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AgWater Solutions Project Case Study Agricultural Water Management Technology Adoption in Zambia: Findings of a Household Survey Willem Colenbrander Independent Consultant Andrew Kabwe Indpendent Consultant Barbara van Koppen IWMI, South Africa in collaboration with Farming Systems Association of Zambia (FASAZ) July 2011

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AgWater Solutions Project

Case Study

Agricultural Water Management Technology

Adoption in Zambia: Findings of a Household

Survey

Willem Colenbrander

Independent Consultant

Andrew Kabwe

Indpendent Consultant

Barbara van Koppen

IWMI, South Africa

in collaboration with

Farming Systems Association of Zambia (FASAZ)

July 2011

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Acknowledgment

The authors and project partners wish to thank the Bill & Melinda Gates Foundation for the

generous grant that made this project possible.

The AWM Project

The AgWater Solutions project was implemented in five countries in Africa and two states in India

between 2008 and 2012. The objective of the project was to identify investment options and

opportunities in agricultural water management with the greatest potential to improve incomes and

food security for poor farmers, and to develop tools and recommendations for stakeholders in the

sector including policymakers, investors, NGOs and small-scale farmers.

The leading implementing institutions were the International Water Management Institute (IWMI),

the Stockholm Environment Institute (SEI), the Food and Agriculture Organization of the United

Nations (FAO), the International Food Policy Research Institute (IFPRI), International Development

Enterprises (iDE) and CH2MHill.

For more information on the project or detailed reports please visit the project website http://awm-

solutions.iwmi.org/home-page.aspx.

Disclaimers

This report is based on research funded by the Bill & Melinda Gates Foundation. The findings

and conclusions contained within are those of the authors and do not necessarily reflect

positions or policies of the project, its partners or the Bill & Melinda Gates Foundation.

Copyright © 2012, by IWMI. All rights reserved. IWMI encourages the use of its material provided

that the organization is acknowledged and kept informed in all such instances.

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Contents List of Tables .......................................................................................................................................... iii

List of Figures ......................................................................................................................................... iii

1. Introduction ........................................................................................................................................ 1

2. Household Wealth by Gender of Household Head and Adoption Status ........................................... 7

3. Time spent on farm work by gender of household head and by adoption status ........................... 10

4. Water Management .......................................................................................................................... 12

5. Differences between Owners of Irrigated and Rainfed Plots ........................................................... 13

6. Irrigated and Rainfed Plot Size and Yield .......................................................................................... 17

7. Net Yield from Irrigated and Rainfed Plots ....................................................................................... 20

8. Characteristics of owners of irrigated plots (adopters) only ............................................................ 21

9. Comparison of Adopter and Non- and Dis-adopter Plot Owners ..................................................... 23

10. Financing issues for irrigated and rainfed plots .............................................................................. 36

11. Marketing issues with irrigated and rainfed plots .......................................................................... 38

12. Changes in the households due to AWM technology adoption ..................................................... 40

13. Changes after AWM technology adoption in the households of married adopters ...................... 43

14. Changes related to years after adoption ........................................................................................ 44

15. Obstacles for future irrigation expansion ....................................................................................... 45

ANNEX 1: Additional Figures on AWM Technology and Farm Operations ........................................... 47

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List of Tables

Table 1.1: Sample data.

Table 1.2: Adopters, non- and dis-adoptors by gender of household head.

Table 2.1: Month food crop harvested last season ran out this season.

Table 2.2: Education level for adopters and non- and dis-adopters.

Table 3.1: Survey sample data.

Table 3.2: Percentage of household members working hours per day.

Table 3.3: Survey data.

Table 3.4: Hours worked by household members of adopter and non- and dis-adopter households.

Table 4.1: Natural water sources.

Table 4.2: Reliability and quality of water sources.

Table 5.1: Overview of adopters and non- and dis-adopters for all plots.

Table 5.2: Plot ownership frequencies by gender of household head.

Table 5.3: Plot ownership frequencies by district.

List of Figures

Figure 1.1: Household distribution by gender of household head and district.

Figure 1.2: AWM technology adoption status by district.

Figure 1.3: AWM technology adoption status by gender of household head.

Figure 1.4: AWM adoption by district.

Figure 1.5: Type of AWM technology adoption by gender of household head and district.

Figure 2.1: Asset ownership by gender of household head and spouse.

Figure 2.2: Frequency of fish or meat meals during the last week.

Figure 2.3: Asset ownership by household head, spouse and AWM adoption status.

Figure 3.1: Comparison of average times spent working on the farm by each household member of

male and female headed households.

Figure 3.2: Comparison of average times spent working on the farm by household members of

adopters and non- and dis-adopters.

Figure 5.1: Total average annual income from harvests sold by owners of irrigated and rainfed plots.

Figure 5.2: Total average annual income from harvest sold from all sampled irrigated and rainfed

plots.

Figure 5.3: Total average annual income from harvests sold by owners of irrigated and rainfed plots

in each district.

Figure 5.4: Average annual income from harvests sold by owners of each of the irrigated and rainfed

plots.

Figure 6.1: Average plot size for owners of irrigated and rainfed plots in the survey area.

Figure 6.2: Total average annual yields from harvests sold by owners of irrigated and rainfed plots.

Figure 6.3: Average plot size for all sampled irrigated and rainfed plots.

Figure 6.4: Total average annual yields from irrigated and rainfed plots in each district.

Figure 6.5: Average plot size for owners of irrigated and rainfed plots.

Figure 6.6: Total average annual yields from harvests sold by owners of irrigated and rainfed plots.

Figure 6.7: Average irrigated and rainfed plot size.

Figure 6.8: Average annual yield from harvests sold by owners of irrigated and rainfed plots.

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Figure 7.1: Comparison of net yields from harvest sold from irrigated plot 1 and rainfed plot 4.

Figure 8.1: Ownership of irrigated plot 1 and control over money from sales for produce.

Figure 8.2: Nature of acquisition of irrigated plots and encouragement in long-term investment.

Figure 8.3: Nature of acquisition of irrigated plot and encouragement in long-term investment and

gender of plot owner.

Figure 9.1: Irrigated plot 1 or rainfed plot 4 ownership and gendered decision making over produce

consumption or sale.

Figure 9.2.1: Hoeing (water source/AWM technology).

Figure 9.2.2: Hoeing (gender).

Figure 9.3.1: Ploughing (water source/AWM technology).

Figure 9.3.2: Ploughing (gender).

Figure 9.4.1: Irrigation (water source/AWM technology).

Figure 9.4.2: Irrigation (gender).

Figure 9.5.1: Sowing (water source/AWM technology).

Figure 9.5.2: Sowing (gender).

Figure 9.6.1: Weeding (water source/AWM technology).

Figure 9.6.2: Weeding (gender).

Figure 9.7.1: Disease and pest control (water source/AWM technology).

Figure 9.7.2: Disease and pest control (gender).

Figure 9.8.1: Supervising paid labour.

Figure 9.8.2: Supervising paid labour.

Figure 9.9.1: Harvesting (water source/AWM technology).

Figure 9.9.2: Havesting (gender).

Figure 9.10: Average plot size in ha for adopters and non- and dis-adopters.

Figure 9.11: Average gross yield in kw/ha from harvests sold on plots of adopters and non- and

disadopters.

Figure 10.1: Men’s plots: source of financing for all inputs.

Figure 10.2: Women’s plots: source of financing on all inputs.

Figure 10.3: Percentage of plot owners encountering problems with financing inputs.

Figure 10.4: Specific problems encountered by plot owners in financing inputs.

Figure 11.1: Irrigated plot 1 owners: percentage of encountering marketing problems.

Figure 11.2: Rainfed plot 4 owner: percentage of encountering marketing problems.

Figure 11.3: Irrigated plot 1 owners: percentage of encountering marketing problem.

Figure 11.4: Rainfed plot 4 owners: percentage of encountering marketing problems.

Figure 11.5: Marketing problems experience by plot owners.

Figure 11.6: Specific marketing problems experienced by gendered plot owners.

Figure 12.1: How household food security changed after AWM technology adoption.

Figure 12.2: How household income changed after AWM technology adoption.

Figure 12.3: How household food security, income and food production changed in FHHs and MHHs

after AWM technology adoption.

Figure 12.4: How household income changed in the opinion of FHHs and MHHs after AWM

technology adoption.

Figure 12.5: Changes due to adoption: How household food security changed in 4 districts after

AWM technology adoption.

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Figure 12.6: Changes in household income: How household income changed after AWM technology

adoption.

Figure 13.1: Collaboration between spouses after AWM technology adoption.

Figure 13.2: Decision making on outputs and income between spouses after AWM technology

adoption.

Figure 14.1: Change in food security in the years after AWM technology adoption.

Figure 14.2: Change in household income in the years after AWM technology adoption.

Figure 15.1: Problems in getting suitable land for irritation with sufficient tenure for expansion by

gender of household head.

Figure 15.2: Problems in getting suitable land for irrigation with sufficient tenure security for

expansion by district and gender of household head.

Figure 15.3: Availability of inputs for irrigation by gender of household head.

Figure 15.4: Availability of inputs for irritation by district and gender of household head.

Annex 1

Figure A.1: Tree cutting.

Figure A.2: Hiring draught power.

Figure A.3: Using improved seeds.

Figure A.4: Fertilizer application.

Figure A.5: Transplanting.

Figure A.6: Use of herbicides.

Figure A.7: Hiring paid labour.

Figure A.8: Transporting harvest.

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1. Introduction

This report presents the results of a household survey on Agricultural Water Management

Technology Adoption in Zambia. The household survey is one of the case studies conducted as part

of the Zambian component of the Agricultural Water Management Solutions project, carried out by

the International Water Management Institute in collaboration with the Food and Agricultural

Organization, International Development Enterprise, International Food Policy Research Institute,

Stockholm Environmental Institute, and CH2MHill (www.awm-solutions.iwmi.org).

The survey examined rainy season cropping and dry season irrigation in 2009/2010. The site and

sample selection were based on an Inventory of Agricultural Water Management Technologies for

the same project. This inventory captured the range of important Agricultural Water Management

(AWM) Technologies throughout Zambia, including buckets, dambos, river diversions, treadle pumps

and motor pumps, conservation agriculture, and public irrigation schemes.

To ensure sufficient frequencies of river diversions, treadle and motor pumps, conservation

agriculture, and public irrigation schemes, districts were selected where experts expected the

highest concentrations. Accordingly, the selection included Mpika (river diversions), Chibombo

(treadle and motor pumps), Monze (conservation agriculture) and Sinazongwe (public irrigation

scheme). In these districts all households in adjacent area were interviewed, so adopters and non- or

dis-adopters were interviewed (Table 1.1, Figure 1.2).

Out of the total 1,935 households interviewed, surveyors randomly selected 60 households in each

of the 4 districts for a total of 240 households1. In the 191 Male Headed Households, 182

respondents were Male Household Heads (MHHs), while in 9 cases the respondent was the wife. For

the 49 Female Headed Households (FHHs), all 49 respondents were household heads (Figure 1.1).

The field work for this analysis was conducted by the Farming Systems Association of Zambia

(FASAZ).

Figure 1.1: Household distribution by gender of household head and district.

1 See Annex 2: Sample Data.

84%

77%

76%

82%

16%

23%

24%

18%

Sinazongwe

Monze

Chibombo

Mpika

n=

62

n=

60

n=

58

n=

60

Valid n = 240

Missing n = 0

Total n = 240

HH Distribution by Gender HH Head

and by District

MHH FHH

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There were 240 households in the sample, of which 191 (80%) were MHHs and 49 (20%) FHHs (Table

1.1). Among the FHHs, 43 (18%) are de jure (i.e. not married) and 6 (2%) de facto married, but the

husband is not in the household head.

