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POSIDQN NAME OF ORGANlZATIONIE 'TI!'Y

PART!ES AND TERMS

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Report Requlr<d by the EthicsAO·lO FINANCIAL DISCLOSURE REPORT ln Gowrmnent Act ofl978 Rev. 112004

Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

1. Pmnn Reporting (Last name, First name, Mffidte initial) Randolph, Arthur R

2. Court or Organization

U.S. Court of Appealslll.C. Cir

3. Date of Report

511312004

4. Title (Article m Judges indicate active orseciar status; magistrate judges indicate full-or part-time)

Judge active

7. Chambers: or Office Address

U.S. Court of AppeaWD.C. Cir 333 eonstiiution Avenue. N,W.

Washingtali. D.C. 20001·2866

5. Report'l'Jpe (check appropriate i;pe)

0 lnltia! @ Amlual

6. ReportingPeriod

11112003

IC 1213112003

8. On the basis of the information contained iu this Report and any modifications pemining thereto, it is. in my opinion. in compliance with applicable laws and regulations.

IMPORTA.'IT NOTES: Tho insiructions awmipanying this form must be followed. Complete all parts, ohecldng the NONE box for each part '.Vbe.."e you have no ble infomiatioo, Sign on last page,

L POSITIONS. <R<porting iucthidua!only: ""'PP· 9.13 of filing instructions)

0 NONE (No reportable poslrions.) ·

!. Distinguished Adjllllct Professor of Law George Mason Univmity School of Law

1I. AGREEMENTS.

!il NONE - (No reportable agreements.)

I.

-

,.c. fT1o(f.I % 0

-c> -

.....°'

o>-..,,,. ·= Z! ...0 (;p.(ReportingindividWllonly;seepp. 14·16offilinginstructions) m .;,i;;..

I

SOURCE

L

GROSS INCOME

SOURCE AND TYPE

SOURCE DllSCRlPTJQN

FINANCIAL DISCLOSURE REPORT NameofPersonRcJJMing

Rllndolph, Ar1hur R

III. NON-INvEsTMENT INCOME. (Reporting individual and spoose: see pp. 17·24 of filing iostructinns)

A. Filer's Non-Investme!!X Income

0 NONE · (Non:pottablellO!t·in"""1Ilentincome.)

AND TYPE

George Masrnl University School of Law teaching

:1.. -

Date of R<;lOlt

511312004

()'oun., not spouse's)

$22,500.00

B. Spouse's Non-Investment Income· (lfyou were married during any portion of the reporting year, please complete this seotion. (dollar amoont not required c=:pt furhonomria)

1.

NONE • (Ko reportable non-investment income.)

2003 U.S. DepartmentofJustice

IV. REIMBUR 'TS -transportation. loctging, ro00, entertainment

(lnclndes those ID spouse and dependon< children. See pp. 25.27 ofinstructious.)

C NONE (No suchrepottablerrimburscmonts.)·

Malibu, CA, Feb. 28-Mar. 3, moot covrt competition (transportation and meals · including

spouse)

New Haven, CT, lune 26-29, judges' seminar (transporllltioo)

I. .P<:pperdine Univmit)' School of Law

2. George Mason Ulliversit)' Law & Economics Center

SO!JRCB DESCRIPTJQN.

DESClliPTION VALWECOPE

.FINANCIAL DiSCLOSURE REPORT · N•ine of P"""'n RepOrtiug · Dare of Report

Randolph, Artbur R ·Sl!312004

.

V. GIFTS.. (Jncluoes t11ose to spouse and dependent children. see PP· 2s..31 of ios<ru<:tions.)

li".l NONE (No snch repoml>le gifts.) ·

l.

VI. I.lABil.lTIES. (Includes those of spouse and dependent children. S.. pp. 32·34 of instructions.)

li!J NONE (No reportable liabilities.)

A.

2.

4.

8.

10.

17.

(l) (2)

c. D.

