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8/4/2019 An Introduction to the Theory of Genres and Modes
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University of Oregon
Review: [untitled]Author(s): Harry LevinSource: Comparative Literature, Vol. 36, No. 3 (Summer, 1984), pp. 258-260Published by: Duke University Press on behalf of the University of OregonStable URL: http://www.jstor.org/stable/1770263 .
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BOOK REVIEWS
KINDS OF LITERATURE: AN INTRODUCTION TO THE THEORY OF GENRES AND MODES.
By Alastair Fowler. Cambridge: Harvard University Press, 1982. viii, 373 p.
Literary criticism would have been unthinkable without the concept of genres.
Since this supplied the basis for sets of rules, it has gone up and down with thefortunes of classicism. At its height, a dogmatic prescriptiveness led to reverberat-
ing quarrels over the generic identity of the Orlando Furioso and the Cid. In a
nominalistic reaction, Croce found easy adherents for the even more problematic
assumption that individual works of art "just growed," like the proverbial Topsy,without benefit-or handicap-of guiding principles. Recent theoretical develop-ments have revived the issue from broader and more flexible points of view. Its
strategic place in Renaissance thought has been clarified by the compendious
history of Bernard Weinberg and the perceptive lectures of the late Rosalie Colie.
Students of the eighteenth century have been showing a fresh sympathy for the
arrangement and multiplication of formal categories. More speculatively, Paul
Hernadi has carried the subject through and Beyond Genre, as indeed Northrop
Frye had done in his own distinctive terms. And Claudio Guillen has sketched
the historical background for a redefinition of genre as "a problem-solving model
on the level of form." The time would seem to be ripe, then, for a more synchronic
treatment, still tentative and prolegomenal, yet taking full advantage of current
inquiry.Alastair Fowler also stands in the tradition of Blair and Kames when, as
Regius Professor of Rhetoric and English Literature at the University of Edin-
burgh, he responds to this need with common sense and lively sensibility. Kinds ofLiterature is an engaging, well-ordered, and most welcome book, richly illustrated
with apt quotations and timely examples. Though it allows a fair amount ofweight to "diachronic considerations," its range of reference inclines toward con-
temporary allusion, sometimes so up-to-date that it risks the danger of soon be-
coming dated. Though it is mainly focused on English literature, it has conscien-
tiously drawn upon secondary studies to fill out the perspectives of comparativeliterature. French literature would have presented more clear-cut distinctions,but that is precisely why it would have been less germane to the author's central
demonstration. For he is less concerned with delimitation than with enlargement:"to recover a sense of the variety of literary forms." Whereas the neo-classicists
usually ended with a negative emphasis on exclusion, on les genres tranches, his
more positive outlook would stress inclusion, la mrlange des genres. Intermixture
is for him the matrix of experiment, and hence the breeding-ground of novelty, in-asmuch as the invention of new forms is necessarily based on the recombination of
old ones.
Not surprisingly, he shies away from the merest hint of classification-perhaps
a little too far; for, as soon as we admit that there can be different kinds of any-
thing, we recognize the possibility of a taxonomic approach. That, however, would
break down a totality from the outside, instead of building up the units from within.
Kind can be distinguished from mode by the difference between a noun and its
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BOOK REVIEWS
adjective: e.g., "comedy" versus "the comic," the first a primary dramatic struc-ture, related to the second thematically (a comic novel or article). Professor
Fowler pays rewarding attention to the relationship between subject-matter and
apposite technique. The meaning of his awkward term subgenre is clear enough,and comes out most handily when a classical genus has been subdivided into tradi-
tional species, as in the branches of lyric poetry. More striking is the transpositionfrom one genre to another, which he calls recategorization, and which the Russian
Formalists exemplified through the process of "canonization," whereby the models
from popular culture are raised to the levels of artistic refinement (from the
detective story to The Brothers Karamazov). The genres themselves, moreover,can undergo modulation, as in the remarkable case of the epigram, which began as
an epitaph or inscription and has reached its high point in the sonnet or inrepartee.
A writer, when addressing himself to a given genre, finds himself confrontingwhat is here termed its "repertoire": the prevailing codes and conventions that
must be observed, the available styles and devices with which he must work. Cer-
tain ages have apparently been more propitious to certain genres than to others,which have had other heydays, and it calls for diachronic as well as synchronicreflection to sort these out. Critics have attempted to set up hierarchies, but have
disagreed as to their ranking order: whether tragedy outranks the epic or viceversa. Literature as a whole has often been summed up and laid out as a tripartite
system-lyric, dramatic, narrative-and writers have turned such triads to their
own purposes. Mr. Fowler mentions Hugo's historical sequence; he might have
mentioned Joyce's subjective esthetic. He seems to be properly skeptical about
maps and diagrams, fully aware that the ground itself is too complex to be gliblyschematized. Thus he takes exception to "anatomy" as the fourth and last of Frye's
types of fiction. Supplementing the more meaningful rubrics (romance, confession,
novel), this is evidently a catch-all, shrewdly conceived to accommodate the
amorphous and the miscellaneous. At the same time it fits in with Frye's devotion
to the mystical number four and to the season-myth that frames his pattern of re-
curring ideas.