Table 1.1: Sample data.

Districts Adopters Dis-adopters Non-adopters Total

No. % No. % No. % No. %

Mpika 42 70 9 15 9 15 60 100

Chibombo 41 71 9 16 8 14 58 100

Monze 40 67 16 27 4 7 60 100

Sinazongwe 39 63 18 29 5 8 62 100

Total 162 52 26 240

Between 60% and 70% of the sample were households currently using one or more forms of AWM

technology (adopters), while the remainder are not currently using any form of AWM technology

(Figure 1.2). Among the latter are those who have never used an AWM technology (8-15% non-

adopters) and those that have used AWM technology before (15-29% dis-adopters).

Figure 1.2: AWM technology adoption status by district.

Between the 4 districts the adoption rates are not much different (Table 1.2 and Figure1.3), but

there are relatively more dis-adopters in Monze and Sinazongwe (27-29%) than in the other two

districts (15-16%).

Table 1.2: Adopters, non- and dis-adoptors by gender of household head.

Districts Adopters Dis-adopters Non-adopters Total

No. % No. % No. % No. %

MHH 135 71 41 21 15 8 191 100

FHH 27 55 11 22 11 22 49 100

Total 162 52 26 240

63%

67%

71%

70%

29%

27%

16%

15%

8%

7%

14%

15%

Sinazongwe

Monze

Chibombo

Mpika

n=

62

n=

60

n=

58

n=

60

valid n = 240

missing n = 0…

AWM Technology Adoption Status

by District

Adopters Dis-adopters

Non-adopters

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Figure 1.3: AWM technology adoption status by gender of household head.

FHHs have a lower adoption rate (55%) than MHHs (71%). More FHHs are non-adopters (22%) than

MHHs (8%). There is not much difference between the MHHs and FHHs as far as dis-adoption is

concerned. In the 4 districts the farmers are using different technologies (Figure 1.4). Where the

bucket is the predominant technology in most districts, the next most important technology is

different for each of the districts2. The more advanced AWM technologies are most commonly used

in Mpika (50% of the adopters use river diversions) and Chibombo (29% of adopters use motor

pumps), followed by Sinazongwe (18% of adopters use

the irrigation scheme) and Monze (13% of adopters use conservation agriculture).

Figure 1.4: AWM adoption by district.

Buckets are used by all small-scale farmers in the survey area (and in fact all over Zambia). In this

report, ‘bucket’ refers to any type of container that can be used for carrying water (Photo 1). In this

2 Note: Neither electric pumps or rope and washer pumps were not found in any of the 4 districts and are

therefore not included in this report.

71%

55%

21%

22%

8%

22%

MHH

FHH

n=

19

1n

=4

9

Valid n = 240

Missing n = 0…

AWM Technology Adoption Status by

Gender of HH head

adopters dis-adopters non-adopters

67%

78%

66%

38%

0%

3%

29%

0%

18%

0%

0%

50%

15%

0%

0%

12%

0%

0%

5%

0%

0%

13%

0%

0%

0%

8%

0%

0%

0%

0%

0%

0%

0%

0%

0%

0%

Sinazongwe

Monze

Chibombo

Mpika

n=

39

n=

40

n=

41

n=

42

Valid n = 162

Missing n = 78

Total n = 240

AWM Adoption by District

bucket/watering can diesel/petrol pump

canal/river diversion dambos/wetlands

treadle pump conservation agriculture

hand pump rope and washer pump

electric pump

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case the water is collected from a perennial stretch of the Maramba River. Farmers like buckets

because they are cheap, they have low or no maintenance costs, they are easy to handle and always

readily available for irrigation. Buckets are also commonly used for various household chores like

collecting water from a pump or well for drinking and other uses. Livestock can be watered with a

bucket. They can be easily lent and borrowed. There are no disadvantages in using a bucket. Other

water lifting devices farmers know and would like to use are motor pumps and treadle pumps.

Photo 1: Left: A woman using buckets to irrigate her rape field in Kasiya village near Livingstone,

Southern Province, Zambia. Credit: AWS. Right: A perennial part of the river which is used for

domestic chores like laundry and bucket irrigation by women

Dambos and wetlands are mainly found in Mpika and Sinazongwe and were analysed together with

the more dominant technologies in those districts. Dambos and wetland fields are individually

owned and managed and no payments are made for water.

Mpika: River diversions (Photo 2) are the most important AWM Technology, even more important

than buckets.

Photo 2. A typical river diversion in Mpika District.

The majority of river diversions are owned by groups of water users, of which the head of the

household is a member. The HH head pays for water and for maintenance and he/she also provides

labour for maintenance. The wife in a MHH also provides some labour. Some river diversions are

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privately owned. Farmers like this technology because they can irrigate more land and more plots.

The technology is also easy to use.

Most households said that water from a river diversion is used for irrigation and for domestic uses

including drinking water.

Chibombo: This district was chosen because of the predominance of motorised pumps, mainly small

5hp portable petrol pumps. Chibombo is approximately 20 km north of Lusaka. The Great North

Road to Kabwe runs through Chibombo.

Photo 3 shows a motor pump being tested on a farm in the Katuba area. Water is pumped from an

unprotected shallow well, which provides water throughout the dry season. These wells may need

some deepening as the water table drops in the dry season.

Photo 3: Testing a small motor pump to draw water from a nearby well. Photo: AWS.

Pumps are generally owned by individuals. Pumps were provided to some groups by a Danida-

supported WWF project. Since then, some group members have bought their own pumps. Farmers

say that individual ownership means the pump is available when they want it for the household.

Pump owners find it easy to acquire this technology and the majority say that they have no reason

to prefer a different technology. They find the pump easy to operate, they have enough household

labour for irrigation with a pump, and they can irrigate more land than before. Only a few farmers

said that high fuel cost is a disadvantage. Half the farmers use the pumped water for drinking,

cooking and other domestic uses. None of the farmers have rented out their pumps.

Only two treadle pumps were found in the survey area (5%). In the remainder of this report, treadle

pumps are grouped under ‘other technologies’.

Monze: This district was chosen because of the predominance of conservation agriculture which has

been introduced over the past ten years. The most common conservation farming practices

observed were: crop rotation, mulching with organic residues, zero tillage and water harvesting (e.g.

potholes and bunds; (Photo 4). Hand-pumps are also quite common because they were installed

some 25 years ago when farm plots where allocated to farmers in Kayuni Settlement on an ex-

Kayuni State Farm.

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Photo 4: Potholing is a common conservation

agriculture technique. Photo: AWS.

Sinazongwe: This district was chosen because there is a public irrigation scheme on the shores of

Lake Kariba. The scheme comprises a constructed lake established when the Kariba Dam was built in

the 1950s. The Valley Tongas used to have gardens on the banks of the Zambezi before the valley

was flooded.

Photo 5: Doing the luandry. Irrigation schemes like this

one in Sinazongwe are often used for muliple purposes.

Most users see the scheme as owned and managed by groups of water users comprised of

heads of households. They pay for water and contribute labour for maintenance, comparable to

the river diversion schemes in Mpika. Farmers like this scheme because it is easy to use and gives

more access to land for irrigation and wives and relatives can use the scheme. Water is also used for

non-irrigation purposes such as laundry (Photo 5), although there are no specific facilities like a

washing slab. The irrigation scheme in Sinazongwe is a de facto multiple use system.3 AWM

technologies used by gender of household head are displayed in Figure 1.5.

3 van Koppen, B. et al., (2009). Climbing the water ladder, multiple use water services for poverty reduction.

IRC and International Water Management Institute, Colombo, Sri Lanka.

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Figure 1.5: Type of AWM technology adoption by gender of household head and district.

• Farmers in all districts use buckets as the main AWM technology except for Mpika, where river

diversions are used by 51% of the adopting MHHs. Only 39% of MHHs use buckets. For FHHs in

Mpika, buckets and river diversions are of equal importance. FHHs use dambos more frequently

and river diversions less frequently than MHHs.

• In Chibombo, motorised pumps are the most important after buckets, equally used by MHHs

and FHHs4.

• In Monze, conservation agriculture is the dominant technology after buckets and are equally

used by FHHs and MHHs.

• In Sinazongwe, the irrigation scheme is used by 21% of the MHHs and by none of the FHHs.

Dambos are used by FHHs (20%) and MHHs (15%).

2. Household Wealth by Gender of Household Head and Adoption

Status

Asset ownership by gender of household head (Figure 2.1)

All MHHs (n=191) and FHHs (n=49) were asked about the ownership of the following assets:

1. Housing: 1. improved dwelling, 2. improved toilet, 3. electricity

2. Farming equipment: 4. oxcart, 5. plough, 6. hoe, 7. axe

3. Livestock: 8. bulls, 9. cows, 10. oxen, 11. poultry

4. Other equipment: 12. mobile phone, 13. bicycle, 14. sewing machine, 15. TV, 16. satellite

dish

Male household heads own more assets than female household heads. Female household heads

own more assets than spouses. The most common assets are hoes and axes, while the least common

asset is improved housing.

4 In the Inventory, motor pump adoption rates are lower for FHHs (15%) than MHHs (31%). The difference

between the Inventory and household survey is explained by a slight divergence from fully proportionate

sampling.

65%

80%

79%

71%

65%

70%

38%

40%

0%

0%

3%

0%

29%

30%

0%

0%

21%

0%

0%

0%

0%

0%

51%

40%

15%

20%

0%

0%

0%

0%

11%

20%

0%

0%

12%

14%

0%

0%

0%

0%

0%

0%

6%

14%

6%

0%

0%

0%

n=34

n=5

n=33

n=7

n=31

n=10

n=37

n=5

MH

HF

HH

MH

HF

HH

MH

HF

HH

MH

HF

HH

Sin

azo

ngw

eM

on

zeC

hib

om

bo

Mp

ika

Valid n = 162

Missing n = 78

Valid n = 240

Type of AWM Technology Adoption by Gender

of HH head and by District

bucket/watering can diesel/petrol pump

canal/river diversion dambos/wetlands

conservation agriculture other

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Figure 2.1: Asset ownership by gender of household head and spouse.

Seasonal food availability

The respondents were asked to name the month when the food crop they harvested last season ran

out during the current season (Table 2.1).

Table 2.1: Month food crop harvested last season ran out this season.

All figures are % MHH FHH De jure

FHH

De facto

FHH

N=191 N=49 N=43 N=6

Did not run out 20 16 16 17

January 8 6 7 0

February 8 0 0 0

March 7 6 7 0

April 6 8 9 0

May 4 4 2 17

June 7 10 12 0

July 6 6 5 17

August 9 8 7 17

September 6 12 14 0

October 5 8 9 0

November 4 8 7 17

December 7 4 5 0

Destroyed 2 2 0 17

There is no clear pattern that differentiates the 4 household categories. One would expect food

shortages the few months before the harvest (January, February, March) but the results do not bear

this out. The sample households did not belong to the poorest families because most have two or

three meals per day. In Zambia it is generally considered that the poorest households have only one

meal per day. Food stress would show a clear seasonal shortage pattern the few months before

harvesting, which is not the case here.

Frequency of nutritious (protein-rich) meals by household head

The respondents were asked how many times they had eaten fish or meat in the last week (Figure

2.2). Almost half the FHHs had not eaten a nutritious meal in the last week, while this only applied to

one quarter of the MHHs.

