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journal of differential equations 151, 268289 (1999) An Eigenfunction Expansion for a Quadratic Pencil of a Schrodinger Operator with Spectral Singularities Elgiz Bairamov and O ner C akar Department of Mathematics, Ankara University, 06100 Bes evler, Ankara, Turkey E-mail: bairamovscience.ankara.edu.tr and Allan M. Krall The Pennsylvania State University, University Park, Pennsylvania 16802 E-mail: krallmath.psu.edu Received August 4, 1997; revised June 22, 1998 In this paper, we consider the operator L generated in L 2 ( R + ) by the differential expression l( y)=&y"+[ q( x)+2*p( x)&* 2 ] y, x # R + =[0, ), and the boundary condition y(0)=0, where p and q are complex-valued functions and p is continuously differentiable on R + . We derive a two-fold spectral expansion of L (in the sense of Keldysh, 1951, Soviet Math. Dokl. 77, 1114 [1971, Russian Math. Survey 26, 1544 (Engl. transl.)]) in terms of the principal functions under the conditions lim x p( x)=0, sup x # R + [e =x [| q( x)|+| p$( x)|] ] <, = >0, taking into account the spectral singularities. Also we investigate the convergence of the spectral expansion. 1999 Academic Press 1. INTRODUCTION The spectral analysis of the non-selfadjoint abstract operators with purely discrete spectrum has been considered by Keldysh [10]. He studied the spectrum and principal functions (eigenfunctions and associated func- tions) of operators involving a polynomial dependent on the spectral parameter, and also showed the completeness of the principal functions of these operators in Hilbert space. The spectral analysis of a non-selfadjoint differential operators with continuous and discrete spectrum was investigated by Naimark [24]. He Article ID jdeq.1998.3518, available online at http:www.idealibrary.com on 268 0022-039699 30.00 Copyright 1999 by Academic Press All rights of reproduction in any form reserved.

An Eigenfunction Expansion for a Quadratic Pencil of a Schrödinger Operator with Spectral Singularities

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Page 1: An Eigenfunction Expansion for a Quadratic Pencil of a Schrödinger Operator with Spectral Singularities

journal of differential equations 151, 268�289 (1999)

An Eigenfunction Expansion for a Quadratic Pencil of aSchro� dinger Operator with Spectral Singularities

Elgiz Bairamov and O� ner C� akar

Department of Mathematics, Ankara University, 06100 Bes� evler, Ankara, TurkeyE-mail: bairamov�science.ankara.edu.tr

and

Allan M. Krall

The Pennsylvania State University, University Park, Pennsylvania 16802

E-mail: krall�math.psu.edu

Received August 4, 1997; revised June 22, 1998

In this paper, we consider the operator L generated in L2(R+ ) by the differentialexpression

l( y)=&y"+[q(x)+2*p(x)&*2] y, x # R+=[0, �),

and the boundary condition y(0)=0, where p and q are complex-valued functionsand p is continuously differentiable on R+ . We derive a two-fold spectral expansionof L (in the sense of Keldysh, 1951, Soviet Math. Dokl. 77, 11�14 [1971, RussianMath. Survey 26, 15�44 (Engl. transl.)]) in terms of the principal functions underthe conditions

limx � �

p(x)=0, supx # R+

[e=x[|q(x)|+ | p$(x)|]]<�, =>0,

taking into account the spectral singularities. Also we investigate the convergenceof the spectral expansion. � 1999 Academic Press

1. INTRODUCTION

The spectral analysis of the non-selfadjoint abstract operators withpurely discrete spectrum has been considered by Keldysh [10]. He studiedthe spectrum and principal functions (eigenfunctions and associated func-tions) of operators involving a polynomial dependent on the spectralparameter, and also showed the completeness of the principal functions ofthese operators in Hilbert space.

The spectral analysis of a non-selfadjoint differential operators withcontinuous and discrete spectrum was investigated by Naimark [24]. He

Article ID jdeq.1998.3518, available online at http:��www.idealibrary.com on

2680022-0396�99 �30.00Copyright � 1999 by Academic PressAll rights of reproduction in any form reserved.

Page 2: An Eigenfunction Expansion for a Quadratic Pencil of a Schrödinger Operator with Spectral Singularities

showed the existence of spectral singularities in the continuous spectrum ofthe non-selfadjoint differential operator L0 , generated in L2(R+), by thedifferential expression

l0( y)=&y"+q(x) y, x # R+=[0, �), (1.1)

with the boundary condition y$(0)&hy(0)=0, where q is a complex valuedfunction, and h # C. Also, if e=xq(x) # L1(R+) for some =>0, then L0 has afinite number of eigenvalues and spectral singularities with finite multi-plicities. Moreover, he derived the spectral expansion in some particularcases.

Another approach for the discussion of the spectral analysis of L0 wasgiven by Marchenko [22]. Let E denote the set of all even entire functionsof exponential type which are integrable over the real axis, and let E$denote the dual of E. We define

.( fi , *)=|�

0f i (x) .(x, *) dx, i=1, 2,

for any finite f1 , f2 # L2(R+), where .(x, *) is the solution of l0( y)=*2y,subject to the initial conditions .(0, *)=1, .x(0, *)=h. In [22]Marchenko showed that

.( f1 , *), .( f2 , *) # E,

and there exists a functional T # E$ such that

|�

0f1(x) f2(x) dx=T[.( f1 , *) ..( f2 , *)]. (1.2)

T is the generalized spectral function of L0 . (1.2) is a generalization ofthe well-known Parseval equality for the singular selfadjoint differentialoperators, and is called Marchenko�Parseval equality.

The results of Naimark were extended to differential operators on theentire real axis by Kemp [11], and to the three dimensional Schro� dingeroperators by Gasymov [4].

Pavlov [26] established the dependence of the structure of the spectralsingularities of L0 on the behaviour of the potential function at infinity. Hefirst gave the Marchenko�Parseval equality in the form of

|�

0f1(x) f2(x) dx=

12?i |#

m(*) .( f1 , *) ..( f2 , *) d*, (1.3)

where # is the contour enclosing the spectrum of L0 and m(*) is the Weyl�Titchmarsh function [29]. Then he obtained the spectral expansion of L0

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in terms of principal functions, using (1.3) and the analytical propertiesof m(*).

In Gasymov's paper [3] the results of Naimark and Marchenko wereextended to the case when the potential q of L0 is equal to l(l+1) x&2+V(x), where V is a complex valued function, and

|�

0e=x |V(x)| dx<�,

for some =>0.One very important step in the spectral analysis of L0 was taken by

Lyance [18]. He showed that the spectral singularities play an importantrole in the spectral analysis of L0 . He also investigated the effect of thespectral singularities in the spectral expansion.

The eigenfunction expansion of the non-selfadjoint operator, generatedin L2(R+) by (1.1) and the boundary condition

|�

0K(x) y(x) dx+:y$(0)&;y(0)=0,

where K # L2(R+) is a complex valued function, and :, ; # C, with|:|+|;|{0, was investigated in detail by Krall [12�16].

Note that the principal functions corresponding to the spectralsingularities are not the elements of L2(R+) (i.e., these functions increasepolynomially as x � � ). Also, the spectral singularities belong to thecontinuous spectrum and are the poles of the resolvent's kernel; but theyare not eigenvalues. However, spectral singularities play a certain criticalrole in the spectral expansion. Their existence is accompanied by specificphenomenon which are new in the sense that they do not occur either inthe spectral theory of selfadjoint or normal operators.

Lyance [18] studied the role of spectral singularities in the spectalexpansion with respect to principal functions for the Sturm�Liouvilleoperator L0 by use of Fourier L0 -transforms. In order to utilize this techni-que, the potential of L0 should satisfy Naimark condition

|�

0e=x |q(x)| dx<�, =>0.

The Laurent expansion of the resolvents of the abstract non-selfadjoint opera-tors in neighborhood of spectral singularities was investigated by Gasymov�Maksudov [5] and Maksudov�Allakhverdiev [20]. They also studied theeffect of spectral singularities in the spectral analysis of these operators.

The spectral analysis of some classes of dissipative operators with spec-tral singularities was considered by Pavlov [27] using the theory offunctional models [23] and scattering theory [17].

270 BAIRAMOV, C� AKAR, AND KRALL

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Some problems of spectral theory of differential and some others typesof operators with spectral singularities were also studied in [7, 25, 28, 30].

Let us consider the quadratic pencil of the Schro� dinger operator Lgenerated in L2(R+) by the differential expression

l( y)=&y"+[q(x)+2*p(x)&*2] y, x # R+ ,

and the boundary condition y(0)=0, where p and q are complex valuedfunctions and p is continuously differentiable on R+ .

Let L� denote the operator generated in L2(R+) by the differentialexpression

l~ ( y)=&y"&[*& p(x)]2 y, x # R+ ,

and the boundary condition y(0)=0. Note that in relativistic quantummechanics the equation

y"+[*& p(x)]2 y=0, x # R+ ,

is called the Klein�Gordon s-wave equation for a particle of zero mass withstatic potential p [6]. The operators L0 and L� are particular case of L.

Some problems of spectral theory of L and L� were studied by Degasperis[2], Jaulent�Jean [8, 9], Maksudov [19] and Maksudov�Guseinov [21].

In this paper, we derive a two-fold spectral expansion of L in terms ofthe principal functions, under the conditions

limx � �

p(x)=0, supx # R+

[e=x[|q(x)|+| p$(x)|]]<�, =>0, (1.4)

taking into account the spectral singularities. Moreover the convergence ofthe spectral expansion is investigated. Note that we investigate the effect ofthe spectral singularities in the spectral expansion of L by the regulariza-tion of divergent integrals using summability factors.

