBLIC

DENMARK

ESTONIA

FINLAND

FRANCE

GERMANY

GREECE

HUNGARY

IRELAND

ITALY

LATVIA

LITHUANIA

LUXEMBOURG

MALTA

NETHERLANDS

POLAND

PORTUGAL

ROMANIA

SLOVAKIA

SLOVENIA

SPAIN

SWEDEN

UNITED KINGDOM

0.5

11

.52

QoG

facW

1 2 3Cluster Group (Squared Euclidian difference)

Clusters of EU Countries Based on QoG

Full Uncertainty Tests rfom Simulations

Table 2.8: Frequency Matrix of a EU Country's Rankings: Rule of Law

Original Rank Country 1,2 3,4 5,6 7,8 9,10 11,12 13,14 15,16 17,18 19,20 21,22 23,24,25 26,27

1 Denmark 90 10

2 Austria 81 18

3 Sweden 10 83 5

4 Finland 18 78

5 Lux 65 32

6 Netherlands 5 87

7 Ireland 9 34 56

8 Germany 66 32

9 United Kingdom 23 60 13

10 Malta 13 8 75

11 France 5 94

12 Belgium 79 17

13 Spain 77 23

14 Cyprus 16 16 61 6

15 Portugal 9 77 13

16 Estonia 13 73 12

17 Slovenia 61 23 14

18 Cz. Rep 27 29 40

19 Hungary 25 64 9 12

20 Greece 21 65 13

21 Latvia 13 83

Page 28: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxviii

22 Lithuania 5 21 71

23 Poland 57 27 14

24 Slovakia 100

25 Italia 54 30 16

26 Romania 100

27 Bulgaria 100

note: Frequencies are calculated from the 78 simulations with alternative aggregation, weighting and removing one indicator at a time

For example, Finland ranks in either the 3rd or 4th position 78% of the time, while 1st or 2nd 18% of the time. Frequencies under 5%

are not shown. All figures rounded to the nearest percent. Bold numbers represent a majority of simulation results equaling a country’s original rank position.

Table 2.10: Frequency Matrix of a EU Country's Rank

Original Rank Country 1,2 3,4 5,6 7,8 9,10 11,12 13,14 15,16 17,18 19,20 21,22 23,24,25 26,27

1 DENMARK 100

2 SWEDEN 33 25 35 6

3 FINLAND 43 48 8

4 NETHERLANDS 16 75 8

5 AUSTRIA 21 66 8

6 UNITED KINGDOM 45 51

7 GERMANY 25 18 23 28

8 LUXEMBOURG 18 63 15

9 FRANCE 5 58 35

10 IRELAND 5 10 48 33

11 BELGIUM 6 23 16 45 8

12 MALTA 11 63 25

13 CYPRUS 13 31 50 5

14 ESTONIA 15 11 73

15 PORTUGAL 5 75 13

16 CZECH REPUBLIC 6 80 13

17 SLOVENIA 15 65 13 5

18 SPAIN 71 5 18

19 SLOVAKIA 25 8 66

20 HUNGARY 26 3 70

21 LITHUANIA 5 70 25

22 LATVIA 5 26 50 18

23 GREECE 33 23 43

24 POLAND 8 46 26 20

25 ITALY 8 23 15 53

26 BULGARIA 100

27 ROMANIA 100

note: Frequencies are calculated from the 78 simulations with alternative aggregation, weighting and removing one indicator at a time

For example, Finland ranks in either the 3rd or 4th position 75% of the time, while 5th or 6th 24% of the time. Frequencies under 5%

are not shown

Table 2.12 : Frequency Matrix of a EU Country's Corruption Rank

Original Rank Country 1,2 3,4 5,6 7,8 9,10 11,12 13,14 15,16 17,18 19,20 21,22 23,24,25 26,27

1 FINLAND 97

Page 29: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxix

2 DENMARK 92 7

3 SWEDEN 9 90

4 NETHERLANDS 99

5 LUXEMBOURG 99

6 AUSTRIA 50 44

7 GERMANY 27 54 10

8 IRELAND 24 72

9 UNITED KINGDOM 18 65 15

10 FRANCE 42 57

11 BELGIUM 60 40

12 SPAIN 88 12

13 PORTUGAL 68 28

14 CYPRUS 35 60

15 MALTA 13 57 30

16 SLOVENIA 10 62 20 5

17 ESTONIA 7 30 62

18 HUNGARY 100

19 SLOVAKIA 95

20 POLAND 15 77 8

21 CZECH REPUBLIC 85 13

22 LATVIA 7 82 5

23 LITHUANIA 99

24 ITALY 100

25 GREECE 17 83

26 ROMANIA 100

27 BULGARIA 100

note: Frequencies are calculated from the 60 simulations with alternative aggregation, weighting and removing one indicator at a time

Frequencies under 5% are not shown. Bold numbers represent a majority of simulation results equaling a country’s original rank position.

Table 2.14: Frequency Matrix of a EU Country's Voice & Accountability Rank

Original Rank Country 1,2 3,4 5,6 7,8 9,10 11,12 13,14 15,16 17,18 19,20 21,22 23,24,25 26,27

1 Sweden 100

2 Netherlands 24 73

3 Lux 21 76

4 Denmark 76 17 5

5 Finland 85 15

6 Ireland 99

7 Belgium 86 14

8 Austria 93 6

9 Germany 9 24 38 23 6

10 United Kingdom 60 33 6

11 France 68 29

12 Malta 5 74 16 5

13 Portugal 14 49 37

14 Spain 59 35

15 Estonia 8 12 67 13

16 Cz. Rep 9 90

17 Slovenia 84 9 6

Page 30: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxx

18 Hungary 12 17 8 63

19 Cyprus 6 17 6 33 18 11

20 Italia 23 64 12

21 Slovakia 15 84

22 Greece 10 42 42 6

23 Latvia 26 49 24

24 Poland 6 60 18 16

25 Lithuania 25 75

26 Bulgaria 8 92

27 Romania 66 34

note: Frequencies are calculated from the 66 simulations with alternative aggregation, weighting and removing one indicator at a time.

Frequencies under 5% are not shown. Bold numbers represent a majority of simulation results equaling a country’s original rank position.

Full Sensitivity Results from Simulations (from section 5)

Sensitivity Analysis: Impact of Assumptions of Weighting, Aggregation and Exclusion of

Single Indicators on Rule of Law

Scenario Aggregation Weighting Excluded Median Max Spearman

Indicator Rank Coefficient

1 Arithmetic Original None 0 0 1.00

2 Arithmetic Original Bri 0 1 0.998

3 Arithmetic Original Dri 0 1 0.999

4 Arithmetic Original Eiu 0 2 0.993

5 Arithmetic Original Gad 0 0 1.00

6 Arithmetic Original Prs 0 2 0.995

7 Arithmetic Original Wmo 0 2 0.992

8 Arithmetic Original Gcs 0 3 0.990

9 Arithmetic Original Gwp 0 1 0.998

10 Arithmetic Original Wcy 0 2 0.993

11 Arithmetic Original Her 0 3 0.993

12 Arithmetic Original Hum 0 0 1.00

13 Arithmetic Original Tpr 0 0 1.00

14 Arithmetic Equal None 1 5 (Italy+) 0.966

15 Arithmetic Equal Bri 2 4 0.964

16 Arithmetic Equal Dri 1 5 (Italy+) 0.964

17 Arithmetic Equal Eiu 1 5 (Italy+) 0.963

18 Arithmetic Equal Gad 1 5 (Italy+) 0.965

19 Arithmetic Equal Prs 2 5 (Italy+) 0.950

20 Arithmetic Equal Wmo 2 5 (Italy+) 0.961

21 Arithmetic Equal Gcs 1 5 (Italy+) 0.962

22 Arithmetic Equal Gwp 1 5 (Hungary+) 0.954

23 Arithmetic Equal Wcy 2 5 (Italy+) 0.960

24 Arithmetic Equal Her 1 5 (Italy+) 0.956

25 Arithmetic Equal Hum 1 5 (Italy+) 0.963

26 Arithmetic Equal Tpr 1 4 0.979

27 Arithmetic FA None 1 4 0.967

28 Arithmetic FA Bri 1 5 (Italy+) 0.968

Page 31: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxi

29 Arithmetic FA Dri 1 5 (Italy+) 0.968

30 Arithmetic FA Eiu 1 6 (Slovenia+) 0.931

31 Arithmetic FA Gad 1 4 0.976

32 Arithmetic FA Prs 1 5 (Italy+) 0.964

33 Arithmetic FA Wmo 1 5 (Italy+) 0.967

34 Arithmetic FA Gcs 1 5 (Italy+) 0.960

35 Arithmetic FA Gwp 2 5 (Hungary+) 0.958

36 Arithmetic FA Wcy 2 5 (Italy+) 0.957

37 Arithmetic FA Her 1 5 (Italy+) 0.961

38 Arithmetic FA Hum 1 5 (Italy+) 0.964

39 Arithmetic FA Tpr 1 4 0.981

40 Geometric Original None 1 5 (Hun+) 0.960

41 Geometric Original Bri 1 4 0.964

42 Geometric Original Dri 1 5 (Italy+) 0.959

43 Geometric Original Eiu 1 5 (Italy, Hun. +) 0.959

44 Geometric Original Gad 1 5 (Italy, Hun. +) 0.962

45 Geometric Original Prs 1 5 (Italy+) 0.949

46 Geometric Original Wmo 2 5 (Italy, Hun. +) 0.955

47 Geometric Original Gcs 1 5 (Italy+) 0.957

48 Geometric Original Gwp 1 5 (Italy, Hun. +) 0.961

49 Geometric Original Wcy 1 5 (Italy+) 0.956

50 Geometric Original Her 1 5 (Italy, Hun.+) 0.965

51 Geometric Original Hum 1 5 (Hun+) 0.964

52 Geometric Original Tpr 1 5 (Hun+) 0.975

53 Geometric Equal None 1 5 (Italy+) 0.964

54 Geometric Equal Bri 1 4 0.951

55 Geometric Equal Dri 1 5 (Italy+) 0.959

56 Geometric Equal Eiu 1 5 (Italy, Hun+) 0.960

57 Geometric Equal Gad 1 5 (Italy+) 0.955

58 Geometric Equal Prs 1 5 (Italy+) 0.949

59 Geometric Equal Wmo 2 5 (Italy+) 0.955

60 Geometric Equal Gcs 1 5 (Italy+) 0.957

61 Geometric Equal Gwp 1 5 (Hungary+) 0.961

62 Geometric Equal Wcy 1 5 (Italy+) 0.956

63 Geometric Equal Her 1 5 (Italy+) 0.959

64 Geometric Equal Hum 1 5 (Italy+) 0.964

65 Geometric Equal Tpr 1 4 0.975

66 Geometric FA None 1 5 (Italy+) 0.960

67 Geometric FA Bri 1 4 0.964

68 Geometric FA Dri 1 5 (Italy+) 0.959

69 Geometric FA Eiu 1 5 (Italy+) 0.959

70 Geometric FA Gad 1 5 (Italy+) 0.962

71 Geometric FA Prs 1 5 (Italy+) 0.943

72 Geometric FA Wmo 2 5 (Italy+) 0.955

73 Geometric FA Gcs 1 5 (Italy+) 0.957

74 Geometric FA Gwp 1 5 (Hungary +) 0.961

75 Geometric FA Wcy 1 5 (Italy+) 0.956

76 Geometric FA Her 1 5 (Italy+) 0.959

77 Geometric FA Hum 1 5 (Italy+) 0.964

78 Geometric FA Tpr 1 4 0.975

Page 32: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxii

Sensitivity Analysis: Impact of Assumptions of Weighting, Aggregation and

Exclusion of Single Indicators on Corruption

Scenario Aggregation Weighting Excluded Median Max Spearman

Indicator Rank Coefficient

1 Arithmetic Original None 0 0 1

2 Arithmetic Original Bri 0 2 0.996

3 Arithmetic Original Dri 0 0 1

4 Arithmetic Original Eiu 0 2 0.993

5 Arithmetic Original Gad 0 1 0.998

6 Arithmetic Original Prs 0 2 0.993

7 Arithmetic Original Wmo 0 2 0.995

8 Arithmetic Original Gcs 1 3 0.993

9 Arithmetic Original Gwp 0 2 0.998

10 Arithmetic Original Wcy 0 3 0.994

11 Arithmetic Equal None 1 3 0.989

12 Arithmetic Equal Bri 1 4 0.981

13 Arithmetic Equal Dri 0 3 0.991

14 Arithmetic Equal Eiu 1 3 0.984

15 Arithmetic Equal Gad 1 2 0.99

16 Arithmetic Equal Prs 1 4 0.975

17 Arithmetic Equal Wmo 0 3 0.991

18 Arithmetic Equal Gcs 1 3 0.986

19 Arithmetic Equal Gwp 0 2 0.995

20 Arithmetic Equal Wcy 1 3 0.99

21 Arithmetic FA None 1 3 0.989

22 Arithmetic FA Bri 0 4 0.983

23 Arithmetic FA Dri 1 3 0.989

24 Arithmetic FA Eiu 1 3 0.985

25 Arithmetic FA Gad 1 2 0.991

26 Arithmetic FA Prs 1 4 0.974

27 Arithmetic FA Wmo 0 3 0.989

28 Arithmetic FA Gcs 1 3 0.982

29 Arithmetic FA Gwp 1 2 0.995

Page 33: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxiii

30 Arithmetic FA Wcy 1 3 0.99

31 Geometric Original None 1 3 0.989

32 Geometric Original Bri 0 4 0.983

33 Geometric Original Dri 1 3 0.989

34 Geometric Original Eiu 1 3 0.982

35 Geometric Original Gad 1 2 0.988

36 Geometric Original Prs 1 4 0.971

37 Geometric Original Wmo 0 3 0.99

38 Geometric Original Gcs 1 3 0.982

39 Geometric Original Gwp 0 2 0.983

40 Geometric Original Wcy 1 3 0.995

41 Geometric Equal None 1 3 0.989

42 Geometric Equal Bri 0 4 0.983

43 Geometric Equal Dri 1 3 0.988

44 Geometric Equal Eiu 1 3 0.982

45 Geometric Equal Gad 1 3 0.986

46 Geometric Equal Prs 1 4 0.972

47 Geometric Equal Wmo 0 3 0.990

48 Geometric Equal Gcs 1 3 0.983

49 Geometric Equal Gwp 0 2 0.995

50 Geometric Equal Wcy 1 3 0.988

51 Geometric FA None 1 3 0.989

52 Geometric FA Bri 1 4 0.988

53 Geometric FA Dri 1 3 0.986

54 Geometric FA Eiu 1 3 0.981

55 Geometric FA Gad 1 2 0.988

56 Geometric FA Prs 1 4 0.983

57 Geometric FA Wmo 0 3 0.988

58 Geometric FA Gcs 1 3 0.971

59 Geometric FA Gwp 0 2 0.997

60 Geometric FA Wcy 1 3 0.988

Page 34: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxiv

Sensitivity Analysis: Impact of Assumptions of Weighting, Aggregation and

Exclusion of Single Indicators on Government Effectiveness

Scenario Aggregation Weighting Excluded Median Max Spearman

Indicator Rank Coefficient

1 Arithmetic Original None 0 0 1

2 Arithmetic Original Bri 0 2 0.991

3 Arithmetic Original Dri 0 1 0.998

4 Arithmetic Original Eiu 1 3 0.992

5 Arithmetic Original Prs 0 1 0.997

6 Arithmetic Original Wmo 1 3 0.991

7 Arithmetic Original Gcs 1 4 0.987

8 Arithmetic Original Gwp 0 1 0.998

9 Arithmetic Original Wcy 0 2 0.996

10 Arithmetic Original Egv 0 2 0.996

11 Arithmetic Equal None 1 6 (Slovak -) 0.945

12 Arithmetic Equal Bri 2 6 (Slovak -) 0.942

13 Arithmetic Equal Dri 1 6 (Slovak, Italy+)) 0.943

14 Arithmetic Equal Eiu 1 6 (Slovak, Italy+)) 0.934

15 Arithmetic Equal Prs 2 6 (Slovak, Italy+)) 0.937

16 Arithmetic Equal Wmo 2 6 (Slovak -) 0.935

17 Arithmetic Equal Gcs 2 7 (Ireland+) 0.914

18 Arithmetic Equal Gwp 2 5 (Hungary-) 0.942

19 Arithmetic Equal Wcy 2 6 (Slovak -) 0.933

20 Arithmetic Equal Egv 1 5 (Slovak-) 0.956

21 Arithmetic FA None 1 5 (Spain+) 0.959

22 Arithmetic FA Bri 1 4 0.961

23 Arithmetic FA Dri 1 5 (Spain+) 0.961

24 Arithmetic FA Eiu 1 5 (Spain, Bel+) 0.943

25 Arithmetic FA Prs 1 5 (Spain+) 0.953

26 Arithmetic FA Wmo 2 5 (Bel+) 0.952

27 Arithmetic FA Gcs 2 5 (Spain+) 0.951

28 Arithmetic FA Gwp 1 3 0.989

29 Arithmetic FA Wcy 2 5 (Sp, Pol+, Lat-) 0.944

30 Arithmetic FA Egv 1 5 (Spain+) 0.959

31 Geometric Original None 1 6 (Slovak-) 0.948

32 Geometric Original Bri 1 6 (Slovak-) 0.945

33 Geometric Original Dri 1 6 (Slovak, Italy+)) 0.942

34 Geometric Original Eiu 2 7 (Italy+) 0.925

Page 35: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxv

35 Geometric Original Prs 2 6 (Slovak, Italy+)) 0.936

36 Geometric Original Wmo 2 6 (Slovak, Pol.+) 0.932

37 Geometric Original Gcs 2 7 (Ireland+) 0.907

38 Geometric Original Gwp 2 8 (Slovenia-) 0.937

39 Geometric Original Wcy 2 7 (Italy+) 0.928

40 Geometric Original Egv 1 5 (Spain+) 0.953

41 Geometric Equal None 1 6 (Slovak -) 0.945

42 Geometric Equal Bri 1 6 (Slovak -) 0.946

43 Geometric Equal Dri 1 6 (Slovak, Italy+)) 0.942

44 Geometric Equal Eiu 2 7 (Italy+) 0.925

45 Geometric Equal Prs 2 6 (Slovak, Italy+)) 0.936

46 Geometric Equal Wmo 2 6 (Poland+) 0.932

47 Geometric Equal Gcs 2 7 Ireland (+) 0.907

48 Geometric Equal Gwp 2 4 0.937

49 Geometric Equal Wcy 2 7 (Italy+) 0.928

50 Geometric Equal Egv 1 5 (Spain+) 0.953

51 Geometric FA None 1 5 (Spain+) 0.953

52 Geometric FA Bri 1 4 0.951

53 Geometric FA Dri 1 5 (Spain+, Slovak-) 0.954

54 Geometric FA Eiu 2 6 (Slovak-) 0.935

55 Geometric FA Prs 2 5 (Spain+) 0.95

56 Geometric FA Wmo 1 5 (Bel+, Slovak-) 0.947

57 Geometric FA Gcs 2 5 (Poland+) 0.945

58 Geometric FA Gwp 2 7 (Italy+) 0.988

59 Geometric FA Wcy 1 5 (Spain+) 0.928

60 Geometric FA Egv 1 4 0.95

Page 36: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxvi

Sensitivity Analysis: Impact of Assumptions of Weighting, Aggregation and Exclusion