0% 20% 40% 60% 80% 100%

improved housing

other equipment

oxcart/plough

hoe

axe

cattle

poultryn

=4

5n

=3

32

n=

83

n=

33

4n

=2

67

n=

10

0n

=2

52

Valid n = 1,423

Missing n = 4,408

Total n = 5,831

Asset ownership (wealth) by Gender of

HH head and Spouse

Male HH Head Female HH Head Spouse

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Figure 2.2: Frequency of fish or meat meals during the last week.

Asset ownership by adopters and non- and dis-adopters

All adopters (n=162) and non- and dis-adopters (n=78) were asked about the ownership of the

following assets (Figure 2.3):

1. Housing: improved dwelling, improved toilet, electricity

2. Farming equipment: oxcart, plough, hoe, axe

3. Livestock: bulls, cows, oxen, poultry

4. Other equipment: mobile phone, bicycle, sewing machine, TV, satellite dish

Household heads and spouses of adopter households have a slightly higher asset ownership status

than household heads and spouses of non- and dis-adopter households.

Figure 2.3: Asset ownership by household head, spouse and AWM adoption status.

2.5: Highest education level for adopters and non- and dis-adopters

There is little difference between adopters and non- and dis-adopters in terms of education level

(Table 2.2).

24%

43%

28%

18%20%

25%

13%

8%9%

2%2% 2%0%

2%3%0%1% 0%

MHH (n=191) FHH (n=49)Valid n = 240

Missing n = 0

Total n = 240

Frequency of fish or meat meals

during the last week

none 1 meal 2 meals 3 meals 4 meals

5 meals 6 meals 7 meals 8 meals

0% 20% 40% 60% 80% 100%

HH head

Spouse

HH head

Spouse

HH head

Spouse

HH head

Spouse

HH head

Spouse

HH head

Spouse

HH head

Spouse

imp

rov

ed

ho

usi

ng

oth

er

eq

uip

me

nt

oxc

art

/

plo

ug

hh

oe

axe

catl

lep

ou

ltry

n=

45

n=

33

2n

=8

3n

=3

44

n=

26

7n

=1

00

n=

25

2

Valid n = 1,423

Missing n = 4,408

Total n = 5,831

Asset ownership (wealth) by HH head, Spouse and AWM

Adoption Status

adopters dis-/non-adopters

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Table 2.2: Education level for adopters and non- and dis-adopters.

Highest education level Non- and dis-adopters

N=418

Adopters

N=1018

% %

None 33 31

Primary 49 44

Junior 13 17

Senior 3 6

College/university 1 0

3. Time spent on farm work by gender of household head and by

adoption status

The total number of respondents for this analysis was 240 households with an average household

size of 6.04 = 1,450 household members (Table 3.1). More MHH members do not work on the farm

(42%) compared to FHH members (33%). FHHs have a smaller household size from which to draw

labour (Table 3.2).

Table 3.1: Survey sample data.

Mean

MHH 6.37

FHH 4.73

All HHs 6.04

Table 3.2: Percentage of household members working hours per day.

Hours MHH FHH

Total N N % N %

Zero 507 42 75 33 582

1-4 438 36 106 46 544

4-6 179 15 33 14 212

>6 87 7 16 0 103

Total 1211 230 1441

In Figures 3.1 and 3.2, household members are numbered from 1 to 14, where 1 is always the

household head (male or female) and 14 is the youngest, often a grandchild. Number 2 is the wife in

a MHH, if applicable. Then follow other members of the family (children and father, mother, brother

and sister of head, etc.).

The following trends can be seen:

• Only a few household heads do not work at all. Work is done most frequently by the household

head and the person immediately following the household head (e.g. wife in MHH).

• For longer working hours, the responsibility shifts from the household as a whole to the

household head and the wife in a MHH, where more household heads take up the heavier

workloads.

• In MHHs, wives do an equal amount of work as their husbands, up to workloads of 6 hours.

When the workload goes beyond 6 hours, more often household heads do the work.

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• In FHHs, the household head is assisted by the second person in that household but for longer

working hours the responsibility shifts to the household head with less help from the second

person.

Comparison of average times spent working on the farm by each household member of male and

female headed households

Figure 3.1: Comparison of average times spent working on the farm by each household member of

male and female headed households.

The total number of survey respondents for this analysis was 240 households with an average

household size of 6.04 (Table 3.3) or 1,450 household members.

Table 3.3: Survey data.

Mean

Non- and dis-adopters 5.40

Adopters 6.35

All HHs 6.04

Slightly more non- and dis-adopter household members do not work on the farm at all (45%)

compared to adopter household members (39%). More adopter household members (41%) work 1-4

hours more than members of the non- and dis-adopter households (30%). The following trends can

be seen from Table 3.4 and Figure 3.2. Overall, more adopter household members are involved in

farm work than non- and dis-adopter household members, and more household heads work longer

hours than the second adult in the household (e.g. the wife in a MHH).

1. For workloads of 1-4 hours, the adopters spread the load out over more family members than

the non- and dis-adopters. Adopter households have a larger average household size (6.35) to

depend on for work than the non- and dis-adopter households (5.40).

2. For heavier workloads the responsibility shifts from the household as a whole to the household

head and wife in a MHH, where more household heads take on a heavier workload.

3. There is a slight trend that more adults in adopter households take on the heavier workloads

than in the non- and dis-adopter households.

0% 10% 20% 30% 40% 50% 60%

Zero hrs

Zero hrs

1 - 4 hrs

1 - 4 hrs

4 - 6 hrs

4 - 6 hrs

>6 hrs

>6 hrs

MH

HF

HH

MH

HF

HH

MH

HF

HH

MH

HF

HH

n=

50

7n

=7

5n

=4

38

n=

10

6n

=1

79

n=

33

n=

87

n=

16

Valid n = 1448

Missing n = 2

Total n = 1450

Comparison of average time spent working on the farm

by each HH member of FHHs and MHHs

HH HEAD

Wife (in MHH)

3

4

5

6

7

8

9

10

11

12

13

youngest

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Table 3.4: Hours worked by household members of adopter and non- and dis-adopter households.

Hours Adopters Non-/Dis-adopters

Total N % N % N

Zero 39 394 45 188 582

1-4 41 418 30 126 544

4-6 14 146 16 66 212

>6 6 64 9 39 103

Total 1022 419 1441

Comparison of average times spent working on the farm by household members of adopters and

non- and dis-adopters.

Figure 3.2: Comparison of average times spent working on the farm by household members of

adopters and non- and dis-adopters.

4. Water Management

Natural water sources for buckets and motorised pumps

Ground water is the most common natural water source. Shallow ground water can be reached by

digging an unprotected shallow well. This is common in Chibombo (Katuba area). Motor pumps have

an average maximum suction head of 8 meters (Table 4.1).

Table 4.1: Natural water sources.

Perennial

river/stream

Seasonal

river/stream Pond/lake Groundwater Dambo

Bucket takes

water from

11 5 4 68 12

11% 5% 4% 68% 12%

Motor pump

takes water

from

3 0 2 10 0

20% 0 13% 67% 0

Water reliablity and availability

Lake and spring water seem to be the most reliable sources, followed by perennial streams and

groundwater. Less reliable groundwater sources are dambos and seasonal streams (Table 4.2).

0% 10% 20% 30% 40% 50%

non-/dis-adopters

adopters

non-/dis-adopters

adopters

non-/dis-adopters

adopters

non-/dis-adopters

adopters

zero

hrs

zero

hrs

1-4

hrs

1-4

hrs

4-6

hrs

4-6

hrs

>6

hrs

>6

hrs

n=

18

8n

=3

94

n=

12

6n

=4

18

n=

66

n=

14

6n

=3

9n

=6

4

Valid n = 1441

Missing n = 9

Total n = 1450

Comparison of average time spent working on the farm by each

HH member of adopters and non-/dis-adopters

HH HEAD

wife (in MHH)

3

4

5

6

7

8

9

10

11

12

13

youngest

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Table 4.2: Reliability and quality of water sources.

Question about reliability Water source

Lake/spring Perennial

stream

Ground

water Dambo

Seasonal

stream

Water is available in October 93% 89% 86% 79% 67%

Number of yes

answers/number of

respondents

13/14 31/35 72/84 15/19 4/6

Water quality is no problem 100% 91% 96% 95% 100%

Number of yes

answers/number of

respondents

14/14 32/35 80/83 19/20 6/6

5. Differences between Owners of Irrigated and Rainfed Plots

This section deals with the owners, by gender, of irrigated and rainfed plots. General characteristics

are displayed in Table 5.1.

Table 5.1: Overview of adopters and non- and dis-adopters for all plots.

Adopters Non- and dis-adopters Total

Irrigated Plot Owners

Husband 158 158

Wife 21 21

Male HH Head 3 3

Female HH Head 22 22

Irrigated sub-total 204 204

Rain-fed Plot Owners

Husband 193 67 260

Wife 27 21 48

Male HH Head 4 5 9

Female HH Head 25 18 43

Rainfed sub-total 249 111 360

Total 453 111 564

Data were collected for the three main irrigated plots (numbered 1, 2, 3) and the three main rainfed

plots (4, 5, 6). The frequencies in Table 5.2 were used as the n values in Figure 5.1. Table 5.2 shows

that adopters as well as non- and dis-adopters are owners of rainfed plots.

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Table 5.2: Plot ownership frequencies by gender of household head.

Plot Description Husband Wife

Single

Male HH

head

Single

Female

HH head

Total

1 Irrigated 109 15 2 20 146

2 Irrigated 38 5 1 2 46

3 Irrigated 11 1 0 0 12

Sub-total irrigated plots 158 21 3 22 204

4 Rainfed 144 13 6 37 200

5 Rainfed 74 30 2 0 106

6 Rainfed 42 5 1 6 54

Sub-total rainfed plots 260 48 9 43 360

Total 418 69 12 65 564

Income from harvest sold per gendered plot owner category

Figure 5.1 shows the main differences in average annual income from harvests (not the value of total

harvest) between owners of irrigated and rainfed plots:

• Husbands have a higher income than wives from both irrigated and rainfed plots.

• Wives earn more income from irrigated plots than single women (FHH heads).

• Single women earn more income from rainfed plots than wives.

Figure 5.1: Total average annual income from harvests sold by owners of irrigated and rainfed plots.

The frequencies in Table 5.3 were used as the n values in Figures 5.2, 5.3 and 5.4).

Table 5.3: Plot ownership frequencies by district.

Plot Description Mpika Chibombo Monze Sinazongwe Total

1 Irrigated 36 41 35 34 146

2 Irrigated 20 16 3 7 46

3 Irrigated 2 6 1 3 12

Sub-total irrigated plots 58 63 39 44 204

4 Rainfed 56 54 52 38 200

5 Rainfed 44 24 29 9 106

6 Rainfed 25 10 16 3 54

Sub-total rainfed plots 125 88 97 50 360

Total 183 151 136 94 564

0 5,000,000 10,000,000 15,000,000

Husband

Wife

Single Male HH Head

Single Female HH Head

n=

41

8n

=6

9n

=1

2n

=6

5

US $ 1000 2000 3000

Total Average Annual Income from Harvest Sold by

Owners of Irrigated and Rainfed Plots in the whole

survey area

Total Average Annual Income in Kwacha from Irrigated Plots 1, 2 & 3

Total Average Annual Income in Kwacha from Rainfed Plots 4, 5 & 6

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Income from harvest sold per district

Figure 5.2 shows the main similarities and differences in average annual income between the

districts.

• Chibombo, where motor pumps are the most common AWM technology after buckets, has a

higher income from irrigated than from rainfed plots.

