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    Should clinicians routinely recommend trastuzumab

    (Herceptin) as part of the adjuvant therapy for all

    patients with Her2 positive early breast cancer?

    A review of recent data, and reflections on how these

    results relate to the use of Adjuvant!

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    Details Of Use Of These Slides

    For many of the slides there is additional informationavailable in the text area of the slide.

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    An Interpretation of Adjuvant HerceptinResults Presented at ASCO May 2005

    1) Romond EH, Perez EA, Bryant J, et al.

    Doxorubicin and Cyclophosphamide Followed byPaclitaxel with or without Trastuzumab as AdjuvantTherapy for Patients with HER-2 Positive Operable

    Breast Cancer: Combined Analysis of NSABPB31/NCCTG-N9831

    2) Perez EA, Suman VJ, Davidson N, et al.

    NCCTG N9831 May 2005 Update

    3) Piccart MJ

    First Results Of The HERA Trial

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    NSABP B-31

    NCCTG N9831

    Arm 1

    Arm 2

    Arm A

    Arm B

    Arm C

    AC q 3 wk * 4

    = paclitaxel q 3 wk * 4 = paclitaxel q 1 wk * 12= trastuzumab q 1 w

    HERA (Randomization after chemotherapy)Arm A No Herceptin

    Arm B

    Arm C

    (1 yr)

    (2 yr)

    = trastuzumab q 3 w

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    Combined analysis of B31 / N9831

    Control

    Herceptin

    Arm 1 (B31)

    Arm 2 (B31)

    Arm A (N9831)

    Arm C (N9831)

    Combined: n = 3,351; median follow-up 2.0 yr

    NSABP B-31: n = 1,736; median follow-up 2.4 yr

    N9831: n = 1,615; median follow-up 1.5 yr

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    EligibilityNSABP B-31 / N9841

    1) Definitively resected primary adenocarcinoma of

    the breast.

    2) Axillary node positive (N9841 was amended to allow

    high risk node negative).

    3) No locally advanced or metastatic disease.

    4) Normal hematologic, hepatic, and renal function.

    5) No prior anthracycline or taxane therapy.

    6) No significant sensory or motor neuropathy.7) No past or current cardiac history.

    8) Normal LVEF.

    9) Her2 IHC +++ or FISH + (N9831 by central lab, B31

    by approved reference laboratory).

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    Patient / Tumor: CharacteristicsNo Imbalances Between Treatment Arms

    (numbers shown are % of total)

    Age< 50 51

    50 - 59 33

    > 59 16

    NodesN0 6

    NP (1-3) 53

    NP (4-9) 27

    NP (> 9) 14

    Tumor SizeT < 2cm 39

    T 2.1-4.0 cm 45

    T > 4 cm 15

    ER and PgR StatusER + 52

    ER - 48

    PgR + 40

    PgR - 59

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    87%87%85%85%

    67%

    75%

    N EventsACT 1679 261

    ACTH 1672 134

    %

    HR=0.48, 2P=3x10-12

    ACACTHTH

    ACT

    Years From Randomization

    Combined Analysis forDFS ofNSABP B-31 / NCCTG N9831

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    Combined Analysis for DFS ofNSABP B-31 / NCCTG N9831

    Subset Analysis For DFS

    Herceptin Benefit

    In all age subsets

    In all tumor size subsets

    In all nodal subsets (NN CI very broad)

    In ER positive and negative subsetsIn both N9831 and B31

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    Hazard Ratio

    0.2 0.4 0.6 0.8 1.0 1.2 1.4

    Forest Plot For DFS: B31/N9831

    Protocol

    No.