2. SPECIAL SOLUTIONS OF l( y)=0.

Related with the operator L we will consider the boundary value problem

& y"+[q(x)+2*p(x)&*2] y=0, x # R+ , (2.1)

y(0)=0, (2.2)

assuming that the condition (1.4) holds.Under the condition (1.4) the equation (2.1) has the solutions

e+(x, *)=eiw(x)+i*x+|�

xA+(x, t) ei*t dt, (2.3)

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and

e&(x, *)=e&iw(x)&i*x+|�

xA&(x, t) e&i*t dt, (2.4)

for * # C� +=[*: * # C, Im *�0], and * # C� &=[*: * # C, Im *�0], respec-tively, where w(x)=��

x p(t) dt, and the kernels A\(x, t) are expressed interms of p and q, and

|A\(x, t)|�c! \x+t2 + exp[`(x)], (2.5)

where

!(x)=|�

x[ |q(t)|+| p$(t)|] dt, `(x)=|

x[t |q(t)|+2 | p(t)|] dt, (2.6)

and c>0 is a constant. Therefore e+(x, *) and e&(x, *) are analytic withrespect to * in C+=[*: * # C, Im *>0] and C&=[*: * # C, Im *<0],respectively, and continuous up to the real axis. e\(x, *) also satisfy

e\(x, *)=e\i[w(x)+*x]+O \e�x Im *

|*| + , * # C� \, |*| � �,

(2.7)

e \x (x, *)=\i[*& p(x)] e\i[w(x)+*x]+O(1), * # C� \, |*| � �.

(2.8)

Let .(x, *) be the solution of (2.1) subject to the initial conditions.(0, *)=0, .x(0, *)=1. .(x, *) is an entire function of * and satisfies

.(x, *)=1*

sin {*x&|�

0p(t) dt=+O \ex Im *

|*| 2 + , |*| � �. (2.9)

The results stated above were obtained by Jaulent�Jean [8].

3. THE SPECTRUM OF L

By _c(L), _d (L) and _ss(L) we denote the continuous spectrum, theeigenvalues and the spectal singularities of L, respectively. We havepreviously shown [1] that

_c(L)=(&�, �),

_d (L)=[*: * # C+ , e+(*)=0] _ [*: * # C& , e&(*)=0],

_ss(L)=[*: * # R*, e+(*)=0] _ [*: * # R*, e&(*)=0],

272 BAIRAMOV, C� AKAR, AND KRALL

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where

e\(*)=e\(0, *), R*=Rv[0].

Under the condition (1.4), we know that L has a finite number of eigen-values and spectral singularities, and each of them is of finite multiplicity[1]. Let *+

1 , ..., *+j and *&

1 , ..., *&k denote the zeros of the functions e+ in

C+ and e& in C& (which are the eigenvalues of L) with multiplicitiesm+

1 , ..., m+j and m&

1 , ..., m&k , respectively. Similarly, let *1 , ..., *v and

*v+1 , ..., *l be zeros of e+ and e& in R* (the spectral singularities of L)with multiplicities n1 , ..., nv and nv+1 , ..., nl , respectively.

We will also need the Hilbert spaces

Hn={f : |�

0(1+x)2n | f (x)| 2 dx<�= , n=1, 2, ...,

H&n={g: |�

0(1+x)&2n | g(x)|2 dx<�], n=1, 2, ...,

with

& f &2n=|

0(1+x)2n | f (x)|2 dx, &g&2

&n=|�

0(1+x)&2n | g(x)|2 dx,

respectively. It is clear that,

H(n+1) % Hn % L2(R+ ) % H&n % H&(n+1), n=1, 2, ...,

and H&n is isomorphic to the dual of Hn : H$ntH&n . In fact, for everyfunctional F # H$n , there is a function f * belonging to H&n such that

F( f )=|�

0f (x) f *(x) dx

for all f # Hn .We have previously shown that [1]:

{ �n

�*n .( } , *)=*=*i+

# L2(R+ ),

{ �n

�*n .( } , *)=*=*i&

# L2(R+ ),

n=0, 1, ..., m+i &1,

n=0, 1, ..., m&i &1,

i=1, ..., j,

i=1, ..., k,=(3.1)

{ �n

�*n .( } , *)=*=*i

# H&(n+1) , n=0, 1, ..., n i&1, i=1, ..., v, v+1, ..., l.

(3.2)

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Lemma 3.1. For * # R*,

�n

�*n .( } , *) # H&(n+1) . (3.3)

Proof. It is known that, for * # R*,

2i*.(x, *)=e&(*) e+(x, *)&e+(*) e&(x, *). (3.4)

Then the proof of the lemma is the direct consequence of (2.3), (2.4), and(3.4). K

Let

G(x, t; *)={G+(x, t; *), * # C+,G&(x, t; *), * # C& ,

(3.5)

be the Green function of L, where

G\(x, t; *)=1

e\(*) {e\(x, *) .(t, *),e\(t, *) .(x, *),

0�t<x,x�t<�.