of Single Indicators on Voice & Accountability

Scenario Aggregation Weighting Excluded Median Max Spearman

Indicator Rank Coefficient

1 Arithmetic Original None 0 0 1.00

2 Arithmetic Original WMO 0 1 0.998

3 Arithmetic Original FRH 1 5 (Poland+) 0.982

4 Arithmetic Original PRS 0 3 0.993

5 Arithmetic Original EIU 1 3 0.986

6 Arithmetic Original RSF 0 1 0.998

7 Arithmetic Original HUM 0 3 0.991

8 Arithmetic Original WCY 0 2 0.994

9 Arithmetic Original GCS 0 2 0.995

10 Arithmetic Original GAD 0 3 0.989

11 Arithmetic Original GWP 0 1 0.999

12 Arithmetic Equal None 2 9 (Cyprus+) 0.932

13 Arithmetic Equal WMO 2 11 (Cyprus+) 0.920

14 Arithmetic Equal FRH 2 9 (Cyprus+) 0.933

15 Arithmetic Equal PRS 2 9 (Cyprus+) 0.923

16 Arithmetic Equal EIU 2 10 (Cyprus+) 0.922

17 Arithmetic Equal RSF 1 11 (Cyprus+) 0.934

18 Arithmetic Equal HUM 2 9 (Cyprus+) 0.919

19 Arithmetic Equal WCY 2 10 (Cyprus+) 0.921

20 Arithmetic Equal GCS 2 9 (Cyprus+) 0.916

21 Arithmetic Equal GAD 2 10 (Cyprus+) 0.928

22 Arithmetic Equal GWP 1 6 (Latvia +) 0.952

23 Arithmetic FA None 2 9 (Cyprus+) 0.932

24 Arithmetic FA WMO 2 11 (Cyprus+) 0.921

25 Arithmetic FA FRH 2 9 (Cyprus+) 0.932

26 Arithmetic FA PRS 2 9 (Cyprus+) 0.932

27 Arithmetic FA EIU 2 10 (Cyprus+) 0.922

28 Arithmetic FA RSF 2 9 (Cyprus+) 0.933

29 Arithmetic FA HUM 2 10 (Cyprus+) 0.918

30 Arithmetic FA WCY 1 11 (Cyprus+) 0.921

31 Arithmetic FA GCS 2 8 (Cyprus+) 0.916

32 Arithmetic FA GAD 2 10 (Cyprus+) 0.927

33 Arithmetic FA GWP 1 6 (Latvia +) 0.952

34 Geometric Original None 2 5 (Cyprus+) 0.958

35 Geometric Original WMO 2 7 (Cyprus+) 0.952

36 Geometric Original FRH 2 5 (Cyprus+) 0.958

37 Geometric Original PRS 2 6 (Cyprus+) 0.955

Page 37: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxvii

38 Geometric Original EIU 2 6 (Cyprus+) 0.959

39 Geometric Original RSF 2 6 (Cyprus+) 0.951

40 Geometric Original HUM 2 6 (Cyprus+) 0.958

41 Geometric Original WCY 2 4 0.965

42 Geometric Original GCS 1 6 (Pol. +) 0.961

43 Geometric Original GAD 1 6 (Cyprus+) 0.954

44 Geometric Original GWP 2 4 0.973

45 Geometric Equal None 2 5 (Cyp, Pol.+, Hun-) 0.959

46 Geometric Equal WMO 2 6 (Cyprus +) 0.952

47 Geometric Equal FRH 2 5 (Cyp, Pol.+, Hun-) 0.959

48 Geometric Equal PRS 2 6 (Cyprus+) 0.954

49 Geometric Equal EIU 2 5 (Cyp, Pol. +) 0.955

50 Geometric Equal RSF 2 5 (Cyp, Pol.+, Hun-) 0.959

51 Geometric Equal HUM 2 6 (Cyprus+) 0.951

52 Geometric Equal WCY 1 4 0.964

53 Geometric Equal GCS 1 6 (Poland+) 0.962

54 Geometric Equal GAD 2 6 (Cyprus+) 0.952

55 Geometric Equal GWP 1 4 0.972

56 Geometric FA None 2 5 (Cyprus+) 0.958

57 Geometric FA WMO 2 7 (Cyprus+) 0.952

58 Geometric FA FRH 2 5 (Cyprus+) 0.959

59 Geometric FA PRS 2 6 (Cyprus+) 0.954

60 Geometric FA EIU 2 6 (Cyprus+) 0.954

61 Geometric FA RSF 2 5 (Cyp, Pol. +) 0.959

62 Geometric FA HUM 2 6 (Cyprus+) 0.951

63 Geometric FA WCY 1 4 0.964

64 Geometric FA GCS 1 6 (Poland+) 0.961

65 Geometric FA GAD 2 6 (Cyprus+) 0.954

66 Geometric FA GWP 1 4 0.972

Regressions from part 2.6 – external validity checks (QoG as DV)

1 2 3 4 5

GDP 0.014

(7.86)**

Social Capital 2.646

(5.10)**

Inequality -0.051

(2.25)*

Page 38: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxviii

Child Mortality -0.127

(5.50)**

population 0.001

(-0.27)

Constant -0.185 0.32 2.65 2.082 1.099

-1.06 -1.81 (3.86)** (10.98)** (7.78)**

Observations 26 26 27 27 27

R-squared 0.72 0.52 0.17 0.55 0

Absolute value of t statistics in parentheses

* significant at 5%; ** significant at 1%

Page 39: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xxxix

Appendix: Part III – Measuring QoG at the Regional Level

List of Regions, Nuts Codes, and Region Code in the E.U. Regional Dataset

Region Nuts Code Number Region Nuts Code Number Region Nuts Code Number

Austria AT 1 Franche-Comte FR43 65 Dolnoslaskie PL51 129

Burgenland AT11 2 Pays de la Loire FR51 66 Opolskie PL52 130

Niederöstrerreich AT12 3 Bretagne FR52 67 Kujawsko-Pomorskie PL61 131

Wien AT13 4 Poitou-Charentes FR53 68 Warminsko-Mazurskie PL62 132

Kärnten AT21 5 Aquitaine FR61 69 Pomorskie PL63 133

Kärnten AT21 6 Midi-Pyrenees FR62 70 Portugal PT 134

Oberösterreich AT31 7 Limousin FR63 71 Norte PT11 135

Salzburg AT32 8 Rhone-Alpes FR71 72 Algarve PT15 136

Tirol AT33 9 Auvergne FR72 73 Centro PT16 137

Voralberg AT34 10 Languedoc-Roussillon FR81 74 Lisboa PT17 138

Belgium BE 11 Provence-Alpes-Cote d'Azur FR82 75 Alentejo PT18 139

Brussels BE1 12 Corse FR83 76 Região Autónoma dos Açores PT20 140

Vlaams Gewest BE2 13 Guadeloupe FR91 77 Região Autónoma da Madeira PT30 141

Wallonie BE3 14 Martinique FR92 78 Romania RO 142

Bulgaria BG 15 Guyane FR93 79 Nord-Vest RO11 143

Severozapaden BG31 16 Reunion FR94 80 Centru RO12 144

Severen Tsentralen BG32 17 Greece GR 81 Nord-Est RO21 145

Severoiztochen BG33 18 Voreia Ellada GR1 82 Sud-Est RO22 146

Yugoiztochen BG34 19 Kentriki Ellada GR2 83 Sud-Muntenia RO31 147

Yugozapaden BG41 20 Attica GR3 84 Bucuresti-Ilfov RO32 148

Yuzhen Tsentralen BG42 21 Nisia Aigaiou-Kriti GR4 85 Sud-Vest Oltenia RO41 149

Czech Rep. CZ 22 Hungary HU 86 Vest RO42 150

Praha CZ01 23 Közép-Magyarország HU1 87 Slovakia SK 151

Stredni Cechy CZ02 24 Dunántúl HU2 88 Bratislavský kraj SK01 152

Jihozapad CZ03 25 Észak és Alföld HU3 89 Západné Slovensko SK02 153

Severozapad CZ04 26 Italy IT 90 Stredné Slovensko SK03 154

Severovychod CZ05 27 Piemonte ITC1 91 Východné Slovensko SK04 155

Jihovychod CZ06 28 Valle d'Acosta ITC2 92 Spain ES 156

Stedni Morava CZ07 29 Ligura ITC3 93 Galicia ES11 157

Moravskoslezsko CZ08 30 Lombardia ITC4 94 Principado de Asturias ES12 158

Denmark DK 31 Bolzano ITD1 95 Cantabria ES13 159

Hovedstaden DK01 32 Trento ITD2 96 Pais Vasco ES21 160

Sjaelland DK02 33 Veneto ITD3 97 Comunidad Foral de Navarra ES22 161

Syddanmark DK03 34 Friuli-Venezia Giulia ITD4 98 La Rioja ES23 162

Midtylland DK04 35 Emilia-Romagna ITD5 99 Aragón ES24 163

Nordjylland DK05 36 Toscana ITE1 100 Comunidad de Madrid ES30 164

Germany DE 37 Umbria ITE2 101 Castilla y León ES41 165

Baden Wuttemberg DE1 38 Marche ITE3 102 Castilla-La Mancha ES42 166

Bavaria DE2 39 Lazio ITE4 103 Extremadura ES43 167

Berlin DE3 40 Abruzzo ITF1 104 Cataluña ES51 168

Brandenburg DE4 41 Molise ITF2 105 Comunidad Valenciana ES52 169

Bremen DE5 42 Campania ITF3 106 Illes Balears ES53 170

Hamburg DE6 43 Puglia ITF4 107 Andalucia ES61 171

Hessen DE7 44 Basilicata ITF5 108 Región de Murcia ES62 172

Page 40: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xl

Mecklenburg-Vorpommen DE8 45 Calabria ITF6 109 Ciudad Autónoma de Ceuta ES63 173

Lower Saxony DE9 46 Sicilia ITG1 110 Ciudad Autónoma de Melilla ES64 174

North Rhine Westphalia DEA 47 Sardegna ITG2 111 Canarias (ES) ES70 175

Rhineland-Palatinate DEB 48 Netherlands NL 112 Sweden SE 176

Saarland DEC 49 Noord-Nederland NL1 113 Östra Sverige SE1 177

Saxony DED 50 Oost-Nederland NL2 114 Södra Sverige SE2 178

Saxony-Anhalt DEE 51 West-Nederland NL3 115 Norra Sverige SE3 179

Schleswig-Holstein DEF 52 Zuid-Nederland NL4 116 United Kingdom UK 180

Thuringia DEG 53 Poland PL 117 Northeast England UKC 181

France FR 54 Lodzkie PL11 118 Northwest England UKD 182

Ile-de-France FR10 55 Mazowieckie PL12 119 Yorkshire-Humber UKE 183

Champagne-Ardenne FR21 56 Malopolskie PL21 120 East Midland England UKF 184

Picardie FR22 57 Slaskie PL22 121 West Midland England UKG 185

Haute-Normandie FR23 58 Lubelskie PL31 122 East of England UKH 186

Centre FR24 59 Podkarpackie PL32 123 London UKI 187

Basse-Normandie FR25 60 Swietokrzyskie PL33 124 South East England UKJ 188

Bourgogne FR26 61 Podlaskie PL34 125 South West England UKK 189

Nord - Pas-de-Calais FR30 62 Wielkopolskie PL41 126 Wales UKL 190

Lorraine FR41 63 Zachodniopomorskie PL42 127 Scotland UKM 191

Alsace FR42 64 Lubuskie PL43 128 Northern Ireland UKN 192

Table 1: Demographic & Background Data (n= 33,540)

Question Content Proportion of sample

Experience in last 12 months:

Education 0.60

Health care 0.25

Law enforcement 0.78

All 3 0.14

None of the 3 0.09

Income

Low 0.38

Medium 0.37

High 0.14

Education

Secondary or less 0.49

University 0.35

Advanced degree 0.14

Page 41: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xli

Population

10,000 or less 0.39

10,000 - 100,000 0.36

100,000 - 1 million 0.18

1 million + 0.06

Age

18-29 0.19

30-49 0.35

50-64 0.27

65+ 0.19

Religion

Christian 0.56

Secular 0.17

Muslim 0.01

Other 0.26

Gender

Male 0.55

Female 0.45

Language: mother tongue same as official language in region?

yes 0.95

no 0.05

Table 4: Pairwise Person Correlations

Note: significant relationships at the 95% level of confidence are in bold

VARIABLE Ed. Qual.

Hel.

Qual. Law Qual. Ed. Impart1 Hel. Impart1 Law Impart1 Ed. Impart2 Hel. Impart2 Law Impart2

Health Qual. 0.71 1

Law Qual. 0.69 0.65 1

Ed. Impart1 -0.17 0.16 0.21 1

Health Impart1 0.006 0.34 0.19 0.86 1

Law Impart1 -0.002 0.31 0.48 0.86 0.75 1

Ed. Impart2 0.16 0.39 0.41 0.76 0.76 0.74 1

Health Impart2 0.35 0.66 0.36 0.43 0.77 0.55 0.81 1

Law Impart2 0.11 0.34 0.56 0.66 0.61 0.82 0.87 0.67 1

Ed. Cor. 0.3 0.55 0.41 0.54 0.56 0.66 0.62 0.64 0.54

Health Cor. 0.33 0.69 0.39 0.51 0.68 0.63 0.63 0.81 0.54

Law Cor. 0.23 0.45 0.61 0.61 0.55 0.84 0.71 0.59 0.82

Others Cor. 0.36 0.57 0.33 0.29 0.5 0.46 0.53 0.75 0.51

Elections 0.35 0.46 0.42 0.17 0.27 0.31 0.42 0.44 0.43

Media 0.28 0.35 0.54 0.26 0.29 0.52 0.23 0.29 0.42

HealthBribe 0.13 0.21 0.06 -0.09 0.02 0.05 0.005 0.13 0.05

VARIABLE Ed. Cor. Hel. Cor. Law Cor. Others Cor. Elections Media

Page 42: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xlii

Health Qual.

Law Qual.

Ed. Impart1

Health Impart1

Law Impart1

Ed. Impart2

Health Impart2

Law Impart2

Ed. Cor. 1

Health Cor. 0.88 1

Law Cor. 0.83 0.75 1

Others Cor. 0.71 0.78 0.67 1

Elections 0.42 0.48 0.49 0.45 1

Media 0.32 0.43 0.57 0.42 0.28 1

HealthBribe 0.16 0.24 0.13 0.22 0.23 0.14

Table 3: Multiple Regression (by Pillar) with Individual Level Data

Quality Impartialiy Corruption QoG Total

Experience

Education -.08*** -.05** -.03* -.04*

Health -.06** .04* 0.02 -.005

Law Enforcement .12** .08** .07** .08**

Income (low = comparison group)

High .22** .09** .16** .12**

Medium .13** .06** .08** .08**

Education (low = comparison group)

High -.14** .04* .17** .05**

Medium -.07** .15** .16** .07**

Age (18-29 = comparison group)

30-49 .04* n.02 .08** .03**

50-64 .05* .08** .15** .09**

65+ .08** .23** .19** .15**

Population (>10,000 = comparison

group)

10,000 - 100,000 -.09** -.05* -.12** -.07**

100,000 - 1 million -.14** 0.003 -.11** -.05**

1 million + -.17** -.24** -.48** -.30**

Other Demographic Indicators

Muslim -.07 -.06 -.01 -.09*

Different mother tongue -.004 .02 -.04 -.04*

Female -.15** .08** .01 -.01

Page 43: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xliii

Satisfaction with the current:

Economy .05** .04** .03** .03**

Government .03** .02** .02** .02**

Constant -.43** -.23** -.31** -.31**

Rsq 0.07 0.04 0.04 0.08

Observations 33540 33540 33540 33540 note: OLS with robust standard errors. All dependent variables are set up such that higher scores equate to better QoG (less

corruption, more impartiality, etc.). ** p < .01, * p < .05

Chronbach‟s Alpha coefficient is defined as the following:

)var(

)var(

11)var(

),cov(

1 o

j

j

o

ji

ji

cx

x

Q

Q

x

xx

Q

Q c = 1,, M; i, j =1;…;Q (1)

The FA model is given by:

QmQmQQQ

mm

eFFFx

eFFFx

...

...

...

2211

112221111

(2)

For the FA, all variables are standardized, so as to have a common mean of „0‟ and a

standard deviation of „1‟. Thus ),...,1( Qixi represents the standardized variables and

imi ,...,1 equate to the factor loadings which relate to the variable mi FFX ,...;; 1 , which

are „m‟ uncorrelated with common factors with a „0‟ mean and unit variance. The ie are

the Q-specific factors, which also has a „0‟ mean, are independently and identically

distributed (OECD 2008).

PC Eigenvalue % of Total Var.

1 8.38 52.42

2 2.41 15.12

3 1.28 10.02

4 0.98 6.40

5 0.81 4.59

6 0.61 3.32

7 0.52 2.26

8 0.34 2.12

Page 44: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xliv

9 0.23 1.43

10 0.13 0.84

11 0.08 0.55

12 0.06 0.38

13 0.04 0.22

14 0.03 0.19

15 0.02 0.14

The formula for Standardization is:

t

cqc

t

cqc

t

qct

qc

xxI

(3)

The formula for min-mx is: )(min)(max

)(mint

qc

t

qc

t

qc

t

qct

qcxx

xxI

(4)

We employ the following formula for aggregation and weigting:

qc

Q

q qc IwCI

1 (5)

Whereby the sum of the weights equals one ( 1q qw ) and the weights are bound

between „0‟ and „1. In later tests of sensitivity, we also aggregate the indicators using

geometric aggregation.

Table 9: Weighting Scheme by Indicator and Pillar

Indicator Pillar

Pillar

weight Equal Weight Factor weight

W/in Pillar weight w/ Pillar of Total

EdQual Quality 33.33% 20% 22.93% 4.89%

HealthQual 20% 12.52% 2.67%

LawQual 20% 38.15% 8.14%

Media 20% 21.62% 4.61%

Election 20% 11.09% 1.64%

EdImpartial1 Impartiality 33.33% 16.67% 21.33% 9.51%

HealthImpartial1 16.67% 15.78% 7.04%

LawImpartial1 16.67% 20.42% 9.10%

EdImpartial2 16.67% 15.38% 6.86%

Page 45: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xlv

HealthImpartial2 16.67% 6.67% 2.97%

LawImpartial2 16.67% 20.41% 9.10%

EdCorrupt Corruption 33.33% 20% 21.46% 8.21%

HealthCorrupt 20% 30.59% 11.70%

LawCorrupt 20% 6.91% 2.64%

OthersCorrupt 20% 27.62% 10.56%

Health Sector Bribe 20% 13.43% 5.14%

Table 10: Complete list of Regional QoG by Rank Order

Page 46: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xlvi

Rank region euqogindex Rank region euqogindex Rank region euqogindex Rank region euqogindex