    Positive

    Nodes

    TumorSize

    Hormone

    Receptor

    Age

    N9831

    NSABP B-31

    4.1cm2.1- 4.0 cm

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    90%90%

    81%

    74%

    AC->T+H 1672 96

    AC->T 1679 194

    HR=0.47, 2P=8x10-10

    N Events

    AC->T+H

    AC->T

    0 1 2 3 4 5

    50

    60

    70

    80

    90

    100

    90%90%

    81%

    74%

    ACTH 1672 96

    AC

    T 1679 194HR=0.47, 2P=8x10-10

    N Events

    ACACTHTH

    ACT

    Years From Randomization

    90%90% 90%90%

    81%

    74%%

    Combined Analysis forDDFS ofNSABP B-31 / NCCTG N9831

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    Annual Hazard of Distant Recurrence

    0 1 2 3 4

    0

    20

    40

    60

    80

    100

    120

    Rat

    eper1000W

    omen/Yr

    Years From Randomization

    ACAC

    THTH

    ACT

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    Combined Analysis forOS ofNSABP B-31 / NCCTG N9831

    ACACTHTH94%94%91%91%

    87%

    92%ACT

    N DeathsACT 1679 92

    AC

    TH 1672 62

    HR=0.67, 2P=0.015

    Years From Randomization B31/N9831

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    Cardiac Monitoring~ 20% of the patients discontinued Herceptinbecause of symptomatic or asymptomatic

    heart problems

    Baseline 3 mns 6 mns 9 mns 18 mns15 mns

    AC * 4

    Taxol * 4

    Herceptin * 12 mns

    2.1% 7.7% 10.1%

    % stopping Herceptin by time period

    LVEF measurements

    ~ 4 % of patients never got Herceptin because of developing a

    low LVEF post AC * 4.

    This analysis from B31data alone.

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    Cardiac MonitoringRules for action for asymptomatic patients

    Absolute Decrease in LVEF

    < 10 % 10-15% > 15%

    Normal LVEF Continue Continue Hold *

    1-5% below LLN of LVEF Continue Hold * Hold *

    > 5% below LLN or LVEF Continue * Hold * Hold *

    * Repeat LVEF assessment in 4 weeks

    If criteria for continuation met restart

    If 2 consecutive holds of a total of 3 holds, discontinue Herceptin

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    Cardiac SafetyAge and Post AC LVEF were predictors of the

    risk of developing CHF

    Risk of CHF (%)

    Age youngerthan 50

    Age 50 and older

    Initial LVEF 50 - 54 6.3 % 19.1 %

    Initial LVEF 55 - 64 2.2 % 5.2 %

    Initial LVEF > 65 0.6 % 1.3 %

    In both age groups about 10% of the patients had a LVEF of 50-54,

    about 50% of the patients had a LVEF of 55-64, and 35% had a LVEF of

    > 65%. Average risk of early CHF for patient younger than 50 is 2 %

    and older than 50 is ~ 5%

    This analysis from B31data alone.

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    Risk of Cardiac Events(no strong evidence of an major delayed toxicity)

    The only cardiac death that occurred during this study occurred in a

    control patient.

    0

    1

    2

    3

    4

    5

    0 1 2 3

    Years Since Starting Herceptin

    %R

    iskofCardiacEvent

    Control

    Herceptin

    End of Herceptin treatment period

    This analysis from B31 data alone.

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    NSABP B-31Cardiac Safety Analysis For First 1000 Patients

    Baseline all patients normal LVEF (median 63%)

    After 3 months of AC

    LVEF median 61% (lower, p

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    NSABP B-31Cardiac Safety Analysis For First 1000 Patients

    Herceptin Related Fall In LVEF Was Largely Reversible

    In Patients With A Cardiac Event (n=27)

    0

    10

    20

    30

    40

    50

    60

    < 30 30-39 40-49 50-59 60-69

    During Even

    On Recovery

    ~ 68% of the patients had symptoms resolve within 6 months

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    NCCTG N9831Arm A

    Arm B

    Arm C

    Analysis of Three Arms of N9831

    n = 2,804; median follow-up 1.5 yr

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    100

    90

    80

    7060

    50

    40

    30

    2010

    00 1 2 3 4

    Years

    AC T

    AC T + H H

    %

    Hazard ratio = 0.55Stratified logrank 2P= 0.0005

    N9831 Disease-Free SurvivalControl vs Concurrent

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    N9831 Disease-Free SurvivalControl vs Sequential