(3.6)

4. THE SPECTRAL EXPANSION

Let C �0 (R+) denote the set of infinitely differentiable functions in R+

with compact support. Then

f (x)= |�

0G(x, t; *)[&f "(t)+q(t) f (t)+2*p(t) f (t)&*2f (t)] dt,

for each f # C �0 (R+). Hence we have

f (x)*

=1* |

0G(x, t; *) 3(t) dt+2 |

0G(x, t; *) p(t) f (t) dt&*D(x, *), (4.1)

where

3(t)=&f "(t)+q(t) f (t), D(x, *)=|�

0G(x, t; *) f (t) dt.

Let #r denote the disc with center at the origin having radius r; let �#r

be the boundary of #r . r will be chosen so that all eigenvalues and spectralsingularities of L are in #r . Pr' denotes the part of #r lying in the strip|Im *|�' and #r'=#+

r' _ #&r' , where #+

r' and #&r' are the parts of #rvPr' in

the upper and lower half-planes, respectively (see Fig. 1). We choose ' sosmall that Pr' does not contain any eigenvalues of L.

274 BAIRAMOV, C� AKAR, AND KRALL

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FIGURE 1

As it is seen in Fig.1,

�#r=�#r' _ �Pr' . (4.2)

From (4.1) we obtain

f (x)=1

2?i |�#r{1

* |�

0G(x, t; *) 3(t) dt= d*

+1?i |�#r

{|�

0G(x, t; *) p(t) f (t) dt= d*

&1

2?i |�#r

*D(x, *) d*. (4.3)

Using (2.7), (2.9), (3.5), (3.6) and Jordan's lemma, we see that the firstterm of the right-hand side of (4.3) vanishes as r � �. The same resultholds for the second term. This can be obtained from (2.7)�(2.9) utilizingintegration by parts. Then considering (4.2) we find

f (x)=& lim' � 0r � �

12?i |�#r'

*D(x, *) d*& lim' � 0r � �

12?i |�Pr'

*D(x, *) d*. (4.4)

Therefore

12?i |�#r'

*D(x, *) d*= :j

i=1

Res*=*i

+[*D+(x, *)]+ :

k

i=1

Res*=*i

&[*D&(x, *)],

where

D\(x, *)=|�

0G\(x, t; *) f (t) dt.

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Let 1+ be the contour which isolates the real zeros of e+ by semicircleswith centers at *i, i=1, ..., v, having the same radius $0 in the upper half-plane. Similarly 1& will denote the corresponding contour for the realzeros of e& in the lower half-plane. The radius of semicircles being chosenso small that their diameters are mutually disjoint and do not contain thepoint *=0 (see Fig. 2).

As it is easily seen from Fig. 1, we find

lim' � 0r � �

12?i |P#r'

*D(x, *) d*=1

2?i |1&

*D&(x, *) d*&1

2?i |1+

*D+(x, *) d*

So (4.4) can be written as

f (x)=& :j

i=1

Res*=*i

+[*D+(x, *)] & :

k

i=1

Res*=*i

&[*D&(x, *)]

+1

2?i |1+

*D+(x, *) d*&1

2?i |1&

*D&(x, *) d*. (4.5)

Lemma 4.1. For every f # C�0 (R+)

f (x)= :j

i=1{\ �

�*+mi

+&1

[a+i (*) .(x, *) .( f, *)]=*=*i

+

+ :k

i=1{\ �

�*)

mi&&1

[a&i (*) .(x, *) .( f, *)]=*=*i

&

+1

2?i |1+

*e+x (0, *)e+(*)

.(x, *) .( f, *) d*

&1

2?i |1&

*e&x (0, *)e&(*)

.(x, *) .( f, *) d*, (4.6)

0= :j

i=1{\ �

�*+mi

+&1

[b+i (*) .(x, *) .( f, *)]=*=*i

+

+ :k

i=1{\ �

�*+mi

&&1

[b&i (*) .(x, *) .( f, *)]=*=*i

&

+1

2?i |1+

e+x (0, *)e+(*)

.(x, *) .( f, *) d*

&1

2?i |1&

e&x (0, *)e&(*)

.(x, *) .( f, *) d*, (4.7)

276 BAIRAMOV, C� AKAR, AND KRALL

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FIGURE 2

where

a+i (*)=&

*(*&*+i )mi

+e+

x (0, *)(m+

i &1)! e+(*), i=1, ..., j,

= (4.8)

a&i (*)=&

*(*&*&i )mi

&e&

x (0, *)(m&

i &1)! e&(*), i=1, ..., k,

b+i (*)=&

(*&*+i )mi

+e+

x (0, *)(m+

i &1)! e+(*), i=1, ..., j,

= (4.9)

b&i (*)=&

(*&*&i )mi

&e&

x (0, *)(m&

i &1)! e&(*), i=1, ..., k,

and

.( f, *)=|�

0f (t) .(t, *) dt.

