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An Introduction to Lidar & Forestry May 2013

An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

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Page 1: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

An Introduction to Lidar & Forestry

May 2013

Page 2: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar technology

Derivatives from point clouds Applied to forestry

Publish & Share

Futures

Introduction to Lidar & Forestry

Page 3: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar – Light Detection And Ranging

Page 4: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Different Types of Lidar • Atmospheric Lidar

• Bathymetric: Senses up to 50 meters deep BUT requires clear water!

• Terrestrial: Tripod mounted or mobile

• Airborne Laser Scanner (ALS)

Page 5: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Light Detection And Ranging

• Similar in concept to Radar & Sonar

• Measures distances (through laser pulses) that strike and reflect off of features on the surface of the earth

• Converts scanning angle and distance-from-sensor information into georeferenced data points

• Current sensors can collect hundreds of thousands of positions each second (‘point clouds’)

Page 6: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

energy or echoes of light

Page 7: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

ALS - Lidar Systems

Page 8: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Airborne Lidar System Components

• Scanning laser emitter-receiver unit

• Differentially-corrected GPS in the plane

• Inertial measurement unit (IMU)

• Computer to control the system and store data

• Imagery often collected simultaneously Color and/or Color Infrared Imagery

IMU pitch

roll yaw

X

y z GPS

Page 9: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar – Characteristics

Page 10: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Data Characteristics

• A “Return” is a portion of the Lidar pulse that is reflected back to the sensor

• Most laser systems can record several returns or “multiple returns” for each pulse

- Multiple returns occur when the laser beam is only partially blocked

- The remaining laser energy continues downward until it is reflected back by the next feature

• Up to 4 returns per pulse, but typically only receive 2-3 returns

Page 11: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Data Characteristics

• Lidar point classification

Page 12: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

1st Return (Canopy Ht)

Intermediate Return

Intermediate Return

Last Return (Ground)

Page 13: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

1st returns (69%)

Lidar Data Characteristics

Page 14: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

2nd returns (26%)

Lidar Data Characteristics

Page 15: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

3rd returns (4%)

Lidar Data Characteristics

Page 16: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

4th returns (<0.1%)

Lidar Data Characteristics

Page 17: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

All returns (100%)

Lidar Data Characteristics

Page 18: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

All returns (100%)

Lidar Data Characteristics

1st returns (69%) 2nd returns (26%) 3rd returns (4%) 4th returns (<0.1%)

Page 19: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Data Characteristics

Lidar Data Resolution (PPM) • The only consistent measure of Lidar data resolution (when

considering the full point cloud) is the number of pulses per unit area or Pulse Density (pulses/m2).

• Return density can vary depending on the target being scanned.

Page 20: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Data Characteristics

• Lidar Data Resolution (PPM) is dependent on:

• Laser scan rate (more pulses @ same speed à higher resolution)

• Flying height and speed (higher or faster à lower resolution)

• Side-lap coverage (e.g. 50% side-lap will result in 2x resolution)

Page 21: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

1–Meter 1–Meter

Page 22: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar – Pulse Density & Products

• Low Pulse Density (≤ 1 Pulse/m2) - Product: Moderate Resolution Topographic

Products (≥ 2 meter Grid)

• Moderate Pulse Density (1-3 Pulses/m2) - Products: Stand Level Vegetation Metrics (e.g.

canopy height, canopy cover) and High Resolution Topographic Products

• High Pulse Density (≥ 3 Pulses/m2) - Products: Forest Structure

$$

$$$

$$$$

Page 23: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

• Slope (flat vs. steep) • Ground cover (pavement vs. trees) • Acquisition altitude • Quality of instruments • Capabilities of provider • Best case: +/- 5cm vertical

Lidar Data Characteristics Spatial accuracies depend on:

Page 24: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar – Point Data • True 3D Data!

Page 25: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

True 3D Data!

Lidar | Point Data

Page 26: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar –Point Data Return data colored by height

Page 27: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

LIDAR Intensity Image

© Copyright 2003. Optech Incorporated. All rights reserved.

Page 28: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar – Point Clouds to Derivatives

Page 29: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

9 Tiles: N.W. Montana, U.S. • Collected 2009 • PPM: +/- 4 • 32 million points • Approximately 1,600 acres/650ha • Almost 1GB

NAIP Aerial Photography • Collected 2009 • 1 meter per pixel

Data Thanks Go To • Montana State Library & NRIS for

making the dataset available and the acquiring organizations including: Montana DNRC, Lake County, the Flathead Basin Commission, and the City of Whitefish.