    100

    90

    80

    7060

    50

    40

    30

    20

    10

    0

    0 1 2 3 4

    Years

    AC T

    Hazard ratio = 0.87Stratified logrank 2P = 0.29

    AC T H

    %

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    100

    90

    80

    70

    60

    50

    40

    30

    2010

    00 1 2 3 4

    Years

    AC T H

    AC T + H H

    %

    Hazard ratio = 0.64

    Stratified logrank 2P= 0.0114

    N9831 Disease-Free SurvivalSequential vs Concurrent

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    Difference in the incidence of cardiac events(CHF and cardiac deaths) between non-H and H arms is < 4%

    9 month (post finishing AC * 4) analysis; 500 per arm with normalLVEF or LVEF decrease 15% from baseline (after AC) 0.0% with events (95% CI,0.0-0.7%) for control

    2.2% with events (95% CI,1.1-3.8%) for control vs sequential

    3.3% with events (95% CI,2.0-5.1%) for control vs concurrent* therapywith paclitaxel

    Cardiac Safety in 9831

    * at month 9, concurrent pts have received 3 additional months of

    Herceptin compared to sequential

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    HERA (Randomization after chemotherapy)

    Arm A No Herceptin

    Arm BArm C

    (1 yr)(2 yr)

    Only Arms 1 and 2 analyzed in this interim analysisn = 3,307, median follow-up ~ 1 year

    HERA Trial

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    EligibilityHERA Trial

    1) Definitively resected primary adenocarcinoma of

    the breast.

    2) Received and completed neoadjuvant and/or

    adjuvant chemotherapy. Chemotherapy must have

    been at least 4 cycles of an approved regimen.

    3) If node negative tumor size must have been T1c or

    larger (for adjuvant patients).

    4) Normal LVEF by MUGA or echo of > 55%.

    5) Her2 IHC +++ or FISH + by central lab.

    6) Known (and centrally reviewed ER status).

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    HERA Trial:Patient / Tumor: Characteristics

    No Imbalances Between Treatment Arms(numbers shown are % of total)

    Age< 50 51

    50 - 59 32

    > 59 16

    NodesN0 33

    NP (1-3) 29NP > 4 28

    NeoAdj 11

    Adjuvant RegimenAnthracyclines 68

    Anathra + Taxane 26

    No A or Taxane 6

    ER and PgR StatusER + 51

    ER - 49

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    Months from randomizationMonths from randomization00 55 1010 1515 2020 2525

    16931693 14281428 994994 580580 280280 8787

    16941694 14721472 10671067 629629 303303 102102

    EventsEvents

    2-yr2-yr

    DFS %DFS % HRHR [95% CI][95% CI] p valuep value

    127127 85.885.8 0.540.54[0.43, 0.67][0.43, 0.67]

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    0 1 2

    All

    Any, neo-adjuvant chemotherapyNodalstatus

    0 pos, no neo-adjuvant chemotherapy

    3387

    358

    1100

    872

    203

    2307

    n

    0.54

    0.53

    0.52

    0.77

    0.64

    0.43

    Hazardratio

    1-3 pos, no neo-adjuvant chemotherapy

    4 pos, no neo-adjuvant chemotherapy

    No anthracycline or taxane

    Adjuvant chemotherapy regimen

    Anthracycline, no taxane

    Anthracycline + taxane

    Negative

    Receptor status/endocrine therapy

    Pos + no endocrine therapy

    Pos + endocrine therapy

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    Cardiac Safety in HERA(very early 1 year median follow-up report)

    ObservationObservation

    N=1736N=1736

    1 Year trastuzumab1 Year trastuzumab

    N=1677N=1677

    LVEF < 50% andLVEF < 50% anddecrease bydecrease by 10 EF10 EFpointspoints

    2.2 %2.2 % 7.1 %7.1 %

    CHF grade III/IV,CHF grade III/IV, andand/ or/ orcardiac deathcardiac death 0 %0 %

    (95% CI: 0.00-0.21)(95% CI: 0.00-0.21)

    0.5%0.5%

    (95% CI: 0.25-1.02)(95% CI: 0.25-1.02)

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    BCIRG 006Arm 1

    Arm 2

    AC q 3 wk * 4

    = docetaxel q 3 wk * 4= trastuzumab q 1 w = trastuzumab q 1 w

    Arm 3

    = docetaxel/platinum q 3 wk * 6

    BCIRG 006 (n ~ 3000)Will Arm 3 (a non-anthracycline adjuvant regimen)

    be the answer ?