1 DK04 2.12729 44 DE1 0.67235 87 FR72 -0.003 130 PL42 -0.680371

2 DK02 1.88092 45 DE3 0.672248 88 FR10 -0.02 131 PL21 -0.688487

3 DK03 1.87205 46 DE4 0.670269 89 FR30 -0.023 132 RO21 -0.692354

4 NL1 1.75815 47 ES24 0.664752 90 FR81 -0.031 133 RO22 -0.714053

5 DK05 1.74533 48 AT31 0.65598 91 PT18 -0.052 134 PL31 -0.718985

6 DK01 1.73384 49 DE6 0.652047 92 FR25 -0.066 135 PL43 -0.745017

7 ITD1 1.67796 50 DE5 0.643663 93 FR43 -0.074 136 FR94 -0.756672

8 ITC2 1.53713 51 DE8 0.639711 94 FR26 -0.084 137 PL61 -0.765688

9 SE2 1.43125 52 AT32 0.627298 95 CZ03 -0.092 138 PL34 -0.778405

10 UKM 1.42236 53 ES62 0.627246 96 FR42 -0.094 139 PL12 -0.813732

11 NL3 1.39441 54 DE9 0.627125 97 FR22 -0.098 140 PL41 -0.816543

12 UKF 1.38923 55 ITE2 0.62099 98 ITG2 -0.1 141 PT16 -0.845336

13 ITD2 1.37398 56 ES70 0.615539 99 ITF1 -0.122 142 HU2 -0.852483

14 SE1 1.35118 57 UKI 0.601859 100 RO41 -0.138 143 PL22 -0.936801

15 NL2 1.29653 58 AT22 0.594927 101 ES51 -0.146 144 RO42 -0.936824

16 SE3 1.23133 59 ES23 0.584934 102 FR62 -0.178 145 PL51 -0.93792

17 UKK 1.22948 60 DEE 0.553417 103 CZ05 -0.196 146 HU3 -0.976073

18 UKJ 1.22078 61 ES42 0.548838 104 BE1 -0.199 147 ITF4 -0.977172

19 NL4 1.19154 62 DEB 0.512927 105 FR51 -0.216 148 CZ01 -1.01617

20 UKD 1.17706 63 ES22 0.512439 106 RO12 -0.245 149 CZ04 -1.02243

21 BE2 1.15678 64 FR52 0.49357 107 PT20 -0.286 150 FR92 -1.04661

22 UKN 1.06675 65 ES52 0.492568 108 CZ02 -0.314 151 ITG1 -1.07335

23 UKC 1.05173 66 ES13 0.481796 109 FR41 -0.333 152 GR3 -1.11503

24 DEG 1.03995 67 ITD5 0.464096 110 FR82 -0.363 153 PT11 -1.14822

25 AT11 1.03553 68 ES53 0.446118 111 FR21 -0.394 154 FR93 -1.16155

26 ITD4 1.02304 69 DEA 0.396878 112 PL52 -0.415 155 FR91 -1.20122

27 ES21 1.02171 70 DE2 0.394406 113 RO31 -0.445 156 BG33 -1.25478

28 DEF 0.974562 71 ITE3 0.341037 114 CZ08 -0.456 157 BG42 -1.43321

29 UKL 0.935203 72 ITD3 0.339226 115 FR23 -0.458 158 ITF6 -1.44641

30 UKG 0.928315 73 DE7 0.310058 116 FR83 -0.458 159 HU1 -1.57518

31 ES11 0.927839 74 ITC3 0.293243 117 ITF2 -0.461 160 ITF3 -1.58037

32 AT21 0.91665 75 ES41 0.277327 118 PL62 -0.475 161 RO32 -1.67471

33 AT33 0.894929 76 FR61 0.262441 119 ITF5 -0.485 162 GR4 -1.78893

34 UKH 0.890889 77 ITE1 0.247949 120 ITE4 -0.493 163 SK01 -1.79032

35 ES12 0.863037 78 FR71 0.241694 121 PT30 -0.526 164 GR2 -1.95117

36 AT34 0.823555 79 ES30 0.232515 122 CZ06 -0.538 165 SK03 -1.99129

37 DED 0.791426 80 RO11 0.216512 123 PT15 -0.6 166 SK04 -1.99459

38 UKE 0.775623 81 FR53 0.209139 124 PL33 -0.616 167 SK02 -2.09225

39 AT13 0.766939 82 BE3 0.174984 125 CZ07 -0.635 168 BG41 -2.20094

40 ES43 0.763702 83 FR63 0.166487 126 PL11 -0.659 169 GR1 -2.28209

41 DEC 0.74553 84 ITC4 0.15782 127 PL32 -0.665 170 BG32 -2.43973

42 AT12 0.744059 85 ES61 0.128576 128 PT17 -0.67 171 BG34 -2.52226

43 ITC1 0.69531 86 FR24 0.049156 129 PL63 -0.671 172 BG31 -2.96235 Note: country names inserted into the chart represent the average score of all regions represented in the survey data. The data is standardized so that the mean QoG regional index score is „0‟ with a standard deviation of „1‟

Page 47: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xlvii

Figure 3: Regional Variation in Italy

Margins of Error

1. We begin by assuming a normal distribution of the sample so that we may use the

Central Limit Theorem. We know from basic statistical probability that in a sample „x‟,

95% of the area of a basic normal Bell curve are between our estimate (µ) 1.96+/- the

standard error around µ. We calculate the standard error as: S.E. = n

. The margin of

error for each individual region is based around the QoG estimate:

n/96.1

with N = 16, because there are 16 indicators in the QoG index which have been

aggregated from the survey data. Each region thus has their own individual margin of

error based on the consistency of the estimates for each of the 16 aggregated questions in

Page 48: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xlviii

the survey. We end up with an average margin of error of 0.338, or about one third of a

full standard deviation, with a minimum of 0.166 to a maximum of 0.691. Figure ()

shows the relative confidence intervals around the QoG estimates for the regions in rank

order.

Figure 5

Pais Vasco

Cataluña

Andalucia

-.5

0.5

11

.5

20 40 60 80 100

Region by Rank

Margins of Error and QoG in Spainsh Regions

Figure 6

Page 49: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xlix

Country Mean = .09

Hi = 1.68

Low = -1.58

-2-1

01

2

Reg

iona

l Q

oG

Estim

ate

Bo

lzan

o

Va

lle d

'Ao

sta

Tre

nto

Fri

uli-

V.G

.

Pie

mon

te

Um

bri

a

Em

ilia

-Rom

an

ia

Marc

he

Ve

ne

to

Lig

uri

a

To

scan

a

Lom

ba

rdia

Sa

rde

gn

a

Ab

ruzzo

Molis

e

Ba

sili

ca

ta

Lazio

Pu

glia

Sic

ilia

Ca

labri

a

Ca

mp

an

ia

Margin of Error & QoG in Italian Regions

Figure 7

Country mean = 1.87

0.5

11

.52

2.5

Mid

tjylla

nd

Sjæ

lland

Sydd

an

ma

rk

No

rdjy

llan

d

Ho

ved

sta

den

Margin of Error and QoG in Danish Regions

Page 50: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

l

Table 12: Sensitivity Testing of the QoG Regional Index

Scenario Aggregation Weighting Excluded Normalization Median Max Max Spearman

Indicator Method Region Rank Coefficient

Whole Pillars Removed

1 Arithmetic Equal none Standardized 0 0 0 1.000

2 Arithmetic Equal Corruption Standardized 4 42 Moravskoslezsko 0.976

3 Arithmetic Equal Impartiality Standardized 7 55 Attica 0.927

4 Arithmetic Equal Quality Standardized 10 52 Valencia (-) 0.938

5 Arithmetic FA none Standardized 4 27 Madrid 0.985

6 Arithmetic FA Corruption Standardized 8 52 Sud-Vest Oltenia 0.952

7 Arithmetic FA Impartiality Standardized 9 49 Poitou-Charentes 0.926

8 Arithmetic FA Quality Standardized 10 54 Sud-Vest Oltenia (-) 0.928

9 Arithmetic Equal none Min-Max 2 16 Catalunia 0.997

10 Arithmetic Equal Corruption Min-Max 5 42 Yorkshire-Humber (-) 0.975

11 Arithmetic Equal Impartiality Min-Max 7 53 Attica 0.929

12 Arithmetic Equal Quality Min-Max 10 54 Austurias (-) 0.934

13 Arithmetic FA none Min-Max 6 30 Severozapad 0.977

14 Arithmetic FA Corruption Min-Max 14 57 Attica 0.919

15 Arithmetic FA Impartiality Min-Max 8 50 Rhone-Alpes 0.922

16 Arithmetic FA Quality Min-Max 11 52 Madrid 0.923

17 Geometric Equal none Min-Max 3 20 Jihovychod (-) 0.993

18 Geometric Equal Corruption Min-Max 6 51 Attica 0.969

19 Geometric Equal Impartiality Min-Max 8 52 Austurias (-) 0.930

20 Geometric Equal Quality Min-Max 11 56 Severozapad 0.925

Individual Indicators Excluded

21 Arithmetic Equal EdQuality Standardized 5 32 Moravskoslezsko 0.996

22 Arithmetic Equal HealthQuality Standardized 4.5 28 Moravskoslezsko 0.995

23 Arithmetic Equal LawQuality Standardized 6 32 Jihozápad 0.992

24 Arithmetic Equal Media Standardized 4 31 Moravskoslezsko 0.994

25 Arithmetic Equal Election Standardized 4 31 Moravskoslezsko 0.999

26 Arithmetic Equal EdImpart1 Standardized 4.5 24 Moravskoslezsko 0.999

27 Arithmetic Equal HealthImpat1 Standardized 4 33 Moravskoslezsko 0.998

28 Arithmetic Equal LawImpart1 Standardized 5 31 Moravskoslezsko 0.998

29 Arithmetic Equal EdImpart2 Standardized 4.5 29 Moravskoslezsko 0.999

30 Arithmetic Equal HealthImpat2 Standardized 5 36 Moravskoslezsko 0.998

31 Arithmetic Equal LawImpart2 Standardized 6 29 Moravskoslezsko 0.998

32 Arithmetic Equal EdCorrupt Standardized 5 25 Moravskoslezsko 0.998

33 Arithmetic Equal HealthCorrupt Standardized 5 38 Moravskoslezsko 0.998

34 Arithmetic Equal LawCorrupt Standardized 4 28 Moravskoslezsko 0.997

35 Arithmetic Equal OthersCorrupt Standardized 5 29 Moravskoslezsko 0.997

36 Arithmetic Equal Gen. Bribe Standardized 4 31 Moravskoslezsko 0.999

37 Arithmetic FA EdQuality Standardized 4 24 Algarve (-) 0.988

38 Arithmetic FA HealthQuality Standardized 3 29 Réunion 0.991

39 Arithmetic FA LawQuality Standardized 4 22 Réunion 0.980

40 Arithmetic FA Media Standardized 4 21 Alentejo (-) 0.990

41 Arithmetic FA Election Standardized 4 22 Algarve (-) 0.990

42 Arithmetic FA EdImpart1 Standardized 4 18 Algarve (-) 0.992

43 Arithmetic FA HealthImpat1 Standardized 3 24 Alentejo (-) 0.991

Page 51: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

li

44 Arithmetic FA LawImpart1 Standardized 4 25 Alentejo (-) 0.986

45 Arithmetic FA EdImpart2 Standardized 3 24 Alentejo (-) 0.991

46 Arithmetic FA HealthImpat2 Standardized 4 23 Algarve (-) 0.989

47 Arithmetic FA LawImpart2 Standardized 4 23 Açores (-) 0.987

48 Arithmetic FA EdCorrupt Standardized 4 22 Alentejo (-) 0.990

49 Arithmetic FA HealthCorrupt Standardized 4 22 Algarve (-) 0.988

50 Arithmetic FA LawCorrupt Standardized 3 21 Algarve (-) 0.989

51 Arithmetic FA OthersCorrupt Standardized 3 21 Algarve (-) 0.984

52 Arithmetic FA Gen. Bribe Standardized 4 23 Región de Murcia 0.990

Stratified Sample

53 Arithmetic Equal 2+ services used Standardized 7 59 Valencia 0.964

54 Arithmetic FA 2+ services used Standardized 8 63 Valencia 0.942

55 Arithmetic Equal Female only Standardized 6 47 Aragón (-) 0.962

56 Arithmetic FA Female only Standardized 8 51 Umbria (-) 0.954

57 Arithmetic Equal No high income Standardized 4 25 Östra Sverige (-) 0.987

58 Arithmetic FA No high income Standardized 6 49 Östra Sverige (-) 0.969

59 Arithmetic Equal 50 + only Standardized 8 60 Nord-Vest 0.958

60 Arithmetic FA 50 + only Standardized 11 63 Nord-Vest 0.937

61 Arithmetic Equal Low Ed. Only Standardized 10 68 Opolskie 0.921

62 Arithmetic FA Low Ed. Only Standardized 8 63 Opolskie 0.943

Full Rank Order - Combined QoG (WGI and Regional Index) with Margins of

Error

Rank region EU QoG Index S.E. min max

1 DK04 1.69493 0.268246 1.426684 1.963176

2 NL1 1.5898 0.398223 1.191576 1.988022

3 SE2 1.5027 0.35416 1.148538 1.856858

4 DK02 1.46039 0.358202 1.102183 1.818587

5 DK03 1.45194 0.248999 1.202942 1.70094

6 SE1 1.42647 0.314589 1.111882 1.74106

7 FINLAND 1.33853 8 DK05 1.3313 0.326877 1.004426 1.65818

9 DK01 1.32036 0.349469 0.9708959 1.669833

10 SE3 1.31237 0.289996 1.022377 1.60237

11 UKM 1.2807 0.379889 0.9008119 1.660591

12 BE2 1.27242 0.467462 0.8049579 1.739882

13 DEG 1.26162 0.376833 0.8847875 1.638453

14 UKF 1.24916 0.325304 0.9238572 1.574466

15 AT11 1.24521 0.184969 1.06024 1.430179

16 NL3 1.24352 0.330826 0.9126915 1.574342

17 FR52 1.20801 0.339386 0.8686273 1.547399

18 DEF 1.19937 0.350467 0.8489038 1.549838

19 NL2 1.15034 0.35875 0.7915856 1.509085

Page 52: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lii

20 AT21 1.13204 0.260895 0.8711402 1.392931

21 LUXEMBOURG 1.12326 22 AT33 1.11136 0.255512 0.8558455 1.366869

23 UKK 1.09708 0.348747 0.7483323 1.445826

24 UKJ 1.0888 0.343859 0.7449377 1.432656

25 NL4 1.05038 0.308493 0.7418913 1.358877

26 UKD 1.04718 0.371567 0.675608 1.418742

27 AT34 1.04341 0.249902 0.7935072 1.293311

28 DED 1.02502 0.287063 0.7379615 1.312088

29 AT13 0.98951 0.24213 0.7473806 1.23164

30 FR61 0.987978 0.30657 0.6814072 1.294548

31 DEC 0.981332 0.326151 0.6551808 1.307482

32 FR71 0.968226 0.288534 0.6796925 1.25676

33 AT12 0.967728 0.210921 0.756808 1.178649

34 UKN 0.94216 0.415778 0.5263812 1.357938

35 FR53 0.937234 0.345534 0.5917001 1.282768

36 UKC 0.92786 0.351728 0.5761324 1.279589

37 DE1 0.911664 0.306463 0.6052015 1.218127

38 DE3 0.911567 0.361154 0.5504135 1.27272

39 DE4 0.909683 0.377331 0.5323524 1.287014

40 FR63 0.896629 0.265082 0.631547 1.161711

41 DE6 0.892336 0.291172 0.6011639 1.183507

42 IRELAND 0.887834 43 DE5 0.884354 0.302349 0.5820053 1.186703

44 AT31 0.883877 0.170733 0.7131436 1.05461

45 DE8 0.880592 0.287196 0.5933958 1.167788

46 DE9 0.86861 0.29522 0.5733898 1.16383

47 AT32 0.856572 0.211227 0.6453443 1.067799

48 AT22 0.825754 0.203061 0.6226935 1.028815

49 UKL 0.816926 0.350293 0.4666334 1.16722

50 UKG 0.810369 0.241009 0.56936 1.051378

51 DEE 0.79844 0.343202 0.4552377 1.141641

52 FR24 0.78493 0.29908 0.4858492 1.08401

53 UKH 0.774739 0.292132 0.4826076 1.066871

54 DEB 0.759893 0.236555 0.5233378 0.9964481

55 FR72 0.735153 0.345592 0.3895617 1.080745

56 FR10 0.7194 0.372864 0.3465368 1.092264

57 FR30 0.716626 0.377446 0.3391806 1.094072

58 FR81 0.709065 0.274919 0.4341463 0.9839847

59 FR25 0.675329 0.297824 0.3775054 0.9731534

60 FR43 0.667755 0.366942 0.3008132 1.034697

61 UKE 0.665006 0.314432 0.3505737 0.9794381

62 FR26 0.658247 0.252689 0.405558 0.9109353

63 DEA 0.649414 0.344624 0.3047904 0.9940374

64 FR42 0.648288 0.337382 0.3109058 0.9856696

65 DE2 0.647061 0.332838 0.3142223 0.979899

66 FR22 0.644364 0.332997 0.3113667 0.9773604

67 PT18 0.634629 0.379736 0.2548935 1.014365

68 FR62 0.569131 0.276197 0.2929332 0.845328

69 ITD1 0.566949 0.231172 0.3357767 0.7981205

Page 53: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

liii

70 DE7 0.566761 0.269973 0.2967877 0.8367344

71 FR51 0.532067 0.366698 0.1653692 0.8987653

72 ES21 0.503343 0.396789 0.1065542 0.9001327

73 UKI 0.499582 0.252649 0.2469333 0.7522308

74 ITC2 0.432878 0.246151 0.1867269 0.6790292

75 FR41 0.42083 0.327582 0.0932472 0.7484118

76 ES11 0.413978 0.523689 -0.1097114 0.9376674

77 PT20 0.411968 0.300869 0.111099 0.7128375

78 FR82 0.392791 0.26841 0.1243811 0.6612011

79 FR21 0.363253 0.339619 0.0236346 0.702872

80 ES12 0.352286 0.482956 -0.1306693 0.8352418

81 BE3 0.337747 0.344849 -0.0071015 0.682596

82 MALTA 0.333871 83 FR23 0.302352 0.306406 -0.004054 0.6087576

84 FR83 0.302125 0.348368 -0.0462427 0.6504931

85 ITD2 0.277559 0.271582 0.0059767 0.5491409

86 ES43 0.257719 0.397725 -0.1400055 0.6554436

87 PT30 0.183354 0.40156 -0.2182058 0.5849143

88 ES24 0.163518 0.418101 -0.2545831 0.5816199

89 ES62 0.127813 0.439706 -0.3118933 0.5675184

90 ES70 0.116667 0.466744 -0.3500766 0.5834115

91 PT15 0.113063 0.499507 -0.3864439 0.6125702

92 ES23 0.087531 0.51451 -0.4269791 0.6020418

93 ES42 0.053168 0.408007 -0.3548395 0.4611753

94 PT17 0.046795 0.386778 -0.3399833 0.4335736

95 CZ03 0.032461 0.34583 -0.3133695 0.3782912

96 ES22 0.018516 0.340154 -0.3216378 0.3586697

97 FR94 0.017779 0.505115 -0.4873356 0.5228938

98 ES52 -0.000401 0.414206 -0.4146074 0.4138049

99 ES13 -0.010656 0.453844 -0.4645002 0.4431877

100 BE1 -0.018374 0.401287 -0.4196615 0.3829132

101 ES53 -0.044622 0.428495 -0.4731168 0.3838732

102 ITD4 -0.056537 0.207372 -0.2639094 0.1508352

103 CZ05 -0.066455 0.309828 -0.3762828 0.2433726

104 CYPRUS -0.067572 105 ESTONIA -0.101101 106 PT16 -0.120377 0.351323 -0.4717 0.2309451

107 CZ02 -0.17927 0.410925 -0.5901955 0.231655

108 GR3 -0.186338 0.540012 -0.7263497 0.3536738

109 SLOVENIA -0.187761 110 ES41 -0.205311 0.462443 -0.6677544 0.2571318

111 ES30 -0.247973 0.475226 -0.7231987 0.2272536

112 HU2 -0.257964 0.233217 -0.4911808 -0.0247468

113 FR92 -0.258243 0.409765 -0.6680079 0.1515225

114 CZ08 -0.314155 0.404391 -0.718546 0.0902364

115 ES61 -0.346923 0.428444 -0.7753667 0.0815213

116 FR93 -0.367666 0.36722 -0.7348862 -0.0004456

117 ITC1 -0.368537 0.24482 -0.6133572 -0.1237168

118 HU3 -0.375622 0.227085 -0.6027073 -0.1485364

119 CZ06 -0.392497 0.331134 -0.7236311 -0.0613629

Page 54: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

liv

120 FR91 -0.405432 0.444371 -0.8498033 0.0389395

121 PT11 -0.408724 0.354227 -0.7629511 -0.0544967

122 ITE2 -0.43929 0.301075 -0.740365 -0.1382146

123 CZ07 -0.484559 0.375791 -0.8603498 -0.1087674

124 SK01 -0.567789 0.292796 -0.8605855 -0.2749932

125 ITD5 -0.588653 0.187148 -0.7758017 -0.4015051

126 ES51 -0.608302 0.436637 -1.044939 -0.1716643

127 PL52 -0.610872 0.223744 -0.8346158 -0.3871286

128 PL62 -0.667592 0.216398 -0.8839898 -0.4511934

129 ITE3 -0.705806 0.295703 -1.001509 -0.4101025

130 ITD3 -0.70753 0.257858 -0.9653881 -0.4496719

131 ITC3 -0.751306 0.320646 -1.071952 -0.43066

132 SK03 -0.759113 0.240277 -0.9993902 -0.5188364

133 SK04 -0.762255 0.248696 -1.010951 -0.5135587

134 ITE1 -0.794426 0.244314 -1.03874 -0.5501121

135 LATVIA -0.798874 136 PL33 -0.801872 0.230502 -1.032374 -0.5713692

137 GR4 -0.827893 0.473517 -1.301409 -0.354376

138 BG33 -0.835811 0.255895 -1.091707 -0.5799159

139 PL11 -0.842786 0.238326 -1.081112 -0.6044596

140 CZ01 -0.847407 0.427903 -1.27531 -0.4195037

141 PL32 -0.848802 0.268723 -1.117525 -0.5800796

142 CZ04 -0.853366 0.475445 -1.328811 -0.3779216

143 PL63 -0.854148 0.199281 -1.053429 -0.6548673

144 SK02 -0.855228 0.29755 -1.152777 -0.557678

145 PL42 -0.863354 0.206438 -1.069792 -0.6569154

146 LITHUANIA -0.866395 147 PL21 -0.87108 0.237275 -1.108355 -0.6338055

148 ITC4 -0.880229 0.2162 -1.096429 -0.6640291

149 PL31 -0.900114 0.222066 -1.122181 -0.6780483

150 PL43 -0.924897 0.259652 -1.184549 -0.6652453

151 PL61 -0.944576 0.166524 -1.1111 -0.7780519

152 HU1 -0.945973 0.381707 -1.32768 -0.5642668

153 PL34 -0.956682 0.201208 -1.15789 -0.7554749

154 GR2 -0.982346 0.558249 -1.540594 -0.4240971

155 PL12 -0.990314 0.209256 -1.19957 -0.781058

156 PL41 -0.99299 0.199638 -1.192627 -0.7933524

157 BG42 -1.00568 0.308359 -1.314036 -0.6973182

158 RO11 -1.06156 0.450279 -1.511837 -0.611279

159 PL22 -1.10748 0.184302 -1.291777 -0.9231743

160 PL51 -1.10854 0.244496 -1.353037 -0.8640453

161 ITG2 -1.12578 0.287538 -1.413323 -0.8382466

162 ITF1 -1.147 0.341497 -1.4885 -0.8055063

163 GR1 -1.29738 0.46692 -1.764303 -0.8304621

164 RO41 -1.39932 0.551243 -1.950565 -0.8480803

165 ITF2 -1.46933 0.355858 -1.825192 -1.113477

166 ITF5 -1.49184 0.310627 -1.802464 -1.181209

167 ITE4 -1.5 0.261525 -1.761527 -1.238477

168 RO12 -1.50081 0.449526 -1.950336 -1.051284

169 RO31 -1.69116 0.484932 -2.176092 -1.206228

Page 55: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lv

170 BG41 -1.73656 0.358962 -2.09552 -1.377597

171 RO21 -1.9268 0.549444 -2.476245 -1.377357

172 RO22 -1.94746 0.586293 -2.533751 -1.361166

173 ITF4 -1.96074 0.326568 -2.287313 -1.634176

174 BG32 -1.96389 0.528717 -2.492604 -1.435171

175 BG34 -2.04246 0.380321 -2.422776 -1.662135

176 ITG1 -2.05231 0.332418 -2.384724 -1.719888

177 RO42 -2.15954 0.54126 -2.700798 -1.618277

178 ITF6 -2.40746 0.455613 -2.863074 -1.951847

179 BG31 -2.46142 0.418835 -2.880258 -2.042588

180 ITF3 -2.53499 0.302063 -2.837054 -2.232928

181 RO32 -2.86201 0.691558 -3.553564 -2.170449

-4-3

-2-1

01

2

EUqoqIndex 95% c.i.

E.U. QoG Index with Margins of Error

Page 56: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lvi

Appendix PART IV: Case studies

Part 1. References

Norte (PT 11)

References

Bäck Hannah, Axel Hadenius. 2008. “Democracy and State Capacity: Exploring a J-

Shaped Relationship.” Governance 21 (1): 1–24

CCDRN - Commission for Coordination and Regional Development of the North.

Relatório Trimestral Norte Conjuntura 4º Trimestre 2009. (CCDRN: 2009) Available at:

http://www.ccdrn.pt/regnorte/conjuntura/norteconjuntura_4trim2009.pdf

Charron, Nicholas et al. 2010. Measuring the Quality of Government and Subnational

Variation. Report for the European Commission, Directorate-General Regional Policy,

Directorate Policy Development.

De Sousa, Luís & João Triães (org.). Corrupção e os Portugueses. Atitudes, Práticas e

Valores.RCP edições, 2008).

De Sousa, Luís (org.). Ética, Estado e Economia. Atitudes e Práticas dos Europeus.

(Lisboa: ICS, 2009).

EUROPA – Press Releases. Rural Development Plan for mainland Portugal. (Brussels:

MEMO/07/484: 2007). Available at:

http://europa.eu/rapid/pressReleasesAction.do?reference=MEMO/07/484&format=HTM

L&aged=0&language=EN&guiLanguage=en

Eurostat . Regional GDP per inhabitant in 2007. (18 February 2010). Available at:

http://epp.eurostat.ec.europa.eu/cache/ITY_PUBLIC/1-18022010-AP/EN/1-18022010-

AP-EN.PDF. Retrieved 19 February 2010.

Eurostat. Eurostat regional yearbook 2008 (Luxembourg: Office for Official Publications

of the European Communities, 2008) Available at:

Page 57: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lvii

http://epp.eurostat.ec.europa.eu/cache/ITY_OFFPUB/KS-HA-08-001/EN/KS-HA-08-

001-EN.PDF

Eurostat. Eurostat regional yearbook 2009 (Luxembourg: Office for Official Publications

of the European Communities, 2009) Available at:

http://epp.eurostat.ec.europa.eu/portal/page/portal/publications/eurostat_yearbook

Gonçalves, Carlos Manuel (org.) A Região Norte de Portugal: dinâmicas de mudança

social e recentes processos de desenvolvimento (POCI/SOC/57600/2004). (Universidade

do Porto: ISFLUP, 2008). Available at: http://ler.letras.up.pt/uploads/ficheiros/6577.pdf

INE - National Institute of Statistics of Portugal. Estatísticas Migratórias – Emigração

2003. (Lisboa: INE, I.P, 2004). Available at:

http://www.ine.pt/ngt_server/attachfileu.jsp?look_parentBoui=97993&att_display=n&att

_download=y

INE - National Institute of Statistics of Portugal. Statistical Yearbook of Norte Region.

(Lisboa: INE, I.P, 2006, 2007, 2008). Available at:

http://www.ine.pt/xportal/xmain?xpid=INE&xpgid=ine_pesquisa&frm_accao=PESQUIS

AR&frm_show_page_num=1&frm_modo_pesquisa=PESQUISA_SIMPLES&frm_modo

_texto=MODO_TEXTO_ALL&frm_texto=anuario+estatistico+da+regiao+Norte&frm_i

mgPesquisar=++

INE- National Institute of Statistics of Portugal. Statistical Yearbook of Portugal.

(Lisboa: INE, I.P, 2007). Available at:

http://www.ine.pt/xportal/xmain?xpid=INE&xpgid=ine_publicacoes&PUBLICACOESp

ub_boui=11797964&PUBLICACOESmodo=2

PDR-Norte. Programa de Desenvolvimento Rural- Região Norte (Direção Regional de

Agricultura e Pescas do Norte, 2007). Available at: http://www.drapn.min-

agricultura.pt/drapn/conteudos/documentos/FILEIRAS%20ESTRAT%C3%89GICAS.pd

f

Page 58: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lviii

Royo, Sebastian. 2005. “Portugal's Migration Experience: Redefined Boundaries and

Uneasy Transformations”. Mediterranean Quarterly - Volume 16, Number 4, Fall 2005,

112-139.

Study for DG Regio Final report. The impact of globalisation and increased trade

liberalisation on European regions. (IGEAT – ULB; Politecnico di Milano, UMS Riate:

2008)

Treisman, Daniel. 2007. “What Have We Learned About the Causes of Corruption from

Ten Years of Cross-National Empirical Research?”. Annual Review of Political Science

10: 211–44.

Italy – Bolzano & Campania

References

Transparency International Italy:

http://www.transparency.org/contact_us/organisations/transparency_international_italia

Istat – (Istituto nazionale di statistica): http://en.istat.it/

Banca d‟Italia: http://www.bancaditalia.it/

-The economies of the regions: Bolzano and Campania.

http://www.bancaditalia.it/pubblicazioni/econo/ecore/sintesi;internal&action=_setlanguag

e.action?LANGUAGE=en

Eurostat: http://epp.eurostat.ec.europa.eu/portal/page/portal/statistics/themes

Südtiroler Volkspartei hompage: http://www.svpartei.org/de/news/

Eurocontrol: http://www.ead.eurocontrol.int/eadcms/eadsite/index.php.html

Parties and elections in Europe: : http://www.parties-and-elections.de

Page 59: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lix

La Reppublica.it. “Referendum Comfermativo sulla Riforma Constituzionale”.

http://www.repubblica.it/speciale/2006/referendum/campania.html

Latour , C. F.: "Germany, Italy and South Tyrol, 1938-45", The Historical Journal, Vol.

8, No. 1 (1965), pp. 95-111

Sabbadini and Muratore ”Fear and Crime in Italy” from “Towards a Safer Society”.

2009:

http://www.istat.it/dati/catalogo/20100324_00/essays19_2009_towards_a_Safer_Society.

pdf

Pais Vasco

-Acuerdos adoptados por el Consejo del Gobierno Vasco 29/12/2009. “El Gobierno

Vasco ordena el inicio del proyecto de apertura de los datos públicos”. Available in

http://www.lehendakaritza.ejgv.euskadi.net/r4811692x/es/acuerdos/indice3_c.apl?Fecha

=29/12/2009#DPTO1 Consulted June 23rd 2010.

- Agencia Vasca de Innovación (INNOBASQUE). Official web site.

http://www.innobasque.com . Consulted June 14th

2010.

- Agirre Uranga, Jaione ; Aranguren Querejeta, Mari Jose; Gil Ruiz, Antonio M. (2007)

“Análisis de la Competitividad en las Provincias de la CAPV” XXXIII Reunión de

Estudios Regionales. Competitividad, Cohesión y Desarrollo Regional Sostenible.

Asociación Española de Ciencia Regional/Asociación Leonesa de Ciencia Regional

-Basque Institute of Competitiveness-Orkestra (2009). “Second report on the

competitiveness of Pais Vasco: Towards an innovation-based competitive stage”. Deusto

University Press, España

-Charron, Nicholas et al. (2010) “Measuring the Quality of Government and Subnational

Variation. Report for the European Commission. Directorate-General Regional Policy.

Directorate Policy Development. Unpublished.

Page 60: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lx

-Constitución Española de 1978. Text available in

http://noticias.juridicas.com/base_datos/Admin/constitucion.tp.html#a2. Consulted May

19th

, 2010.

- Decreto 241/2003, de 14 de octubre, por el que se regula la estructura y funciones del

Instituto Vasco de Administración Pública”. Text available in

http://www.euskadi.net/bopv2/datos/2003/10/0305683a.pdf Consulted June 12th

, 2010

-Eustat (2009). “Euskadi en la UE-27”. Available in

http://www.eustat.es/documentos/EUSKADIEU27_2009_c.pdf Consulted May 16th

2010.

- Eustat (2008). “Crece en 118,000 el número de euskaldunes entre 2001 y 2006”.

Available in http://www.eustat.es/elem/ele0004700/not0004712_c.pdf . Consulted June

16th 2010.

-Gobierno Vasco. “Concierto Económico”. Servicio Central de Publicaciones del

Gobierno Vasco (2008). Available in http://www.ogasun.ejgv.euskadi.net/r51-

341/es/contenidos/informacion/concierto_quinquenal/es_4177/adjuntos/Concierto_Econó

mico.pdf Consulted May 30th 2010

- Heras, Iñaki et al. (2008) “Quality Management and Competitiveness of Basque Firms”.

Orkestra, Basque Institute of Competitiveness. Deusto University Press.

- Hollanders, Hugo; Tarantola, Stefano; Loschky, Alexander. “Regional Innovation

Scoreboard (RIS) 2009”. Available in www.proinno-europe.eu/.../RIS_2009-

Regional_Innovation_Scoreboard.pdf . Consulted May 28th 2020.

- Ley 12/1981 de 13 de Mayo, “por la que se aprueba el Concierto Económico con la

Comunidad Autónoma del País Vasco”. Text available in

http://noticias.juridicas.com/base_datos/Admin/l12-1981.html Consulted May 30th 2010

- Ley Orgánica 3/1979 de 18 de diciembre, “Estatuto de Autonomía del País Vasco”.

Text available in http://noticias.juridicas.com/base_datos/Admin/lo3-1979.html

Consulted May 19th 2010.

- Ministerio de Educación y Ciencia, Secretaría General de Educación. Instituto de

Evaluación. “PISA 2006, Programa para la Evaluación Internacional de Alumnos de la

OCDE. Informe Español”. Spain 2007.

Page 61: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxi

- Sociedad para la Promoción y Reconversión Industrial, S.A. (SPRI) offical web site.

Available in http://www.spri.es Consulted June 20th 2010.

- Transparency International. “Índice de Transparencia de los Ayuntamientos

(Municipal Transparency Index)”. Available in http://www.transparencia.org.es/ITA%20-

%202009/COMPARACIONES%20ITA%202009%20Y%202008/Ranking_Transparencia_Glob

al_2009-2008.pdf . Consulted May 4th, 2010.

- Universidad del País Vasco (UPV/EHU). Departamento de Ciencia Política.

“Euskobarómetro, Estudio periódico de la opinión pública vasca”. May 2010. In

http://www.ehu.es/euskobarometro/index.php?option=com_content&task=view&id=46&

Itemid=103

Västra Götaland

Bache, Ian (2009). Europeanization and Multilevel Governance -Cohesion Policy in the

European Union and Britain.Rowman and Littlefield Publishers, Inc. London.

Carr, I. and Lewis, D. (2010), “Combating Corruption through Employment Law and

Whistleblower Protection”, Industrial Law Journal, Vol. 39, No. 1, March 2010 ©

Industrial Law Society

Charron N. (2009), “The Impact of Socio-Political Integration and Press Freedom on

Corruption.” Journal of Development Studies, 45:9, 1472-1493

Charron, N. (2008)“ Mapping and Measuring the Impact of Anti-Corruption Agencies:

A New Dataset for 18 Countries” New Public Management and the Quality of

Government conference. Göteborg, Sweden

Dahlström C., Lapuente V.,Teorell J. ”Dimensions of Bureaucracy A Cross-National

Dataset on the Structure and Behavior of Public Administration” QoG Working Paper

Series 2010:13, June 2010

Dahlström, C., Lapuente, V. and Teorell, J. (2009), “Bureaucracy, Politics and

Corruption”. QoG WORKING PAPER SERIES 2009:21

Evans, P. and Rauch E. J. (1999) “Bureaucracy and Gowth: A Cross-National Analysis

of the Effects of „Weberian‟ State Structures on Economic Growth.” American

Sociological Review, Vol. 64, No. 5 (Oct., 1999), pp. 748-765

Bradshaw, J. and Finch, N. “A Comparison of Child Benefit Packages in 22 Countries”

Department for Work and Pensions Research Report No. 174

http://research.dwp.gov.uk/asd/asd5/174summ.pdf

Page 62: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxii

Furniss and Tilton The Case for the Welfare State -From Social Security to Social

Equality. Indiana University Press, Bloomington and London.

Hyman, R. (2001), “Understanding European Trade Unionism. Between Market, Class

& Society” Sage Publications, London

Isacson, M. (2007), “Industri – Samhället Sverige. Arbete, ideal och kulturarv.”

Studentlitteratur.

Johnson, A. R. (2003), “Whistleblowing. When It Works – And Why.” Lynne Rienner

Publishers. London.

Kjellberg, A. (2006), “The Swedish unemployment insurance – will the Ghent system

survive?” Transfer: European Review of Labour and Research 2006; 12; 87 SAGE

Reinikka, R. & Svensson, J. (REVISED MAY 2007) “The Returns from Reducing

Corruption: Evidence from Education in Uganda”

Rothstein, B. and Uslaner, E. (2005) “All for All: Equality and Social Trust” Center for

European Studies Working Paper Series #117

Rothstein, B. and Steinmo, S. (2002) Restructuring the Welfare State -Political

Institutions and Policy Change. Palgrave MacMillan, USA 2002.

Starr, P. (2009) “Goodbye to the Age of Newspapers (Hello to a New Era of

Corruption).” The New Republic, March 2009.

Utvecklingsrådet för den statliga sektorn (2002). ”Bara vi har tydliga regler så...” –

yttrandefrihet och meddelarfrihet för statligt anställda”

Vandekerckhove,W. (2006), “Whistleblowing and Organizational Social Responsibility.

A Global Assessment.” Corporate Social Responsibility Series. Ashgate. Hampshire

“Arbetsrätten i kommunerna. En översikt av lagar och avtal som reglerar

arbetsförhållandena i kommunerna.” Svenska kommunförbundet. 2001. Heijbel Media.

Transparency International Sweden:

http://www.transparency-se.org/

The region of Västra Götaland:

http://www.vgregion.se/sv/Vastra-Gotalandsregionen/startsida/Om-Vastra-

Gotalandsregionen/

Page 63: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxiii

Fakta & Analys 2008:1. En kortrapport från regionutvecklings-sekretariatet,

Näringslivets forskning och i Västra Götaland, Regionutvecklingssekretariatet,

Available at: www.vgregion.se/regionutveckling/rapporter

”VÄSTRA GÖTALANDSREGIONEN OCH DET REGIONALA SJÄLVSTYRET, Ett

positionspapper om Västra Götalandsregionens uppgifter som regionalt

självstyrelseorgan”, 2005-10-25, Available at:

http://www.vgregion.se/sv/Vastra-Gotalandsregionen/startsida/Om-Vastra-

Gotalandsregionen/

“A good life- A presentation of Region Västra Götaland ” 2005, Available at:

http://www.vgregion.se/sv/Vastra-Gotalandsregionen/startsida/Om-Vastra-

Gotalandsregionen/

Vision Västra Götaland. Det Goda Livet. Available at:

http://www.vgregion.se/sv/Vastra-Gotalandsregionen/startsida/Om-Vastra-

Gotalandsregionen/

Konstitutionsutskottets betänkande 2009/10:KU37, Regionalt utvecklingsansvar i vissa

län

Statistics

Tillväxtanalys : http://www.tillvaxtanalys.se/sv/statistik

SCB: http://www.scb.se

Eurostat:http://epp.eurostat.ec.europa.eu/portal/page/portal/region_cities/regional_statisti

cs/data/database

Uppdraggranksning

http://svt.se/2.2232/uppdrag_granskning?lid=index_312864&lpos=sajt&from=innehall_a

o

Dagens Nyheter “ Anonym-mutanmalare-vi-har-ett-stort-problem”

2http://www.dn.se/nyheter/sverige/anonym-mutanmalare-vi-har-ett-stort-problem-

1.1085817

4http://www.dn.se/nyheter/sverige/krismote-i-goteborg-efter-mutharva-1.1086042

1Craig and De Burca EU LAW 2006

2Sweden in the EU, fact sheet no 4 January 2008, EU Upplysningen Sveriges Riksdag.

Page 64: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxiv

3 Konstitutionsutskottets betänkande 2009/10:KU37

4 VÄSTRA GÖTALANDSREGIONEN OCH DET REGIONALA SJÄLVSTYRET

(2005)

6 VÄSTRA GÖTALANDSREGIONEN OCH DET REGIONALA SJÄLVSTYRET

(2005)

Wallonie (BE 2)

Annual Report 2008. Belgian Federal Judicial Police, “The Directorate for Economic

Financial Crime.”

Bruno Eugène (2008) ”The efficiency frontier as a method for gauging the performance

of public expenditure : a Belgian case study”. National Bank of Belgium, Research

Department

Charron et al (2010). ”Measuring the Quality of Government and Sub National

Variation”. Report for the European Commission, Directorate-General Regional Policy,

Directorate Policy Development

Ginsburg et al. (2007). ”La connaissance des langues en Belgique”. De Boeck Université.

Reflets et perspectives de la vie économique

CESRW (June 15, 2010). Council économique et sociale de la Région Walloone

http://www.cesrw.be/.