(1) (2) (I) :unot.exempt t1omdisciOS'l.R'C-

(2) (3)

J

(4)

-

roporting period

. . .FINANCIAL DISCLOSURE REPORT ·Dale of Report Name of l'mon Reportillg

Pagel of2 Randolph, Artbur R 511312004

VII. INVESTME..NTS and TRUSTS

l. in : A = SE,000 or less c = ...501-$.5,0!Xi D = S5,0(H-$1 S,000 E = $15,001-$50,000 (See Coiamos Bl W D4} F = $.S0,001-SJOO,OOJ Hl = il,OOO,OOl-$5,000,QQO H2 =More than $5,00:1,000

= $15,000 or less L = £50,00J-SlOO,OOC M = SlOO,OOJ..$250,000

(Sec C'..o}WllrlS Cl 1UW D3J K r;; :S1...S0.,000-$500J}QU P'. = $!.OOD,Of.H·S5,00tL:'.1JO P2 =S5.00V,OO>S25,030,000

P3 = S25.DGO.oo;-sm.ooo,ooo P4 = S:More than $:50,00W,000

Q ""Appra;;;al :, =Cost (Rea! Estate Only) S ::c Assessn:en; T = ::.:asb/Marke1

Oe£crlpti<m of Assets Uncludin& trust ass...'11)

Place '"00" aftereaclta«et frornpriordisclosure

DNONE {l\o repomible ireom:, as$Ct&, or iransactionz)

I. GrontThomttm l'anners Savings Plan

401(K) Plan· Fid. Ret Govt. Money Market

3. 4-0 I (K) Plan • Fid. Mgd. Inc. Port.

4-0l(K) Plan • Fidelity Int. Boo

s. 40 I (K) Plan • Fidelity Orowth Inc.

6. IRA· Pldellly Adv. Growth

1. Money Marl:ot Ae<:t • Jt UBSIPaineWebber

Money MarlretAC<:t -IRA· UBS/PaineWebber

9. Mutual Fund· Lord Abbett Af!'d -IRA

Mutual Fund .Washington Mutual Jnvestm • IRA

!I. Mutual Fund • VMM U.S. Tre>s. Port. - IRA

12. Mutual Fund • &ccuJive Life Fund • IRA

13. M\llllal Fond - Growth of Am<rica • IRA

14. Mumie Mae - common •tock

15. CitiBanl:.Mooey Mamlt

16. Mutual Fuud • Looi Abbett • A

Mutual Fund· Yll!l Kampen ·Comstock

18. Money Market· UBS/Paine Webber

Jl .. 1ncon:e du."i'lg

"""""" TYP< {<q;,Codo l div. rent. or (A.JI) int.)

A Dividerul

B Dividend

A Dividrod

A Dividend

A Dividend

A Dividend

B Dividend

c Dividend

B Dividend

B Dividend

A Interest

A Interest

A Dividend

A Dividend

B Interest

A Dividend

A Di'tidend

B Interest

B :::Sl.OOJ.$2,500

G *'SI 00,0Cfl $J ,000,000

R = SiS.001.$50.000

0 :: S5DO.£hl1-S!.000,000

Gros$ value st end of du.lfu_s reporting period reporting period

Value Valoe Type (e._J Dnte: vaiu, Code2 ).{ethod buy, set!, Mon<b· Codc2 (!·Fl Codo' = · n.y (1-1')

(Q-\11 redellµtioo)-

K T

L T sell 2lll6 L

K T sell 2106 K

K T sell 2106 K

K T sell 2/06 K

T

K T

K T

M T buy 1123 K

L T

I T

J T

M T buy 71'23 K

K T sell 6110 K

K T

K T

K T

L T

Galu Identity of Code 1 buyer/-(A-llJ (if priwre

transaction)

c

l_: Bc�k Value \V = Esliiroted

-

22,

32.

B.

(I) (2)

B

A

c.

repoltlDg perlOO

(l) (2) (1) u &cms.ure

(2) (1)

7123

2128

I

.

. .

(4) (5)

-

FffiANCIAL DISCLOSURE REPORT Page2 of 2

NRme- of Person Reporting Raru!o!ph, Arthur R

. Date of Report

511312004 .