Proof. Let �(x, *) be the solution of (2.1) subject to the initial condi-tions �(0, *)=1, �x(0, *)=0. Then

G\(x, t; *)=e \

x (0, *)e\(*)

.(x, *) .(t, *)+a(x, t; *), (4.10)

where

a(x, t; *)={�(x, *) .(t, *),�(t, *) .(x, *),

0�t<x,x�t<�,

and a(x, t; *) is an entire function of *. From (4.5) and (4.10) we obtain(4.6). Writing (4.1) as

f (x)*2 =

1*2 |

0G(x, t; *) 3(t) dt+

2* |

0G(x, t, *) p(t) f (t) dt&D(x, *),

and repeating the calculation as we have done for (4.1), we have (4.7). K

Since the contours 1+ and 1& in (4.6) and (4.7) do not coincide withthe continuous spectrum of L, these formulae contains ``non-spectral''

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objects. The purpose of this article is to transform (4.6) and (4.7) a intotwo-fold spectral expansion with respect to the principal functions of L.

Lemma 4.2. For any f # C �0 (R+ ) there exists a constant c>0 so that

|�

&�|*.( f, *)|2 d*�c |

0| f (x)| 2 dx. (4.11)

Proof. From (3.4) we get

2i*.( f, *)=e&(*) e+( f, *)&e+(*) e&( f, *), * # R*, (4.12)

where

e\( f, *)=|�

0f (x) e\(x, *) dx.

Using (2.3) we have

e+( f, *)=|�

0[(A+

0 +A+) f (t)] ei*t dt, (4.13)

in which the operators A+0 and A+ are defined by

A+0 f (t)=eiw(t)f (t), A+f (t)=|

t

0A+(x, t) f (x) dx.

From (1.4) and (2.5) we find

|A+(x, t)|�c0 exp {&=4

(x+t)= ,

where c0>0 is a constant. Hence A+ is a compact operator in L2(R+).Thus (A+

0 +A+) is continuous and one-to-one on L2(R+). Using theParseval's equality for the Fourier transforms and (4.13) we get

|�

&�|e+( f, *)| 2 d*�c1 |

0| f (x)|2 dx, (4.14)

where c1>0 is a constant. In a similar way, we also find

|�

&�|e&( f, *)| 2 d*�c2 |

0| f (x)|2 dx. (4.15)

The proof of the lemma is completed by (2.7), (4.12), (4.14) and (4.15). K

278 BAIRAMOV, C� AKAR, AND KRALL

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By the preceding lemma for every function f # L2(R+) the limit

.( f, *)= limN � � |

N

0f (x) .(x, *) dx

exists in the sense of convergence in the mean square, relative to themeasure *2 d* on the real axis; that is,

limN � � |

&� }.( f, *)&|N

0f (x) .(x, *) dx}

2

*2 d*=0. (4.16)

Since C �0 (R+) is dense in L2(R+), the estimate (4.11) may be extended

onto L2(R+) for any f # L2(R+) as

|�

&�|*.( f, *)|2 d*�c |

0| f (x)| 2 dx, (4.17)

where .( f, *) must be understood in the sense of (4.16). We shall need ageneralization of this estimate.

Lemma 4.3. If f # Hm , then .( f, *) has a derivative of order (m&1)which is absolutely continuous of every finite subinterval of the real axis andsatisfies

|�

&� }\ dd*+

n

[*.( f, *)] }2

d*�cn |�

0(1+x)2n | f (x)|2 dx, n=1, ..., m,

(4.18)

where cn>0 are constants, n=1, ..., m.

The proof is similar to that of Lemma 4.2.In order to transform (4.6) and (4.7) into the spectral expansion of L, we

have to reform the integrals over 1+ and 1& onto the real axis (i.e., to thecontinuous spectrum of L).

Since the spectral singularities of L are the real zeros of e+ and e&, theintegrals over the real axis are divergent in the norm of L2(R+). Now wewill investigate the convergence of these integrals in a norm which isweaker than the norm of L2(R+). For this purpose we will use the techni-que of the regularization of divergent integrals. So we define the followingsummability factors

F +:;(*)={

(*&*:);

; !, |*&*: |<$, :=1, ..., v,

(4.19)

0, |*&*: |�$, :=1, ..., v.