ISMERI EUROPA – APPLICA. Feb 2010. “Distribution of Competences in relation to

Regional Development Policies in the Member States of the European Union”. Contract

No. 2008.CE.16.0.AT.040 / 2008.CE.16.CAT.014

IWEPS (2004). The Institute Wallon De l'Evaluation, de la Prospection et de la

Statistique Tendences Economiques. Analyses et prévisions conjoncturelles. N 26/ Mai

2004

Maesschalck et al (2006). Policy Failure and Corruption: Federal Belgium as an

Institutional Vulnerability.

Page 65: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxv

Marie Göransson (2009). ”La responsabilisation des hauts fonctionnaires : analyse des

dispositifs à cinq niveaux de pouvoir belges”.

OECD Anti-Bribery Convention. Progress Repor 2009. Transparency International.

OECD Economic Survey: Belgium 2007

Perelman et al. (2009). ”Pourquoi les performances des élèves flamands et francophones

sont-elles si différentes? Une analyse par la méthode des frontières stochastiques”.

CREPP Working Paper.

Pelgrims et al. (2006) An institutional perspective on personal advisors in Belgium.

Political actors and the failure to change an institution during a critical Juncture

Plan de simplification administrative et d‟e-Gouvernement 2010-2014. Adopté par les

Gouvernements Wallon et de la Communauté française le 25 février 2010

Recommandations formulées à l‟occasion du 17e Congrès des Economistes Belges de

Langue Française 21-22 Novembre 2007. Wallonie et Bruxelles: Défis et opportunités

économiques.

Regards sur la Wallonie 2008. Conseil économique et Social de la région wallonne.

www.cesrw.be

Service Public de Wallonie (June 15, 2010). http://spw.wallonie.be

Sueten et al. (2001) “Belgian politics without ministerial cabinets? On the possibilities

and limitations of a new political culture”, Acta Politica 36(2): 180-205.

Swenden (2003). Belgian Federalism. “Basic Institutional Features and Potential as a

Model for the

European Union. Postdoctoral Fellow of the Fund for Scientific Research”

(Flanders/Belgium) University of Leuven (KULeuven), Belgium.

Transpareny International Brussels. Résultats de l‟enquête. « Transparence et politique »

Conférence de presse du 10 juin 2010

US Department of State. Belgium. (June 15, 2010).

http://www.state.gov/r/pa/ei/bgn/2874.htm

Page 66: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxvi

Walgrave et al. (2004). “Ministerial cabinets and partiocracy, A career pattern study of

ministerial cabinet members in Belgium”. PSW Paper.

NORD VEST (RO11)

“ActiveWatch.ro.” http://www.activewatch.ro/.

“Agentia de Dezvoltare Regionala Nord-Vest.” http://www.nord-vest.ro/.

“Borbely: România este printre ultimele ţări în privinţa absorbţiei fondurilor europene -

Money.ro.” http://www.money.ro/fonduri-europene/borbely-romania-este-printre-

ultimele-tari-in-privinta-absorbtiei-fondurilor-europene.html.

“Center for Health Policy and Public Health - Institute for Social Research.”

http://www.healthpolicy.ro/.

“Centrul pentru Jurnalism Independent.”

http://www.cji.ro/search.php/?q=journalists&page=8.

“CUC a lansat Avocatul Educatiei - www.SAR.org.ro.”

http://www.sar.org.ro/art/proiecte/educatie/cuc_a_lansat_avocatul_educatiei-388-

ro.html.

“Directia de Sanatate Publica Salaj.” http://www.aspsalaj.ro/.

“Law No. 571/2003”, Fiscal Code OF Romania, Part I of the Official Gazette of Romania

No. 927 of December 23, 2003

“Presa Clujeana - Home.” http://www.presaclujeana.ro/.

“Romanian National Institute of Statistics ~ Regional Statistics.”

http://www.insse.ro/cms/rw/pages/statRegionale.en.do;jsessionid=0a02458c30d5

d0094ff04f1a41fea5a3fd62e6885658.e38QbxeSahyTbi0LaNeRe0.

Page 67: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxvii

“România, prima la proiecte de infrastructură mare din UE, dar ultima la absorbţia de

fonduri | Financiarul.” http://www.financiarul.ro/2010/05/21/romania-prima-la-

proiecte-de-infrastructura-mare-din-ue-dar-ultima-la-absorbtia-de-fonduri/.

Rothstein, Bo, Jan Teorell. “What Is Quality of Government? A Theory of Impartial

Government Institutions”, Governance 21(2): 165-190, 2008.

“The Faculty of Political, Administartive and Communication Sciences”, Babes-Bolyai

University, Cluj-Napoca.http://www.polito.ubbcluj.ro/?lg=ro.

“Transparency International Romania.” http://www.transparency.org.ro/index_en.html.

Estonia

Estonian Road Administration (2007), “Annual Report 2007”

Near, J. P., and Miceli, M. P. (1985). “Organizational dissidence: The case of whistle-

blowing”, Journal of Business Ethics, 4, 1-16.

OECD (1999), “Public Management Profiles of Central and Eastern European Countries:

Estonia”, Sigma: Paris.

Randma-Liiv, T. (2001), “A Small Civil Service in Transition: The Case of Estonia.”

Public Administration and Development, vol. 21, pp. 41-51.

Randma-Liiv, T. (2002), “Small States and Bureaucracy: Challenges for Public

Administration”, Trames, 6(4), 374 - 389.

Tatar (2009), “The Impact of the European Union Regional Policy on Sub-National

Mobilisation in a Unitary State: The Case of Estonia”, Regional Studies Association

Annual Conference 2009, Understanding and Shaping Regions: Spatial, Social and

Economic Futures. Source: www.regional-studies-assoc.ac.uk/events/2009/apr-

leuven/papers/Tatar.pdf (retrieved 20 June 2010)

Transparency International Estonia (2009) “Whistleblower Protection Assessment Report

on Estonia”, Country Report

Tõnnisson, K. (2006), “The Applicability of New Public Management Principles in

Estonian Local Governmen”, PhD dissertation, Department of Public Administration,

University of Tartu. Tartu University Press.

Page 68: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxviii

Appendix IV cont.

Part 2. QoG regional Expert Survey translations

English Version

QUESTIONNAIRE: “MEASURING THE QUALITY OF GOVERNMENT AND

SUBNATIONAL VARIATION”

1. Do you agree with where our data places you within your country/E.U. as regards to

QoG? If not, why?

2. Do you think this assessment reflects how foreign investors see your region? SCALED

3. Does your region receive more or less FDI, tourism or other outside capital due to its

perceived QoG?

MEDIA

4. What level of confidence do you have in the following institutions? :

1 2 3 4 5 6 7 No

opinion

Almost

none

Extreme

confidence

Police

Media

Government of the region

Political parties

Business owners

Hospitals

5. What level of confidence do you have in the news you get from:

2. Television

3. Radio

4. Newspapers

5. On-line news agencies

6. Do you consider that there are obstacles to the freedom of press in the region? In your

opinion, what are the most important? Is there any specific factor or agent, which hinders

or affects the freedom of press today?

Page 69: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxix

7. Do you think that the news you read, listen or watch in the local media, truly reflects

what is happening in the region?

8. How independent do you think the media in this Region?

9. Does the media have total freedom to report what is happening in issues of…?:

1 2 3 4 5 6 7 No

opinion

No

Freedo

m

Completely

free

7. Corruption

8. Security

9. Economics

10. Politics

11. Public health

FREEDOM OF SPEECH

10. Do you think the media protects or attacks the Government of the Region? Why?

11. Which form of media do you think is more reliable: state-owned, or private-owned?

Why?

12. In your opinion, there is more freedom of press today, or twenty years ago? Why?

RECRUITMENT PROCESS AND WORKING-PLACE

13. Are various types of contacts (personal/ business/ political) important when hiring

new employees? Do you think it differs between this region and other regions in the

country?

14. What is the percentage of employees who have been hired on a

political/personal/business contacts basis?

1 2 3 4 5 6 7 No

opinion

None Most of

them

15. How do you perceive the long-term stability of young employees in public service

and their interest in a career within the public institutions?

Page 70: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxx

16. How do you account for the length of the hiring process in the public institutions? (a

short procedure might point out at possible corruption, insufficient publicity and political

involvement).

17. Could you state the approximate length of the hiring process?

18. What steps could an employee take when discovering that something is wrong on his

or her working-place?

18 (i) Without the fear of repercussions at work?

The following situation occurs, a public employee suspects that another colleague (or a

political superior) is engaging in some corrupt activity or is giving special treatment to

some business/use of the administration at the expense of others. Would he/she report this

to some newspaper/ responsible authorities such as the judicial system?

19. Is there adequate protection to rely on, against any unjustified sanction, for those who

make such disclosure in the public interest to the responsible authorities or media?

PUBLIC AUTHORITIES AND SERVICES

A) What strategy is used in your region in order to enforce the compliance and good

conduct of the employees in the public service? Is there any punishment? If so, what?

Who imposes it? Or, on the contrary, is there a system of rewards as incentives, e.g.

reward/bonus schemes?

21. Can you provide any examples of the measures implemented to enforce good

behavior of public authorities?

22. Does the general public (citizens) "voice complaints" when they acknowledge the

occurrence of a corrupt act? Does this public opinion have the potential to act as a

constraint on the authorities. (Is the public pressure present and effective in the

enforcement of good conduct of public officials?)

23. Is corruption investigated in your region by justice courts, the media or NGO‟s? Are

you aware of cases where corruption acts by public officials in your region have been

trialed and prosecuted?

24. Are you aware of any particular corruption monitoring mechanism in your region?

EU IMPACT/ CHANGES IN REGION

Page 71: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxi

25. Have you observed a significant change in the quality of public services since EU

accession? If so, please specify the level of change:

26. Do you expect Quality of government to change in the next five years (for better or

for worse)?

27. Please specify the level of improvement of the services provided by the following

public institutions after the EU accession:

1 2 3 4 5 6 7 No

opinion

No

improve

ment

High level

of

improveme

nt

a. Schools

b. Universities

c. Hospitals

d. Court of law

e. Police

28. What are some positive and negative aspects regarding the public administration

during the last 10 years in your region?

REGIONAL AUTONOMY

29. Regarding the autonomy in this particular region, to what extent are the following

practices/ elements autonomous from the center?

1 2 3 4 5 6 7 No

opinion

No

Autono

my

High level

of

autonomy

a. Recruitment of public staff

b. Design of public structure (organization chart)

c. Elaboration of regional laws

d. Control of regional natural resources

e. Incentives to foreign investment

f. Allocation of foreign investment

30. Is there any autonomy in this particular region in the organization of the public

administration? If so, what particular elements differ?

Page 72: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxii

31. To what extent does the regional organization chart (public structure) differ from the

central government?

32. Do you think that the decentralization of public services helps to stimulate

entrepreneurship in the region and its counties? Why and how?

33. To what extent do the county or municipalities in the region have a tax legislation of

their own?

1 2 3 4 5 6 7 No

opinion

To no

extent

Large extent

34. To what extent does the regional autonomy increase QoG?

35. In regard to budget planning, using what criteria is the budget split from the central

government? Do the regional distinct district councils have complete or partial autonomy

in deciding how the local budget is used?

IMPARTIALITY WHEN ACQUIRING THE DIFFERENT SERVICES; HEALTH

CARE SERVICES, EDUCATION AND LAW ENFORCEMENT.

36. Which of the following factors, do you think could be important when explaining

perception of fairness/bias/impartiality in the three welfare services; Health care

services, Education and Law enforcement in your region?

a) Politic influence - “people with the adequate political connections seem to be able to

chose the best schools not because of skills but because they have influence…”

b) Economic influence (e.g. people with more money seem to be able to chose the best

schools not because of skills but because they have an economic important influence)

c) Cultural differences - people who speak a particular language, who “are from here”, or

who belong to to “right” ethnic group or identity seem to be able to chose the best

schools not because of skills but because they have influence…

d) Languages differences

e) Gender

f) Relatives (close family or friend)

NOTE: In regard to the question below there is a choice depending on what region you

are in. The question with positive connotation is intended for the well performing regions

whereas the question with negative connotation is for the IP of a under performing

region.

Page 73: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxiii

37. Can you account for one or more illustrative examples in which one can see how

fairness/bias/impartiality/lack of corruption – preferably, but not exclusively, in any of the

three welfare services pointed out – has prevailed? That is, some example in which you

have said: yes, things work here.

E.g. some partial/corrupt decision was about to be taken (i.e. a child from poor

background not accepted in a school, a hotel about to be built on the coast, a bribe from a

foreign firm that was offered) but was not (maybe because it went into press, or because

other official complained, or because the public official did not accept the bribe).

Can you account for one or more illustrative examples in which one can see how

fairness/bias/impartiality in any of the three welfare services could have been affected

negatively? That is, some example in which you feel things are not working?

38. How would you compare the perceived impartiality in the three welfare services,

health care services, education, and law enforcement to other regions in your country?

39. Are you aware of any particular policy/policies that have been implemented in order

to increase the fairness/bias/impartiality in any of the three welfare services, health care

services, education and law enforcement?

Norte (English-Portuguese version)

MEASURING THE QUALITY OF GOVERNMENT AND SUBNATIONAL VARIATION / MEDINDO

A QUALIDADE DE GOVERNO E SUA VARIAÇÃO SUB-NACIONAL

Obs: As you know, the QoG institute has elaborated an index for the QoG in the EU at the regional level.

Portugal lies below the European average at a national level. And this Index tells us that the Norte region is

low situated in what concerns QoG. = - 1.13, the weakest performance in Portugal and one of the weakest

in the EU.

1. Do you agree with where our data places you within your country/E.U. as regards to Quality of

Government? If not, why? (Concorda com como a nossa análise coloca a região Norte em Portugal/EU em

relação a qualidade de governo? Em caso negativo, por favor explique).

2. Do you think this assessment reflects how foreign investors see your region? (Concorda que essa

avaliação reflete como os investidores estrangeiros vêem a sua região?)

3. Does your region receive more or less FDI, tourism or other outside capital due to its perceived Quality

of Government? (A região Norte atrai mais ou menos Investimento Estrangeiro Direto, turismo ou outra

forma de capital estrangeiro devido a sua qualidade de governo?)

MEDIA

4. What level of confidence do you have in the following institutions? (Que nível de confiança o(a) Sr(a)

tem nas seguintes instituições?):

Page 74: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxiv

1 2 3 4 5 6

No

confidence

Low confidence Moderate

confidence

High

confidence

Total

confidence

No opinion

Police - Policia

Media - Media

Regional Gevernment - Governo da autarquia

Political parties - Partidos Políticos

Business owners – Donos de empresas

Hospitals - Hospitais

5. What level of confidence do you have in the news you get from:

6. Television - televisão

7. Radio - rádio

8. Newspapers - jornais

9. On-line news agencies – Jornais on-line

6. Do you consider that there are obstacles to the freedom of press in the region? In your opinion, what are

the most important? Is there any specific factor or agent, which hinders or affects the freedom of press

today? (Considera que existem obstáculos à liberdade de imprensa na região com um todo? E nos

municípios? Na sua opinião, quais são os obstáculos mais importantes? Existe algum factor ou agente

específico, o qual impeça ou afecte a liberdade de imprensa hoje em dia?)

7. Do you think that the news you read, listen or watch in the local media, truly reflects what is happening

in the region? (Pensa que as notícias que lê, escuta ou assiste na media local reflete verdadeiramente o que

acontece na região/ município?)

8. How independent do you think the media in this Region? (O quanto independente é a media na região

Norte, em sua opinião?)

9. Does the media have total freedom to report what is happening in issues of…?:(A media tem total

independência para reportar o que acontece nos casos de…?):

1 2 3 4 5 6

Not free Low freedom Moderate free Highly free Completely free No opinion

12. Corruption - Corrupção

13. Security – Segurança

14. Economics - Economia

15. Politics - Política

16. Public health – Saúde Pública

10. Do you think the media protects or attacks the Government of the Region? Why? (Acha que a media

protege ou ataca o governo do município/da região? Por quê?)

Page 75: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxv

11. Which form of media do you think is more reliable: state-owned, or private-owned? Why? (Que tipo de

media o(a) Sr(a) pensa que é mais confiável: a estatal/pública ou a privada? Por quê?)

12. In your opinion, there is more freedom of press today, or twenty years ago? Why? (Em sua opinião,

existe mais liberdade de imprensa hoje, ou a vinte anos atrás? Por quê?)

Recruitment process and working-place [Processo de recrutamento e lugar de trabalho]

13. Are various types of contacts (personal/ business/ political) important when hiring new employees? Do

you think it differs between this region and other regions in the country? (São os distintos tipos de

contactos (pessoal/ negócios/ político) importantes quando se contracta novos empregados? O(A) Sr(a)

pensa que isso varia dentro da região Norte e também se comparado com outras regiões do país?)

14. What is the percentage of employees who have been hired on a political/personal/business

contacts basis? (Qual é a porcentagem de empregados que têm sido empregados com base em contactos

políticos/ pessoais/ negócios?)

1 2 3 4 5 6

0-19% 20-39% 40-59% 60-79% 80-100% No opinion

15. How do you perceive the long-term stability of young employees in public service and their interest in a

career within the public institutions? (Como o(a) Sr(a) percebe a estabilidade na carreira de jovens

funcionários no serviço público ao longo do tempo? Qual é o interesse dos jovens numa carreira dentro

das instituições públicas?)

16. How do you account for the length of the hiring process in the public institutions? (a short procedure

might point out at possible corruption, insufficient publicity and political involvement). ( Como o(a) Sr(a)

percebe o tempo que toma o processo de contracto de novos funcionários para instituições públicas?É um

processo longo e demorado ou curto?)

17. Could you state the approximate length of the hiring process? (O Sr. poderia dizer qual é o tempo

aproximado do processo de contratação?)

18. What steps could an employee take when discovering that something is wrong on his or her working-

place? 18 (i) Without the fear of repercussions at work? (Quais são as providências que um

funcionário toma quando descobre que algo está errado em seu ambiente de trabalho? (i)Sem que ela ou

ele tenham medo de que isso tenha repercussões em seu trabalho?)

Example: The following situation occurs, a public employee suspects that another colleague (or a political

superior) is engaging in some corrupt activity or is giving special treatment to some business/use of the

administration at the expense of others. Would he/she report this to some newspaper/ responsible authorities

such as the judicial system?

Exemplo: Suponhamos que a seguinte situação ocorre, um funcionário público suspeita que outro colega

(ou seu superior) está engajado em alguma atividade política ou está dando tratamento privilegiado no uso

da administração pública a custas de outros. Ela/ele reportariam essa situação para os jornais/

autoridades responsáveis como o sistema judicial?

Page 76: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxvi

19. Is there adequate protection to rely on, against any unjustified sanction, for those who make such

disclosure in the public interest to the responsible authorities or media? (Existe proteção adequada na qual

se possa confiar, contra qualquer sanção não justificada, para aqueles que revelam tal erro cometido

contra o interesse público para autoridade responsável ou media?)

PUBLIC AUTHORITIES AND SERVICES [Autoridades Públicas e Serviços]

20. What strategy is used in your region in order to enforce the compliance and good conduct of the

employees in the public service? Is there any punishment? If so, what? Who imposes it? Or, on the

contrary, is there a system of rewards as incentives, e.g. reward/bonus schemes? (Qual estratégia é usada

no seu município/na região Norte para fazer cumprir a conformidade e boa conducta dos empregados no

serviço público? Existe alguma forma de punição? Caso afirmativo, qual? Quem impõe a pena/ punição?

Ou, caso contrário, existe um sistema de recompensa como incentivos, como planos de remuneraçao/

bonus?)

21. Can you provide any examples of the measures implemented to enforce good behavior of public

authorities? (Poderia dar exemplos de que medidas são implementadas para fazer cumprir com o bom

comportamento das autoridades públicas?)

22. Does the general public (citizens) "voice complaints" when they acknowledge the occurrence of a

corrupt act? Does this public opinion have the potential to act as a constraint on the authorities? (Is the

public pressure present and effective in the enforcement of good conduct of public officials?) [O público

em geral (cidadãos) “tornam públicas suas reclamações” quando eles reconhecem a ocorrência de um

acto corrupto? Essa opinião pública tem o potencial de pressionar/ bloquear as autoridades? (A pressão

da opinião pública é presente e efectiva para garantir a boa conducta dos funcionários públicos?)]