- ' valoo, muiscatio:t1: fmcludeS those of the spouse and dependent clilldrer:. See pp. 34-57 o!filing llistruct:ic:ls.} VIT. Th'VESTMENTS and TRUSTS

A.

Description of Assets (including: IJU.!lt assets)

Place "00" after each asset e t from prior disckls11te

.

19. Mntnal Food lnVcstment Co. .

20. 40l(K). World Bond Fund

21. 4()1 (K) - Gro\<1h Fund

40l(K) - ML Prorec!ed Fund

23. 401(K) - Income Furul

24. 40l(K) • Pimco Bond Fund

25. 401 (K) • Pimoo High Income

26. -«ll(K) • Dur. Inc. Flllld

Tl. .Wl(K) - Growth & Inc. Fund

28. 40l(K) • Plmro Real Ret

29. 401(K) ·Fl. Rate Inc.

30. 401(KJ - !st Trust Val Line

31. Thrift Savings Plan

401(K) - World Bond Fund

IJ>coo>O during repat1lng period

Ammmt 1)pe (•.J!.COOo 1 div. reat. or (A·H) int.)

Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

Dividend

A Dividend

A Dividend

A Dividend

A !Jltcrest

A Dividend

D. Gross value at eOO cf T:ansactions during reporting perlod

not exempt f1orn

\'alue v.ine Type ·(•·!> Date: Value <:odd MeUwd buy, sen, Mooth· Code2

·(J'..P) Cod: 3 merger. Pay (I..J')(Q-W) ll)

K T buy K

K T buy 2120 K

K T buy 2/21 K

K T buy K

K T buy 2111 K

K T buy 211! K

K T buy 4130 j

K T buy 5/30 K

K T buy 1()115

1 T buy lll/16 1

K T buy 1001 K

K T buy 6117 I

K T

sell 10!15 I

Gain Identity <If COde 1 buyerlse:ller (A.II,) (lfpriva

traruactio!l)

A

l, ln:oroel:ai;; Codes: A = SI.000 or Jess E ;;oSl,ODJ-S:,500 C = $2,50l-£5,000 D = S5,00l-$15,000 E = $15,001 -$50.ooJ

(.See Coo!.mns Bl a.'ld D4) F ,= S50,00J SIOO,OO:J G = s100,rnn -Sl,OOCl O()f; Hl =Sl,OOO;OGl-$5.000,000 H2 =More tha!l $5,0Cl0,000

2. Value Codes; J = S:ISJlOO or Jess K .:.$15,0QJ.s:.?.J,f!OO L ""'$50,00J-$ 00,000 M :c::.Sl00,001-$250,000

(See Cofamns Ct and D3) N =SZ.S!J,00..1-$500.000 o =.$50. ::111-s:;,000.000 P-1 ""'Sl,000.001·$5,000,000 P2 = S5.000,UOJ-:S25,000,000

P3 = :i25,000,0:)J-$50.000,00-:1 µ4 =$More tbtL-5'50,0C0,000

Q = Apprai.>a:

U = Bao!: Vah.J::'-

'FINANCIAL DISCLOSURE REPORT . NameofPersonReportilll!

5113/2004

DaieofReport

R1mdolpb, Arthur R

·(lmlk;aie""' orRepc"-l VIII. ADDmONAL INFOR.i.\1.A TION OR EXPLANATIONS

The Grant Thom ton Partners Savings Plan is a cOmpensa.tion· plan, It is admlnist.ered by ti Common pooL Tue be cial -0Wner has, no right to ,

direct investments to other than those esignated.

Date.-+--£?->'- -=---­/ I

UAL

Narneof PetsooRep>rting Dnte of R-eport · ' FINANCIAL DISCLOSURE REPORT

Randolph, Arthur R : 511312004

JX. CBRTIHCATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete t0 the best of my knowledge and belief, and that any information not rep:>rted was v;ithheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

WHO KNO Y AND WILFULLY FALS!FIES OR FAILS TO FILE THIS REPORT MAY CIVIl.. AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FIUNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544