• Chibombo has by far the highest income from irrigated as well as rainfed plots compared to the

other three districts, possibly because of its proximity to the Lusaka market (about 20 km).

• In Chibombo (motor pumps) and Sinazongwe (irrigation scheme and dambos near Lake Kariba)

the income from irrigated plots is higher than the income from rainfed plots. Sinazongwe has

hardly any income from rainfed plots.

• In Mpika (river diversions) the income from rainfed crops is higher than from irrigated plots.

• In Monze (conservation agriculture), the income from rainfed plots is higher than from irrigated

plots, which are 78% irrigated by buckets and 13% cultivated under conservation agriculture.

Figure 5.2: Total average annual income from harvest sold from all sampled irrigated and rainfed

plots.

Figures 5.3 shows average annual incomes from harvests sold in more detail.

• In Chibombo, FHH heads earn far more income from rainfed plots than wives, while in the other

three districts wives earn more from rainfed plots than female household heads.

• Husbands earn more than wives from irrigated plots, while wives earn more from irrigated plots

than female household heads.

0 2 4 6 8 10 12

Sinazongwe

Monze

Chibombo

Mpika

n=

94

n=

13

6n

=1

51

n=

18

3

US$ 400 1,200 2,400

Kwacha Millions

Total Average Annual Income from Harvest Sold from all

sampled Irrigated and Rainfed Plots in each District

Total Average Annual Income from Irrigated Plots 1, 2 & 3

Total Average Annual Income from Rainfed Plots 4, 5 & 6

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Figure 5.3: Total average annual income from harvests sold by owners of irrigated and rainfed plots

in each district.

Figure 5.4 shows distinct patterns for average annual income by gendered plot ownership5. For the

three districts with a good number of owners of irrigated and rainfed plots (Mpika, Chibombo and

Monze):

• Husbands have, on average, a minimum of 3 irrigated plots and 3 rainfed plots.

• Compared to husbands, wives have fewer plots, on average only 1 or 2 irrigated plots and 1 to 3

rainfed plots. Wives in Mpika have up to 5 plots, while in Chibombo and Monze up to 3 plots.

• Compared to husbands and wives, female household heads have fewer plots (1 or 2 irrigated

plots and 1 to 2 rainfed plots).

• In Sinazongwe, the husband has up to 2 irrigated plots while the others have only 1 irrigated

plot.

5 Where a plot does not show in the Figure it means there is no income from sales from that plot.

0 1 2 3 4 5 6 7 8

Husband

Wife

Single Male HH Head

Single Female HH head

Husband

Wife

Single Male HH Head

Single Female HH head

Husband

Wife

Single Male HH Head

Single Female HH head

Husband

Wife

Single Male HH Head

Single Female HH head

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

n=

94

n=

13

6n

=1

51

n=

18

3

US$ 200 600 1000 1400

Kwacha Millions

Total Average Annual Income from Harvests Sold by

Owners of Irrigated and Rainfed Plots in each District

Total Average Annual Income from Irrigated Plots 1, 2 & 3

Total Average Annual Income from Rainfed Plots 4, 5 & 6

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Figure 5.4: Average annual income from harvests sold by owners of each of the irrigated and rainfed

plots.

6. Irrigated and Rainfed Plot Size and Yield6

The total hectares of rainfed plots is larger than the total hectares of irrigated plots (Figure 6.1).

Husbands have more hectares for both rainfed and irrigated plots compared to wives and other

owner categories.

Figure 6.1: Average plot size for owners of irrigated and rainfed plots in the survey area.

For all owner categories, the yields per hectare from harvest sales are higher for irrigated plots than

for rainfed plots (Figure 6.2). Irrigation is for cash crops, while harvests from rainfed plots are mostly

consumed as staple foods.

6 See Chapter 9 “Adopter and non- and dis-adopter plot owners”, Figures 9.10. and 9.11 for plot size and yields

specified for adopters and non- and dis-adopters.

0 1 2 3 4

Husband

Wife

Single male HH Head

Single female HH head

Husband

Wife

Single male HH Head

Single female HH head

Husband

Wife

Single male HH Head

Single female HH head

Husband

Wife

Single male HH Head

Single female HH head

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

n=

94

n=

13

6n

=1

51

n=

18

3

US$ 200 400 600

Kwacha Millions

Average Annual Income from Harvests Sold by Owners of

each of the Irrigated and Rainfed Plots in the Districts

Average Annual Income from Irrigated plot 1 Average Annual Income from Irrigated plot 2

Average Annual Income from Irrigated plot 3 Average Annual Income from Rainfed plot 4

Average Annual Income from Rainfed plot 5 Average Annual Income from Rainfed plot 6

0.00 1.00 2.00 3.00 4.00 5.00 6.00 7.00 8.00

Husband

Wife

Male HH Head

Female HH Head

n=

41

8n

=6

9n

=1

2n

=6

5

Average Plot Size for owners of Irrigated and

Rainfed Plots in the whole survey area

Ha Irrigated Plots 1,2,3 Ha Rain-fed Plots 4,5,6

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• Husbands have higher yields in both irrigated and rainfed plots than their wives.

• Female household heads have slightly higher yields on their rainfed fields than other owner

categories and their yields on rainfed and irrigated fields are almost the same. For other owner

categories, the yields for irrigated plots are much higher than yields for rainfed plots.

Figure 6.2: Total average annual yields from harvests sold by owners of irrigated and rainfed plots.

In all districts, the average rainfed plot sizes are much larger than irrigated plot sizes (Figure 6.3).

Figure 6.3: Average plot size for all sampled irrigated and rainfed plots.

• Yields from harvests sold are higher in irrigated fields than in rainfed fields (Figure 6.4).

• Chibombo has a much higher yield from irrigated plots than other districts.

• Chibombo also has a higher yield from rainfed farming compared to the other districts.

Figure 6.4: Total average annual yields from irrigated and rainfed plots in each district.

In all districts, husbands’ irrigated plots are larger than their wives’ plots and other owner category

plots. Husbands’ rainfed plots are usually larger than those of other owners, except for Mpika where

the husbands’ and wives’ rainfed plots are approximately the same size (Figure 6.5).

0 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000

Husband

Wife

Male HH Head

Female HH Head

n=

41

8n

=6

9n

=1

2n

=6

5

US$ 200 600

Total Average Annual Yield from Harvests Sold by owners of

Irrigated and Rainfed Plots in the whole survey area

Kw/Ha Irrigated Plots 1,2,3 Kw/Ha Rain-fed Plots 4,5,6

0.00 1.00 2.00 3.00 4.00 5.00 6.00

Sinazongwe

Monze

Chibombo

Mpika

n=

94

n=

13

6n

=1

51

n=

18

3

Average Plot Size for all sampled Irrigated and

Rainfed Plots in each District

Ha Irrigated Plot 1,2,3 Ha Rain-fed Plot 4,5,6

0 1 2 3 4 5 6 7 8 9

Sinazongwe

Monze

Chibombo

Mpika

n=

94

n=

13

6n

=1

51

n=

18

3

US$ 200 600 1000 1400

Millions

Total Average Annual Yield from Harvests Sold from all sampled

Irrigated and Rainfed Plots in each District

Kw/Ha Irrigated Plot 1,2,3 Kw/Ha Rain-fed Plot 4,5,6

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Figure 6.5: Average plot size for owners of irrigated and rainfed plots.

Chibombo has the highest yields from harvests from irrigated plots by all owner categories (except

MHHs which have a low frequency (Figure 6.6). In all districts for all owner categories, the yield from

harvests sold from irrigated plots is considerably higher than from rainfed plots.

Figure 6.6: Total average annual yields from harvests sold by owners of irrigated and rainfed plots.

There is little difference between the plot sizes of the 3 irrigated plots, which are mostly between

0.1 and 0.3 ha. Irrigated plot sizes are limited because of water availability and type of technology

(mostly buckets). Size of rainfed plots differ considerably. Plot 4 is much larger (about 1 ha) than

plots 5 and 6 (around 0.5 ha). Plot 4 could be the main staple food crop or the main cash crop, while

the other smaller rainfed plots could be vegetables and other crops (Figure 6.7).

0.00 0.50 1.00 1.50 2.00 2.50

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

n=

94

n=

13

6n

=1

51

n=

18

3

Average Plot Size for owners of Irrigated and Rainfed

Plots in each District

Ha Irrigated Plot 1,2,3 Ha Rain-fed Plot 4,5,6

0 2 4 6 8 10 12

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

n=

94

n=

13

6n

=1

51

n=

18

3

US$ 400 1,200 2,000

Kwacha Millions

Total Average Annual Yield from Harvests Sold by owners

of Irrigated and Rainfed Plots in each District

Kw/Ha Irrigated Plot 1,2,3 Kw/Ha Rain-fed Plot 4,5,6

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Figure 6.7: Average irrigated and rainfed plot size.

Yields from smaller rainfed plot 6 are usually higher than from the larger rainfed plot 4. It may be

that the smaller rainfed plots are used for rainy season vegetables grown for sale (Figure 6.8).

Figure 6.8: Average annual yield from harvests sold by owners of irrigated and rainfed plots.

7. Net Yield from Irrigated and Rainfed Plots

Deducting cost of inputs7 from harvest sales income gives net income from sales. The net yield is

calculated as the net income per hectare. The net yield from all the irrigated plots is greater than

zero, while the net yield from rainfed plots is marginally greater than zero or less than zero, in which

case sales from rainfed plots are not sufficient to cover costs. One possible explanation is that

rainfed plots are mainly used to grow food crops for household consumption, although vegetables

for sale are also grown on rainfed plots (Figure 7.1).

7 Cost of Inputs as defined in the Questionnaire was erroneously recorded as Cost of Seeds in the SPSS files.

0.00 0.20 0.40 0.60 0.80 1.00 1.20 1.40 1.60

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

n=

94

n=

13

6n

=1

51

n=

18

3

Average Plot Size for owners of each of the Irrigated

and Rainfed Plots in the Districts

Ha Irrigated Plot 1 Ha Irrigated Plot 2 Ha Irrigated Plot 3

Ha Rain-fed Plot 4 Ha Rain-fed Plot 5 Ha Rain-fed Plot 6

0 4,000,000 8,000,000 12,000,000 16,000,000

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Husband

Wife

Male HH Head

Female HH Head

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

n=

94

n=

13

6n

=1

51

n=

18

3

US$ 800 1,600 2,400

Average Annual Yield from Harvests Sold by owners of each of

the Irrigated and Rainfed Plots in the Districts

Kw/Ha Irrigated Plot1 Kw/Ha Irrigated Plot2 Kw/Ha Irrigated Plot3

Kw/Ha Rain-fed Plot4 Kw/Ha Rain-fed Plot5 Kw/Ha Rain-fed Plot6

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21

Figure 7.1: Comparison of net yields from harvest sold from irrigated plot 1 and rainfed plot 4.

8. Characteristics of owners of irrigated plots (adopters) only

The relationship between ownership of irrigated plots and control over money from sales of produce

of the plots shows the following trends. In most cases the owner decides. In a minority of cases the

wife decides (24%) instead of the husband-owner, the husband decides (15%) instead of the wife-

owner, or somebody else (7%) decides instead of the female household head owner.

• When female household heads are owners, in 93% of the cases they control the money.

• When wives are owners, in 69% of the cases they control the money.

• When husbands are owners, in 57% of the cases they control the money.

Figure 8.1 shows that more female household heads have control over money than decision making

power over consumption or sale of produce (93% as compared to 80%) and the same is the case for

wives (69% as compared to 60%). Fewer husbands have control over money than decision making

power over sale or consumption (57% as compared to 68%).