23. Is corruption investigated in your region by justice courts, the media or NGO‟s? Are you aware of cases

where corruption acts by public officials in your region have been trialed and prosecuted? (A corrupção na

região Norte/em seu município é investigada por tribunais de justiça, pela media ou ONGs? O(A) Sr.(a)

está ciente de casos onde actos corruptos por parte de funcionários públicos na sua região têm sido

julgados e processados?)

24. Are you aware of any particular corruption monitoring mechanism in your region? (O(A) Sr.(a) está

ciente de algum mecanismo particular de monitoramento da corrupção em sua região/ município?)

EU impact/ changes in region [Impactos da UE na região]

25. Have you observed a significant change in the quality of public services since EU accession? If so,

please specify the level of change. (O(A) Sr.(a) tem observado alguma mudança significativa na qualidade

dos serviços públicos desde que Portugal entrou para a UE? Caso afirmativo, por favor especifique o nível

de mudança.)

Page 77: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxvii

26. Do you expect Quality of Government to change in the next five years (for better or for worse)? (O(A)

Sr.(a) espera que a qualidade de governo mude nos próximos 5 anos (para melhor ou para pior)?)

27. Please specify the level of improvement of the services provided by the following public institutions

after the EU accession: (Por favor especifique o nível de melhoria nos seguintes serviços públicos após a

entrada na UE):

1 2 3 4 5 6

No improvement Low improvement Moderate

improvement

High level of

improvement

Totally

improved

No opinion

a) Schools - Escolas

b) Universities - Universidades

c) Hospitals - Hospitais

d) Court of Law – Cortes de Justiça

e) Police - Polícia

28. What are some positive and negative aspects regarding the public administration during the last 10

years in your region? (Quais são alguns aspectos positivos e negativos em relação à administração pública

durante os últimos 10 anos na região Norte/ em seu município?)

Regional Autonomy (Autonomia Regional)

29. Regarding the autonomy in this particular region, to what extent are the following practices/ elements

autonomous from the center? (Considerando o nível de autonomia nessa região particular, qual é o nível

de autonomia dos seguintes elementos/ prácticas com relação ao centro?)

1 2 3 4 5 6

No autonomy Low level of

autonomy

Moderate

level of

autonomy

High level of

autonomy

Total

autonomy

No opinion

a) Recruitment of public staff - Recrutamento de servidores públicos

b) Design of public structure (organization chart) - Desenho da estructura pública (organigrama)

c) Elaboration of regional laws – Elaboração de leis regionais/municipais

d) Control of regional natural resources - Controlo de recursos naturais

e) Incentives to foreign investment – Incentivos ao investimento estrangeiro

f) Allocation of foreign investment – Alocação do investimento estrangeiro

30. Is there any autonomy in this particular region in the organization of the public administration? If so,

what particular elements differ? (Há alguma autonomia nessa região/localidade particular na organização

da administração pública? Caso afirmativo, que elementos particulares diferem?)

31. To what extent does the regional organization chart (public structure) differ from the central

government? (Até que nível a estructura pública (oganograma)regional/local difere do governo central?)

Page 78: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxviii

32. Do you think that the decentralization of public services helps to stimulate entrepreneurship in the

region and its counties? Why and how? (O(A) Sr.(a) pensa que a descentralização dos serviços públicos

ajuda a estimular o empreendedorismo na região e nos municípios? Por quê e de que forma?)

33. To what extent do the county or municipalities in the region have a tax legislation of their own? (Até

que ponto os distintos municípios da região Norte possuem uma legislação fiscal própria?)

1 2 3 4 5 6

To no extent To a short

extent

To a moderate

extent

To a large

extent

Completely

independent

No opinion

34. To what extent does the regional autonomy increase Quality of Government? (Até que ponto a

autonomia regional pode aumentar a qualidade de governo?)

35. In regard to budget planning, using what criteria is the budget split from the central government? Do

the regional distinct district councils have complete or partial autonomy in deciding how the local budget is

used? (Com relação ao planejamento orçamentar, qual é o critério de divisão orçamentar desde o governo

central para os governos locais? As autarquias regionais têm autonomia total ou parcial na decisão sobre

como o orçamento será usado?)

Impartiality when acquiring different welfare services (e.g. health care services, education and law

enforcement) [Imparcialidade na aquisição de distintos serviços de bem-estar (e.g. serviços de saúde,

educação e justiça/ aplicação da Lei)]

36. Which of the following factors, do you think could be important when explaining a perception of bias/

partiality in the three welfare services: health care services, education and justiça/ aplicação da Lei in your

region? (You can choose more than one option). [Quais dos seguintes factores o(a) Sr(a) pensa serem

importantes para exlicar que exista parcialidade nos três serviços públicos: saúde, educação e justiça em

sua região/ município? (Pode escolher mais de uma opção)]:

a) Political influence – Influênca política

Example: people with the adequate political connections seem to be able to chose the best schools not

because of skills but because they have influence. (Exemplo: pessoas que possuem conexões políticas

parecem ter maior facilidade de escolher as melhores escolas, não por sua capacidade, mas por que elas

têm influência.)

b) Economic influence – Influência Econômica

Ex.: people with more money seem to be able to chose the best schools not because of skills but because

they have an important economic influence. (Exemplo: pessoas que possuem mais dinheiro parecem ter

maior facilidade de escolher as melhores escolas, não por sua capacidade, mas por que elas têm

influência).

c) Cultural differences – Diferenças culturais

Ex.: people who speak a particular language, who “are from here”, or who belong to the “right” ethnic

group or identity seem to be able to chose the best schools not because of skills but because they have

influence. (Exemplo: pessoas que falam um idioma particular, que “são daqui”, ou que pertecem ao grupo

Page 79: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxix

étnico “certo” parecem ter maior facilidade de escolher as melhores escolas, não por sua capacidade, mas

por que elas têm influência.)

d) Languages differences – Diferenças linguísticas

e) Gender – Gênero

f) Relatives (close family or friend) - Laços parentescos (família ou amigo)

37. Can you account for one or more illustrative examples in which one can see that bias/ corruption has

prevailed over impartiality in any of the three welfare services (health care, education, and justiça/

aplicação da Lei)? (O(A) Sr(a) poderia dar um ou mais exemplos que ilustrem onde a imparcialidade/

corrupção prevaleceu sobre a imparcialidade em cada um dos três serviços públicos: saúde, educação e

manutenção da lei?)

38. How would you compare the perceived impartiality in the three welfare services: health care services,

education, and law enforcement to other regions in your country? (Como o(A) Sr(a) compararia a

imparcialidade dos três serviços públicos (saúde, educação e justiça/ aplicação da Lei) da sua região com

os se outras regiões de Portugal?)

39. Are you aware of any particular policy/policies that have been implemented in the region in order to

increase the fairness/ impartiality in any of the three welfare services (health care services, education and

law enforcement)? [O(A) Sr(a) sabe de alguma política/políticas que tem sido implementada (s) na região

com o objectivo de aumentar a igualdade/ imparcialidade em qualquer dos três serviços públicos (saúde,

educação e justiça/ aplicação da Lei)?]

Wallonie (français)

MEASURING THE QUALITY OF GOVERNMENT AND SUB-NATIONAL

VARIATION

___________________________________________________

Est-ce que vous êtes d'accord avec le classement de votre région, tel qu'il ressort de notre

étude, concernant la qualité des Institutions ("Qualité du Gouvernement") ? Et sinon,

pourquoi ?

Est-ce que vous pensez que cette évaluation reflète la perception qu'ont les investisseurs

étrangers de votre région?

Pensez vous que la perception de la Qualité du Gouvernement dans votre région

influence (négativement ou positivement) le niveau d'investissements directs étrangers,

de tourisme ou d'autres flux de capitaux extérieurs vers votre région?

Media

Quel niveau de confiance avez-vous dans les institutions suivantes?

Page 80: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxx

1 2 3 4 5 6 7 pas

d‟opinion Très peu

de

confiance

Beaucoup de

confiance

10. La police

11. Les media

12. Le gouvernement régional

13. Les partis politiques

14. Les entrepreneurs

15. Les hôpitaux

17. Quel niveau de confiance avez-vous dans les informations transmises par:

1 2 3 4 5 6 7 Pas

d‟opinion Très peu

de

confiance

Beaucoup de

confiance

B) La télévision

C) La radio

D) Les journaux quotidiens

E) Les chaînes d'information sur Internet

6. Considérez-vous qu'il existe des obstacles à la liberté de la presse dans votre région? Si

oui, en votre opinion, lesquels sont les plus importants ? Est-ce qu'il y a des facteurs

qui gênent ou affectent la liberté de la presse aujourd'hui ?

7. Considérez-vous que les informations que vous lisez, écoutez, regardez, dans les

media régionaux reflètent sincèrement la situation de votre région ?

8. Comment jugez vous le niveau d'indépendance des media dans la région de la

Wallonie?

9. Est ce que les media ont la liberté totale de rapporter les informations concernant:

1 2 3 4 5 6 7 Pas

d‟opinion

Page 81: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxi

Pas de

liberté Grande liberté

A) La corruption

B) La sécurité

C) L'économie

D) La politique

E) La santé publique

10. Est-ce que vous pensez que les media protègent ou attaquent le gouvernement

régional ? Pourquoi ?

11. Est que vous avez plus de confiance dans les media publics ou dans les media privés?

Pourquoi?

12. Considérez vous qu'il y a plus de liberté dans la presse aujourd'hui qu'il y a 20 ans?

Les processus de recrutement et l'environnement de travail.

13. En recherche d'embauche d'un nouvel employé, pensez vous que le fait d'avoir des

contacts personnels, d'affaires ou politiques est important ? Pensez vous qu'il y a une

différence entre votre région (Wallonie) par rapport aux autres régions de Belgique ?

14. Quel est votre estimation de la proportion de salariés embauchés grâce à un contact

(personnel, d'affaires, politique)?

1 2 3 4 5 6 7 Pas

d‟opinion Aucun La plupart

d‟entre eux

15. Quelle est votre perception des opportunités d'emploi stables (de longue durée) pour

les jeunes salariés dans le secteur public ? Pensez-vous il y a beaucoup de jeunes qui

souhaitent une carrière dans les institutions publiques régionales ?

16. Comment expliquez vous la longueur de la procédure d'embauche dans les

institutions publiques ? (Une procédure trop courte peut indiquer qu'il y a de la

corruption, qu'il n'y a pas assez de communication, etc.).

17. Pouvez-vous exposer le temps approximatif que prend une procédure d'embauche

dans les institutions publiques ?

18. Quelles mesures peut prendre un salarié qui découvre qu'il y a quelque chose qui ne

va pas sur son lieu de travail, par exemple un cas de corruption ?

Page 82: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxii

(i) Est-ce que le salarié peut alerter sur ce sujet sans crainte de répercussions négatives

pour lui ?

La situation suivante arrive : un employé du service public soupçonne qu'un autre

collègue (ou un supérieur hiérarchique) est engagé dans une activité corrompue (soit il

donne des services spéciaux à un homme d'affaires ou utilise l'administration à des fins

personnelles. Est-ce que vous pensez que ce salarié rapporterait ces faits aux media /ou à

des autorités comme les institutions judiciaires?

19. Pensez vous qu'il existe suffisamment de protection pour ceux qui font des

révélations dans l'intérêt public aux autorités, contre des pressions ou des sanctions?

Autorités et services publics

20. Quelles stratégies sont mises en place dans votre région pour faire respecter la

probité et le respect des règles aux employés du service public ? Existe t‟il un

système de sanctions ? Ou au contraire, existe t'il un système de récompense, de

motivations par exemple bonus/intéressement sur salaires ?

21. Pouvez-vous donner des exemples de mesures appliquées pour que les autorités

publiques travaillent en toute conformité et transparence ?

22. Est que le grand public (citoyens) formulent des réclamations quand ils reconnaissent

la survenance d'un acte de corruption ? Est que l'opinion publique a le potentiel d'agir

comme force de contrainte/ pression sur les autorités ?

23. Existe t'il une enquête sur la corruption dans votre région menée par les tribunaux de

justice, les médias ou des O.N.G. ? Avez-vous connaissance de cas où des actes de

corruption par des agents publics ont été poursuivis en justice et condamnés?

24. Avez-vous connaissance de mécanismes particuliers de surveillance de la corruption

dans votre région?

L'impact de L'Union Européenne / changements dans la région.

25. Avez-vous observé un changement significatif dans la qualité des services publics

depuis l'adhésion de la Belgique à l'U.E.? Si oui, s'il vous plaît précisez le niveau de

changement ?

26. Vous attendez vous à ce que la qualité de gouvernement change au cours des cinq

prochaines années (positivement ou négativement)?

27. S'il vous plaît préciser le niveau d'amélioration des services fournis par les

institutions publiques suivantes après l'adhésion à l'U.E.:

1 2 3 4 5 6 7 Pas d‟

Page 83: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxiii

opinion Pas

d‟améliorat

ion

Beaucoup

d‟amélioration

A) Les écoles

B) Les universités

C) Les hôpitaux

D) Le système judiciaire

E) La police

28. Quels sont les aspects positifs et négatifs en ce qui concerne l'administration publique

au cours des 10 dernières années dans votre région?

Autonomie régionale

29. En ce qui concerne l'autonomie de la région Wallonne, dans quelle mesure les

services suivants sont-ils autonomes du centre ?

1 2 3 4 5 6 7 Pas

d‟opinion Pas de

l‟autonom

ie

Un niveau de

l‟autonomie

haute

A) Recrutement du personnel public

B) Conception de la structure publique

C) Élaboration des lois régionales

D) Contrôle des ressources naturelles régionales

E) Incitation aux investissements étrangers

F) Répartition des investissements étrangers

30. Est-ce qu'il y a une autonomie dans cette région, notamment dans l'organisation de

l'administration publique ? Si oui, quels éléments particuliers diffèrent par rapport

aux autres régions ?

31. Dans quelle mesure l'organisation régionale (de la structure publique) se distingue-

elle de celle du gouvernement central ?

32. Pensez-vous que la décentralisation des services publics contribue à stimuler

l'entrepreneuriat dans la région et dans ses comtés ? Si oui, pourquoi et comment?

33. Dans quelle mesure le comté ou les municipalités de la région ont-elles une

législation fiscale propre ?

1 2 3 4 5 6 7 Pas

Page 84: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxiv

d‟opinion Très peu Beaucoup

34. Dans quelle mesure l'autonomie régionale améliore t-elle la qualité du gouvernement

dans votre opinion?

35. En ce qui concerne la planification budgétaire, quel critère est-il utilisé pour la

répartition du budget entre le gouvernement central et local ? Les conseils régionaux

de districts distincts ont-ils une autonomie complète ou partielle, afin de décider de

l'utilisation du budget local ?

L'impartialité lors de l'acquisition des différents services, les services de soins de

santé, l'éducation et l'application des lois.

36. Lequel des facteurs suivants pourrait être important selon vous, pour expliquer la

perception de l'équité / le biais / l‟impartialité dans les trois services sociaux : les

services de soins de santé, l'éducation et l'application des lois dans votre région ?

A) L'influence politique

''Les gens avec les connexions adéquates politiques semblent êtres en mesure de choisir

les meilleures écoles non pas du fait de leurs compétences, mais parce qu'ils ont une

influence''

B) L'influence économique

« Les gens avec plus d'argent semblent être en mesure de choisir les meilleures écoles

non pas parce que des compétences, mais parce qu'ils ont une influence économique

importante''

C) Différence culturelle

« Les gens qui parlent une langue spécifique qui sont d'ici, ou qui appartiennent au bon

groupe ethnique ou identitaire, semblent être capable de choisir les meilleures écoles pas

de fait de leurs compétences mais du fait de leurs influence. »

E) Différence linguistique

F) Sexe

G) La famille proche ou des amis.

37. Pouvez-vous donner un ou plusieurs exemples dans lesquels l'équité / le biais /

l'impartialité dans l'un des trois services publics ont pu être affectes négativement /

positivement? Donner un exemple vous ayant donné l'impression que ces services

dysfonctionnent ou au contraire fonctionnent bien.

Page 85: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxv

Ex. Décision partiale/corrompue était sur le point d'être prise par exemple un enfant d'un

milieu social pauvre refuse, d'une école un hôtel devant être construit sur la cote, un pot

de vin verse par une entreprise étrangère a été propose) mais n'a finalement pas été prise

(peut être parce que les media en ont eu connaissance, parce qu'un officiel s'en ai plaint,

ou parce que l'officiel n'a pas accepte le pot de vin).

38. Pouvez-vous comparer le niveau perçu d'impartialité ou au contraire de

corruption dans les trois services publics (santé, éducation, judiciaire) entre les

différentes régions de la Belgique ?

39. Avez-vous connaissance de mécanismes particuliers mis en place afin d'améliorer

le niveau d'impartialité et de diminuer le niveau de corruption/ biais dans les trois

services publics (santé, éducation, judiciaire) de votre région ?

Bolzano & Campania (Italiano)

1. Lei e’ d’accordo che la provincia/ regione di _______ possa considerare fra le meglio/ peggio governante in Europa? 2. Lei pensa che anche gli investitori stanieri vedono la provincia/ regione in questo modo? 3. Lei pensa che la sua ragione/ provincia riceva miggiore/peggiore investimenti stranieri (per essempio - turismo, imprese stanieri, investimento diretto all’estero ) per questo motivo? i media 4. Che livello di sicurezza ha riguardo a una stampa libera nella sua regione (da 1 a 7. 7=la piu alta sicurezza): a. Radio, b. Telegiornale/televisione, c. Giornale, d. Giornale su internet

5. Secondo lei quale di questi media e’ piu attendibile per un’informazione

indipendente?

6. Lei crede che ci siano degli ostacoli nei confronti della liberta’ di stampa nella sua

provincia/ regione? (se la risposta e’ ‘si’) –quali sono gli ostacoli che diminuiscono/

influiscono sulla liberta’ di stampa?

7. Secondo lei, quant’e’ il livello di influenza sulla stampa nell sua ragione da parte

della giunta regionale?

(1-7, 7=completamente indipendente)

Page 86: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxvi

8. Lei pensa che i media locali proteggano la giunta regionale o forniscano un buon

servizio ai cittadini? Perche’?

9. Quale modo di media e’ piu fidato: i media pubblici o quelli privati?

10. Secondo lei la liberta’ di stampa oggi e’ piu forte o debole paragonata a 20 anni

fa? Perche’?

Reclutazione nel settore pubblico 11. Secondo lei, ci sono raccomandazioni(per esempio - politiche, personali,

buisness) importanti quando viene assunto un dipendente nuovo nel settore

pubblico? C’e’ variazione in Italia fra le varie regioni a questo rispetto?

12. Secondo lei, quant’e’ la percentuale di dipendenti pubblici in ______ che hanno

ricevuto un lavoro grazie a raccommendazioni (politiche, personali, buisness)

rispetto a chi e’ stato invece assunto solamente per in base al merito? (1-7, 7= la

maggior parte)

13. Cosa pensa lei riguado a il metodo di ‘dare lavoro’ nel settore pubblico in questa

regione/ provincia? (e’ trasparente o no)?

14. Sa lei come tempo ci vuole questo processo all’interna il settore pubblico?

15. Secondo lei, com’e’ la stabilita’ per i dipendenti giovani nel settore pubblico? Ci

sono problemi per i giovani per ottenere un lavoro nel settore pubblico in questa

regione/ provincia?

16. Considera la situazione seguente: “Un dipendente sospetta che un collega (o il

capo di dipartimento) abbia computo qualcosa di illegale (per esempio, accettando

bustarelle o privilegiando un’ agenzia privata alle spese delle altre”. Lei crede che

questo dipendente segnalerebbe questa violazione all’autorita’ o ai media?

17. Ci sono protezioni su cui i dipendenti possono contare – contro evenutali

ripercussioni in tali circostanze?

Il settore Pubblico e gli Servizi 18. Lei sa se ci sono strategie o regole nella sua regione/provincia per incoraggiare

a/applicare una condotta appropriata dei dipendenti nel settore pubblico? Cosa

sono i provvedimenti diciplinari, e chi ha la responsabilita’ per applicarli?

19. Nella sua esperienza, le regole di cui sopra sono questi regole efficaci? Lei

potrebbe riferire degli esempi a tale riguardo?