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F &:;(*)={

(*&*:);

; !, |*&*: |<$, :=v+1, ..., l,

(4.20)

0, |*&*: |�$, :=v+1, ..., l,

with $>$0 . We can choose $>0 so small that the $-neighborhoods of *: ,:=1, ..., v, v+1, ..., l have no common points and do not contain the point*=0. Define the functionals

F +[g1(*)]= g1(*)& :v

:=1

:n:&1

;=0{\ d

d*+;

g1(*)=*=*:

F +:;(*), (4.21)

F &[g2(*)]= g2(*)& :l

:=v+1

:n:&1

;=0{\ d

d*+;

g2(*)=*=*:

F &:;(*), (4.22)

where g1 and g2 are chosen so that the right-hand side of the aboveformulae are meaningful. It is evident from (4.19)�(4.20) that *1 , ..., *v and*v+1 , ..., *l are the roots of F +[g1(*)]=0 and F &[g2(*)]=0 at least oforders n1 , ..., nv and nv+1 , ..., nl , respectively. In the following we will usethe operators

P+f (x)=1

2?i |1+

*e+x (0, *)

e+(*).(x, *) .( f, *) d*, (4.23)

and

P&f (x)=1

2?i |1&

*e&x (0, *)e&(*)

.(x, *) .( f, *) d*, (4.24)

I + f (x)=1

2?i:v

:=1

:n:&1

;=0{\ �

�*+;

[.(x, *) .( f, *)]=*=*:

_|1+

*e+x (0, *)e+(*)

F +:;(*) d*

+1

2?i |�

&�

*e+x (0, *)

e+(*)F +[.(x, *) .( f, *)] d*,

and

I & f (x)=1

2?i:l

:=v+1

:n:&1

;=0 {\�

�*+;

[.(x, *) .( f, *)]=*=*:

_|1&

*e&x (0, *)e&(*)

F &:;(*) d*

+1

2?i |�

&�

*e&x (0, *)

e&(*)F &[.(x, *) .( f, *)] d*.

280 BAIRAMOV, C� AKAR, AND KRALL

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Since, under the condition (1.4) e+(x, *) and e&(x, *) have an analyticcontinuation to the half-planes Im *>&=�2 and Im *<=�2, respectively,we get

P\f =I\f,for f # C �

0 (R+).

Lemma 4.4. For each f # H(n0+1) , there exist a constant c>0 such that

&I\f &&(n0+1)�c& f &(n0+1) , (4.25)

where n0=max[n1 , ..., nv , nv+1 , ..., nl].

Define

4+: =(*:&$, *:+$), :=1, ..., v. (4.26)

Then 0 � 4+: , :=1, ..., v. Using the integral form of remainder in the

Taylor formula, we get

F+[.(x, *) .( f, *)]

.(x, *) .( f, *), * # 4+0

={ 1(n:&1)! |

*

*:

(*&!)n:&1 {\ ��!+

n:

[.(x, !) .( f, !)]= d!

* # 4+: , :=1, ..., v,

(4.27)

where

4+0 =R>{ .

v

:=1

4+: = .

If we use the notation

I+: f (x)=

12?i |4:

+

*e+x (0, *)e+(*)

F +[.(x, *) .( f, *)] d*, :=0, 1, ..., v,

I� +f (x)=1

2?i:v

:=1

:n:&1

;=0{\ �

�*+;

[.(x, *) .( f, *)]=*=*:

_|1+

*e+x (0, *)

e+(*)F +

:;(*) d*,

we obtain

I+=I +0 +I +

1 + } } } +I+v +I� + (4.28)

281EXPANSION FOR A QUADRATIC PENCIL

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from (4.26) and (4.27). We now show that each of the operatorsI +

0 , I +1 , ..., I+

v and I� + is continuous from H (n0+1) into H&(n0+1) .We startwith I� +. From (4.19) we obtain the absolute convergence of

|1+

*e+x (0, *)

e+(*)F +

:;(*) d*.

Using (3.2) and the isomorphism H&n0tH$n0

we see that I� + is continuousfrom Hn0

into H&n0or from H(n0+1) into H&(n0+1) . Hence there exists a

constant c~ >0 such that

&I� +f (x)&&(n0+1)�c~ & f &(n0+1) (4.29)

for any f # H(n0+1) .Next we want to show the continuity of I+

: , :=1, ..., v, from H(n0+1) intoH&(n0+1) . From (4.27) we see that

I+: f (x)=

12?i(n:&1)! |4:

+

*e+x (0, *)e+(*) |

*

*:

(*&!)n:&1

_{\ ��!+

n:

[.(x, !) .( f, !)]= d! d*. (4.30)

Interchanging the order of integration, we get

I+: f (x)=

12?i(n:&1)!

_{|*:+$

*:|

*:+$

! {\ ��!+

n:

[.(x, !) .( f, !)]=_(*&!)n:&1 *e+

x (0, *)e+(*)

d* d!

&|*:

*:&$|

!

*:&$ {\�

�!+n:

[.(x, !) .( f, !)]=_(*&!)n:&1 *e+

x (0, *)e+(*)

d* d!= .

Since *: is a zero of e+ order n: , there exists a continuous function e+:

such that e+: (*:){0 and e+(*)=(*&*:)n: e+

: (*). On the other hand,

}|*:+$

!

*(*&!)n:&1 e+x (0, *)

e+(*)d*}�h+

: (!)[ln $&ln(!&*:)], (4.31)

282 BAIRAMOV, C� AKAR, AND KRALL

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if !>*: , and

}|!