-2 0 2 4 6 8 10 12 14 16

Husband

Wife

Male HH Head

Female HH head

Husband

Wife

Male HH Head

Female HH head

Husband

Wife

Male HH Head

Female HH head

Husband

Wife

Male HH Head

Female HH headS

ina

zon

gw

eM

on

zeC

hib

om

bo

Mp

ika

US$ 400 1,200 2,400

Kwacha Millions

Comparison of Net Yield from Harvests Sold from

Irrigated Plot 1 and Rain-fed Plot 4

Net Yield from Irrigated Plot 1 Net Yield from Rain-fed Plot 4

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22

Figure 8.1: Ownership of irrigated plot 1 and control over money from sales for produce.

Nature of land acquisition and encouragement to invest

In Zambia land can be acquired through:

• Customary procedures through the headman/chief or through a relative.

• Modern legal procedures, such as renting (within customary tenure), getting title deeds or

getting access through being member of a cooperative.

The nature of land acquisition determines the level of confidence farmers have in investing in land in

the long term. Farmers appear to have more confidence in customary than in modern forms of land

ownership. As can be seen in Figure 8.2.

• A majority of farmers acquired land through customary procedures, either recently or in the

past. The frequency for customary procedures is 126 cases, while the frequency for modern

procedures is only 23.

• Approximately 12% of farmers who acquired land through customary procedures are

discouraged to invest in the long term (possibly due to land disputes) while almost half (44%)

who acquired land through various modern procedures where lacking confidence in long-term

investment.

Figure 8.2: Nature of acquisition of irrigated plots and encouragement in long-term investment.

Nature of land acquisition and encouragement to invest and gender of irrigated plot

owner

The general confidence of farmers in customary land ownership shows equally among the gender

categories of irrigated plot owners: husbands, wives, and female household heads. Only a few

owners are discouraged (5% of female household heads and 7% of husbands) (Figure 8.3).

For modern forms of land ownership:

50%

57%

15%

93%

30%

24%

69%

20%

19%

15%

7%

n=11

n=90

n=13

n=14

Oth

ers

Hu

sba

nd

Wif

e

Fe

ma

le

HH

he

ad

valid n = 128 CONTROL OVER MONEY FROM SALES

missing n = 112

total n = 240

OW

NER

SH

IP O

F IR

RIG

ATE

D P

LOT

1

Relation between Ownership of Irrigated Plot 1

and Control over Money from Sales of Produce

Male or Female HH Head

Wife

Others

43%

31%

34%

36%

14%

25%

54%

62%

43%

44%

12%

1%

n=7

n=16

n=59

n=77

Go

v /

Co

op

ren

ted

He

ad

ma

nre

lati

ve

mo

de

rncu

sto

ma

ry

valid n = 159 ENCOURAGEMENT IN LONG TERM INVESTMENT

missing n = 81

total n = 240

NA

TUR

E O

F A

CQ

UIS

ITIO

N O

F IR

RIG

ATE

D P

LOT

1

Relation between nature of acquisition of irrigated plots

and encouragement in long term investment

Encouraged No influence Discouraged

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23

• There were no female household heads in the sample who acquired land through modern

procedures.

• There were more wives (67%) than husbands (42%) who were discouraged by modern forms of

land ownership.

Figure 8.3: Nature of acquisition of irrigated plot and encouragement in long-term investment and

gender of plot owner.

9. Comparison of Adopter and Non- and Dis-adopter Plot Owners

Gendered plot ownership and decision making is characterized in terms of decision making over the

choice to consume produce or sell it (Figure 9.1). In general, the owner decides; the female

household head more than the husband, and the husband more than the wife. Wife-owners have a

stronger say in their rainfed plots and wives of husband-owned plots have more say in the irrigated

plots. It seems that irrigation strengthens the decision making power of wives.

• When female household heads are owners, in more than 80% of the cases they decide. They

may be adopter owners of irrigated or rainfed plots, or non- or dis-adopter owners of rainfed

plots. Their control over their rainfed plots is strongest in terms of deciding whether the produce

will be consumed or sold.

• When wives are owners, there is always a proportion whose husbands decide, but when they

are adopter owners, a higher proportion of wives have decision making power (50-60%) than

when they are non- or dis-adopter owners (43%). Wives who are adopter owners of irrigated

plots more often have decision making power (60%) than wives who are adopter owners of

rainfed plots (50%).

• When husbands are owners, their wives decide in at most 13% of the cases, but their decision

making power is much more frequent (70%) than that of wife-owners (40-60%).

50%

29%

33%

37%

0%

25%

0%

35%

13%

71%

25%

56%

33%

75%

0%

60%

38%

0%

42%

7%

67%

0%

0%

5%

n=8

n=7

n=12

n=97

n=3

n=12

n=0

n=20

mo

-

de

rn

cust

o-

ma

ry

mo

-

de

rn

cust

o-

ma

ry

mo

-

de

rn

cust

o-

ma

ry

mo

-

de

rn

cust

o-

ma

ry

Oth

ers

Hu

sba

nd

Wif

e

Fe

ma

le H

H

he

ad

valid n = 159 ENCOURAGEMENT IN LONG TERM INVESTMENT

missing n = 81

total n = 240

NA

TU

RE

OF

AC

QU

ISIT

ION

OF

IR

RIG

AT

ED

PLO

T 1

Relation between nature of acquistion of irrigated

plot and encouragement in long term investment,

by gender of plot owner

Encouraged No influence Discouraged

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24

Figure 9.1: Irrigated plot 1 or rainfed plot 4 ownership and gendered decision making over produce

consumption or sale

Technology adoption, gendered plot ownership and farm operations

In this section, the most common farm operations are cross-tabulated with AWM technology

adoption status of the household8 and with the gendered ownership of irrigated plot 1 and rainfed

plot 4. Table 9.1 shows the data for these analyses.

Table 9.1: Survey data.

8 Additional Figures in Annex 1.

17%

14%

2%

0%

0%

0%

94%

100%

80%

17%

0%

15%

2%

6%

13%

43%

50%

60%

0%

0%

42%

14%

39%

71%

71%

69%

43%

33%

20%

0%

0%

25%

71%

39%

7%

12%

13%

0%

17%

20%

0%

0%

10%

0%

0%

8%

17%

12%

6%

14%

0%

6%

0%

10%

Others - non-adopter owner plot 4

Others - adopter owner plot 4

Others - adopter owner plot 1

HUSBAND - NON-ADOPTER owner plot 4

HUSBAND - ADOPTER owner plot 4

HUSBAND - ADOPTER owner plot 1

WIFE - NON-ADOPTER owner plot 4

WIFE - ADOPTER owner plot 4

WIFE - ADOPTER owner plot 1

FEMALE HH HEAD - NON-ADOPTER owner plot 4

FEMALE HH HEAD - ADOPTER owner plot 4

FEMALE HH HEAD - ADOPTER owner plot 1

n=

12

n=

7n

=1

5n

=4

1n

=1

03

n=

10

9n

=7

n=

6n

=1

5n

=1

6n

=2

1n

=2

0

Decision over Consumption or Sale

Relation between Irrigated Plot 1 or Rainfed Plot 4 ownership

and Gendered Decision over Produce Consumption or Sale

Female HH head Wife Husband Others NAP

Adoption status (Total N=240) N

Dambos/wetland 11

Canal/river diversion 28

Diesel/petrol pump 13

Bucket/watering can 101

4 other AWM technologies 9

Non-and dis-adopters 78

Owners of Rainfed Plot 49 N

Husband 144

Wife 13

Female HH head 37

Others 19

Not applicable 27

Total N 240

Owners of Irrigated Plot 1 N

Husband 109

Wife 15

Female HH head 30

Others 15

Not applicable 81

Total N 240

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25

In Figures 9.2 to 9.11), the Valid n and Total N values are presented for each of the adopter

categories or each of the plot owner categories as ratios in the form: Valid n:Total N (n:N).

Example: Hoeing by dambos/wetland adopters has an n ratio occurrence of 10:11 which means that

10 of the 11 adopters do hoeing, while ploughing by dambos/wetland adopters has an n:N ratio of

3:11 which means that only 3 of the 11 adopters do ploughing. The n:N ratio is an indication of the

relative importance of a farm operation. The higher the Valid n, the more common the operation. In

this example, it would mean that hoeing is much more common than ploughing and that farm

mechanisation in the sample households is not common.

A broad analysis (Table 9.2) shows the general patterns of labour provision by gender. For most

labour intensive farm operations, labour contributions are equally made by men and women,

although sowing is mostly done by women.

• The more strenuous and skilled jobs, like ploughing, and the more technical jobs like disease and

pest control are mainly done by men. Supervision of paid labour is mostly done by men.

• At times children provide labour, but only in a few cases. When children provide labour they are

mostly helping their mothers in the field.

Table 9.2: Overview of labour provision by gender.

Farm operator category Provision of labor

Male Female

Land preparation

Hoeing + +

Ploughing +

Cultivation

Sowing +

Irrigation + +

Weeding + +

Disease and pest control +

Supervising paid labor +

Harvesting + +

The following questions framed the interpretation of Figures 9.2 to 9.11:

• What is the most characteristic labour profile?

• In the n:N ratio: how important is the operation, i.e. what is the relative number of respondents

who perform that operation?

• Is there any difference between adopters and non- and dis-adopters? Is there any difference

between technologies?

• Is there any difference between irrigated plot 1 and rainfed plot 4?

• Is there any difference between the gendered plot owners of irrigated plot 1?

• Is there any difference between the gendered plot owners of rainfed plot 4?

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26

Hoeing (Figure 9.2.1 and 9.2.2)

• Labour for hoeing is mainly shared between men and women, but with a slight bias towards

women.

• n:N ratio: The majority of respondents are involved in hoeing their fields; a common practice.

• There is no difference between adopters and non- and dis-adopters or between technologies

and between the irrigated and rainfed plots.

• There is a difference between the gendered owners of irrigated plot 1. A female household head

said she gets relatively more assistance from men.

• There is no difference between the gendered owners of rainfed plot 4.

Figure 9.2.1: Hoeing (water source/AWM technology).

Figure 9.2.2: Hoeing (gender).

14%

9%

10%

14%

20%

51%

53%

70%

68%

40%

30%

38%

20%

14%

40%

5%

0%

0%

5%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

63

/78

n=

87

/10

1n

=1

0/1

3n

=2

2/2

8n

=1

0/1

1

Hoeing

male male & female female children

20%

7%

11%

12%

9%

43%

0%

12%

47%

50%

67%

67%

55%

29%

67%

55%

33%

36%

22%

20%

36%

29%

33%

31%

0%

7%

0%

1%

0%

0%

0%

2%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

15

/19

n=

28

/37

n=

9/1

31

01

/14

4n

=1

1/1

5n

=7

/20

n=

9/1

5n

=5

8/1

09

OW

NER

S R

AIN

-FE

D P

LOT

4O

WN

ER

S I

RR

IGA

TE

D P

LOT

1

Hoeing

male male & female female children

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27

Ploughing (Figure 9.3.1 and 9.3.2)

• Labour for ploughing is mainly provided by men and to a lesser degree by both men and women

together. Ploughing is hardly ever done by women only (3 cases).

• n:N ratio: The minority of respondents are involved in ploughing, but ploughing is much more

common in rainfed fields than in irrigated fields as irrigated fields are often small enough to be

worked by hoe.