20. Secondo lei, in questa regione, ci sono opportunita’ per un cittadino comune di

riportare casi di corruzione nel settore pubblico? Lei crede che si sentirebbe

minacciato?

21. Lei sa se ci sono dei meccanismi per controllare la corruzione nella sua regione?

Per esempio - un ‘agenzia o un'organizzazione anti-corruzione non governativa nella

regione?

Page 87: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxvii

L’Impatto dell’Unione Europea per il regione

22. Dall’adozione dell’Euro, lei si e’ accorto di miglioramenti/progressi riguardo alla

qualita’ dei servizi pubblici?

23. Dall’adozione di Lisbo, lei si e’ accorto di miglioramenti/proggressi come sopra?

24. Lei crede che la sua regione abbia beneficiato del finanziamento da parte del

Fondo europeo di sviluppo regionale (FESR)?

L’autonomia regionale

25. Per quanto riguarda l’autonomia della sua regione/ provincia, fino a che punto la

ritiene indipendente dal governo nazionale in questi campi. (1-7, 7= un livello alto

di indipendenza)

a. Nel dare un lavoro a qualcuno nel settore pubblico

b. Nel disegno delle istiuzioni pubbliche

c. nella creazione delle leggi regionale

d. nel controllo delle risorse (fiscali, naturai, etc.)

e. nell’elezioni pubbliche

26. C’e’ l’autonomia in questa regione/ provincia per quanto riguarda

l’organizzazione dell’ amministrazione pubblica?

27. Paragonati ai partiti politici nazionali, come sono i partiti nella sua regione? Ci

sono differenze? In che senso?

28. Lei crede che piu decentralizzazione dei servizi pubblici aiuterebbe lo sviluppo

della regione/provincia? Perche’/ perche’ no?

29. Fino a che punto la sua regione ha il potere di raccogliere le tasse

(indipendentemente dal governo nazionale)?

Imparzialita’ dei servizi pubblici

30. Quale dei motivi seguenti e’ importante per spiegare la percezione di

uguaglianza e imparzialita’ o discriminazione nel settore pubblico nella sua

regione? (specificamente, istruzione e servizio sanitario):

a. l’influenza della conoscenza di politici regionali.

b. l’influenza della conoscenza di uomini di affari importanti

c. le differenze culturali – per esempio persone che parlano il dialetto

regionale/locale o appartengono ad un certo gruppo etnico sembrano ottenere le

posizioni migliori nel settore pubblico. Altri motivi in questo senso possono essere

di genere, parentela, religione, ecc.

31. Lei puo’ pensare a degli esempi di favoritismo a tale riguardo successi nella sua

regione?

Page 88: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxviii

32. Ci sono leggi o regole specifiche per impedire tali favoritismi?

33. In confronto alle altre regioni d’Italia, pensa che la sua regione sia migliore o

peggiore rigurado a questo tipo di favoritismi? Perche’?

JIHOZAPAD (Czech)

1. Souhlasite s tím, kde Náš průzkum uspořádal Region Jihozápad?

2. Myslíte, že to reflektuje postoj zahraničních investorů ve Vášem regionu?

3. Váš region dostane vice nebo méně zahraničniho kapitalu kvůli tomu všimanému

urovni QoG – “kvality vlady”?

MEDIA

4. Jakou důvěru mate v nasledujicich instituci? :

1 2 3 4 5 6 7 Nevím

Skoro

žadnou

Hodně důvěry

Policie

Media

Vláda regionu

Politické strany

Majitele firem

Nemocnice

5. Jakou důvěru mate ve zpravach z nasledujicich zdrojů:

16. Televize

17. Radio

18. Tištěný tisk

19. On-line zpravodajiské agentury

6. Myslíte, že exituji nejaké překažky ve svobodě tisku ve Vašem regionu? Které jsou

podle Vas nejdůležitější?

7. Mate pocit, že zpravy které se dočtete nebo slyšite v mistnich mediich opravdu

reflektuji to co se deje ve Vasem regionu?

Page 89: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

lxxxix

8. Do jaké miry jsou mistni media nezávislá?

9 Jakou miru svobody si media uživaji, když informuji v souvislostí s..?:

1 2 3 4 5 6 7 Nevím

Žadná

svoboda

Uplná svoboda

18. Korupce

19. Bezpečnost

20. Hospodařství

21. Politika

22. Veřejné zdravotní služby

10. Myslíte, že media chrání nebo utočí na Vladě Regionu? Proč?

11. Jakou formu medii jsou podle Vas nejdůvěryhodné: státní nebo soukromé? Proč?

12. Podle Vas, je tu vyšší svoboda tisku dnes, než před 20 let? Proč?

Zaměstnání

13. Jsou různé druhy kontaktů důležité, když zaměstnavate noví lidé? Myslíte, že se to

nejak lyší od jinich regionů?

14. Jaké procento zaměstnanců bylo přijato na zakladě

politických/osobních/ekonomických kontaktů?

1 2 3 4 5 6 7 nevím

žadné většina

15. Co myslíte o stabilitě zaměstnanců ve veřejních službach?

16. Jak dlouho trvá process zaměstnávání ve veřejních instituciích?

17. Můžete sdělit zhruba o jaké délce se jedná?

18. Co muže průměrný zaměstnanec udělat, když objevuje špatné chovaní u jiních

kolegů?

18 (i) Bez žadné nepřijemné důsledky pro něj?

Když nastane situace ve které jeden zaměstnanec podezřívá jednoho kolega (nebo

politický nadřizení) y korupčních aktivit. Informoval by o té situace v tisku nebo

Page 90: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xc

kompetenční autority, jako napřiklad soudy?

19. Je tam dostatečná protekce v takových připadech?

VEŘEJNÉ AUTORITY A SLUŽBY

F) Jaká strategie je použivaná ve Vašem regionu pro zajištění dobreho chovaní

zaměstnanců? Jsou tam tresty? Které? Kdo je sdělí? Naopak, jsou tam použivane bonusy?

10. Můžete Nám sdělit nějaké přiklady?

22. Stěžuji se občané, když se uvědomuji, že se jedná o korupční aféřé? Je tam dostateční

tlak veřejného mínění proti takovým případům?

23. Korupční případy jsou vyšetřované v soudnictví, médiích nebo občanských sdružení?

Znate nejaký přápad vyšetřované a odsouzené korupce?

24. Existuje nějaký protikorupční mechanismus ve spravě regionu?

NÁSLEDKY INTEGRACE DO EVROPSKÉ UNIE

25. Všímal/a jste určitou změnu ve kvalitě veřejních služeb po integrace? Pokud ano, do

jaké míry:

26. Očekaváte změny ve kvalitě sluzeb, v dobrém nebo horším, v nasledujících pět let?

27. Prosím, uvedte míru zlepšovaní služeb v nasledujících sektorech po integraci:

1 2 3 4 5 6 7 Nevím

žadné vysoké

a. školy

b. univerzity

c. nemocnice

d. soudnictví

e. Policie

Page 91: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xci

28. Jaké jsou positivní a negativní strany veřejné administrace za posledních 10 let ve

Vašem regionu?

Regionální autonomie

29. Co se tyče autonomie Vašeho region, do jaké miry jsou nasledujicí části nezávislé od

centra?

1 2 3 4 5 6 7 Nevím

žadná vysoká

a. Zaměstnávání

b. organizační struktura veřejné administrace

c. Zavedení regionalních zakonů

d. Kontrola nad místních zdrojů surovin

e. Přijmání zahraničních investic

f. Uspořadání zahraničních investic

30. Je tam nejaká zvlaštní regionalní autonomie ve Vašem regionu, narozdíl od ostatních?

Pokud ano, v šem se to lyší?

31. Do jaké miry se lyší regionalní struktura administrace od centralní vlády?

32. Myslíte, že decentralizace veřejních služeb pomohlo hospodařskému rozvoji regionu?

33. Do jaké miry mají okresy svoji vlastní danovou legislaci?

1 2 3 4 5 6 7 Nevím

žadná vysoká

34. Do jaké miry myslíte, že regionalní autonomie zlepšuje kvalitu vlády?

35. Co se tyče planování rozpočtu, podle jakých kriterii je to stanoveno centralní vládou?

Nestrannost ve veřejních službách – zdravotnictví, školství, veřejná ochrana

36. Které z nasledujících faktorů jsou nejdůležitejší pro vysvetlování percepce férovosti a

imparciality ve veřejních službach ve Vašem regionu?

Page 92: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xcii

a) Politický vliv - “lidé s politickým kontaktem mohou vzbrat nejlepší skolz ne podle

kompetenciích, ale podle vlivu”

b) Hospodařský vliv – větší majetek, lepší skola pro jejich dětí..

c) Kulturní rozdíly – lidé “odsud” protože mluvíme stejným jazykem…

d) Jazykové rozdíly

e) Pohlaví

f) Příbuzní (rodina nebo přátelé)

37. Můžete Nam sdělit nějaký případ, kde je nejlepe vidět férovost veřejních služeb a řekl

byste – „ano, tady to určitě funguje jak má být“?

38. Kde byste umístil Vaš region v rámci České republiky, co se tyče všímané

imparciality ve zdravotnictví, školství a veřejná ochrana občanů?

39. Znáte nějaké politiky které jsou v platností pro zlepšování férovosti a imparciality ve

veřejných službach Vašeho regionu – zdravotnictví, školství a policejní služby?

Nord Vest (Romanian)

Masurarea calitatii guvernarii si a variatiilor subnationale

G) Sunteti de acord cu locul pe care datele noastre il atribuie regiunii

dumneavoastra in cadrul tarii/UE in ceea ce priveste caliatatea guvernarii? In caz negativ

va rugam sa motivati.

H) Credeti ca aceasta evaluare reflecta cum percep investitorii straini

regiunea dumneavoastra? (optional - scale)

I) Regiunea dumneavoastra primeste mai multe investitii straine, turism sau

capital extern datorita perceptiei asupra calitatii guvernarii?

Media

4. Cata incredere aveti in urmatoarele institutii?

Page 93: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xciii

1 2 3 4 5 6 7 Nici o

opinie

Aproape

deloc

Incredere

maxima

23. Politie

24. Media

25. Administratia regiunii

26. Partide politice

27. Proprietarii de afaceri

28. Spitale

5. Cata incredere aveti in informatiile pe care vi le furnizeaza:

20. Televiziunea

21. Radio

22. ZIare

23. Agentii de stiri on-line

6. Considerati ca exista obstacole in calea libertatii presei in regiunea

dumneavoastra? In opinia dumneavoastra, care sunt cele mai importante? Exista factori

care limiteaza sau afecteaza libertatea presei in mod current?

7. Credeti ca stirile pe care le cititi, ascultati sau urmariti in presa locala reflecta

cu adevarat ceea ce se intampla in regiunea dumnevoastra?

8. Cat de independenta credeti ca este media/presa in aceasta regiune?

9. Are presa libertate absoluta sa raporteze ceea ce se intampla in urmatoarele

privinte?

1 2 3 4 5 6 7 Nici o

opinie

Nu este deloc

libera

Complet libera

11. Coruptie

12. Siguranta publica

Page 94: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xciv

13. Economie

14. Politica

15. Sanatate publica

10. Credeti ca presa protejeaza sau ataca administratia regiunii? De ce?

11. Care presa este mai de incredere: cea detinuta de stat sau cea privat?

12. In opinia dumneavoastra exista mai multa libertate a presei astazi sau acum 20

ani?

Procesul de recrutare si locul de munca

13. Sunt importante contactele/cunostintele (personale/ in afaceri/politice) in

procesul de angajare a fortei de munca? Credeti ca difera importanta lor in regiunea

dumneavoastra fata de celelalte regiuni din tara?

14. Ati putea estima ce proportie din totalul de nou-angajati a primit slujba pe

baza contactelor personale/politice/de afaceri?

1 2 3 4 5 6 7 Nici o

opinie

Zero Majoritatea

15. Cum percepeti stabilitatea pe termen lung a tinerilor angajati in serviciul

public si interesul lor fata de o cariera in institutii publice?

16. Cum ati aprecia durata procesului de angajare in institutii publice? Aveti

cunostinta de procedurile cuprinse in proceul de angajare?

17. Ce pasi ar putea/trebui sa urmeze un angajat atunci cand descopera ca ceva

este in neregula la locul de munca?

Ce pasi ar putea sa urmeze un angajat atunci cand descopera ca ceva suspect se intampla

la locul de munca, fara a-I fi frica de repercusiuni

Urmatoarea situatie ar putea aparea: un angajat in serviciul public suspecteaza un alt

coleg (sau un superior, spre exemplu implicat in politica) ca participa la un act de

coruptie sau ofera tratament special/preferential unor utilizatori ai serviciilor publice

(spre exemplu unor oameni de afaceri) in detrimental altora. In aceasta situatie, este

probabil ca angajatul sa raporteze acest fapt unui ziar, sau autoritatilor corespunzatoare,

cum ar fi sistemului judiciar?

18. Exista protectie adecvata pe care angajatii se pot baza in caz de sanctiuni

nejustificate, in eventualitatea in care ei fac publice asemenea informatii (le furnizeaza

autoritatilor corespunzatoare sau presei)

Autoritatile publice si serviciile

Page 95: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xcv

19. Ce strategie este folosita in regiunea dumneavoastra pentru a induce

angajatilor din serviciul public un comportament adecvat si in conformitate cu atributiille

lor? Se pun in aplicare sanctiuni? Daca da, care sunt aceste sanctiuni, cine le impune?

Sau, dimpotriva, exista un system de stimulente, cum ar fi scheme de bonusuri si

recompense?

Ati putea da exemple de masuri implementate pentru a induce un comportament

corespunzator al autoritatilor publice?

Publicul larg (cetatenii) dau glas reclamantiilor atunci cand sunt martori la

existent unui act de coruptie? Aceasta opinie publica are potentialul sa actioneze ca o

constrangere asupra autoritatilor? (Este presiunea publica prezenta si eficienta in

inducerea unui comportament adecvat al autoritatilor publice?)

Coruptia in aceasta regiune este investigata de catre curtile de judecata, presa sau

ONG-uri? Aveti cunostinta de cazuri in care actele corupte ale oficialilor publici in

aceasta regiune au fost judecate si condamnate?

Aveti cunostinta de existenta oricaror mecanisme de monitorizare a coruptiei in

regiunea dumneavoastra?

Impactul/ schimbarile aduse de UE in regiune

Ati observant schimbarui semnificative in calitatea serviciilor publice de la

integrarea in UE? Daca da, specificati nivelul schimbarilor

Va asteptati ca nivelul calitatii guvernarii sa se schimbe in urmatorii 5 ani (in rau

sau in bine?)

Precizati care este nivelul imbunatatirii in servicii furnizate de catre urmatoarele

institutii publice survenite dupa integrarea in UE:

1 2 3 4 5 6 7 Nici o

opinie

Nici o

imbunatatire

Imbunatatiri

foarte mari

a. Scoli

b. Universitati

c. Spitale

d. Curti de judecata

e. Politie

Page 96: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xcvi

Care sunt aspectele negative si positive privind administratia publica in ultimii 10

ani in aceasta regiune?

Autonomia regionala

28. In ceea ce priveste autonomia acestei regiuni, cata autonomie au urmatoarele

aspecte/practici fata de centru?

1 2 3 4 5 6 7 Nici o

parere

Zero

autonomie

Un nivel inalt

de autonomie

a. Recrutarea angajatilor publici

b. Organigrama in institutiile publice

c. Elaborarea legilor (eventual regionale)

d. Controlul resurselor naturale din regiune

e. Stimulente pentru investitie straina

f. Alocarea investitiilor straine

29. Exista autonomie in aceasta regiune in organizarea administratiei publice?

Daca da, ce elemente difera de alte regiuni?

30. In ce masura difera organigramele regionale (structura administratiei publice)

de guvernul central?

31. Credeti ca descentralizarea serviciilor publice ar putea stimula antreprenorii in

regiunea dumneavoastra si in judetele aferente? De ce si in ce mod?

32. In ce masura au judetele sau municipalitatile o legislatie fiscal proprie ?

1 2 3 4 5 6 7 Nici o

opinie

Nu au Intr-o mare

masura

33. In ce masura ar putea autonomia regionala sa imbunatateasca calitatea

guvernarii?

34. Cu privire la planificarea bugetului, dupa ce criterii este bugetul de stat

impartit regiunilor? In cadrul regiunii, au consiliile judetelor autonnomie completa sau

partiala in deciziile asupra intrebuintarii bugetului public?

Page 97: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xcvii

Impartialitatea in achizitionarea diverselor servicii publice: sanatate,

educatie, punerea in aplicare a legii

35. Care dintre urmatorii factori credeti ca ar putea fi important in explicarea

perceptiei de corectitudine/echitate/impartialitate in 3 servicii publice: sanatate, educatie

si punerea in aplicare a legii

a) Influenta politica – “oamenilor care au conexiunile politice potrivite le este mai

usor sa aleaga cele mai bune scoli, nu atat datorita abilitatilor, cat datorita influentei ”.

b) Influenta economica - “oamenilor care a venituri considerabil mai mari le este

mai usor sa aleaga cele mai bune scoli, nu atat datorita abilitatilor, cat datorita influentei”.

c) Diferente culturale - oamenilor care vorbesc o anumita limba, “de-ai locului”,

sau care apartin unui anumit grup etnic, sexul, religia etc.

36. Puteti sa oferiti exemple care sa ilustreze cazuri in care au razbatut

corectitudinea/echitatea/lipsa coruptiei/impartialitatea in serviciile sociale mentionate mai

sus (preferabil in toate); cu alte cuvinte, cunoasteti exemple in care lucrurile au functionat

bine?

37. Cum se situeaza impartialitatea perceputa de populatie in cele trei servicii

sociale in regiunea dumneavoastra fata de alte regiuni ale tarii?

38. Aveti cunostinta de orice politici, masuri care au fost implementate pentru a

creste corectitudinea/echitatea/impartialitatea in cele trei servicii sociale: sanatate,

educatie si punerea in aplicare a legii?

Severozapaden, BG 31 (Bulgarian)

1. Съгласни ли сте с мястото на Северозападния район в България/ЕС

при класирането на районите по въпроса на QoG (качество на

правителството/управлението) според нашето изследване? Ако не,

защо?

2. Смятате ли че тази оценка отразява как чуждестранните инвеститори

виждат Вашия район?

3. Получава ли Северозападен район повече или по-малко чуждестранни

инвестиции, туризъм или друг външен капитал поради възприетото

качество на правителството/управлението?

Медии

4. Какво ниво на доверие имате в следните институции?:

Page 98: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xcviii

1 2 3 4 5 6 7 Без мнение

Почти няма

доверие

Огромно

доверие

а) Полиция

б) Медии

в) Правителството/управлението на района

г) Политически партии

д) Собственици на фирми

е) Болници

5. Какво ниво на доверие имате в новините от:

а) Телевизия

б) Радио

в) Вестници

г) Онлайн вестници

6. Смятате ли, че има пречки пред свободата на словото в района?

Според Вас, кои са най-важни? Има ли някакъв определен фактор който

пречи или влияе на свободата на словото днес?

7. Смятате ли че новините които четете, чувате или гледате по местните

медии, наистина отразява това, което се случва в района?

8. Колко независими са медиите в региона според Вас?

9. Имат ли медиите пълна свобода да информират какво се случва по

въпросите на...?

1 2 3 4 5 6 7 Без мнение

Няма свобода Пълна свобода

а) Корупция

б) Сигурност

в) Стопанство

г) Политика

д) Здравеопазване

Page 99: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

xcix

10. Смятате ли, че медиите защитават или атакуват управлението на

района? Защо?

11. На кои медии според вас може да се вярва повече: държавни или

частни? Защо?

12. Според Вас, има повече свобода на словото днес или преди 20

години? Защо?

Процес на наемане и работно място

13. Важни ли са връзките (лични, бизнес, политически) при наемането на

нови служители? Смятате ли че това е по-различно в Северозападния

район от другите райони в страната?

14. Какъв е процентът на хора, които са били наети на основа на

политически, бизнес, лични връзки?