*:&$

*(*&!)n:&1 e+x (0, *)

e+(*)d* }�h:

&(!)[ln(*:&!)&ln $], (4.32)

if !<*: , where

h+: (!)= max

* # [!, *:+$] }*e+

x (0, *)e+

: (*) } , h&: (!)= max

* # [*:&$, !] }*e+

x (0, *)e+

: (*) } .(4.31) and (4.32) show that I+

: , :=1, ..., v, are integral operators withkernels having logarithmic singularities, i.e., weak singularities. (4.30) canbe written as

I+: f (x)=|

4:

:n:

k=0

bk:(x, !) {\ dd!+

k

.( f, !)= d!.

Define

Bk:=|�

0|

4:+ } bk:(x, !)

(1+x)n0+1 }2

d! dx.

We see that Bk:<�, by (3.3), (4.31) and (4.32). Since

&I+: f &2

&(n0+1)=|�

0 } I+: f (x)

(1+x)n0+1 }2

dx

� :n:

k=0|

0|

4:+ } bk:(x, !)

(1+x)n0+1 }2

d! dx |4:

+ }\ dd!+

k

.( f, !) }2

d!

= :n:

k=0

Bk: |4:

+ }\ dd!+

k

.( f, !)}2

d!.

Utilizing (4.17) and (4.18) we obtain

&I+: f &&(n0+1)�c: & f &n0

�c: & f & (n0+1) , :=1, ..., v, (4.33)

where c: are constants.Lastly we consider the operator I +

0 which is defined by

I +0 f (x)=

12?i |

&�/+

0 (*)*e+

x (0, *)e+(*)

.(x, *) .( f, *) d*, (4.34)

283EXPANSION FOR A QUADRATIC PENCIL

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where /+0 is the characteristic function of the interval 4+

0 . From (4.34),similar to the proof of Lemma 4.2, we get

|�

0|I+

: f (x)| 2 dx�c0 |�

0| f (x)|2 dx,

where c0>0 is a constant. Since

H(n0+1) % L2(R+) % H&(n0+1),

we find

&I +0 f &&(n0+1)�c0 & f &(n0+1) . (4.35)

From (4.28), (4.29), (4.33), and (4.35) we have

&I + f &&(n0+1)�c & f &(n0+1) .

In a similar way it follows that

&I & f &&(n0+1)�c & f &(n0+1) . K

Then for every f # H(n0+1),

I + f (x)=1

2?i:v

:=1

:n:&1

;=0{\ �

�*+;

[.(x, *) .( f, *)]=*=*:

_|1+

*e+x (0, *)e+(*)

F +:;(*) d*

+1

2?i |�

&�

*e+x (0, *)

e+(*)F +[.(x, *) .( f, *)] d*, (4.36)

and

I & f (x)=1

2?i:l

:=v+1

:n:&1

;=0{\ �

�*+;

[.(x, *) .( f, *)]=*=*:

_|1+

*e&x (0, *)e&(*)

F &:;(*) d*

+1

2?i |�

&�

*e&x (0, *)

e&(*)F &[.(x, *) .( f, *)] d*. (4.37)

284 BAIRAMOV, C� AKAR, AND KRALL

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Let a:(*) denote any function which is defined and differentiable in aneighborhood of *: , and which satisfies the condition

{\ dd*+

n:&1&;

a:(*)=*=*:

={1

2?i \n:&1

; + |1+

*e+x (0, *)

e+(*)F +

:;(*) d*, :=1, ..., v

&1

2?i \n:&1

; + |1&

*e&x (0, *)

e&(*)F &

:;(*) d*, :=v+1, ..., l.(4.38)

Then (4.36) and (4.37) can be written as

I + f (x)= :v

:=1{\ �

�*+n:&1

[a:(*) .(x, *) .( f, *)]=*=*:

+1

2?i |�

&�

*e+x (0, *)

e+(*)F +[.(x, *) .( f, *)] d*, (4.39)

I & f (x)=& :l

:=v+1{\ �

�*+n:&1

[a:(*) .(x, *) .( f, *)]=*=*:

+1

2?i |�

&�

*e&x (0, *)

e&(*)F &[.(x, *) .( f, *)] d*. (4.40)

We shall also use the following integral operators (see (4.7):

Q+f (x)=1

2?i |1+

e+x (0, *)e+(*)

.(x, *) .( f, *) d*, (4.41)

Q&f (x)=1

2?i |1&

e&x (0, *)e&(*)

.(x, *) .( f, *) d*, (4.42)

J + f (x)=1

2?i:v

:=1

:n:&1

;=0{\ �

�*+;

[.(x, *) .( f, *)]=*=*:

_|1+

e+x (0, *)e+(*)

F +:;(*) d*

+1

2?i |�

&�

e+x (0, *)e+(*)

F +[.(x, *) .( f, *)] d*,

285EXPANSION FOR A QUADRATIC PENCIL

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and

J & f (x)=1

2?i:l

:=v+1

:n:&1

;=0{\ �

�*+;

[.(x, *) .( f, *)]=*=*:

_|1+

e&x (0, *)e&(*)

F &:;(*) d*

+1

2?i |�

&�

e&x (0, *)e&(*)

F &[.(x, *) .( f, *)] d*.

It is evident that,Q\f =J\f,

for f # C �0 (R+).

Similar to Lemma 4.4, we find

Lemma 4.5. For every f # H(n0+1) there exist a constant c>0 such that

&J \f &&(n0+1)�c & f &(n0+1) .

It is evident that, for every f # H(n0+1)

J +f (x)= :v

:=1{\ �

�*+n:&1

[b:(*) .(x, *) .( f, *)]=*=*:

+1

2?i |�

&�

e+x (0, *)e+(*)

F +[.(x, *) .( f, *)] d*, (4.43)

J &f (x)=& :l

:=v+1{\ �

�*+n:&1

[b:(*) .(x, *) .( f, *)]=*=*:

+1

2?i |�

&�

e&x (0, *)e&(*)

F &[.(x, *) .( f, *)] d*, (4.44)

where

{\ dd*+

n:&1&;

b:(*)=*=*:

={1

2?i \n:&1

; + |1+

e+x (0, *)e+(*)

F +:;(*) d*, :=1, ..., v

&1

2?i \n:&1

; + |1&

e&x (0, *)e&(*)

F &:;(*) d*, :=v+1, ..., l.

(4.45)

Theorem 4.6. Under the condition (1.4) the following two-fold spectralexpansion in terms of the principal functions of L holds,

286 BAIRAMOV, C� AKAR, AND KRALL

Page 20: An Eigenfunction Expansion for a Quadratic Pencil of a Schrödinger Operator with Spectral Singularities

f (x)= :j

i=1{\ �

�*+mi

+&1

[a+i (*) .(x, *) .( f, *)]=*=*i

+

+ :k

i=1{\ �

�*+mi

&&1

[a&i (*) .(x, *) .( f, *)]=*=*i

&

+ :l

:=1{\ �

�*+n:&1

[a:(*) .(x, *) .( f, *)]=*=*:

+1

2?i |�

&�

*e+x (0, *)

e+(*)F +[.(x, *) .( f, *)] d*

&1

2?i |�

&�

*e&x (0, *)

e&(*)F &[.(x, *) .( f, *)] d*, (4.46)

0= :j

i=1{\ �

�*+mi

+&1

[b+i (*) .(x, *) .( f, *)]=*=*i

+

+ :k

i=1 {\�

�*+mi

&&1

[b&i (*) .(x, *) .( f, *)]=*=*i

&

+ :l

:=1{\ �

�*+n:&1

[b:(*) .(x, *) .( f, *)]=*=*:

+1

2?i |�

&�

e+x (0, *)e+(*)

F +[.(x, *) .( f, *)] d*

&1

2?i |�

&�

e&x (0, *)e&(*)

F &[.(x, *) .( f, *)] d* . (4.47)

for every function f # H(n0+1) . The integrals in (4.46) and (4.47) converge inthe norm of H&(n0+1) where a\

i , b\i , F +, F &, a: , and b: defined by (4.8),

(4.9), (4.21), (4.22), (4.38), and (4.45), respectively.

Proof. We obtain (4.46) and (4.47) for f # C �0 (R+)/H(n0+1) , by use

of (4.6), (4.7), (4.23), (4.24), and (4.39)�(4.44). The convergence of theintegrals appearing in (4.46) and (4.47) in the norm of H&(n0+1) has beengiven in Lemmas 4.4 and 4.5. Since C �

0 (R+) is dense in H(n0+1) , the proofis completed. K

Note. By (3.1), for every f # H(n0+1)/L2(R+) the integrals

.(m)( f, *+i ) :=|

0f (x) .(m)(x, *+

i ) dx, m=0, 1, ..., m+i &1, i=1, ..., j,

(4.48)

287EXPANSION FOR A QUADRATIC PENCIL

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and

.(m)( f, *&i ) :=|

0f (x) .(m)(x, *&

i ) dx, m=0, 1, ..., m&i &1, i=1, ..., k,

(4.49)

converge. The differentiation in the first and second terms on the right-hand side of (4.46) and (4.47) is symbolic: that is, the rule for differentiat-ing a product is first applied as if the derivatives of .( f, *) at the points *+

i

and *&i existed, and then these ``derivatives'' are replaced by the numbers

.(m)( f, *+i ) and .(m)( f, *&

i ) defined by (4.48) and (4.49), respectively. ByLemma 4.3 for every f # H(n0+1) , the function .( f, *) may be differentiated(n0+1) times with respect to * (* # R).

ACKNOWLEDGMENTS

E. Bairamov thanks the Scientific and Technical Research Council of Turkey for theirfinancial support.

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