• Among non- and dis-adopters, ploughing is done mainly by men, while among adopters there is

more variation, but n:N values are low. There is a strong similarity in the labour pattern of

bucket watering among adopters and the non- and dis-adopters, possibly indicating that the

users of the most common AWM technology work in the same way on their irrigated fields as on

their rainfed fields. Bucket users do not need any specific irrigation skills or large investments.

The pattern is similar for other farm operations below (sowing, disease and pest control,

supervising paid labour and harvesting).

• On his plot, the husband gets help from women in 40% of the cases, while on the wife’s plot all

the ploughing is done by men.

Figure 9.3.1: Ploughing (water source/AWM technology).

Figure 9.3.2: Ploughing (gender).

78%

72%

100%

50%

67%

13%

14%

0%

50%

33%

3%

7%

0%

0%

0%

6%

7%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

32

/78

n=

29

/10

1n

=5

/13

n=

2/2

8n

=3

/11

Ploughingmale male & female female children

71%

63%

100%

33%

100%

71%

100%

71%

14%

25%

0%

40%

0%

29%

0%

14%

0%

13%

0%

13%

0%

0%

0%

0%

14%

0%

0%

13%

0%

0%

0%

14%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

7/1

9n

=8

/37

n=

5/1

31

5/1

44

n=

5/1

5n

=7

/20

n=

5/1

5n

=7

/10

9

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Ploughing

male male & female female children

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28

Irrigation (Figure 9.4.1 and 9.4.2)

• Labour for irrigation is mainly provided by men and women together. For motor pump adopters,

labour is mostly provided by men as most pumps are owned by men.

• n:N ratio: The majority of AWM technology adopters provide labour for irrigation. The low

occurrence of irrigation (3 of the 11 dambos adopters) shows that crops benefit from the natural

water table, without further water conservation or drainage measures.

• When irrigation is done by motor pumps, this task is exclusively done by men (who usually own

the pump).

• On irrigated plots owned by wives, most of the irrigation is jointly done by men and women and

the wives are often assisted by children.

• Among the owners of rainfed plots, female household heads are often assisted by children on

their irrigated plots.

Figure 9.4.1: Irrigation (water source/AWM technology).

Figure 9.4.2: Irrigation (gender).

0%

16%

54%

17%

33%

0%

51%

31%

67%

33%

0%

31%

8%

8%

33%

0%

2%

8%

8%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

0/7

8n

=8

1/1

01

n=

13

/13

n=

24

/28

n=

3/1

1

Irrigationmale male & female female children

0%

25%

50%

32%

22%

17%

0%

17%

100%

38%

50%

53%

56%

33%

57%

53%

0%

13%

0%

16%

22%

50%

14%

25%

0%

25%

0%

0%

0%

0%

29%

5%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

2/1

9n

=8

/37

n=

2/1

31

9/1

44

n=

9/1

5n

=6

/20

n7

/15

n=

59

/10

9

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Irrigation

male male & female female children

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29

Sowing (Figure 9.5.1 and 9.5.2)

• Labour for sowing is mainly provided by women and secondly by women and men together.

• n:N ratio: The majority of the respondents do sowing, but only 8 of 20 female household heads

do sowing on their irrigated plots. This may be due to the use of particular vegetables such as

sweet potato leaves whereby only cuttings are planted.

• Adopters and non- and dis-adopters: There is a strong similarity in the labour pattern of buckets

and watering can adopters and the non- and dis-adopters.

• Sowing on plots of motor pump adopters is mainly done by men.

• Female household heads do most of the sowing on their irrigated and rainfed plots, seldom

assisted by men (either jointly or separately).

Figure 9.5.1: Sowing (water source/AWM technology).

Figure 9.5.2: Sowing (gender).

14%

8%

50%

9%

25%

26%

27%

17%

50%

38%

58%

65%

33%

36%

38%

2%

0%

0%

5%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

65

/78

n=

86

/10

1n

=1

2/1

3n

=2

2/2

8n

=8

/11

Sowingmale male & female female children

18%

11%

8%

13%

10%

13%

0%

17%

35%

22%

50%

38%

50%

0%

33%

27%

47%

63%

33%

50%

40%

88%

67%

54%

0%

4%

8%

0%

0%

0%

0%

2%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

17

/19

n=

27

/37

n=

12

/13

11

2/1

44

n=

10

/15

n=

8/2

0n

=9

/15

n=

59

/10

9

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Sowing

male male & female female children

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30

Weeding (Figure 9.6.1 and 9.6.2)

• Labour for weeding is mainly provided as a joint venture between men and women.

• n:N ratio: Weeding is a common practice both among adopters and non- and dis-adopters.

• Where only a few men do the weeding themselves in rainfed plots, this proportion increases for

irrigated fields. Weeding on fields irrigated by pumps is a quarter of the time done by men only.

There are no clear differences between owners of irrigated plots and owners of rainfed plots.

Figure 9.6.1: Weeding (water source/AWM technology).

Figure 9.6.2: Weeding (gender).

6%

11%

27%

13%

18%

56%

62%

73%

78%

45%

32%

27%

0%

4%

36%

5%

0%

0%

4%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

62

/78

n=

79

/10

1n

=1

1/1

3n

=2

3/2

8n

=1

1/1

1

Weeding

male male & female female children

7%

18%

0%

10%

0%

13%

13%

12%

79%

46%

73%

68%

73%

63%

50%

68%

14%

29%

18%

21%

27%

25%

38%

18%

0%

7%

9%

1%

0%

0%

0%

2%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

14

/19

n=

28

/37

n=

11

/13

10

5/1

44

n=

11

/15

n=

8/2

0n

=8

/15

n=

57

/10

9

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Weeding

male male & female female children

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31

Disease and pest control (Figure 9.7.1 and 9.7.2)

• Labour for disease and pest control is mainly provided by men, except for wife-owned rainfed

plots where it is done as a joint venture or by the wife alone (the latter case has a low

frequency).

• n:N ratio: A small number of respondents do disease and pest control. It is not a common

practice.

• Adopters and non- and dis-adopters: Among non- and dis-adopters there is more division of

labour. In about half the cases it is done by men only and half jointly with women or by women

only.

• For adopters of buckets and watering cans, the situation is similar to non- and dis-adopters as

regards sharing responsibilities with women. For the other more specialised technologies the

men do most of the disease and pest control.

Figure 9.7.1: Disease and pest control (water source/AWM technology).

Figure 9.7.2: Disease and pest control (gender).

55%

67%

100%

80%

100%

9%

14%

0%

20%

0%

27%

16%

0%

0%

0%

9%

4%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

11

/78

n=

57

/10

1n

=9

/13

n=

5/2

8n

=4

/11

Disease & Pest Controlmale male & female female children

100%

80%

0%

74%

86%

60%

75%

82%

0%

20%

50%

21%

14%

0%

0%

12%

0%

0%

50%

5%

0%

40%

25%

3%

0%

0%

0%

0%

0%

0%

0%

3%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

2/1

9n

=5

/37

n=

2/1

31

9/1

44

n=

7/1

5n

=5

/20

n=

4/1

5n

=3

4/1

09

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Disease & Pest Control

male male & female female children

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32

Supervising paid labour (Figure 9.8.1 and 9.8.2)

• Supervision of paid labour is mainly done by men, but among non- and dis-adopters and

among owners of rainfed plots it is done by women in up to 40% of the cases, or

responsibilities are shared. Although numbers are small, it seems that men take more

responsibility for labour supervision on irrigated fields.

• n:N ratio: Supervision of paid labour is done by only a few of the respondents. There is not

much paid labour on small farms.

Figure 9.8.1: Supervising paid labour.

Figure 9.8.2: Supervising paid labour.

54%

59%

75%

67%

100%

0%

12%

25%

33%

0%

38%

29%

0%

0%

0%

8%

0%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

13

/78

n=

17

/10

1n

=4

/13

n=

3/2

8n

=1

/11

Supervising Paid Labourmale male & female female children

100%

20%

33%

64%

100%

0%

100%

64%

0%

20%

33%

14%

0%

0%

0%

18%

0%

40%

33%

21%

0%

0%

0%

18%

0%

20%

0%

0%

0%

0%

0%

0%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

4/1

9n

=5

/37

n=

3/1

32

8/1

44

n=

3/1

5n

=0

/20

n=

2/1

5n

=1

1/1

09

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Supervising Paid Labour

male male & female female children

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33

Harvesting (Figure 9.9.1, 9.9.2)

• Labour for harvesting is mainly a joint venture between men and women. If harvesting is done

by men and women on their own, it is more often done by women than by men.

• There are no major differences in labour patterns between adopters and non- and dis-adopters,

between technologies and between owners of irrigated and rainfed plots.

Figure 9.9.1: Harvesting (water source/AWM technology).

Figure 9.9.2: Havesting (gender).

8%

8%

17%

12%

18%

62%

64%

75%

77%

36%

29%

28%

0%

8%

45%

1%

0%

8%

4%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

73

/78

n=

96

/10

1n

=1

2/1

3n

=2

6/2

8n

=1

1/1

1

Harvesting

male male & female female children

7%

7%

8%

7%

0%

11%

0%

10%

79%

57%

67%

74%

73%

78%

44%

68%

14%

30%

17%

19%

27%

11%

44%

21%

0%

7%

8%

0%

0%

0%

11%

1%

Others

Female HH Head

Wife

Husband

Others

Female HH Head

Wife

Husband

n=

14

/19

n=

30

/37

n=

12

/13

12

1/1

44

n=

11

/15

n=

9/2

0n

=9

/15

n=

68

/10

9

OW

NER

S R

AIN

-FED

PLO

T 4

OW

NE

RS

IR

RIG

ATE

D P

LOT

1

Harvesting

male male & female female children

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34

Plot size in relation to adoption status

Irrigated fields are 3 to 4 times smaller than rainfed plots (Figure 9.10). The rainfed plots of adopters

are larger than the rainfed plots of non- and dis-adopters. The average plot size of an adopter is 1.47

ha (0.3 ha irrigated plus 1.17 ha rainfed) and 0.87 ha for a non- and dis-adopter.

Figure 9.10: Average plot size in ha for adopters and non- and dis-adopters.

Gross yield from sales in relation to adoption status

The money earned from irrigated plots is much higher than from rainfed plots. Small-scale farmers

grow mainly cash crops (mostly vegetables) on irrigated fields and food crops as well as cash crops

(vegetables and crops like cotton and sunflower) on rainfed fields. The yields of adopters on rainfed

plots are generally higher than the yields of non- and dis-adopters on rainfed plots, except for plot 4

(Figure 9.11 and Table 9.2).

Figure 9.11: Average gross yield in kw/ha from harvests sold on plots of adopters and non- and dis-

adopters.

0.06

0.15

0.66

0.07

0.25

0.85

0.02

0.07

0.21

Plot 6

Plot 5

Plot 4

Plot 3

Plot 2

Plot 1

RA

IN-F

ED

IRR

IGA

TE

D

Average Plot Size in Hectares for Adopters

and Non-/Dis-adopters

Adopters Non-/Dis-adopters

702,783

87,433

589,336

1,692,943

787,556

496,006

2,441,350

4,148,157

4,728,205

Plot 6

Plot 5

Plot 4

Plot 3

Plot 2

Plot 1

RA

IN-F

ED

IRR

IGA

TE

D

US$ 200 400 600 800

Average Gross Yield in Kw/Ha from Harvests Sold

on plots of Adopters and Non-/Dis-adopters

Adopters Non-/Dis-adopters

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35

Table 9.3: Gross yields from sales from irrigated and rainfed plots.

Gross yield from harvest sold in Kwacha/Hectare

Irrigated Plots Rainfed Plots Ranked

1 2 3 4 5 6 Total

Irrigated only

1 Cabbage 4,325,000 1,140,000 - - - 5,465,000

2 Onion 875,000 576,923 851,863 - - - 2,303,786

3 Green maize 300,369 694,444 328,947 - - 1,323,761

4 Sugar cane 230,769 - - - 230,769

Others 5,977,273 - - - - - 5,977,273

Rainfed only

1 Rainfed maize - - - 512,796 1,493,478 2,006,274

2 Cotton - - - 223,750 1,451,613 1,675.363

3 Millet - - - - 156,410 204,211 360,621

4 Sunflower - - - - 62,500 119,355 181,855

5 Cassava - - - 41,128 138,889 180,017

Both irrigated

and rainfed

1 Tomatoes 8,239,768 9,440,226 2,693,966 2,211,538 9,097,221 31,682,720

2 Okra 3,969,644 7,056,000 486,842 - 1,644,899 8,000,000 21,157,384

3 Sweet potatoes 5,000,000 10,000,000 - - 122,530 1,938.922 17,061,452

4 Mixed beans 10,000,000 644,372 - 1,141,813 1,459,597 13,246,147

5 Leafy vegetables 2,372,780 2,967,612 - - - 2,650,000 7,990,392

6 Groundnuts - 633,333 372,414 83,065 124,545 1,213,358

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36

10. Financing issues for irrigated and rainfed plots

Inputs for men’s irrigated and rainfed plots are almost exclusively financed by men. The inputs for

women’s irrigated and rainfed plots are shared between husband and wife, or financed by the

female household head. The husband is still the largest financier on all these women’s plots (Figure

10.1 and 10.2).

Figure 10.1: Men’s plots: source of financing for all inputs.

Figure 10.2: Women’s plots: source of financing on all inputs.

The majority of irrigated and rainfed plot owners said they encountered problems with financing

inputs for their plots. Wife-owners and female household head owners had fewer problems in their

rainfed plots than in their irrigated plots. This could be due to more expensive inputs for irrigation

(Figure 10.3).

83%

83%

4%

3%

9%

8%

4%

6%

Rain-fed Plot 4

Irrigated Plot 1

n=

16

1n

=1

16

ME

N'S

P

LOT

S

Source of Financing for all Inputs on Men's Plots

Husband Wife Female HH head other

50%

62%

16%

18%

29%

14%

5%

6%

Rain-fed Plot 4

Irrigated Plot 1

n=

92

n=

50

WO

ME

N'S

P

LOT

S

Source of Financing for all Inputs on Women's Plots

husband wife Female HH head other

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37

Figure 10.3: Percentage of plot owners encountering problems with financing inputs.

By far the most common problem (more than 60% of all respondents), is the cost of inputs. Few see

availability and quality as a problem. There is no clear difference between irrigated and rainfed plots

in terms of financing problem (Figure 10.4).

igure 10.4: Specific problems encountered by plot owners in financing inputs.

0% 10% 20% 30% 40% 50% 60% 70% 80%

Rain-fed Plot 4

Irrigated Plot 1

Percentage of Plot Owners that encountered

Problems with Financing of Inputs

Husband owner Wife owner

Female HH head owner other owner

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

other

female HH head

wife

husband

other

female HH head

wife

husband

n=

13

n=

19

n=

5n

=8

7n

=7

n=

6n

=7

n=

58

OW

NE

RS

RA

IN-F

ED

PLO

T 4

OW

NE

RS

IR

RIG

AT

ED

PLO

T 1

Specific Problems encountered by Plot

Owners in Financing Inputs

expensive not available poor quality others

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38

11. Marketing issues with irrigated and rainfed plots

In Chibombo, marketing crops grown on irrigated plots is more often seen as a problem than in

other districts, despite the fact that the survey area in Chibombo District (Katuba) is only 20 km from

Lusaka. The problem may be the cumbersome and highly competitive procedures at the main

wholesale market in Lusaka, the Soweto Market (Figure 11.1 and 11.2).

Figure 11.1: Irrigated plot 1 owners: percentage of encountering marketing problems.

Figure 11.2: Rainfed plot 4 owner: percentage of encountering marketing problems.

Marketing is less often a problem than financing inputs (Figure 11.3. and 11.4), but still between 25%

and 50% of plot owners see it as a problem. Owners of rainfed plots see it as a problem more often

than owners of irrigated plots, possibly because of the channels for rainfed crops are less established

and possibly more centralised than for irrigated crops. Wives and female household heads have

fewer marketing problems on their irrigated plots than husbands do on their irrigated plots.

Figure 11.3: Irrigated plot 1 owners: percentage of encountering marketing problem.

0% 10% 20% 30% 40% 50% 60%

Sinazongwe

Monze

Chibombo

Mpika

n=

9/2

6n

=7

/27

n=

22

/38

n=

16

/35

Percentage of Irrigated Plot 1 Owners in the

Districts that encounter Problems with Marketing

0% 10% 20% 30% 40% 50% 60%

Sinazongwe

Monze

Chibombo

Mpika

n=

4/7

n=

13

/27

n=

7/1

5n

=1

9/4

5

Percentage of Rain-fed Plot 4 Owners in the

Districts that encounter Problems with Marketing

0% 10% 20% 30% 40% 50%

other owner

Female HH head owner

Wife owner

Husband owner

n=

3/1

2n

=4

/13

n=

5/1

3n

=4

2/8

9

Percentage of Irrigated Plot 1 Owners that

encountered Problems with Marketing

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39

Figure 11.4: Rainfed plot 4 owners: percentage of encountering marketing problems.

The most common problems experienced by plot owners are the low prices for produce and high

transport costs (Figure 11.5). The exception is Sinazongwe (the public irrigation scheme) where the

main marketing problems mentioned by owners of irrigated plots are flooded markets and too many

middle-men. Although too many middle-men are seen as a problem, competition between them

could possibly favor the farmer. For example, “crooked briefcase business men” or fake buyers who

buy on credit but never return to pay. Sinazongwe is in a remote rural area, with low population

densities as compared to the other districts which are close to main roads.

Figure 11.5: Marketing problems experience by plot owners.

Wives and female household heads who are owners of irrigated plots have specific marketing

problems, among these low prices and high transport costs, which are more common for them than

for the other type of owners (Figure 11.6).

• 40% of wife-owners see flooded markets and too many middle-men as problems, while 50% of

female household head owners see crooked briefcase business men, bad roads and distance to

markets as specific problems. The general impression is that women mention more and different

problems in marketing than men. For owners of rainfed plots, the main problem is low prices for

produce.

0% 10% 20% 30% 40% 50%

other owner

Female HH head owner

Wife owner

Husband owner

n=

2/6

n=

8/1

6n

=4

/8n

=2

9/6

4

Percentage of Rain-fed Plot 4 Owners that

encountered Problems with Marketing

0% 20% 40% 60% 80% 100% 120%

Sinanzongwe

Monze

Chibombo

Mpika

Sinazongwe

Monze

Chibombo

Mpika

n=

4/4

0n

=1

3/1

29

n=

7/7

0n

=2

5/1

90

n=

22

/81

n=

12

/63

n=

47

/19

8n

=2

8/1

35

RA

IN-F

ED

PLO

T 4

IRR

IGA

TE

D P

LOT 1

Specific Marketing Problems

experienced by Plot Owners in Districts

Low Prices for Produce High Transport costs

Flooded Markets Too many middle men

Crooked Briefcase business men Bad roads to markets

Regional markets too far No Local Markets

Gov/companies take long to pay Others

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40

Figure 11.6: Specific marketing problems experienced by gendered plot owners.

12. Changes in the households due to AWM technology adoption

This section compares the situation in adopter households before and after adoption. Observations

on food security in adopter households (Figure 12.1) include:

• 20% of households said that buckets and dambos/wetlands had not improved their food

security, while this was less than 10% for adopters of other technologies.

• Food security increased in the majority of households (60% to 90% of households).

• The most important technologies contributing to food security are:

o Motor pumps: 92% of households.

o Conservation agriculture and communal canals: 75% of households.

o Dambos, wetlands and buckets: 64% to 67% of households.

Figure 12.1: How household food security changed after AWM technology adoption.

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Other

Female HH Head

Wife

Husband

Other

Female HH Head

Wife

Husband

n=

2/2

3n

=9

/10

9n

=5

/49

n=

33

/40

4n

=5

/27

n=

10

/36

n=

9/4

5n

=8

5/3

69

OW

NE

RS R

AIN

-FED

PLO

T 4

OW

NE

RS

IRR

IGA

TED

PLO

T 1

Specific Marketing Problems

experienced by Gendered Plot Owners

Low Prices for Produce High Transport costs

Flooded Markets Too many middle men

Crooked Briefcase business men Bad roads to markets

Regional markets too far No Local Markets

Gov/companies take long to pay Others

48%

69%

75%

64%

50%

19%

23%

25%

11%

7%

9%

25%

11%

9%

21%

8%

4%

18%

1%

4%

n=100

n=13

n=28

n=11

n=4

Bu

cke

ts

Mo

tor

Pu

mp

s

Co

mm

un

al

Ca

na

l

Da

mb

o/

We

tla

nd

Co

nse

r-

va

tio

n

Ag

ricu

ltu

re

Valid n = 156 CHANGES DUE TO ADOPTION OF AWM TECHNOLOGIES

Missing n = 84

Total n = 240

THE

MO

ST IM

PO

RT

AN

T A

WM

TE

CH

NO

LOG

IES

How HH food security changed after

AWM Technology Adoption

Adoption of technology increased food security

Adoption of technology increased food security and income

Adoption of technology increased food production

Adoption of technology supplemented the rainfed production

Food security remained the same

Other

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41

Change in household income after adoption of specific AWM technologies (Figure 12.2 and 12.3)

• 19% of households said that buckets had not improved their household income, while this was

less than 10% for the other technologies.

• Income changed in 80% to 95% of the adopter households.

Figure 12.2: How household income changed after AWM technology adoption.

Change in food security and income in adopter FHHs and MHHs (Figure 12.4 and 12.5)

• In 25% of the adopter FHHs, food security did not change while this was only 14% in MHHs.

• In 19% of the adopter FHHs, income from sales did not change while this was only 13% in MHHs.

Figure 12.3: How household food security, income and food production changed in FHHs and MHHs

after AWM technology adoption.

30%

46%

46%

27%

25%

50%

46%

50%

64%

75%

19%

8%

4%

9%

1%n=100

n=13

n=28

n=11

n=4

Bu

cke

t

Mo

tor

Pu

mp

Co

mm

un

al

Ca

na

l

Da

mb

o/

We

tla

nd

Co

nse

r-

va

tio

n

Ag

ricu

ltu

re

Valid n = 156 CHANGES IN HH INCOME AFTER ADOPTION

Missing n = 84

Total n = 240

THE

MO

ST

IMP

OR

TA

NT

AW

M T

EC

HN

OLO

GIE

S

How Household Income changed after

AWM Technology Adoption

HH Income improved considerably

HH Income improved, but only a bit

No Change

Reduced

55%

56%

16%

15%

14%

26%

11%

4%

4%n=134

n=27

MH

HF

HH

Valid n = 161 CHANGES DUE TO ADOPTION OF AWM TECHNOLOGIES

Missing n = 79

Total n = 240

How HH food security, income and food production changed

in FHHs & MHHs after AWM Technology Adoption

Adoption of technology increased food security

Adoption of technology increased food security & income

Food security remained the same

Adoption of technology increased food production

Other

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42

Figure 12.4: How household income changed in the opinion of FHHs and MHHs after AWM

technology adoption.