The static notion of kinds as universals seems to have passed, with the last
stand of neo-Aristotelianism atChicago.
To arrive at themby
means ofempiricalgeneralization is simply to put together the structural norms for readers' expecta-
tions and critics' interpretations-and hence, as Mr. Fowler concludes, "to break
the hermeneutic circle." His discussion of functional origins might have been rein-
forced by cross-reference to the Homeric epic, as it has been reconsidered in the
light of oral composition. His omission of l'dvolution des genres accords with his
distrust of Darwinian analogy; and Brunetiere's pseudo-science might well be
overlooked, though Tynjanov gets dismissed too summarily. Yet the paradigm of
evolution is not less relevant to the arts than to the sciences, and has amply provedits helpfulness in dealing with the history of European drama. Notice is inci-
dentally taken of a neglected German school, the Gattungsgeschichte of Karl
Viitor, a well-meaning if quixotic project whose formulations sought to reconcilethe normative conceptions with the innate. It is somewhat puzzling to understand
why Mr. Fowler should look upon historical relativism as a dangerous trap, since
this is pretty much the implication of his own position, and a rather hard one to
avoid without recoiling into either dogmatism or subjectivity.
Himself an accomplished poet, he is at his best in illuminating the poetic forms,
which lend themselves especially to such illumination because they can be most
concretely defined. When he speaks of "lyric as the dominant mode of nineteenth-
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COMPARATIVE LITERATURE
century literature," we might not altogether concur; but we will realize whyMeredith seems to be a favorite novelist, and why the novel in general is inde-
cisively treated. This may reflect its somewhat ambiguous standing among the
genres; there is a suggestion that "the novel, being postclassical, has not much
tradition of genre criticism." Actually, the question of its role as a nondescriptlatecomer had instilled in it a unique self-consciousness, which in turn has critically
analyzed its generic contours in depth as well as breadth. (After all, the index lists
eighteen entries under "James, Henry.") Nor should the label of ronmancebe
construed as a latterday revival (p. 141) ; the single French word roman, when it
is applied to both subgenres, reaffirms a significant continuity. As a fellow-
townsman of Scott, Professor Fowler may be excused for having momentarily for-
gotten that Waverley was published anonymously in 1814 (p. 228). And Haw-thorne's Chaunticleer in The House of the Seven Gables need not provoke specu-
lation over Chaucer's Nun's Priest's Tale (p. 91); that cock's name had been in
the public domain ever since the Roman de Renart.
Such trivialities can do no more than underline the largeness of this under-
taking's scope, together with the boldness that the author has brought to its
execution. Short of omniscience, what it required was courage and insight, and
what it has acquired along with them is open-mindedness and ingenuity. The
history of criticism has all too frequently bogged down in repetition and stagna-
tion, in name-dropping and term-dropping, in unbridgeable disparities between
theory and practice. Weinberg's synoptic chapters can be discouraging. By the
same token, it is encouraging when the conventional apparatus turns out to be
still usable and the moribund verbiage somehow comes back to life, as we redis-
cover the theoreticians of earlier periods. Modern Structuralists and their suc-
cessors, with all their neologisms and jeux de mots, have been pushing in the same
direction and not much farther ahead. The shared commitment is a common
interest in the dynamics of literature, whose fundamental problems have not
changed much over the centuries. Its products vary and accumulate, to be con-
stantly enjoyed and continually reinterpreted. But the truly fundamental challenge,
confirmed today on all sides, is to fathom and retrace its processes. Whenever we
recall that Croce did not believe in genres, we should cheer ourselves up by
recallinglikewise that he did not believe in
comparativeliterature.
HARRYLEVIN
Harvard University
THE ANTITHEATRICAL PREJUDICE. By Jonas Barish. Berkeley and Los Angeles:
University of California Press, 1981. x, 499 p.
Books that advance genuinely original ideas are often treated to a special sort
of backhanded flattery: their authors are told that, indeed, here is a wonderful
idea for a book, if only the topic had received the treatment it deserved! The
reader is so taken with the idea that he is sure he could have done it better, could
really have given it the only proper treatment, forgetting in his enthusiasm for
rewriting another's book that without this stimulating original idea he would
never have had the luxury of his fictional revision. As Poe pointed out in one of
his marginalia, in reading some books we occupy ourselves exclusively with the
thoughts of the author, in others mainly with our own. We tend to think that the
latter case arises out of some failure on the part of the author, but Poe reminds
260