    Expected efficacy report SABCS December 2005

    Current reported cases of Grade 3/4 CHF

    Arm 1 / Arm 2 / Arm 3 = 1, 18, 1Current reported cases LVEF 15% < LLN

    Arm 1 / Arm 2 / Arm 3 = 6, 25, 4

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    Baseline 10Year OS

    With Tam andChemo

    AddedHerceptin

    Benefit Dueto Herceptin

    NP (1-3) T2 45 % 64 % 72 % 8 %

    NN T2 59 % 74 % 79 % 5 %

    NN T1c 81 % 86 % 88 % 2 %

    NN T1ab 88 % 90 % 91 % 1 %

    So Is Adjuvant Herceptin For All Breast CancerPatients? Informed Speculation !

    60 Year Old Women. ER +, Her2 +, average comorbidity.

    Competeing mortality about 8%. To Get Tam + CA * 4, T * 4q3w.

    Her2 FISH +. Additional RR conferred by Her2 1.5.

    Risk of developing CHF 5%, 2/3 have symptoms resolve

    in 6 months. Cardiac status at 10 years??

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    CA * 4 then T * 4Results of 9344, 9741, and B-31 /N9831

    No major difference in outcome of this arm between trials.

    9344 9741 B31/

    N9831

    Age < 50 60 49 51

    NN (0) 0 0 6

    NP (1 3) 46 59 53

    NP (4 9) 42 29 27

    NP >10 12 1 14

    T > 2 65 60 61

    ER + 59 65 52

    DFS (3yr) 79 % 81% 75 %

    Her2+++

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    Early Results

    Triumphs and Cautionary Tales

    Tam vs Obs Her vs Obs

    (Overview) (B31/N9831)

    Proportional risk reductions at 2 Years for DFS

    53 % 52%

    Proportional risk reductions at 10 years for DFS

    39 % ???

    Durable but Durable ?

    Late Toxicity Late Toxicity ?

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    Early Results Do Not Always ReflectLate Results In Adjuvant Therapy

    0

    10

    20

    30

    40

    50

    0 - 2 2 - 5 5 - 10

    0

    10

    20

    3040

    50

    60

    70

    0 - 2 2 - 5 5 - 10

    Time Periods (yrs) Time Periods (yrs)

    Pro

    por t

    ionalRisk

    Re

    ductio

    n

    DuringTimeI

    nterval

    Poly Chemotherapy Tamoxifen (5 yrs)

    Recurrence Breast Cancer Specific Mortality

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    NSABP/Intergroup Recommendations For

    Control Patients

    The recommendations were covered in letters to the

    patients and clinicians. The recommendations were

    complex because the letter had to deal with the

    spectrum of possible treatment points that the patient

    might be at. Of special relevance to patients who were

    not trial participants were the following:

    Patients in the control (non-trastuzumab) arms with

    adequate cardiac function, and within 6 months of

    finishing chemotherapy were offered trastuzumab.

    The NSABP suggested that trial patients who had not yet

    started the paclitaxel/trastuzumab, who were > 50 years

    old and who had a post AC *4 LVEF of 50-54%,

    consider the option of starting the trastuzumab only

    after completing the paclitaxel.

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    Should clinicians routinely recommend

    trastuzumab (Herceptin) as part of the adjuvant

    therapy for all patients with Her2 positive early

    breast cancer?

    Adjuvant Herceptin should only recommendedas a part of a process that includes both

    information about the early gains and warns the

    patient that she faces some increased risk of

    developing CHF. Although early results are veryencouraging, information about long term

    benefits and risks is not yet available.