Observations on Food Security and Income from sales in adopter households (Figure 12.5 and 12.6)

• Less than 20% of the households said that food security had not changed after adoption; food

security and food production changed in about 80% of the households in the 4 districts.

• 80 to 90% of the adopter households consider that income from sales has considerably

improved or improved a little.

Figure 12.5: Changes due to adoption: How household food security changed in 4 districts after

AWM technology adoption.

Figure 12.6: Changes in household income: How household income changed after AWM technology

adoption.

33%

44%

54%

37%

13%

19%

1%n=134

n=27

MH

HF

HH

Valid n = 161 CHANGES IN HH INCOME AFTER ADOPTION

Missing n = 79

Total n = 240

How HH Income changed in the opinion of FHHs &

MHHs after AWM Technology Adoption

HH Income improved considerably

HH Income improved, but only a bit

No Change

Reduced

56%

44%

51%

67%

10%

26%

27%

10%

10%

2%

17%

21%

21%

17%

7%

3%

2%

9%

n=39

n=39

n=41

n=42

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

Valid n = 161 CHANGES DUE TO ADOPTION OF AWM TECHNOLOGIES

Missing n = 79

Total n = 240

How HH food security changed in the 4 Districts after

AWM Technology Adoption

Adoption of technology increased food security

Adoption of technology increased food security & income

Adoption of technology increased food production

Food security remained the same

others

15%

33%

46%

43%

72%

46%

39%

48%

13%

21%

15%

7% 2%

n=39

n=41

n=41

n=42

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

Valid n = 163 CHANGES IN HH INCOME AFTER ADOPTION

Missing n = 77

Total n = 240

How HH Income changed in the 4 Districts after

AWM Technology Adoption

HH Income improved considerably

HH Income improved, but only a bit

No Change

Reduced

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43

13. Changes after AWM technology adoption in the households of

married adopters

Change in collaboration between spouses after AWM adoption (Figure 13.1)

• Only in Mpika was there a change in collaboration between spouses in 53% of the households.

• In other districts there was hardly a change in collaboration (only 3% to 13% of the households).

Figure 13.1: Collaboration between spouses after AWM technology adoption.

Change in decision making on outputs and income between spouses after AWM adoption (Figure

13.2)

• Only in Mpika was there a considerable change in decision making (42% of households).

• In other districts there was hardly any change in decision making (6% to13%).

Figure 13.2: Decision making on outputs and income between spouses after AWM technology

adoption.

13%

3%

9%

53%

87%

97%

91%

47%

n=31

n=33

n=32

n=34

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

Valid n = 130

Missing n = 110

Total n = 240

Nature of collaboration between spouses

after AWM Technology Adoption

collaboration between spouses is

DIFFERENT after AWM adoptioncollaboration between spouses is NOT

DIFFERENT after AWM adoption

9%

6%

13%

42%

91%

94%

88%

58%

n=32

n=33

n=32

n=36

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

Valid n = 133 NATURE OF DECISION MAKING

Missing n = 107

Total n = 240

Nature of decision making on Outputs and Income

between spouses after AWM adoption

Decision making on output and income is DIFFERENT

after AWM adoption

Decision making on output and income is NOT

DIFFERENT after AWM adoption

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44

14. Changes related to years after adoption

The majority of respondents said there has been an increase in food security since adoption of an

AWM technology. The minority said there has been an increase in household income and about half

said there has been only a slight change in income. Increased food security is seen as an impact of

AWM technology adoption rather than household income.9 There is no clear difference in impact

between younger and older adopters (Figure 14.1 and 14.2).

Figure 14.1: Change in food security in the years after AWM technology adoption.

Figure 14.2: Change in household income in the years after AWM technology adoption.

9 The figures present information for adopters of 10 years ago; information for older adopters was collected

but frequencies were too low for a meaningful analysis.

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

1 2 3 4 5 6 7 8 9 10

n=13 n=26 n=13 n=8 n=10 n=12 n=5 n=5 n=5 n=16

Number of years after adoption (1 - 10 years) and

number of adopters (n) for each year

Change in Food Security in the years

after AWM Technology Adoption

food security increased

food security & income increased

Food security remained the same

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

1 2 3 4 5 6 7 8 9 10

n=15 n=29 n=15 n=11 n=10 n=13 n=6 n=4 n=5 n=17

Number of years after adoption (1 - 10 years) and

number of adopters (n) for each year

Change in HH Income in the years

after AWM Technology Adoption

Income improved considerably

Income improved, but only a bit

No change in Income

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45

15. Obstacles for future irrigation expansion

Problems in getting suitable land for irrigation for future expansion (Figure 15.1 and 15.2)

• On average, 79% of FHHs said that land acquisition is no problem or if it is it can be resolved,

while this percentage is 76% for MHHs.

• There are a major difference between districts in terms of land acquisition. In Mpika and

Chibombo, there is no problem, or resolvable problems, in 90% to 100% of the households,

while these percentages are 65% to 75% in Monze and 50% in Sinazongwe.

• FHHs in Monze have more problems (38%) in land acquisition than MHHs (25%), while in

Chibombo and Mpika, FHHs have fewer problems (0%) than MHHs (5% to 11%).

• In Sinazongwe, the same number of FHHs and MHHs (50%) have problems getting suitable

land for irrigation.

Figure 15.1: Problems in getting suitable land for irritation with sufficient tenure for expansion by

gender of household head.

Figure 15.2: Problems in getting suitable land for irrigation with sufficient tenure security for

expansion by district and gender of household head.

Availability of inputs for expansion of irrigation (Figure 15.3 and 15.4)

• The majority of households consider availability of inputs a problem for future expansion of

irrigation; more FHHs see it as a problem (74%) than MHHs (58%).

• There are major differences between the districts. In Chibombo, 50% of households see inputs

as a problem, but in Mpika and Sinazongwe inputs are seen as a problem by 60% to 80% of the

households. In Monze the figure is between 60% (MHHs) and 100% (FHHs).

61%

68%

15%

11%

24%

21%

n=128

n=28

MH

HF

HH

valid n = 156 Do you have problems in getting suitable land for irrigation?

missing n = 84

total n = 240

Problems in getting suitable land for irrigation with sufficient

tenure security for expansion, by Gender of HH Head

This is no problem for me

I encounter this problem but can cope with it

This problem applies strongly to my situation

21%

33%

61%

50%

81%

89%

91%

100%

29%

17%

14%

13%

8%

11%

5%

50%

50%

25%

38%

11%

5%

n=34

n=6

n=36

n=8

n=36

n=9

n=22

n=5

MH

HF

HH

MH

HF

HH

MH

HFH

HM

HH

FH

H

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

valid n = 156 Do you have problems in getting suitable land for irrigation?

missing n = 84

total n = 240

Problems in getting suitable land for irrigation with

sufficient tenure security for expansion,

by District and by Gender of HH Head

This is no problem for me

I encounter this problem but can cope with it

This problem applies strongly to my situation

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46

Figure 15.3: Availability of inputs for irrigation by gender of household head.

Figure 15.4: Availability of inputs for irritation by district and gender of household head.

24%

16%

18%

10%

58%

74%

n=148

n=31

MH

HF

HH

Valid n = 179

Missing n = 61

Total n = 240

Availability of Inputs for Irrigation by

Gender of HH head

This is no problem for me

I encounter this problem but can cope with it

This problem applies strongly to my situation

23%

25%

6%

38%

30%

31%

18%

33%

8%

20%

11%

20%

60%

75%

61%

100%

54%

50%

57%

80%

n=40

n=8

n=36

n=8

n=37

n=10

n=35

n=5

MH

HF

HH

MH

HF

HH

MH

HFH

HM

HH

FH

H

Sin

azo

ng

we

Mo

nze

Ch

ibo

mb

oM

pik

a

Valid n = 179

Missing n = 61

Total n = 240

Availability of Inputs for Irrigation by District and

Gender of HH head

This is no problem for me

I encounter this problem but can cope with it

This problem applies strongly to my situation

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47

ANNEX 1: Additional Figures on AWM Technology and Farm

Operations Note: These are in addition to the Figures in section 9.

Figure A.1: Tree cutting.

Figure A.2: Hiring draught power.

Figure A.3: Using improved seeds.

54%

48%

0%

75%

0%

19%

35%

100%

25%

33%

23%

13%

0%

0%

67%

4%

4%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

26

/78

n=

23

/10

1n

=1

/13

n=

4/2

8n

=3

/11

Valid n = 57

Missing n = 174

Total n = 231

Tree Cutting

mostly/excl male equally male & female

mostly/excl female mostly/excl children

62%

81%

100%

100%

100%

23%

10%

0%

0%

0%

12%

10%

0%

0%

0%

4%

0%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

26

/78

n=

21

/10

1n

=2

/13

n=

4/2

8n

=1

/11

Valid n = 54

Missing n = 177

Total n = 231

Hiring Draught Power

mostly/excl male equally male & female

mostly/excl female mostly/excl children

20%

34%

83%

38%

67%

33%

46%

0%

25%

0%

47%

20%

17%

38%

33%

0%

0%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

30

/78

n=

35

/10

1n

=6

/13

n=

8/2

8n

=3

/11

Valid n = 82

Missing n = 149

Total n = 231

Using Improved Seed

mostly/excl male equally male & female

mostly/excl female mostly/excl children

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48

Figure A.4: Fertilizer application.

Figure A.5: Transplanting.

Figure A.6: Use of herbicides.

14%

20%

60%

16%

20%

51%

48%

40%

79%

60%

34%

30%

0%

0%

20%

0%

2%

0%

5%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlandsn

=3

5/7

8n

=5

6/1

01

n=

10

/13

n=

19

/28

n=

5/1

1

Valid n = 125

Missing n = 106

Total n = 231

Fertilizer Application

mostly/excl male equally male & female

mostly/excl female mostly/excl children

0%

18%

27%

50%

0%

0%

42%

64%

50%

100%

0%

40%

0%

0%

0%

0%

0%

9%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

0/7

8n

=5

5/1

01

n=

11

/13

n=

2/2

8n

=3

/11

Valid n = 71

Missing n = 160

Total n = 231

Transplanting

mostly/excl male equally male & female

mostly/excl female mostly/excl children

0%

27%

100%

40%

0%

50%

45%

0%

40%

50%

50%

27%

0%

20%

50%

0%

0%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

2/7

8n

=1

1/1

01

n=

2/1

3n

=5

/28

n=

2/1

1

Valid n = 82

Missing n = 149

Total n = 231

Use of Herbicides

male male & female female children

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49

Figure A.7: Hiring paid labour.

Figure A.8: Transporting harvest.

100%

77%

100%

60%

100%

0%

8%

0%

40%

0%

0%

15%

0%

0%

0%

0%

0%

0%

0%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

4/7

8n

=1

3/1

01

n=

4/1

3n

=5

/28

n=

1/1

1

Valid n = 27

Missing n = 204

Total n = 231

Hiring Paid Labourmostly/excl male equally male & female

mostly/excl female mostly/excl children

14%

18%

33%

16%

22%

55%

59%

56%

68%

44%

30%

23%

11%

8%

33%

2%

0%

0%

8%

0%

NON / DIS-ADOPTERS

bucket / watering can

diesel / petrol pump

canal / river diversion

dambo / wetlands

n=

66

/78

n=

88

/10

1n

=9

/13

n=

25

/28

n=

9/1

1

Valid n = 197

Missing n = 34

Total n = 231

Transporting Harvest

mostly/excl male equally male & female

mostly/excl female mostly/excl children