1 2 3 4 5 6 7 Без мнение

Нито един Повечето

15. Как възприемате дългосрочните перспективи на младите служители в

държавния сектор и интереса им към кариера в рамките на държавните

институции?

16. Какво мнение имате за продължителността на процеса на наемане в

държавните институции? (при кратка процедура може да става въпрос за

корупция, недостатъчна публичност или политическо участие)

17. Можете ли да посочите приблизателна продължителност на процеса

на наемане?

18. Какви постъпки могат да предприемат служителите когато откриват че

нещо не е наред на работното място?

18 а. Без страх от последствия?

Следната ситуация се случва, публичен служител се съмнява че друг

колега (или политически старши) участва в някоя корупционна дейност

или има специално третиране към някоя фирма. Би ли информирал за

това в някои медии/отговорни органи, например съдбената власт?

19. Има ли адекватна защита, на която може да се разчита, срещу

всякакви неоправдани санкции за тези които ще извършат подобно

Page 100: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

c

публично разкриване в интерес на обществото, на отговорните органи

или медиите?

Публични власти и услуги

20. Каква стратегия се използва във вашия регион за да се наложи

спазване на правилата и добро поведение на служителите в публичната

администрация? Има ли някакво наказание? Ако е така, какво? Кой го

налага? Или напротив, има ли система за награди като стимули,

например reward/bonus schemes?

21. Можете ли да дадете някои примери за мерките, предприети за

прилагане на доброто поведение на държавните органи?

22. Изказва ли недоволство широката общественост (гражданите) когато

забелязва корупционна дейност? Има ли общественото мнение

потенциал да действа като ограничение на властта. (Съществува ли и

ефективен ли е общественият натиск за прилагане на добро поведение

на публичните служители?)

23. Разследвана ли е корупцията в Северозападния район от

правосъдните органи, медиите или НПО? Знаете ли за случаи където

действия на корупция от страна на държавни служители в района са

били преследвани?

24. Знаете ли за някой отделен механизъм за мониторинг на корупцията

във района?

Въздействие на ЕС / промени в района

25. Забелязвате ли значителна промяна в качеството на обществените

услуги след присъединяването към ЕС? Ако е така, моля посочете

размера на промяната.

26. Очаквате ли качеството на управлението да се промени в

следващите пет години (към по-лошо или по-добро)?

27. Моля, посочете нивото на подобрение на услугите от следните

институции след присъединяването към ЕС:

1 2 3 4 5 6 7 Без мнение

Няма

Page 101: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

ci

подобрение

Високо ниво на

подобрение

а) Училища

б) Университети

в) Болници

г) Съд

д) Полиция

28. Посочете някои позитивни или негативни аспекти, свързани с

публичната aдминистрация през последните 10 години във

Северозападния район?

Регионална автономия

29. Във връзка със автономията на Северозападния район, до каква

степен следните практики/елементи са автономни от централната власт?

1 2 3 4 5 6 7 Без мнение

Няма

автономия

Висока степен

на автономия

a) Наемане на публични служители

б) Проектиране на институционалната структура (структура на

организацията)

в) Разработване на регионалните закони

г) Контрол на регионалните природни ресурси

д) Стимули за чуждестранни инвестиции

е) Разпределение на чуждестранни инвестиции

30. Има ли някаква автономия в района в организацията на публичната

администрация? Ако е така, кои елементи се различават?

31. До каква степен регионалните публични структури се различават от

централното държавно управление?

32. Смятате ли, че децентрализацията на публичните услуги помага за

Page 102: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cii

стимулиране на предприемачеството в района и областите? Защо и как?

33. До коя степен областите или общините на района имат собствено

данъчно законодателство?

1 2 3 4 5 6 7 Без мнение

Нямат Голяма степен

34. До каква степен регионалната автономия увеличава качеството на

управлението?

35. Що се отнася до планирането на бюджета, какви критерии се

използват за отделянето на бюджетни средства от централната власт за

района?

Безпристрастност при получаването на различни услуги: здравни

услуги, образование, прилагане на закона

36. Кой от следните фактори, мислите че може да бъде важен при

получаването на някои публични услуги?

а) Политически влияния – „хора с адекватни политически връзки

изглежда са в състояние да изберат най-добрите училища, не на основа

на знания, но тъй като те имат влияние”

б) Икономическо влияние – „хора с повече пари могат да изберат по-

добри услуги защото имат икономически важни влияния”

в) Културни разлики – „хора които говорят на определен език, кои „са от

тук”, или принадлежат към „правилната” етническа или друга група

придобиват по-добри услуги”

г) Езикови разлики

д) Пол

е) Роднини, близки на семейството или приятели

37. Можете ли да дадете пример в който може да се види пристрастност

при придобиването на публични услуги и когато вие казахте: тук нещата

не работят както трябва или обратното?

38. Как възприемате безпристрастността в трите обществени услуги:

здравеопазване, образование, полиция в другите райони на България?

39. Знаете ли за определена политика/политики, които са били въведени

Page 103: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

ciii

с цел да се увеличи справедливостта/безпристрастността или обратното

в някоя от трите социални услуги?__

Appendix IV cont.

Part 3 – Expert Sources in Case Studies & Acknowledgments

Norte

Acknowledgments: I would like to acknowledge the kind support offered by Dr. Luís de

Sousa – Professor at the Lisbon Institute of Social Sciences; Maria do Pilar Barbosa –

vice-president of the Portuguese Federation of Food Banks in the city of Braga; Dr. Luís

Lobo-Fernandes – Director of the Political Sciences and International Department of

Minho‟s University; Mr. Calado Rodrigues – Director of Mensageiro Notícias

newspaper; and Mr. Manuel Matos ex-president of Vieira do Minho Council.

The Respondents

Mrs. Maria do Pilar Barbosa is expert in the local civil society. She is the Vice-President

of the Braga (capital of Cávado sub-region) unity of the Portuguese Federation of Food

Banks1. She helps coordinating the activities at the Food Bank, a non-governmental

organization responsible for campaigns of food collection. After each campaign the

organization allots the food raised to different social institutions (e.g. charity and

humanitarian) that further distribute the food to the poverty-stricken people. In 2009, the

Bank estimates to have assisted more than 260.000 people. Only in Braga, in the

Campaign of May, the Bank raised 127 tons of alimentary products.

1 www.braga.bancoalimentar.pt/

Page 104: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

civ

Dr. Luís Lobo-Fernandes is expert in the local public administration. He is Director of the

International Relations and Public Administration Department of Minho University, also

located in Braga. He prepared various studies on European questions to the Assembly of

the Republic and worked as the Advisor of International Relations for the Presidency of

the Republic in Lisbon and in the European Commission, in Brussels. Dr. Lobo-

Fernandes has also published various articles and books related to the areas of Political

Science and International Relations. He is a member of the Portuguese Association of

Political Sciences (APCP) and of the American Political Science Association (APSA). He

is also part of the Advisory Council of the International Relations magazine, published by

the Portuguese Institute of International Relations-New University of Lisbon (IPRI-

UNL).

Mr. Calado Rodrigues is expert in the local media and was the Director2 of Mensageiro

Notícias, a local weekly newspaper with head quarters in the Braganca municipality (Alto

Trás-os-Montes subregion). It is one of the oldest weekly newspapers in Portugal,

founded in 1940 by the then Braganca Bishop. Mr. Calado Rodrigues worked in the

newspaper for seven years, enlarging its reach through the foundation of a second

editorial in Vila Real, another municipality in the Norte region.

Mr. Manuel Matos is expert in local politics and was the president of a subdivision3 of

Vieira do Minho municipality, where he governed for 14 years, during which he gained

experience in public administration issues. Nowadays he owns a consulting firm that is

related to energy and sustainable resources with a focus on hydroelectric impacts and

hydro resources in the production of clean energy.

2 By the time of the interview, in the middle of May 2010, he was still the Director of the

newspaper. Nevertheless, there is news related to his resignation of the job in the last

week of the same month.

3 In Portuguese called “junta de freguesia”, is the smallest public administrative structure

in Portugal, being a subdivision of a municipality or council. In this case Vieira do Minho

it is a secondary local administrative unit of the Vieira do Minho municipality. The latter

is part of the Braga district located in the NUTS3 sub-regions of Cávado and Ave.

Page 105: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cv

Pais Vasco

Primary source of information

Most data and information included in this research paper were collected through a series

of personal interviews with 7 experts in different academic and professional fields. Five

of them were held and recorded in-situ during the second week of May 2010, in the three

main cities of Pais Vasco: Vitoria (1 interview), San Sebastian (2) and Bilbao (2). Due to

the impossibility of synchronizing agendas during that particular week, two other

interviews were held later: one via Skype, and one more in person4, both in June 2010.

The experts interviewed, to whom I express my gratitude for their concepts, time and

patience, were (in strict alphabetical order):

María José Aranguren Querejeta. Orkestra, The Basque Institute of

Competitiveness, ORKESTRA. Deusto University; Deusto Foundation.

José Ignacio Eguizabal. General Manager of ALBOAN (Non-Governmental

Organization in Pais Vasco)

Amagoia Ibarrondo Garai. Director of Quality and Evaluation of the Bilbao

Municipality.

Ma. Teresa Laespada Martínez. Member of the Basque Parliament. Academic

and Researcher.

Mikel Navarro Arancegui. Orkestra, The Basque Institute of Competitiveness,

ORKESTRA. Deusto University; Deusto Foundation.

Ixone Soroa Guenaga. Former intern at the Basque Government Representation

in Brussels.

Oskar Villareal Larrinaga. Professor and Researcher at the Economics and

Business Sciences Faculty. Basque Country University (UPV/EHU).

Secondary sources of information

4 This interview was held in Caracas, Venezuela.

Page 106: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cvi

Other sources of information were also used. Most statistical facts and figures in the

document were collected from Eustat, the official statistical agency of the Basque

Government. Some sections, particularly number 3, required an analysis of the legal

framework of the region, basically the Spanish Constitution, the Statute of Autonomy of

Pais Vasco and the “Economic Concert”, although some other documents were also

consulted regarding the particular competences of autonomous organs like the Basque

Institute of Public Administration, Euskalit, Innobasque, etc.

Many hemerographic sources were also consulted, both physically and via internet,

particularly diaries like El Correo, El Diario Vasco, Noticias de Alava, and Pais Vasco

section of El Pais.

Some televised interviews and debates with public servants were also consulted and

recorded, since on the week of the visit to Pais Vasco the current Lehendakari held his

first anniversary as President of Euskadi.

Västra Götaland

Acknowledgements: The knowledge offered during the creation of this study by the

experts Mr. Alf Ehn - Journalist at the newspaper in Skövde (SLA) and expert on

regional issues, Mrs. Maria Haldesten - Reporter at the Gothenburg Newspaper

(Göteborgs Posten), the Lecturer at Gothenburg University, Mr. Håkan Ahlström -

Director of Skövde municipality, Ms. Klara Martinsson - Nurse at the region and is also a

graduated midwife, Mrs.Khadijah Rosen – AT doctor currently serving at the local

general practioner centre at Toreboda, Mrs. Ulrica Cedervall -chief editor, Senior

Gothenburg, City Council of Gothenburg, Ms Jaquette Liljencrantz – AT doctor in VGR

region.

Without their expertise the development of this report had not been possible.

The Experts

Page 107: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cvii

Observers of Public Services

- Alf Ehn: journalist at the newspaper in Skövde (Skaraborgs Allehanda) is an expert on

regional issues.

- Maria Haldesten, reporter at the Gothenburg Newspaper (Göteborgs Posten) has

extended articles on whistle-blowing in her professional career.

- One of our sources wanted to be anonymous. He is a lecturer at Gothenburg University.

Representatives of Providers of Public Services

- Håkan Ahlström, director of Skövde municipality.

- Klara Martinsson, nurse at the region, graduated midwife and disputant in the Social

democratic party in Gothenburg, which also made her knowledge particular interesting

for the report.

-Khadijah Rosen, AT doctor in the municipality of Skövde, who has been part of the

healthcare provision sector for almost 2 years.

-Jaquette Liljencrantz has recently graduated, new in the Gothenburg healthcare sector.

Her knowledge is interesting as she is new to the system and has yet not been 'affected'

by the way things work.

- Ulrica Cedervall has been part of the Gothenburg City Council since the 1980's and is at

current chief editor of the monthly magazine published at Senior Goteborg.

Wallonie (BE3)

Acknowledgements: The author of the report would like to thank the experts; Geoffrey

Joris, Dr. Jacques Born, Dr. Nizet, Caroline Doppagne, Frédéric Rouxet, Patricia

Grandchamps, Helene Gheur, Valérie Sacchi, Chantal Hébette-Van den Broeke and

Gregory Mathieu for their important information concerning QoG in the Walloon Region.

Jihozapad – CZ03 have involved interviews with:

Page 108: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cviii

24. the Governor of Plzensky Kraj, Mrs. Milada Emmerova, former minister of

healthcare during the last social-democratic government in the Czech Republic;

25. the deputy-director of the regional administration of Plzensky Kraj, Mr. Bohuslav

Borovansky, with a long-term experience in the management of Japanese

investments in the region;

26. Mr. Ladislav Cabada, professor of political science at the West-Bohemia

University in Plzen;

27. Mr. Ladislav Vaindl, journalist at Plzensky Denik, a local newspaper based in the

city of Plzen.

Italy – Bolzano & Campania

The interviews were done in both Italian and English during the 2nd

week of June 2010.

Interviews were conducted in Bolzano, Milano, Rome Naples and Salerno with 7

country/regional experts.

Appendix – The Experts

1. Steffania Baroncelli – a lawyer who has lived in the region for almost 10 years and is

an expert on E.U. and Italian law

2. Signora Massimi – a public school of Italian in a German public school for over 25

years.

3. Professor Paulo Bertacini – an expert in public administration and sociology

4. Maria Teresa Barotolo – Head of Italy‟s Transparency International, based in Milano

Itlay with 15 years experience at the NGO.

5. Dr. Maurizio Bortoletti – Head of the Italian High Commission for Anti-Corruption in

Rome.

6. Maria Rosaria Garofalo – professor of public administration at the University of

Salerno in the region of Campania.

7.Professor Benito Aleni – professor of political science and economic development at

the University of Fredrico II in Naples. An expert on the development strategies in

Campania.

Page 109: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cix

Nord Vest (RO 11) - Acknowledgements

The author of this report wishes to thank the experts that have agreed to participate in the

interviews conducted as a part of this study in the Nord-Vest region, Romania, in May

2010. The experts are listed here in the chronological order of the interviews: Political

Sciences professor Gabriel Badescu from the Faculty of Political, Administrative and

Communication Sciences, within the Babes-Bolyai University, Cluj-Napoca; Mr. Razvan

Chereches, executive director of the Institute for Social Research, which runs the Center

for Health Policy and Public Health, Cluj-Napoca; the expert from the Nord-Vest

Regional Development Agency; one representative from the institution that is the

delegate of the Government in the county Cluj; Political Sciences lecturer Mihai Radu

Bogdan from the Faculty of Political, Administrative and Communication Sciences,

within the Babes-Bolyai University, Cluj-Napoca; Mr. Adrian Popa, president of the

Association for the Press Professionals from Cluj; the representative from the City Hall

Zalau; doctor Ligia Marincas, coordinating director of the Salaj Public Health Authority

Severozapaden, BG 31 - Acknowledgements:

The author of this report is very grateful to all participants in the interviews conducted as

part of this case study research in Bulgaria in May, 2010 listed here in the chronological

order of the interviews: Mr. Ivan Kanevchev, program director of Radio Pleven and

regional coordinator of the “Bulgarian Association of journalists” for Northwest

Bulgaria, Ms. Debora Petrova, Ms. Anelia Kostadinova and Ms. Denitsa Aleksandrova,

journalists of TV “Pleven Sprint”, Ms. Paulina Kirova, head of the Department for local

self-government at the Municipality of Pleven, Doc. Dr. Magdalena Ivanova from the

Department of Public Administration at the New Bulgarian University in Sofia, European

funds and projects and Project management lecturer, Ms. Nina Dankolova, secretary

Page 110: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cx

(head of the administration) of the Municipality of Mezdra, Mr. Petar Borislavov

Mindizov, medical doctor in the village of Stavertsi, Municipality of Dolna Mitropolia,

Mr. Naiden Zelenogorski, mayor of the Municipality of Pleven and Dr. Juliana

Galabinova from the Department of Public Administration at the New Bulgarian

University in Sofia, regional development lecturer.

Special thanks to Mr. Proycho Karaivanov, deputy chairman of the “Bulgarian

Association for Fair Elections and Civil Rights” National Association in Pleven and Ms.

Valentina Spasova from the “Open Society” Club in Pleven for organizing a broader

discussion, in which except for them, the following discussants took part: Ms. Emilia

Nikolova, regional coordinator of the General directorate "Structural funds and

International Educational programmes" at the Ministry of Education, Youth and Science,

Pleven, Mr. Georgi Georgiev, representative of the Ministry of Interior- Pleven, Mr.

Liubcho Lakov, Province Healthcare Centre of Pleven, Mr. Dikran Ovanesian,

representative of the Municipality of Pleven, Mr. Evgeni Petkov, representative of the

Pleven Province administration, Ms.Yana Damianova, journalist of Darik Radio, Mr.

Hristo Hinov, BAFECR National Association in Pleven, Mr. Ivan Raichev, NGO “Eko-

posoki 21”- Pleven and Ms. Ivanka Vateva, head editor of the local newspaper

“Posrednik”.

Thanks to Mr. Ivan Popov for the assistance during the stay in Pleven.

Estonia

METHODOLOGY: COMPREHENSIVE STUDY AND RESEARCH DESIGN

To reinforce the quantitative outcomes on the Estonian QoG that were included in the

main part of this study “Measuring the Quality of Government and Sub-National

Variation”, an additional qualitative component was incorporated in the study. This

report draws on various sources, from recent primary and secondary literature, like

academic articles, analyses, international organizations and civil society reports, as well

Page 111: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cxi

as statistical information gathered from the World Bank, Statistics Estonia and Eurostat.

Furthermore, a questionnaire designed to address specific issues pertaining to QoG, is

applied to further underline Estonia‟s QoG performance (see annex 2). Specifically it is

comprised of the consultation of six specialists in Estonia (see below in annex 1), whose

expertise and perceptions on the QoG Index country ranking, as well as insights and

knowledge on practices, rules and institutions contributed to this study.

The specialists were contacted via email, and the individual interviews were scheduled in

Tallinn. The questionnaire served as a framework and guideline for the interviews.

However in some cases the content and questions divert according to the relevance and

match with the area of expertise of the interviewee, and in other cases a more open

discussion seemed appropriate. Four out of six interviews were recorded, and notes were

taken for the remaining two.

INFORMATION ON THE SPECIALISTS INTERVIEWED

To cover a wide range of issues in the study, the interviewees were chosen from different

expertise areas: two professors from the Department of Public Administration at the

Faculty of Social Science at Tallinn University of Technology, Professor Rainer Kattel,

Director of the Department of Public Administration, and Chair of Innovation Policy and

Technology of the Government, and Professor Tiina Randma-Liiv, the Chair of Public

Management and Administration Policy;5 Klas Klaas, the Deputy Strategy Director at the

Strategy Office of the Estonian Government Office (State Chancellery), whose areas of

expertise include public finance and macroeconomic issues, raising administrative

capacity in the public sector, and management of the EU funds;6 Mailis Pukonen, Deputy

Director of the EU Secretariat at the State Chancellery;7 Marek Helm, Deputy Secretary-

General for Public Governance Policy in the Ministry of Finance;8 and civil society

5 http://www.ttu.ee/department-of-public-administration/ retrieved 20 June 2010

6 http://www.riigikantselei.ee/ retrieved 20 June 2010

7 http://www.riigikantselei.ee/ retrieved 20 June 2010

8 http://www.fin.ee/ retrieved 20 June 2010

Page 112: Appendix: Case studies - Dr. Nicholas Charron...Economics of Governance. Rio Declaration on Environment and Development, June 14, 1992, 1992 WL 602558,UN Doc. A/CONF.151/5/Rev. 1 Rodrik,

cxii

representative Aso Prii, the Executive Director of Transparency International Estonia

(henceforth TI Estonia).9

9 http://www.transparency.ee/ retrieved 20 June 2010