Our Sample Data Set

Page 30: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Point Clouds to Derivatives

Digital Elevation Model (DEM) • Bare Earth (DTM) • Contours

Can also be viewed in 3D

Lidar| Point Cloud to Derivatives

Page 31: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Digital Surface Model DSM

Page 32: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Point Clouds to Derivatives

•Digital Surface Model (DSM)

Page 33: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Point Clouds to Derivatives

• Canopy Height Model (CHM)

• After generating the 1st return (DSM) and bare earth (DEM) rasters, use the Minus geoprocessing tool to determine the difference

• The difference represents the canopy height.

Page 34: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Point Clouds to Derivatives

• Canopy Density Model (CDM)

• The ratio of all returns to ground returns as seen from the air

• Applications include the estimation of biomass, forest extent and condition, and biodiversity

Page 35: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

• Slope

• Aspect

• Hydrography

• Stand Delineation

• Roads (historic, new design)

• Cultural features (i.e. buildings)

Additional Derived Layers

Page 36: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar Applications for Forestry

• Topographical analysis • Roads: Design and operations • 3D viewshed analysis • Quantify forest stand characteristics

- Biomass estimates - Fire fuel modeling

• Landslide analysis • Change over time

Page 37: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Roads: Evaluation & Design

• Creating Profile Transects: - Assess construction complexities - Quickly identify areas of concern due to slope

• Calculating Road Slope - Create road vector (2D or 3D) - Use existing 2D road vectors

• Mapping Side Slope Risk - Identify locations where upslope (rock, mud, snow

slides) or downhill hazards may exist

Page 38: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Roads: Creating Profile Transects

• Use ArcMap to digitize proposed routes and quickly assess any issues relating to slope

• Easily done with existing 2D road vectors

Page 39: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Roads: Calculating Road Slope • Display based on maximum road segment slope

Page 40: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Viewshed Analysis

• The Goal: View the proposed cutblocks from multiple observation positions to determine potential visual impacts

Page 41: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Roads: Viewshed Analysis Remove the vegetation within the proposed cutblock(s)

• Clip the surface values inside the cutblock polygon(s) from the DEM

• Replace the cells in the DSM with the values removed from the DEM. This modified DSM represents the resulting “surface” after completing harvest activities (assumes all trees within the cutblock are removed)

Page 42: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Viewshed Analysis

• Using the modified DSM, run the 3D Analyst tool Viewshed with a selected observer position.

Page 43: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

• The Output is a raster map

• Repeat from other observer positions

Viewshed| Analysis

Page 44: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

3D Visualization | Inspect the point cloud

Page 45: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

3D Visualization | Profile View & Measure

Page 46: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

3D Visualization | Measure & Inspect Individual Trees

Page 47: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Publish & Share

• Take your Lidar data into the field. Go mobile.

• Easy to do with derivative data sets. Leave your point clouds at home.

• Publish with ArcGIS Server

• Share with ArcGIS On-Line

Page 48: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar – Procurement Considerations

• What will the Lidar be used for? - Pulse density - Spatial accuracy - Laser sensor scan angle - Point cloud classification - Flight line overlap (i.e. 50%)

• Deliverables?

• Combine with high resolution imagery? Fused?

Page 49: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Futures

• Existing Lidar Technology - Faster pulse rates - Multiple sensors in one box

• New Lidar Technologies

• Better Feature Extraction Software - More automation - Improved results

• Change Detection (PC to PC)

Page 50: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Lidar For Forestry - Summary

• Airborne LIDAR is a tool that provides Foresters with: - Highly accurate topographical data - Forest stand information including canopy

height and density - 3D visualization and measurements of the

ground and land cover - A source of accurate GIS information, even in remote areas - A quantifiable and repeatable data source

• One flight = Many GIS data layers (derivatives)

Page 51: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date:

Acknowledgements

• U.S.D.A. Forest Service Pacific Northwest Research Station - Bob McGaughey and Steve Reutebuch

• U.S.D.A. Forest Service Remote Sensing Applications Center (RSAC) http://fsweb.rsac.fs.fed.us - Brent Mitchell

• Optech Incorporated

Page 52: An Introduction to Lidar & Forestry - Esri · Lidar Applications for Forestry ... 2013 Esri Forestry GIS Conference -- Presentation, An Introduction to Lidar & Forestry Created Date: